lobbying_activities
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3,604 rows where filing_year = 2018 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2101162 | ALTA CREST LLC 9d21ff42-04a8-4dc5-96b3-df0977535dae | Q1 | ALTA CREST LLC | 401104600 | SANOVAS, INC. | 2018 | first_quarter | FIN | Regulation D reform | HOUSE OF REPRESENTATIVES | 0 | 0 | 2018-01-19T11:49:25.283000-05:00 | ||
| 2101208 | POLICY DEVELOPMENT GROUP 91c28ae3-36e0-4747-9cca-67c8d9c1f01f | 1T | POLICY DEVELOPMENT GROUP | 31736 | SECURED FINANCIAL SOLUTIONS | 2018 | first_quarter | FIN | insurance regulations | HOUSE OF REPRESENTATIVES,SENATE | 0 | 1 | 2018-02-16T13:22:40.377000-05:00 | ||
| 2101360 | SIXKILLER CONSULTING, LLC 286ca1dc-1232-46c6-9683-cab70e4e563d | 1T | SIXKILLER CONSULTING, LLC | 400635921 | HABEMATOLEL POMO OF UPPER LAKE | 2018 | first_quarter | FIN | Issues related to e-commerce. | HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE | 10000 | 0 | 1 | 2018-03-28T00:06:22.710000-04:00 | |
| 2101494 | CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) 36d881c7-637b-463c-8bb2-53221abf5a96 | Q1 | CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) | 400428072 | RUSH STREET GAMING | 2018 | first_quarter | FIN | Issues related to investment funds and vehicles | HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE | 20000 | 0 | 0 | 2018-04-02T08:52:30.947000-04:00 | |
| 2101515 | COUNCIL OF INSTITUTIONAL INVESTORS f0044918-1333-41b7-be7e-40c9b37349ab | Q1 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2018 | first_quarter | FIN | Jan. 18, 2018CII follow-up letter to the SEC on potential misuse of Rule 10b5-1 trading plans Jan. 25, 2018CII follow-up letter to SEC on NASDAQ listing standard for SPACs Jan. 29, 2018CII letter to SEC on forced arbitration provisions in public company governing documents Jan. 31, 2018CII letter to SEC on no-action relief at AES Corporation Feb. 12, 2018CII letter on SEC chair's rulemaking priorities (RegFlex Agenda) Feb. 22, 2018CII letter to SEC on NYSE direct listing proposal Feb. 27, 2018Co-signed letter to the Senate Banking Committee on proposed legislation relating to proxy advisory firms and institutional investors (H.R. 4015) March 5, 2018Joint CII, Ceres, ICCR, and US SIF letter regarding S. 2155 and Rule 14a-8 March 15, 2018 Meetings w/ Offices of Sen.Schumer, Sen. Warren, Elad Roisman, Elisha Tuku, Sen. Cory Gardner, Sen. Patty Murray, SEC Commissioner Hester Peirce, Rep. Peter King, Rep. Nancy Pelosi March 26, 2018CII letter to SEC on NYSE listing standard for SPACs | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2018-04-02T10:38:56.497000-04:00 | ||
| 2101553 | REPUBLIC CONSULTING, LLC 05b7d52d-399e-4469-80ec-d990a9159628 | Q1 | REPUBLIC CONSULTING, LLC | 401016871 | NATIONAL READY MIXED CONCRETE ASSOCIATION | 2018 | first_quarter | FIN | Monitor the Reauthorization of the National Flood Insurance Program and advocate for resilient construction and usability standards, as well as improved public and private data sharing and integration. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-04-02T12:41:35.387000-04:00 | |
| 2101598 | RICH FEUER ANDERSON 9d7a248b-96df-42b6-9e14-8a8a24bbb6e0 | Q1 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2018 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Modernization of anti-money laundering and terrorist financing legislation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-04-02T13:40:19.353000-04:00 | |
| 2101599 | RICH FEUER ANDERSON efea46fd-e4c3-4e8b-ab99-5261e77a8384 | Q1 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2018 | first_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-04-02T13:57:23.007000-04:00 | |
| 2101694 | THE AMERICAN COUNCIL OF ENGINEERING COMPANIES 5426f5dd-3c6a-4e11-8f82-88cdea487b6a | Q1 | THE AMERICAN COUNCIL OF ENGINEERING COMPANIES | 2046 | AMERICAN COUNCIL OF ENGINEERING COMPANIES | 2018 | first_quarter | FIN | Municipal advisor implementation. | Army, Dept of (Corps of Engineers),Commerce, Dept of (DOC),Defense, Dept of (DOD),Education, Dept of,Energy, Dept of,Environmental Protection Agency (EPA),Federal Aviation Administration (FAA),Federal Emergency Management Agency (FEMA),Federal Energy Regulatory Commission (FERC),Federal Highway Administration (FHA),Federal Transit Administration (FTA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Agency for International Development (USAID),U.S. Trade Representative (USTR),Veterans Affairs, Dept of (VA) | 706876 | 0 | 0 | 2018-04-02T16:14:39.390000-04:00 | |
| 2101705 | GOLDHABER POLICY SERVICES LLC c33c28f8-b05f-41f4-a44d-c83444975072 | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2018 | first_quarter | FIN | Worked on issues and options related to non-bank membership in Federal Home Loan Bank (FHLB) including tracking issues related to S.2155 the Senate regulatory reform bill. | Housing & Urban Development, Dept of (HUD) | 10000 | 0 | 0 | 2018-04-02T16:20:41-04:00 | |
| 2101709 | GOLDHABER POLICY SERVICES LLC 605db525-29f7-4d4f-a3b0-83ad14bf7d49 | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2018 | first_quarter | FIN | Worked on issues and options related to non-bank membership in Federal Home Loan Bank (FHLB) including S.2361 to continue or restore the membership of captive insurance company in the FHLB. Tracking issues related to S.2155 the Senate regulatory reform bill. | 10000 | 0 | 0 | 2018-04-02T16:38:46.887000-04:00 | ||
| 2101710 | GOLDHABER POLICY SERVICES LLC fbf5f9be-3310-4ada-b0f3-8dcdc4b6cb3d | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | RENEW FINANCIAL GROUP LLC | 2018 | first_quarter | FIN | Worked on policy issues related to the PACE program, including issues in Senate Regulatory reform bill S.2155 with key consumer and housing stakeholders. Met with senior staff of FHFA on issues and updates concerning the PACE loans. | Federal Housing Finance Agency (FHFA) | 20000 | 0 | 0 | 2018-04-02T16:50:49.930000-04:00 | |
| 2101852 | POBLETE TAMARGO, LLP 4cf30b28-35e3-472f-823b-ac45ffee281d | Q1 | POBLETE TAMARGO, LLP | 400620885 | RD LEGAL FUNDING, LLC | 2018 | first_quarter | FIN | Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-04-03T11:13:10.970000-04:00 | ||
| 2101854 | MAGILL ASSOCIATES, LLC d7992870-40e5-4e83-ab7f-ed20731ae525 | Q1 | MAGILL ASSOCIATES, LLC | 401103511 | MOUNTAIN WEST CREDIT UNION ASSOCIATION | 2018 | first_quarter | FIN | Legislation affecting credit unions, including the credit union federal tax exemption and S.2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act, which would provide regulatory relief to credit unions. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-04-03T11:15:12.297000-04:00 | |
| 2101886 | MAGILL ASSOCIATES, LLC e1c26b8d-4105-4179-a1f1-420b70e99917 | Q1 | MAGILL ASSOCIATES, LLC | 401103511 | LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" | 2018 | first_quarter | FIN | The Consumer Financial Protection Board's (CFPB) rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). | HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 40000 | 0 | 0 | 2018-04-03T14:30:44.857000-04:00 | |
| 2101891 | AMERICAN FINANCIAL SERVICES ASSOCIATION d0d5fbc2-d09d-470f-b98d-0163216a8443 | Q1 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2018 | first_quarter | FIN | Dodd Frank Wall Street Reform and Consumer Protection Act and proposed reform bills (S. 2155), Auto Lending (CFPB regulations), Consumer Privacy (HR 2396), Industrial Loan Banks, Installment Lending, Military Lending (DoD regulations), Mortgage Lending, Payment Cards, Small Business Lending, Tax Reform, Telephone Consumer Protection Act, HJ Res 122 and SJ Res 56 on CRA for payday lending, SJ Res 57 on CFPB auto lending | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of Management & Budget (OMB),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office | 150000 | 0 | 0 | 2018-04-03T14:50:48.837000-04:00 | |
| 2101992 | HEIDEPRIEM & ASSOCIATES, LLC 6ddc245f-36f7-477b-be87-88c34b29d4f1 | Q1 | HEIDEPRIEM & ASSOCIATES, LLC | 400394851 | PROMONTORY INTERFINANCIAL NETWORK | 2018 | first_quarter | FIN | Enable community banks to use networks to enable deposits without their being deemed brokered. | 40000 | 0 | 0 | 2018-04-04T10:47:54.193000-04:00 | ||
| 2102054 | TAUZIN CONSULTANTS, LLC c8937f2c-4457-437b-94fe-565e4bd0448c | 1T | TAUZIN CONSULTANTS, LLC | 400671007 | ST. BERNARD PARISH COUNCIL | 2018 | first_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),Federal Emergency Management Agency (FEMA),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2018-04-04T13:20:05.920000-04:00 | |
| 2102091 | RICH FEUER ANDERSON 765aad5f-889f-4389-8434-1387336ead89 | Q1 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2018 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including international coordination of financial regulation; fund naming provisions; S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act;" H.R. 3093, the "Investor Clarity and Bank Parity Act;" and H.R. 10, the "Financial CHOICE Act." Regulation of asset managers as systemically important financial institutions. Regulation of exchange-traded funds. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2018-04-04T14:38:30.930000-04:00 | |
| 2102104 | ALLON ADVOCACY, LLC 0c6067ca-749c-47db-97c6-43d95f73d440 | Q1 | ALLON ADVOCACY, LLC | 401104657 | YODLEE INC. | 2018 | first_quarter | FIN | Consumer-permissioned financial data access issues; alternative data and credit reporting, including S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act. | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 100000 | 0 | 0 | 2018-04-04T15:05:47.180000-04:00 | |
| 2102112 | ALLON ADVOCACY, LLC 61a6b981-5a69-4375-a59b-432af92aa272 | Q1 | ALLON ADVOCACY, LLC | 401104657 | ACHIEVE | 2018 | first_quarter | FIN | Marketplace lending issues, including H.R. 3299, The Protecting Consumers' Access to Credit Act | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2018-04-04T15:08:49.977000-04:00 | |
| 2102121 | NATIONAL ASSOCIATION OF ELECTRICAL DISTRIBUTORS, INC. b26842de-69b3-42f0-85b2-1026b9b04854 | Q1 | NATIONAL ASSOCIATION OF ELECTRICAL DISTRIBUTORS, INC. | 400599829 | NATIONAL ASSOCIATION OF ELECTRICAL DISTRIBUTORS, INC. | 2018 | first_quarter | FIN | HR 4248 - provision relating to disclosure requirements | HOUSE OF REPRESENTATIVES,SENATE | 81747 | 0 | 0 | 2018-04-04T15:16:52.893000-04:00 | |
| 2102139 | RICH FEUER ANDERSON 92b7ee07-623c-456f-971c-cf8184a41b18 | Q1 | RICH FEUER ANDERSON | 84775 | AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION | 2018 | first_quarter | FIN | Regulatory structure for insurance and financial activities, including appropriate role of Federal Insurance Office and Federal Reserve; H.R. 3861, the "Federal Insurance Office Reform Act of 2017;" H.R. 3762 and H.R. 4537, the "International Insurance Standards Act of 2017;" and S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-04-04T17:47:15.090000-04:00 | |
| 2102147 | RICH FEUER ANDERSON 822feb67-79f3-4299-9ff2-981e84e6d439 | Q1 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2018 | first_quarter | FIN | Regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-04-04T18:07:25.380000-04:00 | |
| 2102308 | MCDERMOTT WILL & SCHULTE LLP 18c910fd-94a6-4285-b1e0-0e46706d20d1 | Q1 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2018 | first_quarter | FIN | Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-04-05T16:33:07.007000-04:00 | ||
| 2102440 | THE WILLIAMS GROUP 207c3e92-9e02-4438-9d3b-f9eab06fabfd | Q1 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2018 | first_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 45000 | 0 | 0 | 2018-04-06T11:28:13.007000-04:00 | |
| 2102442 | THE WILLIAMS GROUP 3952a28f-d419-467a-adfd-d2ea5be1a14b | Q1 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2018 | first_quarter | FIN | Annual Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2018-04-06T11:28:14.273000-04:00 | |
| 2102447 | THE WILLIAMS GROUP 0cee3318-4350-4c07-97fc-99d3852978b5 | Q1 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2018 | first_quarter | FIN | Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2018-04-06T11:33:19.630000-04:00 | |
| 2102518 | RICH FEUER ANDERSON 27f6c1ec-3852-43b5-832a-97e6375c2ce8 | Q1 | RICH FEUER ANDERSON | 84775 | ARGUS MEDIA, INC. | 2018 | first_quarter | FIN | Regulation of energy market information and price reporting agencies. | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2018-04-06T14:42:32.543000-04:00 | |
| 2102648 | APPO-G, LLC ad35e3d9-ea90-48a4-9927-079a3b62f002 | Q1 | APPO-G, LLC | 81156 | STATE FINANCIAL OFFICERS FOUNDATION | 2018 | first_quarter | FIN | SEC Rule 2a-7, Choice Act, Repeal of Dodd-Frank, S.1117 | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of | 0 | 0 | 2018-04-07T17:22:34.513000-04:00 | ||
| 2102711 | THE VELASQUEZ GROUP, L.L.C. c7cbf1c8-6276-49f9-96f5-b1c1b373cb9f | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2018 | first_quarter | FIN | H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required. | HOUSE OF REPRESENTATIVES | 50000 | 0 | 0 | 2018-04-08T15:35:37.883000-04:00 | |
| 2102713 | THE VELASQUEZ GROUP, L.L.C. 99699ab0-fd1d-4275-a191-c36e0113c466 | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2018 | first_quarter | FIN | H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs); H.R. 4738, Mutual Fund Litigation Reform Act, a bill to amend the Investment Company Act of 1940 to specify burden of proof and complaint requirements with respect to certain actions for breach of fiduciary duty; H.R.1625, Consolidated Appropriations Act 2017-2018 (Omnibus Spending Bill), especially provisions that would prohibit the SEC from modernizing the manner in which mutual funds provide shareholder reports to their shareholders. | HOUSE OF REPRESENTATIVES | 60000 | 0 | 0 | 2018-04-08T16:27:41.103000-04:00 | |
| 2102872 | LOWE'S COMPANIES INC. df5d70a0-b8aa-4b67-8af6-5215aa2d5cbe | Q1 | LOWE'S COMPANIES INC. | 312678 | LOWE'S COMPANIES INC. | 2018 | first_quarter | FIN | Dodd-Frank repeal, Preserve Durbin Admendment | Energy, Dept of,HOUSE OF REPRESENTATIVES,SENATE,White House Office | 140000 | 0 | 0 | 2018-04-09T11:27:14.963000-04:00 | |
| 2102882 | GRAY GLOBAL ADVISORS, LLC da3df792-f697-47e2-81b9-9c01b4a2adc0 | Q1 | GRAY GLOBAL ADVISORS, LLC | 295053 | EDISON ELECTRIC INSTITUTE | 2018 | first_quarter | FIN | Electric utility issues | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2018-04-09T11:55:27.627000-04:00 | |
| 2102962 | AMERICAN GAMING ASSOCIATION 0780d258-bd7d-4575-9090-31456f15e3de | Q1 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2018 | first_quarter | FIN | Bank Secrecy Act AML Compliance | Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Justice, Dept of (DOJ),SENATE,Treasury, Dept of | 350000 | 0 | 0 | 2018-04-09T13:46:11.083000-04:00 | |
| 2102979 | TAUZIN STRATEGIC NETWORKS 59207a96-2db8-4bff-bfde-d737d85cbed7 | 1T | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST BERNARD PARISH COUNCIL) | 2018 | first_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),Federal Emergency Management Agency (FEMA),HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2018-04-09T14:29:25.853000-04:00 | |
| 2102994 | TAUZIN CONSULTANTS, LLC f293073d-d7a3-41eb-b98e-0d499083745d | Q1 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2018 | first_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-04-09T14:43:38.660000-04:00 | |
| 2103052 | TIMOTHY R. RUPLI & ASSOCIATES, INC. f655ccdf-d9b6-44ab-a332-f006fad950b0 | Q1 | TIMOTHY R. RUPLI & ASSOCIATES, INC. | 56417 | ALLIANCE FOR CAPITAL ACCESS | 2018 | first_quarter | FIN | Issues relating to Dodd-Frank Wall Street Reform and Consumer Protection Act implementation, the Consumer Financial Protection Bureau, community financial services providers, increasing access to affordable payment and credit options for working families. Regulatory relief including Operation Choke Point. Financial Services and General Government Appropriations bills H.J.Res. 122 and S.J.Res. 56 relating to Congressional Review Act on CFPB "Payday, Vehicle, Title, and Certain High-Cost Installment Loans" final rule. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 220000 | 0 | 0 | 2018-04-09T17:27:30.897000-04:00 | |
| 2103067 | RICH FEUER ANDERSON c37d5663-cf1c-4137-970f-e38834b19553 | Q1 | RICH FEUER ANDERSON | 84775 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2018 | first_quarter | FIN | Legislation and regulation affecting private equity limited partners, including H.R. 10, the "Financial CHOICE Act." | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 40000 | 0 | 0 | 2018-04-09T18:32:43.037000-04:00 | |
| 2103075 | RICH FEUER ANDERSON 47a16bae-e280-4d42-a620-af02ebd33357 | Q1 | RICH FEUER ANDERSON | 84775 | SOCIAL FINANCE, INC. | 2018 | first_quarter | FIN | Regulation of online lenders, including potential national charter, application of banking regulations, and S.2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act." Securitization of student loans. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2018-04-09T18:43:47.143000-04:00 | |
| 2103097 | HUTTON STRATEGIES 26116bb5-4c23-4fca-82d7-9cd9dab92d90 | Q1 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2018 | first_quarter | FIN | Advocating in support of S. 1117 and HR 2319 and financial services legislation generally. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-04-09T21:38:07.957000-04:00 | |
| 2103128 | HILL STRATEGY LLC 863e2c86-afdc-4914-a922-344b177afd80 | 1T | HILL STRATEGY LLC | 401103312 | SANOVAS, INC. | 2018 | first_quarter | FIN | Regulation D reform; H.R. 4971, The IPO Pipeline Act to expand capital formation in the private markets, enable secondary market liquidity and expand insider transparency. | 0 | 1 | 2018-04-10T09:26:45.913000-04:00 | |||
| 2103155 | CAPITOL CORE GROUP, INC. 72f3c6bb-8a6a-469c-9979-8b6970f1a9e3 | Q1 | CAPITOL CORE GROUP, INC. | 401103743 | RENEW FINANCIAL GROUP, LLC | 2018 | first_quarter | FIN | S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act Regulatory Oversight of Property Assessed Clean Energy programs | Federal Housing Finance Agency (FHFA),Housing & Urban Development, Dept of (HUD),SENATE | 0 | 0 | 2018-04-10T10:51:15.217000-04:00 | ||
| 2103193 | DENTONS US LLP 10915cbf-0a87-4957-b618-73af8ce0ef4f | Q1 | DENTONS US LLP | 36105 | LOS ANGELES DEPARTMENT OF WATER & POWER | 2018 | first_quarter | FIN | Tax-free municipal bonds | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-04-10T11:11:38.150000-04:00 | |
| 2103206 | DENTONS US LLP f6edfa5e-ee9f-4d98-b51d-407e3342fedf | Q1 | DENTONS US LLP | 36105 | AMERICAN AMUSEMENT MACHINE ASSOCIATION | 2018 | first_quarter | FIN | Issues related to Dodd-Frank Implementation; Operation Choke Point | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 10000 | 0 | 0 | 2018-04-10T11:17:51.133000-04:00 | |
| 2103210 | DENTONS US LLP dda8646f-c165-427e-8f2b-f299dbb21d71 | Q1 | DENTONS US LLP | 36105 | AMUSEMENT AND MUSIC OPERATORS ASSOCIATION | 2018 | first_quarter | FIN | Issues related to Dodd-Frank implementation or legislation to amend Dodd-Frank; Operation Choke Point | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 10000 | 0 | 0 | 2018-04-10T11:20:53.630000-04:00 | |
| 2103232 | COVINGTON & BURLING LLP 4fd7d6a1-6b65-497d-86bb-561f9302e9c5 | Q1 | COVINGTON & BURLING LLP | 11195 | PROMONTORY INTERFINANCIAL NETWORK,LLC | 2018 | first_quarter | FIN | legislation relating to the regulation of bank deposits and federal insurance of bank deposits, including H R 2403 and S 1500. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-04-10T11:49:16.437000-04:00 | |
| 2103236 | COVINGTON & BURLING LLP 8db57e7d-c9ed-4357-830d-fedc6f3098dd | Q1 | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2018 | first_quarter | FIN | Issues affecting banks, including mortgage servicing and housing issues and bank capital requirements | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-04-10T11:52:19.887000-04:00 | ||
| 2103247 | COVINGTON & BURLING LLP 67a9ff56-2b4e-40e5-9c36-8c8b89b28c6f | Q1 | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2018 | first_quarter | FIN | Issues affecting banking institutions including the regulation of derivatives | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-04-10T11:54:25.887000-04:00 | ||
| 2103261 | PHILLIP RIVERS 5ed21e21-fcbe-42d0-967a-e199ba48dc73 | Q1 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2018 | first_quarter | FIN | Fiduciary Rule for Investment Advisors | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-04-10T11:58:31.403000-04:00 | |
| 2103315 | COMMERCE BANK a944e664-4906-4a21-8edd-6d6ad02bb65a | Q1 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2018 | first_quarter | FIN | Banking regulatory reform. Discussions included the need for regulatory reform for midsized banks. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-04-10T13:49:26.843000-04:00 | ||
| 2103372 | JACKSON VAUGHN PUBLIC STRATEGIES 283afc89-2f00-4ae9-b7ca-1b47b73e6a6c | Q1 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ENOVA ONLINE SERVICES, INC. | 2018 | first_quarter | FIN | CFPB small dollar rule, Operation Chokepoint HR 2706, Fintech charter, CFPB arbitration rule, True lender HR 4439, Valid when made HR 3299 & SB 1642, Military Lending Act; Financial Choice Act HR 10 | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-04-10T15:26:23.910000-04:00 | |
| 2103374 | JACKSON VAUGHN PUBLIC STRATEGIES f5271355-9600-4e70-a30b-039afce3ba27 | Q1 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | FIRST COMMAND FINANCIAL SERVICES, INC. | 2018 | first_quarter | FIN | Department of Labor Fiduciary Rule; Military; Protecting Advice for Small Savers Act of 2017 HR 3857; Affordable Retirement Advice for Savers Act HR 2823 | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-04-10T15:30:26.847000-04:00 | |
| 2103500 | VANTAGEKNIGHT LLC c96c2c32-debf-4405-8253-100362d06f86 | Q1 | VANTAGEKNIGHT LLC | 401104100 | CITIGROUP MANAGEMENT CORP. | 2018 | first_quarter | FIN | Matters related to global operations and competition issues | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office | 20000 | 0 | 0 | 2018-04-10T16:20:25.377000-04:00 | |
| 2103542 | SIFF & ASSOCIATES PLLC 08718496-8211-476a-9a9d-9c2aa0d2ed9c | Q1 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2018 | first_quarter | FIN | H.R. 3089, the "Corporate Transparency Act of 2017," legislation directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises substantial control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill. S. 1717, the "Corporate Transparency Act of 2017," legislation directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises substantial control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill. H.R. 4015, the "Corporate Governance Reform and Transparency Act of 2017," legislation to improve the quality of proxy advisory firms for the protection of investors and the U.S. economy, and in the public interest, by fostering accountability, transparency, responsiveness, and competition in the proxy advisory firm industry; entire bill. S. 1241, the "Combating Money Laundering, Terrorist Financing, and Counterfeiting Act of 2017," legislation to expand prohibitions on money laundering and tax evasion; entire bill. S. 1454, the "True Incorporation Transparency for Law Enforcement … | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),SENATE | 20000 | 0 | 0 | 2018-04-10T16:40:57.727000-04:00 | |
| 2103546 | SIFF & ASSOCIATES PLLC 02d3fd0d-ad7a-4925-a7b0-d6a3a5fef903 | Q1 | SIFF & ASSOCIATES PLLC | 400665998 | FMR LLC | 2018 | first_quarter | FIN | Seeking clarification of issues arising from the repeal of the "Cole Memorandum" on the exercise of enforcement discretion regarding states that have elected to allow lawful cannabis and issues associated with the impending application of federal anti-money laundering regulations to cannabis businesses that are lawful in some states. Legislative proposals to dictate the manner of delivery for communications to mutual fund investors, including those in ERISA covered plans (no bill introduced). | Labor, Dept of (DOL),SENATE | 50000 | 0 | 0 | 2018-04-10T16:45:00.993000-04:00 | |
| 2103588 | RULON & WHITE GOVERNANCE STRATEGIES 9b22a1fd-73b9-4f9c-8803-228db94acc00 | Q1 | RULON & WHITE GOVERNANCE STRATEGIES | 400712134 | INTERNATIONAL INDOOR OUTDOOR | 2018 | first_quarter | FIN | Cryptocurrency and Initial Coin Offering and token sales as securities and commodity | Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2018-04-10T18:09:48.407000-04:00 | ||
| 2103908 | ALPINE GROUP PARTNERS, LLC. 54146c1c-62f0-407b-8ea1-ff392ce0fe9a | Q1 | ALPINE GROUP PARTNERS, LLC. | 1171 | THE BLACKSTONE GROUP | 2018 | first_quarter | FIN | Financial Services Tax Reform Energy Policy Trade | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-04-11T11:59:34.260000-04:00 | |
| 2103913 | KPMG LLP 895065a7-a38e-43dd-a3ee-bc575b40bff7 | Q1 | KPMG LLP | 21893 | KPMG LLP | 2018 | first_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 510000 | 0 | 0 | 2018-04-11T12:00:35.667000-04:00 | |
| 2103931 | AMERICAN COUNCIL OF LIFE INSURERS 942ea62d-4a80-45ff-a867-7c84590621e5 | Q1 | AMERICAN COUNCIL OF LIFE INSURERS | 2115 | AMERICAN COUNCIL OF LIFE INSURERS | 2018 | first_quarter | FIN | Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R.___ - Financial Services and General Government Appropriations Act. Making appropriations for financial services and general government for the fiscal year ending September 30, 2018, and for other purposes. Issue: Global insurance standards; SIFI de-risking. S. 223/H.R. 3758 - Senior$afe Act of 2017. This bill will provide immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. Issue: protecting seniors financial security. S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act. Issue: Implementation and regulatory reform of the financial services industry. H.R. 10 -- Financial CHOICE Act. Issue: Implementation and regulatory reform of the financial services industry. H.R. 3110/S. 1463 - A bill to amend the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. Issue: Dodd-Frank Act reform. S. 1360 - International Insurance Capital Standards Accountability Act of 2017. Issue: international insurance standards. H.R. 3762 - International Insurance Standards Act of 2017. Issue: international insurance standards. H.R. 4537 - International Insurance Standards Act of 2017. Issue: international insurance standards. H.R. 3857 - Protecting Advice for Small Savers (PASS) Act of 2017. Issue: Establishing a best interest standard for financial advisors and fi… | HOUSE OF REPRESENTATIVES,SENATE | 908700 | 0 | 0 | 2018-04-11T12:04:48.367000-04:00 | |
| 2104059 | MILLER & CHEVALIER CHARTERED d340c618-1de0-473d-8454-64b687772168 | Q1 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2018 | first_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2018-04-11T14:32:28.343000-04:00 | |
| 2104124 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 8c8be5dc-761c-4877-a17e-c9b5b712c67a | Q1 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2018 | first_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. CFTC: Argue against rule that would impose position limits on on commodity index mutual funds. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment Company Act of 1940 regarding electronic delivery of shareholder reports. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 510000 | 0 | 0 | 2018-04-11T15:32:30.703000-04:00 | |
| 2104133 | CASSIDY & ASSOCIATES, INC. 609c3778-a4f9-4f17-86d5-5f5ff84e6e6d | Q1 | CASSIDY & ASSOCIATES, INC. | 8453 | AMERICAN SUPERCONDUCTOR | 2018 | first_quarter | FIN | Issue: seeking a TAX extender | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,Navy, Dept of,SENATE | 20000 | 0 | 0 | 2018-04-11T15:34:34.310000-04:00 | |
| 2104174 | TENET HEALTHCARE CORPORATION d5cfac1b-25af-4ff6-8ede-4c73515d4ece | Q1 | TENET HEALTHCARE CORPORATION | 299877 | TENET HEALTHCARE CORPORATION | 2018 | first_quarter | FIN | Consumer Financial Protection Bureau Rulemaking Financial Choice Act and 1115 Waivers | Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,White House Office | 360000 | 0 | 0 | 2018-04-11T15:44:54.310000-04:00 | |
| 2104179 | ALTA CREST LLC 6b08f81f-1aee-4f34-9fdf-7155d9b406fd | 1T | ALTA CREST LLC | 401104600 | SANOVAS, INC. | 2018 | first_quarter | FIN | Regulation D reform | HOUSE OF REPRESENTATIVES | 0 | 1 | 2018-04-11T15:46:57.340000-04:00 | ||
| 2104233 | IMPERIUM GLOBAL ADVISORS bb6f7ce5-052a-4bc0-9e92-4fff6939f348 | Q1 | IMPERIUM GLOBAL ADVISORS | 401104114 | PAYSCOUT | 2018 | first_quarter | FIN | Virtual Reality Commerce | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-04-11T16:16:29.910000-04:00 | ||
| 2104321 | MORRISON PUBLIC AFFAIRS GROUP fee208a6-74e5-42f6-b933-129b4a525f8d | Q1 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2018 | first_quarter | FIN | Housing finance reform legislation. Regulation of housing finance activities. Regulation of Fannie Mae and Freddie Mac. Legislation and regulations related to the Federal Housing Administration and Ginnie Mae. Legislation and regulation related to mortgage insurance. | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 80000 | 0 | 0 | 2018-04-11T17:09:21.067000-04:00 | |
| 2104528 | THE CJR GROUP, INC. f3748a5f-e288-4126-9ca9-0682d40c5bb9 | Q1 | THE CJR GROUP, INC. | 288293 | RPM INTERNATIONAL INC | 2018 | first_quarter | FIN | Dodd-Frank reforms | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-04-12T10:17:58.117000-04:00 | |
| 2104534 | CASSIDY & ASSOCIATES, INC. e82462a5-6718-4075-a71d-765e0eec02f6 | Q1 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2018 | first_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2018-04-12T10:22:05.600000-04:00 | |
| 2104623 | HOLLAND & KNIGHT LLP 3bf9a9c6-e564-4090-9935-f5b42ae3a30c | Q1 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2018 | first_quarter | FIN | Policy issues related to data breach and cyber security. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-04-12T10:49:42.047000-04:00 | |
| 2104793 | ACG ADVOCACY 49b81429-575a-458b-912c-d57836cd682f | Q1 | ACG ADVOCACY | 2057 | VIRTU FINANCIAL, LLC | 2018 | first_quarter | FIN | Financial services issues. SEC budget and fees. | 80000 | 0 | 0 | 2018-04-12T11:53:35.073000-04:00 | ||
| 2104832 | MAYNARD NEXSEN PC 1a1b6dff-590b-4db8-a192-71d9157a7767 | Q1 | MAYNARD NEXSEN PC | 60116 | REGIONS FINANCIAL CORPORATION | 2018 | first_quarter | FIN | S. 2155 Economic Growth, Regulatory Relief and Consumer Protection Act, and H.R. 10, The Financial Choice Act of 2017 regarding effects on financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-04-12T12:10:56.457000-04:00 | |
| 2104854 | ACG ADVOCACY 870a6571-6800-49e5-9ea3-a162ecc30bbd | Q1 | ACG ADVOCACY | 2057 | CREDIT PROTECTION COALTION | 2018 | first_quarter | FIN | Financial Services Issues. Installment lending. CHOICE Act. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2018-04-12T12:30:14.483000-04:00 | |
| 2104965 | RICH FEUER ANDERSON 7eec808e-48ce-4c2b-bd8b-8f3f21ffedc9 | Q1 | RICH FEUER ANDERSON | 84775 | BLOCKCHAIN (US) INC. | 2018 | first_quarter | FIN | Legislative and regulatory initiatives impacting digital currencies. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-04-12T14:20:24.390000-04:00 | |
| 2104969 | RICH FEUER ANDERSON b131cc5f-f989-4c51-bca7-ba58b5e2c723 | Q1 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2018 | first_quarter | FIN | Modernization of regulation of business development companies, including H.R. 10, the "Financial CHOICE Act," H.R.4267, the "Small Business Credit Availability Act," and S.2324, the "Small Business Credit Availability Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-04-12T14:25:31.590000-04:00 | |
| 2105074 | MERCEDES-BENZ USA (FKA DAIMLER/MERCEDES-BENZ USA) 6ffc801d-2c85-4e8d-87d9-ab651b111cba | Q1 | MERCEDES-BENZ USA (FKA DAIMLER/MERCEDES-BENZ USA) | 40022176 | MERCEDES-BENZ USA (FKA DAIMLER/MERCEDES-BENZ USA | 2018 | first_quarter | FIN | HR 2396 - Electronic Privacy Notice | Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT),U.S. Trade Representative (USTR),White House Office | 410000 | 0 | 0 | 2018-04-12T15:55:35.843000-04:00 | |
| 2105214 | BAKER & HOSTETLER LLP 53d9b906-fc61-4a36-9c91-f5aed5c7b74f | Q1 | BAKER & HOSTETLER LLP | 5131 | FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ) | 2018 | first_quarter | FIN | U.S. Department of Labor regulatory issues | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 100000 | 0 | 0 | 2018-04-12T21:46:41.627000-04:00 | |
| 2105417 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES e6788854-277e-43f6-85bf-e23871f2c670 | Q1 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2018 | first_quarter | FIN | Credit union operations and all aspects of lending, compliance, and member services. Hart Scott Rodino exemptions.National Credit Union Administration (NCUA) budget and appropriations. Cannabis banking H.R.2215. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE | 110000 | 0 | 0 | 2018-04-13T12:14:13.213000-04:00 | |
| 2105441 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION c87ae92b-cec2-4916-b76e-599bc3d5fa42 | Q1 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 401104451 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2018 | first_quarter | FIN | SEC oversight of private equity fund advisers | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 65000 | 0 | 0 | 2018-04-13T12:48:34.813000-04:00 | |
| 2105447 | CBOE GLOBAL MARKETS, INC. b23ba547-6a1b-46f1-abf5-6528d3354eae | Q1 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2018 | first_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 385702 | 0 | 0 | 2018-04-13T12:48:39.610000-04:00 | |
| 2105459 | CAPITOL HILL STRATEGIES, LLC 80757573-80a2-4acd-9894-ce911e05f90d | Q1 | CAPITOL HILL STRATEGIES, LLC | 91774 | CONSUMER DATA INDUSTRY ASSOCIATION | 2018 | first_quarter | FIN | S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act Issues related to Credit Reporting and Credit Monitoring generally | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-04-13T12:56:48.277000-04:00 | |
| 2105473 | CAPITOL HILL STRATEGIES, LLC 1943ae28-d758-450c-a9dd-bcfb9e20468a | Q1 | CAPITOL HILL STRATEGIES, LLC | 91774 | FMR LLC | 2018 | first_quarter | FIN | Issues related to Financial Stability Oversight Council Issues related to the regulation of asset managers Issues related to the electronic delivery of investor materials | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-04-13T13:05:54.760000-04:00 | |
| 2105495 | CAPITOL HILL STRATEGIES, LLC 9328a61f-ed08-4265-92d6-5caa8eb7df95 | Q1 | CAPITOL HILL STRATEGIES, LLC | 91774 | INVESTMENT COMPANY INSTITUTE | 2018 | first_quarter | FIN | Issues related to the regulation of asset managers. Issues related to the electronic delivery of investor materials H.R.4204 - International Regulated Investment Company Act of 2017 H.R.4566- Alleviating Stress Test Burdens to Help Investor Act H.R. 4263 - Regulation A+ Improvement Act of 2017 H.R. 4545 - Financial Institutions Examination Fairness and Reform Act H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-04-13T13:32:06.597000-04:00 | |
| 2105503 | HOLLAND & KNIGHT LLP f5a39641-5bdc-4963-af46-04568aa9337d | Q1 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2018 | first_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2018-04-13T13:38:12.753000-04:00 | |
| 2105514 | HOLLAND & KNIGHT LLP 7f413810-b904-4bcd-80b4-6ecbb69889d5 | Q1 | HOLLAND & KNIGHT LLP | 18466 | DEPOSITORY TRUST & CLEARING CORPORATION | 2018 | first_quarter | FIN | Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-04-13T13:51:18.983000-04:00 | |
| 2105599 | INTERNATIONAL COUNCIL OF SHOPPING CENTERS 8278fa3d-cdfd-4c77-9333-474ac655d388 | Q1 | INTERNATIONAL COUNCIL OF SHOPPING CENTERS | 19935 | INTERNATIONAL COUNCIL OF SHOPPING CENTERS | 2018 | first_quarter | FIN | H.R. 2148 Clarifying Commercial Real Estate Loans | Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE | 400000 | 0 | 0 | 2018-04-13T15:07:19.213000-04:00 | |
| 2105681 | THE LIVINGSTON GROUP, LLC 1484dd06-a23c-4d1d-8903-57495300ff9d | Q1 | THE LIVINGSTON GROUP, LLC | 49635 | INVESTMENT COMPANY INSTITUTE | 2018 | first_quarter | FIN | Non-bank SIFI (Systemically Important Financial Institution) designation Constitutional design of the Consumer Financial Protection Bureau Amendments to Section 36(b) of the Investment Company Act of 1940 to improve the ability of federal courts to terminate before trial abusive law suits. HR 4738, Mutual Fund Litigation Reform Act HR 4566, Alleviating Stress Test Burdens to Help Investors Act HR 2319, Consumer Financial Choice and Capital Markets Protection Act of 2017 The use of common ownership as a anti-competitive measure H.R. 4061, Financial Stability Oversight Council Improvement Act of 2017 | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2018-04-13T16:12:18.913000-04:00 | |
| 2105695 | CALIFORNIA ASSOCIATION OF REALTORS d5a723cb-badc-46eb-853c-abe44368cf66 | Q1 | CALIFORNIA ASSOCIATION OF REALTORS | 7691 | CALIFORNIA ASSOCIATION OF REALTORS | 2018 | first_quarter | FIN | H.R. 916; Risk Management and Homeowner Stability Act; the bill would prohibit the use of Fannie Mae and Freddie Mac guarantee fees to offset the budget. H.R. 1694; Fannie and Freddie Open Records Act; the bill would require Fannie Mae and Freddie Mac to be subject to the Freedom of Information Act while in conservatorship. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; which would make changes to the regulation of Property Assessed Clean Energy Loans, appraisals and qualified mortgages | Consumer Financial Protection Bureau (CFPB),Environmental Protection Agency (EPA),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),SENATE,Veterans Affairs, Dept of (VA) | 45136 | 0 | 0 | 2018-04-13T16:19:30.833000-04:00 | |
| 2105729 | RICH FEUER ANDERSON f6e6d446-61f9-4f0c-98ac-2fa08698556c | Q1 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2018 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 238, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2018-04-13T16:44:58.733000-04:00 | |
| 2105737 | RICH FEUER ANDERSON ee52aa7f-5f6e-418b-b703-029fb4792846 | Q1 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2018 | first_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries, including H.R.1644, the "Korean Interdiction and Modernization of Sanctions Act;" and S.1591, the "Otto Warmbier Banking Restrictions Involving North Korea Act of 2017." Issues related to cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-04-13T16:59:07.293000-04:00 | |
| 2105752 | RICH FEUER ANDERSON 0bf6a3e7-ead0-446c-9723-a6382c6dad94 | Q1 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2018 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application; and H.R.238, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-04-13T17:12:22.650000-04:00 | |
| 2105761 | HOLLAND & KNIGHT LLP 3ee58dda-9760-4d99-b3e7-cfde5319c6d0 | Q1 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2018 | first_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-04-13T17:24:32.790000-04:00 | |
| 2105833 | FIDELIS GOVERNMENT RELATIONS 4f277f33-9b7a-4030-8635-f361f095de14 | Q1 | FIDELIS GOVERNMENT RELATIONS | 306011 | AFLAC | 2018 | first_quarter | FIN | Personnel issues, financial regulatory issues generally | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE | 45000 | 0 | 0 | 2018-04-14T12:53:12.890000-04:00 | |
| 2105988 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS bcd096b1-d353-473f-ad30-498f05751235 | Q1 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2018 | first_quarter | FIN | Regulatory relief for community banks in the 115th Congress Tiered regulation and supervision for community banks as contained in the Independent Community Bankers of Americas (ICBA) Plan for Prosperity The ICBAs Plan for Prosperity contains the following issue areas and recommendations. Access to Capital Restore the original intent of the Basel III rule Create a more accurate identification of systemic risk Spur additional capital for small bank holding companies by modernizing the Federal Reserves policy statement Relieve community banks from excessive Securities and Exchange Commission rules Repeal the Collins Amendment for non-SIFIs Address minority bank capital challenges Regulatory Relief Balance consumer regulation through more accountable Consumer Financial Protection Bureau governance Eliminate arbitrary disparate impact fair lending lawsuits Ensure the viability of mutual banks through new charter and capital options Support rigorous cost-benefit analyses of all new rules to determine if they are justified and indeed needed Modernize the Bank Secrecy Act (BSA) Cut the red tape in small business lending by eliminating burdensome data collection Target the Volker Rule on a banks individual risk Preserve access to investment advice for middle-class savers Mortgage Reform Create a safe harbor from onerous underwriting standards Establish relief from burdensome HMDA, escrow and appraisal requirements Preserve the ability for community banks to continue servicing mortgage loans Reform the closing process and accompanying paperwork Bank Oversight and Examination Strengthen accountability in bank exams and create a workable appeals process Reform bank oversight and examination to better target risk Tax Relief Lower marginal rates needed for individuals, corporations and businesses Incentivize credit for low- and middle-income customers and American agriculture Modernize Subchapter S constraints Create limited liability corporation (LLC) option for community banks Repeal the estate tax Update the bank qu… | Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 55000 | 0 | 0 | 2018-04-15T16:47:23.250000-04:00 | |
| 2106079 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 59f9e036-a120-4d0c-9263-2cda404973f8 | Q1 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2018 | first_quarter | FIN | H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 80000 | 0 | 0 | 2018-04-16T09:56:49.333000-04:00 | |
| 2106116 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA cafbbf8f-1d3b-494e-a0c3-b3cd9d6d99b9 | Q1 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA | 400881578 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA | 2018 | first_quarter | FIN | Issues related to short-term lending, payday advance loans, Dodd-Frank Act implementations. | HOUSE OF REPRESENTATIVES,SENATE | 110000 | 0 | 0 | 2018-04-16T10:26:15.613000-04:00 | |
| 2106333 | THE MAJORITY GROUP, LLC a43c1e2f-5053-438b-8770-02e7a343a8a9 | Q1 | THE MAJORITY GROUP, LLC | 400713141 | EXPANSION FUNDING PARTNERS, LLC | 2018 | first_quarter | FIN | Capital formation for small businesses, Main Street Growth Act | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2018-04-16T12:24:40.970000-04:00 | |
| 2106527 | THE SMITH-FREE GROUP, LLC 134abce7-e6f4-496f-8e6f-1fcdd9249545 | Q1 | THE SMITH-FREE GROUP, LLC | 35800 | REGIONS FINANCIAL CORPORATION | 2018 | first_quarter | FIN | S.2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (All sections of full text) | SENATE | 20000 | 0 | 0 | 2018-04-16T13:57:23.283000-04:00 | |
| 2106579 | CAPITOL LEGISLATIVE STRATEGIES LLC 0cd7d965-a65a-44ce-8c00-2aa19ba66dfd | Q1 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2018 | first_quarter | FIN | All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-04-16T14:15:09.090000-04:00 | |
| 2106718 | THE SMITH-FREE GROUP, LLC f83d6594-2631-421e-a882-aeea2a42e56a | Q1 | THE SMITH-FREE GROUP, LLC | 35800 | NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | 2018 | first_quarter | FIN | Discussions regarding financial literacy Monitored S.2155, Economic Growth, Regulatory Relief, and Consumer Protection Act | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-04-16T15:09:50.147000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);