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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

3,522 rows where filing_year = 2017 and issue_code = "FIN" sorted by filing_year descending

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  • fourth_quarter 898
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issue_code 1

  • FIN · 3,522 ✖

filing_year 1

  • 2017 · 3,522 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1947754 AMERICAN BANKERS ASSOCIATION SECURITIES ASSOCIATION (ABASA) 7b15dab4-ea32-4a00-af0a-585680c5cc18 Q1 AMERICAN BANKERS ASSOCIATION SECURITIES ASSOCIATION (ABASA) 44 AMERICAN BANKERS ASSOCIATION SECURITIES ASSOCIATION (ABASA) 2017 first_quarter FIN H.R. 6392, Systemic Risk Designation Improvement Act of 2016 Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-01-19T12:01:00-05:00
1947790 SHAE ARMSTRONG 8880246f-9d86-481c-9d0f-d55587a73d04 1T SHAE ARMSTRONG 401104193 THE MORE AMERICAN JOBS ALLIANCE 2017 first_quarter FIN EB-5 Immigrant Investment HOUSE OF REPRESENTATIVES,SENATE     0 1 2017-02-16T11:50:53.997000-05:00
1947792 VENABLE LLP d30a5db8-4a12-4213-932c-6adc8436fb62 Q1 VENABLE LLP 39941 AON SERVICE CORPORATION 2017 first_quarter FIN Monitoring financial services issues. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-02-17T12:40:17.593000-05:00
1947798 VENABLE LLP 18c1d285-07bc-4a24-83e6-67333972404f Q1 VENABLE LLP 39941 THE CLEARING HOUSE ASSOCIATION 2017 first_quarter FIN Monitoring financial services issues HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-02-17T12:52:34.423000-05:00
1947799 VENABLE LLP 5d5a73ea-e258-47bb-89dc-99befe939962 Q1 VENABLE LLP 39941 UNITED SERVICES AUTOMOBILE ASSOCIATION 2017 first_quarter FIN Monitoring financial services issues. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-02-17T12:54:37.313000-05:00
1947800 VENABLE LLP b654a419-b90f-4377-a0e1-6dbb5adaab8d Q1 VENABLE LLP 39941 ELECTRONIC TRANSACTIONS ASSOCIATION 2017 first_quarter FIN Issues relating to the role of payment processors in commerce and related federal regulations HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-02-17T14:55:52.530000-05:00
1947808 VENABLE LLP b1f07bb5-442f-4b94-a3b1-04302f52557c Q1 VENABLE LLP 39941 STATE STREET BANK AND TRUST COMPANY 2017 first_quarter FIN Financial legislation Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) 20000   0 0 2017-02-17T16:59:06.403000-05:00
1947833 BARNES & THORNBURG, LLP 50ca30bb-6092-4dab-8f53-2d13ca382d52 1T BARNES & THORNBURG, LLP 5404 FEDERATED INVESTORS, INC. 2017 first_quarter FIN Consumer Financial Choice and Capital Markets Competitiveness Act of 2015 and related financial industry issues. HOUSE OF REPRESENTATIVES,SENATE 10000   0 1 2017-02-27T11:44:54.670000-05:00
1947934 HUTTON STRATEGIES 060e3b06-7981-4a2f-abc4-fc2f4b9e8fa3 Q1 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2017 first_quarter FIN Advocating in support of S. 1802 and HR 4216 and financial services legislation generally. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-03-22T09:22:18.753000-04:00
1948203 MORRISON PUBLIC AFFAIRS GROUP 4f84ff19-e782-4acf-a338-cc843a651aef Q1 MORRISON PUBLIC AFFAIRS GROUP 67193 ESSENT U.S. HOLDINGS, INC. 2017 first_quarter FIN Housing finance reform legislation. Regulation of housing finance activities. Regulation of Fannie Mae and Freddie Mac. Legislation and regulations related to the Federal Housing Administration and Ginnie Mae. Legislation and regulation related to mortgage insurance. Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office 80000   0 0 2017-04-02T09:42:12.383000-04:00
1948221 GOLDHABER POLICY SERVICES LLC ee6be827-25cd-4527-a5e5-862e77ec346b Q1 GOLDHABER POLICY SERVICES LLC 400935705 RANIERI PARTNERS MANAGEMENT LLC 2017 first_quarter FIN Continued to work on issues related to non-bank membership in Federal Home Loan Bank. In addition worked with stakeholders on CFPB and policy issues related to the functioning of the CFPB.   10000   0 0 2017-04-02T16:16:37.503000-04:00
1948224 GOLDHABER POLICY SERVICES LLC 29ce0873-52d2-4764-8f4e-e7dfa4bbbe18 Q1 GOLDHABER POLICY SERVICES LLC 400935705 SHELLPOINT PARTNERS LLC 2017 first_quarter FIN Continued to work on issues and options related to non-bank membership in Federal Home Loan Bank.   10000   0 0 2017-04-02T16:24:38.683000-04:00
1948226 GOLDHABER POLICY SERVICES LLC c008f9b6-6045-4367-a4ee-e61389295752 Q1 GOLDHABER POLICY SERVICES LLC 400935705 WALTER INVESTMENT MANAGEMENT CORP 2017 first_quarter FIN Discuss regulatory and legislative issues with key trade associations and consumer stakeholders; issues including CFPB and issues specifically facing non-banks.   20000   0 0 2017-04-02T16:29:40.080000-04:00
1948493 COMMERCE BANK 592e4490-7749-4fa1-be37-c1a61d008eb8 Q1 COMMERCE BANK 400728185 COMMERCE BANK 2017 first_quarter FIN General banking regulatory reform. Discussions included the merits of tailoring banking regulations depending on the risk profile and business model of the financial institution, in H.R 1116 and S. 366, the Tailor Act, as well as elements of the CHOICE Act. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-04-04T10:46:10.173000-04:00
1948504 PICKARD DJINIS AND PISARRI LLP 0fed4e69-7edb-4787-be25-d362cbe6c9b7 Q1 PICKARD DJINIS AND PISARRI LLP 400568702 INSTITUTIONAL SHAREHOLDER SERVICES INC. 2017 first_quarter FIN H.R. 5983, the Financial CHOICE Act of 2016. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-04-04T11:25:29.520000-04:00
1948542 COUNCIL OF INSTITUTIONAL INVESTORS 57d53107-dd41-48bf-b07a-a343617fb46f Q1 COUNCIL OF INSTITUTIONAL INVESTORS 11082 COUNCIL OF INSTITUTIONAL INVESTORS 2017 first_quarter FIN Jan. 12, 2017CII letter to House Leadership on H.R. 78. Feb. 9, 2017CII letter to House Financial Services Committee Chair on the Financial CHOICE Act and funding for the Governmental Accounting Standards Board March 9, 2017Testimony before the SEC Investor Advisory Committee: Unequal Voting Rights in Common Stock March 9, 2017CII letter to house speaker and minority leader opposing H.R. 985 March 13, 2017CII letter to House Financial Services Committee members on JOBS Act hearing March 15, 2017Joint letter to National Economic Council on shareholder proposal process March 23, 2017Proposed questions for the confirmation hearing of SEC Chair Nominee Jay Clayton HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE     0 0 2017-04-04T12:24:50.830000-04:00
1948616 POBLETE TAMARGO, LLP 937e3fef-cff6-462f-856e-59233cac5006 Q1 POBLETE TAMARGO, LLP 400620885 RD LEGAL FUNDING, LLC 2017 first_quarter FIN Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-04-04T14:58:16.823000-04:00
1948792 TEXAS RETAILERS ASSOCIATION d43818f5-fe38-4949-948d-674215f664fa Q1 TEXAS RETAILERS ASSOCIATION 401104299 TEXAS RETAILERS ASSOCIATION 2017 first_quarter FIN Debit Card Swipe Fee Reform HOUSE OF REPRESENTATIVES,SENATE 12000   0 0 2017-04-05T11:36:31.767000-04:00
1948899 RICH FEUER ANDERSON fbaf1e81-48ed-47a5-af36-70f1f1b71eb9 Q1 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2017 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-05T16:24:14.697000-04:00
1948900 RICH FEUER ANDERSON 124edcbc-f4af-45b7-8055-0502bb3ef313 Q1 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2017 first_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2017-04-05T16:31:16.050000-04:00
1948913 MR. DOYCE BOESCH ba9bd445-df10-42f9-815e-4713aade1c9a Q1 MR. DOYCE BOESCH 400677020 FIDELITY INVESTMENTS 2017 first_quarter FIN Financial regulation and legislation HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2017-04-05T18:03:28.417000-04:00
1948917 MR. DOYCE BOESCH c3c303f9-d904-4563-85fb-a23156fd96a0 Q1 MR. DOYCE BOESCH 400677020 INVESTMENT COMPANY INSTITUTE 2017 first_quarter FIN Financial Regulation and Legislation HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2017-04-05T18:10:33.990000-04:00
1948937 YODLEE INC. f087f50d-6cf5-414e-abbf-f1fb9c379277 Q1 YODLEE INC. 401104165 YODLEE INC. 2017 first_quarter FIN Consumer-permissioned financial data access issues Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Economic Council (NEC),Office of Science & Technology Policy (OSTP),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   130000 0 0 2017-04-06T09:15:13.903000-04:00
1948945 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 899de362-fa6c-4e3d-9143-95b4d774106c Q1 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 26901 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 2017 first_quarter FIN Issues related to the implementation of the Dodd-Frank Wall Street Reform Act of 2010. Issues related to the regulation of securities products and those who sell them. Issues related to the regulation of certain employee benefit plan sponsors/participants and IRA holders under ERISA including: H.J. Res. 66, H.J.Res. 67, S.J. Res. 32, S. J. Res. 33 and H.R. 355. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   565000 0 0 2017-04-06T09:31:18.753000-04:00
1948977 MAGILL ASSOCIATES, LLC dd30b2a2-217c-4ead-ba87-776acfb2402a Q1 MAGILL ASSOCIATES, LLC 401103511 LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" 2017 first_quarter FIN The Consumer Financial Protection Board's (CFPB) proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The CFPB's rule on prepaid cards. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-06T10:32:56.957000-04:00
1948986 MAGILL ASSOCIATES, LLC a77f07a2-d904-4c90-93d0-c8365e74ef66 Q1 MAGILL ASSOCIATES, LLC 401103511 MOUNTAIN WEST CREDIT UNION ASSOCIATION 2017 first_quarter FIN Legislation affecting credit unions HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-04-06T10:39:05.650000-04:00
1949194 AMERICAN RESORT DEVELOPMENT ASSN b6e00442-5233-45b2-99f5-5adff02f784d Q1 AMERICAN RESORT DEVELOPMENT ASSN 3242 AMERICAN RESORT DEVELOPMENT ASSN 2017 first_quarter FIN Issues related to the implementation of Dodd-Frank; issues related to Consumer Financial Protection Bureau reforms HOUSE OF REPRESENTATIVES,SENATE   270000 0 0 2017-04-06T21:30:14.840000-04:00
1949225 RICCHETTI INCORPORATED 0cda9a76-f964-4f47-adfa-545b8ce913d1 Q1 RICCHETTI INCORPORATED 62778 FINSECA 2017 first_quarter FIN Issues related to the standard of care insurance agents must exercise in providing investment advice to clients, and restrictions on commission based compenasation arrangements. HOUSE OF REPRESENTATIVES,SENATE 90000   0 0 2017-04-07T09:52:44.570000-04:00
1949247 STUMP STRATEGIC LLC 321e01f9-7b80-4073-9588-91570a94be57 Q1 STUMP STRATEGIC LLC 401104047 FUTURES INDUSTRY ASSOCIATION 2017 first_quarter FIN Monitor Financial Derivatives Legislation and Regulation. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-04-07T11:27:13.313000-04:00
1949383 COVINGTON & BURLING LLP e0a19f92-bd5d-4d2e-80b1-a1e7cba37c3d Q1 COVINGTON & BURLING LLP 11195 BROWN BROTHERS HARRIMAN 2017 first_quarter FIN Issues affecting banking institutions including the regulation of derivatives HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-04-07T15:14:07.600000-04:00
1949385 COVINGTON & BURLING LLP f03f268c-2764-427d-967c-030f76ebff48 Q1 COVINGTON & BURLING LLP 11195 WELLS FARGO & CO 2017 first_quarter FIN Issues affecting banking institutions, including housing finance, the Dodd-Frank Act, bank sales practices and consumer issues, and bank capital and liquidity requirements. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-07T15:21:10.657000-04:00
1949386 COVINGTON & BURLING LLP 7d5de8ff-74db-47d0-b18d-7ccca5a457d1 Q1 COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2017 first_quarter FIN Issues affecting banks, including housing and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens and credit unions. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-04-07T15:26:13.913000-04:00
1949387 COVINGTON & BURLING LLP 8f4e0e83-04f9-4df2-8b7f-ef1e2ccab5e5 Q1 COVINGTON & BURLING LLP 11195 ARVEST BANK 2017 first_quarter FIN Issues affecting banks, including mortgage servicing and housing issues and bank capital requirements HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-04-07T15:30:17.260000-04:00
1949388 COVINGTON & BURLING LLP 99cc583e-9142-412c-8262-e7f76c1a73e7 Q1 COVINGTON & BURLING LLP 11195 PROMONTORY INTERFINANCIAL NETWORK,LLC 2017 first_quarter FIN legislation relating to bank deposits and federal insurance of bank deposits. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-04-07T15:34:18.517000-04:00
1949399 HOLLAND & KNIGHT LLP eb444bcb-914c-4b93-80fc-f3c09fbbff01 Q1 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2017 first_quarter FIN Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-04-07T15:58:28.140000-04:00
1949418 AMERICAN COUNCIL OF LIFE INSURERS 6ca91302-2f00-4ae3-a3e1-c6aefc6e8716 Q1 AMERICAN COUNCIL OF LIFE INSURERS 2115 AMERICAN COUNCIL OF LIFE INSURERS 2017 first_quarter FIN Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R.___ - Financial Services and General Government Appropriations Act. Making appropriations for financial services and general government for the fiscal year ending September 30, 2018, and for other purposes. Issue: Global insurance standards; SIFI de-risking. S. 223 - Senior$afe Act of 2017. This bill will provide immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. Issue: protecting seniors financial security. H.R. ___ -- Financial CHOICE Act. Issue: Implementation and regulatory reform of the financial services industry. Issue: Covered agreement on prudential measures with respect to the business of insurance and reinsurance. No bill number assigned. Issue: Swap margin rule. The rule establishes margin requirements for swaps not cleared through a clearinghouse. No bill number assigned. Tracking: H.R. 985 - Fairness in Class Action Litigation and Furthering Asbestos Claim Transparency Act of 2017. The bill would amend the procedures used in Federal court class actions and multidistrict litigation proceedings to assure fairer, more efficient outcomes for claimants and defendants. Issue: tort reform. H.R. 756 - Postal Service Reform Act of 2017. This bill would restore the financial solvency and improve the governance of the U.S. Postal Service in order to ensure the efficient and affordable nationwide delivery of mail. Issue: p… HOUSE OF REPRESENTATIVES,SENATE   948000 0 0 2017-04-07T16:14:49.770000-04:00
1949579 RICH FEUER ANDERSON bde0b6e6-4c8d-465c-a910-5648cd13b943 Q1 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2017 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions. Reauthorization of the Commodity Exchange Act, including regulatory reporting requirements. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2017-04-09T18:41:48.303000-04:00
1949581 RICH FEUER ANDERSON cbfab0f2-6d25-48cb-90ac-fa546c3dfc7f Q1 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2017 first_quarter FIN Regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-09T19:00:49.763000-04:00
1949583 RICH FEUER ANDERSON 330c9902-b919-4313-b87c-4f85f8fd6a4a Q1 RICH FEUER ANDERSON 84775 KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) 2017 first_quarter FIN Regulations affecting trading of securities, including market structure issues and regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2017-04-09T19:14:52.610000-04:00
1949882 RICH FEUER ANDERSON 61851333-aba0-4885-a048-da26afce0dcc Q1 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2017 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 238, the "Commodity End-User Relief Act." HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-04-10T13:57:28.113000-04:00
1949902 RICH FEUER ANDERSON 60dd2197-8d98-49b9-8f70-b0e254bf411f Q1 RICH FEUER ANDERSON 84775 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 2017 first_quarter FIN Legislation and regulation affecting private equity limited partners. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-04-10T14:13:45.913000-04:00
1949968 THE CORMAC GROUP, LLC e52fad4d-fbd5-437b-9ded-1eb529eb92e9 1A THE CORMAC GROUP, LLC 66773 BACARDI NORTH AMERICA (FORMERLY BACARDI USA INC) 2017 first_quarter FIN Rum Rebate HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS) 30000   0 0 2017-04-10T15:38:47.070000-04:00
1949990 TAUZIN CONSULTANTS, LLC 473c9be3-c566-4f93-83b4-6fc72da56c4b Q1 TAUZIN CONSULTANTS, LLC 400671007 ST. CHARLES PARISH 2017 first_quarter FIN Issues related to the upcoming NFIP reauthorization. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-10T15:50:04.380000-04:00
1950032 FIDELIS GOVERNMENT RELATIONS 4a8257c2-0de2-410b-8b0e-ab42027ad4a0 Q1 FIDELIS GOVERNMENT RELATIONS 306011 AFLAC 2017 first_quarter FIN Personnel issues, financial regulatory issues generally Executive Office of the President (EOP),Office of the Vice President of the United States 45000   0 0 2017-04-10T16:55:47.290000-04:00
1950161 EQUIPMENT LEASING AND FINANCE ASSOCIATION ef60bc56-6d51-47ff-9c7f-7f52f2abb947 Q1 EQUIPMENT LEASING AND FINANCE ASSOCIATION 13767 EQUIPMENT LEASING AND FINANCE ASSOCIATION 2017 first_quarter FIN Dodd-Frank Section 1071: ECOA Data Collection requirements HOUSE OF REPRESENTATIVES,SENATE   110000 0 0 2017-04-11T11:24:51.997000-04:00
1950198 MILLER & CHEVALIER CHARTERED 16c58b0a-adcc-4714-bc5d-0fd96fc63884 Q1 MILLER & CHEVALIER CHARTERED 25306 AMERICAN FIDELITY CORPORATION 2017 first_quarter FIN Legislation affecting financial services issues. HOUSE OF REPRESENTATIVES,SENATE 150000   0 0 2017-04-11T12:20:37.757000-04:00
1950301 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 4bd0e557-4242-4054-8c25-23c5a22023a6 Q1 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 7725 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2017 first_quarter FIN Credit union operations and all aspects of lending, compliance, and member services. Hart Scott Rodino exemptions. Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE   110000 0 0 2017-04-11T14:32:31.753000-04:00
1950395 JOHN DUNCAN AND ASSOCIATES, LLC 12bd4093-91ba-45e3-a712-4b675ce9590b Q1 JOHN DUNCAN AND ASSOCIATES, LLC 40025200 THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) 2017 first_quarter FIN Non-bank SIFI (Systemically Important Financial Institution) designation Constitutional design of the Consumer Financial Protection Bureau   10000   0 0 2017-04-11T15:24:44.110000-04:00
1950410 HOLLAND & KNIGHT LLP 882e1218-d6be-44b0-a5ec-6ef672751c81 Q1 HOLLAND & KNIGHT LLP 18466 PCI SECURITY STANDARDS COUNCIL, LLC 2017 first_quarter FIN Policy issues related to data breach and cyber security. Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-04-11T15:30:52.257000-04:00
1950452 SKLADANY CONSULTING LLC 62678984-f957-4616-ba77-80e06e3df77c Q1 SKLADANY CONSULTING LLC 401104209 DUFF & PHELPS 2017 first_quarter FIN Acquaint Congressional and Administration officials with client's financial regulatory expertise. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-04-11T16:00:18.963000-04:00
1950576 SIFF & ASSOCIATES PLLC 7713496d-a1f5-4ca6-8a53-76ca8e409541 Q1 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2017 first_quarter FIN H. J. Res. 41, a resolution pursuant to the Congressional Review Act disapproving the Securities and Exchange Commission rule requiring resource extraction issuers to disclose payments made to governments for the commercial development of oil, natural gas, or minerals. Legislative proposals to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes (no bill introduced). Joint proposed rule to prohibit incentive-based compensation arrangements that encourage inappropriate risks at covered financial institutions to effectuate Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requiring federal financial regulators to jointly prescribe such regulations or guidelines that would apply to covered financial institutions with total assets of $1 billion or more; RIN 1557-AD39, RIN 2590-AA42, RIN 3064-AD86, RIN 3133-AE48, RIN 3235-AL06, RIN 7100-AE50; June 10, 2016; 81 FR 37669. Proposed rule to require the use of universal proxies in all non-exempt solicitations in connection with contested elections of directors; RIN 3235-AL84; November 10, 2016; 81 FR 79122. Process used by the Financial Stability Oversight Council to designate financial institutions as Systemically Important Financial Institutions pursuant to section 113 of the Dodd Frank Wall Street Reform Act. Governance structure of the Consumer Financial Protection Bureau following the U.S. Court of Appeals for the District of Columbia decision in PHH Corporation v. Consumer Financial Protection Bureau, 839 F.3d 1 (D.C. Cir. 2016). HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),SENATE 30000   0 0 2017-04-11T17:17:18.143000-04:00
1950598 RICH FEUER ANDERSON 02d453d6-daad-4ffa-a6af-590e4cdebd8d Q1 RICH FEUER ANDERSON 84775 SWIFT, INC. 2017 first_quarter FIN Imposition of sanctions on financial messaging services with respect to institutions in other countries, including H.R.1644, the "Korean Interdiction and Modernization of Sanctions Act." Issues related to cyber security and distributed ledger technology. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-04-11T18:42:51.580000-04:00
1950612 THE WILLIAMS GROUP b110be34-a575-4bcf-9286-0769806a637a Q1 THE WILLIAMS GROUP 401104049 GENERAL MOTORS 2017 first_quarter FIN Privacy Notification HOUSE OF REPRESENTATIVES,SENATE 5000   0 0 2017-04-11T22:06:05.963000-04:00
1950616 THE WILLIAMS GROUP 4ed28019-998e-40ff-b43d-f3cc435798ab Q1 THE WILLIAMS GROUP 401104049 METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) 2017 first_quarter FIN Non-Bank SIFI Designation HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2017-04-11T22:09:08.327000-04:00
1950617 TRIOPTIMA AB 85855532-5d89-4c6c-a9bd-c1ee869fd278 Q1 TRIOPTIMA AB 400946732 TRIOPTIMA AB 2017 first_quarter FIN Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97) Commodity Futures Trading Commission (CFTC)     0 0 2017-04-12T07:43:13.827000-04:00
1950627 CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) 7ee302e4-429b-47b5-99c2-cb0d57678e3f Q1 CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) 400428072 RUSH STREET GAMING 2017 first_quarter FIN Issues related to investment funds and vehicles HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE 20000   0 0 2017-04-12T08:42:52.397000-04:00
1950663 SLK STRATEGIES 0002183e-3e86-4217-a100-24f6cbce1ae7 Q1 SLK STRATEGIES 401104016 AMERICAN FEED INDUSTRY ASSOCIATION 2017 first_quarter FIN CFTC reauthorization Dodd-Frank rulemakings Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office 20000   0 0 2017-04-12T09:59:50.873000-04:00
1950669 PHILLIP RIVERS 4c5d8ed4-bebb-4f25-8a19-b08439a084f4 Q1 PHILLIP RIVERS 401098065 FINANCIAL PLANNING COALITION 2017 first_quarter FIN Fiduciary Rule for Investment Advisors HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-04-12T10:02:58.280000-04:00
1950775 NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) 2a79946f-3d4f-4884-b80d-3b72e555b9b6 1T NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) 85071 PROCTOR FINANCIAL INC. 2017 first_quarter FIN General Issues relating to securities and investments HOUSE OF REPRESENTATIVES,SENATE 5000   0 1 2017-04-12T10:59:09.337000-04:00
1950859 WILLIAMS AND JENSEN, PLLC 6146444f-9735-4704-b86c-f65b907daa39 Q1 WILLIAMS AND JENSEN, PLLC 41454 PROSPECT CAPITAL CORPORATION 2017 first_quarter FIN Securities legislation impacting business development companies. Financial Choice Act re: BDCs HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2017-04-12T11:34:02.343000-04:00
1950873 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA c2192ca5-bc99-4c1f-8ad4-b0983c9b1c4e Q1 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2017 first_quarter FIN Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activities. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on on commodity index mutual funds. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment Company Act of 1940 regarding electronic delivery of shareholder reports. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   600000 0 0 2017-04-12T11:46:12.847000-04:00
1950922 WILLIAMS AND JENSEN, PLLC b32998ac-935e-4fe1-bc57-3e6a5ba959fa Q1 WILLIAMS AND JENSEN, PLLC 41454 AMERICAN COUNCIL OF LIFE INSURERS 2017 first_quarter FIN Financial services legislation. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-04-12T12:16:22.567000-04:00
1951003 TENET HEALTHCARE CORPORATION d7cd3d6b-9600-4ffc-adf7-80f55a5272af Q1 TENET HEALTHCARE CORPORATION 299877 TENET HEALTHCARE CORPORATION 2017 first_quarter FIN Consumer Financial Protection Bureau Rulemaking Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,White House Office   380000 0 0 2017-04-12T13:03:54.257000-04:00
1951043 KPMG LLP e03c2eed-3151-48f9-bb1e-79e9e0ba90e7 Q1 KPMG LLP 21893 KPMG LLP 2017 first_quarter FIN Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE   490000 0 0 2017-04-12T13:42:32.670000-04:00
1951059 JACKSON VAUGHN PUBLIC STRATEGIES 6d94d93a-2353-442b-9804-ef71169e1db1 Q1 JACKSON VAUGHN PUBLIC STRATEGIES 401103484 FIRSTCASH INC 2017 first_quarter FIN Military Lending Act; CFPB small dollar lending rules Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-04-12T14:12:56.847000-04:00
1951063 RICH FEUER ANDERSON 52f4cebb-3680-4a37-b4e5-e8ed665a0532 Q1 RICH FEUER ANDERSON 84775 SYMPHONY COMMUNICATIONS SERVICES LLC 2017 first_quarter FIN Legislation and regulation affecting secure communications services. HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE 60000   0 0 2017-04-12T14:16:04.627000-04:00
1951077 JACKSON VAUGHN PUBLIC STRATEGIES 0a64b2a6-933f-485c-b0c1-07551886d8b1 Q1 JACKSON VAUGHN PUBLIC STRATEGIES 401103484 ENOVA ONLINE SERVICES, INC. 2017 first_quarter FIN CFPB small dollar rule, Operation Chokepoint, Fintech charter, Arbitration, True lender, Valid when made, Military Lending Act Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-04-12T14:25:16.113000-04:00
1951079 AKIN GUMP STRAUSS HAUER & FELD 3e11a8fc-6c44-448e-b93d-74c861aaa5bd Q1 AKIN GUMP STRAUSS HAUER & FELD 682 MOODY'S CORPORATION 2017 first_quarter FIN Dodd-Frank implementation. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-04-12T14:26:20.410000-04:00
1951082 JACKSON VAUGHN PUBLIC STRATEGIES 4fb996ff-1252-49c8-972e-7bc8253d50a9 Q1 JACKSON VAUGHN PUBLIC STRATEGIES 401103484 FIRST COMMAND FINANCIAL SERVICES, INC. 2017 first_quarter FIN Department of Labor Fiduciary Rule HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-12T14:28:24.287000-04:00
1951098 RICH FEUER ANDERSON dfb4056f-2563-4b43-ae69-f91993704ff8 Q1 RICH FEUER ANDERSON 84775 SOCIAL FINANCE, INC. 2017 first_quarter FIN Regulation of online lenders, including potential national charter and application of banking regulations. Securitization of student loans. HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE 60000   0 0 2017-04-12T14:35:51.350000-04:00
1951112 AMERICAN FINANCIAL SERVICES ASSOCIATION 05b582ae-0482-45f5-9a2f-baccdc5aa2e1 Q1 AMERICAN FINANCIAL SERVICES ASSOCIATION 2354 AMERICAN FINANCIAL SERVICES ASSOCIATION 2017 first_quarter FIN Dodd Frank Wall Street Reform and Consumer Protection Act, Arbitration, Auto Lending, Consumer Privacy, Industrial Loan Banks, Installment Lending, Military Lending, Mortgage Lending, Payment Cards, Tax Reform, Telephone Consumer Protection Act Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office   125000 0 0 2017-04-12T14:40:01.680000-04:00
1951192 RICH FEUER ANDERSON dc83c496-f055-45d3-8b66-f795c70408fc Q1 RICH FEUER ANDERSON 84775 BLOCKCHAIN (US) INC. 2017 first_quarter FIN Legislative and regulatory initiatives impacting digital currencies. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-12T16:03:44.633000-04:00
1951194 RICH FEUER ANDERSON e69f29a6-3c30-4ed3-ab99-81701ed830cf Q1 RICH FEUER ANDERSON 84775 BIPARTISAN POLICY CENTER ADVOCACY NETWORK 2017 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-04-12T16:12:46.977000-04:00
1951214 ECA STRATEGIES, INC. fe4a9577-7567-4882-8343-a009a7c76372 Q1 ECA STRATEGIES, INC. 401103826 DMP INVESTMENTS 2017 first_quarter FIN CFPB reform efforts; Financial Institution Customer Protection Act; Dodd-Frank implementation and reform HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-04-12T16:25:13.137000-04:00
1951229 RICH FEUER ANDERSON 4ce058d9-382a-4567-9789-bed68e19af52 Q1 RICH FEUER ANDERSON 84775 FRANKLIN SQUARE HOLDINGS, L.P. 2017 first_quarter FIN Modernization of regulation of business development companies. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-04-12T16:39:31.183000-04:00
1951289 THE WILLIAMS GROUP fa1428de-97dc-4b5d-bd3f-143a2991b60b 1A THE WILLIAMS GROUP 401104049 GENERAL MOTORS 2017 first_quarter FIN Privacy Notification HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-04-12T19:26:50.027000-04:00
1951426 RASKY PARTNERS, INC. c1341a92-671c-4419-b95d-e8458508f15b Q1 RASKY PARTNERS, INC. 297410 LIVE OAK BANK 2017 first_quarter FIN Monitor Banking, Lending and Financial Services Issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-13T09:55:12.303000-04:00
1951468 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 27c8b247-3a59-48f1-8823-76594ec3eb6e Q1 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2017 first_quarter FIN Regulatory relief for community banks in the 115th Congress Tiered regulation and supervision for community banks as contained in the Independent Community Bankers of Americas (ICBA) Plan for Prosperity The ICBAs Plan for Prosperity contains the following issue areas and recommendations. Access to Capital Restore the original intent of the Basel III rule Create a more accurate identification of systemic risk Spur additional capital for small bank holding companies by modernizing the Federal Reserves policy statement Relieve community banks from excessive Securities and Exchange Commission rules Repeal the Collins Amendment for non-SIFIs Address minority bank capital challenges Regulatory Relief Balance consumer regulation through more accountable Consumer Financial Protection Bureau governance Eliminate arbitrary disparate impact fair lending lawsuits Ensure the viability of mutual banks through new charter and capital options Support rigorous cost-benefit analyses of all new rules to determine if they are justified and indeed needed Modernize the Bank Secrecy Act (BSA) Cut the red tape in small business lending by eliminating burdensome data collection Target the Volker Rule on a banks individual risk Preserve access to investment advice for middle-class savers Mortgage Reform Create a safe harbor from onerous underwriting standards Establish relief from burdensome HMDA, escrow and appraisal requirements Preserve the ability for community banks to continue servicing mortgage loans Reform the closing process and accompanying paperwork Bank Oversight and Examination Strengthen accountability in bank exams and create a workable appeals process Reform bank oversight and examination to better target risk Tax Relief Lower marginal rates needed for individuals, corporations and businesses Incentivize credit for low- and middle-income customers and American agriculture Modernize Subchapter S constraints Create limited liability corporation (LLC) option for community banks Repeal the estate tax Update the ba… Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE   55000 0 0 2017-04-13T10:21:50.430000-04:00
1951561 THE NEW ENGLAND COUNCIL df773127-a871-4b4d-a52b-2bcc0c5e6d63 Q1 THE NEW ENGLAND COUNCIL 29106 NEW ENGLAND COUNCIL 2017 first_quarter FIN Letter of support for S. 223, the Senior$afe Act. Sent to all New England House and Senate members. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-04-13T10:47:50.903000-04:00
1951743 PUBLIC SPHERE, INC. 25180d05-33a7-40eb-97f2-e68fc5085c3f Q1 PUBLIC SPHERE, INC. 401104153 LPL FINANCIAL, LLC 2017 first_quarter FIN General company overview for members and staff. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-13T12:15:35.897000-04:00
1951759 WILLIAMS AND JENSEN, PLLC fd4906b6-3f6c-47f2-9cfc-8c9adadad871 Q1 WILLIAMS AND JENSEN, PLLC 41454 SECURITY TRADERS ASSOCIATION 2017 first_quarter FIN Section 31 fees, equity market structure and trading issues; Financial Choice Act regarding Sec.31 fees HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2017-04-13T12:25:48.187000-04:00
1951766 WILLIAMS AND JENSEN, PLLC 2970b804-a01c-416a-b141-431f2687a52b Q1 WILLIAMS AND JENSEN, PLLC 41454 TD AMERITRADE 2017 first_quarter FIN Equity Market Structure issues. Fiduciary Duty. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2017-04-13T12:27:54.107000-04:00
1951769 WILLIAMS AND JENSEN, PLLC a05c3d39-842a-4465-be14-50bca418b9b9 Q1 WILLIAMS AND JENSEN, PLLC 41454 THE VANGUARD GROUP, INC. 2017 first_quarter FIN Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2017-04-13T12:28:55.563000-04:00
1951775 PUBLIC SPHERE, INC. 0e5ea9e2-c0aa-4aba-878e-a484d58089a6 Q1 PUBLIC SPHERE, INC. 401104153 MASSACHUSETTS EDUCATIONAL FINANCING AUTHORITY 2017 first_quarter FIN General company overview for members and staff; Reauthorization Higher Education Act; Tax Reform HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-04-13T12:31:59.547000-04:00
1951799 PUBLIC SPHERE, INC. b61f5c64-3714-43d8-9cc8-6003e2bc2310 Q1 PUBLIC SPHERE, INC. 401104153 PUTNAM INVESTMENTS 2017 first_quarter FIN General company overview for members and staff; retirement policy; tax reform; pension reform HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-13T12:49:15.173000-04:00
1951808 TOWNSEND PUBLIC AFFAIRS, INC 460989d9-90b9-456c-b2a9-eb38c534a257 Q1 TOWNSEND PUBLIC AFFAIRS, INC 54734 CITY OF HUNTINGTON BEACH 2017 first_quarter FIN re authorization of the Export-Import Bank Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ)     0 0 2017-04-13T12:55:25.190000-04:00
1951812 PUBLIC SPHERE, INC. 2adbf38a-7ee8-4743-8347-d0681002cf56 Q1 PUBLIC SPHERE, INC. 401104153 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY 2017 first_quarter FIN General company overview for members and staff; retirement policy; financial services; pension reform. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-04-13T12:56:26.457000-04:00
1951815 BAKER & HOSTETLER LLP f76991b8-6826-4757-92c4-bdab57a6e60f Q1 BAKER & HOSTETLER LLP 5131 FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ) 2017 first_quarter FIN U.S. Department of Labor regulatory issues HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,White House Office 180000   0 0 2017-04-13T12:57:27.737000-04:00
1951843 PUBLIC SPHERE, INC. 9912f259-f27e-4353-9e6b-90621939bd6b Q1 PUBLIC SPHERE, INC. 401104153 BOSTON ASSET MANAGEMENT ASSOCIATION, INC. 2017 first_quarter FIN General overview for members and staff. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-04-13T13:08:50.973000-04:00
1951906 BOND DEALERS OF AMERICA 852990a2-7aad-4d6b-b8bd-988f88437cd5 Q1 BOND DEALERS OF AMERICA 400404907 BOND DEALERS OF AMERICA 2017 first_quarter FIN Tax & Securities HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   66000 0 0 2017-04-13T13:30:27.570000-04:00
1951934 NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS 6e4fb534-692e-4685-a2f2-ddf6c5d31c28 Q1 NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS 27230 NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS 2017 first_quarter FIN Comments on Reconsideration of Dodd-Frank, Section 1502, Conflict Minerals Rule Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,White House Office   136154 0 0 2017-04-13T13:40:53.713000-04:00
1951974 MEHLMAN CONSULTING, INC. d79c971e-9493-4c0c-89f3-cc135139d027 Q1 MEHLMAN CONSULTING, INC. 284950 INFORMATION TECHNOLOGY INDUSTRY COUNCIL (ITI) 2017 first_quarter FIN Monitor regulation pertaining to conflict minerals. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-04-13T13:53:12.230000-04:00
1951996 AKIN GUMP STRAUSS HAUER & FELD 9d0585fa-7f16-41da-829d-681f3fd72d87 Q1 AKIN GUMP STRAUSS HAUER & FELD 682 EMVCO, LLC 2017 first_quarter FIN Education on the role and responsibility of setting global payment standards to ensure interoperability and acceptance of secure payment transactions. Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-04-13T13:56:22.480000-04:00
1952050 THE VELASQUEZ GROUP, L.L.C. c5ecb104-4a08-4b04-8113-fca7888eb99a Q1 THE VELASQUEZ GROUP, L.L.C. 53403 INVESTMENT COMPANY INSTITUTE 2017 first_quarter FIN Any language or draft legislation similar to the following 4 bills of the 114th congress: H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board. HOUSE OF REPRESENTATIVES 60000   0 0 2017-04-13T14:10:56.717000-04:00
1952091 WILLIAMS AND JENSEN, PLLC f3862a82-c876-49eb-8b39-ad9c572a170e Q1 WILLIAMS AND JENSEN, PLLC 41454 FEDERAL HOME LOAN BANK OF CINCINNATI 2017 first_quarter FIN GSE reform and Dodd-Frank. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-04-13T14:15:16.090000-04:00
1952105 WILLIAMS AND JENSEN, PLLC 5448a120-2d73-453b-b8fa-638e17d80298 Q1 WILLIAMS AND JENSEN, PLLC 41454 VERITEC SOLUTIONS, LLC 2017 first_quarter FIN Payday lending regulation and databases. Inquiring and monitoring fintech charter. Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-04-13T14:20:28.780000-04:00
1952197 RICH FEUER ANDERSON ad2fcc9c-9a5e-4106-aa8d-b1611fe7c259 Q1 RICH FEUER ANDERSON 84775 ARGUS MEDIA, INC. 2017 first_quarter FIN Regulation of energy market information and price reporting agencies. HOUSE OF REPRESENTATIVES,SENATE 25000   0 0 2017-04-13T14:45:44.737000-04:00
1952244 RICH FEUER ANDERSON ad619870-f21e-4e50-9a7e-614e22c6261f Q1 RICH FEUER ANDERSON 84775 LONDON STOCK EXCHANGE GROUP PLC 2017 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application; and H.R.238, the "Commodity End-User Relief Act." Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-04-13T15:03:20.267000-04:00
1952390 FTI GOVERNMENT AFFAIRS 742dd9c9-8b27-4360-af2a-7180ffacf2fe Q1 FTI GOVERNMENT AFFAIRS 401054971 EQUITABLE HOLDINGS (FORMERLY KNOW AS AXA FINANCIAL/EQUITABLE LIFE ASSURANCE 2017 first_quarter FIN Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act related to the Financial Stability Oversight Council. Fiduciary standards for life insurance agents and federal insurance office. DOL rule on fiduciary standards. Capital standards for the insurance industry. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-04-13T15:53:06.507000-04:00
1952405 MERCURY PUBLIC AFFAIRS, LLC bc9733a4-7ab7-482e-891a-6fd729ec10e6 Q1 MERCURY PUBLIC AFFAIRS, LLC 70175 PRIMERICA, INC. 2017 first_quarter FIN P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers; H.R. 4538, HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE     0 0 2017-04-13T15:57:17.807000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
Powered by Datasette · Queries took 1951.968ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API