lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
3,522 rows where filing_year = 2017 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1947754 | AMERICAN BANKERS ASSOCIATION SECURITIES ASSOCIATION (ABASA) 7b15dab4-ea32-4a00-af0a-585680c5cc18 | Q1 | AMERICAN BANKERS ASSOCIATION SECURITIES ASSOCIATION (ABASA) | 44 | AMERICAN BANKERS ASSOCIATION SECURITIES ASSOCIATION (ABASA) | 2017 | first_quarter | FIN | H.R. 6392, Systemic Risk Designation Improvement Act of 2016 | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-01-19T12:01:00-05:00 | ||
| 1947790 | SHAE ARMSTRONG 8880246f-9d86-481c-9d0f-d55587a73d04 | 1T | SHAE ARMSTRONG | 401104193 | THE MORE AMERICAN JOBS ALLIANCE | 2017 | first_quarter | FIN | EB-5 Immigrant Investment | HOUSE OF REPRESENTATIVES,SENATE | 0 | 1 | 2017-02-16T11:50:53.997000-05:00 | ||
| 1947792 | VENABLE LLP d30a5db8-4a12-4213-932c-6adc8436fb62 | Q1 | VENABLE LLP | 39941 | AON SERVICE CORPORATION | 2017 | first_quarter | FIN | Monitoring financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-02-17T12:40:17.593000-05:00 | |
| 1947798 | VENABLE LLP 18c1d285-07bc-4a24-83e6-67333972404f | Q1 | VENABLE LLP | 39941 | THE CLEARING HOUSE ASSOCIATION | 2017 | first_quarter | FIN | Monitoring financial services issues | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-02-17T12:52:34.423000-05:00 | |
| 1947799 | VENABLE LLP 5d5a73ea-e258-47bb-89dc-99befe939962 | Q1 | VENABLE LLP | 39941 | UNITED SERVICES AUTOMOBILE ASSOCIATION | 2017 | first_quarter | FIN | Monitoring financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-02-17T12:54:37.313000-05:00 | |
| 1947800 | VENABLE LLP b654a419-b90f-4377-a0e1-6dbb5adaab8d | Q1 | VENABLE LLP | 39941 | ELECTRONIC TRANSACTIONS ASSOCIATION | 2017 | first_quarter | FIN | Issues relating to the role of payment processors in commerce and related federal regulations | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-02-17T14:55:52.530000-05:00 | |
| 1947808 | VENABLE LLP b1f07bb5-442f-4b94-a3b1-04302f52557c | Q1 | VENABLE LLP | 39941 | STATE STREET BANK AND TRUST COMPANY | 2017 | first_quarter | FIN | Financial legislation | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) | 20000 | 0 | 0 | 2017-02-17T16:59:06.403000-05:00 | |
| 1947833 | BARNES & THORNBURG, LLP 50ca30bb-6092-4dab-8f53-2d13ca382d52 | 1T | BARNES & THORNBURG, LLP | 5404 | FEDERATED INVESTORS, INC. | 2017 | first_quarter | FIN | Consumer Financial Choice and Capital Markets Competitiveness Act of 2015 and related financial industry issues. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2017-02-27T11:44:54.670000-05:00 | |
| 1947934 | HUTTON STRATEGIES 060e3b06-7981-4a2f-abc4-fc2f4b9e8fa3 | Q1 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2017 | first_quarter | FIN | Advocating in support of S. 1802 and HR 4216 and financial services legislation generally. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-03-22T09:22:18.753000-04:00 | |
| 1948203 | MORRISON PUBLIC AFFAIRS GROUP 4f84ff19-e782-4acf-a338-cc843a651aef | Q1 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2017 | first_quarter | FIN | Housing finance reform legislation. Regulation of housing finance activities. Regulation of Fannie Mae and Freddie Mac. Legislation and regulations related to the Federal Housing Administration and Ginnie Mae. Legislation and regulation related to mortgage insurance. | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 80000 | 0 | 0 | 2017-04-02T09:42:12.383000-04:00 | |
| 1948221 | GOLDHABER POLICY SERVICES LLC ee6be827-25cd-4527-a5e5-862e77ec346b | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2017 | first_quarter | FIN | Continued to work on issues related to non-bank membership in Federal Home Loan Bank. In addition worked with stakeholders on CFPB and policy issues related to the functioning of the CFPB. | 10000 | 0 | 0 | 2017-04-02T16:16:37.503000-04:00 | ||
| 1948224 | GOLDHABER POLICY SERVICES LLC 29ce0873-52d2-4764-8f4e-e7dfa4bbbe18 | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2017 | first_quarter | FIN | Continued to work on issues and options related to non-bank membership in Federal Home Loan Bank. | 10000 | 0 | 0 | 2017-04-02T16:24:38.683000-04:00 | ||
| 1948226 | GOLDHABER POLICY SERVICES LLC c008f9b6-6045-4367-a4ee-e61389295752 | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | WALTER INVESTMENT MANAGEMENT CORP | 2017 | first_quarter | FIN | Discuss regulatory and legislative issues with key trade associations and consumer stakeholders; issues including CFPB and issues specifically facing non-banks. | 20000 | 0 | 0 | 2017-04-02T16:29:40.080000-04:00 | ||
| 1948493 | COMMERCE BANK 592e4490-7749-4fa1-be37-c1a61d008eb8 | Q1 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2017 | first_quarter | FIN | General banking regulatory reform. Discussions included the merits of tailoring banking regulations depending on the risk profile and business model of the financial institution, in H.R 1116 and S. 366, the Tailor Act, as well as elements of the CHOICE Act. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-04-04T10:46:10.173000-04:00 | ||
| 1948504 | PICKARD DJINIS AND PISARRI LLP 0fed4e69-7edb-4787-be25-d362cbe6c9b7 | Q1 | PICKARD DJINIS AND PISARRI LLP | 400568702 | INSTITUTIONAL SHAREHOLDER SERVICES INC. | 2017 | first_quarter | FIN | H.R. 5983, the Financial CHOICE Act of 2016. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-04-04T11:25:29.520000-04:00 | |
| 1948542 | COUNCIL OF INSTITUTIONAL INVESTORS 57d53107-dd41-48bf-b07a-a343617fb46f | Q1 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2017 | first_quarter | FIN | Jan. 12, 2017CII letter to House Leadership on H.R. 78. Feb. 9, 2017CII letter to House Financial Services Committee Chair on the Financial CHOICE Act and funding for the Governmental Accounting Standards Board March 9, 2017Testimony before the SEC Investor Advisory Committee: Unequal Voting Rights in Common Stock March 9, 2017CII letter to house speaker and minority leader opposing H.R. 985 March 13, 2017CII letter to House Financial Services Committee members on JOBS Act hearing March 15, 2017Joint letter to National Economic Council on shareholder proposal process March 23, 2017Proposed questions for the confirmation hearing of SEC Chair Nominee Jay Clayton | HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2017-04-04T12:24:50.830000-04:00 | ||
| 1948616 | POBLETE TAMARGO, LLP 937e3fef-cff6-462f-856e-59233cac5006 | Q1 | POBLETE TAMARGO, LLP | 400620885 | RD LEGAL FUNDING, LLC | 2017 | first_quarter | FIN | Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-04-04T14:58:16.823000-04:00 | ||
| 1948792 | TEXAS RETAILERS ASSOCIATION d43818f5-fe38-4949-948d-674215f664fa | Q1 | TEXAS RETAILERS ASSOCIATION | 401104299 | TEXAS RETAILERS ASSOCIATION | 2017 | first_quarter | FIN | Debit Card Swipe Fee Reform | HOUSE OF REPRESENTATIVES,SENATE | 12000 | 0 | 0 | 2017-04-05T11:36:31.767000-04:00 | |
| 1948899 | RICH FEUER ANDERSON fbaf1e81-48ed-47a5-af36-70f1f1b71eb9 | Q1 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2017 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-05T16:24:14.697000-04:00 | |
| 1948900 | RICH FEUER ANDERSON 124edcbc-f4af-45b7-8055-0502bb3ef313 | Q1 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2017 | first_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-04-05T16:31:16.050000-04:00 | |
| 1948913 | MR. DOYCE BOESCH ba9bd445-df10-42f9-815e-4713aade1c9a | Q1 | MR. DOYCE BOESCH | 400677020 | FIDELITY INVESTMENTS | 2017 | first_quarter | FIN | Financial regulation and legislation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2017-04-05T18:03:28.417000-04:00 | |
| 1948917 | MR. DOYCE BOESCH c3c303f9-d904-4563-85fb-a23156fd96a0 | Q1 | MR. DOYCE BOESCH | 400677020 | INVESTMENT COMPANY INSTITUTE | 2017 | first_quarter | FIN | Financial Regulation and Legislation | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2017-04-05T18:10:33.990000-04:00 | |
| 1948937 | YODLEE INC. f087f50d-6cf5-414e-abbf-f1fb9c379277 | Q1 | YODLEE INC. | 401104165 | YODLEE INC. | 2017 | first_quarter | FIN | Consumer-permissioned financial data access issues | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Economic Council (NEC),Office of Science & Technology Policy (OSTP),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 130000 | 0 | 0 | 2017-04-06T09:15:13.903000-04:00 | |
| 1948945 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 899de362-fa6c-4e3d-9143-95b4d774106c | Q1 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2017 | first_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act of 2010. Issues related to the regulation of securities products and those who sell them. Issues related to the regulation of certain employee benefit plan sponsors/participants and IRA holders under ERISA including: H.J. Res. 66, H.J.Res. 67, S.J. Res. 32, S. J. Res. 33 and H.R. 355. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 565000 | 0 | 0 | 2017-04-06T09:31:18.753000-04:00 | |
| 1948977 | MAGILL ASSOCIATES, LLC dd30b2a2-217c-4ead-ba87-776acfb2402a | Q1 | MAGILL ASSOCIATES, LLC | 401103511 | LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" | 2017 | first_quarter | FIN | The Consumer Financial Protection Board's (CFPB) proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The CFPB's rule on prepaid cards. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-06T10:32:56.957000-04:00 | |
| 1948986 | MAGILL ASSOCIATES, LLC a77f07a2-d904-4c90-93d0-c8365e74ef66 | Q1 | MAGILL ASSOCIATES, LLC | 401103511 | MOUNTAIN WEST CREDIT UNION ASSOCIATION | 2017 | first_quarter | FIN | Legislation affecting credit unions | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-04-06T10:39:05.650000-04:00 | |
| 1949194 | AMERICAN RESORT DEVELOPMENT ASSN b6e00442-5233-45b2-99f5-5adff02f784d | Q1 | AMERICAN RESORT DEVELOPMENT ASSN | 3242 | AMERICAN RESORT DEVELOPMENT ASSN | 2017 | first_quarter | FIN | Issues related to the implementation of Dodd-Frank; issues related to Consumer Financial Protection Bureau reforms | HOUSE OF REPRESENTATIVES,SENATE | 270000 | 0 | 0 | 2017-04-06T21:30:14.840000-04:00 | |
| 1949225 | RICCHETTI INCORPORATED 0cda9a76-f964-4f47-adfa-545b8ce913d1 | Q1 | RICCHETTI INCORPORATED | 62778 | FINSECA | 2017 | first_quarter | FIN | Issues related to the standard of care insurance agents must exercise in providing investment advice to clients, and restrictions on commission based compenasation arrangements. | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2017-04-07T09:52:44.570000-04:00 | |
| 1949247 | STUMP STRATEGIC LLC 321e01f9-7b80-4073-9588-91570a94be57 | Q1 | STUMP STRATEGIC LLC | 401104047 | FUTURES INDUSTRY ASSOCIATION | 2017 | first_quarter | FIN | Monitor Financial Derivatives Legislation and Regulation. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-04-07T11:27:13.313000-04:00 | |
| 1949383 | COVINGTON & BURLING LLP e0a19f92-bd5d-4d2e-80b1-a1e7cba37c3d | Q1 | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2017 | first_quarter | FIN | Issues affecting banking institutions including the regulation of derivatives | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-04-07T15:14:07.600000-04:00 | ||
| 1949385 | COVINGTON & BURLING LLP f03f268c-2764-427d-967c-030f76ebff48 | Q1 | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2017 | first_quarter | FIN | Issues affecting banking institutions, including housing finance, the Dodd-Frank Act, bank sales practices and consumer issues, and bank capital and liquidity requirements. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-07T15:21:10.657000-04:00 | |
| 1949386 | COVINGTON & BURLING LLP 7d5de8ff-74db-47d0-b18d-7ccca5a457d1 | Q1 | COVINGTON & BURLING LLP | 11195 | AMERICAN BANKERS ASSOCIATION | 2017 | first_quarter | FIN | Issues affecting banks, including housing and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens and credit unions. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-04-07T15:26:13.913000-04:00 | ||
| 1949387 | COVINGTON & BURLING LLP 8f4e0e83-04f9-4df2-8b7f-ef1e2ccab5e5 | Q1 | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2017 | first_quarter | FIN | Issues affecting banks, including mortgage servicing and housing issues and bank capital requirements | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-04-07T15:30:17.260000-04:00 | ||
| 1949388 | COVINGTON & BURLING LLP 99cc583e-9142-412c-8262-e7f76c1a73e7 | Q1 | COVINGTON & BURLING LLP | 11195 | PROMONTORY INTERFINANCIAL NETWORK,LLC | 2017 | first_quarter | FIN | legislation relating to bank deposits and federal insurance of bank deposits. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-04-07T15:34:18.517000-04:00 | |
| 1949399 | HOLLAND & KNIGHT LLP eb444bcb-914c-4b93-80fc-f3c09fbbff01 | Q1 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2017 | first_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-04-07T15:58:28.140000-04:00 | |
| 1949418 | AMERICAN COUNCIL OF LIFE INSURERS 6ca91302-2f00-4ae3-a3e1-c6aefc6e8716 | Q1 | AMERICAN COUNCIL OF LIFE INSURERS | 2115 | AMERICAN COUNCIL OF LIFE INSURERS | 2017 | first_quarter | FIN | Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R.___ - Financial Services and General Government Appropriations Act. Making appropriations for financial services and general government for the fiscal year ending September 30, 2018, and for other purposes. Issue: Global insurance standards; SIFI de-risking. S. 223 - Senior$afe Act of 2017. This bill will provide immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. Issue: protecting seniors financial security. H.R. ___ -- Financial CHOICE Act. Issue: Implementation and regulatory reform of the financial services industry. Issue: Covered agreement on prudential measures with respect to the business of insurance and reinsurance. No bill number assigned. Issue: Swap margin rule. The rule establishes margin requirements for swaps not cleared through a clearinghouse. No bill number assigned. Tracking: H.R. 985 - Fairness in Class Action Litigation and Furthering Asbestos Claim Transparency Act of 2017. The bill would amend the procedures used in Federal court class actions and multidistrict litigation proceedings to assure fairer, more efficient outcomes for claimants and defendants. Issue: tort reform. H.R. 756 - Postal Service Reform Act of 2017. This bill would restore the financial solvency and improve the governance of the U.S. Postal Service in order to ensure the efficient and affordable nationwide delivery of mail. Issue: p… | HOUSE OF REPRESENTATIVES,SENATE | 948000 | 0 | 0 | 2017-04-07T16:14:49.770000-04:00 | |
| 1949579 | RICH FEUER ANDERSON bde0b6e6-4c8d-465c-a910-5648cd13b943 | Q1 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2017 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions. Reauthorization of the Commodity Exchange Act, including regulatory reporting requirements. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2017-04-09T18:41:48.303000-04:00 | |
| 1949581 | RICH FEUER ANDERSON cbfab0f2-6d25-48cb-90ac-fa546c3dfc7f | Q1 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2017 | first_quarter | FIN | Regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-09T19:00:49.763000-04:00 | |
| 1949583 | RICH FEUER ANDERSON 330c9902-b919-4313-b87c-4f85f8fd6a4a | Q1 | RICH FEUER ANDERSON | 84775 | KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 2017 | first_quarter | FIN | Regulations affecting trading of securities, including market structure issues and regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-04-09T19:14:52.610000-04:00 | |
| 1949882 | RICH FEUER ANDERSON 61851333-aba0-4885-a048-da26afce0dcc | Q1 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2017 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 238, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-04-10T13:57:28.113000-04:00 | |
| 1949902 | RICH FEUER ANDERSON 60dd2197-8d98-49b9-8f70-b0e254bf411f | Q1 | RICH FEUER ANDERSON | 84775 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2017 | first_quarter | FIN | Legislation and regulation affecting private equity limited partners. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-04-10T14:13:45.913000-04:00 | |
| 1949968 | THE CORMAC GROUP, LLC e52fad4d-fbd5-437b-9ded-1eb529eb92e9 | 1A | THE CORMAC GROUP, LLC | 66773 | BACARDI NORTH AMERICA (FORMERLY BACARDI USA INC) | 2017 | first_quarter | FIN | Rum Rebate | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS) | 30000 | 0 | 0 | 2017-04-10T15:38:47.070000-04:00 | |
| 1949990 | TAUZIN CONSULTANTS, LLC 473c9be3-c566-4f93-83b4-6fc72da56c4b | Q1 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2017 | first_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-10T15:50:04.380000-04:00 | |
| 1950032 | FIDELIS GOVERNMENT RELATIONS 4a8257c2-0de2-410b-8b0e-ab42027ad4a0 | Q1 | FIDELIS GOVERNMENT RELATIONS | 306011 | AFLAC | 2017 | first_quarter | FIN | Personnel issues, financial regulatory issues generally | Executive Office of the President (EOP),Office of the Vice President of the United States | 45000 | 0 | 0 | 2017-04-10T16:55:47.290000-04:00 | |
| 1950161 | EQUIPMENT LEASING AND FINANCE ASSOCIATION ef60bc56-6d51-47ff-9c7f-7f52f2abb947 | Q1 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2017 | first_quarter | FIN | Dodd-Frank Section 1071: ECOA Data Collection requirements | HOUSE OF REPRESENTATIVES,SENATE | 110000 | 0 | 0 | 2017-04-11T11:24:51.997000-04:00 | |
| 1950198 | MILLER & CHEVALIER CHARTERED 16c58b0a-adcc-4714-bc5d-0fd96fc63884 | Q1 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2017 | first_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2017-04-11T12:20:37.757000-04:00 | |
| 1950301 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 4bd0e557-4242-4054-8c25-23c5a22023a6 | Q1 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2017 | first_quarter | FIN | Credit union operations and all aspects of lending, compliance, and member services. Hart Scott Rodino exemptions. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE | 110000 | 0 | 0 | 2017-04-11T14:32:31.753000-04:00 | |
| 1950395 | JOHN DUNCAN AND ASSOCIATES, LLC 12bd4093-91ba-45e3-a712-4b675ce9590b | Q1 | JOHN DUNCAN AND ASSOCIATES, LLC | 40025200 | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2017 | first_quarter | FIN | Non-bank SIFI (Systemically Important Financial Institution) designation Constitutional design of the Consumer Financial Protection Bureau | 10000 | 0 | 0 | 2017-04-11T15:24:44.110000-04:00 | ||
| 1950410 | HOLLAND & KNIGHT LLP 882e1218-d6be-44b0-a5ec-6ef672751c81 | Q1 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2017 | first_quarter | FIN | Policy issues related to data breach and cyber security. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-04-11T15:30:52.257000-04:00 | |
| 1950452 | SKLADANY CONSULTING LLC 62678984-f957-4616-ba77-80e06e3df77c | Q1 | SKLADANY CONSULTING LLC | 401104209 | DUFF & PHELPS | 2017 | first_quarter | FIN | Acquaint Congressional and Administration officials with client's financial regulatory expertise. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-04-11T16:00:18.963000-04:00 | ||
| 1950576 | SIFF & ASSOCIATES PLLC 7713496d-a1f5-4ca6-8a53-76ca8e409541 | Q1 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2017 | first_quarter | FIN | H. J. Res. 41, a resolution pursuant to the Congressional Review Act disapproving the Securities and Exchange Commission rule requiring resource extraction issuers to disclose payments made to governments for the commercial development of oil, natural gas, or minerals. Legislative proposals to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes (no bill introduced). Joint proposed rule to prohibit incentive-based compensation arrangements that encourage inappropriate risks at covered financial institutions to effectuate Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requiring federal financial regulators to jointly prescribe such regulations or guidelines that would apply to covered financial institutions with total assets of $1 billion or more; RIN 1557-AD39, RIN 2590-AA42, RIN 3064-AD86, RIN 3133-AE48, RIN 3235-AL06, RIN 7100-AE50; June 10, 2016; 81 FR 37669. Proposed rule to require the use of universal proxies in all non-exempt solicitations in connection with contested elections of directors; RIN 3235-AL84; November 10, 2016; 81 FR 79122. Process used by the Financial Stability Oversight Council to designate financial institutions as Systemically Important Financial Institutions pursuant to section 113 of the Dodd Frank Wall Street Reform Act. Governance structure of the Consumer Financial Protection Bureau following the U.S. Court of Appeals for the District of Columbia decision in PHH Corporation v. Consumer Financial Protection Bureau, 839 F.3d 1 (D.C. Cir. 2016). | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),SENATE | 30000 | 0 | 0 | 2017-04-11T17:17:18.143000-04:00 | |
| 1950598 | RICH FEUER ANDERSON 02d453d6-daad-4ffa-a6af-590e4cdebd8d | Q1 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2017 | first_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries, including H.R.1644, the "Korean Interdiction and Modernization of Sanctions Act." Issues related to cyber security and distributed ledger technology. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-04-11T18:42:51.580000-04:00 | |
| 1950612 | THE WILLIAMS GROUP b110be34-a575-4bcf-9286-0769806a637a | Q1 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2017 | first_quarter | FIN | Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 5000 | 0 | 0 | 2017-04-11T22:06:05.963000-04:00 | |
| 1950616 | THE WILLIAMS GROUP 4ed28019-998e-40ff-b43d-f3cc435798ab | Q1 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2017 | first_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2017-04-11T22:09:08.327000-04:00 | |
| 1950617 | TRIOPTIMA AB 85855532-5d89-4c6c-a9bd-c1ee869fd278 | Q1 | TRIOPTIMA AB | 400946732 | TRIOPTIMA AB | 2017 | first_quarter | FIN | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97) | Commodity Futures Trading Commission (CFTC) | 0 | 0 | 2017-04-12T07:43:13.827000-04:00 | ||
| 1950627 | CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) 7ee302e4-429b-47b5-99c2-cb0d57678e3f | Q1 | CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) | 400428072 | RUSH STREET GAMING | 2017 | first_quarter | FIN | Issues related to investment funds and vehicles | HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE | 20000 | 0 | 0 | 2017-04-12T08:42:52.397000-04:00 | |
| 1950663 | SLK STRATEGIES 0002183e-3e86-4217-a100-24f6cbce1ae7 | Q1 | SLK STRATEGIES | 401104016 | AMERICAN FEED INDUSTRY ASSOCIATION | 2017 | first_quarter | FIN | CFTC reauthorization Dodd-Frank rulemakings | Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office | 20000 | 0 | 0 | 2017-04-12T09:59:50.873000-04:00 | |
| 1950669 | PHILLIP RIVERS 4c5d8ed4-bebb-4f25-8a19-b08439a084f4 | Q1 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2017 | first_quarter | FIN | Fiduciary Rule for Investment Advisors | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-04-12T10:02:58.280000-04:00 | |
| 1950775 | NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) 2a79946f-3d4f-4884-b80d-3b72e555b9b6 | 1T | NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) | 85071 | PROCTOR FINANCIAL INC. | 2017 | first_quarter | FIN | General Issues relating to securities and investments | HOUSE OF REPRESENTATIVES,SENATE | 5000 | 0 | 1 | 2017-04-12T10:59:09.337000-04:00 | |
| 1950859 | WILLIAMS AND JENSEN, PLLC 6146444f-9735-4704-b86c-f65b907daa39 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | PROSPECT CAPITAL CORPORATION | 2017 | first_quarter | FIN | Securities legislation impacting business development companies. Financial Choice Act re: BDCs | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2017-04-12T11:34:02.343000-04:00 | |
| 1950873 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA c2192ca5-bc99-4c1f-8ad4-b0983c9b1c4e | Q1 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2017 | first_quarter | FIN | Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activities. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on on commodity index mutual funds. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment Company Act of 1940 regarding electronic delivery of shareholder reports. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 600000 | 0 | 0 | 2017-04-12T11:46:12.847000-04:00 | |
| 1950922 | WILLIAMS AND JENSEN, PLLC b32998ac-935e-4fe1-bc57-3e6a5ba959fa | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | AMERICAN COUNCIL OF LIFE INSURERS | 2017 | first_quarter | FIN | Financial services legislation. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-04-12T12:16:22.567000-04:00 | |
| 1951003 | TENET HEALTHCARE CORPORATION d7cd3d6b-9600-4ffc-adf7-80f55a5272af | Q1 | TENET HEALTHCARE CORPORATION | 299877 | TENET HEALTHCARE CORPORATION | 2017 | first_quarter | FIN | Consumer Financial Protection Bureau Rulemaking | Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,White House Office | 380000 | 0 | 0 | 2017-04-12T13:03:54.257000-04:00 | |
| 1951043 | KPMG LLP e03c2eed-3151-48f9-bb1e-79e9e0ba90e7 | Q1 | KPMG LLP | 21893 | KPMG LLP | 2017 | first_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE | 490000 | 0 | 0 | 2017-04-12T13:42:32.670000-04:00 | |
| 1951059 | JACKSON VAUGHN PUBLIC STRATEGIES 6d94d93a-2353-442b-9804-ef71169e1db1 | Q1 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | FIRSTCASH INC | 2017 | first_quarter | FIN | Military Lending Act; CFPB small dollar lending rules | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-04-12T14:12:56.847000-04:00 | |
| 1951063 | RICH FEUER ANDERSON 52f4cebb-3680-4a37-b4e5-e8ed665a0532 | Q1 | RICH FEUER ANDERSON | 84775 | SYMPHONY COMMUNICATIONS SERVICES LLC | 2017 | first_quarter | FIN | Legislation and regulation affecting secure communications services. | HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE | 60000 | 0 | 0 | 2017-04-12T14:16:04.627000-04:00 | |
| 1951077 | JACKSON VAUGHN PUBLIC STRATEGIES 0a64b2a6-933f-485c-b0c1-07551886d8b1 | Q1 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ENOVA ONLINE SERVICES, INC. | 2017 | first_quarter | FIN | CFPB small dollar rule, Operation Chokepoint, Fintech charter, Arbitration, True lender, Valid when made, Military Lending Act | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-04-12T14:25:16.113000-04:00 | |
| 1951079 | AKIN GUMP STRAUSS HAUER & FELD 3e11a8fc-6c44-448e-b93d-74c861aaa5bd | Q1 | AKIN GUMP STRAUSS HAUER & FELD | 682 | MOODY'S CORPORATION | 2017 | first_quarter | FIN | Dodd-Frank implementation. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-04-12T14:26:20.410000-04:00 | |
| 1951082 | JACKSON VAUGHN PUBLIC STRATEGIES 4fb996ff-1252-49c8-972e-7bc8253d50a9 | Q1 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | FIRST COMMAND FINANCIAL SERVICES, INC. | 2017 | first_quarter | FIN | Department of Labor Fiduciary Rule | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-12T14:28:24.287000-04:00 | |
| 1951098 | RICH FEUER ANDERSON dfb4056f-2563-4b43-ae69-f91993704ff8 | Q1 | RICH FEUER ANDERSON | 84775 | SOCIAL FINANCE, INC. | 2017 | first_quarter | FIN | Regulation of online lenders, including potential national charter and application of banking regulations. Securitization of student loans. | HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE | 60000 | 0 | 0 | 2017-04-12T14:35:51.350000-04:00 | |
| 1951112 | AMERICAN FINANCIAL SERVICES ASSOCIATION 05b582ae-0482-45f5-9a2f-baccdc5aa2e1 | Q1 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2017 | first_quarter | FIN | Dodd Frank Wall Street Reform and Consumer Protection Act, Arbitration, Auto Lending, Consumer Privacy, Industrial Loan Banks, Installment Lending, Military Lending, Mortgage Lending, Payment Cards, Tax Reform, Telephone Consumer Protection Act | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office | 125000 | 0 | 0 | 2017-04-12T14:40:01.680000-04:00 | |
| 1951192 | RICH FEUER ANDERSON dc83c496-f055-45d3-8b66-f795c70408fc | Q1 | RICH FEUER ANDERSON | 84775 | BLOCKCHAIN (US) INC. | 2017 | first_quarter | FIN | Legislative and regulatory initiatives impacting digital currencies. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-12T16:03:44.633000-04:00 | |
| 1951194 | RICH FEUER ANDERSON e69f29a6-3c30-4ed3-ab99-81701ed830cf | Q1 | RICH FEUER ANDERSON | 84775 | BIPARTISAN POLICY CENTER ADVOCACY NETWORK | 2017 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-04-12T16:12:46.977000-04:00 | |
| 1951214 | ECA STRATEGIES, INC. fe4a9577-7567-4882-8343-a009a7c76372 | Q1 | ECA STRATEGIES, INC. | 401103826 | DMP INVESTMENTS | 2017 | first_quarter | FIN | CFPB reform efforts; Financial Institution Customer Protection Act; Dodd-Frank implementation and reform | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-04-12T16:25:13.137000-04:00 | |
| 1951229 | RICH FEUER ANDERSON 4ce058d9-382a-4567-9789-bed68e19af52 | Q1 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2017 | first_quarter | FIN | Modernization of regulation of business development companies. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-04-12T16:39:31.183000-04:00 | |
| 1951289 | THE WILLIAMS GROUP fa1428de-97dc-4b5d-bd3f-143a2991b60b | 1A | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2017 | first_quarter | FIN | Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-04-12T19:26:50.027000-04:00 | |
| 1951426 | RASKY PARTNERS, INC. c1341a92-671c-4419-b95d-e8458508f15b | Q1 | RASKY PARTNERS, INC. | 297410 | LIVE OAK BANK | 2017 | first_quarter | FIN | Monitor Banking, Lending and Financial Services Issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-13T09:55:12.303000-04:00 | |
| 1951468 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 27c8b247-3a59-48f1-8823-76594ec3eb6e | Q1 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2017 | first_quarter | FIN | Regulatory relief for community banks in the 115th Congress Tiered regulation and supervision for community banks as contained in the Independent Community Bankers of Americas (ICBA) Plan for Prosperity The ICBAs Plan for Prosperity contains the following issue areas and recommendations. Access to Capital Restore the original intent of the Basel III rule Create a more accurate identification of systemic risk Spur additional capital for small bank holding companies by modernizing the Federal Reserves policy statement Relieve community banks from excessive Securities and Exchange Commission rules Repeal the Collins Amendment for non-SIFIs Address minority bank capital challenges Regulatory Relief Balance consumer regulation through more accountable Consumer Financial Protection Bureau governance Eliminate arbitrary disparate impact fair lending lawsuits Ensure the viability of mutual banks through new charter and capital options Support rigorous cost-benefit analyses of all new rules to determine if they are justified and indeed needed Modernize the Bank Secrecy Act (BSA) Cut the red tape in small business lending by eliminating burdensome data collection Target the Volker Rule on a banks individual risk Preserve access to investment advice for middle-class savers Mortgage Reform Create a safe harbor from onerous underwriting standards Establish relief from burdensome HMDA, escrow and appraisal requirements Preserve the ability for community banks to continue servicing mortgage loans Reform the closing process and accompanying paperwork Bank Oversight and Examination Strengthen accountability in bank exams and create a workable appeals process Reform bank oversight and examination to better target risk Tax Relief Lower marginal rates needed for individuals, corporations and businesses Incentivize credit for low- and middle-income customers and American agriculture Modernize Subchapter S constraints Create limited liability corporation (LLC) option for community banks Repeal the estate tax Update the ba… | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 55000 | 0 | 0 | 2017-04-13T10:21:50.430000-04:00 | |
| 1951561 | THE NEW ENGLAND COUNCIL df773127-a871-4b4d-a52b-2bcc0c5e6d63 | Q1 | THE NEW ENGLAND COUNCIL | 29106 | NEW ENGLAND COUNCIL | 2017 | first_quarter | FIN | Letter of support for S. 223, the Senior$afe Act. Sent to all New England House and Senate members. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-04-13T10:47:50.903000-04:00 | ||
| 1951743 | PUBLIC SPHERE, INC. 25180d05-33a7-40eb-97f2-e68fc5085c3f | Q1 | PUBLIC SPHERE, INC. | 401104153 | LPL FINANCIAL, LLC | 2017 | first_quarter | FIN | General company overview for members and staff. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-13T12:15:35.897000-04:00 | |
| 1951759 | WILLIAMS AND JENSEN, PLLC fd4906b6-3f6c-47f2-9cfc-8c9adadad871 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | SECURITY TRADERS ASSOCIATION | 2017 | first_quarter | FIN | Section 31 fees, equity market structure and trading issues; Financial Choice Act regarding Sec.31 fees | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2017-04-13T12:25:48.187000-04:00 | |
| 1951766 | WILLIAMS AND JENSEN, PLLC 2970b804-a01c-416a-b141-431f2687a52b | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | TD AMERITRADE | 2017 | first_quarter | FIN | Equity Market Structure issues. Fiduciary Duty. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2017-04-13T12:27:54.107000-04:00 | |
| 1951769 | WILLIAMS AND JENSEN, PLLC a05c3d39-842a-4465-be14-50bca418b9b9 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | THE VANGUARD GROUP, INC. | 2017 | first_quarter | FIN | Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2017-04-13T12:28:55.563000-04:00 | |
| 1951775 | PUBLIC SPHERE, INC. 0e5ea9e2-c0aa-4aba-878e-a484d58089a6 | Q1 | PUBLIC SPHERE, INC. | 401104153 | MASSACHUSETTS EDUCATIONAL FINANCING AUTHORITY | 2017 | first_quarter | FIN | General company overview for members and staff; Reauthorization Higher Education Act; Tax Reform | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-04-13T12:31:59.547000-04:00 | |
| 1951799 | PUBLIC SPHERE, INC. b61f5c64-3714-43d8-9cc8-6003e2bc2310 | Q1 | PUBLIC SPHERE, INC. | 401104153 | PUTNAM INVESTMENTS | 2017 | first_quarter | FIN | General company overview for members and staff; retirement policy; tax reform; pension reform | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-13T12:49:15.173000-04:00 | |
| 1951808 | TOWNSEND PUBLIC AFFAIRS, INC 460989d9-90b9-456c-b2a9-eb38c534a257 | Q1 | TOWNSEND PUBLIC AFFAIRS, INC | 54734 | CITY OF HUNTINGTON BEACH | 2017 | first_quarter | FIN | re authorization of the Export-Import Bank | Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ) | 0 | 0 | 2017-04-13T12:55:25.190000-04:00 | ||
| 1951812 | PUBLIC SPHERE, INC. 2adbf38a-7ee8-4743-8347-d0681002cf56 | Q1 | PUBLIC SPHERE, INC. | 401104153 | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | 2017 | first_quarter | FIN | General company overview for members and staff; retirement policy; financial services; pension reform. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-04-13T12:56:26.457000-04:00 | |
| 1951815 | BAKER & HOSTETLER LLP f76991b8-6826-4757-92c4-bdab57a6e60f | Q1 | BAKER & HOSTETLER LLP | 5131 | FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ) | 2017 | first_quarter | FIN | U.S. Department of Labor regulatory issues | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,White House Office | 180000 | 0 | 0 | 2017-04-13T12:57:27.737000-04:00 | |
| 1951843 | PUBLIC SPHERE, INC. 9912f259-f27e-4353-9e6b-90621939bd6b | Q1 | PUBLIC SPHERE, INC. | 401104153 | BOSTON ASSET MANAGEMENT ASSOCIATION, INC. | 2017 | first_quarter | FIN | General overview for members and staff. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-04-13T13:08:50.973000-04:00 | |
| 1951906 | BOND DEALERS OF AMERICA 852990a2-7aad-4d6b-b8bd-988f88437cd5 | Q1 | BOND DEALERS OF AMERICA | 400404907 | BOND DEALERS OF AMERICA | 2017 | first_quarter | FIN | Tax & Securities | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 66000 | 0 | 0 | 2017-04-13T13:30:27.570000-04:00 | |
| 1951934 | NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS 6e4fb534-692e-4685-a2f2-ddf6c5d31c28 | Q1 | NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS | 27230 | NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS | 2017 | first_quarter | FIN | Comments on Reconsideration of Dodd-Frank, Section 1502, Conflict Minerals Rule | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,White House Office | 136154 | 0 | 0 | 2017-04-13T13:40:53.713000-04:00 | |
| 1951974 | MEHLMAN CONSULTING, INC. d79c971e-9493-4c0c-89f3-cc135139d027 | Q1 | MEHLMAN CONSULTING, INC. | 284950 | INFORMATION TECHNOLOGY INDUSTRY COUNCIL (ITI) | 2017 | first_quarter | FIN | Monitor regulation pertaining to conflict minerals. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-04-13T13:53:12.230000-04:00 | |
| 1951996 | AKIN GUMP STRAUSS HAUER & FELD 9d0585fa-7f16-41da-829d-681f3fd72d87 | Q1 | AKIN GUMP STRAUSS HAUER & FELD | 682 | EMVCO, LLC | 2017 | first_quarter | FIN | Education on the role and responsibility of setting global payment standards to ensure interoperability and acceptance of secure payment transactions. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-04-13T13:56:22.480000-04:00 | |
| 1952050 | THE VELASQUEZ GROUP, L.L.C. c5ecb104-4a08-4b04-8113-fca7888eb99a | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2017 | first_quarter | FIN | Any language or draft legislation similar to the following 4 bills of the 114th congress: H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board. | HOUSE OF REPRESENTATIVES | 60000 | 0 | 0 | 2017-04-13T14:10:56.717000-04:00 | |
| 1952091 | WILLIAMS AND JENSEN, PLLC f3862a82-c876-49eb-8b39-ad9c572a170e | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | FEDERAL HOME LOAN BANK OF CINCINNATI | 2017 | first_quarter | FIN | GSE reform and Dodd-Frank. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-04-13T14:15:16.090000-04:00 | |
| 1952105 | WILLIAMS AND JENSEN, PLLC 5448a120-2d73-453b-b8fa-638e17d80298 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | VERITEC SOLUTIONS, LLC | 2017 | first_quarter | FIN | Payday lending regulation and databases. Inquiring and monitoring fintech charter. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-04-13T14:20:28.780000-04:00 | |
| 1952197 | RICH FEUER ANDERSON ad2fcc9c-9a5e-4106-aa8d-b1611fe7c259 | Q1 | RICH FEUER ANDERSON | 84775 | ARGUS MEDIA, INC. | 2017 | first_quarter | FIN | Regulation of energy market information and price reporting agencies. | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2017-04-13T14:45:44.737000-04:00 | |
| 1952244 | RICH FEUER ANDERSON ad619870-f21e-4e50-9a7e-614e22c6261f | Q1 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2017 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application; and H.R.238, the "Commodity End-User Relief Act." | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-04-13T15:03:20.267000-04:00 | |
| 1952390 | FTI GOVERNMENT AFFAIRS 742dd9c9-8b27-4360-af2a-7180ffacf2fe | Q1 | FTI GOVERNMENT AFFAIRS | 401054971 | EQUITABLE HOLDINGS (FORMERLY KNOW AS AXA FINANCIAL/EQUITABLE LIFE ASSURANCE | 2017 | first_quarter | FIN | Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act related to the Financial Stability Oversight Council. Fiduciary standards for life insurance agents and federal insurance office. DOL rule on fiduciary standards. Capital standards for the insurance industry. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-04-13T15:53:06.507000-04:00 | |
| 1952405 | MERCURY PUBLIC AFFAIRS, LLC bc9733a4-7ab7-482e-891a-6fd729ec10e6 | Q1 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | PRIMERICA, INC. | 2017 | first_quarter | FIN | P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers; H.R. 4538, | HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE | 0 | 0 | 2017-04-13T15:57:17.807000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);