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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

3,500 rows where filing_year = 2016 and issue_code = "FIN" sorted by filing_year descending

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filing_period 4

  • third_quarter 894
  • second_quarter 889
  • fourth_quarter 874
  • first_quarter 843

issue_code 1

  • FIN · 3,500 ✖

filing_year 1

  • 2016 · 3,500 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1802275 COINBASE, INC. 4162d94b-c799-406f-97c2-a2234d02b904 1T COINBASE, INC. 401103593 COINBASE, INC. 2016 first_quarter FIN Digital currencies and blockchain technology       0 1 2016-01-11T14:32:05.297000-05:00
1802620 UNIFIED SOLUTIONS, LLC 18f69966-18cc-4ff4-b309-3585512f4b2b Q1 UNIFIED SOLUTIONS, LLC 401103156 NORTH CAROLINA RURAL ECONOMIC DEVELOPMENT CENTER, INC. 2016 first_quarter FIN S. 1901, Small Business Access to Capital Act of 2015, reauthorization of State Small Business Credit Initiative HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 15000   0 0 2016-03-31T10:50:18.273000-04:00
1802656 PETER BLOCKLIN 96827d46-d2e8-4f2b-9300-3742bd1fa1fb Q1 PETER BLOCKLIN 401014864 INSTITUTE OF INTERNATIONAL BANKERS 2016 first_quarter FIN Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation SENATE     0 0 2016-04-01T10:28:21.193000-04:00
1802657 PETER BLOCKLIN bc2adec4-f86e-4826-99f8-542fa92a2306 Q1 PETER BLOCKLIN 401014864 CREDIT SUISSE SECURITIES,LLC 2016 first_quarter FIN Dodd-Frank Act, National Treatment, Volcker Rule, Systemically Important Financial Institution designation SENATE 6000   0 0 2016-04-01T10:36:23.193000-04:00
1802660 PETER BLOCKLIN 66c84add-9f00-486c-b9e9-a43302a1f550 Q1 PETER BLOCKLIN 401014864 FEDERATED INVESTORS INC. 2016 first_quarter FIN Money Market Funds SENATE     0 0 2016-04-01T10:41:26.240000-04:00
1802837 OLSON ADVOCACY GROUP LLC d6f6f7fc-5874-4f49-a0ff-5bb59edf82c2 Q1 OLSON ADVOCACY GROUP LLC 400833471 CAPITAL ONE MULTIFAMILY FINANCE LLC (FORMERLY BEECH STREET CAPITAL) 2016 first_quarter FIN Financial Institutions Regulation HOUSE OF REPRESENTATIVES 15000   0 0 2016-04-03T19:10:40.547000-04:00
1802866 CAPITOL LEGISLATIVE STRATEGIES LLC 4cfd8096-bedf-4b5f-82e2-468a6b0af6cf Q1 CAPITOL LEGISLATIVE STRATEGIES LLC 400432093 LEADING BUILDERS OF AMERICA 2016 first_quarter FIN All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-04T09:08:38.917000-04:00
1802935 GOLDHABER POLICY SERVICES LLC 37b188b0-b480-4c0c-a028-5a4fef71551a Q1 GOLDHABER POLICY SERVICES LLC 400935705 RANIERI PARTNERS MANAGEMENT LLC 2016 first_quarter FIN Continued to work on issues related to non-bank membership in Federal Home Loan Bank system including H.R. 3808 that would compel the Federal Housing Finance Agency (FHFA) to withdraw a proposed rule concerning bank membership.   20000   0 0 2016-04-04T14:17:43.917000-04:00
1802937 GOLDHABER POLICY SERVICES LLC 6dadc84b-7fed-497a-b552-414c5b3e849c Q1 GOLDHABER POLICY SERVICES LLC 400935705 SHELLPOINT PARTNERS LLC 2016 first_quarter FIN Continued to work on issues related to non-bank membership in Federal Home Loan Bank system including H.R. 3808 that would compel the Federal Housing Finance Agency (FHFA) to withdraw a proposed rule concerning bank membership. HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,White House Office 10000   0 0 2016-04-04T14:28:45.700000-04:00
1802942 GOLDHABER POLICY SERVICES LLC 7f2cd44e-3738-4195-9668-636f3f6c4b80 Q1 GOLDHABER POLICY SERVICES LLC 400935705 WALTER INVESTMENT MANAGEMENT CORP 2016 first_quarter FIN Continue work on potential programs involving Fannie Mae and Freddie Mac that would need FHFA approval   20000   0 0 2016-04-04T14:40:52.250000-04:00
1803390 FORSCEY, PLLC 922c5f09-aec3-4771-9292-edea1c245a6e Q1 FORSCEY, PLLC 52880 NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS 2016 first_quarter FIN Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2016-04-06T13:54:04.610000-04:00
1803447 DALY CONSULTING GROUP 92418a2f-df21-475a-9247-546b4c34f5e5 Q1 DALY CONSULTING GROUP 400923683 INVESTMENT COMPANY INSTITUTE 2016 first_quarter FIN ISSUES RELATED TO INVESTMENT COMPANIES HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2016-04-06T15:29:05.997000-04:00
1803459 DALY CONSULTING GROUP 83c1f462-1973-42c7-87e1-a21d50c37b01 Q1 DALY CONSULTING GROUP 400923683 FMR LLC ("FIDELITY INVESTMENTS") 2016 first_quarter FIN ISSUES RELATED TO INVESTMENT COMPANIES HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2016-04-06T15:48:31.810000-04:00
1803460 DALY CONSULTING GROUP 3991cb9e-7f05-4f87-b8ea-4b55f47c34c6 Q1 DALY CONSULTING GROUP 400923683 S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) 2016 first_quarter FIN ISSUES RELATED TO CREDIT RATING AGENCIES HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 80000   0 0 2016-04-06T15:53:33.670000-04:00
1803461 DALY CONSULTING GROUP a763713a-7f39-477c-abea-f284b015b32a Q1 DALY CONSULTING GROUP 400923683 CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC 2016 first_quarter FIN ISSUES RELATED TO THE CAPITAL MARKETS HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2016-04-06T15:54:36.233000-04:00
1803579 PENN AVENUE PARTNERS cdb0ebd1-c0e5-4ecb-83e2-b1bb5eed3bfd Q1 PENN AVENUE PARTNERS 400918672 MANAGED FUNDS ASSOCIATION 2016 first_quarter FIN Regulatory issues impacting the financial markets. SENATE,Treasury, Dept of,White House Office 30000   0 0 2016-04-07T10:19:05.867000-04:00
1803643 MCDERMOTT WILL & SCHULTE LLP 9083864e-04b3-428d-b454-5d498cd041c6 Q1 MCDERMOTT WILL & SCHULTE LLP 24338 SANTA BARBARA TAX PRODUCTS GROUP 2016 first_quarter FIN Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-04-07T11:34:31.297000-04:00
1803651 COVINGTON & BURLING LLP 1dfcffd7-cd15-41c6-b2f3-55027af51549 Q1 COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2016 first_quarter FIN Issues affecting banks, including housing issues and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens, and credit unions HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-04-07T11:46:39.593000-04:00
1803652 COVINGTON & BURLING LLP 2d3db2a6-1ddc-49f3-a1c9-3a6ee57bb7af Q1 COVINGTON & BURLING LLP 11195 BROWN BROTHERS HARRIMAN 2016 first_quarter FIN Issues affecting banking institutions including regulation of derivatives HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-04-07T11:51:41.987000-04:00
1803654 COVINGTON & BURLING LLP c863d01c-19fc-4b02-9200-4d65a491a827 Q1 COVINGTON & BURLING LLP 11195 WELLS FARGO & CO 2016 first_quarter FIN issues affecting banking institutions including housing finance, the Dodd-Frank Act, and bank capital and liquidity reqirements. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-07T11:56:47.143000-04:00
1803655 COVINGTON & BURLING LLP 8a2f0a1d-c59c-4f10-8797-5bcc5ccdfe7b Q1 COVINGTON & BURLING LLP 11195 ARVEST BANK 2016 first_quarter FIN Issues relating to banking institutions, including mortgage and mortgage servicing issues HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-04-07T11:59:49.923000-04:00
1803656 COVINGTON & BURLING LLP 470ed772-d81b-406e-a266-82eaf2f0ac58 Q1 COVINGTON & BURLING LLP 11195 PROMONTORY INTERFINANCIAL NETWORK,LLC 2016 first_quarter FIN Legislation relating to bank deposits and federal insurance of bank deposits. H.R. 4116 HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-04-07T12:02:51.720000-04:00
1803674 PENN AVENUE PARTNERS a6afb23d-37bf-4c56-b7f6-3641fb26dbd0 Q1 PENN AVENUE PARTNERS 400918672 WESTERN UNION 2016 first_quarter FIN Financial Services Issues. SENATE,White House Office 10000   0 0 2016-04-07T12:28:22.740000-04:00
1803705 MADISON GOVERNMENT AFFAIRS 8d94b9f8-5d01-4e08-a3d3-28aeca50246f Q1 MADISON GOVERNMENT AFFAIRS 23452 ECONOMIC DEVELOPMENT COMMISSION OF FLORIDA'S SPACE COAST 2016 first_quarter FIN Reauthorization of the Export-Import Bank Air Force, Dept of,Defense, Dept of (DOD),Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-04-07T13:41:20.457000-04:00
1803730 NATIONAL COOPERATIVE SERVICES CORPORATION eb6065d5-5b4b-4cc3-bd29-fe6b80d2956e Q1 NATIONAL COOPERATIVE SERVICES CORPORATION 400848499 NATIONAL COOPERATIVE SERVICES CORPORATION 2016 first_quarter FIN HR4575 - legislation to clarify the authority of the Federal Home Loan Banks to invest in rural infrastructure projects HOUSE OF REPRESENTATIVES     0 0 2016-04-07T14:30:02.527000-04:00
1803764 THE ESTELL GROUP LLC dd211818-f0cd-4f6c-9089-508ecb78d0eb 1T THE ESTELL GROUP LLC 401103520 NATIONAL ASSOCIATION OF REAL ESTATE BROKERS (NAREB) 2016 first_quarter FIN FHA Mortgage Insurance Premiums,Housing Issues HOUSE OF REPRESENTATIVES,SENATE 10000   0 1 2016-04-07T15:02:43.450000-04:00
1803914 LARRY BLANCHARD a3347e24-23db-4d66-a1d1-9609c838f1b0 Q1 LARRY BLANCHARD 400470324 TRUSTAGE 2016 first_quarter FIN data security, cyber security, taxation, DoL Fiduciary rule HOUSE OF REPRESENTATIVES,SENATE 12500   0 0 2016-04-07T17:10:46.277000-04:00
1803922 RICH FEUER ANDERSON de035cca-0d39-40d0-bf66-a3912389ceb0 Q1 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2016 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-07T17:41:03.533000-04:00
1803924 COMMERCE BANK 92d06d64-0349-415a-a96d-96bdf96b5d49 Q1 COMMERCE BANK 400728185 COMMERCE BANK 2016 first_quarter FIN Issues relating to legislation and regulation affecting the banking industry HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-04-07T17:43:06.423000-04:00
1803926 RICH FEUER ANDERSON 4458a7b1-5fe5-478b-942e-0d2c820cd5cc Q1 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2016 first_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-04-07T17:49:08.470000-04:00
1803939 ARIZONA STATE UNIVERSITY a9c4af3e-f243-4eda-96ca-9a860cbddc14 Q1 ARIZONA STATE UNIVERSITY 75397 ARIZONA STATE UNIVERSITY 2016 first_quarter FIN Negotiated rule making for University use of financial services such as bank cards. HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2016-04-07T18:20:26.973000-04:00
1803962 BRIDGE STREET GROUP, LLC 01b7e83e-e84d-43ea-b72c-ee28614bd8eb Q1 BRIDGE STREET GROUP, LLC 401103692 U.S. CHAMBER INSTITUTE FOR LEGAL REFORM 2016 first_quarter FIN HR 2995 - Sec. 632, appropriations rider for the Consumer Financial Protection Bureau HOUSE OF REPRESENTATIVES 10000   0 0 2016-04-07T23:23:13.150000-04:00
1804066 KUTAK ROCK LLP a8687993-b029-4884-bbcd-554e2cee264b Q1 KUTAK ROCK LLP 21962 WEST GATE BANK/ARVEST BANK 2016 first_quarter FIN Banking and Financial Services HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-04-08T12:08:38.390000-04:00
1804077 RICH FEUER ANDERSON fe126ab2-d5c3-46be-b8e8-78b58afab923 Q1 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2016 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions, including H.R. 1550, the "Financial Stability Oversight Council Improvement Act of 2015," and S. 1484, the "Financial Regulatory Improvement Act of 2015." Equity market structure, including coordination of halts and resumption of trading across exchanges. Protection of institutional investors in potential bond restructurings. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2016-04-08T12:16:58.140000-04:00
1804101 RICH FEUER ANDERSON af6cf2c7-f9df-4274-851e-c9fb164a670c Q1 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2016 first_quarter FIN Regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-08T12:57:47.457000-04:00
1804240 THE VELASQUEZ GROUP, L.L.C. da2a417e-4e84-4476-8645-f775a7516216 Q1 THE VELASQUEZ GROUP, L.L.C. 53403 NETWORK FOR INVESTOR ACTION AND PROTECTION (NIAP) 2016 first_quarter FIN H.R. 1982, Restoring Main Street Investor Protection and Confidence Act, or any similar or substitute legislation primarily seeking to amend the Securities Investor Protection Act of 1970 to confirm that a customers's net equity claim is based on the customer's last statement. HOUSE OF REPRESENTATIVES     0 0 2016-04-08T20:01:37.203000-04:00
1804241 THE VELASQUEZ GROUP, L.L.C. 479432e4-4460-4580-aed4-7908f0497fe0 Q1 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2016 first_quarter FIN Monitoring the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; H.R. 1090, Retail Investor Protection Act, all provisions, especially those relating to creation of a uniform fiduciary standard for brokers or dealers; Oversight pertaining to the Financial Stability Oversight Council. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-04-08T20:26:39.767000-04:00
1804242 THE VELASQUEZ GROUP, L.L.C. 94861500-f002-4c82-be10-b86d93de62fa Q1 THE VELASQUEZ GROUP, L.L.C. 53403 ELECTRONIC PAYMENTS COALITION 2016 first_quarter FIN Monitoring for any legislation pertaining to interchange and payment card systems. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-08T20:38:41.427000-04:00
1804243 THE VELASQUEZ GROUP, L.L.C. 1224ab58-69ed-4e6e-adab-4ada87669d09 Q1 THE VELASQUEZ GROUP, L.L.C. 53403 INVESTMENT COMPANY INSTITUTE 2016 first_quarter FIN H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2016-04-08T20:47:44.130000-04:00
1804356 RICH FEUER ANDERSON e6ae7432-5093-4c37-8e54-a85c43d0e2f4 Q1 RICH FEUER ANDERSON 84775 KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) 2016 first_quarter FIN Regulations affecting trading of securities, including market structure issues. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-04-10T18:37:29.277000-04:00
1804389 TRIOPTIMA AB 7cb139c2-9eef-4aca-b399-a0a3e49e0880 Q1 TRIOPTIMA AB 400946732 TRIOPTIMA AB 2016 first_quarter FIN Risk Management services in the derivatives markets relating to RIN 3038-AD86 Clearing Requirement Determination Under Section 2(h) of the CEA and RIN 3038-AC97 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participant. Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System   10000 0 0 2016-04-11T08:24:52.670000-04:00
1804556 THE ROTH GROUP 6475692b-8f4c-4bcd-9ba6-a7c9625375ec Q1 THE ROTH GROUP 33795 PUERTO RICO FEDERAL AFFAIRS ADMINISTRATION 2016 first_quarter FIN H.R. 870 Puerto Rico Chapter 9 Uniformity Act of 2015 (All provisions that apply)-- restructuring issues Education, Dept of,HOUSE OF REPRESENTATIVES,Natl Aeronautics & Space Administration (NASA),SENATE 114000   0 0 2016-04-11T10:45:00.003000-04:00
1804583 CROWELL GLOBAL ADVISORS cf7afd16-e7c1-4684-9667-c025c83867d6 Q1 CROWELL GLOBAL ADVISORS 11388 PRUDENTIAL FINANCIAL, INC. 2016 first_quarter FIN U.S.-Czech investment relations U.S. Trade Representative (USTR)     0 0 2016-04-11T11:01:26.503000-04:00
1804695 PHILLIP RIVERS a7e7418a-6ab3-4bee-8bb0-dc8baedb0f05 Q1 PHILLIP RIVERS 401098065 FINANCIAL PLANNING COALITION 2016 first_quarter FIN Laws dealing with the regulation of the Financial Planning profession HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-04-11T13:21:14.973000-04:00
1804709 RICH FEUER ANDERSON c4a1b1c5-b458-45b5-8d26-0348a5dd0847 Q1 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2016 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 2289, the "Commodity End-User Relief Act." HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-04-11T13:38:48.990000-04:00
1804716 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 672d6e67-0e12-42e2-9174-b479b6329a3f Q1 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 7725 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2016 first_quarter FIN Credit unions and credit union operations. HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE   110000 0 0 2016-04-11T13:41:55.930000-04:00
1804721 RICH FEUER ANDERSON acd5696c-edcd-4c71-b6dd-57e6b6dee61f 1T RICH FEUER ANDERSON 84775 INTERACTIVE DATA CORPORATION 2016 first_quarter FIN Regulation of securities markets, including provision of market data, valuation of fixed-income securities and illiquid instruments, and liquidity in fixed-income markets. HOUSE OF REPRESENTATIVES 40000   0 1 2016-04-11T13:47:03.663000-04:00
1804747 HOLLAND & KNIGHT LLP bdcf9391-8b89-4006-a6e8-2a1e8c745242 Q1 HOLLAND & KNIGHT LLP 18466 NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 2016 first_quarter FIN Department of Labor Fiduciary rule. SENATE 30000   0 0 2016-04-11T14:12:42.120000-04:00
1804787 HOLLAND & KNIGHT LLP 3343cb89-a258-4ebf-aeef-33b650e2f404 Q1 HOLLAND & KNIGHT LLP 18466 DEPOSITORY TRUST & CLEARING CORPORATION 2016 first_quarter FIN Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the indemnity provisions of Dodd-Frank regulations with EU regulations. Commerce, Dept of (DOC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE,White House Office 230000   0 0 2016-04-11T14:51:27.610000-04:00
1804833 HOLLAND & KNIGHT LLP 0c95ba32-a796-4671-af50-052ba205da1c Q1 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2016 first_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2016-04-11T15:16:35.470000-04:00
1804843 MAGILL ASSOCIATES, LLC a696d33f-054f-449f-9d79-b199c572142d Q1 MAGILL ASSOCIATES, LLC 401103511 THE LIVINGSTON GROUP (ON BEHALF OF MERSCORP, INC) 2016 first_quarter FIN Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L.111-517)concerning the transparency and data gathering requirements of the Office of Financial Research (Title 1,Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process.S.2038, S.1484, S.2642, HR.1491, FHFA, CFPB (HMDA) and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.   10000   0 0 2016-04-11T15:29:57.333000-04:00
1804857 MAGILL ASSOCIATES, LLC 451d15b3-7f8d-4cc0-8606-9375258aac00 Q1 MAGILL ASSOCIATES, LLC 401103511 LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" 2016 first_quarter FIN The Consumer Financial Protection Board's proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-11T15:35:14.880000-04:00
1805079 GENWORTH FINANCIAL, INC. e8dab6b5-d286-488a-843d-de79cafc3eb1 Q1 GENWORTH FINANCIAL, INC. 302118 GENWORTH FINANCIAL, INC. 2016 first_quarter FIN Pub. L. 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act; specifically credit risk retention, systemic risk regulation, the Federal Insurance Office and derivatives regulation. HOUSE OF REPRESENTATIVES,SENATE   450000 0 0 2016-04-12T09:22:25.303000-04:00
1805130 FINANCIAL SERVICES INSTITUTE 902f2071-e057-4d83-99da-2f68023c7852 Q1 FINANCIAL SERVICES INSTITUTE 400712136 FINANCIAL SERVICES INSTITUTE 2016 first_quarter FIN Financial Advisor Independent Contractor Status; Dept. of Labor Fiduciary Rule Reproposal; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder; AbusePay to Play; Third Party Examinations; Commission Payouts HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,White House Office   180000 0 0 2016-04-12T10:24:31-04:00
1805134 CASSIDY & ASSOCIATES, INC. fc8e02f2-f206-4b97-a8cc-16a2b29bdc45 Q1 CASSIDY & ASSOCIATES, INC. 8453 AMERICAN SUPERCONDUCTOR 2016 first_quarter FIN Issue: seeking a TAX extender Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,Navy, Dept of,SENATE 20000   0 0 2016-04-12T10:36:40.407000-04:00
1805153 CASSIDY & ASSOCIATES, INC. 80309dae-da89-4612-8988-215c1ab39546 Q1 CASSIDY & ASSOCIATES, INC. 8453 SOCIETY OF ACTUARIES 2016 first_quarter FIN General legislative issues related to actuarial profession HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2016-04-12T11:04:16.317000-04:00
1805262 SCRIVNER LEON GROUP LLC 84b5671c-a29f-42f7-a985-6b89e04b1546 Q1 SCRIVNER LEON GROUP LLC 401103886 VENABLE LLP ON BEHALF OF OVERSTOCK.COM, INC. 2016 first_quarter FIN Monitor potential developments regarding abusive short sale practices. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-04-12T11:52:27.787000-04:00
1805325 INTERNATIONAL SECURITIES EXCHANGE, LLC 524191a2-1c37-4b54-bf13-793fa7056753 Q1 INTERNATIONAL SECURITIES EXCHANGE, LLC 400648955 INTERNATIONAL SECURITIES EXCHANGE, LLC 2016 first_quarter FIN Financial regulatory reform;
 
 national market structure issues; 

taxation of financial transactions; parimutuel trading issues; Department of Labor fiduciary rule. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   120000 0 0 2016-04-12T12:52:42.093000-04:00
1805423 WILLIAMS AND JENSEN, PLLC 2546a76c-0afe-4065-8f04-a8f0da7f6b19 Q1 WILLIAMS AND JENSEN, PLLC 41454 GENWORTH FINANCIAL CORP. 2016 first_quarter FIN FHA loan limit expansion extension. Government sponsored enterprise reform legislation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-12T14:17:41.823000-04:00
1805439 RICH FEUER ANDERSON 51eb4b79-1457-4936-a70a-c5bf186ca786 Q1 RICH FEUER ANDERSON 84775 SWIFT, INC. 2016 first_quarter FIN Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S. 269, the "Nuclear Weapon Free Iran Act of 2015," and S.792, the "Nuclear Weapon Free Iran Act of 2015." Swap data reporting, including standardization of data. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 60000   0 0 2016-04-12T14:24:54.277000-04:00
1805468 RICH FEUER ANDERSON d0e2afd8-0386-4716-a3f0-e00fb09af0af Q1 RICH FEUER ANDERSON 84775 BIPARTISAN POLICY CENTER ADVOCACY NETWORK 2016 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of systemically important institutions and Financial Stability Oversight Council designation procedures and transparency, and S. 1484, the "Financial Regulatory Improvement Act of 2015." HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2016-04-12T14:32:25.043000-04:00
1805590 BOND DEALERS OF AMERICA cd87c1c4-d841-4fe4-8cce-642634ee4a14 Q1 BOND DEALERS OF AMERICA 400404907 BOND DEALERS OF AMERICA 2016 first_quarter FIN Tax and Securities HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   66000 0 0 2016-04-12T15:21:34-04:00
1805593 MILLER & CHEVALIER CHARTERED 39335fc0-69ed-4777-acb8-be58d800ab77 Q1 MILLER & CHEVALIER CHARTERED 25306 AMERICAN FIDELITY CORPORATION 2016 first_quarter FIN Legislation affecting financial services issues. HOUSE OF REPRESENTATIVES,SENATE 150000   0 0 2016-04-12T15:26:44.143000-04:00
1805596 PRINTING INDUSTRIES OF AMERICA, INC. 906a2a8d-25e3-4545-afd0-e2b75957bd59 Q1 PRINTING INDUSTRIES OF AMERICA, INC. 32203 PRINTING INDUSTRIES OF AMERICA INC 2016 first_quarter FIN SEC Modernization Rules Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS)   100000 0 0 2016-04-12T15:28:50.723000-04:00
1805751 JOHN DUNCAN AND ASSOCIATES, LLC b8c6279f-78c2-493e-b195-574155f78147 Q1 JOHN DUNCAN AND ASSOCIATES, LLC 40025200 LIVINGSTON GROUP (ON BEHALF OF MERSCORP INC) 2016 first_quarter FIN Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) concerning the transparency and data gathering requirements of the Office of Financial Research (Title I, Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process. S. 2038, S. 1484, HR. 2642, HR. 1491, FHFA, CFPB (HMDA), and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.   30000   0 0 2016-04-12T17:51:38.113000-04:00
1805786 TOWNSEND PUBLIC AFFAIRS, INC cf5a4fb9-f27f-46fa-bce4-ed70337f310b Q1 TOWNSEND PUBLIC AFFAIRS, INC 54734 CITY OF HUNTINGTON BEACH 2016 first_quarter FIN reauthorization of the export-import bank Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ) 6000   0 0 2016-04-12T18:31:21.337000-04:00
1805941 VENABLE LLP 3438b322-9cc6-45c8-b992-8ccb2af6456d Q1 VENABLE LLP 39941 AON SERVICE CORPORATION 2016 first_quarter FIN Monitoring financial services issues. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-13T10:05:09.830000-04:00
1805951 VENABLE LLP 4cb5049f-5360-4a9e-a117-0fd176aa6ad1 Q1 VENABLE LLP 39941 THE CLEARING HOUSE ASSOCIATION 2016 first_quarter FIN Monitoring financial services issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-13T10:08:18.940000-04:00
1805960 KPMG LLP 84c38142-114d-47cf-af6f-2934e1771922 Q1 KPMG LLP 21893 KPMG LLP 2016 first_quarter FIN Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE   430000 0 0 2016-04-13T10:13:36.567000-04:00
1805964 VENABLE LLP a644ca80-6e9b-4c55-a34d-f56bfab8778f Q1 VENABLE LLP 39941 GENERAL ELECTRIC COMPANY 2016 first_quarter FIN Monitoring financial services issues HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-04-13T10:14:38.753000-04:00
1805970 VENABLE LLP 931f33bb-c32a-4819-84ab-7b7e085f97a5 Q1 VENABLE LLP 39941 OVERSTOCK.COM, INC. 2016 first_quarter FIN Monitor work on HR 2775, Remote Transaction Parity Act of 2015. Legislative proposals related to origin source online sales tax collection. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-04-13T10:20:51.850000-04:00
1805973 VENABLE LLP d5b3d67d-1db8-413a-9ff8-b4465ab069e3 Q1 VENABLE LLP 39941 UNITED SERVICES AUTOMOBILE ASSOCIATION 2016 first_quarter FIN Monitoring financial services issues. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-04-13T10:26:57.803000-04:00
1805987 HOLLAND & KNIGHT LLP d2244569-d28a-4157-add1-5c564eeb04e4 Q1 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2016 first_quarter FIN Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2016-04-13T10:50:21.790000-04:00
1806042 HOLLAND & KNIGHT LLP af491734-88c8-40ae-945f-c45152d600f2 Q1 HOLLAND & KNIGHT LLP 18466 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 2016 first_quarter FIN Financial services. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-04-13T11:15:29.620000-04:00
1806085 HUTTON STRATEGIES 606d7b09-34bb-442d-b22e-7648f5890980 Q1 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2016 first_quarter FIN general securities issues -- H.R. 4216 Consumer Financial Choice & Capital Markets Protection Act. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2016-04-13T11:27:04.200000-04:00
1806154 WILLIAMS AND JENSEN, PLLC e6117524-bfef-4d84-abcb-18bdda7212ad Q1 WILLIAMS AND JENSEN, PLLC 41454 PROSPECT CAPITAL CORPORATION 2016 first_quarter FIN H.R. 3868; Securities legislation impacting business development companies. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2016-04-13T12:09:49.987000-04:00
1806246 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA fc69d128-7f75-4ee5-a3fa-791265b2128f Q1 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2016 first_quarter FIN Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   600000 0 0 2016-04-13T13:00:25.390000-04:00
1806323 AMERICAN COUNCIL OF LIFE INSURERS 39a75c47-3f2e-420f-9167-fcaeecba7206 Q1 AMERICAN COUNCIL OF LIFE INSURERS 2115 AMERICAN COUNCIL OF LIFE INSURERS 2016 first_quarter FIN Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R. 1090/S. 2497, the Retail Investor Protection Act. Prohibits the Secretary of Labor from prescribing any regulation under the Employee Retirement Income Security Act of 1974 (ERISA) defining the circumstances under which an individual is considered a fiduciary until 60 days after the Securities and Exchange Commission (SEC) issues a final rule governing standards of conduct for brokers and dealers under specified law. Issue: Fiduciary Duties Amendment to the Transportation, Housing & Urban Development Appropriations act, to prohibit federal guarantees for mortgages seized through eminent domain. Issue: Mortgage Investments. Financial Services and General Government Appropriations Act, 2017. Making appropriations for financial services and general government for the fiscal year ending September 30, 2017, and for other purposes. Issue: Global insurance standards; SIFI de-risking. H.R. 1478/S. 798 - Policyholder Protection Act of 2015. To amend the Federal Deposit Insurance Act to provide for notice to, and input by, State insurance commissioners when requiring an insurance company to serve as a source of financial strength pursuant to such Act. Issue: Source of strength H.R. 601 - Eliminate Privacy Notice Confusion Act. This bill amends the Gramm-Leach-Bliley Act to exempt from its annual privacy policy notice requirement any financial institution which: (1) provides nonpublic personal information only in… HOUSE OF REPRESENTATIVES,SENATE   1129000 0 0 2016-04-13T13:23:10.307000-04:00
1806424 NATIONAL COOPERATIVE SERVICES CORPORATION 389f20f0-05de-440d-b23b-c44c1f98b9ea 1A NATIONAL COOPERATIVE SERVICES CORPORATION 400848499 NATIONAL COOPERATIVE SERVICES CORPORATION 2016 first_quarter FIN HR4575 - legislation to clarify the authority of the Federal Home Loan Banks to invest in rural infrastructure projects HOUSE OF REPRESENTATIVES   10000 0 0 2016-04-13T14:02:27.017000-04:00
1806459 WILLIAMS AND JENSEN, PLLC 04c0d89c-103f-46d9-b4b0-85e71113e2df Q1 WILLIAMS AND JENSEN, PLLC 41454 BLOOMBERG LP 2016 first_quarter FIN Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office 40000   0 0 2016-04-13T14:20:14.907000-04:00
1806586 WILLIAMS AND JENSEN, PLLC fdfdba22-3ca6-4411-a373-f1265c8a2dbe Q1 WILLIAMS AND JENSEN, PLLC 41454 CHICAGO DEFERRED EXCHANGE CORPORATION 2016 first_quarter FIN Tax and financial services issues related to qualified intermediaries and real estate. HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-04-13T15:07:03.397000-04:00
1806591 WILLIAMS AND JENSEN, PLLC 48594596-dd97-4997-b3f8-516b21869f34 Q1 WILLIAMS AND JENSEN, PLLC 41454 ELLIOTT MANAGEMENT 2016 first_quarter FIN Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 10000   0 0 2016-04-13T15:08:07.607000-04:00
1806624 WILLIAMS AND JENSEN, PLLC 514634ac-a1eb-4867-a842-3bea70ce68c4 Q1 WILLIAMS AND JENSEN, PLLC 41454 MANAGED FUNDS ASSOCIATION 2016 first_quarter FIN Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-13T15:18:36.077000-04:00
1806632 WILLIAMS AND JENSEN, PLLC 250bdd33-31ca-4a29-b1f7-939ae5f60662 Q1 WILLIAMS AND JENSEN, PLLC 41454 OTC MARKETS 2016 first_quarter FIN Financial services regulation/legislation pertaining to venture markets; issues related to over the counter market securities. H.R. 4638. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-13T15:19:41.983000-04:00
1806647 WILLIAMS AND JENSEN, PLLC d420b547-2faa-4b30-a8b7-53bc4d452d7a Q1 WILLIAMS AND JENSEN, PLLC 41454 OXFORD BIOCHRONOMETRICS 2016 first_quarter FIN Cybersecurity. HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-04-13T15:20:51.247000-04:00
1806657 WILLIAMS AND JENSEN, PLLC 57b1612d-eece-49af-83d2-bf962fb8ee1c Q1 WILLIAMS AND JENSEN, PLLC 41454 REINSURANCE ASSOCIATION OF AMERICA 2016 first_quarter FIN Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. Export Import Bank pilot program for reinsurance. International insurance standards. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2016-04-13T15:21:59.437000-04:00
1806678 MEHLMAN CONSULTING, INC. 9ae33fc0-1519-4c9d-ba55-0886d54164a0 Q1 MEHLMAN CONSULTING, INC. 284950 JOB CREATORS NETWORK 2016 first_quarter FIN Access to capital for small businesses. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-04-13T15:24:12.780000-04:00
1806685 MEHLMAN CONSULTING, INC. 2136008e-e40e-45a0-ac4e-e74d9def08c1 Q1 MEHLMAN CONSULTING, INC. 284950 NATIONAL VENTURE CAPITAL ASSOCIATION 2016 first_quarter FIN RAISE Act, HR 1839. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2016-04-13T15:26:16.747000-04:00
1806929 K&L GATES, LLP b971567e-ca4f-4a1b-8f45-7db0184c02bf Q1 K&L GATES, LLP 32098 CMS ENERGY CORP 2016 first_quarter FIN Issues pertaining to the Dodd Frank Act and Volcker Rule, including supporting H.R. 4049. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-04-13T16:57:55.323000-04:00
1807031 VENABLE LLP 073346c8-2066-46ac-914d-496c1cec80a2 Q1 VENABLE LLP 39941 DUN & BRADSTREET 2016 first_quarter FIN Monitor homeland security, defense, financial regulatory Commerce, Dept of (DOC),Energy, Dept of,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR)     0 0 2016-04-13T19:45:04.200000-04:00
1807041 VENABLE LLP 208a2729-3048-4ce3-8370-5e11d2cd77f3 Q1 VENABLE LLP 39941 ELECTRONIC TRANSACTIONS ASSOCIATION 2016 first_quarter FIN Issues relating to the role of payment processors in commerce and related federal regulations HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2016-04-13T19:53:14.310000-04:00
1807070 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2b7aa7a7-6564-44f5-bf5e-aac106faf8a6 Q1 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 400503478 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2016 first_quarter FIN Issues related to H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act Issues related to H.R. 4413 - Customer Protection and End User Relief Act Commodity Futures Trading Commission (CFTC),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),Treasury, Dept of   90000 0 0 2016-04-14T07:44:48.880000-04:00
1807172 NOMURA HOLDING AMERICA INC. 6db12beb-0536-48f4-9f8a-3a362c5ecaa3 Q1 NOMURA HOLDING AMERICA INC. 400609851 NOMURA HOLDING AMERICA INC. 2016 first_quarter FIN General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   110000 0 0 2016-04-14T09:58:52.867000-04:00
1807287 ACA INTERNATIONAL af9ce080-c4b7-4fa1-b7bc-42465229be14 Q1 ACA INTERNATIONAL 81431 ACA INTERNATIONAL 2016 first_quarter FIN Fair Debt Collections Practices Act (FDCPA), Consumer Financial Protection Bureau (CFPB) Rulemaking, Data Security & Privacy, Fair Credit Reporting Act (FCRA), The Financial Institution Customer Protection Act (HR 766), and TABS Act of 2015 (HR 1486). Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE   115000 0 0 2016-04-14T11:03:00.797000-04:00
1807291 CBOE GLOBAL MARKETS, INC. db86480b-cab5-4a28-bca9-721cc6698030 Q1 CBOE GLOBAL MARKETS, INC. 48510 CBOE GLOBAL MARKETS, INC. 2016 first_quarter FIN Issues related to potential change in the U.S. Tax Code impacting securities. HOUSE OF REPRESENTATIVES,SENATE   328792 0 0 2016-04-14T11:06:04.453000-04:00
1807340 NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS ec72a820-cc0b-46d3-8ade-f5507bfd6b33 Q1 NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS 27230 NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS 2016 first_quarter FIN HR.1266, The Financial Product Safety Commission Act Centers For Medicare and Medicaid Services (CMS),Consumer Product Safety Commission (CPSC),Government Printing Office (GPO),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),SENATE   262293 0 0 2016-04-14T11:33:45.253000-04:00
1807427 SIFF & ASSOCIATES PLLC 9b00c66c-9afb-478c-9f60-7e2ccd96a525 Q1 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2016 first_quarter FIN "Customer Due Diligence Requirements for Financial Institutions" proposed rule regarding customer due diligence requirements for financial institutions to obtain beneficial ownership information from entities opening accounts; RIN 1210-AB32; Aug. 4, 2014; 79 FR 45151. "Regulatory Capital Rules: The Federal Reserve Boards Framework for Implementing the U.S. Basel III Countercyclical Capital Buffer" proposed policy statement; RIN 7100-AE43; Feb. 3, 2016; 81 FR 5661. S. 2232, the "Federal Reserve Transparency Act of 2015," legislation to require a full audit of the Board of Governors of the Federal Reserve System and the Federal Reserve Banks by the Comptroller General of the United States; entire bill. S. 2489, the Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. H.R. 4450, the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. General education regarding legislation to direct each state to amend their state business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-04-14T12:30:15.697000-04:00
1807463 THE LIVINGSTON GROUP, LLC b76b01dc-80f9-4cc4-8137-f31cac37c5d3 Q1 THE LIVINGSTON GROUP, LLC 49635 INVESTMENT COMPANY INSTITUTE 2016 first_quarter FIN H.R.____ & S.____, FY 2017 Financial Services Appropriations. Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) implementation and funding issues regarding the Financial Stability Oversight Council. SIFI (Systemically Important Financial Institutions) designation for asset managers. Regulatory activities of the CFPB, particularly the practice of using enforcement orders to establish policy instead of rule-making. S. 1484, The Financial Regulatory Improvement Act of 2015. Electronic delivery of share-holder reports. HOUSE OF REPRESENTATIVES 30000   0 0 2016-04-14T12:39:38.637000-04:00
1807465 WISE PUBLIC AFFAIRS 30636ebe-fcb2-4009-83d7-b39a3adc8b11 Q1 WISE PUBLIC AFFAIRS 401103300 US CONSUMER COALITION 2016 first_quarter FIN Legislative advocacy in support of reform of the Consumer Financial Protection Bureau HR 1261, Bureau of Consumer Financial Protection Accountability Act of 2015 HR 1262, Consumer Right to Financial Privacy Act of 2015 HR 1263, Consumer Financial Protection Safety and Soundness Improvement Act of 2015 HR 1264, CFPB Pay Fairness Act of 2015 HR 1195, Bureau of Consumer Financial Protection Advisory Boards Act HR 957, S 510; CFPB-IG Act of 2015 HR 766, Financial Institution Customer Protection Act of 2015 HR 1266, Financial Product Safety Commission Act of 2015 S 96, A bill to amend the Consumer Financial Protection Act of 2010 S 1383, Consumer Financial Protection Bureau Accountability Act of 2015 HR 1737, Reforming CFPB Indirect Auto Financing Guidance Act of 2015 HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-04-14T12:40:40.387000-04:00
1807471 THE LIVINGSTON GROUP, LLC 9b49764e-45cf-4622-8aeb-223c0da76050 Q1 THE LIVINGSTON GROUP, LLC 49635 NEW DAY FINANCIAL LLC 2016 first_quarter FIN Mortgage regulatory issues   20000   0 0 2016-04-14T12:47:45.560000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
Powered by Datasette · Queries took 1888.808ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API