lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
3,386 rows where filing_year = 2015 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1655401 | COVINGTON & BURLING LLP 02db5de4-3ae0-4c9e-9456-563697969d78 | Q1 | COVINGTON & BURLING LLP | 11195 | AMERICAN BANKERS ASSOCIATION | 2015 | first_quarter | FIN | Issues affecting banks, including housing issues and GSE reform, credit card issues, amendments to the Dodd-Frank Act, and credit union issues. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-01-14T15:33:30.083000-05:00 | |
| 1655402 | COVINGTON & BURLING LLP ed474b55-5f58-4dba-8764-867f3fe478b7 | Q1 | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2015 | first_quarter | FIN | Issues affecting banking institutions, including regulation of derivatives | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-01-14T15:39:43.833000-05:00 | ||
| 1655420 | PLS FINANCIAL SERVICES d020dd2b-6eda-4557-aefd-a8580663d3d5 | 1T | PLS FINANCIAL SERVICES | 401103142 | PLS FINANCIAL SERVICES | 2015 | first_quarter | FIN | Operation chokepoint | HOUSE OF REPRESENTATIVES,SENATE | 0 | 1 | 2015-02-02T10:50:20.753000-05:00 | ||
| 1655564 | MARYLAND & DISTRICT OF COLUMBIA CREDIT UNION ASSOCIATION 8317b6c4-8c9a-40c9-a55b-4271a3c6c486 | Q1 | MARYLAND & DISTRICT OF COLUMBIA CREDIT UNION ASSOCIATION | 303416 | MARYLAND & DISTRICT OF COLUMBIA CREDIT UNION ASSOCIATION | 2015 | first_quarter | FIN | Financial issues relating to credit union industry tax-exemption status. Regulatory issues related to the NCUA (National Credit Union Administration). Data security and cyber security breaches at retail merchants, no specific bill number. | Natl Credit Union Administration (NCUA) | 0 | 0 | 2015-03-20T16:20:10.087000-04:00 | ||
| 1655617 | O'NEILL, ATHY & CASEY, P.C. 645b3303-3007-4896-9ffd-e9064fa3ab6b | Q1 | O'NEILL, ATHY & CASEY, P.C. | 42752 | JM FAMILY ENTERPRISES INC | 2015 | first_quarter | FIN | Consumer Finance Protection Board regulatory actions Consumer Finance Protection Board oversight and related legislation CFPB policies and regulations related to auto finance H.R. 1266 - Provisions to reform the CFPB's structure from Director-led to a bipartisan five-person commission appointed by the President Reintroduction of "Reforming CFPB Indirect Auto Financing Guidance Act" | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-03-25T20:12:09.230000-04:00 | |
| 1655731 | GOLDHABER POLICY SERVICES LLC 4fb54fd6-0e07-4541-a3d1-226670bb8c31 | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2015 | first_quarter | FIN | Meets with industry groups, and policy experts on how to proceed with GSE issues including GSE reform, in the current legislative and regulatory environment. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD) | 20000 | 0 | 0 | 2015-04-01T10:13:11.593000-04:00 | |
| 1655737 | GOLDHABER POLICY SERVICES LLC f1f7b864-7807-4e76-a42a-de47bbf7bba1 | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2015 | first_quarter | FIN | Issues related to the Federal Housing Finance Agency's (FHFA) proposed minimum financial requirements for enterprise seller services. In addition had discussions with senior FHFA staff about specific state related activities that could potentially negatively impact the mortgage market and Fannie Mae and Freddie Mac. | Federal Housing Finance Agency (FHFA) | 10000 | 0 | 0 | 2015-04-01T10:35:16.523000-04:00 | |
| 1655738 | GOLDHABER POLICY SERVICES LLC 0ec48b97-ff3f-45f1-87b2-dd20699f1091 | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | WALTER INVESTMENT MANAGEMENT CORP | 2015 | first_quarter | FIN | Continued to work with key stakeholders on the anticipated of CFPB proposed rule on debt collection practices expected later this year. | 20000 | 0 | 0 | 2015-04-01T10:44:18.463000-04:00 | ||
| 1655742 | BECKER & POLIAKOFF, P.A. a8bfd27b-db93-45ca-acd0-697979606dd8 | Q1 | BECKER & POLIAKOFF, P.A. | 283696 | MARSHA PESHKIN | 2015 | first_quarter | FIN | Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-04-01T11:43:28.267000-04:00 | ||
| 1655809 | DALY CONSULTING GROUP 7bc070e6-2bec-487c-96ab-eadc08ba61a8 | Q1 | DALY CONSULTING GROUP | 400923683 | INVESTMENT COMPANY INSTITUTE | 2015 | first_quarter | FIN | ISSUES RELATED TO INVESTMENT COMPANIES | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2015-04-01T17:13:50.197000-04:00 | |
| 1655819 | DALY CONSULTING GROUP 00502d0e-1436-4213-9020-0abdba85fe38 | Q1 | DALY CONSULTING GROUP | 400923683 | FMR LLC ("FIDELITY INVESTMENTS") | 2015 | first_quarter | FIN | ISSUES RELATED TO INVESTMENT COMPANIES | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2015-04-01T17:27:55.607000-04:00 | |
| 1655820 | DALY CONSULTING GROUP 594e1a05-84df-4253-badd-ea6c2f24d78d | Q1 | DALY CONSULTING GROUP | 400923683 | S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) | 2015 | first_quarter | FIN | ISSUES RELATED TO CREDIT RATING AGENCIES | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 80000 | 0 | 0 | 2015-04-01T17:32:57.907000-04:00 | |
| 1655821 | DALY CONSULTING GROUP 92d2a35f-cca5-460b-9410-27d578de937b | Q1 | DALY CONSULTING GROUP | 400923683 | CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC | 2015 | first_quarter | FIN | ISSUES RELATED TO THE CAPITAL MARKETS | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2015-04-01T17:35:59.127000-04:00 | |
| 1655823 | DALY CONSULTING GROUP e29de68c-a09f-471e-83dd-0cb97be74cbd | 1T | DALY CONSULTING GROUP | 400923683 | CITADEL LLC | 2015 | first_quarter | FIN | ISSUES RELATED TO THE CAPITAL MARKETS | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 1 | 2015-04-01T17:42:01.630000-04:00 | |
| 1655826 | PETER BLOCKLIN 9457b8e1-caf1-46c8-b25e-c2a769662cc7 | Q1 | PETER BLOCKLIN | 401014864 | INSTITUTE OF INTERNATIONAL BANKERS | 2015 | first_quarter | FIN | Volker Rule, Dodd-Frank Act, National Treatment | SENATE | 0 | 0 | 2015-04-02T10:17:26.757000-04:00 | ||
| 1655833 | PETER BLOCKLIN 6f630618-a1dc-4fde-b784-b91acdb6a79b | Q1 | PETER BLOCKLIN | 401014864 | CREDIT SUISSE SECURITIES,LLC | 2015 | first_quarter | FIN | Dodd-Frank Act, National Treatment, Volcker Rule | SENATE | 6000 | 0 | 0 | 2015-04-02T10:28:34.810000-04:00 | |
| 1655838 | PETER BLOCKLIN 1c2e50d4-1a13-4071-8a7b-91cfdef976e1 | Q1 | PETER BLOCKLIN | 401014864 | FEDERATED INVESTORS INC. | 2015 | first_quarter | FIN | Money Market Funds | SENATE | 0 | 0 | 2015-04-02T10:32:40.577000-04:00 | ||
| 1655962 | LISA COLANGELO 66c4a024-b5ba-4ffd-bc8d-d34b9bcf90de | Q1 | LISA COLANGELO | 40032271 | PRIME POLICY GROUP (FOR THEIR CLIENT, COMMISIMPEX) | 2015 | first_quarter | FIN | Keeping policymakers up to date on COMMISIMPEX legal case, asking for their support, discussing AGOA implications. | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),U.S. Trade Representative (USTR) | 36000 | 0 | 0 | 2015-04-03T08:53:07.940000-04:00 | |
| 1656063 | HOLLAND & KNIGHT LLP ec844f4e-3251-4f88-bb89-2ff4bf0cd1ac | Q1 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2015 | first_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2015-04-03T13:59:39.740000-04:00 | |
| 1656067 | HOLLAND & KNIGHT LLP d31f2cd3-9769-44bf-8870-6fc56d8f9b7a | Q1 | HOLLAND & KNIGHT LLP | 18466 | DEPOSITORY TRUST & CLEARING CORPORATION | 2015 | first_quarter | FIN | Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the Dodd-Frank regulations with EU regulations. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2015-04-03T14:04:43.180000-04:00 | |
| 1656529 | FIDELITY NATIONAL FINANCIAL, INC. edb851ad-1828-4f37-a106-d784f986403e | Q1 | FIDELITY NATIONAL FINANCIAL, INC. | 401103297 | FIDELITY NATIONAL FINANCIAL, INC. | 2015 | first_quarter | FIN | Explaining what Black Knight Financial Services does and why it is important to the US economy; discussing the current regulatory burden on financial technology companies; explaining the negative impacts of a revised tax code on financial institutions | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-04-06T16:28:38.623000-04:00 | |
| 1656570 | ARIZONA STATE UNIVERSITY 81565d7b-b2df-448d-b9c3-ff19ddaf7ebf | Q1 | ARIZONA STATE UNIVERSITY | 75397 | ARIZONA STATE UNIVERSITY | 2015 | first_quarter | FIN | Negotiated rule making for University use of financial services such as bank cards. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2015-04-06T18:12:08.370000-04:00 | |
| 1656585 | RICH FEUER ANDERSON dd311768-3d14-46e6-8446-34d7fa0a5c3e | Q1 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2015 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including trade execution requirements for foreign exchange products. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-04-06T18:41:11.803000-04:00 | |
| 1656596 | RICH FEUER ANDERSON d1405e65-2cb8-4a99-9873-df4480393d2f | Q1 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2015 | first_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-04-06T19:06:16.650000-04:00 | |
| 1656666 | CASSIDY & ASSOCIATES, INC. 554c6dcb-358d-4d61-9f11-b85b8865f9b8 | Q1 | CASSIDY & ASSOCIATES, INC. | 8453 | AMERICAN SUPERCONDUCTOR | 2015 | first_quarter | FIN | Issue: seeking a TAX extender | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-04-07T10:37:20.080000-04:00 | |
| 1656743 | HUTTON STRATEGIES f3a8992d-5dfb-4cca-9828-dea56624252e | Q1 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2015 | first_quarter | FIN | Monitored implementation of recent SEC money market rules and impact on state and local governments. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-04-07T12:32:17.573000-04:00 | |
| 1656754 | CAPITOL LEGISLATIVE STRATEGIES LLC 882aac15-065d-42bf-8548-13b0492f26f5 | Q1 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2015 | first_quarter | FIN | All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-04-07T13:16:58.683000-04:00 | |
| 1656763 | COMMERCE BANK 1bf35b6b-f011-4634-bf23-6d740e4037fc | Q1 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2015 | first_quarter | FIN | Issues relating to legislation and regulation affecting the banking industry | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-04-07T13:44:08.193000-04:00 | ||
| 1656780 | RICH FEUER ANDERSON 50a50231-445e-475b-838f-9a5415e5db74 | Q1 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2015 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives, capital requirements and extraterritorial application. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-04-07T14:26:23.210000-04:00 | |
| 1656822 | RICH FEUER ANDERSON d462a283-23de-4b29-b7ca-a09b3289e02d | Q1 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2015 | first_quarter | FIN | Regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-04-07T15:03:53.707000-04:00 | |
| 1657015 | CAPITOL HILL STRATEGIES, LLC c9768d93-c32f-4ba0-a223-a63306803798 | Q1 | CAPITOL HILL STRATEGIES, LLC | 91774 | ALLY FINANCIAL, INC. | 2015 | first_quarter | FIN | Proposals regarding financial regulatory reform implementation- relating to consumer products and consumer financial protection. Financial Literacy & Education Efforts. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-04-07T18:31:10.870000-04:00 | |
| 1657019 | RICH FEUER ANDERSON 82e85b11-db3e-47ce-b655-7ab81a458a31 | Q1 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2015 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2015-04-07T18:42:29.203000-04:00 | |
| 1657156 | THE VELASQUEZ GROUP, L.L.C. f1a27307-b98f-4980-82b9-3386878c9148 | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2015 | first_quarter | FIN | Monitoring the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; Oversight pertaining to the Financial Stability Oversight Council. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-04-08T11:26:49.497000-04:00 | |
| 1657162 | THE VELASQUEZ GROUP, L.L.C. e82ccea5-25ab-4064-a021-006047c6d248 | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2015 | first_quarter | FIN | Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-04-08T11:32:56.797000-04:00 | |
| 1657167 | THE VELASQUEZ GROUP, L.L.C. 81d8150c-538f-47da-9874-4789da1d3de2 | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | ELECTRONIC PAYMENTS COALITION | 2015 | first_quarter | FIN | Monitoring for any legislation pertaining to interchange and payment card systems. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-04-08T11:37:02.340000-04:00 | |
| 1657321 | CASSIDY & ASSOCIATES, INC. d133eeda-98c6-4d55-8c8a-f71d20bdb331 | Q1 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2015 | first_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2015-04-08T13:35:28.170000-04:00 | |
| 1657475 | RICH FEUER ANDERSON 0c875626-64a1-4b5a-a398-2be81f9ec04a | Q1 | RICH FEUER ANDERSON | 84775 | KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 2015 | first_quarter | FIN | Regulations affecting trading of securities, including market structure issues. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-04-08T17:59:31.007000-04:00 | |
| 1657482 | RICH FEUER ANDERSON da6e3aaf-3e4f-4d2c-a70b-16ff58dc036e | Q1 | RICH FEUER ANDERSON | 84775 | LPL FINANCIAL CORPORATION | 2015 | first_quarter | FIN | Regulation of broker-dealers and harmonization of regulation of broker-dealers and investment advisers. Definition of "fiduciary" and application to brokers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-04-08T18:21:37.357000-04:00 | |
| 1657485 | RICH FEUER ANDERSON 40c04d45-8f25-4fe0-a854-91b10a1bf91c | Q1 | RICH FEUER ANDERSON | 84775 | INTERACTIVE DATA CORPORATION | 2015 | first_quarter | FIN | Regulation of securities markets, including provision of market data and valuation of fixed-income securities and illiquid instruments. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 40000 | 0 | 0 | 2015-04-08T18:27:38.690000-04:00 | |
| 1657486 | RICH FEUER ANDERSON 3eb9d1c2-97f2-4779-8afb-cbb5f24ea862 | Q1 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2015 | first_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S. 269, the "Nuclear Weapon Free Iran Act of 2015," S.792, the "Nuclear Weapon Free Iran Act of 2015," and H.R. 757, the "North Korea Sanctions Enforcement Act of 2015." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-04-08T18:39:40.580000-04:00 | |
| 1657573 | MILLER & CHEVALIER CHARTERED 03e2d9be-e763-4bff-87e7-c8bbc56c796f | Q1 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2015 | first_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2015-04-09T07:48:27.463000-04:00 | |
| 1657733 | CASSIDY & ASSOCIATES, INC. c33c5b74-52df-4944-adb0-332dfd9bc4fe | Q1 | CASSIDY & ASSOCIATES, INC. | 8453 | MGM RESORTS | 2015 | first_quarter | FIN | Terrorism Risk Insurance Program Reauthorization (H.R.2146 & S.2244) | HOUSE OF REPRESENTATIVES,SENATE | 120000 | 0 | 0 | 2015-04-09T12:14:14.907000-04:00 | |
| 1657805 | POLICY DIRECTIONS INC. c8081536-09cb-4b98-b856-3980e9034a61 | Q1 | POLICY DIRECTIONS INC. | 31747 | AMERICAN FEED INDUSTRY ASSOCIATION | 2015 | first_quarter | FIN | Issues related to regulation and oversight by the Commodity Futures Trading Commission; CFTC Reauthorization; Dodd-Frank Implementation; amendments; CFTC Rulemaking. | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade & Development Agency (USTDA),White House Office | 20000 | 0 | 0 | 2015-04-09T13:11:06.600000-04:00 | |
| 1657817 | HOLCH & ERICKSON, LLP e8be08f5-73c4-430a-95f4-83444ea902b6 | Q1 | HOLCH & ERICKSON, LLP | 305032 | SHAREHOLDER COMMUNICATIONS COALITION | 2015 | first_quarter | FIN | Proxy voting and communications issues | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) | 22500 | 0 | 0 | 2015-04-09T13:33:17.783000-04:00 | |
| 1657830 | SMITH GARSON FKA SMITH DAWSON & ANDREWS 5231afa3-39d8-4397-ba29-adacf4fbd59a | Q1 | SMITH GARSON FKA SMITH DAWSON & ANDREWS | 35707 | PUERTO RICO FEDERAL AFFAIRS ADMINISTRATION (PRFAA) | 2015 | first_quarter | FIN | HR 870 | Centers For Medicare and Medicaid Services (CMS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE | 120000 | 0 | 0 | 2015-04-09T13:49:28.070000-04:00 | |
| 1657917 | PHILLIP RIVERS f98b42f1-680d-4444-b61a-d21823b297bd | Q1 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2015 | first_quarter | FIN | Laws dealing with the regulation of the Financial Planning profession | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-04-09T15:14:52.207000-04:00 | |
| 1658013 | WATKINSON MILLER PLLC 0a5adb92-f596-4020-97c5-240b17e67a92 | Q1 | WATKINSON MILLER PLLC | 24624 | MONEX DEPOSIT COMPANY | 2015 | first_quarter | FIN | Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203); opposition to inclusion of cash markets under CFTC jurisdiction | Commodity Futures Trading Commission (CFTC) | 10000 | 0 | 0 | 2015-04-09T16:19:52.183000-04:00 | |
| 1658019 | RICH FEUER ANDERSON d0c4135b-7f36-4485-a190-f3e74f7665c1 | Q1 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2015 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2015-04-09T16:27:57.250000-04:00 | |
| 1658076 | RICH FEUER ANDERSON 51d769ba-9982-49ef-83d4-4e603a6654fe | Q1 | RICH FEUER ANDERSON | 84775 | ARGUS MEDIA, INC. | 2015 | first_quarter | FIN | Regulation of energy market information and price reporting agencies. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2015-04-09T17:10:39.747000-04:00 | |
| 1658086 | RICH FEUER ANDERSON 692ee82d-1b62-4073-8458-c6fb3fd57952 | Q1 | RICH FEUER ANDERSON | 84775 | BIPARTISAN POLICY CENTER ADVOCACY NETWORK | 2015 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of systemically important institutions and Financial Stability Oversight Council designation procedures and transparency. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-04-09T17:23:46.710000-04:00 | |
| 1658190 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 96b23927-6ad0-44e6-b77c-a5453da1fc2e | Q1 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2015 | first_quarter | FIN | Issues related to HR4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act Issues related to H.R. 4413 - Customer Protection and End User Relief Act | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 80000 | 0 | 0 | 2015-04-10T05:50:59.047000-04:00 | |
| 1658263 | VENABLE LLP 47496332-1669-405a-8500-6afed1fa9c64 | Q1 | VENABLE LLP | 39941 | NAVY MUTUAL AID ASSOCIATION | 2015 | first_quarter | FIN | Legislative and regulatory issues involving or impacting life insurance for members of the sea services. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-04-10T10:07:02.187000-04:00 | ||
| 1658369 | WARNER, NORCROSS + JUDD LLP f89159c9-42c5-47a0-b8d2-594aabeb47a0 | Q1 | WARNER, NORCROSS + JUDD LLP | 401050963 | ALLIANCE OF MERGER & ACQUISITION ADVISORS | 2015 | first_quarter | FIN | Creating simplified system of federal registration and regulation for broker-dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 2274. The Small Business, Mergers, Acquisitions and Sales Brokerage Simplification Act of 2013. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2015-04-10T11:39:21.543000-04:00 | |
| 1658372 | VENABLE LLP 649e0725-8bb7-4dcb-9114-9884fa434fcf | Q1 | VENABLE LLP | 39941 | VANTAGESCORE SOLUTIONS LLC | 2015 | first_quarter | FIN | Legislative and regulatory issues involving or impacting credit scores. H.R. 1002 - Free Access to Credit Scores Act of 2013. H.R. 2538 - The Credit Access and Inclusion Act. S.471 - Free Access to Credit Scores Act of 2013. CFPB's "Ability to Pay"/QM Rule. Inter Agency "Credit Risk Retention"/QRM Rule. | Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2015-04-10T11:43:23.910000-04:00 | |
| 1658382 | PACIFIC LIFE INSURANCE COMPANY a219878e-635a-46ee-b21d-e42370cd700c | Q1 | PACIFIC LIFE INSURANCE COMPANY | 309754 | PACIFIC LIFE INSURANCE COMPANY | 2015 | first_quarter | FIN | H.R. 4173, Wall Street Reform & Consumer Protection Act": Implementation of comprehensive financial regulatory reform, which was signed into law in July 2010. S. 1369: Discussion around implementation of the law to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance. Efforts by the DOL to implement a rulemaking that would expand the definition of fiduciary as far as investment advice with regard to ERISA plans. | HOUSE OF REPRESENTATIVES,SENATE | 170000 | 0 | 0 | 2015-04-10T11:57:32.297000-04:00 | |
| 1658466 | NATIONAL COOPERATIVE SERVICES CORPORATION 959993b2-b7d9-458d-9a03-491926ed8c53 | Q1 | NATIONAL COOPERATIVE SERVICES CORPORATION | 400848499 | NATIONAL COOPERATIVE SERVICES CORPORATION | 2015 | first_quarter | FIN | Clarification of the authority of the Federal Home Loan Banks to invest in rural infrastructure projects | Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-04-10T13:37:20.807000-04:00 | |
| 1658487 | NATIONAL COOPERATIVE SERVICES CORPORATION f094b33b-db69-4baf-be42-4aeda22c81f7 | Q1 | NATIONAL COOPERATIVE SERVICES CORPORATION | 400848499 | NATIONAL COOPERATIVE SERVICES CORPORATION | 2015 | first_quarter | FIN | Clarification of the authority of the Federal Home Loan Banks to invest in rural infrastructure projects | Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-04-10T13:59:37.473000-04:00 | |
| 1658523 | DUTKO WORLDWIDE, LLC 42765567-57d6-4913-892f-796bd2c7d19e | Q1 | DUTKO WORLDWIDE, LLC | 12868 | ACCENTURE FEDERAL SERVICES LLC | 2015 | first_quarter | FIN | Monitor financial service IT modernization. | Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2015-04-10T14:32:10.190000-04:00 | |
| 1658536 | VENABLE LLP 28eed258-5fbe-4e28-9a91-639292442d3b | Q1 | VENABLE LLP | 39941 | THE CLEARING HOUSE ASSOCIATION | 2015 | first_quarter | FIN | Monitoring financial services issues | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-04-10T14:36:14.700000-04:00 | |
| 1658550 | MERCURY PUBLIC AFFAIRS, LLC d19fdcab-8295-4c8b-a7f7-c254998d93f4 | Q1 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | NAVIENT | 2015 | first_quarter | FIN | Monitored the Consumer Financial Protection Bureau with regard to their education loan issues | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-04-10T14:44:32.077000-04:00 | |
| 1658558 | VENABLE LLP 49b38d31-5264-4bfe-bce4-58b5e315d928 | Q1 | VENABLE LLP | 39941 | UNITED SERVICES AUTOMOBILE ASSOCIATION | 2015 | first_quarter | FIN | Monitoring financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-04-10T14:48:38.790000-04:00 | |
| 1658589 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS bbcd91aa-c864-4055-ae27-b6026fe0ee9b | Q1 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2015 | first_quarter | FIN | Community Bankers Association of Illinois Preliminary 2015 Federal Policy Priorities regarding - Too-Big-To-Fail Banks and Financial Firms, and Future Bailouts Tiered Regulations and Supervision for Community Banks Enhanced Security for Consumer Data (Data Breaches/Cyber security) Taxation of Credit Unions Farm Credit System Mortgage Lending Reform Housing Finance (GSE Secondary Market) Reform Tax, Accounting, and Auditing Changes Remaining Implementation of the Dodd-Frank Wall Street Reform Act (Dodd Frank or Act), Gains Made by Community Banks, Negative Effects De Novo Community Bank Formation Federal Home Loan Bank System Intervention in Monetary Policy Wall Street Insiders in Senior Administration Positions - Antonio Weiss nomination to Undersecretary of Treasury for Domestic Finance (House and Senate, CFPB, OCC, FHFA, FDIC) H.R. 37 - Promoting Job Creation and Reducing Small Business Burden Act - (Sections 301- thrift registration threshold) and Section 801 - Collateralized Loan Obligations) (House) H.R.601 - Eliminate Privacy Notice Confusion Act (all sections) Redundant privacy notices (House) Comment Letter - Federal Housing Finance Agency - FHFA Proposed Rules - Members of Federal Home Loan Banks, RIN 2590-AA39 (FHFA, FRB, FDIC, OCC, House, Senate) Comment Letter - CFPB - Amendments Relating to Small Creditors and Rural and Underserved Areas Under the Truth in Lending Act (Regulation Z) Docket No. CFPB-2015-0004 and RIN 3170-AA43 (letter one) (CFPB, House, Senate) Comment Letter - CFPB - Amendments Relating to Small Creditors and Rural and Underserved Areas Under the Truth in Lending Act (Regulation Z) Docket No. CFPB-2015-0004 and RIN 3170-AA43 (letter two) Expanded CFPB definition of underserved areas in the ATR/QM Rule to include various economically challenged areas (CFPB, House, Senate) Comment Letter - Board of Governors of the Federal Reserve System - Small Bank Holding Company Policy Statement: Capital Adequacy of Board Related Institutions; Bank Holding Companies; Savings … | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 50000 | 0 | 0 | 2015-04-10T15:18:59.967000-04:00 | |
| 1658622 | HOLLAND & KNIGHT LLP 8bd44902-03cd-4864-a61c-b96dd30be4b7 | Q1 | HOLLAND & KNIGHT LLP | 18466 | THE DOW CHEMICAL COMPANY | 2015 | first_quarter | FIN | EX-IM Bank legislation. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-04-10T15:39:24.217000-04:00 | |
| 1658792 | MEHLMAN CONSULTING, INC. d1750224-6dbe-4b3d-95e6-145212753ed4 | Q1 | MEHLMAN CONSULTING, INC. | 284950 | VALEANT PHARMACEUTICAL NORTH AMERICA LLC | 2015 | first_quarter | FIN | Corporate structure. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-04-11T12:09:29.450000-04:00 | |
| 1658942 | FORSCEY, PLLC e90997e8-7e11-44fb-a0e2-27d51514c720 | Q1 | FORSCEY, PLLC | 52880 | NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS | 2015 | first_quarter | FIN | Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2015-04-13T09:26:45.460000-04:00 | |
| 1659049 | AARP ec5d127b-bed3-4e41-a65d-8ee0300947ad | 1A | AARP | 1694 | AARP | 2015 | first_quarter | FIN | H.R.1090, Retail Investor Protection Act - Sent letter in opposition to the Retail Investor Protection Act. Met with SEC staff and Chair to discuss imposing a fiduciary duty on borker/dealers. (no bill). Met SEC staff to discuss industry user fees as a method to fund the periodic examination of registered investment advisors. (no bill) Met with DOL and Administration staff to discuss updating the fiduciary standard under ERISA. (no bill) Discussed regulatory reform with Senate Banking Committee staff. (no bill) Discussed potential SEC and DOL fiduciary duty rules with Senate Banking Committee staff. (no bill) AARP testified before the SEC on the need to update the definition of accredited investor. (no bill) AARP testified before the SEC on the FINRA "CARDS" proposal. (no bill) AARP testified on the DOL fiduciary rule proposal. (no bill) Discussed insider trading issue with Congressional staff. (no bill) S.Con.Res. 11, Budget Resolution, FY 2016 - Lobbied to prevent delay in DOL and SEC rulemaking on fiduciary duty. Financial Services and General Government Appropriation, 2016 - Lobbied to prevent delay in rulemaking on fiduciary duty and against efforts to subject CFPB from annual appropriations review. | Centers For Medicare and Medicaid Services (CMS),Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Federal Communications Commission (FCC),Federal Transit Administration (FTA),Food & Drug Administration (FDA),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),Veterans Affairs, Dept of (VA),White House Office | 1860000 | 0 | 0 | 2015-04-13T10:45:53.880000-04:00 | |
| 1659160 | NAIOP 91b66a41-081d-4171-b309-2d6ed6073e33 | Q1 | NAIOP | 26865 | NAIOP | 2015 | first_quarter | FIN | H.R. 26 - Lobbied to extend the Terrorism Insurance Program. | Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE | 295706 | 0 | 0 | 2015-04-13T11:42:51.577000-04:00 | |
| 1659243 | PUBLIC CITIZEN 71790bcd-c6d0-4edc-a0bc-24be146a9f6a | Q1 | PUBLIC CITIZEN | 32362 | PUBLIC CITIZEN | 2015 | first_quarter | FIN | Revolving door legislation-financial services, Conflict of interest act-financial services, Financial Transaction tax, Financial reform, | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,White House Office | 80000 | 0 | 0 | 2015-04-13T12:54:10.380000-04:00 | |
| 1659548 | ABB, INC. 67ea976e-76b8-433e-8ab5-9921d2f0885b | Q1 | ABB, INC. | 55 | ABB, INC. | 2015 | first_quarter | FIN | Ex-Im Reauthorization | Energy, Dept of,HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 80000 | 0 | 0 | 2015-04-13T15:45:24.893000-04:00 | |
| 1659633 | AARP 5cfe5fae-7aaf-4ebf-a4dc-6ed32e448952 | Q1 | AARP | 1694 | AARP | 2015 | first_quarter | FIN | H.R.1090, Retail Investor Protection Act - Sent letter in opposition to the Retail Investor Protection Act. Met with SEC staff and Chair to discuss imposing a fiduciary duty on borker/dealers. (no bill). Met SEC staff to discuss industry user fees as a method to fund the periodic examination of registered investment advisors. (no bill) Met with DOL and Administration staff to discuss updating the fiduciary standard under ERISA. (no bill) Discussed regulatory reform with Senate Banking Committee staff. (no bill) Discussed potential SEC and DOL fiduciary duty rules with Senate Banking Committee staff. (no bill) AARP testified before the SEC on the need to update the definition of accredited investor. (no bill) AARP testified before the SEC on the FINRA "CARDS" proposal. (no bill) AARP testified on the DOL fiduciary rule proposal. (no bill) Discussed insider trading issue with Congressional staff. (no bill) S.Con.Res. 11, Budget Resolution, FY 2016 - Lobbied to prevent delay in DOL and SEC rulemaking on fiduciary duty. Financial Services and General Government Appropriation, 2016 - Lobbied to prevent delay in rulemaking on fiduciary duty and against efforts to subject CFPB from annual appropriations review. | Centers For Medicare and Medicaid Services (CMS),Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Federal Communications Commission (FCC),Federal Transit Administration (FTA),Food & Drug Administration (FDA),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),Veterans Affairs, Dept of (VA),White House Office | 1860000 | 0 | 0 | 2015-04-13T16:21:22.383000-04:00 | |
| 1659777 | COVINGTON & BURLING LLP 150a0831-539d-499a-b1f7-94a404e064b2 | 1A | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2015 | first_quarter | FIN | Issues affecting banking institutions including regulation of derivatives | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-04-13T18:06:29.573000-04:00 | ||
| 1659779 | COVINGTON & BURLING LLP ee1e9ea4-a001-4073-b4c6-25777d51ab60 | Q1 | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2015 | first_quarter | FIN | Issues relating to banking institutions, including mortgage and mortgage servicing issues | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-04-13T18:16:32.267000-04:00 | |
| 1659784 | COVINGTON & BURLING LLP f775e8a7-b336-473e-a30c-b3d8ba7c11cc | Q1 | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2015 | first_quarter | FIN | issues affecting banking institutions including housing finance, the Dodd-Frank Act, and bank capital and liquidity reqirements. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-04-13T18:21:37.087000-04:00 | |
| 1659785 | COVINGTON & BURLING LLP 08f5ba83-fee9-4444-af83-788591b022b5 | 1A | COVINGTON & BURLING LLP | 11195 | AMERICAN BANKERS ASSOCIATION | 2015 | first_quarter | FIN | Issues affecting banks, including housing issues and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens, and credit unions | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-04-13T18:26:38.627000-04:00 | |
| 1659835 | KEITH JOHNSON 34dae332-4891-4ad8-9330-a129b7966765 | Q1 | KEITH JOHNSON | 401103504 | TO LIVE | 2015 | first_quarter | FIN | Seeking to generate Congressional letter regarding World Bank road safety policies. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-04-13T19:53:59.963000-04:00 | ||
| 1659907 | MORRISON PUBLIC AFFAIRS GROUP 897bf858-d67f-44f7-809a-0dff52f15b80 | Q1 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2015 | first_quarter | FIN | Housing finance policy Mortgage insurance regulation and taxation | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 80000 | 0 | 0 | 2015-04-13T23:10:39.027000-04:00 | |
| 1659921 | LCH.CLEARNET GROUP LIMITED dcbb94f7-cd9c-44fc-a226-898ea4195472 | Q1 | LCH.CLEARNET GROUP LIMITED | 400785364 | LCH.CLEARNET GROUP LIMITED | 2015 | first_quarter | FIN | CFTC reauthorization and DCO risk management, recovery and resolution | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 192751 | 0 | 0 | 2015-04-14T08:21:54.523000-04:00 | |
| 1659952 | AMERICAN GAMING ASSOCIATION 062e0645-ddbf-428c-a99f-27306194b35f | Q1 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2015 | first_quarter | FIN | BANK SECRECY ACT - AML COMPLIANCE | Federal Emergency Management Agency (FEMA),Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of | 350000 | 0 | 0 | 2015-04-14T09:14:18.230000-04:00 | |
| 1659963 | WILLIAMS AND JENSEN, PLLC 0ee1ddb0-9ed4-4cf2-a33c-208f39c04cf3 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | GENWORTH FINANCIAL CORP. | 2015 | first_quarter | FIN | FHA loan limit expansion extension. Government sponsored enterprise reform legislation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-04-14T09:18:20.163000-04:00 | |
| 1659987 | KPMG LLP aa43540f-a24f-4731-aab0-19b107dd87a3 | Q1 | KPMG LLP | 21893 | KPMG LLP | 2015 | first_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204) | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE | 440000 | 0 | 0 | 2015-04-14T09:30:41.413000-04:00 | |
| 1660002 | WILLIAMS AND JENSEN, PLLC 7cde5cb6-2e02-4ece-9d0f-99423bf6f5be | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | BLOOMBERG LP | 2015 | first_quarter | FIN | General education about federal policies impacting biopharmaceutical development, approval, and reimbursement (including Medicare, Medicaid, Affordable Care Act issues). Developing policies for the Energy and Commerce 21st Century Cures legislative initiative. Supporting policies to strengthen the National Newborn Screening Program, H.R. 1281. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 50000 | 0 | 0 | 2015-04-14T09:36:50.393000-04:00 | |
| 1660003 | WILLIAMS AND JENSEN, PLLC fbcc8b09-2ddd-4d56-a006-24ef94301958 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | ELLIOTT MANAGEMENT | 2015 | first_quarter | FIN | Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2015-04-14T09:37:52.533000-04:00 | ||
| 1660012 | WILLIAMS AND JENSEN, PLLC 14ba2cf3-d474-4428-92de-eab7dc7f22fe | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | MANAGED FUNDS ASSOCIATION | 2015 | first_quarter | FIN | Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-04-14T09:41:58.213000-04:00 | |
| 1660014 | WILLIAMS AND JENSEN, PLLC 8a4e40f2-2a74-4537-b346-c9fd65adf713 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | OXFORD BIOCHRONOMETRICS | 2015 | first_quarter | FIN | Cybersecurity. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-04-14T09:42:59.433000-04:00 | ||
| 1660018 | WILLIAMS AND JENSEN, PLLC 8d260473-ab77-4de4-8024-b598d0cc5e52 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | REINSURANCE ASSOCIATION OF AMERICA | 2015 | first_quarter | FIN | Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2015-04-14T09:44:01.353000-04:00 | |
| 1660037 | COZEN O'CONNOR PUBLIC STRATEGIES 42c13673-839e-4e0a-b7fd-3a75a5663eac | Q1 | COZEN O'CONNOR PUBLIC STRATEGIES | 400459252 | VIRGIN GALACTIC, LLC | 2015 | first_quarter | FIN | Issues related to Export-Import Bank financing and export controls for suborbital flight. | Export-Import Bank of the United States (EXIM Bank) | 30000 | 0 | 0 | 2015-04-14T10:05:14.687000-04:00 | |
| 1660067 | THE OPTIONS CLEARING CORPORATION bb9d5791-0e01-43b4-9235-d88ca43d946d | Q1 | THE OPTIONS CLEARING CORPORATION | 66170 | OPTIONS CLEARING CORPORATION | 2015 | first_quarter | FIN | Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market; Plan to increase equity capital at OCC. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 332690 | 0 | 0 | 2015-04-14T10:18:28.097000-04:00 | |
| 1660091 | WILLIAMS AND JENSEN, PLLC b4369174-e247-4122-b1e8-69245f7bdbf9 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | NATIONAL ASSN OF STATE TREASURERS (NAST) | 2015 | first_quarter | FIN | Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans; money market fund regulation and local Government investment pools; liquidity coverage ratio; issues related to municipal securities regulations. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 50000 | 0 | 0 | 2015-04-14T10:38:51.633000-04:00 | |
| 1660110 | WILLIAMS AND JENSEN, PLLC 53ebe38c-1fb6-475c-b1a9-a0484a808ca2 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | GENERAL ELECTRIC COMPANY (PREVIOUSLY REPORTED AS GE AVIATION) | 2015 | first_quarter | FIN | Export-Import Bank Reauthorization; H.R. 597. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2015-04-14T10:43:01.987000-04:00 | |
| 1660162 | WILLIAMS AND JENSEN, PLLC 2d2eeced-4923-458f-afdb-35f3ded3196e | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | VISA | 2015 | first_quarter | FIN | Regulation of debit and credit card practices; financial literacy issues; cybersecurity and card technology. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-04-14T11:01:30.607000-04:00 | |
| 1660180 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 76cef090-f1f5-4860-89a6-af669a1c88f9 | Q1 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2015 | first_quarter | FIN | Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 590000 | 0 | 0 | 2015-04-14T11:07:37.317000-04:00 | |
| 1660203 | DYKEMA GOSSETT PLLC 6c8218e0-e369-42f9-977e-7afa7b41af83 | Q1 | DYKEMA GOSSETT PLLC | 12915 | JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | 2015 | first_quarter | FIN | Support Congressional oversight regarding Department of Labor fiduciary standard proposed rules. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-04-14T11:16:47.150000-04:00 | |
| 1660287 | LHD & ASSOCIATES, INC. 302584c9-9fb1-4f05-9da9-897b1479f9fa | Q1 | LHD & ASSOCIATES, INC. | 400381749 | GE COMPANY - TRANSPORTATION OPERATION COMPONENT | 2015 | first_quarter | FIN | H.R. 597 - Reform Exports & Expand the Economy Act H.R. 1031 - Promoting U.S. Jobs through the Exports Act S. 819 - Export-Import Bank Reform and Reauthorization Act of 2015 | SENATE | 20000 | 0 | 0 | 2015-04-14T11:49:30.160000-04:00 | |
| 1660428 | VENABLE LLP 07bdbd30-1cf8-4dd9-b3f1-23259bc1d7b5 | Q1 | VENABLE LLP | 39941 | ASSOCIATION FOR CORPORATE GROWTH, INC. | 2015 | first_quarter | FIN | Financial Institutions/Investments/SEC | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2015-04-14T13:24:13.340000-04:00 | |
| 1660436 | VENABLE LLP 77bbcb2f-3bdd-44e9-a439-b9c9f72dcac0 | Q1 | VENABLE LLP | 39941 | DUN & BRADSTREET | 2015 | first_quarter | FIN | Monitor homeland security, defense, financial regulatory | Commerce, Dept of (DOC),Energy, Dept of,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR) | 10000 | 0 | 0 | 2015-04-14T13:29:21.837000-04:00 | |
| 1660581 | WILLIAMS AND JENSEN, PLLC 364ca32b-d4e6-4268-b290-9e23f9705975 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | PROSPECT CAPITAL CORPORATION | 2015 | first_quarter | FIN | Securities legislation impacting business development companies. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2015-04-14T14:28:12.643000-04:00 | |
| 1660682 | WILLIAMS AND JENSEN, PLLC b5b45cb7-365b-4888-88b6-a3f570ee81a9 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | SECURITY TRADERS ASSOCIATION | 2015 | first_quarter | FIN | Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2015-04-14T14:57:22.920000-04:00 | |
| 1660699 | WILLIAMS AND JENSEN, PLLC 640fa0a9-1ff8-49b7-bfc9-0e49afb9a0c1 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | TD AMERITRADE | 2015 | first_quarter | FIN | Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2015-04-14T15:00:36.650000-04:00 | |
| 1660705 | WILLIAMS AND JENSEN, PLLC 02c738d9-0ab3-45db-82b6-1dcb1c030fef | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | THE VANGUARD GROUP, INC. | 2015 | first_quarter | FIN | Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2015-04-14T15:00:40.387000-04:00 | |
| 1660706 | WEBMD HEALTH CORP. 42c338e5-6b07-42d5-93ca-060d241dd103 | Q1 | WEBMD HEALTH CORP. | 55473 | WEBMD HEALTH CORP | 2015 | first_quarter | FIN | Student loan rate security | SENATE | 10000 | 0 | 0 | 2015-04-14T15:01:41.980000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);