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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

3,386 rows where filing_year = 2015 and issue_code = "FIN" sorted by filing_year descending

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filing_period 4

  • third_quarter 863
  • fourth_quarter 855
  • second_quarter 837
  • first_quarter 831

issue_code 1

  • FIN · 3,386 ✖

filing_year 1

  • 2015 · 3,386 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1655401 COVINGTON & BURLING LLP 02db5de4-3ae0-4c9e-9456-563697969d78 Q1 COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2015 first_quarter FIN Issues affecting banks, including housing issues and GSE reform, credit card issues, amendments to the Dodd-Frank Act, and credit union issues. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-01-14T15:33:30.083000-05:00
1655402 COVINGTON & BURLING LLP ed474b55-5f58-4dba-8764-867f3fe478b7 Q1 COVINGTON & BURLING LLP 11195 BROWN BROTHERS HARRIMAN 2015 first_quarter FIN Issues affecting banking institutions, including regulation of derivatives HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-01-14T15:39:43.833000-05:00
1655420 PLS FINANCIAL SERVICES d020dd2b-6eda-4557-aefd-a8580663d3d5 1T PLS FINANCIAL SERVICES 401103142 PLS FINANCIAL SERVICES 2015 first_quarter FIN Operation chokepoint HOUSE OF REPRESENTATIVES,SENATE     0 1 2015-02-02T10:50:20.753000-05:00
1655564 MARYLAND & DISTRICT OF COLUMBIA CREDIT UNION ASSOCIATION 8317b6c4-8c9a-40c9-a55b-4271a3c6c486 Q1 MARYLAND & DISTRICT OF COLUMBIA CREDIT UNION ASSOCIATION 303416 MARYLAND & DISTRICT OF COLUMBIA CREDIT UNION ASSOCIATION 2015 first_quarter FIN Financial issues relating to credit union industry tax-exemption status. Regulatory issues related to the NCUA (National Credit Union Administration). Data security and cyber security breaches at retail merchants, no specific bill number. Natl Credit Union Administration (NCUA)     0 0 2015-03-20T16:20:10.087000-04:00
1655617 O'NEILL, ATHY & CASEY, P.C. 645b3303-3007-4896-9ffd-e9064fa3ab6b Q1 O'NEILL, ATHY & CASEY, P.C. 42752 JM FAMILY ENTERPRISES INC 2015 first_quarter FIN Consumer Finance Protection Board regulatory actions Consumer Finance Protection Board oversight and related legislation CFPB policies and regulations related to auto finance H.R. 1266 - Provisions to reform the CFPB's structure from Director-led to a bipartisan five-person commission appointed by the President Reintroduction of "Reforming CFPB Indirect Auto Financing Guidance Act" HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-03-25T20:12:09.230000-04:00
1655731 GOLDHABER POLICY SERVICES LLC 4fb54fd6-0e07-4541-a3d1-226670bb8c31 Q1 GOLDHABER POLICY SERVICES LLC 400935705 RANIERI PARTNERS MANAGEMENT LLC 2015 first_quarter FIN Meets with industry groups, and policy experts on how to proceed with GSE issues including GSE reform, in the current legislative and regulatory environment. HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD) 20000   0 0 2015-04-01T10:13:11.593000-04:00
1655737 GOLDHABER POLICY SERVICES LLC f1f7b864-7807-4e76-a42a-de47bbf7bba1 Q1 GOLDHABER POLICY SERVICES LLC 400935705 SHELLPOINT PARTNERS LLC 2015 first_quarter FIN Issues related to the Federal Housing Finance Agency's (FHFA) proposed minimum financial requirements for enterprise seller services. In addition had discussions with senior FHFA staff about specific state related activities that could potentially negatively impact the mortgage market and Fannie Mae and Freddie Mac. Federal Housing Finance Agency (FHFA) 10000   0 0 2015-04-01T10:35:16.523000-04:00
1655738 GOLDHABER POLICY SERVICES LLC 0ec48b97-ff3f-45f1-87b2-dd20699f1091 Q1 GOLDHABER POLICY SERVICES LLC 400935705 WALTER INVESTMENT MANAGEMENT CORP 2015 first_quarter FIN Continued to work with key stakeholders on the anticipated of CFPB proposed rule on debt collection practices expected later this year.   20000   0 0 2015-04-01T10:44:18.463000-04:00
1655742 BECKER & POLIAKOFF, P.A. a8bfd27b-db93-45ca-acd0-697979606dd8 Q1 BECKER & POLIAKOFF, P.A. 283696 MARSHA PESHKIN 2015 first_quarter FIN Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-04-01T11:43:28.267000-04:00
1655809 DALY CONSULTING GROUP 7bc070e6-2bec-487c-96ab-eadc08ba61a8 Q1 DALY CONSULTING GROUP 400923683 INVESTMENT COMPANY INSTITUTE 2015 first_quarter FIN ISSUES RELATED TO INVESTMENT COMPANIES HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2015-04-01T17:13:50.197000-04:00
1655819 DALY CONSULTING GROUP 00502d0e-1436-4213-9020-0abdba85fe38 Q1 DALY CONSULTING GROUP 400923683 FMR LLC ("FIDELITY INVESTMENTS") 2015 first_quarter FIN ISSUES RELATED TO INVESTMENT COMPANIES HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2015-04-01T17:27:55.607000-04:00
1655820 DALY CONSULTING GROUP 594e1a05-84df-4253-badd-ea6c2f24d78d Q1 DALY CONSULTING GROUP 400923683 S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) 2015 first_quarter FIN ISSUES RELATED TO CREDIT RATING AGENCIES HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 80000   0 0 2015-04-01T17:32:57.907000-04:00
1655821 DALY CONSULTING GROUP 92d2a35f-cca5-460b-9410-27d578de937b Q1 DALY CONSULTING GROUP 400923683 CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC 2015 first_quarter FIN ISSUES RELATED TO THE CAPITAL MARKETS HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2015-04-01T17:35:59.127000-04:00
1655823 DALY CONSULTING GROUP e29de68c-a09f-471e-83dd-0cb97be74cbd 1T DALY CONSULTING GROUP 400923683 CITADEL LLC 2015 first_quarter FIN ISSUES RELATED TO THE CAPITAL MARKETS HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 1 2015-04-01T17:42:01.630000-04:00
1655826 PETER BLOCKLIN 9457b8e1-caf1-46c8-b25e-c2a769662cc7 Q1 PETER BLOCKLIN 401014864 INSTITUTE OF INTERNATIONAL BANKERS 2015 first_quarter FIN Volker Rule, Dodd-Frank Act, National Treatment SENATE     0 0 2015-04-02T10:17:26.757000-04:00
1655833 PETER BLOCKLIN 6f630618-a1dc-4fde-b784-b91acdb6a79b Q1 PETER BLOCKLIN 401014864 CREDIT SUISSE SECURITIES,LLC 2015 first_quarter FIN Dodd-Frank Act, National Treatment, Volcker Rule SENATE 6000   0 0 2015-04-02T10:28:34.810000-04:00
1655838 PETER BLOCKLIN 1c2e50d4-1a13-4071-8a7b-91cfdef976e1 Q1 PETER BLOCKLIN 401014864 FEDERATED INVESTORS INC. 2015 first_quarter FIN Money Market Funds SENATE     0 0 2015-04-02T10:32:40.577000-04:00
1655962 LISA COLANGELO 66c4a024-b5ba-4ffd-bc8d-d34b9bcf90de Q1 LISA COLANGELO 40032271 PRIME POLICY GROUP (FOR THEIR CLIENT, COMMISIMPEX) 2015 first_quarter FIN Keeping policymakers up to date on COMMISIMPEX legal case, asking for their support, discussing AGOA implications. HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),U.S. Trade Representative (USTR) 36000   0 0 2015-04-03T08:53:07.940000-04:00
1656063 HOLLAND & KNIGHT LLP ec844f4e-3251-4f88-bb89-2ff4bf0cd1ac Q1 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2015 first_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2015-04-03T13:59:39.740000-04:00
1656067 HOLLAND & KNIGHT LLP d31f2cd3-9769-44bf-8870-6fc56d8f9b7a Q1 HOLLAND & KNIGHT LLP 18466 DEPOSITORY TRUST & CLEARING CORPORATION 2015 first_quarter FIN Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the Dodd-Frank regulations with EU regulations. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2015-04-03T14:04:43.180000-04:00
1656529 FIDELITY NATIONAL FINANCIAL, INC. edb851ad-1828-4f37-a106-d784f986403e Q1 FIDELITY NATIONAL FINANCIAL, INC. 401103297 FIDELITY NATIONAL FINANCIAL, INC. 2015 first_quarter FIN Explaining what Black Knight Financial Services does and why it is important to the US economy; discussing the current regulatory burden on financial technology companies; explaining the negative impacts of a revised tax code on financial institutions HOUSE OF REPRESENTATIVES,SENATE   60000 0 0 2015-04-06T16:28:38.623000-04:00
1656570 ARIZONA STATE UNIVERSITY 81565d7b-b2df-448d-b9c3-ff19ddaf7ebf Q1 ARIZONA STATE UNIVERSITY 75397 ARIZONA STATE UNIVERSITY 2015 first_quarter FIN Negotiated rule making for University use of financial services such as bank cards. HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2015-04-06T18:12:08.370000-04:00
1656585 RICH FEUER ANDERSON dd311768-3d14-46e6-8446-34d7fa0a5c3e Q1 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2015 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including trade execution requirements for foreign exchange products. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-04-06T18:41:11.803000-04:00
1656596 RICH FEUER ANDERSON d1405e65-2cb8-4a99-9873-df4480393d2f Q1 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2015 first_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-04-06T19:06:16.650000-04:00
1656666 CASSIDY & ASSOCIATES, INC. 554c6dcb-358d-4d61-9f11-b85b8865f9b8 Q1 CASSIDY & ASSOCIATES, INC. 8453 AMERICAN SUPERCONDUCTOR 2015 first_quarter FIN Issue: seeking a TAX extender Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2015-04-07T10:37:20.080000-04:00
1656743 HUTTON STRATEGIES f3a8992d-5dfb-4cca-9828-dea56624252e Q1 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2015 first_quarter FIN Monitored implementation of recent SEC money market rules and impact on state and local governments. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2015-04-07T12:32:17.573000-04:00
1656754 CAPITOL LEGISLATIVE STRATEGIES LLC 882aac15-065d-42bf-8548-13b0492f26f5 Q1 CAPITOL LEGISLATIVE STRATEGIES LLC 400432093 LEADING BUILDERS OF AMERICA 2015 first_quarter FIN All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-04-07T13:16:58.683000-04:00
1656763 COMMERCE BANK 1bf35b6b-f011-4634-bf23-6d740e4037fc Q1 COMMERCE BANK 400728185 COMMERCE BANK 2015 first_quarter FIN Issues relating to legislation and regulation affecting the banking industry HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-04-07T13:44:08.193000-04:00
1656780 RICH FEUER ANDERSON 50a50231-445e-475b-838f-9a5415e5db74 Q1 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2015 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives, capital requirements and extraterritorial application. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-04-07T14:26:23.210000-04:00
1656822 RICH FEUER ANDERSON d462a283-23de-4b29-b7ca-a09b3289e02d Q1 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2015 first_quarter FIN Regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-04-07T15:03:53.707000-04:00
1657015 CAPITOL HILL STRATEGIES, LLC c9768d93-c32f-4ba0-a223-a63306803798 Q1 CAPITOL HILL STRATEGIES, LLC 91774 ALLY FINANCIAL, INC. 2015 first_quarter FIN Proposals regarding financial regulatory reform implementation- relating to consumer products and consumer financial protection. Financial Literacy & Education Efforts. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2015-04-07T18:31:10.870000-04:00
1657019 RICH FEUER ANDERSON 82e85b11-db3e-47ce-b655-7ab81a458a31 Q1 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2015 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2015-04-07T18:42:29.203000-04:00
1657156 THE VELASQUEZ GROUP, L.L.C. f1a27307-b98f-4980-82b9-3386878c9148 Q1 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2015 first_quarter FIN Monitoring the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; Oversight pertaining to the Financial Stability Oversight Council. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-04-08T11:26:49.497000-04:00
1657162 THE VELASQUEZ GROUP, L.L.C. e82ccea5-25ab-4064-a021-006047c6d248 Q1 THE VELASQUEZ GROUP, L.L.C. 53403 INVESTMENT COMPANY INSTITUTE 2015 first_quarter FIN Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2015-04-08T11:32:56.797000-04:00
1657167 THE VELASQUEZ GROUP, L.L.C. 81d8150c-538f-47da-9874-4789da1d3de2 Q1 THE VELASQUEZ GROUP, L.L.C. 53403 ELECTRONIC PAYMENTS COALITION 2015 first_quarter FIN Monitoring for any legislation pertaining to interchange and payment card systems. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-04-08T11:37:02.340000-04:00
1657321 CASSIDY & ASSOCIATES, INC. d133eeda-98c6-4d55-8c8a-f71d20bdb331 Q1 CASSIDY & ASSOCIATES, INC. 8453 SOCIETY OF ACTUARIES 2015 first_quarter FIN General legislative issues related to actuarial profession HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2015-04-08T13:35:28.170000-04:00
1657475 RICH FEUER ANDERSON 0c875626-64a1-4b5a-a398-2be81f9ec04a Q1 RICH FEUER ANDERSON 84775 KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) 2015 first_quarter FIN Regulations affecting trading of securities, including market structure issues. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-04-08T17:59:31.007000-04:00
1657482 RICH FEUER ANDERSON da6e3aaf-3e4f-4d2c-a70b-16ff58dc036e Q1 RICH FEUER ANDERSON 84775 LPL FINANCIAL CORPORATION 2015 first_quarter FIN Regulation of broker-dealers and harmonization of regulation of broker-dealers and investment advisers. Definition of "fiduciary" and application to brokers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-04-08T18:21:37.357000-04:00
1657485 RICH FEUER ANDERSON 40c04d45-8f25-4fe0-a854-91b10a1bf91c Q1 RICH FEUER ANDERSON 84775 INTERACTIVE DATA CORPORATION 2015 first_quarter FIN Regulation of securities markets, including provision of market data and valuation of fixed-income securities and illiquid instruments. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 40000   0 0 2015-04-08T18:27:38.690000-04:00
1657486 RICH FEUER ANDERSON 3eb9d1c2-97f2-4779-8afb-cbb5f24ea862 Q1 RICH FEUER ANDERSON 84775 SWIFT, INC. 2015 first_quarter FIN Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S. 269, the "Nuclear Weapon Free Iran Act of 2015," S.792, the "Nuclear Weapon Free Iran Act of 2015," and H.R. 757, the "North Korea Sanctions Enforcement Act of 2015." HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2015-04-08T18:39:40.580000-04:00
1657573 MILLER & CHEVALIER CHARTERED 03e2d9be-e763-4bff-87e7-c8bbc56c796f Q1 MILLER & CHEVALIER CHARTERED 25306 AMERICAN FIDELITY CORPORATION 2015 first_quarter FIN Legislation affecting financial services issues. HOUSE OF REPRESENTATIVES,SENATE 150000   0 0 2015-04-09T07:48:27.463000-04:00
1657733 CASSIDY & ASSOCIATES, INC. c33c5b74-52df-4944-adb0-332dfd9bc4fe Q1 CASSIDY & ASSOCIATES, INC. 8453 MGM RESORTS 2015 first_quarter FIN Terrorism Risk Insurance Program Reauthorization (H.R.2146 & S.2244) HOUSE OF REPRESENTATIVES,SENATE 120000   0 0 2015-04-09T12:14:14.907000-04:00
1657805 POLICY DIRECTIONS INC. c8081536-09cb-4b98-b856-3980e9034a61 Q1 POLICY DIRECTIONS INC. 31747 AMERICAN FEED INDUSTRY ASSOCIATION 2015 first_quarter FIN Issues related to regulation and oversight by the Commodity Futures Trading Commission; CFTC Reauthorization; Dodd-Frank Implementation; amendments; CFTC Rulemaking. Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade & Development Agency (USTDA),White House Office 20000   0 0 2015-04-09T13:11:06.600000-04:00
1657817 HOLCH & ERICKSON, LLP e8be08f5-73c4-430a-95f4-83444ea902b6 Q1 HOLCH & ERICKSON, LLP 305032 SHAREHOLDER COMMUNICATIONS COALITION 2015 first_quarter FIN Proxy voting and communications issues HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) 22500   0 0 2015-04-09T13:33:17.783000-04:00
1657830 SMITH GARSON FKA SMITH DAWSON & ANDREWS 5231afa3-39d8-4397-ba29-adacf4fbd59a Q1 SMITH GARSON FKA SMITH DAWSON & ANDREWS 35707 PUERTO RICO FEDERAL AFFAIRS ADMINISTRATION (PRFAA) 2015 first_quarter FIN HR 870 Centers For Medicare and Medicaid Services (CMS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE 120000   0 0 2015-04-09T13:49:28.070000-04:00
1657917 PHILLIP RIVERS f98b42f1-680d-4444-b61a-d21823b297bd Q1 PHILLIP RIVERS 401098065 FINANCIAL PLANNING COALITION 2015 first_quarter FIN Laws dealing with the regulation of the Financial Planning profession HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-04-09T15:14:52.207000-04:00
1658013 WATKINSON MILLER PLLC 0a5adb92-f596-4020-97c5-240b17e67a92 Q1 WATKINSON MILLER PLLC 24624 MONEX DEPOSIT COMPANY 2015 first_quarter FIN Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203); opposition to inclusion of cash markets under CFTC jurisdiction Commodity Futures Trading Commission (CFTC) 10000   0 0 2015-04-09T16:19:52.183000-04:00
1658019 RICH FEUER ANDERSON d0c4135b-7f36-4485-a190-f3e74f7665c1 Q1 RICH FEUER ANDERSON 84775 LONDON STOCK EXCHANGE GROUP PLC 2015 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application. Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2015-04-09T16:27:57.250000-04:00
1658076 RICH FEUER ANDERSON 51d769ba-9982-49ef-83d4-4e603a6654fe Q1 RICH FEUER ANDERSON 84775 ARGUS MEDIA, INC. 2015 first_quarter FIN Regulation of energy market information and price reporting agencies. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 50000   0 0 2015-04-09T17:10:39.747000-04:00
1658086 RICH FEUER ANDERSON 692ee82d-1b62-4073-8458-c6fb3fd57952 Q1 RICH FEUER ANDERSON 84775 BIPARTISAN POLICY CENTER ADVOCACY NETWORK 2015 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of systemically important institutions and Financial Stability Oversight Council designation procedures and transparency. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-04-09T17:23:46.710000-04:00
1658190 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 96b23927-6ad0-44e6-b77c-a5453da1fc2e Q1 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 400503478 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2015 first_quarter FIN Issues related to HR4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act Issues related to H.R. 4413 - Customer Protection and End User Relief Act Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   80000 0 0 2015-04-10T05:50:59.047000-04:00
1658263 VENABLE LLP 47496332-1669-405a-8500-6afed1fa9c64 Q1 VENABLE LLP 39941 NAVY MUTUAL AID ASSOCIATION 2015 first_quarter FIN Legislative and regulatory issues involving or impacting life insurance for members of the sea services. HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-04-10T10:07:02.187000-04:00
1658369 WARNER, NORCROSS + JUDD LLP f89159c9-42c5-47a0-b8d2-594aabeb47a0 Q1 WARNER, NORCROSS + JUDD LLP 401050963 ALLIANCE OF MERGER & ACQUISITION ADVISORS 2015 first_quarter FIN Creating simplified system of federal registration and regulation for broker-dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 2274. The Small Business, Mergers, Acquisitions and Sales Brokerage Simplification Act of 2013. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2015-04-10T11:39:21.543000-04:00
1658372 VENABLE LLP 649e0725-8bb7-4dcb-9114-9884fa434fcf Q1 VENABLE LLP 39941 VANTAGESCORE SOLUTIONS LLC 2015 first_quarter FIN Legislative and regulatory issues involving or impacting credit scores. H.R. 1002 - Free Access to Credit Scores Act of 2013. H.R. 2538 - The Credit Access and Inclusion Act. S.471 - Free Access to Credit Scores Act of 2013. CFPB's "Ability to Pay"/QM Rule. Inter Agency "Credit Risk Retention"/QRM Rule. Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of 80000   0 0 2015-04-10T11:43:23.910000-04:00
1658382 PACIFIC LIFE INSURANCE COMPANY a219878e-635a-46ee-b21d-e42370cd700c Q1 PACIFIC LIFE INSURANCE COMPANY 309754 PACIFIC LIFE INSURANCE COMPANY 2015 first_quarter FIN H.R. 4173, Wall Street Reform & Consumer Protection Act": Implementation of comprehensive financial regulatory reform, which was signed into law in July 2010. S. 1369: Discussion around implementation of the law to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance. Efforts by the DOL to implement a rulemaking that would expand the definition of fiduciary as far as investment advice with regard to ERISA plans. HOUSE OF REPRESENTATIVES,SENATE   170000 0 0 2015-04-10T11:57:32.297000-04:00
1658466 NATIONAL COOPERATIVE SERVICES CORPORATION 959993b2-b7d9-458d-9a03-491926ed8c53 Q1 NATIONAL COOPERATIVE SERVICES CORPORATION 400848499 NATIONAL COOPERATIVE SERVICES CORPORATION 2015 first_quarter FIN Clarification of the authority of the Federal Home Loan Banks to invest in rural infrastructure projects Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE   20000 0 0 2015-04-10T13:37:20.807000-04:00
1658487 NATIONAL COOPERATIVE SERVICES CORPORATION f094b33b-db69-4baf-be42-4aeda22c81f7 Q1 NATIONAL COOPERATIVE SERVICES CORPORATION 400848499 NATIONAL COOPERATIVE SERVICES CORPORATION 2015 first_quarter FIN Clarification of the authority of the Federal Home Loan Banks to invest in rural infrastructure projects Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE   20000 0 0 2015-04-10T13:59:37.473000-04:00
1658523 DUTKO WORLDWIDE, LLC 42765567-57d6-4913-892f-796bd2c7d19e Q1 DUTKO WORLDWIDE, LLC 12868 ACCENTURE FEDERAL SERVICES LLC 2015 first_quarter FIN Monitor financial service IT modernization. Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),SENATE,Treasury, Dept of 40000   0 0 2015-04-10T14:32:10.190000-04:00
1658536 VENABLE LLP 28eed258-5fbe-4e28-9a91-639292442d3b Q1 VENABLE LLP 39941 THE CLEARING HOUSE ASSOCIATION 2015 first_quarter FIN Monitoring financial services issues HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2015-04-10T14:36:14.700000-04:00
1658550 MERCURY PUBLIC AFFAIRS, LLC d19fdcab-8295-4c8b-a7f7-c254998d93f4 Q1 MERCURY PUBLIC AFFAIRS, LLC 70175 NAVIENT 2015 first_quarter FIN Monitored the Consumer Financial Protection Bureau with regard to their education loan issues HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-04-10T14:44:32.077000-04:00
1658558 VENABLE LLP 49b38d31-5264-4bfe-bce4-58b5e315d928 Q1 VENABLE LLP 39941 UNITED SERVICES AUTOMOBILE ASSOCIATION 2015 first_quarter FIN Monitoring financial services issues. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-04-10T14:48:38.790000-04:00
1658589 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS bbcd91aa-c864-4055-ae27-b6026fe0ee9b Q1 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2015 first_quarter FIN Community Bankers Association of Illinois Preliminary 2015 Federal Policy Priorities regarding - Too-Big-To-Fail Banks and Financial Firms, and Future Bailouts Tiered Regulations and Supervision for Community Banks Enhanced Security for Consumer Data (Data Breaches/Cyber security) Taxation of Credit Unions Farm Credit System Mortgage Lending Reform Housing Finance (GSE Secondary Market) Reform Tax, Accounting, and Auditing Changes Remaining Implementation of the Dodd-Frank Wall Street Reform Act (Dodd Frank or Act), Gains Made by Community Banks, Negative Effects De Novo Community Bank Formation Federal Home Loan Bank System Intervention in Monetary Policy Wall Street Insiders in Senior Administration Positions - Antonio Weiss nomination to Undersecretary of Treasury for Domestic Finance (House and Senate, CFPB, OCC, FHFA, FDIC) H.R. 37 - Promoting Job Creation and Reducing Small Business Burden Act - (Sections 301- thrift registration threshold) and Section 801 - Collateralized Loan Obligations) (House) H.R.601 - Eliminate Privacy Notice Confusion Act (all sections) Redundant privacy notices (House) Comment Letter - Federal Housing Finance Agency - FHFA Proposed Rules - Members of Federal Home Loan Banks, RIN 2590-AA39 (FHFA, FRB, FDIC, OCC, House, Senate) Comment Letter - CFPB - Amendments Relating to Small Creditors and Rural and Underserved Areas Under the Truth in Lending Act (Regulation Z) Docket No. CFPB-2015-0004 and RIN 3170-AA43 (letter one) (CFPB, House, Senate) Comment Letter - CFPB - Amendments Relating to Small Creditors and Rural and Underserved Areas Under the Truth in Lending Act (Regulation Z) Docket No. CFPB-2015-0004 and RIN 3170-AA43 (letter two) Expanded CFPB definition of underserved areas in the ATR/QM Rule to include various economically challenged areas (CFPB, House, Senate) Comment Letter - Board of Governors of the Federal Reserve System - Small Bank Holding Company Policy Statement: Capital Adequacy of Board Related Institutions; Bank Holding Companies; Savings … Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE   50000 0 0 2015-04-10T15:18:59.967000-04:00
1658622 HOLLAND & KNIGHT LLP 8bd44902-03cd-4864-a61c-b96dd30be4b7 Q1 HOLLAND & KNIGHT LLP 18466 THE DOW CHEMICAL COMPANY 2015 first_quarter FIN EX-IM Bank legislation. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2015-04-10T15:39:24.217000-04:00
1658792 MEHLMAN CONSULTING, INC. d1750224-6dbe-4b3d-95e6-145212753ed4 Q1 MEHLMAN CONSULTING, INC. 284950 VALEANT PHARMACEUTICAL NORTH AMERICA LLC 2015 first_quarter FIN Corporate structure. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2015-04-11T12:09:29.450000-04:00
1658942 FORSCEY, PLLC e90997e8-7e11-44fb-a0e2-27d51514c720 Q1 FORSCEY, PLLC 52880 NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS 2015 first_quarter FIN Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2015-04-13T09:26:45.460000-04:00
1659049 AARP ec5d127b-bed3-4e41-a65d-8ee0300947ad 1A AARP 1694 AARP 2015 first_quarter FIN H.R.1090, Retail Investor Protection Act - Sent letter in opposition to the Retail Investor Protection Act. Met with SEC staff and Chair to discuss imposing a fiduciary duty on borker/dealers. (no bill). Met SEC staff to discuss industry user fees as a method to fund the periodic examination of registered investment advisors. (no bill) Met with DOL and Administration staff to discuss updating the fiduciary standard under ERISA. (no bill) Discussed regulatory reform with Senate Banking Committee staff. (no bill) Discussed potential SEC and DOL fiduciary duty rules with Senate Banking Committee staff. (no bill) AARP testified before the SEC on the need to update the definition of accredited investor. (no bill) AARP testified before the SEC on the FINRA "CARDS" proposal. (no bill) AARP testified on the DOL fiduciary rule proposal. (no bill) Discussed insider trading issue with Congressional staff. (no bill) S.Con.Res. 11, Budget Resolution, FY 2016 - Lobbied to prevent delay in DOL and SEC rulemaking on fiduciary duty. Financial Services and General Government Appropriation, 2016 - Lobbied to prevent delay in rulemaking on fiduciary duty and against efforts to subject CFPB from annual appropriations review. Centers For Medicare and Medicaid Services (CMS),Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Federal Communications Commission (FCC),Federal Transit Administration (FTA),Food & Drug Administration (FDA),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),Veterans Affairs, Dept of (VA),White House Office   1860000 0 0 2015-04-13T10:45:53.880000-04:00
1659160 NAIOP 91b66a41-081d-4171-b309-2d6ed6073e33 Q1 NAIOP 26865 NAIOP 2015 first_quarter FIN H.R. 26 - Lobbied to extend the Terrorism Insurance Program. Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE   295706 0 0 2015-04-13T11:42:51.577000-04:00
1659243 PUBLIC CITIZEN 71790bcd-c6d0-4edc-a0bc-24be146a9f6a Q1 PUBLIC CITIZEN 32362 PUBLIC CITIZEN 2015 first_quarter FIN Revolving door legislation-financial services, Conflict of interest act-financial services, Financial Transaction tax, Financial reform, Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,White House Office   80000 0 0 2015-04-13T12:54:10.380000-04:00
1659548 ABB, INC. 67ea976e-76b8-433e-8ab5-9921d2f0885b Q1 ABB, INC. 55 ABB, INC. 2015 first_quarter FIN Ex-Im Reauthorization Energy, Dept of,HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR)   80000 0 0 2015-04-13T15:45:24.893000-04:00
1659633 AARP 5cfe5fae-7aaf-4ebf-a4dc-6ed32e448952 Q1 AARP 1694 AARP 2015 first_quarter FIN H.R.1090, Retail Investor Protection Act - Sent letter in opposition to the Retail Investor Protection Act. Met with SEC staff and Chair to discuss imposing a fiduciary duty on borker/dealers. (no bill). Met SEC staff to discuss industry user fees as a method to fund the periodic examination of registered investment advisors. (no bill) Met with DOL and Administration staff to discuss updating the fiduciary standard under ERISA. (no bill) Discussed regulatory reform with Senate Banking Committee staff. (no bill) Discussed potential SEC and DOL fiduciary duty rules with Senate Banking Committee staff. (no bill) AARP testified before the SEC on the need to update the definition of accredited investor. (no bill) AARP testified before the SEC on the FINRA "CARDS" proposal. (no bill) AARP testified on the DOL fiduciary rule proposal. (no bill) Discussed insider trading issue with Congressional staff. (no bill) S.Con.Res. 11, Budget Resolution, FY 2016 - Lobbied to prevent delay in DOL and SEC rulemaking on fiduciary duty. Financial Services and General Government Appropriation, 2016 - Lobbied to prevent delay in rulemaking on fiduciary duty and against efforts to subject CFPB from annual appropriations review. Centers For Medicare and Medicaid Services (CMS),Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Federal Communications Commission (FCC),Federal Transit Administration (FTA),Food & Drug Administration (FDA),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),Veterans Affairs, Dept of (VA),White House Office   1860000 0 0 2015-04-13T16:21:22.383000-04:00
1659777 COVINGTON & BURLING LLP 150a0831-539d-499a-b1f7-94a404e064b2 1A COVINGTON & BURLING LLP 11195 BROWN BROTHERS HARRIMAN 2015 first_quarter FIN Issues affecting banking institutions including regulation of derivatives HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-04-13T18:06:29.573000-04:00
1659779 COVINGTON & BURLING LLP ee1e9ea4-a001-4073-b4c6-25777d51ab60 Q1 COVINGTON & BURLING LLP 11195 ARVEST BANK 2015 first_quarter FIN Issues relating to banking institutions, including mortgage and mortgage servicing issues HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-04-13T18:16:32.267000-04:00
1659784 COVINGTON & BURLING LLP f775e8a7-b336-473e-a30c-b3d8ba7c11cc Q1 COVINGTON & BURLING LLP 11195 WELLS FARGO & CO 2015 first_quarter FIN issues affecting banking institutions including housing finance, the Dodd-Frank Act, and bank capital and liquidity reqirements. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-04-13T18:21:37.087000-04:00
1659785 COVINGTON & BURLING LLP 08f5ba83-fee9-4444-af83-788591b022b5 1A COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2015 first_quarter FIN Issues affecting banks, including housing issues and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens, and credit unions HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-04-13T18:26:38.627000-04:00
1659835 KEITH JOHNSON 34dae332-4891-4ad8-9330-a129b7966765 Q1 KEITH JOHNSON 401103504 TO LIVE 2015 first_quarter FIN Seeking to generate Congressional letter regarding World Bank road safety policies. HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-04-13T19:53:59.963000-04:00
1659907 MORRISON PUBLIC AFFAIRS GROUP 897bf858-d67f-44f7-809a-0dff52f15b80 Q1 MORRISON PUBLIC AFFAIRS GROUP 67193 ESSENT U.S. HOLDINGS, INC. 2015 first_quarter FIN Housing finance policy Mortgage insurance regulation and taxation Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office 80000   0 0 2015-04-13T23:10:39.027000-04:00
1659921 LCH.CLEARNET GROUP LIMITED dcbb94f7-cd9c-44fc-a226-898ea4195472 Q1 LCH.CLEARNET GROUP LIMITED 400785364 LCH.CLEARNET GROUP LIMITED 2015 first_quarter FIN CFTC reauthorization and DCO risk management, recovery and resolution Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   192751 0 0 2015-04-14T08:21:54.523000-04:00
1659952 AMERICAN GAMING ASSOCIATION 062e0645-ddbf-428c-a99f-27306194b35f Q1 AMERICAN GAMING ASSOCIATION 2434 AMERICAN GAMING ASSOCIATION 2015 first_quarter FIN BANK SECRECY ACT - AML COMPLIANCE Federal Emergency Management Agency (FEMA),Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of   350000 0 0 2015-04-14T09:14:18.230000-04:00
1659963 WILLIAMS AND JENSEN, PLLC 0ee1ddb0-9ed4-4cf2-a33c-208f39c04cf3 Q1 WILLIAMS AND JENSEN, PLLC 41454 GENWORTH FINANCIAL CORP. 2015 first_quarter FIN FHA loan limit expansion extension. Government sponsored enterprise reform legislation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-04-14T09:18:20.163000-04:00
1659987 KPMG LLP aa43540f-a24f-4731-aab0-19b107dd87a3 Q1 KPMG LLP 21893 KPMG LLP 2015 first_quarter FIN Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204) Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE   440000 0 0 2015-04-14T09:30:41.413000-04:00
1660002 WILLIAMS AND JENSEN, PLLC 7cde5cb6-2e02-4ece-9d0f-99423bf6f5be Q1 WILLIAMS AND JENSEN, PLLC 41454 BLOOMBERG LP 2015 first_quarter FIN General education about federal policies impacting biopharmaceutical development, approval, and reimbursement (including Medicare, Medicaid, Affordable Care Act issues). Developing policies for the Energy and Commerce 21st Century Cures legislative initiative. Supporting policies to strengthen the National Newborn Screening Program, H.R. 1281. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office 50000   0 0 2015-04-14T09:36:50.393000-04:00
1660003 WILLIAMS AND JENSEN, PLLC fbcc8b09-2ddd-4d56-a006-24ef94301958 Q1 WILLIAMS AND JENSEN, PLLC 41454 ELLIOTT MANAGEMENT 2015 first_quarter FIN Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2015-04-14T09:37:52.533000-04:00
1660012 WILLIAMS AND JENSEN, PLLC 14ba2cf3-d474-4428-92de-eab7dc7f22fe Q1 WILLIAMS AND JENSEN, PLLC 41454 MANAGED FUNDS ASSOCIATION 2015 first_quarter FIN Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2015-04-14T09:41:58.213000-04:00
1660014 WILLIAMS AND JENSEN, PLLC 8a4e40f2-2a74-4537-b346-c9fd65adf713 Q1 WILLIAMS AND JENSEN, PLLC 41454 OXFORD BIOCHRONOMETRICS 2015 first_quarter FIN Cybersecurity. HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-04-14T09:42:59.433000-04:00
1660018 WILLIAMS AND JENSEN, PLLC 8d260473-ab77-4de4-8024-b598d0cc5e52 Q1 WILLIAMS AND JENSEN, PLLC 41454 REINSURANCE ASSOCIATION OF AMERICA 2015 first_quarter FIN Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2015-04-14T09:44:01.353000-04:00
1660037 COZEN O'CONNOR PUBLIC STRATEGIES 42c13673-839e-4e0a-b7fd-3a75a5663eac Q1 COZEN O'CONNOR PUBLIC STRATEGIES 400459252 VIRGIN GALACTIC, LLC 2015 first_quarter FIN Issues related to Export-Import Bank financing and export controls for suborbital flight. Export-Import Bank of the United States (EXIM Bank) 30000   0 0 2015-04-14T10:05:14.687000-04:00
1660067 THE OPTIONS CLEARING CORPORATION bb9d5791-0e01-43b4-9235-d88ca43d946d Q1 THE OPTIONS CLEARING CORPORATION 66170 OPTIONS CLEARING CORPORATION 2015 first_quarter FIN Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market; Plan to increase equity capital at OCC. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   332690 0 0 2015-04-14T10:18:28.097000-04:00
1660091 WILLIAMS AND JENSEN, PLLC b4369174-e247-4122-b1e8-69245f7bdbf9 Q1 WILLIAMS AND JENSEN, PLLC 41454 NATIONAL ASSN OF STATE TREASURERS (NAST) 2015 first_quarter FIN Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans; money market fund regulation and local Government investment pools; liquidity coverage ratio; issues related to municipal securities regulations. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office 50000   0 0 2015-04-14T10:38:51.633000-04:00
1660110 WILLIAMS AND JENSEN, PLLC 53ebe38c-1fb6-475c-b1a9-a0484a808ca2 Q1 WILLIAMS AND JENSEN, PLLC 41454 GENERAL ELECTRIC COMPANY (PREVIOUSLY REPORTED AS GE AVIATION) 2015 first_quarter FIN Export-Import Bank Reauthorization; H.R. 597. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2015-04-14T10:43:01.987000-04:00
1660162 WILLIAMS AND JENSEN, PLLC 2d2eeced-4923-458f-afdb-35f3ded3196e Q1 WILLIAMS AND JENSEN, PLLC 41454 VISA 2015 first_quarter FIN Regulation of debit and credit card practices; financial literacy issues; cybersecurity and card technology. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-04-14T11:01:30.607000-04:00
1660180 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 76cef090-f1f5-4860-89a6-af669a1c88f9 Q1 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2015 first_quarter FIN Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   590000 0 0 2015-04-14T11:07:37.317000-04:00
1660203 DYKEMA GOSSETT PLLC 6c8218e0-e369-42f9-977e-7afa7b41af83 Q1 DYKEMA GOSSETT PLLC 12915 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 2015 first_quarter FIN Support Congressional oversight regarding Department of Labor fiduciary standard proposed rules. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-04-14T11:16:47.150000-04:00
1660287 LHD & ASSOCIATES, INC. 302584c9-9fb1-4f05-9da9-897b1479f9fa Q1 LHD & ASSOCIATES, INC. 400381749 GE COMPANY - TRANSPORTATION OPERATION COMPONENT 2015 first_quarter FIN H.R. 597 - Reform Exports & Expand the Economy Act H.R. 1031 - Promoting U.S. Jobs through the Exports Act S. 819 - Export-Import Bank Reform and Reauthorization Act of 2015 SENATE 20000   0 0 2015-04-14T11:49:30.160000-04:00
1660428 VENABLE LLP 07bdbd30-1cf8-4dd9-b3f1-23259bc1d7b5 Q1 VENABLE LLP 39941 ASSOCIATION FOR CORPORATE GROWTH, INC. 2015 first_quarter FIN Financial Institutions/Investments/SEC HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2015-04-14T13:24:13.340000-04:00
1660436 VENABLE LLP 77bbcb2f-3bdd-44e9-a439-b9c9f72dcac0 Q1 VENABLE LLP 39941 DUN & BRADSTREET 2015 first_quarter FIN Monitor homeland security, defense, financial regulatory Commerce, Dept of (DOC),Energy, Dept of,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR) 10000   0 0 2015-04-14T13:29:21.837000-04:00
1660581 WILLIAMS AND JENSEN, PLLC 364ca32b-d4e6-4268-b290-9e23f9705975 Q1 WILLIAMS AND JENSEN, PLLC 41454 PROSPECT CAPITAL CORPORATION 2015 first_quarter FIN Securities legislation impacting business development companies. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 10000   0 0 2015-04-14T14:28:12.643000-04:00
1660682 WILLIAMS AND JENSEN, PLLC b5b45cb7-365b-4888-88b6-a3f570ee81a9 Q1 WILLIAMS AND JENSEN, PLLC 41454 SECURITY TRADERS ASSOCIATION 2015 first_quarter FIN Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2015-04-14T14:57:22.920000-04:00
1660699 WILLIAMS AND JENSEN, PLLC 640fa0a9-1ff8-49b7-bfc9-0e49afb9a0c1 Q1 WILLIAMS AND JENSEN, PLLC 41454 TD AMERITRADE 2015 first_quarter FIN Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2015-04-14T15:00:36.650000-04:00
1660705 WILLIAMS AND JENSEN, PLLC 02c738d9-0ab3-45db-82b6-1dcb1c030fef Q1 WILLIAMS AND JENSEN, PLLC 41454 THE VANGUARD GROUP, INC. 2015 first_quarter FIN Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2015-04-14T15:00:40.387000-04:00
1660706 WEBMD HEALTH CORP. 42c338e5-6b07-42d5-93ca-060d241dd103 Q1 WEBMD HEALTH CORP. 55473 WEBMD HEALTH CORP 2015 first_quarter FIN Student loan rate security SENATE   10000 0 0 2015-04-14T15:01:41.980000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
Powered by Datasette · Queries took 1351.688ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API