lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
3,291 rows where filing_year = 2014 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1511112 | SMITH, COSTELLO & CRAWFORD 070753ed-b2a7-46c8-b024-0770967813e1 | Q1 | SMITH, COSTELLO & CRAWFORD | 35742 | INVESTMENT COMPANY INSTITUTE | 2014 | first_quarter | FIN | Mutual Fund Issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-03-24T14:09:59.767000-04:00 | |
| 1511113 | SMITH, COSTELLO & CRAWFORD 262e4f05-c34a-4e63-86e5-f5a3d83cc69f | Q1 | SMITH, COSTELLO & CRAWFORD | 35742 | FIDELITY INVESTMENTS | 2014 | first_quarter | FIN | Issues related to investment companies | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-03-24T14:14:00.557000-04:00 | |
| 1511135 | PUBLIC AFFAIRS RESOURCES, INC. d5d14d7e-7b48-4873-af20-2e7f0765ed37 | 1T | PUBLIC AFFAIRS RESOURCES, INC. | 31270 | PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ) | 2014 | first_quarter | FIN | H. Res. 97, Fees for Paper Statements HR 3385, Paper Savings Bond Legislation | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2014-03-26T09:19:45.223000-04:00 | |
| 1511359 | NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION 31488f32-e448-41a3-bdce-dade3991c145 | Q1 | NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION | 29460 | NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION | 2014 | first_quarter | FIN | Investor protection and small business capital formation. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2014-04-01T16:16:27.510000-04:00 | |
| 1511542 | PETER BLOCKLIN e16326b3-2c08-41cd-9284-a77ba1475d89 | Q1 | PETER BLOCKLIN | 401014864 | INSTITUTE OF INTERNATIONAL BANKERS | 2014 | first_quarter | FIN | SWAPS pushouts, Volcker Rule, National Treatment | SENATE | 0 | 0 | 2014-04-02T18:02:58.457000-04:00 | ||
| 1511558 | PETER BLOCKLIN 042c9383-60ba-4ef5-86f7-ae5264dbb790 | Q1 | PETER BLOCKLIN | 401014864 | CREDIT SUISSE SECURITIES,LLC | 2014 | first_quarter | FIN | Volcker Rule, SWAPS pushouts,National Treatment | SENATE | 6000 | 0 | 0 | 2014-04-03T09:48:11.560000-04:00 | |
| 1511644 | KATE MOSS 848c1995-e9aa-49cc-8b18-84c55300400c | Q1 | KATE MOSS | 25988 | MORGAN STANLEY | 2014 | first_quarter | FIN | Issues related to the implementation of Dodd/Frank | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2014-04-03T14:01:01.873000-04:00 | |
| 1511676 | PETER BLOCKLIN 11d507c3-906e-4803-b6af-15da16c1eacd | Q1 | PETER BLOCKLIN | 401014864 | FEDERATED INVESTORS INC. | 2014 | first_quarter | FIN | Money Market Funds | SENATE | 0 | 0 | 2014-04-03T17:29:25.947000-04:00 | ||
| 1511718 | CROWELL & MORING LLP a4ccd3a4-3868-4d2a-bd41-06937007fac8 | Q1 | CROWELL & MORING LLP | 11377 | INTL FCSTONE INC. | 2014 | first_quarter | FIN | Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-04-04T12:01:43.267000-04:00 | |
| 1511719 | CROWELL & MORING LLP 999892ae-7e19-42a6-972a-5e4b2035f605 | Q1 | CROWELL & MORING LLP | 11377 | FRANKLIN SQUARE HOLDINGS, L.P. D/B/A FRANKLIN SQUARE CAPITAL PARTNERS | 2014 | first_quarter | FIN | Investment Company Act of 1940. | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2014-04-04T12:01:43.877000-04:00 | |
| 1511820 | COVINGTON & BURLING LLP fb72aa62-29b7-46c0-b04c-02dc0d46d8aa | Q1 | COVINGTON & BURLING LLP | 11195 | AMERICAN BANKERS ASSOCIATION | 2014 | first_quarter | FIN | Issues affecting banks including housing issues, credit card issues, the Volcker Rule in the Dodd-Frank Act, amendments to the Dodd-Frank Act and credit union issues. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2014-04-04T16:25:27.913000-04:00 | |
| 1511827 | COVINGTON & BURLING LLP 51a95fe4-3b63-48c5-9588-27022186c646 | Q1 | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2014 | first_quarter | FIN | Issues affecting banking institutions, including the regulation of derivatives under the Dodd-Frank Act | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2014-04-04T16:33:31.077000-04:00 | |
| 1511828 | COVINGTON & BURLING LLP 7013e436-7745-4541-afcc-ffae0d3b1bfc | Q1 | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2014 | first_quarter | FIN | Issues affecting banks including housing issues, taxation of banks, capital, regulation of Systemically Important Financial Institutions and amendments to the Dodd-Frank Act. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-04-04T16:36:31.653000-04:00 | |
| 1511829 | COVINGTON & BURLING LLP 4fe691b9-b448-4659-a90f-005c9bb9100a | Q1 | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2014 | first_quarter | FIN | Issues affecting banking institutions including mortgage and mortgage servicing issues | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2014-04-04T16:42:32.197000-04:00 | |
| 1511844 | GOLDHABER POLICY SERVICES LLC 8e37aff5-c7d1-4961-aca1-d1c90b23e32b | Q1 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2014 | first_quarter | FIN | Discussions with treasury and other groups on next steps necessary to restore a affective private label mortgage securities market. There have been extensive discussions concerning GSE reform proposals particularly the Johnson Crapo amendment to S.1217 with industry participants and congressional staff. Discussion on issues and the agenda of FHFA. Discussions with CFPB staff on needed clarifications regarding qualified mortgages specifically changes to the affiliate title as it relates to the 3%. | Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2014-04-05T06:46:08.693000-04:00 | |
| 1511951 | CYBER SECURITY RESEARCH CONSULTANTS, LLC 04dd0b69-4f33-426e-8d13-80b010bacb88 | Q1 | CYBER SECURITY RESEARCH CONSULTANTS, LLC | 91694 | U.S. CHAMBER OF COMMERCE | 2014 | first_quarter | FIN | FY 15 Financial Services Appropriations Bill | HOUSE OF REPRESENTATIVES | 10000 | 0 | 0 | 2014-04-07T10:26:27.337000-04:00 | |
| 1512028 | PHILLIP RIVERS 25c0fceb-48f2-4b80-8d23-5e145dfac0e2 | Q1 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2014 | first_quarter | FIN | Issues relating to the regulation of financial planning professionals | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2014-04-07T14:37:08.657000-04:00 | |
| 1512040 | PACE, LLP 94c531e9-7a0f-44a6-ab77-9dad417ef64c | Q1 | PACE, LLP | 30495 | INDEPENDENT BANKERS ASSN OF TEXAS | 2014 | first_quarter | FIN | Financial Services, Implementation of Dodd-Frank Legislation Regulatory Reform Legislation Patent Reform Legislation Community Banking Relief Legislation | Consumer Product Safety Commission (CPSC),Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 10000 | 0 | 0 | 2014-04-07T15:09:47.490000-04:00 | |
| 1512138 | THE VELASQUEZ GROUP, L.L.C. 122aa9d5-4f9c-4cc5-8583-3012e4586a34 | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | ELECTRONIC PAYMENTS COALITION | 2014 | first_quarter | FIN | Monitoring for any legislation pertaining to interchange and payment card systems. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-04-07T17:05:57.973000-04:00 | |
| 1512148 | THE VELASQUEZ GROUP, L.L.C. d2948cac-c271-49fc-ac8b-659360bd5f71 | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2014 | first_quarter | FIN | Monitoring of H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under the Employee Retirement Income Security Act (ERISA) with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; Oversight pertaining to the Financial Stability Oversight Council. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2014-04-07T17:26:01.803000-04:00 | |
| 1512304 | THE VELASQUEZ GROUP, L.L.C. 2b797847-260c-4a60-bd10-5cf9770d1110 | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2014 | first_quarter | FIN | Congressional regulation of money market funds and oversight of federal agencies who regulate or may regulate them; Financial Services generally. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-04-08T09:57:55.133000-04:00 | |
| 1512315 | MALKIN & ROSS 485a6808-56e1-420d-9972-0174cb17a2c1 | Q1 | MALKIN & ROSS | 400390815 | ELLIOTT MANAGEMENT | 2014 | first_quarter | FIN | Argentine Debt | HOUSE OF REPRESENTATIVES | 10000 | 0 | 0 | 2014-04-08T10:21:59.753000-04:00 | |
| 1512646 | PENN AVENUE PARTNERS 34a9cbfc-823a-4b61-bbcb-68344bdc0d65 | Q1 | PENN AVENUE PARTNERS | 400918672 | WESTERN UNION | 2014 | first_quarter | FIN | Financial Services Integration | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2014-04-08T16:08:57.373000-04:00 | |
| 1512736 | CROWELL & MORING LLP 8376b06a-c01e-4a1e-baca-d83dc9b15a34 | Q1 | CROWELL & MORING LLP | 11377 | HALCYON ASSET MANAGEMENT LLC | 2014 | first_quarter | FIN | H. R. 3482, the Restoring Main Street Investor Protection and Confidence Act of 2013. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2014-04-09T08:32:43.830000-04:00 | |
| 1512786 | MILLER & CHEVALIER CHARTERED 26b5e43e-f0db-4bef-89e4-c128ed194463 | Q1 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2014 | first_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2014-04-09T10:04:09.493000-04:00 | |
| 1513008 | VENABLE LLP 122f230f-70d5-4d11-9ea4-b1d5a43197b2 | Q1 | VENABLE LLP | 39941 | NOBLE ENERGY, INC. | 2014 | first_quarter | FIN | Implementation of the Dodd-Frank Act | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2014-04-09T13:37:40.953000-04:00 | |
| 1513052 | VENABLE LLP 10b03287-9ddd-480c-9b96-9b1012dd643a | Q1 | VENABLE LLP | 39941 | STATE STREET BANK AND TRUST COMPANY | 2014 | first_quarter | FIN | Financial legislation. | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) | 20000 | 0 | 0 | 2014-04-09T14:17:07.890000-04:00 | |
| 1513140 | LAWRENCE J. ROMANS & ASSOCIATES, LLC 7c90f39f-0ecd-4614-82b9-b869dbb4a3f9 | Q1 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | CHARLES SCHWAB & CO INC | 2014 | first_quarter | FIN | Regulations on Money Market Funds; Department of Labor regulations on Fiduciary Duty for retirement plans | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-04-09T16:16:54.373000-04:00 | |
| 1513143 | LAWRENCE J. ROMANS & ASSOCIATES, LLC af3d3cfb-662a-49e0-bad7-cf684ec8d139 | Q1 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | JPMORGAN CHASE & CO. | 2014 | first_quarter | FIN | H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1256, the Swap Jurisdiction Certainty Act; H.R. 1341, Financial Competitive Act of 2013; H.R. 992, the Swaps Regulatory Improvement Act; HR 4164, Restoring Proven Financing for American Employers Act; Waters-Maloney letter on collateralized loan obligations | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2014-04-09T16:19:55.057000-04:00 | |
| 1513147 | LAWRENCE J. ROMANS & ASSOCIATES, LLC 208d14bc-fe72-4f95-b94e-2ca1366101ba | Q1 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | PRUDENTIAL FINANCIAL | 2014 | first_quarter | FIN | Regulations on capital standards for nondepository institutions; S. 1369, a bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2014-04-09T16:22:56.367000-04:00 | |
| 1513256 | D.C. POLICY GROUP, LLC ce534d25-c483-4289-a6cc-91d748d2d4ad | 1T | D.C. POLICY GROUP, LLC | 401103177 | FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) | 2014 | first_quarter | FIN | Regulation of broker-dealers, securities industry and markets. | HOUSE OF REPRESENTATIVES,SENATE | 45000 | 0 | 1 | 2014-04-10T09:21:39.720000-04:00 | |
| 1513260 | DOWNEY MCGRATH GROUP, INC. 803250dc-e9d6-437d-b976-3a37cfe93ec5 | Q1 | DOWNEY MCGRATH GROUP, INC. | 12573 | LAZARD GROUP LLC | 2014 | first_quarter | FIN | proposals related to comprehensive tax reform Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to securities holding companies | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2014-04-10T09:35:41.007000-04:00 | |
| 1513267 | D.C. POLICY GROUP, LLC 8b150c27-e8f8-488f-ac1f-1837ca1ea8fc | 1T | D.C. POLICY GROUP, LLC | 401103177 | CHICAGO BOARD OPTIONS EXCHANGE | 2014 | first_quarter | FIN | Regulation of securities and options markets | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2014-04-10T09:46:44.797000-04:00 | |
| 1513299 | THORSEN FRENCH ADVOCACY LLC 54adfea9-6811-4a5c-86a1-e82a171c5d8f | Q1 | THORSEN FRENCH ADVOCACY LLC | 400599826 | WESTERN UNION | 2014 | first_quarter | FIN | Scams directed at the elderly. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2014-04-10T10:05:57.233000-04:00 | |
| 1513471 | LARRY BLANCHARD fc55281c-c91b-4e40-8462-85e58d5c41aa | Q1 | LARRY BLANCHARD | 400470324 | TRUSTAGE | 2014 | first_quarter | FIN | Tax reform, data security, cyber security | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2014-04-10T12:58:06.287000-04:00 | |
| 1513496 | KBK CONSULTING GROUP 0b2b4e0d-e8ed-424e-8164-c19d93595a5f | Q1 | KBK CONSULTING GROUP | 401103178 | CASH AMERICA INTERNATIONAL | 2014 | first_quarter | FIN | H.R. 1566, Consumer Credit Access, Innovation, and Modernization Act | HOUSE OF REPRESENTATIVES,SENATE | 45000 | 0 | 0 | 2014-04-10T13:42:37.427000-04:00 | |
| 1513510 | CORNERSTONE GOVERNMENT AFFAIRS, INC. bd6c4f1f-6944-4c74-8003-6a28ef287fa2 | Q1 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | VISA | 2014 | first_quarter | FIN | Electronic payments | Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2014-04-10T13:50:22.840000-04:00 | |
| 1513554 | VENABLE LLP 1614de76-28b4-43c2-9263-e87eba8cd446 | Q1 | VENABLE LLP | 39941 | NAVY MUTUAL AID ASSOCIATION | 2014 | first_quarter | FIN | Legislative and regulatory issues involving or impacting life insurance for members of the sea services. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2014-04-10T14:21:40.727000-04:00 | ||
| 1513556 | VENABLE LLP 02003110-166e-4f66-8830-e99475e1191d | Q1 | VENABLE LLP | 39941 | VANTAGESCORE SOLUTIONS LLC | 2014 | first_quarter | FIN | Legislative and regulatory issues involving or impacting credit scores. H.R. 1002 - Free Access to Credit Scores Act of 2013. H.R. 2538 - The Credit Access and Inclusion Act. S.471 - Free Access to Credit Scores Act of 2013. CFPB's "Ability to Pay"/QM Rule. Inter Agency "Credit Risk Retention"/QRM Rule. | Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 70000 | 0 | 0 | 2014-04-10T14:24:41.710000-04:00 | |
| 1513583 | THE ASSOCIATION OF MORTGAGE INVESTORS 67d5a7f6-b5e8-48db-bb9f-07554b11950c | Q1 | THE ASSOCIATION OF MORTGAGE INVESTORS | 400614861 | THE ASSOCIATION OF MORTGAGE INVESTORS | 2014 | first_quarter | FIN | GSE Reform, Securitization, Servicing Standards, and, Eminent Domain. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 169000 | 0 | 0 | 2014-04-10T14:53:53.187000-04:00 | |
| 1513642 | ROBERT E. JULIANO ASSOCIATES 66368d96-a342-4573-9477-27d351f12466 | Q1 | ROBERT E. JULIANO ASSOCIATES | 20972 | UNITEHERE | 2014 | first_quarter | FIN | FIN - Financial - Monitoring efforts regaridng any changes in the Dodd-Frank Bill. | HOUSE OF REPRESENTATIVES,SENATE | 45000 | 0 | 0 | 2014-04-10T15:54:16.797000-04:00 | |
| 1513829 | CAPITOL COUNSEL LLC c069eafc-3b9a-4334-b3fb-b83e8a3b8af4 | Q1 | CAPITOL COUNSEL LLC | 313715 | VITOL | 2014 | first_quarter | FIN | Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-04-11T09:20:33.447000-04:00 | |
| 1513830 | CAPITOL COUNSEL LLC 8d100f6e-4239-4b88-bcb9-25c84973c80c | Q1 | CAPITOL COUNSEL LLC | 313715 | TRADEWEB | 2014 | first_quarter | FIN | Monitor issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2014-04-11T09:22:34.417000-04:00 | |
| 1513831 | CAPITOL COUNSEL LLC fd9e8397-ed0c-44c7-b4bb-d9d2d769d71b | Q1 | CAPITOL COUNSEL LLC | 313715 | OPTINUITY ALLIANCE RESOURCES CORPORATION | 2014 | first_quarter | FIN | Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2014-04-11T09:23:34.897000-04:00 | |
| 1513832 | CAPITOL COUNSEL LLC caaab8ff-526b-44b9-8e64-34425f9e2963 | Q1 | CAPITOL COUNSEL LLC | 313715 | NOBLE AMERICAS | 2014 | first_quarter | FIN | Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2014-04-11T09:24:35.380000-04:00 | |
| 1513841 | THE WASHINGTON TAX & PUBLIC POLICY GROUP ec8fe4b7-f75c-40ab-84e6-bc9e3f5f722a | Q1 | THE WASHINGTON TAX & PUBLIC POLICY GROUP | 294930 | CATERPILLAR INC | 2014 | first_quarter | FIN | Related to specific projects approved by the Export-Import Bank of the United States. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-04-11T09:34:40.933000-04:00 | |
| 1513847 | SIEMENS CORPORATION 614b8670-1b7f-4700-ad46-a6570e61a532 | Q1 | SIEMENS CORPORATION | 35263 | SIEMENS CORPORATION | 2014 | first_quarter | FIN | Financial Services Regulatory Reform; Dodd/Frank SEC Requirements Concerning Conflict Minerals Implementation of H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009 S. 3480 (margin exemption to Dodd/Frank) and H.R. 2682 (margin exemption to Dodd/Frank) SEC disclosure provisions under Section 13 of the Exchange Act. | Centers For Medicare and Medicaid Services (CMS),Commerce, Dept of (DOC),Council on Environmental Quality (CEQ),Education, Dept of,Energy, Dept of,Environmental Protection Agency (EPA),Export-Import Bank of the United States (EXIM Bank),Federal Energy Regulatory Commission (FERC),Federal Railroad Administration,Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Security Council (NSC),SENATE,State, Dept of (DOS),Substance Abuse & Mental Health Services Administration (SAMHSA),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office | 1347244 | 0 | 0 | 2014-04-11T09:45:45.793000-04:00 | |
| 1513869 | ONE ACTION 861be901-40d5-4b6d-b6ce-81333a103181 | Q1 | ONE ACTION | 400615867 | ONE ACTION | 2014 | first_quarter | FIN | Extractive transperancy: implementation of the Cardin-Lugar amendment to the Dodd-Frank law: Section 1504 | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Natl Security Council (NSC),Office of Management & Budget (OMB),Overseas Private Investment Corp (OPIC),SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Agency for International Development (USAID),White House Office | 694623 | 0 | 0 | 2014-04-11T09:55:50.797000-04:00 | |
| 1513878 | KPMG LLP 6120af3f-f4c5-4cc4-8140-c25862f0b32c | Q1 | KPMG LLP | 21893 | KPMG LLP | 2014 | first_quarter | FIN | Regulation of Municipal Advisors, H.R. 707; SEC Regulatory Accountability Act, H.R. 1062. Municipal Advisory Relief Act of 2013, S. 710 | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE | 440000 | 0 | 0 | 2014-04-11T10:07:56.317000-04:00 | |
| 1513892 | THE WALTER GROUP d8c29e98-4e03-47d5-959e-fda43e62fd27 | Q1 | THE WALTER GROUP | 309537 | JPMORGAN CHASE & CO | 2014 | first_quarter | FIN | Dodd Frank General tax issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-04-11T10:17:59.633000-04:00 | |
| 1513994 | CORNERSTONE GOVERNMENT AFFAIRS, INC. 1a67927f-c5a3-4d9a-9a3e-3fde5a81a98d | Q1 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | HUNT DEVELOPMENT GROUP LLC | 2014 | first_quarter | FIN | Public / Private Partnerships | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2014-04-11T11:23:32.010000-04:00 | |
| 1514009 | CORNERSTONE GOVERNMENT AFFAIRS, INC. a0e979df-fc08-4a75-8c45-04929d91c337 | 1A | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | HUNT DEVELOPMENT GROUP LLC | 2014 | first_quarter | FIN | Public / Private Partnerships | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2014-04-11T11:35:36.307000-04:00 | |
| 1514020 | NOMURA HOLDING AMERICA INC. 8775e806-8823-4058-9022-1f68e8bc9ab9 | Q1 | NOMURA HOLDING AMERICA INC. | 400609851 | NOMURA HOLDING AMERICA INC. | 2014 | first_quarter | FIN | General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayer and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainly Act H.R. 677, the Inter-Affiliate Swap Clarification Act GSE Reform | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 90000 | 0 | 0 | 2014-04-11T11:37:39.010000-04:00 | |
| 1514082 | VENABLE LLP 7409710c-3362-47db-8fb7-121bc71e9dab | Q1 | VENABLE LLP | 39941 | ASSOCIATION FOR CORPORATE GROWTH, INC. | 2014 | first_quarter | FIN | The Small Business Capital Access and Job Preservation Act (H.R. 1105), provisions relating to regulation of private equity funds; issues affecting private equity in reform of Dodd-Frank Act; issues relating to tax treatment of private equity funds. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2014-04-11T12:01:00.997000-04:00 | |
| 1514243 | WATKINSON MILLER PLLC e9e5de13-0f8d-46b6-a27d-561205315596 | Q1 | WATKINSON MILLER PLLC | 24624 | MONEX DEPOSIT COMPANY | 2014 | first_quarter | FIN | Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203); opposition to inclusion of cash markets under CFTC jurisdiction | Commodity Futures Trading Commission (CFTC) | 0 | 0 | 2014-04-11T14:15:51.640000-04:00 | ||
| 1514492 | OLSON ADVOCACY GROUP LLC dbe00f75-9d84-4779-980d-91cf80a1e581 | Q1 | OLSON ADVOCACY GROUP LLC | 400833471 | POTOMAC PARTNERS LLC ON BEHALF OF COMPLIANCE MANAGEMENT SERVICES LLC | 2014 | first_quarter | FIN | SAFE Act | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 5000 | 0 | 0 | 2014-04-12T16:52:10.280000-04:00 | |
| 1514572 | WYMAN CONSULTING fe8d80d8-2fa0-4692-81d7-a7b22692e60c | Q1 | WYMAN CONSULTING | 297077 | THE STEPHENS GROUP, LLC | 2014 | first_quarter | FIN | Financial reform legislation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2014-04-13T21:35:28.320000-04:00 | |
| 1514599 | TRIOPTIMA AB ce03fde8-f34e-4799-b6a9-c59feb26c5a6 | Q1 | TRIOPTIMA AB | 400946732 | TRIOPTIMA AB | 2014 | first_quarter | FIN | Discussions regarding the clearing requirements for certain classes of interest rate swaps (IRS). The rule requires the identified classes of IRS be cleared by a derivatives clearing organization registered with the CFTC and provides guidance on the process required with such clearing requirements. RIN 3038-AD86. | Commodity Futures Trading Commission (CFTC) | 0 | 0 | 2014-04-14T08:06:33.537000-04:00 | ||
| 1514617 | HUTTON STRATEGIES f531e365-1ecc-47a0-b1f8-16a10b95e663 | Q1 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2014 | first_quarter | FIN | Issues related to money market reforms and House and Senate oversight of the SEC. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-04-14T08:59:37.837000-04:00 | |
| 1514644 | GPC ASSOCIATES LLC 8b9a3425-9194-4e85-b91b-5d5ad625a04b | Q1 | GPC ASSOCIATES LLC | 400660985 | ELLIOTT MANAGEMENT CORPORATION | 2014 | first_quarter | FIN | General U.S. policy relating to Argentina debt | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2014-04-14T10:00:50.397000-04:00 | |
| 1514711 | BECKER & POLIAKOFF, P.A. 7fa781d7-dc67-437c-b354-723a3ab90838 | Q1 | BECKER & POLIAKOFF, P.A. | 283696 | MARSHA PESHKIN | 2014 | first_quarter | FIN | Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2014-04-14T10:52:15.457000-04:00 | ||
| 1514716 | MJWT CONSULTING fadfe820-d026-4263-8bf1-3755e62bc654 | Q1 | MJWT CONSULTING | 69696 | THE KEELEN GROUP, LLC | 2014 | first_quarter | FIN | Unintended consequences related to seller financing of real estate which have arisen as a result of Dodd-Frank and the SAFE Act | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2014-04-14T10:54:18.377000-04:00 | ||
| 1514735 | WINSTON & STRAWN LLP c3488856-f849-4845-aea3-5456d65ab613 | Q1 | WINSTON & STRAWN LLP | 41682 | GENERAL MOTORS INVESTMENT MANAGEMENT CORPORATION | 2014 | first_quarter | FIN | Implementation of the Wall Street Reform and Consumer Protection Act; protections for customer collateral | Commodity Futures Trading Commission (CFTC) | 0 | 0 | 2014-04-14T11:09:24.453000-04:00 | ||
| 1514881 | WEBMD HEALTH CORP. 7a6ceac3-1295-46bb-8198-d7c037e896e6 | Q1 | WEBMD HEALTH CORP. | 55473 | WEBMD HEALTH CORP | 2014 | first_quarter | FIN | Student loan rate security | SENATE | 30000 | 0 | 0 | 2014-04-14T12:12:07.220000-04:00 | |
| 1514892 | MERCURY PUBLIC AFFAIRS, LLC 9398cb04-a1c7-46f9-8677-ff614fb4d7bd | Q1 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | SALLIE MAE, INC. | 2014 | first_quarter | FIN | Lobbied in support of fair value accounting, especially H.R. 1872, Budget and Accounting Transparency Act of 2014 | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2014-04-14T12:13:09.937000-04:00 | |
| 1514917 | JENKINS HILL CONSULTING, LLC 2e052e84-572c-47f7-87da-83de989755f1 | Q1 | JENKINS HILL CONSULTING, LLC | 303575 | EQUITABLE (FORMERLY AXA FINANCIAL) | 2014 | first_quarter | FIN | Implementation of Dodd Frank Wall Street Reform Act | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2014-04-14T12:21:35.377000-04:00 | |
| 1515000 | JENKINS HILL CONSULTING, LLC ecdbad98-981b-4f90-b30d-dd16f4f34590 | Q1 | JENKINS HILL CONSULTING, LLC | 303575 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2014 | first_quarter | FIN | Implementation of Dodd Frank Wall Street Reform Act | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2014-04-14T13:02:47.330000-04:00 | |
| 1515003 | CONFRERE STRATEGIES, LLC 9db5c545-fe31-4d45-b2df-f840ae7412a9 | Q1 | CONFRERE STRATEGIES, LLC | 40025211 | STATE FARM INSURANCE COMPANIES | 2014 | first_quarter | FIN | Dodd- Frank Wall Street and Consumer Protection Act (PL 111-203) - Implementation issues, including capital rules, Collins amend Financial Services Regulatory Reform - Issues in General; Federal Insurance Office - oversight issues and Modernization report Privacy, Data Security, and Data Breach Notification Terrorism Risk Insurance - extension/modification of legislatiton | HOUSE OF REPRESENTATIVES,SENATE | 12000 | 0 | 0 | 2014-04-14T13:05:39.987000-04:00 | |
| 1515017 | LUSSIER, GREGOR, VIENNA & ASSOCIATES f7fc119e-2837-4794-b046-addd5df43dec | Q1 | LUSSIER, GREGOR, VIENNA & ASSOCIATES | 40065 | CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | 2014 | first_quarter | FIN | Support for the Dodd-Frank Act; including opposition to legislation that would undermine or weaken the original act. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 10000 | 0 | 0 | 2014-04-14T13:14:46.423000-04:00 | |
| 1515034 | JENKINS HILL CONSULTING, LLC 03b38a01-09b4-4262-aace-c8154b81f731 | Q1 | JENKINS HILL CONSULTING, LLC | 303575 | CONSUMERS FOR CHOICE | 2014 | first_quarter | FIN | Implementation of Dodd Frank regulation | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2014-04-14T13:23:53.423000-04:00 | |
| 1515044 | RICH FEUER ANDERSON 6b573de2-59e7-4957-acb2-f8ced18afa12 | Q1 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2014 | first_quarter | FIN | Imposition of sanctions with respect to institutions in other countries, including H.R. 850, the "Nuclear Iran Prevention Act of 2013," H.R. 1771, the "North Korea Sanctions Enforcement Act of 2013," and H.R. 4152 and S.2124, the "Support for the Sovereignty, Integrity, Democracy, and Economic Stability of Ukraine Act of 2014." | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS) | 60000 | 0 | 0 | 2014-04-14T13:29:54.267000-04:00 | |
| 1515209 | MOFFETT GROUP, LLC e2e64d5e-48cf-4696-9c57-976f84e04dc9 | Q1 | MOFFETT GROUP, LLC | 82578 | PERSHING SQUARE CAPITAL MANAGEMENT, L.P. | 2014 | first_quarter | FIN | Issues relating to enforcement of consumer protection laws and securities regulations relating to pyramid schemes. | HOUSE OF REPRESENTATIVES,SENATE | 36000 | 0 | 0 | 2014-04-14T14:27:50.563000-04:00 | |
| 1515241 | ACG ADVOCACY 193465f8-e8f2-4a7c-8740-674352a8d4b2 | Q1 | ACG ADVOCACY | 2057 | ASSOCIATION OF MORTGAGE INVESTORS | 2014 | first_quarter | FIN | Financial Services Issues. Path Act. Financial Regulation Reform. S. 1217: Housing Finance Reform and Taxpayer Protection Act of 2013. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 140000 | 0 | 0 | 2014-04-14T14:37:00.127000-04:00 | |
| 1515252 | CORNERSTONE GOVERNMENT AFFAIRS, INC. a755e22b-566a-478c-b853-da08f8cc5d4c | Q1 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | CUSTODIA FINANCIAL | 2014 | first_quarter | FIN | monitor the issues relateted to retirement plans | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2014-04-14T14:43:04.407000-04:00 | ||
| 1515296 | EQUIPMENT LEASING AND FINANCE ASSOCIATION 229147a9-9667-44b3-acb1-52aa6e87b9dc | Q1 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2014 | first_quarter | FIN | Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (P.L. 111-203): Section 1071 ECOA data collection SEC Release 33-9568; 34-71830; File S7-08-10: Data disclosure for asset-backed securities | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 110000 | 0 | 0 | 2014-04-14T14:50:17.313000-04:00 | |
| 1515523 | MERCURY PUBLIC AFFAIRS, LLC 55c09aed-d68b-4ee8-acf0-7a4043aa2c5d | Q1 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | GERSON LEHRMAN GROUP | 2014 | first_quarter | FIN | Following financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-04-14T15:32:32.403000-04:00 | |
| 1515534 | DUTKO WORLDWIDE, LLC 665410ed-a06c-405a-b6d6-ef76a256a0bf | Q1 | DUTKO WORLDWIDE, LLC | 12868 | CITGO PETROLEUM CORPORATION | 2014 | first_quarter | FIN | Monitor regulations developed pursuant to and legislation related to the Wall Street Reform and Consumer Protection Act of 2009 of interest to refineries. | Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 100000 | 0 | 0 | 2014-04-14T15:40:37.607000-04:00 | |
| 1515568 | SOBBA PUBLIC, LLC be65cf5a-3dd8-4ad8-9b32-157e4c51dfba | Q1 | SOBBA PUBLIC, LLC | 316797 | VIRTU FINANCIAL, LLC | 2014 | first_quarter | FIN | Issues related to electronic market making in securities and derivatives. | Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC) | 30000 | 0 | 0 | 2014-04-14T15:50:44.920000-04:00 | |
| 1515604 | HOLLAND & KNIGHT LLP 6d3f53be-9333-418b-8674-22bee1460058 | Q1 | HOLLAND & KNIGHT LLP | 18466 | DEPOSITORY TRUST & CLEARING CORPORATION | 2014 | first_quarter | FIN | Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the Dodd-Frank regulations with EU regulations; HR 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 and cybersecurity. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-04-14T16:03:57.810000-04:00 | |
| 1515703 | AMERICAN BAKERS ASSOCIATION 6f7251e9-eb1e-4feb-8b1c-5bef90d53f9d | Q1 | AMERICAN BAKERS ASSOCIATION | 1774 | AMERICAN BAKERS ASSOCIATION | 2014 | first_quarter | FIN | Commodity Futures Trading Regulation- Position Limit Regulations | Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Commodity Futures Trading Commission (CFTC),Environmental Protection Agency (EPA),Federal Trade Commission (FTC),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Transportation, Dept of (DOT) | 12759 | 0 | 0 | 2014-04-14T16:43:28.543000-04:00 | |
| 1515722 | DYKEMA GOSSETT PLLC 19af7226-9b31-44b6-be71-067c2b760bf3 | Q1 | DYKEMA GOSSETT PLLC | 12915 | JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | 2014 | first_quarter | FIN | Support Congressional oversight regarding Department of Labor fiduciary standard proposed rules. | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2014-04-14T16:49:34.327000-04:00 | |
| 1515726 | DALY CONSULTING GROUP 1972bca6-1034-40c4-a127-95a131e8cd1e | Q1 | DALY CONSULTING GROUP | 400923683 | INVESTMENT COMPANY INSTITUTE | 2014 | first_quarter | FIN | Issues related to investment companies. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2014-04-14T16:50:21.780000-04:00 | |
| 1515747 | DALY CONSULTING GROUP deba1eaf-5e8c-4a5c-b11a-73eaca07e2ed | Q1 | DALY CONSULTING GROUP | 400923683 | CITADEL LLC | 2014 | first_quarter | FIN | Issues related to the capital markets. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2014-04-14T17:00:29.623000-04:00 | |
| 1515774 | DALY CONSULTING GROUP af6ce22e-32d8-4e14-89d0-dbb31dc8c340 | Q1 | DALY CONSULTING GROUP | 400923683 | FMR LLC ("FIDELITY INVESTMENTS") | 2014 | first_quarter | FIN | Issues related to investment companies | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2014-04-14T17:11:38.437000-04:00 | |
| 1515794 | DALY CONSULTING GROUP 906ecf7c-01f1-444b-afd0-d495c030b9ea | Q1 | DALY CONSULTING GROUP | 400923683 | CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC | 2014 | first_quarter | FIN | Issues related to the capital markets | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2014-04-14T17:21:43.623000-04:00 | |
| 1515814 | FARM CREDIT BANK OF TEXAS 440288cd-0d41-4f7f-bf14-1fe6752493d5 | Q1 | FARM CREDIT BANK OF TEXAS | 14143 | FARM CREDIT BANK OF TEXAS | 2014 | first_quarter | FIN | H.R. 1947, the Federal Agriculture Reform and Risk Management Act of 2013, provisions concerning the Federal Farm Credit System; S. 954 Agriculture Reform, Food and Jobs Act of 2013, provisions concerning the Federal Farm Credit System; H.R.2410 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014, provisions concerning the Federal Farm Credit System. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2014-04-14T17:32:57.857000-04:00 | |
| 1515840 | RICH FEUER ANDERSON a2d161ea-14d1-4730-a2c2-74a4e4c899ec | Q1 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2014 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010" and the "Jumpstart Our Business Startups Act," including regulation of broker-dealers. Investor protection and investor education initiatives. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-04-14T18:16:05.700000-04:00 | |
| 1516041 | FORSCEY, PLLC aab980f7-73bc-4184-938c-31bc7ef70a56 | Q1 | FORSCEY, PLLC | 52880 | NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS | 2014 | first_quarter | FIN | Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2014-04-15T10:19:05.870000-04:00 | |
| 1516106 | TORREY ADVISORY GROUP (FORMERLY MICHAEL TORREY ASSOCIATES, LLC) f1517afa-e6c6-46a9-a150-e5e1442ec457 | 1T | TORREY ADVISORY GROUP (FORMERLY MICHAEL TORREY ASSOCIATES, LLC) | 297033 | LCH.CLEARNET GROUP LIMITED | 2014 | first_quarter | FIN | Commodity Exchange Act Reauthorization. Proposed Dodd-Frank implementation rules related to Titles VII and VIII. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2014-04-15T10:34:30.560000-04:00 | |
| 1516114 | TORREY ADVISORY GROUP (FORMERLY MICHAEL TORREY ASSOCIATES, LLC) fb7b898a-01f1-4ebf-86a7-7f96c75a4828 | Q1 | TORREY ADVISORY GROUP (FORMERLY MICHAEL TORREY ASSOCIATES, LLC) | 297033 | OPTIONS CLEARING CORPORATION | 2014 | first_quarter | FIN | Commodity Exchange Act reauthorization. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-04-15T10:34:33.357000-04:00 | |
| 1516215 | JOHN T. O'ROURKE d5b783d2-5f86-41b7-acfd-78bbf843cdff | Q1 | JOHN T. O'ROURKE | 29937 | THE TRAVELERS COMPANIES, INC. AND SUBSIDIARIES | 2014 | first_quarter | FIN | Dodd-Frank implementation and oversight. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2014-04-15T10:51:08.747000-04:00 | |
| 1516259 | ASSOCIATION FOR CORPORATE GROWTH, INC. 8536bc3e-b4d5-49b4-b433-96df21cda1a1 | Q1 | ASSOCIATION FOR CORPORATE GROWTH, INC. | 401103169 | ASSOCIATION FOR CORPORATE GROWTH, INC. | 2014 | first_quarter | FIN | Legislation affecting the regulation of financial services; H.R. 1105 - the Small Business Capital Access and Job Preservation Act; S.1923/H.R. 2274 - the Small Business Mergers, Acquistions, Sales and Brokerage Simplification Act; Dodd-Frank Act & JOBS Act regulations affecting private equity firms and M&A brokers; financial policies related to the Volcker Rule. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 40000 | 0 | 0 | 2014-04-15T11:00:26.700000-04:00 | |
| 1516360 | PROSKAUER ROSE LLP d0fcac96-fab0-4ca3-a425-99a6e404067a | Q1 | PROSKAUER ROSE LLP | 32327 | NATIONAL VENTURE CAPITAL ASSOCIATION | 2014 | first_quarter | FIN | Regulation D proposed rule changes; Municipal Advisor rules | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2014-04-15T11:33:00.417000-04:00 | |
| 1516461 | HOLLAND & KNIGHT LLP 22677f44-8c71-4941-a665-7ae68e089eca | Q1 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2014 | first_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2014-04-15T11:54:27.950000-04:00 | |
| 1516592 | HOLLAND & KNIGHT LLP 79c41a56-6f54-40ce-ac8f-d62d611d6a64 | Q1 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2014 | first_quarter | FIN | Policy issues related to data breach and cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-04-15T12:32:06.403000-04:00 | |
| 1516606 | CAPITOLOGIC LLC cb93c4d3-30f3-4cac-a7b1-8d29d7872cc4 | Q1 | CAPITOLOGIC LLC | 400426045 | NATIONAL GYPSUM COMPANY | 2014 | first_quarter | FIN | Derivative reform | Army, Dept of (Corps of Engineers),Consumer Product Safety Commission (CPSC),Energy, Dept of,Environmental Protection Agency (EPA),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2014-04-15T12:41:09.717000-04:00 | |
| 1516624 | VENABLE LLP 9450e192-54b9-4181-918e-392aa739ba4c | Q1 | VENABLE LLP | 39941 | DUN & BRADSTREET | 2014 | first_quarter | FIN | Monitor homeland security, defense, financial regulatory | Commerce, Dept of (DOC),Energy, Dept of,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR) | 20000 | 0 | 0 | 2014-04-15T13:02:16.933000-04:00 | |
| 1516745 | CAPITOL COUNSEL LLC bc72dbd5-9861-4996-9cdb-fd0461da0dbf | Q1 | CAPITOL COUNSEL LLC | 313715 | THE BLACKSTONE GROUP | 2014 | first_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; private equity, derivatives legislation, energy issues, SEC/CFTC regulations, FDIC Financial Institution Regulatory issues, Place Agency Regulatory issues and regulatory reform; issues pertaining to business holdings; issues related to tax reform initiatives; and the taxation of carried interest and publicly traded partnership. | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 270000 | 0 | 0 | 2014-04-15T13:55:59.527000-04:00 | |
| 1516767 | CAPITOL COUNSEL LLC 9dd85ee8-efe8-464f-87c3-690b9d5363cd | Q1 | CAPITOL COUNSEL LLC | 313715 | CIT GROUP (NJ) LCC | 2014 | first_quarter | FIN | Monitoring financial services and tax related issues. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2014-04-15T14:04:04.967000-04:00 | |
| 1516779 | CAPITOL COUNSEL LLC c51ae9e6-c928-4897-8a9e-2e4b2f7709a3 | Q1 | CAPITOL COUNSEL LLC | 313715 | PRINCIPAL FINANCIAL GROUP | 2014 | first_quarter | FIN | Public Law 111-203, HR 4173- Dodd Frank Wall Street Reform and Consumer Protection Act implementation and regulatory reform. HR 634: Business Risk mitigation and Price-Stabilization Act of 2013- Amends the Commodity Exchange Act (CEA) to exempt, from the rules of prudential regulators for swap dealers and major swap participants with respect to initial and variation margin requirements for swaps not cleared by a registered derivatives clearing organization, those swaps in which one of thecounterparties: (1) Is eligible for an exception from clearing requirements for certain significant price discovery agreements, contracts, or transactions in a commodity exempt from regulation by the Commodity Futures Trading Commission (CFTC); or (2)satisfies specified criteria governing treatment of affiliates in connection with clearing requirements. HR 992: To amend provisions in Section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal Futures Trading Commission (CFCT), before promulgating a regulation or issuing an order, consider the cost and benefits of the action. Requires the CFCT, through the Office of the Chief Economist, to (1) assess the cost and benefits, both qualitative and quantitative, of an intended regulation; and (2) propose or adopt a regulation only on a reasoned determination that the benefits justify the cost. HR 1256: Swap Jurisdiction Certainty Act- Directs the Securities and determination on that the benefits justify the cost. HR 1256: Swap Jurisdiction Certainty Act- Directs the Securities and Exchange Commission (SEC) and the Commodity (CFCT) to issue rules jointly governing the application of swaps requirements of the Securities Exchange Act of 1934 and the Commodity Exchange Act, respectively, in connection with swaps and security-based swaps transacted between U.S. persons and non-U.S. persons. HR 2374: Retail Investor Protection Act- To amend the Securities Exchange Act of 1934 to provide protections for retail customers, and for other purposes. | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2014-04-15T14:08:09.167000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);