lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
3,508 rows where filing_year = 2012 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1222520 | MULTIPLE STRATEGIES LLC e213ce23-bece-4c80-9f53-2fc7b8ca4fdb | Q1 | MULTIPLE STRATEGIES LLC | 318254 | AXA SA | 2012 | first_quarter | FIN | Holocaust Reparations Legislation FSOC | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-03-09T09:13:18.767000-05:00 | |
| 1222522 | MULTIPLE STRATEGIES LLC a4d4395e-8327-436d-a2d6-af57e102c8f2 | Q1 | MULTIPLE STRATEGIES LLC | 318254 | INVESTMENT COMPANY INSTITUTE | 2012 | first_quarter | FIN | mutual fund issues retirement security issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-03-09T09:21:19.923000-05:00 | |
| 1222786 | JOHN SATAGAJ d5a9971d-229f-4097-92db-38c941d3974f | Q1 | JOHN SATAGAJ | 23064 | NATIONAL HOME FURNISHINGS ASSOCIATION | 2012 | first_quarter | FIN | Consumer Credit | Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,White House Office | 0 | 0 | 2012-04-02T11:37:14.997000-04:00 | ||
| 1222840 | MANDELL & ASSOCIATES, INC. a39f5a5d-4350-45a9-a2f3-5a531138dbd6 | Q1 | MANDELL & ASSOCIATES, INC. | 400414965 | LARGE PUBLIC POWER COUNCIL | 2012 | first_quarter | FIN | Implementation of the Dodd-Frank Act Tax-exempt financing | Commodity Futures Trading Commission (CFTC),Environmental Protection Agency (EPA),Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2012-04-02T12:24:45.057000-04:00 | ||
| 1222843 | HOLLAND & KNIGHT LLP da87a057-edbf-4a36-8bd8-80bfa0bb5ed7 | Q1 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2012 | first_quarter | FIN | Policy issues related to data security | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE | 30000 | 0 | 0 | 2012-04-02T12:26:46.303000-04:00 | |
| 1223076 | NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD dbad5c8b-d9c4-4c91-be3e-75fcf0e8197c | Q1 | NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD | 77993 | CONFERENCE OF PROVINCIALS OF NORTH AMERICA | 2012 | first_quarter | FIN | Urged federal regulators to take immediate action to stop banks from making unaffordable, high-cost payday loans. | Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,White House Office | 10000 | 0 | 0 | 2012-04-03T11:25:42.547000-04:00 | |
| 1223130 | MCALLISTER & QUINN, LLC 80f63ad3-035e-4123-85af-1af62ffdf7f6 | Q1 | MCALLISTER & QUINN, LLC | 292573 | EXELON BUSINESS SERVICES (FORMERLY CONSTELLATION ENERGY) | 2012 | first_quarter | FIN | Financial reform | Defense, Dept of (DOD),Energy, Dept of,General Services Administration (GSA),Natl Aeronautics & Space Administration (NASA) | 22500 | 0 | 0 | 2012-04-03T12:30:23.270000-04:00 | |
| 1223173 | HOLLAND & KNIGHT LLP f3b450a5-7e09-4579-ae06-5c65387c3317 | Q1 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2012 | first_quarter | FIN | Legislation and policies affecting financial services; including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2012-04-03T13:21:50.360000-04:00 | |
| 1223302 | THE AMERICAN PUBLIC GAS ASSOCIATION 04fb6c8d-e390-4dc2-9cd7-c98c9ce70604 | Q1 | THE AMERICAN PUBLIC GAS ASSOCIATION | 74077 | AMERICAN PUBLIC GAS ASSOCIATION | 2012 | first_quarter | FIN | APGA has pushed for the passage of legislation and rulemakings that would increase natural gas market transparency and provide the CFTC with the resources needed to ensure appropriate level of market oversight. APGA has also opposed legislation/regulations that would require public gas systems to post margin for over-the-counter derivatives. | Commodity Futures Trading Commission (CFTC),Energy, Dept of,Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT) | 30000 | 0 | 0 | 2012-04-04T10:02:27.990000-04:00 | |
| 1223363 | THE ASSOCIATION OF MORTGAGE INVESTORS aff3ede3-59c2-4fef-b2f2-c16a6b985837 | Q1 | THE ASSOCIATION OF MORTGAGE INVESTORS | 400614861 | THE ASSOCIATION OF MORTGAGE INVESTORS | 2012 | first_quarter | FIN | GSE Reform, Securitization, National Mortgage Foreclosure Settlement, Servicing Standards, Private Mortgage Market Investment Act, H.R. 3644, Guarantee Fees | Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ),SENATE,Treasury, Dept of | 155000 | 0 | 0 | 2012-04-04T11:56:07.523000-04:00 | |
| 1223393 | THE VELASQUEZ GROUP, L.L.C. 2df0dd4e-0a2e-4f41-8fd6-1485f2734411 | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2012 | first_quarter | FIN | Proposed rulemaking as relates to the Dodd Frank Wall Street Reform and Consumer Protection Act; especially any regulation pertaining to fiduciary duty of securities brokers or self review organizations; general legislative monitoring, especially any legislation pertaining to self review/regulatory organizations as relates to regulation of broker dealers; any regulation pertaining to money market funds. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-04T14:02:26.047000-04:00 | |
| 1223470 | ACG ADVOCACY 2b3fb63b-6ce3-4bfb-bc8d-11b3bcc3288a | Q1 | ACG ADVOCACY | 2057 | ASSOCIATION OF MORTGAGE INVESTORS | 2012 | first_quarter | FIN | Financial Services Issues Mortgage and housing related issues Financial Regulation Reform | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2012-04-04T17:09:16.520000-04:00 | |
| 1223485 | ACG ADVOCACY 4f45862b-b167-41be-901e-f585068194b6 | Q1 | ACG ADVOCACY | 2057 | SIEMENS CORPORATIONS | 2012 | first_quarter | FIN | Financial Services Issues. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-04-04T17:28:26.593000-04:00 | |
| 1223488 | ACG ADVOCACY 49bbd6d6-bc32-4ea0-9c6e-8a979747a707 | Q1 | ACG ADVOCACY | 2057 | WESTERN UNION | 2012 | first_quarter | FIN | Financial Services Modernization | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-04T17:33:28.310000-04:00 | |
| 1223751 | THE VELASQUEZ GROUP, L.L.C. 30517ce7-3b34-4845-a47a-302e0d7b71a4 | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | VISA INC | 2012 | first_quarter | FIN | Any legislation seeking to mitigate debit card interchange price control provisions of the Dodd Frank Wall Street Reform and Consumer Act; Chaffetz-Owens, H.R. 3156 "Consumer Debit Card Protection Act". | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-04-05T13:29:36.143000-04:00 | |
| 1223858 | LAWRENCE J. ROMANS & ASSOCIATES, LLC b101c8ca-e539-47d6-b1bb-076913a0ec29 | Q1 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | JPMORGAN CHASE & CO. | 2012 | first_quarter | FIN | HR 2682, the Business Risk Mitigation and Price Stabilization Act of 2011; HR 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall; HR 2568, the Swap Execution Facility Clarifiction Act; Proposed rule on premium capture cash reserve account submitted by federal financial regulators; HR 3283 Swap Jurisdiction Certainty Act; HR 4101 Fair Debt Collections Practices Clarification Act of 2012; Effect of Volcker Rule on Impact Investments. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-04-06T11:18:57.500000-04:00 | |
| 1223861 | LAWRENCE J. ROMANS & ASSOCIATES, LLC 7a51c049-d02a-4015-accf-ec36e50d04a0 | Q1 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | PRUDENTIAL FINANCIAL | 2012 | first_quarter | FIN | HR 1062 the Burdensome Data Collection Relief Act; HR 3559, Insurance Data Protection Act; HR 3045, Retirement Income Protection Act; HR 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by Dodd Frank Wall | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-04-06T11:19:58.483000-04:00 | |
| 1223863 | LAWRENCE J. ROMANS & ASSOCIATES, LLC 65ca16e5-9a5e-45da-b688-a42349e7714a | Q1 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | CHARLES SCHWAB & CO INC | 2012 | first_quarter | FIN | Department of Labor proposed rule on the Definition of Fiduciary under Section 3(21) of the Employee Retirement Income Security Act; Proposed legislation to provide for registration & oversight of investment advisers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-06T11:20:59.483000-04:00 | |
| 1223966 | CYBER SECURITY RESEARCH CONSULTANTS, LLC db640dc5-67a1-49ca-af40-546958ef69ff | Q1 | CYBER SECURITY RESEARCH CONSULTANTS, LLC | 91694 | THE LIVINGSTON GROUP (ON BEHALF OF U.S. CHAMBER OF COMMERCE) | 2012 | first_quarter | FIN | FY 13 Financial Services Act 9Volcker Provisions of Dodd Frank) FY 13 Commerce Justice Science Appropriations Act | HOUSE OF REPRESENTATIVES | 10000 | 0 | 0 | 2012-04-08T16:54:43.883000-04:00 | |
| 1223968 | CYBER SECURITY RESEARCH CONSULTANTS, LLC 50641470-c5f3-4abb-b801-a0119071e5e5 | Q1 | CYBER SECURITY RESEARCH CONSULTANTS, LLC | 91694 | U.S. CHAMBER OF COMMERCE | 2012 | first_quarter | FIN | FY 13 Financial Services Appropriations act (Volcker provisions of Dodd Frank) FY 13 Commerce Justice Science Appropriations Act | HOUSE OF REPRESENTATIVES | 18000 | 0 | 0 | 2012-04-08T17:01:45.523000-04:00 | |
| 1224076 | COVINGTON & BURLING LLP 7bbaa49c-1fc3-46cb-8ea9-a74a0011ea22 | Q1 | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2012 | first_quarter | FIN | issues affecting banks including housing issues and amendments to the Dodd-Frank Act | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-09T11:32:47.217000-04:00 | |
| 1224082 | COVINGTON & BURLING LLP 07092a1b-258c-4ec3-bb6d-0c9b9a131a00 | Q1 | COVINGTON & BURLING LLP | 11195 | AMERICAN BANKERS ASSOCIATION | 2012 | first_quarter | FIN | issues affecting banks including housing issues and amendments to the Dodd-Frank Act | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2012-04-09T11:39:48.790000-04:00 | |
| 1224091 | VENABLE LLP 25131b92-34cb-49e8-bec4-e3beb2213392 | Q1 | VENABLE LLP | 39941 | PRIVATE INVESTOR COALITION | 2012 | first_quarter | FIN | CFTC registration exemption | HOUSE OF REPRESENTATIVES | 50000 | 0 | 0 | 2012-04-09T12:13:55.807000-04:00 | |
| 1224213 | RICH FEUER ANDERSON af39c814-2c11-40ca-a79f-8628c2d2853d | Q1 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2012 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-09T15:56:17.457000-04:00 | |
| 1224258 | WASHINGTON2 ADVOCATES 5a42a9c1-4ca7-48a7-a19b-263dd1592ba3 | Q1 | WASHINGTON2 ADVOCATES | 63451 | RUSSELL INVESTMENT GROUP | 2012 | first_quarter | FIN | Dodd-Frank Implementation, tax issues, ERISA fiduciary rules | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 30000 | 0 | 0 | 2012-04-09T18:39:59.603000-04:00 | |
| 1224325 | PUBLIC AFFAIRS RESOURCES, INC. 8eea4dab-8000-4b6a-8972-a9e0232e3d58 | Q1 | PUBLIC AFFAIRS RESOURCES, INC. | 31270 | PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ) | 2012 | first_quarter | FIN | Fees for Paper Statements | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-10T09:53:24.673000-04:00 | |
| 1224342 | MILLER & CHEVALIER CHARTERED 147ae631-cce6-49d0-be27-05cfb709b431 | Q1 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2012 | first_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 130000 | 0 | 0 | 2012-04-10T10:24:06.627000-04:00 | |
| 1224552 | CORNERSTONE GOVERNMENT AFFAIRS, INC. 40b5f51a-6e5c-46b7-af79-d9174c3acfbe | Q1 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | CUSTODIA FINANCIAL | 2012 | first_quarter | FIN | monitor the issues relateted to retirement plans | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-04-10T14:52:28.147000-04:00 | |
| 1224557 | FARM CREDIT BANK OF TEXAS da47e62c-3569-4931-b234-10f77753dfd1 | Q1 | FARM CREDIT BANK OF TEXAS | 14143 | FARM CREDIT BANK OF TEXAS | 2012 | first_quarter | FIN | Issues relating to the Federal Farm Credit System. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2012-04-10T14:54:29.787000-04:00 | ||
| 1224736 | FOGNANI & FAUGHT PLLC b9af9d2e-5082-4f8b-ae6a-23a0b2d68c80 | 1A | FOGNANI & FAUGHT PLLC | 44014 | IVANHOE CAPITAL CORPORATION | 2012 | first_quarter | FIN | Provision of information concerning Financial Institutions/Investments/Sec issues | 0 | 0 | 2012-04-10T18:42:32.153000-04:00 | |||
| 1224748 | AMERICAN BAKERS ASSOCIATION 385ad9cd-afd5-4b98-a70f-26cdbbdb5374 | Q1 | AMERICAN BAKERS ASSOCIATION | 1774 | AMERICAN BAKERS ASSOCIATION | 2012 | first_quarter | FIN | Commodity Futures Trading Regulation- Position Limit Regulations | Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Commodity Futures Trading Commission (CFTC),Federal Trade Commission (FTC),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 16357 | 0 | 0 | 2012-04-10T21:57:34.833000-04:00 | |
| 1224758 | BLANK ROME GOVERNMENT RELATIONS 3d63f33d-1ea8-4bfd-b39d-e5d1e2aee121 | Q1 | BLANK ROME GOVERNMENT RELATIONS | 6325 | NATIONAL ASSOCIATION OF RETAIL COLLECTION ATTORNEYS | 2012 | first_quarter | FIN | Issues relating to Dodd-Frank implementation and Consumer Financial Protection Bureau, Fair Debt Collection Practices Act | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2012-04-11T08:29:54.370000-04:00 | |
| 1224760 | BLANK ROME GOVERNMENT RELATIONS 7baf5df1-0199-46b7-9ac0-09939dfe16c0 | Q1 | BLANK ROME GOVERNMENT RELATIONS | 6325 | PRUDENTIAL FINANCIAL INC | 2012 | first_quarter | FIN | Issues related to implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-04-11T08:37:56.117000-04:00 | |
| 1224775 | EQUIPMENT LEASING AND FINANCE ASSOCIATION 07cfd599-8c87-4e2b-8918-7c1b127985d9 | Q1 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2012 | first_quarter | FIN | Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (P.L. 111-203): Section 1071 ECOA data collection | Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE | 110000 | 0 | 0 | 2012-04-11T09:17:07.457000-04:00 | |
| 1224891 | J.C. WATTS COMPANIES c81f5441-06e4-4c9d-880d-238cd8f82b80 | Q1 | J.C. WATTS COMPANIES | 87858 | NATIONAL INSTALLMENT LENDERS ASSOCIATION | 2012 | first_quarter | FIN | H.R. 4173 and other regulatory reform legislation | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-11T10:55:58.293000-04:00 | |
| 1224909 | BOND DEALERS OF AMERICA 8d471d34-de9b-4fa1-9640-b737608af7e5 | Q1 | BOND DEALERS OF AMERICA | 400404907 | BOND DEALERS OF AMERICA | 2012 | first_quarter | FIN | Bank Qualified Bonds | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2012-04-11T11:24:09.473000-04:00 | ||
| 1224974 | ASSOCIATION FOR FINANCIAL PROFESSIONALS 81a599be-905a-4eb1-991d-40275dc73bba | Q1 | ASSOCIATION FOR FINANCIAL PROFESSIONALS | 38437 | ASSOCIATION FOR FINANCIAL PROFESSIONALS | 2012 | first_quarter | FIN | Accounting Reforms, Credit Rating Agency Reform, Commodities Exchange Act/Derivatives Reform, Hard to Value Assets, Market-to-Market Accounting Reform, Money Market Fund Reform, Foreign Exchange, Dodd-Frank | Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Accounting Standards Advisory Board (FASAB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 6250 | 0 | 0 | 2012-04-11T12:26:34.747000-04:00 | |
| 1224978 | FIRSTENERGY CORP 18fd2b5f-b3b3-4992-9bb0-a109a9ead9dd | Q1 | FIRSTENERGY CORP | 43764 | FIRSTENERGY CORP | 2012 | first_quarter | FIN | Implementation of H.R. 4173, "Wall Street Reform and Consumer Protection Act" as it pertains to regulation of Over-The-Counter derivatives; H.R. 3527 "Protecting Main Street End-Users from Excessive Regulation" Act and it pertains to financial hedging activities; | Council on Environmental Quality (CEQ),Energy, Dept of,Environmental Protection Agency (EPA),Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE | 1240000 | 0 | 0 | 2012-04-11T12:28:36.353000-04:00 | |
| 1225000 | BECKER & POLIAKOFF, P.A. b235dd1b-498d-444b-b8c5-ff840abc341e | Q1 | BECKER & POLIAKOFF, P.A. | 283696 | MARSHA PESHKIN | 2012 | first_quarter | FIN | Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2012-04-11T12:57:48.293000-04:00 | ||
| 1225116 | ACA INTERNATIONAL 6ead3285-e235-46ce-8928-f942a63bba13 | Q1 | ACA INTERNATIONAL | 81431 | ACA INTERNATIONAL | 2012 | first_quarter | FIN | Fair Debt Collection Practices Act; Consumer Financial Protection Bureau; Financial account record keeping | Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 200000 | 0 | 0 | 2012-04-11T15:14:57.810000-04:00 | |
| 1225134 | CAPITOL RESOURCES, LLC 4d293eb3-5056-4e6a-bc00-38bf43605e2c | Q1 | CAPITOL RESOURCES, LLC | 53174 | ANGELLIST | 2012 | first_quarter | FIN | Finance | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-04-11T15:34:11.863000-04:00 | |
| 1225194 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 9011f7f6-8cf6-4a81-9603-e61156ed2f57 | Q1 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2012 | first_quarter | FIN | Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds, and activity within Congress, especially in the context of the HR 4173, the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under sec. 113 of Dodd-Frank. Also track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation. Target Date Funds: Monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and money markets: Monitor and see proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Fiduciary Duty-Monitor the SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC rulemaking implementing a provision in the Dodd-Frank Act that creates a new Whistleblower program with the agency. CFTC: Argue against rule that would impose posisiton limits on commodity index mutual funds. | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 580000 | 0 | 0 | 2012-04-11T16:30:51.280000-04:00 | |
| 1225350 | FORSCEY, PLLC 84efbffb-fef6-4db3-8f8e-bc2e3e0183fa | Q1 | FORSCEY, PLLC | 52880 | NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS | 2012 | first_quarter | FIN | Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. H.R. 3606, Jumpstart Our Business Startups Act or JOBS Act. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2012-04-12T09:15:16.213000-04:00 | |
| 1225416 | CROWELL & MORING LLP ae49f31e-c0a8-4c6d-b64d-ee27fb64d329 | 1T | CROWELL & MORING LLP | 11377 | BANK OF AMERICA | 2012 | first_quarter | FIN | Enforcement of international arbitral award. | HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 10000 | 0 | 1 | 2012-04-12T10:26:59.350000-04:00 | |
| 1225421 | MEHLMAN CONSULTING, INC. 814e71db-3d1b-4ce8-98e1-f321c12e817c | Q1 | MEHLMAN CONSULTING, INC. | 284950 | INTUIT, INC. AND AFFILIATES | 2012 | first_quarter | FIN | Mobile payments | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-04-12T10:29:04.380000-04:00 | |
| 1225461 | COUNCIL OF INSTITUTIONAL INVESTORS 8157643d-99d3-43b7-a28e-2b5c847de879 | Q1 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2012 | first_quarter | FIN | Jumpstart Our Business Startups Act (JOBS) bills in Congress Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2012-04-12T10:53:32.323000-04:00 | ||
| 1225554 | AMERICAN ARBITRATION ASSOCIATION 3d80362b-83dc-462f-a44a-4bf5b0df7302 | Q1 | AMERICAN ARBITRATION ASSOCIATION | 40048367 | AMERICAN ARBITRATION ASSOCIATION | 2012 | first_quarter | FIN | Sections Relating to ADR in the following bills: | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-12T12:39:29.237000-04:00 | |
| 1225567 | SIFF & ASSOCIATES PLLC 9cffdccb-75f5-4f28-9050-06afb25d5ed2 | Q1 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2012 | first_quarter | FIN | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in and Relationships with Hedge Funds and Private Equity Funds; Proposed Rule; OCC-2011-0014, RIN 1557-AD44; Docket No. R-14; RIN 7100AD; RIN 2064-AD85; Release No 34; RIN 3235-AL-07. S. 2038, the "Stop Trading on Congressional Knowledge Act," entire bill and S. Amdt. 1486 concerning small business capital formation. SEC regulations to implement Section 953 of the Dodd-Frank Act , requiring additional disclosure about certain compensation matters, including pay for performance and the ratio between the CEO's total compensation and the median total compensation for all other company employees. S. 1813, the "Moving Ahead for Progress in the 21st Century Act" (MAP-21), S. Amdt. 1741 (requiring a withholding agent who has the control, receipt, custody, disposal, or payment of any amount constituting gross income from sources within the U.S. of any foreign entity and the agent must determine what US persons have any beneficial ownership interest in the foreign entity or in the account in such entity's name (the "U.S. Beneficial Owner"), to file a return with the IRS), and S. Amdt. 1746 (Authorizing Special Measures Against Foreign Jurisdictions, Financial Institutions, and Others that Impede U.S. Tax Enforcement). Proposed regulations entitled "Authority to Require Supervision and Regulation of Certain Non-Bank Financial Companies," second notice of proposed rulemaking and proposed interpretive guidance, RIN 4030-AA00. H.R. 3606, the "Jumpstart Our Business Start-ups Act, S. Amdt. 1931 regarding the definition of "held of record," beneficial owner of securities. Anticipated regulatory proposals concerning net calculation of floating net asset value for money market mutual funds. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2012-04-12T12:53:33.077000-04:00 | |
| 1225577 | SIFF & ASSOCIATES PLLC e835186f-ddcf-4cad-9fbc-899954950049 | Q1 | SIFF & ASSOCIATES PLLC | 400665998 | KOCH COMPANIES PUBLIC SECTOR LLC | 2012 | first_quarter | FIN | S. 1483, the "Incorporation Transparency and Law Enforcement Assistance Act," a bill to direct each state to amend their state business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation, entire bill. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-12T13:04:39.320000-04:00 | |
| 1225645 | DUTKO WORLDWIDE, LLC bfe1c671-a422-4bb8-8392-8fb6fe33cebf | Q1 | DUTKO WORLDWIDE, LLC | 12868 | FOREX CAPITAL MARKETS LLC | 2012 | first_quarter | FIN | Provide strategy and advice to Forex on legislation that affects them and their industry, including implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) and other executive branch regulations affecting the retail foreign exchange business such as definitions and regulation of swap execution facilities (SEF) and the segregated funds rule. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2012-04-12T13:52:17.457000-04:00 | |
| 1225680 | VENABLE LLP 990a1a8f-4654-40ef-80ee-469786a54f1c | Q1 | VENABLE LLP | 39941 | STATE STREET BANK AND TRUST COMPANY | 2012 | first_quarter | FIN | Financial Legislation. | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) | 20000 | 0 | 0 | 2012-04-12T14:05:41.470000-04:00 | |
| 1225790 | NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS d30b9386-b2e7-42bf-92cc-ab22b01ed767 | Q1 | NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS | 27230 | NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS | 2012 | first_quarter | FIN | H.R.3606, Jumpstart Our Business Startups Act | Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office | 85168 | 0 | 0 | 2012-04-12T15:19:45.190000-04:00 | |
| 1226017 | NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION 5cc9f98f-10c9-4358-81b2-d72a71e150d2 | Q1 | NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION | 29460 | NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION | 2012 | first_quarter | FIN | SRO for IA's Crowdfunding | HOUSE OF REPRESENTATIVES | 0 | 0 | 2012-04-13T09:16:53.917000-04:00 | ||
| 1226021 | MEHLMAN CONSULTING, INC. dd080bdd-12c7-4fb9-936c-78114b79f723 | Q1 | MEHLMAN CONSULTING, INC. | 284950 | ENCORE CAPITAL GROUP | 2012 | first_quarter | FIN | Financial Services Issues. H.R. 3309/S. 1784, Federal Communications Commission Process Reform Act of 2012 (Note: The Consumer Financial Protection Bureau was contacted; it was established in January 2012 and not yet listed under agencies on #17 thus the Dept. of Treasury has been listed.) | Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 70000 | 0 | 0 | 2012-04-13T09:34:58.923000-04:00 | |
| 1226023 | SQUIRE PATTON BOGGS 8c06fad3-b4f3-45fc-acf0-e277d8b1c373 | Q1 | SQUIRE PATTON BOGGS | 30906 | LONDON STOCK EXCHANGE | 2012 | first_quarter | FIN | Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 40000 | 0 | 0 | 2012-04-13T09:44:02.747000-04:00 | |
| 1226031 | PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY 560773be-f6f0-42cb-8576-d48b6a18e951 | Q1 | PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY | 400319497 | PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY | 2012 | first_quarter | FIN | CFPB Consumer Portal, Know Before You Owe Act | Education, Dept of,HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,Treasury, Dept of | 100000 | 0 | 0 | 2012-04-13T09:49:06.277000-04:00 | |
| 1226087 | SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 314a0e86-3522-4acf-8700-90fb047bc953 | Q1 | SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP | 35560 | GENERAL MOTORS INVESTMENT MANAGEMENT CORPORATION | 2012 | first_quarter | FIN | H.R. 3045, "Retirement Income Protection Act of 2011"; H.R. 2586, "Swap Execution Facility Clarification Act"; H.R. 2682, "Business Risk Mitigation and Price Stabilization Act of 2011", regarding counsel on application of Dodd-Frank Act provisions dealing with swaps as they relate to private sector pension plans. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2012-04-13T10:08:32.207000-04:00 | |
| 1226427 | EMERSON 46c9efa5-d2a4-4cf6-8904-e2031ddfde90 | Q1 | EMERSON | 13506 | EMERSON | 2012 | first_quarter | FIN | Burdensome Data Collection Relief Act, H.R. 1062 | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 265400 | 0 | 0 | 2012-04-13T12:15:44.717000-04:00 | |
| 1226453 | COMMON CAUSE 11ec1731-3377-42bf-aa1b-414cb2320c8d | Q1 | COMMON CAUSE | 10150 | COMMON CAUSE | 2012 | first_quarter | FIN | . Supported H.R.2517 : Shareholder Protection Act of 2011 sponsor: Rep Capuano, Michael E. [MA-8] .requiring shareholder permission via a vote before corporations can spend treasury money on political campaigns. | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-04-13T12:38:55.357000-04:00 | |
| 1226531 | VENABLE LLP e370926c-025b-49f1-9f4c-3316310ea5b7 | Q1 | VENABLE LLP | 39941 | FINANCIAL EDUCATION AND COUNSELING ALLIANCE | 2012 | first_quarter | FIN | Legislative issues pertaining to financial counseling. | Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2012-04-13T14:07:42.647000-04:00 | |
| 1226535 | VENABLE LLP 0f44965e-40db-4004-8004-2fbb032b7bb3 | Q1 | VENABLE LLP | 39941 | VANTAGESCORE SOLUTIONS LLC | 2012 | first_quarter | FIN | H.R. 321 - Equal Employment For All Act H.R. 769 - Fair Access to Credit Scores Act of 2011 | Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE | 60000 | 0 | 0 | 2012-04-13T14:09:44.397000-04:00 | |
| 1226564 | KSCW, INC. 0f6191b4-f5f2-4184-b4bb-f6d54f2e02f4 | Q1 | KSCW, INC. | 21596 | FITCH, INC. | 2012 | first_quarter | FIN | Implimentation of the Dodd-Frank Wall Street Reform and Consumer Protection Act- Rules related to the credit ratings industry Legislation pertaining to the Credit Ratings Industry | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-04-13T14:17:58.877000-04:00 | |
| 1226621 | CORNERSTONE GOVERNMENT AFFAIRS, INC. a6d0f0af-56c6-45b1-9314-b1e9549af17a | Q1 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | VISA | 2012 | first_quarter | FIN | Electronic payments | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-04-13T14:45:28.053000-04:00 | |
| 1226672 | BUNGE NORTH AMERICA, INC 233f72b4-042c-4c87-9783-4d7b58c7857e | Q1 | BUNGE NORTH AMERICA, INC | 83331 | BUNGE NORTH AMERICA, INC | 2012 | first_quarter | FIN | Monitoring Dodd-Frank implementation affecting commodity market speculation, CFTC actions, margin requirements, and financial market regulatory reform. | Agriculture, Dept of (USDA),Army, Dept of (Corps of Engineers),Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Surface Transportation Board (STB),U.S. Agency for International Development (USAID),U.S. Trade Representative (USTR) | 230000 | 0 | 0 | 2012-04-13T15:17:50.633000-04:00 | |
| 1226722 | DUTKO WORLDWIDE, LLC 2f80ffa0-41df-469f-bbdc-7d80b58ecc3d | Q1 | DUTKO WORLDWIDE, LLC | 12868 | CITGO PETROLEUM CORPORATION | 2012 | first_quarter | FIN | Monitor potential derivatives-related modifications to Dodd-Frank Act (Wall Street Reform and Consumer Protection Act of 2009), including H.R. 1573 and the Business Risk Mitigation and Price Stabilization Act of 2011 (H.R. 1610). | Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT) | 110000 | 0 | 0 | 2012-04-13T15:39:10.377000-04:00 | |
| 1226771 | CREDIT SUISSE SECURITIES (USA) 708dd08b-a9a6-4c23-93de-944ef6dfaa2e | Q1 | CREDIT SUISSE SECURITIES (USA) | 62596 | CREDIT SUISSE SECURITIES (USA) | 2012 | first_quarter | FIN | Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 45730) SEC - Proposed rule - Registration of Muncipal Advisors Release… | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 680000 | 0 | 0 | 2012-04-13T15:47:30.920000-04:00 | |
| 1226831 | COLORADO SPRINGS UTILITIES 5220f3bc-f5d8-4d12-8e7a-bf3a807274a2 | Q1 | COLORADO SPRINGS UTILITIES | 40029251 | COLORADO SPRINGS UTILITIES | 2012 | first_quarter | FIN | HR 2682 - support provisions that exempt end users from being required to post margin for over the counter derivatives when hedging fuel risks. | Bureau of Reclamation,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE | 70000 | 0 | 0 | 2012-04-13T16:19:12.393000-04:00 | |
| 1226873 | PURPLE ADVOCACY, LLC 9aca4fc7-c96d-4f62-ab26-fb7978b172ed | Q1 | PURPLE ADVOCACY, LLC | 400870549 | WAYPOINT ADVISORS, LLC | 2012 | first_quarter | FIN | Issues related to the STOCK Act. | HOUSE OF REPRESENTATIVES | 10000 | 0 | 0 | 2012-04-13T16:31:42.120000-04:00 | |
| 1226945 | RICH FEUER ANDERSON 90de1201-4c61-4c01-bc14-1fdcde7f252a | Q2 | RICH FEUER ANDERSON | 84775 | GENWORTH FINANCIAL INC | 2012 | second_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-04-13T17:14:13.010000-04:00 | |
| 1226981 | RICH FEUER ANDERSON 285006d0-e4d3-41f6-af7e-5d477e51b9ec | Q1 | RICH FEUER ANDERSON | 84775 | KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 2012 | first_quarter | FIN | Regulations affecting electronic trading of securities, including market structure issues. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2012-04-13T17:43:26.733000-04:00 | |
| 1226987 | RICH FEUER ANDERSON 629eeb74-dd9b-4b4f-ab6c-afad54c0111b | Q1 | RICH FEUER ANDERSON | 84775 | BARCLAYS PLC | 2012 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-13T17:51:30.903000-04:00 | |
| 1226996 | RICH FEUER ANDERSON 4d28638c-a10b-497a-b350-1252d0f302f1 | Q1 | RICH FEUER ANDERSON | 84775 | INTERACTIVE DATA CORPORATION | 2012 | first_quarter | FIN | Regulation of securities market structure and securities trading, including provision of market data and disclosure of municipal securities transactions. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including reporting of swaps transactions and standardization of data. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2012-04-13T18:14:36.127000-04:00 | |
| 1227001 | RICH FEUER ANDERSON eefef3a2-3ea1-403e-aab2-0912167fb49c | Q1 | RICH FEUER ANDERSON | 84775 | FX ALLIANCE, LLC | 2012 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation of swap execution facilities and HR 2586, the "Swap Execution Facility Clarification Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2012-04-13T18:25:39.357000-04:00 | |
| 1227014 | RICH FEUER ANDERSON 91bd8432-c6d7-4fee-9a7f-bfe3c3ae2fe4 | Q1 | RICH FEUER ANDERSON | 84775 | LCH.CLEARNET GROUP LIMITED | 2012 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"). | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-04-13T18:44:48.097000-04:00 | |
| 1227282 | ARTEMIS STRATEGIES 320c65ca-7794-469e-920b-ecaddd37719a | Q1 | ARTEMIS STRATEGIES | 82990 | SAP AMERICA | 2012 | first_quarter | FIN | Corporate Governance Issues | Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2012-04-16T09:15:02-04:00 | |
| 1227346 | VENABLE LLP 14610cda-eee5-4363-b635-1906a24b73e4 | Q1 | VENABLE LLP | 39941 | NAVY MUTUAL AID ASSOCIATION | 2012 | first_quarter | FIN | S. 486 - Protecting Servicemembers From Mortgage Abuse Act of 2011 | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2012-04-16T10:13:44.950000-04:00 | |
| 1227433 | SQUIRE PATTON BOGGS fbc6f77e-7c68-4a46-a6f8-693bb9052caf | Q1 | SQUIRE PATTON BOGGS | 30906 | GRESHAM INVESTMENT MANAGEMENT (A SUBSIDIARY OF THE FALCONWOOD CORPORATION) | 2012 | first_quarter | FIN | Issues related to commodities and futures markets regulation under the Wall Street Reform Act of 2010. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2012-04-16T10:44:34.173000-04:00 | |
| 1227505 | SQUIRE PATTON BOGGS 13aae56a-8dc4-4be1-89f6-7b350b315eb8 | Q1 | SQUIRE PATTON BOGGS | 30906 | QUANTLAB FINANCIAL, LLC | 2012 | first_quarter | FIN | Isasues related to automated, proprietary trading firms. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-04-16T11:03:12.643000-04:00 | |
| 1227506 | SQUIRE PATTON BOGGS bb6cfeb5-9237-4c10-9c4c-05fb8e258c84 | Q1 | SQUIRE PATTON BOGGS | 30906 | RGM ADVISORS, LLC | 2012 | first_quarter | FIN | Issues related to automated, proprietary trading firms. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-04-16T11:04:13.483000-04:00 | |
| 1227522 | THORN RUN PARTNERS 224d3d94-a9c5-4690-92ce-6a4eae739f4c | Q1 | THORN RUN PARTNERS | 400534596 | XEROX BUSINESS SERVICES LLC AND ITS AFFILIATES | 2012 | first_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act and financial services. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-16T11:06:20.640000-04:00 | |
| 1227617 | DUTKO WORLDWIDE, LLC 87f22311-18da-410b-b6e3-fddde11640ce | Q1 | DUTKO WORLDWIDE, LLC | 12868 | U.S.A.A. | 2012 | first_quarter | FIN | Advise client on ongoing implementation of insurance provisions as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) including the creation and implementation of the Federal Insurance Office (FIO). Monitor and track any additional legislation or regulatory issue related to the insurance industry. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2012-04-16T11:29:04.317000-04:00 | |
| 1227640 | LCH.CLEARNET GROUP LIMITED c720dfac-3d26-4928-ab2f-df9ca554f76c | Q1 | LCH.CLEARNET GROUP LIMITED | 400785364 | LCH.CLEARNET GROUP LIMITED | 2012 | first_quarter | FIN | H.R. 1573: To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. Proposed Dodd-Frank implementation rules related to Titles VII and VIII. | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 370000 | 0 | 0 | 2012-04-16T11:40:14.087000-04:00 | |
| 1227712 | KSCW, INC. 6d3f9d0c-9f62-4dc3-8b63-0fb418ecf9cb | Q1 | KSCW, INC. | 21596 | CMFG LIFE INSURANCE COMPANY | 2012 | first_quarter | FIN | Implimentation of Dodd-Frank Wall Street Reform and Consumer Protection Act: Restoring American Financial Stability Act of 2010- specifically rule making as it regulates credit insurance Multiopenend lending | Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-16T12:10:50.130000-04:00 | |
| 1227764 | MR. GLEN CORSO 6aad86f5-d2dd-481a-9c9b-bda74d7c9ed5 | Q1 | MR. GLEN CORSO | 400427059 | MORTGAGE BANKING INITIATIVES DBA COMMUNITY MORTGAGE BANKING PROJECT | 2012 | first_quarter | FIN | Definition of Qualified Mortgage under Regulation Z, Truth in Lending. Communication with Senate staff. | Housing & Urban Development, Dept of (HUD),SENATE | 9000 | 0 | 0 | 2012-04-16T12:29:00.510000-04:00 | |
| 1227810 | RICH FEUER ANDERSON 56741806-eade-4aa0-b63e-acd930ab5098 | 1A | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2012 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of systemically important financial institutions. Regulation of money market funds and exchange-traded funds. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 70000 | 0 | 0 | 2012-04-16T12:47:36.283000-04:00 | |
| 1227996 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 9f7ae36b-134e-4a49-9d08-0a49bb664f04 | Q1 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2012 | first_quarter | FIN | Rein in Significantly Important Financial institution (SIFI) with focused regulation including higher capital and liquidity requirements Shield community banks from the Dodd-Frank required increase in the deposit insurance fund reserve ratio from 1.15% to 1.35% Consumer Financial Protection focus on too-big-to-fail banks and financial firms and shadow financial industry, high standards for consumer compliance required of community banks, accommodation of community banks in serving the needs of their customers, broad definition of covered person, consolidation of RESPA and TILA forms, regulatory compliance and increased regulatory burden, and regulatory relief Ensure the small debit card issuer exemption in the Dodd-Frank (Durbin Amendment) is working to protect community banks Downsizing too-big-to-fail banks over a five-years and the regulation of too-big-to-fail banks and financial firms and the shadow financial industry, separation of banking and commerce, expansion of the Volker Rule and restoration of Glass-Steagall Act Overzealous bank regulatory examinations regulator, senior management, and examiner attitudes and practices, treatment of Commercial Real Estate, excessive write-downs, arbitrary capital requirements, public enforcement actions, reform the appellate process, and community bank closures Tiered regulation and supervision for community banks Accounting changes FASB proposed fair value disclosures requiring parenthetical disclosures for all financial instruments carried at amortized cost, PCBOA proposal to expand the scope of the independent accountant during the audit and mandatory auditor rotation, amortizing commercial real estate losses over 10 years for regulatory capital purposes Secondary mortgage lending reforms curb imprudent lending practices without impacting responsible lenders and loan products designed to meet the diverse needs of community bank customers and their communities Reform of the housing GSEs - community bank access to a strong, impartial secondary mark… | Agriculture, Dept of (USDA),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2012-04-16T13:54:02.650000-04:00 | |
| 1228040 | POLICY DIRECTIONS INC. b8209a58-f939-4692-a1c4-d5f78ceacdc2 | Q1 | POLICY DIRECTIONS INC. | 31747 | AMERICAN FEED INDUSTRY ASSOCIATION | 2012 | first_quarter | FIN | Issues related to regulation and oversight by the Commodity Futures Trading Commission. | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office | 20000 | 0 | 0 | 2012-04-16T14:05:20.937000-04:00 | |
| 1228042 | FIERCE, ISAKOWITZ & BLALOCK 133a3b2e-9025-47f0-9d90-d8706b85834b | Q1 | FIERCE, ISAKOWITZ & BLALOCK | 44812 | DELTA AIR LINES, INC. | 2012 | first_quarter | FIN | S. 2072- Securing American Jobs through Exports Act of 2011, S. 1547- Export-Import Bank Re-Authorization Act of 2011 | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-04-16T14:05:28.077000-04:00 | |
| 1228061 | STRATEGIC MARKETING INNOVATIONS 73dd1757-545d-4ae2-879b-ae918587a588 | Q1 | STRATEGIC MARKETING INNOVATIONS | 60550 | UNIVERSITY OF DAYTON | 2012 | first_quarter | FIN | Funding for non profit business assistance | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) | 20000 | 0 | 0 | 2012-04-16T14:11:27.220000-04:00 | |
| 1228128 | THORN RUN PARTNERS dec9a972-a081-46b6-967f-76d2b003932e | 1A | THORN RUN PARTNERS | 400534596 | XEROX BUSINESS SERVICES LLC AND ITS AFFILIATES | 2012 | first_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act and financial services. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-16T14:34:50.493000-04:00 | |
| 1228176 | CROSSROADS STRATEGIES, LLC 1699d3f2-bd5a-40ba-8f3e-2e81f475f5fd | Q1 | CROSSROADS STRATEGIES, LLC | 400531586 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2012 | first_quarter | FIN | H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; Issues related to hedge fund regulation, financial services regulatory reform and possible Self-Regulating Organizations (SRO) derivatives. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2012-04-16T14:53:07.453000-04:00 | |
| 1228368 | LAND O'LAKES, INC. d0d2608b-47f4-4b09-805f-88f045770895 | Q1 | LAND O'LAKES, INC. | 22110 | LAND O'LAKES INC | 2012 | first_quarter | FIN | Wall Street Reform and Consumer Protection Act, HR 4173 | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 250000 | 0 | 0 | 2012-04-16T16:05:38.137000-04:00 | |
| 1228407 | RICH FEUER ANDERSON c58cbc72-6001-406b-bb89-b87435998462 | Q2 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2012 | second_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2012-04-16T16:23:57.110000-04:00 | |
| 1228433 | RICH FEUER ANDERSON 8944d032-686c-4a7c-9026-f99fe5c4197a | Q1 | RICH FEUER ANDERSON | 84775 | GENWORTH FINANCIAL INC | 2012 | first_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-04-16T16:35:11.113000-04:00 | |
| 1228506 | RICH FEUER ANDERSON bb39f5fb-9a2c-49c7-957e-2b883f1f243f | Q1 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2012 | first_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2012-04-16T16:53:45.590000-04:00 | |
| 1228587 | DUTKO WORLDWIDE, LLC 656485b3-6554-4393-9c8f-ab6cbf8907aa | Q1 | DUTKO WORLDWIDE, LLC | 12868 | ACCENTURE | 2012 | first_quarter | FIN | Monitoring all issues related to financial services and set appointments with regulatory agencies. | Commerce, Dept of (DOC),Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2012-04-16T17:12:17.240000-04:00 | |
| 1228667 | TASSEY & ASSOCIATES d501fcb9-3631-485f-b4db-bd1f5831ccbb | Q1 | TASSEY & ASSOCIATES | 288954 | GENERAL ELECTRIC CAPITAL CORPORATION FKA GENERAL ELECTRIC COMPANY | 2012 | first_quarter | FIN | PL 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act, regarding implementation of the provisions relating to end users of derivatives. HR 1081 Consumers Payment System Protection Act, all provisions relating to interchange. S 575 Debit Interchange Fee Study Act of 2011, all provisions. S AMDT 267 to S 493 SBIR/STTR Reauthorization Act of 2011, all provisions relating to interchange. S AMDT 392 to S 782 Economic Development Revitalization Act of 2011, all provisions relating to interchange. HR 2434 Financial Services and General Government Appropriations Act 2012, all provisions in Title I, Section 101 regarding the Bureau of Consumer Financial Protection. S 1573 Financial Services and General Government Appropriations Act 2012, provisions relating to the Federal Trade Commission. S 2099 / HR 4014 To Amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection, all provisions. | Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2012-04-16T17:45:49.127000-04:00 | |
| 1228680 | CRACKER BARREL OLD COUNTRY STORE, INC. b74feffc-1d68-4d0d-a342-e19931f4cb9e | Q1 | CRACKER BARREL OLD COUNTRY STORE, INC. | 400721169 | CRACKER BARREL OLD COUNTRY STORE, INC. | 2012 | first_quarter | FIN | Federal Reserve rulemaking and potential legislation on debit card interchange fees per Sec. 1075 of PL 111-203 | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2012-04-16T17:46:51.473000-04:00 | |
| 1228758 | JOHN T. O'ROURKE 1ade089e-f34b-48b8-b777-bf473c3f7752 | Q1 | JOHN T. O'ROURKE | 29937 | THE TRAVELERS COMPANIES, INC. AND SUBSIDIARIES | 2012 | first_quarter | FIN | Dodd-Frank implementation and oversight. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-04-16T18:51:23.513000-04:00 | |
| 1228774 | LEVINE & COMPANY 81c76733-393f-455e-b462-572043d649d3 | Q1 | LEVINE & COMPANY | 46916 | KOHLBERG KRAVIS & CO | 2012 | first_quarter | FIN | Taxes and regulatory issues affecting private equity firms | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2012-04-16T19:28:31.947000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);