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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

3,508 rows where filing_year = 2012 and issue_code = "FIN" sorted by filing_year descending

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filing_period 4

  • second_quarter 929
  • first_quarter 904
  • third_quarter 855
  • fourth_quarter 820

issue_code 1

  • FIN · 3,508 ✖

filing_year 1

  • 2012 · 3,508 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1222520 MULTIPLE STRATEGIES LLC e213ce23-bece-4c80-9f53-2fc7b8ca4fdb Q1 MULTIPLE STRATEGIES LLC 318254 AXA SA 2012 first_quarter FIN Holocaust Reparations Legislation FSOC HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2012-03-09T09:13:18.767000-05:00
1222522 MULTIPLE STRATEGIES LLC a4d4395e-8327-436d-a2d6-af57e102c8f2 Q1 MULTIPLE STRATEGIES LLC 318254 INVESTMENT COMPANY INSTITUTE 2012 first_quarter FIN mutual fund issues retirement security issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-03-09T09:21:19.923000-05:00
1222786 JOHN SATAGAJ d5a9971d-229f-4097-92db-38c941d3974f Q1 JOHN SATAGAJ 23064 NATIONAL HOME FURNISHINGS ASSOCIATION 2012 first_quarter FIN Consumer Credit Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,White House Office     0 0 2012-04-02T11:37:14.997000-04:00
1222840 MANDELL & ASSOCIATES, INC. a39f5a5d-4350-45a9-a2f3-5a531138dbd6 Q1 MANDELL & ASSOCIATES, INC. 400414965 LARGE PUBLIC POWER COUNCIL 2012 first_quarter FIN Implementation of the Dodd-Frank Act Tax-exempt financing Commodity Futures Trading Commission (CFTC),Environmental Protection Agency (EPA),Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE     0 0 2012-04-02T12:24:45.057000-04:00
1222843 HOLLAND & KNIGHT LLP da87a057-edbf-4a36-8bd8-80bfa0bb5ed7 Q1 HOLLAND & KNIGHT LLP 18466 PCI SECURITY STANDARDS COUNCIL, LLC 2012 first_quarter FIN Policy issues related to data security Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE 30000   0 0 2012-04-02T12:26:46.303000-04:00
1223076 NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD dbad5c8b-d9c4-4c91-be3e-75fcf0e8197c Q1 NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD 77993 CONFERENCE OF PROVINCIALS OF NORTH AMERICA 2012 first_quarter FIN Urged federal regulators to take immediate action to stop banks from making unaffordable, high-cost payday loans. Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,White House Office 10000   0 0 2012-04-03T11:25:42.547000-04:00
1223130 MCALLISTER & QUINN, LLC 80f63ad3-035e-4123-85af-1af62ffdf7f6 Q1 MCALLISTER & QUINN, LLC 292573 EXELON BUSINESS SERVICES (FORMERLY CONSTELLATION ENERGY) 2012 first_quarter FIN Financial reform Defense, Dept of (DOD),Energy, Dept of,General Services Administration (GSA),Natl Aeronautics & Space Administration (NASA) 22500   0 0 2012-04-03T12:30:23.270000-04:00
1223173 HOLLAND & KNIGHT LLP f3b450a5-7e09-4579-ae06-5c65387c3317 Q1 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2012 first_quarter FIN Legislation and policies affecting financial services; including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2012-04-03T13:21:50.360000-04:00
1223302 THE AMERICAN PUBLIC GAS ASSOCIATION 04fb6c8d-e390-4dc2-9cd7-c98c9ce70604 Q1 THE AMERICAN PUBLIC GAS ASSOCIATION 74077 AMERICAN PUBLIC GAS ASSOCIATION 2012 first_quarter FIN APGA has pushed for the passage of legislation and rulemakings that would increase natural gas market transparency and provide the CFTC with the resources needed to ensure appropriate level of market oversight. APGA has also opposed legislation/regulations that would require public gas systems to post margin for over-the-counter derivatives. Commodity Futures Trading Commission (CFTC),Energy, Dept of,Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT)   30000 0 0 2012-04-04T10:02:27.990000-04:00
1223363 THE ASSOCIATION OF MORTGAGE INVESTORS aff3ede3-59c2-4fef-b2f2-c16a6b985837 Q1 THE ASSOCIATION OF MORTGAGE INVESTORS 400614861 THE ASSOCIATION OF MORTGAGE INVESTORS 2012 first_quarter FIN GSE Reform, Securitization, National Mortgage Foreclosure Settlement, Servicing Standards, Private Mortgage Market Investment Act, H.R. 3644, Guarantee Fees Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ),SENATE,Treasury, Dept of   155000 0 0 2012-04-04T11:56:07.523000-04:00
1223393 THE VELASQUEZ GROUP, L.L.C. 2df0dd4e-0a2e-4f41-8fd6-1485f2734411 Q1 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2012 first_quarter FIN Proposed rulemaking as relates to the Dodd Frank Wall Street Reform and Consumer Protection Act; especially any regulation pertaining to fiduciary duty of securities brokers or self review organizations; general legislative monitoring, especially any legislation pertaining to self review/regulatory organizations as relates to regulation of broker dealers; any regulation pertaining to money market funds. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-04T14:02:26.047000-04:00
1223470 ACG ADVOCACY 2b3fb63b-6ce3-4bfb-bc8d-11b3bcc3288a Q1 ACG ADVOCACY 2057 ASSOCIATION OF MORTGAGE INVESTORS 2012 first_quarter FIN Financial Services Issues Mortgage and housing related issues Financial Regulation Reform HOUSE OF REPRESENTATIVES,SENATE 150000   0 0 2012-04-04T17:09:16.520000-04:00
1223485 ACG ADVOCACY 4f45862b-b167-41be-901e-f585068194b6 Q1 ACG ADVOCACY 2057 SIEMENS CORPORATIONS 2012 first_quarter FIN Financial Services Issues. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2012-04-04T17:28:26.593000-04:00
1223488 ACG ADVOCACY 49bbd6d6-bc32-4ea0-9c6e-8a979747a707 Q1 ACG ADVOCACY 2057 WESTERN UNION 2012 first_quarter FIN Financial Services Modernization HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-04T17:33:28.310000-04:00
1223751 THE VELASQUEZ GROUP, L.L.C. 30517ce7-3b34-4845-a47a-302e0d7b71a4 Q1 THE VELASQUEZ GROUP, L.L.C. 53403 VISA INC 2012 first_quarter FIN Any legislation seeking to mitigate debit card interchange price control provisions of the Dodd Frank Wall Street Reform and Consumer Act; Chaffetz-Owens, H.R. 3156 "Consumer Debit Card Protection Act". HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2012-04-05T13:29:36.143000-04:00
1223858 LAWRENCE J. ROMANS & ASSOCIATES, LLC b101c8ca-e539-47d6-b1bb-076913a0ec29 Q1 LAWRENCE J. ROMANS & ASSOCIATES, LLC 61072 JPMORGAN CHASE & CO. 2012 first_quarter FIN HR 2682, the Business Risk Mitigation and Price Stabilization Act of 2011; HR 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall; HR 2568, the Swap Execution Facility Clarifiction Act; Proposed rule on premium capture cash reserve account submitted by federal financial regulators; HR 3283 Swap Jurisdiction Certainty Act; HR 4101 Fair Debt Collections Practices Clarification Act of 2012; Effect of Volcker Rule on Impact Investments. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2012-04-06T11:18:57.500000-04:00
1223861 LAWRENCE J. ROMANS & ASSOCIATES, LLC 7a51c049-d02a-4015-accf-ec36e50d04a0 Q1 LAWRENCE J. ROMANS & ASSOCIATES, LLC 61072 PRUDENTIAL FINANCIAL 2012 first_quarter FIN HR 1062 the Burdensome Data Collection Relief Act; HR 3559, Insurance Data Protection Act; HR 3045, Retirement Income Protection Act; HR 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by Dodd Frank Wall HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2012-04-06T11:19:58.483000-04:00
1223863 LAWRENCE J. ROMANS & ASSOCIATES, LLC 65ca16e5-9a5e-45da-b688-a42349e7714a Q1 LAWRENCE J. ROMANS & ASSOCIATES, LLC 61072 CHARLES SCHWAB & CO INC 2012 first_quarter FIN Department of Labor proposed rule on the Definition of Fiduciary under Section 3(21) of the Employee Retirement Income Security Act; Proposed legislation to provide for registration & oversight of investment advisers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-06T11:20:59.483000-04:00
1223966 CYBER SECURITY RESEARCH CONSULTANTS, LLC db640dc5-67a1-49ca-af40-546958ef69ff Q1 CYBER SECURITY RESEARCH CONSULTANTS, LLC 91694 THE LIVINGSTON GROUP (ON BEHALF OF U.S. CHAMBER OF COMMERCE) 2012 first_quarter FIN FY 13 Financial Services Act 9Volcker Provisions of Dodd Frank) FY 13 Commerce Justice Science Appropriations Act HOUSE OF REPRESENTATIVES 10000   0 0 2012-04-08T16:54:43.883000-04:00
1223968 CYBER SECURITY RESEARCH CONSULTANTS, LLC 50641470-c5f3-4abb-b801-a0119071e5e5 Q1 CYBER SECURITY RESEARCH CONSULTANTS, LLC 91694 U.S. CHAMBER OF COMMERCE 2012 first_quarter FIN FY 13 Financial Services Appropriations act (Volcker provisions of Dodd Frank) FY 13 Commerce Justice Science Appropriations Act HOUSE OF REPRESENTATIVES 18000   0 0 2012-04-08T17:01:45.523000-04:00
1224076 COVINGTON & BURLING LLP 7bbaa49c-1fc3-46cb-8ea9-a74a0011ea22 Q1 COVINGTON & BURLING LLP 11195 WELLS FARGO & CO 2012 first_quarter FIN issues affecting banks including housing issues and amendments to the Dodd-Frank Act HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-09T11:32:47.217000-04:00
1224082 COVINGTON & BURLING LLP 07092a1b-258c-4ec3-bb6d-0c9b9a131a00 Q1 COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2012 first_quarter FIN issues affecting banks including housing issues and amendments to the Dodd-Frank Act HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2012-04-09T11:39:48.790000-04:00
1224091 VENABLE LLP 25131b92-34cb-49e8-bec4-e3beb2213392 Q1 VENABLE LLP 39941 PRIVATE INVESTOR COALITION 2012 first_quarter FIN CFTC registration exemption HOUSE OF REPRESENTATIVES 50000   0 0 2012-04-09T12:13:55.807000-04:00
1224213 RICH FEUER ANDERSON af39c814-2c11-40ca-a79f-8628c2d2853d Q1 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2012 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-09T15:56:17.457000-04:00
1224258 WASHINGTON2 ADVOCATES 5a42a9c1-4ca7-48a7-a19b-263dd1592ba3 Q1 WASHINGTON2 ADVOCATES 63451 RUSSELL INVESTMENT GROUP 2012 first_quarter FIN Dodd-Frank Implementation, tax issues, ERISA fiduciary rules HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE 30000   0 0 2012-04-09T18:39:59.603000-04:00
1224325 PUBLIC AFFAIRS RESOURCES, INC. 8eea4dab-8000-4b6a-8972-a9e0232e3d58 Q1 PUBLIC AFFAIRS RESOURCES, INC. 31270 PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ) 2012 first_quarter FIN Fees for Paper Statements HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-10T09:53:24.673000-04:00
1224342 MILLER & CHEVALIER CHARTERED 147ae631-cce6-49d0-be27-05cfb709b431 Q1 MILLER & CHEVALIER CHARTERED 25306 AMERICAN FIDELITY CORPORATION 2012 first_quarter FIN Legislation affecting financial services issues. HOUSE OF REPRESENTATIVES,SENATE 130000   0 0 2012-04-10T10:24:06.627000-04:00
1224552 CORNERSTONE GOVERNMENT AFFAIRS, INC. 40b5f51a-6e5c-46b7-af79-d9174c3acfbe Q1 CORNERSTONE GOVERNMENT AFFAIRS, INC. 75557 CUSTODIA FINANCIAL 2012 first_quarter FIN monitor the issues relateted to retirement plans HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2012-04-10T14:52:28.147000-04:00
1224557 FARM CREDIT BANK OF TEXAS da47e62c-3569-4931-b234-10f77753dfd1 Q1 FARM CREDIT BANK OF TEXAS 14143 FARM CREDIT BANK OF TEXAS 2012 first_quarter FIN Issues relating to the Federal Farm Credit System. HOUSE OF REPRESENTATIVES,SENATE     0 0 2012-04-10T14:54:29.787000-04:00
1224736 FOGNANI & FAUGHT PLLC b9af9d2e-5082-4f8b-ae6a-23a0b2d68c80 1A FOGNANI & FAUGHT PLLC 44014 IVANHOE CAPITAL CORPORATION 2012 first_quarter FIN Provision of information concerning Financial Institutions/Investments/Sec issues       0 0 2012-04-10T18:42:32.153000-04:00
1224748 AMERICAN BAKERS ASSOCIATION 385ad9cd-afd5-4b98-a70f-26cdbbdb5374 Q1 AMERICAN BAKERS ASSOCIATION 1774 AMERICAN BAKERS ASSOCIATION 2012 first_quarter FIN Commodity Futures Trading Regulation- Position Limit Regulations Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Commodity Futures Trading Commission (CFTC),Federal Trade Commission (FTC),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE   16357 0 0 2012-04-10T21:57:34.833000-04:00
1224758 BLANK ROME GOVERNMENT RELATIONS 3d63f33d-1ea8-4bfd-b39d-e5d1e2aee121 Q1 BLANK ROME GOVERNMENT RELATIONS 6325 NATIONAL ASSOCIATION OF RETAIL COLLECTION ATTORNEYS 2012 first_quarter FIN Issues relating to Dodd-Frank implementation and Consumer Financial Protection Bureau, Fair Debt Collection Practices Act HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 50000   0 0 2012-04-11T08:29:54.370000-04:00
1224760 BLANK ROME GOVERNMENT RELATIONS 7baf5df1-0199-46b7-9ac0-09939dfe16c0 Q1 BLANK ROME GOVERNMENT RELATIONS 6325 PRUDENTIAL FINANCIAL INC 2012 first_quarter FIN Issues related to implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2012-04-11T08:37:56.117000-04:00
1224775 EQUIPMENT LEASING AND FINANCE ASSOCIATION 07cfd599-8c87-4e2b-8918-7c1b127985d9 Q1 EQUIPMENT LEASING AND FINANCE ASSOCIATION 13767 EQUIPMENT LEASING AND FINANCE ASSOCIATION 2012 first_quarter FIN Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (P.L. 111-203): Section 1071 ECOA data collection Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE   110000 0 0 2012-04-11T09:17:07.457000-04:00
1224891 J.C. WATTS COMPANIES c81f5441-06e4-4c9d-880d-238cd8f82b80 Q1 J.C. WATTS COMPANIES 87858 NATIONAL INSTALLMENT LENDERS ASSOCIATION 2012 first_quarter FIN H.R. 4173 and other regulatory reform legislation HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-11T10:55:58.293000-04:00
1224909 BOND DEALERS OF AMERICA 8d471d34-de9b-4fa1-9640-b737608af7e5 Q1 BOND DEALERS OF AMERICA 400404907 BOND DEALERS OF AMERICA 2012 first_quarter FIN Bank Qualified Bonds HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2012-04-11T11:24:09.473000-04:00
1224974 ASSOCIATION FOR FINANCIAL PROFESSIONALS 81a599be-905a-4eb1-991d-40275dc73bba Q1 ASSOCIATION FOR FINANCIAL PROFESSIONALS 38437 ASSOCIATION FOR FINANCIAL PROFESSIONALS 2012 first_quarter FIN Accounting Reforms, Credit Rating Agency Reform, Commodities Exchange Act/Derivatives Reform, Hard to Value Assets, Market-to-Market Accounting Reform, Money Market Fund Reform, Foreign Exchange, Dodd-Frank Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Accounting Standards Advisory Board (FASAB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   6250 0 0 2012-04-11T12:26:34.747000-04:00
1224978 FIRSTENERGY CORP 18fd2b5f-b3b3-4992-9bb0-a109a9ead9dd Q1 FIRSTENERGY CORP 43764 FIRSTENERGY CORP 2012 first_quarter FIN Implementation of H.R. 4173, "Wall Street Reform and Consumer Protection Act" as it pertains to regulation of Over-The-Counter derivatives; H.R. 3527 "Protecting Main Street End-Users from Excessive Regulation" Act and it pertains to financial hedging activities; Council on Environmental Quality (CEQ),Energy, Dept of,Environmental Protection Agency (EPA),Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE   1240000 0 0 2012-04-11T12:28:36.353000-04:00
1225000 BECKER & POLIAKOFF, P.A. b235dd1b-498d-444b-b8c5-ff840abc341e Q1 BECKER & POLIAKOFF, P.A. 283696 MARSHA PESHKIN 2012 first_quarter FIN Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC. HOUSE OF REPRESENTATIVES,SENATE     0 0 2012-04-11T12:57:48.293000-04:00
1225116 ACA INTERNATIONAL 6ead3285-e235-46ce-8928-f942a63bba13 Q1 ACA INTERNATIONAL 81431 ACA INTERNATIONAL 2012 first_quarter FIN Fair Debt Collection Practices Act; Consumer Financial Protection Bureau; Financial account record keeping Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   200000 0 0 2012-04-11T15:14:57.810000-04:00
1225134 CAPITOL RESOURCES, LLC 4d293eb3-5056-4e6a-bc00-38bf43605e2c Q1 CAPITOL RESOURCES, LLC 53174 ANGELLIST 2012 first_quarter FIN Finance HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2012-04-11T15:34:11.863000-04:00
1225194 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 9011f7f6-8cf6-4a81-9603-e61156ed2f57 Q1 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2012 first_quarter FIN Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds, and activity within Congress, especially in the context of the HR 4173, the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under sec. 113 of Dodd-Frank. Also track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation. Target Date Funds: Monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and money markets: Monitor and see proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Fiduciary Duty-Monitor the SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC rulemaking implementing a provision in the Dodd-Frank Act that creates a new Whistleblower program with the agency. CFTC: Argue against rule that would impose posisiton limits on commodity index mutual funds. HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   580000 0 0 2012-04-11T16:30:51.280000-04:00
1225350 FORSCEY, PLLC 84efbffb-fef6-4db3-8f8e-bc2e3e0183fa Q1 FORSCEY, PLLC 52880 NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS 2012 first_quarter FIN Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. H.R. 3606, Jumpstart Our Business Startups Act or JOBS Act. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2012-04-12T09:15:16.213000-04:00
1225416 CROWELL & MORING LLP ae49f31e-c0a8-4c6d-b64d-ee27fb64d329 1T CROWELL & MORING LLP 11377 BANK OF AMERICA 2012 first_quarter FIN Enforcement of international arbitral award. HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) 10000   0 1 2012-04-12T10:26:59.350000-04:00
1225421 MEHLMAN CONSULTING, INC. 814e71db-3d1b-4ce8-98e1-f321c12e817c Q1 MEHLMAN CONSULTING, INC. 284950 INTUIT, INC. AND AFFILIATES 2012 first_quarter FIN Mobile payments HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2012-04-12T10:29:04.380000-04:00
1225461 COUNCIL OF INSTITUTIONAL INVESTORS 8157643d-99d3-43b7-a28e-2b5c847de879 Q1 COUNCIL OF INSTITUTIONAL INVESTORS 11082 COUNCIL OF INSTITUTIONAL INVESTORS 2012 first_quarter FIN Jumpstart Our Business Startups Act (JOBS) bills in Congress Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2012-04-12T10:53:32.323000-04:00
1225554 AMERICAN ARBITRATION ASSOCIATION 3d80362b-83dc-462f-a44a-4bf5b0df7302 Q1 AMERICAN ARBITRATION ASSOCIATION 40048367 AMERICAN ARBITRATION ASSOCIATION 2012 first_quarter FIN Sections Relating to ADR in the following bills: HOUSE OF REPRESENTATIVES,SENATE   30000 0 0 2012-04-12T12:39:29.237000-04:00
1225567 SIFF & ASSOCIATES PLLC 9cffdccb-75f5-4f28-9050-06afb25d5ed2 Q1 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2012 first_quarter FIN Prohibitions and Restrictions on Proprietary Trading and Certain Interests in and Relationships with Hedge Funds and Private Equity Funds; Proposed Rule; OCC-2011-0014, RIN 1557-AD44; Docket No. R-14; RIN 7100AD; RIN 2064-AD85; Release No 34; RIN 3235-AL-07. S. 2038, the "Stop Trading on Congressional Knowledge Act," entire bill and S. Amdt. 1486 concerning small business capital formation. SEC regulations to implement Section 953 of the Dodd-Frank Act , requiring additional disclosure about certain compensation matters, including pay for performance and the ratio between the CEO's total compensation and the median total compensation for all other company employees. S. 1813, the "Moving Ahead for Progress in the 21st Century Act" (MAP-21), S. Amdt. 1741 (requiring a withholding agent who has the control, receipt, custody, disposal, or payment of any amount constituting gross income from sources within the U.S. of any foreign entity and the agent must determine what US persons have any beneficial ownership interest in the foreign entity or in the account in such entity's name (the "U.S. Beneficial Owner"), to file a return with the IRS), and S. Amdt. 1746 (Authorizing Special Measures Against Foreign Jurisdictions, Financial Institutions, and Others that Impede U.S. Tax Enforcement). Proposed regulations entitled "Authority to Require Supervision and Regulation of Certain Non-Bank Financial Companies," second notice of proposed rulemaking and proposed interpretive guidance, RIN 4030-AA00. H.R. 3606, the "Jumpstart Our Business Start-ups Act, S. Amdt. 1931 regarding the definition of "held of record," beneficial owner of securities. Anticipated regulatory proposals concerning net calculation of floating net asset value for money market mutual funds. Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2012-04-12T12:53:33.077000-04:00
1225577 SIFF & ASSOCIATES PLLC e835186f-ddcf-4cad-9fbc-899954950049 Q1 SIFF & ASSOCIATES PLLC 400665998 KOCH COMPANIES PUBLIC SECTOR LLC 2012 first_quarter FIN S. 1483, the "Incorporation Transparency and Law Enforcement Assistance Act," a bill to direct each state to amend their state business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation, entire bill. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-12T13:04:39.320000-04:00
1225645 DUTKO WORLDWIDE, LLC bfe1c671-a422-4bb8-8392-8fb6fe33cebf Q1 DUTKO WORLDWIDE, LLC 12868 FOREX CAPITAL MARKETS LLC 2012 first_quarter FIN Provide strategy and advice to Forex on legislation that affects them and their industry, including implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) and other executive branch regulations affecting the retail foreign exchange business such as definitions and regulation of swap execution facilities (SEF) and the segregated funds rule. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2012-04-12T13:52:17.457000-04:00
1225680 VENABLE LLP 990a1a8f-4654-40ef-80ee-469786a54f1c Q1 VENABLE LLP 39941 STATE STREET BANK AND TRUST COMPANY 2012 first_quarter FIN Financial Legislation. Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) 20000   0 0 2012-04-12T14:05:41.470000-04:00
1225790 NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS d30b9386-b2e7-42bf-92cc-ab22b01ed767 Q1 NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS 27230 NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS 2012 first_quarter FIN H.R.3606, Jumpstart Our Business Startups Act Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office   85168 0 0 2012-04-12T15:19:45.190000-04:00
1226017 NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION 5cc9f98f-10c9-4358-81b2-d72a71e150d2 Q1 NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION 29460 NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION 2012 first_quarter FIN SRO for IA's Crowdfunding HOUSE OF REPRESENTATIVES     0 0 2012-04-13T09:16:53.917000-04:00
1226021 MEHLMAN CONSULTING, INC. dd080bdd-12c7-4fb9-936c-78114b79f723 Q1 MEHLMAN CONSULTING, INC. 284950 ENCORE CAPITAL GROUP 2012 first_quarter FIN Financial Services Issues. H.R. 3309/S. 1784, Federal Communications Commission Process Reform Act of 2012 (Note: The Consumer Financial Protection Bureau was contacted; it was established in January 2012 and not yet listed under agencies on #17 thus the Dept. of Treasury has been listed.) Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 70000   0 0 2012-04-13T09:34:58.923000-04:00
1226023 SQUIRE PATTON BOGGS 8c06fad3-b4f3-45fc-acf0-e277d8b1c373 Q1 SQUIRE PATTON BOGGS 30906 LONDON STOCK EXCHANGE 2012 first_quarter FIN Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 40000   0 0 2012-04-13T09:44:02.747000-04:00
1226031 PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY 560773be-f6f0-42cb-8576-d48b6a18e951 Q1 PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY 400319497 PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY 2012 first_quarter FIN CFPB Consumer Portal, Know Before You Owe Act Education, Dept of,HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,Treasury, Dept of   100000 0 0 2012-04-13T09:49:06.277000-04:00
1226087 SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 314a0e86-3522-4acf-8700-90fb047bc953 Q1 SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 35560 GENERAL MOTORS INVESTMENT MANAGEMENT CORPORATION 2012 first_quarter FIN H.R. 3045, "Retirement Income Protection Act of 2011"; H.R. 2586, "Swap Execution Facility Clarification Act"; H.R. 2682, "Business Risk Mitigation and Price Stabilization Act of 2011", regarding counsel on application of Dodd-Frank Act provisions dealing with swaps as they relate to private sector pension plans. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2012-04-13T10:08:32.207000-04:00
1226427 EMERSON 46c9efa5-d2a4-4cf6-8904-e2031ddfde90 Q1 EMERSON 13506 EMERSON 2012 first_quarter FIN Burdensome Data Collection Relief Act, H.R. 1062 Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   265400 0 0 2012-04-13T12:15:44.717000-04:00
1226453 COMMON CAUSE 11ec1731-3377-42bf-aa1b-414cb2320c8d Q1 COMMON CAUSE 10150 COMMON CAUSE 2012 first_quarter FIN . Supported H.R.2517 : Shareholder Protection Act of 2011 sponsor: Rep Capuano, Michael E. [MA-8] .requiring shareholder permission via a vote before corporations can spend treasury money on political campaigns. Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE   50000 0 0 2012-04-13T12:38:55.357000-04:00
1226531 VENABLE LLP e370926c-025b-49f1-9f4c-3316310ea5b7 Q1 VENABLE LLP 39941 FINANCIAL EDUCATION AND COUNSELING ALLIANCE 2012 first_quarter FIN Legislative issues pertaining to financial counseling. Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of 20000   0 0 2012-04-13T14:07:42.647000-04:00
1226535 VENABLE LLP 0f44965e-40db-4004-8004-2fbb032b7bb3 Q1 VENABLE LLP 39941 VANTAGESCORE SOLUTIONS LLC 2012 first_quarter FIN H.R. 321 - Equal Employment For All Act H.R. 769 - Fair Access to Credit Scores Act of 2011 Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE 60000   0 0 2012-04-13T14:09:44.397000-04:00
1226564 KSCW, INC. 0f6191b4-f5f2-4184-b4bb-f6d54f2e02f4 Q1 KSCW, INC. 21596 FITCH, INC. 2012 first_quarter FIN Implimentation of the Dodd-Frank Wall Street Reform and Consumer Protection Act- Rules related to the credit ratings industry Legislation pertaining to the Credit Ratings Industry HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2012-04-13T14:17:58.877000-04:00
1226621 CORNERSTONE GOVERNMENT AFFAIRS, INC. a6d0f0af-56c6-45b1-9314-b1e9549af17a Q1 CORNERSTONE GOVERNMENT AFFAIRS, INC. 75557 VISA 2012 first_quarter FIN Electronic payments HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2012-04-13T14:45:28.053000-04:00
1226672 BUNGE NORTH AMERICA, INC 233f72b4-042c-4c87-9783-4d7b58c7857e Q1 BUNGE NORTH AMERICA, INC 83331 BUNGE NORTH AMERICA, INC 2012 first_quarter FIN Monitoring Dodd-Frank implementation affecting commodity market speculation, CFTC actions, margin requirements, and financial market regulatory reform. Agriculture, Dept of (USDA),Army, Dept of (Corps of Engineers),Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Surface Transportation Board (STB),U.S. Agency for International Development (USAID),U.S. Trade Representative (USTR)   230000 0 0 2012-04-13T15:17:50.633000-04:00
1226722 DUTKO WORLDWIDE, LLC 2f80ffa0-41df-469f-bbdc-7d80b58ecc3d Q1 DUTKO WORLDWIDE, LLC 12868 CITGO PETROLEUM CORPORATION 2012 first_quarter FIN Monitor potential derivatives-related modifications to Dodd-Frank Act (Wall Street Reform and Consumer Protection Act of 2009), including H.R. 1573 and the Business Risk Mitigation and Price Stabilization Act of 2011 (H.R. 1610). Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT) 110000   0 0 2012-04-13T15:39:10.377000-04:00
1226771 CREDIT SUISSE SECURITIES (USA) 708dd08b-a9a6-4c23-93de-944ef6dfaa2e Q1 CREDIT SUISSE SECURITIES (USA) 62596 CREDIT SUISSE SECURITIES (USA) 2012 first_quarter FIN Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 45730) SEC - Proposed rule - Registration of Muncipal Advisors Release… Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   680000 0 0 2012-04-13T15:47:30.920000-04:00
1226831 COLORADO SPRINGS UTILITIES 5220f3bc-f5d8-4d12-8e7a-bf3a807274a2 Q1 COLORADO SPRINGS UTILITIES 40029251 COLORADO SPRINGS UTILITIES 2012 first_quarter FIN HR 2682 - support provisions that exempt end users from being required to post margin for over the counter derivatives when hedging fuel risks. Bureau of Reclamation,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE   70000 0 0 2012-04-13T16:19:12.393000-04:00
1226873 PURPLE ADVOCACY, LLC 9aca4fc7-c96d-4f62-ab26-fb7978b172ed Q1 PURPLE ADVOCACY, LLC 400870549 WAYPOINT ADVISORS, LLC 2012 first_quarter FIN Issues related to the STOCK Act. HOUSE OF REPRESENTATIVES 10000   0 0 2012-04-13T16:31:42.120000-04:00
1226945 RICH FEUER ANDERSON 90de1201-4c61-4c01-bc14-1fdcde7f252a Q2 RICH FEUER ANDERSON 84775 GENWORTH FINANCIAL INC 2012 second_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2012-04-13T17:14:13.010000-04:00
1226981 RICH FEUER ANDERSON 285006d0-e4d3-41f6-af7e-5d477e51b9ec Q1 RICH FEUER ANDERSON 84775 KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) 2012 first_quarter FIN Regulations affecting electronic trading of securities, including market structure issues. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 60000   0 0 2012-04-13T17:43:26.733000-04:00
1226987 RICH FEUER ANDERSON 629eeb74-dd9b-4b4f-ab6c-afad54c0111b Q1 RICH FEUER ANDERSON 84775 BARCLAYS PLC 2012 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-13T17:51:30.903000-04:00
1226996 RICH FEUER ANDERSON 4d28638c-a10b-497a-b350-1252d0f302f1 Q1 RICH FEUER ANDERSON 84775 INTERACTIVE DATA CORPORATION 2012 first_quarter FIN Regulation of securities market structure and securities trading, including provision of market data and disclosure of municipal securities transactions. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including reporting of swaps transactions and standardization of data. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 40000   0 0 2012-04-13T18:14:36.127000-04:00
1227001 RICH FEUER ANDERSON eefef3a2-3ea1-403e-aab2-0912167fb49c Q1 RICH FEUER ANDERSON 84775 FX ALLIANCE, LLC 2012 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation of swap execution facilities and HR 2586, the "Swap Execution Facility Clarification Act." HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2012-04-13T18:25:39.357000-04:00
1227014 RICH FEUER ANDERSON 91bd8432-c6d7-4fee-9a7f-bfe3c3ae2fe4 Q1 RICH FEUER ANDERSON 84775 LCH.CLEARNET GROUP LIMITED 2012 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"). Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2012-04-13T18:44:48.097000-04:00
1227282 ARTEMIS STRATEGIES 320c65ca-7794-469e-920b-ecaddd37719a Q1 ARTEMIS STRATEGIES 82990 SAP AMERICA 2012 first_quarter FIN Corporate Governance Issues Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2012-04-16T09:15:02-04:00
1227346 VENABLE LLP 14610cda-eee5-4363-b635-1906a24b73e4 Q1 VENABLE LLP 39941 NAVY MUTUAL AID ASSOCIATION 2012 first_quarter FIN S. 486 - Protecting Servicemembers From Mortgage Abuse Act of 2011 HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2012-04-16T10:13:44.950000-04:00
1227433 SQUIRE PATTON BOGGS fbc6f77e-7c68-4a46-a6f8-693bb9052caf Q1 SQUIRE PATTON BOGGS 30906 GRESHAM INVESTMENT MANAGEMENT (A SUBSIDIARY OF THE FALCONWOOD CORPORATION) 2012 first_quarter FIN Issues related to commodities and futures markets regulation under the Wall Street Reform Act of 2010. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2012-04-16T10:44:34.173000-04:00
1227505 SQUIRE PATTON BOGGS 13aae56a-8dc4-4be1-89f6-7b350b315eb8 Q1 SQUIRE PATTON BOGGS 30906 QUANTLAB FINANCIAL, LLC 2012 first_quarter FIN Isasues related to automated, proprietary trading firms. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2012-04-16T11:03:12.643000-04:00
1227506 SQUIRE PATTON BOGGS bb6cfeb5-9237-4c10-9c4c-05fb8e258c84 Q1 SQUIRE PATTON BOGGS 30906 RGM ADVISORS, LLC 2012 first_quarter FIN Issues related to automated, proprietary trading firms. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2012-04-16T11:04:13.483000-04:00
1227522 THORN RUN PARTNERS 224d3d94-a9c5-4690-92ce-6a4eae739f4c Q1 THORN RUN PARTNERS 400534596 XEROX BUSINESS SERVICES LLC AND ITS AFFILIATES 2012 first_quarter FIN Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act and financial services. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-16T11:06:20.640000-04:00
1227617 DUTKO WORLDWIDE, LLC 87f22311-18da-410b-b6e3-fddde11640ce Q1 DUTKO WORLDWIDE, LLC 12868 U.S.A.A. 2012 first_quarter FIN Advise client on ongoing implementation of insurance provisions as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) including the creation and implementation of the Federal Insurance Office (FIO). Monitor and track any additional legislation or regulatory issue related to the insurance industry. Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2012-04-16T11:29:04.317000-04:00
1227640 LCH.CLEARNET GROUP LIMITED c720dfac-3d26-4928-ab2f-df9ca554f76c Q1 LCH.CLEARNET GROUP LIMITED 400785364 LCH.CLEARNET GROUP LIMITED 2012 first_quarter FIN H.R. 1573: To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. Proposed Dodd-Frank implementation rules related to Titles VII and VIII. Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   370000 0 0 2012-04-16T11:40:14.087000-04:00
1227712 KSCW, INC. 6d3f9d0c-9f62-4dc3-8b63-0fb418ecf9cb Q1 KSCW, INC. 21596 CMFG LIFE INSURANCE COMPANY 2012 first_quarter FIN Implimentation of Dodd-Frank Wall Street Reform and Consumer Protection Act: Restoring American Financial Stability Act of 2010- specifically rule making as it regulates credit insurance Multiopenend lending Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-16T12:10:50.130000-04:00
1227764 MR. GLEN CORSO 6aad86f5-d2dd-481a-9c9b-bda74d7c9ed5 Q1 MR. GLEN CORSO 400427059 MORTGAGE BANKING INITIATIVES DBA COMMUNITY MORTGAGE BANKING PROJECT 2012 first_quarter FIN Definition of Qualified Mortgage under Regulation Z, Truth in Lending. Communication with Senate staff. Housing & Urban Development, Dept of (HUD),SENATE 9000   0 0 2012-04-16T12:29:00.510000-04:00
1227810 RICH FEUER ANDERSON 56741806-eade-4aa0-b63e-acd930ab5098 1A RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2012 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of systemically important financial institutions. Regulation of money market funds and exchange-traded funds. Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 70000   0 0 2012-04-16T12:47:36.283000-04:00
1227996 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 9f7ae36b-134e-4a49-9d08-0a49bb664f04 Q1 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2012 first_quarter FIN Rein in Significantly Important Financial institution (SIFI) with focused regulation including higher capital and liquidity requirements Shield community banks from the Dodd-Frank required increase in the deposit insurance fund reserve ratio from 1.15% to 1.35% Consumer Financial Protection focus on too-big-to-fail banks and financial firms and shadow financial industry, high standards for consumer compliance required of community banks, accommodation of community banks in serving the needs of their customers, broad definition of covered person, consolidation of RESPA and TILA forms, regulatory compliance and increased regulatory burden, and regulatory relief Ensure the small debit card issuer exemption in the Dodd-Frank (Durbin Amendment) is working to protect community banks Downsizing too-big-to-fail banks over a five-years and the regulation of too-big-to-fail banks and financial firms and the shadow financial industry, separation of banking and commerce, expansion of the Volker Rule and restoration of Glass-Steagall Act Overzealous bank regulatory examinations regulator, senior management, and examiner attitudes and practices, treatment of Commercial Real Estate, excessive write-downs, arbitrary capital requirements, public enforcement actions, reform the appellate process, and community bank closures Tiered regulation and supervision for community banks Accounting changes FASB proposed fair value disclosures requiring parenthetical disclosures for all financial instruments carried at amortized cost, PCBOA proposal to expand the scope of the independent accountant during the audit and mandatory auditor rotation, amortizing commercial real estate losses over 10 years for regulatory capital purposes Secondary mortgage lending reforms curb imprudent lending practices without impacting responsible lenders and loan products designed to meet the diverse needs of community bank customers and their communities Reform of the housing GSEs - community bank access to a strong, impartial secondary mark… Agriculture, Dept of (USDA),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   50000 0 0 2012-04-16T13:54:02.650000-04:00
1228040 POLICY DIRECTIONS INC. b8209a58-f939-4692-a1c4-d5f78ceacdc2 Q1 POLICY DIRECTIONS INC. 31747 AMERICAN FEED INDUSTRY ASSOCIATION 2012 first_quarter FIN Issues related to regulation and oversight by the Commodity Futures Trading Commission. Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office 20000   0 0 2012-04-16T14:05:20.937000-04:00
1228042 FIERCE, ISAKOWITZ & BLALOCK 133a3b2e-9025-47f0-9d90-d8706b85834b Q1 FIERCE, ISAKOWITZ & BLALOCK 44812 DELTA AIR LINES, INC. 2012 first_quarter FIN S. 2072- Securing American Jobs through Exports Act of 2011, S. 1547- Export-Import Bank Re-Authorization Act of 2011 HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2012-04-16T14:05:28.077000-04:00
1228061 STRATEGIC MARKETING INNOVATIONS 73dd1757-545d-4ae2-879b-ae918587a588 Q1 STRATEGIC MARKETING INNOVATIONS 60550 UNIVERSITY OF DAYTON 2012 first_quarter FIN Funding for non profit business assistance Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) 20000   0 0 2012-04-16T14:11:27.220000-04:00
1228128 THORN RUN PARTNERS dec9a972-a081-46b6-967f-76d2b003932e 1A THORN RUN PARTNERS 400534596 XEROX BUSINESS SERVICES LLC AND ITS AFFILIATES 2012 first_quarter FIN Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act and financial services. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-16T14:34:50.493000-04:00
1228176 CROSSROADS STRATEGIES, LLC 1699d3f2-bd5a-40ba-8f3e-2e81f475f5fd Q1 CROSSROADS STRATEGIES, LLC 400531586 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2012 first_quarter FIN H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; Issues related to hedge fund regulation, financial services regulatory reform and possible Self-Regulating Organizations (SRO) derivatives. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 20000   0 0 2012-04-16T14:53:07.453000-04:00
1228368 LAND O'LAKES, INC. d0d2608b-47f4-4b09-805f-88f045770895 Q1 LAND O'LAKES, INC. 22110 LAND O'LAKES INC 2012 first_quarter FIN Wall Street Reform and Consumer Protection Act, HR 4173 Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE   250000 0 0 2012-04-16T16:05:38.137000-04:00
1228407 RICH FEUER ANDERSON c58cbc72-6001-406b-bb89-b87435998462 Q2 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2012 second_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2012-04-16T16:23:57.110000-04:00
1228433 RICH FEUER ANDERSON 8944d032-686c-4a7c-9026-f99fe5c4197a Q1 RICH FEUER ANDERSON 84775 GENWORTH FINANCIAL INC 2012 first_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2012-04-16T16:35:11.113000-04:00
1228506 RICH FEUER ANDERSON bb39f5fb-9a2c-49c7-957e-2b883f1f243f Q1 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2012 first_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2012-04-16T16:53:45.590000-04:00
1228587 DUTKO WORLDWIDE, LLC 656485b3-6554-4393-9c8f-ab6cbf8907aa Q1 DUTKO WORLDWIDE, LLC 12868 ACCENTURE 2012 first_quarter FIN Monitoring all issues related to financial services and set appointments with regulatory agencies. Commerce, Dept of (DOC),Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 40000   0 0 2012-04-16T17:12:17.240000-04:00
1228667 TASSEY & ASSOCIATES d501fcb9-3631-485f-b4db-bd1f5831ccbb Q1 TASSEY & ASSOCIATES 288954 GENERAL ELECTRIC CAPITAL CORPORATION FKA GENERAL ELECTRIC COMPANY 2012 first_quarter FIN PL 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act, regarding implementation of the provisions relating to end users of derivatives. HR 1081 Consumers Payment System Protection Act, all provisions relating to interchange. S 575 Debit Interchange Fee Study Act of 2011, all provisions. S AMDT 267 to S 493 SBIR/STTR Reauthorization Act of 2011, all provisions relating to interchange. S AMDT 392 to S 782 Economic Development Revitalization Act of 2011, all provisions relating to interchange. HR 2434 Financial Services and General Government Appropriations Act 2012, all provisions in Title I, Section 101 regarding the Bureau of Consumer Financial Protection. S 1573 Financial Services and General Government Appropriations Act 2012, provisions relating to the Federal Trade Commission. S 2099 / HR 4014 To Amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection, all provisions. Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 50000   0 0 2012-04-16T17:45:49.127000-04:00
1228680 CRACKER BARREL OLD COUNTRY STORE, INC. b74feffc-1d68-4d0d-a342-e19931f4cb9e Q1 CRACKER BARREL OLD COUNTRY STORE, INC. 400721169 CRACKER BARREL OLD COUNTRY STORE, INC. 2012 first_quarter FIN Federal Reserve rulemaking and potential legislation on debit card interchange fees per Sec. 1075 of PL 111-203 HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2012-04-16T17:46:51.473000-04:00
1228758 JOHN T. O'ROURKE 1ade089e-f34b-48b8-b777-bf473c3f7752 Q1 JOHN T. O'ROURKE 29937 THE TRAVELERS COMPANIES, INC. AND SUBSIDIARIES 2012 first_quarter FIN Dodd-Frank implementation and oversight. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-04-16T18:51:23.513000-04:00
1228774 LEVINE & COMPANY 81c76733-393f-455e-b462-572043d649d3 Q1 LEVINE & COMPANY 46916 KOHLBERG KRAVIS & CO 2012 first_quarter FIN Taxes and regulatory issues affecting private equity firms HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2012-04-16T19:28:31.947000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
Powered by Datasette · Queries took 1998.469ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API