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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

975 rows where filing_period = "third_quarter", filing_year = 2021 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 975 ✖

filing_year 1

  • 2021 · 975 ✖

filing_period 1

  • third_quarter · 975 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
2674597 CARLOW CONSULTING, LLC 2eaa7409-ae49-4759-bb0c-ae867d99d97a Q3 CARLOW CONSULTING, LLC 401104840 SCHOOL EMPLOYEES RETIREMENT SYSTEM OF OHIO 2021 third_quarter FIN Followed two bills: Rep. Patrick McHenry (R-NC) introduced H.Res.249, a Resolution which is Expressing the sense of the House of Representatives that the Congress should not impose a financial transaction tax on individuals or market intermediaries in connection with trades executed on the National Market System or alternative trading systems. The Resolution was introduced on March 17 and was referred to the Committee on Ways and Means. H.R. 328, the Wall Street Tax Act, would create a financial transaction tax on the sale of stocks, bonds, and derivatives at 0.1 percent (10 basis points), which could raise approximately $777 billion over ten (10) years. Followed a joint resolution: Senator Sherrod Brown (D-OH) introduced S.J.Res.16, a joint resolution providing for disapproval under chapter 8 of title 5, United States Code, of the rule finalized by the Securities and Exchange Commission (SEC). The joint resolution, filed under the Congressional Review Act (CRA), would reverse the SECs final rule in September 2020 relating to "Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8." Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE 9999   0 0 2021-09-01T19:48:20.497000-04:00
2674599 CARLOW CONSULTING, LLC d63cf501-15b7-4308-a74e-6a466e4d52df 3T CARLOW CONSULTING, LLC 401104840 SCHOOL EMPLOYEES RETIREMENT SYSTEM OF OHIO 2021 third_quarter FIN Followed two bills: Rep. Patrick McHenry (R-NC) introduced H.Res.249, a Resolution which is Expressing the sense of the House of Representatives that the Congress should not impose a financial transaction tax on individuals or market intermediaries in connection with trades executed on the National Market System or alternative trading systems. The Resolution was introduced on March 17 and was referred to the Committee on Ways and Means. H.R. 328, the Wall Street Tax Act, would create a financial transaction tax on the sale of stocks, bonds, and derivatives at 0.1 percent (10 basis points), which could raise approximately $777 billion over ten (10) years. Followed a joint resolution: Senator Sherrod Brown (D-OH) introduced S.J.Res.16, a joint resolution providing for disapproval under chapter 8 of title 5, United States Code, of the rule finalized by the Securities and Exchange Commission (SEC). The joint resolution, filed under the Congressional Review Act (CRA), would reverse the SECs final rule in September 2020 relating to "Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8." Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE 6666   0 1 2021-09-01T19:54:21.027000-04:00
2674833 WARWICK GROUP CONSULTANTS, LLC 9a57f1e2-acf5-4657-a04a-98b36e6de117 Q3 WARWICK GROUP CONSULTANTS, LLC 401103619 COASTAL STRATEGIES 2021 third_quarter FIN Coastal Resilience Funding HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-09-16T13:04:30.577000-04:00
2674911 BECKER & POLIAKOFF, P.A. bcd677a0-70af-455b-b771-6b8cb61e5282 3T BECKER & POLIAKOFF, P.A. 283696 INTUIT, INC. 2021 third_quarter FIN Support FINTECH innovation and consumer protections Promote financial health and literacy for small businesses Issues related to data privacy HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) 10000   0 1 2021-09-17T17:36:15.323000-04:00
2675773 CAPITOL HILL ADVOCATES LLC e1a95656-b2ae-4ecc-8783-8082413069eb Q3 CAPITOL HILL ADVOCATES LLC 46084 AMERICAN ASSOCIATION OF RADON SCIENTISTS AND TECHNOLOGISTS 2021 third_quarter FIN Support FHFA action to update/improve its requirements/regulations of GSE management of multifamily properties with respect to radon testing and mitigation. Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,White House Office 10000   0 0 2021-10-01T14:10:30.410000-04:00
2675955 CORPORATION FOR SUPPORTIVE HOUSING 876ae6fe-d3a5-43d8-a534-7283c2322ccf Q3 CORPORATION FOR SUPPORTIVE HOUSING 69195 CORPORATION FOR SUPPORTIVE HOUSING 2021 third_quarter FIN grandfather CDFIs into managing SBA programs such as Paycheck Protection Program without requiring that they comply with banking regulations or SBA designations HOUSE OF REPRESENTATIVES,SENATE   50000 0 0 2021-10-02T16:40:36.607000-04:00
2676089 THE MAJORITY GROUP, LLC 2bd6b059-34e9-4377-8d86-745a141b8298 Q3 THE MAJORITY GROUP, LLC 400713141 EXPANSION FUNDING PARTNERS, LLC 2021 third_quarter FIN Securities and stock exchange HOUSE OF REPRESENTATIVES,SENATE 90000   0 0 2021-10-04T11:07:31.890000-04:00
2676090 PRI US, INC 9be85cb9-916c-47e0-bb92-39f72567ffb9 Q3 PRI US, INC 401105678 PRI US, INC 2021 third_quarter FIN Climate change disclosure, ESG disclosure, deforestation disclosure Infrastructure bill, climate change Budget Reconciliation Legislation, climate change Senate Banking Committee: SEC Oversight hearing, climate change HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2021-10-04T11:08:32.597000-04:00
2676124 THE MAJORITY GROUP, LLC 491a65c0-8593-4941-b223-7752b3ce9f48 Q3 THE MAJORITY GROUP, LLC 400713141 A10 CAPITAL 2021 third_quarter FIN Paycheck Protection Program and general financial services issues. HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of 75000   0 0 2021-10-04T11:35:45.797000-04:00
2676131 THE MAJORITY GROUP, LLC 95377dd2-9317-45c8-9723-8d3768b3d340 Q3 THE MAJORITY GROUP, LLC 400713141 AMERICAN PETROLEUM INSTITUTE 2021 third_quarter FIN Corporate and investor disclosures HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2021-10-04T11:45:49.327000-04:00
2676240 CHRISTINE POLLACK d6dfa0aa-5a81-420c-8f33-2c54b48d3e75 Q3 CHRISTINE POLLACK 401105176 RETAIL INDUSTRY LEADERS ASSOCIATION 2021 third_quarter FIN Issues related to privacy, data security. HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2021-10-04T17:34:37.063000-04:00
2676310 WARNER, NORCROSS + JUDD LLP 3923c199-a66c-4e32-88ef-a329a2171183 Q3 WARNER, NORCROSS + JUDD LLP 401050963 BUSINESS INTERMEDIARY EDUCATION FOUNDATION 2021 third_quarter FIN Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 935 (117th Congress) the Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. HOUSE OF REPRESENTATIVES,SENATE 19477   0 0 2021-10-05T10:31:13.093000-04:00
2676523 RICH FEUER ANDERSON 0ed126d4-9e87-447e-a861-034c456eed5a Q3 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2021 third_quarter FIN Legislation and regulation affecting asset management services. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-10-05T19:31:04.617000-04:00
2676524 RICH FEUER ANDERSON c00db1d6-ef52-4bc3-8af2-7063a1dbdb86 Q3 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2021 third_quarter FIN Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-10-05T19:44:05.533000-04:00
2676528 HOLLAND & KNIGHT LLP 05c73339-3b69-4de1-89d8-ac3599b7158f Q3 HOLLAND & KNIGHT LLP 18466 HOUGHTON MIFFLIN HARCOURT 2021 third_quarter FIN S.3548 - CARES Act. Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 50000   0 0 2021-10-06T08:45:09.567000-04:00
2676532 HOLLAND & KNIGHT LLP d8d5ceb3-8755-413b-b5d6-e5cd54930827 Q3 HOLLAND & KNIGHT LLP 18466 CONTINENTAL SERVICE GROUP, INC. D/B/A CONSERVE 2021 third_quarter FIN Education and advocacy around the private debt collection program required under Section 6306(c)(1) of the Internal Revenue Code and ConServe's position as an approved private debt collector under the program. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-10-06T08:53:10.620000-04:00
2676552 HOLLAND & KNIGHT LLP c966a657-80c7-416d-b304-d67bc2b7c2c9 Q3 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2021 third_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2021-10-06T09:45:16.397000-04:00
2676725 AMERICAN FINANCIAL SERVICES ASSOCIATION 521fbcdd-b7a8-43f7-a91e-b76628fa9f5f Q3 AMERICAN FINANCIAL SERVICES ASSOCIATION 2354 AMERICAN FINANCIAL SERVICES ASSOCIATION 2021 third_quarter FIN Issues pertaining to installment lending and vehicle financing, data security matters, credit reporting issues, industrial loan companies charters, debt collection and third party vendors, Consumer Financial Protection Bureau matters, legislation regarding rates on credit lending, provisions in American Rescue Plan Act relating to credit provisions and small business loans, HEROES Act on provisions relating to the PPP loans, H.R.1799 PPP Extension Act regarding processing applications, HR 1996 and S. 910 SAFE Banking Act on provisions related to lawful businesses. Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office   250000 0 0 2021-10-06T14:35:10.823000-04:00
2676761 RICH FEUER ANDERSON 65de5fda-9d0c-41a5-90d2-0dbb480978dd Q3 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2021 third_quarter FIN Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2021-10-06T15:32:20.587000-04:00
2676781 SMALL BUSINESS ADVOCACY COUNCIL 3d7e3da7-c2dd-4b36-a822-6e816f95ba0d Q3 SMALL BUSINESS ADVOCACY COUNCIL 401105226 SMALL BUSINESS ADVOCACY COUNCIL 2021 third_quarter FIN Request that Main Street Lending program be permitted to purchase 50% of commercial real estate loans from financial institutions. HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-10-06T15:48:25.063000-04:00
2676846 PORTERFIELD, FETTIG & SEARS, LLC c0f87090-e11b-4a7a-8ea6-57d52e39108b Q3 PORTERFIELD, FETTIG & SEARS, LLC 305054 VANGUARD 2021 third_quarter FIN Asset management and money market fund issues; data security and privacy. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-10-07T09:24:54.453000-04:00
2676858 THE AMERICAN PUBLIC GAS ASSOCIATION d5093060-2515-494c-9e06-e448d02118e0 3T THE AMERICAN PUBLIC GAS ASSOCIATION 74077 AMERICAN PUBLIC GAS ASSOCIATION 2021 third_quarter FIN Support for passage of the American Infrastructure Bonds Act Energy, Dept of,Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE   15000 0 1 2021-10-07T09:53:59.727000-04:00
2676972 MICHIGAN CREDIT UNION LEAGUE e94ecf25-7c0f-4ed7-acf9-fdbc059cc266 Q3 MICHIGAN CREDIT UNION LEAGUE 25157 MICHIGAN CREDIT UNION LEAGUE 2021 third_quarter FIN Lapses by the retail industry/merchants in securing consumer information continue to be extremely problematic and costly to consumers and financial institutions. MCUL is advocating that Congress hold retailers to the same or similar data security standards as the financial service industry has to abide by and require retailers notify credit unions sooner once a breach occurs. We support legislation that ensures all businesses, institutions and organizations that collect, use or share personal data are subject to national standards, to include language that preempts state requirements, among other things. MCUL supports modernizing the Federal Credit Union Act (FCUA). The financial service industry is rapidly changing. Advancements in technology, including high speed internet connectivity, have significantly change our society and how financial institutions do business. Updating the FCUA has become necessary to ensure federally chartered credit unions have the powers and flexibility to be competitive and members can benefit from new technology. We are currently supporting S.762, to eliminate the restriction on federal credit union loan maturity. Additionally, as a result of the ongoing COVID-19 crisis, Rep. Brad Sherman (D-CA-30) introduced legislation we are supporting, H.R. 6550, the Access to Credit for Small Businesses Impacted by the COVID-19 Crisis Act. The bill would exempt credit union loans related to the pandemic from the MBL for a period of three years. MCUL supports H.R. 2311, the Credit Union Governance Modernization Act of 2021 makes updates to how federal credit unions can handle violent members or members that have or seek to commit fraud against the credit union. The bill provides an important update to the FCUA and prioritizes member and credit union staff safety. Lastly, we support passage of the Expanding Finance Access for Underserved Communities Act which would allow federal credit unions to add underserved communities to their fields of membership, exempt business loans by FCU's in … HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2021-10-07T13:14:36.360000-04:00
2677010 REPUBLIC CONSULTING, LLC 9e9c182f-815e-434a-85ca-d945bf2e47b2 Q3 REPUBLIC CONSULTING, LLC 401016871 WORKIVA 2021 third_quarter FIN Financial Transparency Act and Use of machine readable data in government reports. Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-10-07T14:05:54.890000-04:00
2677014 REPUBLIC CONSULTING, LLC c77c5107-3cec-4920-b9d1-ce138e66371f Q3 REPUBLIC CONSULTING, LLC 401016871 MORTGAGE BANKERS ASSOCIATION 2021 third_quarter FIN Issues related to GSE Reform and affordable housing. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-10-07T14:09:56.147000-04:00
2677049 REPUBLIC CONSULTING, LLC 6dfce7b9-9fbd-40d5-be57-c44e663b5019 Q3 REPUBLIC CONSULTING, LLC 401016871 COGNIZANT TECHNOLOGY SOLUTIONS 2021 third_quarter FIN Provide strategic guidance and counsel on potential banking and financial services issues and the impact to Cognizant. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-10-07T14:34:03.497000-04:00
2677064 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 932db911-17d6-47ff-9e70-164177d8624f Q3 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2021 third_quarter FIN CBAI 2021 Federal Policy Priorities - Community Bank Response to the COVID-19 Pandemic COVID-19 has focused community bank efforts on helping their individual and small business customers and their communities weather the virus crisis and assist in the recovery effort. This was a commitment above and beyond what was normally expected, but one which community bankers were happy to fulfill. Community banks stepped-up during the crisis despite the many challenges and frustrations they encountered. They should be commended for what they are doing, treated fairly and equally, encouraged to do more, and not penalized for successfully performing their essential function. The Independent Community Bankers of Americas Legislative and Regulatory Agenda Contained in their Community Focus 2020: The Community Bank Agenda for Expanding Economic Opportunity CBAI joins the Independent Community Bankers of America (ICBA) in supporting a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to support the nations economic growth and development in every corner of the country. Additional Meaningful Regulatory Relief for Community Banks Community bankers seek additional regulatory relief including on several fronts (i.e., BSA reform, CTRs, and SARs) to permit them to better serve their customers and communities while proudly fulfilling their reasonable responsibility to identify and report illicit actors. The Community Bank Position on Credit Unions and Their Expanded Powers Credit unions have long-since strayed from their founding purpose of serving individuals of modest means and with a common bond. They blatantly abuse their competitive advantages and are virtually indistinguishable from tax-paying community banks. Credit union acquisitions of community banks is a recent and disturbing trend that negatively impacts all taxpayers. This escalation of credit unions abusing of their tax-exemption should prompt … Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE   60000 0 0 2021-10-07T14:44:06.507000-04:00
2677111 RESOLUTION PUBLIC AFFAIRS, LLC d4ca2f61-4621-4abb-9078-964449590046 Q3 RESOLUTION PUBLIC AFFAIRS, LLC 401105068 WELLS FARGO & COMPANY 2021 third_quarter FIN Issues related to GSIBs, generally HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-10-07T15:13:16.207000-04:00
2677143 DENTONS US LLP e846d4ff-e9da-4100-affe-3d178ff9fc42 Q3 DENTONS US LLP 36105 AMERICAN AMUSEMENT MACHINE ASSOCIATION 2021 third_quarter FIN Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus funding, American Recovery Act of 2021; Reconciliation package proposals HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE 20000   0 0 2021-10-07T16:22:30.853000-04:00
2677146 DENTONS US LLP 67374fde-5e3a-441b-aac6-bf03e24f9be3 Q3 DENTONS US LLP 36105 AMUSEMENT AND MUSIC OPERATORS ASSOCIATION 2021 third_quarter FIN Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus Proposals, American Recovery Act of 2021; Reconciliation package proposals; HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE 20000   0 0 2021-10-07T16:25:31.640000-04:00
2677208 RICH FEUER ANDERSON e3a8cbc5-d4b8-463a-96bb-702be8f08eb5 Q3 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2021 third_quarter FIN Regulation of broker-dealers, including capital requirements. Regulation of derivatives and equity market structure issues. HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2021-10-07T19:51:55.813000-04:00
2677477 HOLLAND & KNIGHT LLP 26dfc2ea-b3bf-4de5-b51f-6424c6dffc3d Q3 HOLLAND & KNIGHT LLP 18466 PCI SECURITY STANDARDS COUNCIL, LLC 2021 third_quarter FIN Payment card security standards issues related to data breach, privacy, data security, and cyber security. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-10-08T16:22:48.240000-04:00
2677521 WASHINGTON MATTERS LLC 4c9fb305-20e2-4bce-8535-0d8782f5a4f6 Q3 WASHINGTON MATTERS LLC 40036305 COALITION FOR EQUITABLE REGULATION AND TAXATION 2021 third_quarter FIN Seeking clarification of proposed amendments to cash reporting applied to small businesses. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-10-09T11:46:08.740000-04:00
2677540 DENT STRATEGIES 447ff85f-2040-42ca-8e19-0e58fbce69a6 Q3 DENT STRATEGIES 401105616 CUNA MUTUAL GROUP 2021 third_quarter FIN H.R. 3962/S. 1625 - SECURE Notarization Act - expands access to remote online notary services H.R. 4350 - National Defense Authorization Act for FY 2022 - includes SECURE Notarization Act HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-10-09T12:42:11.267000-04:00
2677668 PENN AVENUE PARTNERS d01d43a9-9947-4758-a4a8-8b28b6fa909c Q3 PENN AVENUE PARTNERS 400918672 WESTERN UNION 2021 third_quarter FIN Financial Services Issues. Cross Border Remittance Issues. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-10-10T12:46:50.603000-04:00
2677760 THE WILLIAMS GROUP 1b564966-f196-4bba-8d9a-459344fbb69a Q3 THE WILLIAMS GROUP 401104049 GENERAL MOTORS 2021 third_quarter FIN Federal charters HOUSE OF REPRESENTATIVES,SENATE 37500   0 0 2021-10-11T10:12:20.157000-04:00
2677761 THE WILLIAMS GROUP 88ce3034-9022-4eb9-9c4e-1ae7db77786d Q3 THE WILLIAMS GROUP 401104049 METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) 2021 third_quarter FIN Insurance and Securities Law HOUSE OF REPRESENTATIVES,SENATE 19500   0 0 2021-10-11T10:13:20.707000-04:00
2677763 THE WILLIAMS GROUP af41cab5-aece-4f5d-a202-d7b20fb62121 Q3 THE WILLIAMS GROUP 401104049 AMERICAN FINANCIAL SERVICES ASSOCIATION 2021 third_quarter FIN Banking Law HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2021-10-11T10:13:21.187000-04:00
2677765 THE WILLIAMS GROUP 6de38010-6614-49e2-9dcc-fc72d5dc9616 Q3 THE WILLIAMS GROUP 401104049 TRANSUNION 2021 third_quarter FIN Fai Credit Reporting Act HOUSE OF REPRESENTATIVES,SENATE 11250   0 0 2021-10-11T10:15:22.367000-04:00
2677768 THE WILLIAMS GROUP 269d2067-08ef-4134-b97c-1c78c75ee7a9 Q3 THE WILLIAMS GROUP 401104049 ROBINHOOD 2021 third_quarter FIN Securities Law HOUSE OF REPRESENTATIVES,SENATE 6000   0 0 2021-10-11T10:18:23.787000-04:00
2677908 MCDERMOTT WILL & SCHULTE LLP 27101131-9604-41a9-84a8-46935833ce5a Q3 MCDERMOTT WILL & SCHULTE LLP 24338 SANTA BARBARA TAX PRODUCTS GROUP 2021 third_quarter FIN Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-10-11T14:43:04.987000-04:00
2677958 HOLLAND & KNIGHT LLP ddb0fe7a-975e-454e-b57a-cd7ad6b99a5b Q3 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2021 third_quarter FIN Educating members of Congress and staff on financial planning business tax incentives and retirement issues and policy. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-10-11T15:12:18.987000-04:00
2678071 NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD 003da944-73d3-413b-b724-0cf05b01ad4f Q3 NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD 77993 CONFERENCE OF PROVINCIALS OF NORTH AMERICA 2021 third_quarter FIN Advocating for student debt cancellation as a racial justice issue. Agriculture, Dept of (USDA),Defense, Dept of (DOD),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Justice, Dept of (DOJ),SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Agency for International Development (USAID),Vice President of the U.S.,White House Office 40000   0 0 2021-10-11T16:17:43.907000-04:00
2678163 TECHNOLOGY NETWORK AKA TECHNET 26eb27ff-792c-4b5e-aa3b-f80889e81f12 Q3 TECHNOLOGY NETWORK AKA TECHNET 69116 TECHNOLOGY NETWORK AKA TECHNET 2021 third_quarter FIN Dodd-Frank, Durbin Amendment; H.R. 1020 New Business Preservation Act. Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office   190000 0 0 2021-10-11T19:10:02.123000-04:00
2678170 RICH FEUER ANDERSON 07a4be8c-6fb0-4da8-9eea-354d837e6ede Q3 RICH FEUER ANDERSON 84775 SWIFT, INC. 2021 third_quarter FIN Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-10-11T19:48:03.553000-04:00
2678281 SOBBA PUBLIC, LLC 60223396-24f6-40fb-9d30-4e03de7eed9c Q3 SOBBA PUBLIC, LLC 316797 VIRTU FINANCIAL, LLC 2021 third_quarter FIN issues related to market making of securities and derivatives Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 45000   0 0 2021-10-12T10:32:30.510000-04:00
2678291 SOBBA PUBLIC, LLC b7714dd9-ca72-49dc-b70b-a76fe16ae2e0 Q3 SOBBA PUBLIC, LLC 316797 ATMOSPHERE I, LLC, FORMERLY IGNEIO, LLC 2021 third_quarter FIN issues related to the blockchain and crypto currencies Commodity Futures Trading Commission (CFTC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),Securities & Exchange Commission (SEC),Treasury, Dept of 30000   0 0 2021-10-12T10:37:33.580000-04:00
2678301 GRAY GLOBAL ADVISORS, LLC cc5f10a3-384c-456b-b064-d5fc8d66c548 Q3 GRAY GLOBAL ADVISORS, LLC 295053 EDISON ELECTRIC INSTITUTE 2021 third_quarter FIN Electric Utility Issues. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-10-12T10:52:38.107000-04:00
2678339 GRAY GLOBAL ADVISORS, LLC c585cc70-4ff8-42a2-aeb3-187b89222ea8 Q3 GRAY GLOBAL ADVISORS, LLC 295053 AFRICAN AMERICAN ALLIANCE OF CDFI CEO'S 2021 third_quarter FIN Community development financial institution issues. Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Treasury, Dept of 30000   0 0 2021-10-12T11:23:53.603000-04:00
2678388 CONCERNED WOMEN FOR AMERICA LEGISLATIVE ACTION COMMITTEE 4bc0bb29-6f53-4a5e-8741-a047a6a51499 Q3 CONCERNED WOMEN FOR AMERICA LEGISLATIVE ACTION COMMITTEE 47985 CONCERNED WOMEN FOR AMERICA LEGISLATIVE ACTION COMMITTEE 2021 third_quarter FIN Lobbied Senate against H.R. 1443 LGBTQ Business Equal Credit Enforcement and Investment Act Lobbied House against H.R. 1996 SAFE Banking Act of 2021 HOUSE OF REPRESENTATIVES,SENATE   17000 0 0 2021-10-12T12:01:09.047000-04:00
2678448 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 4ba1ea98-87e1-4ae0-b432-2b2bcc578d50 Q3 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 26901 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 2021 third_quarter FIN Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   430764 0 0 2021-10-12T12:28:18.663000-04:00
2678496 APPRAISAL INSTITUTE ee449833-4d01-4644-a864-3fec1cace246 Q3 APPRAISAL INSTITUTE 4163 APPRAISAL INSTITUTE 2021 third_quarter FIN Appraisal Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE   20000 0 0 2021-10-12T13:01:30.590000-04:00
2678597 HUTTON STRATEGIES 38a21a38-2656-4975-92a4-e20a45b19885 Q3 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2021 third_quarter FIN monitor financial services and capital markets issues generally -- including S. 2684 HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-10-12T14:08:00.260000-04:00
2678598 CBOE GLOBAL MARKETS, INC. dbe12279-a817-40af-9be1-09e140d2cbff Q3 CBOE GLOBAL MARKETS, INC. 48510 CBOE GLOBAL MARKETS, INC. 2021 third_quarter FIN Issues related to potential change in the U.S. Tax Code impacting securities. HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2021-10-12T14:09:00.677000-04:00
2678656 MAYNARD NEXSEN PC f0371d6e-7069-40df-9dec-8998be3a4abe Q3 MAYNARD NEXSEN PC 60116 CMH SERVICES 2021 third_quarter FIN COVID Relief legislation with direct payments to individuals and companies and eviction/forbearance moratoriums Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE 30000   0 0 2021-10-12T14:41:17.190000-04:00
2678680 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 09ce0b45-c7fb-4d0e-bbd9-b0b7a7678000 Q3 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 7725 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2021 third_quarter FIN Credit union and credit union related issues. Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of   110000 0 0 2021-10-12T14:58:22.307000-04:00
2678704 THE INSTITUTE OF INTERNAL AUDITORS 289f6487-4931-4804-88fa-af31ed55b3ef Q3 THE INSTITUTE OF INTERNAL AUDITORS 401104412 THE INSTITUTE OF INTERNAL AUDITORS 2021 third_quarter FIN Issues related to corporate governance, risk management and auditing standards. Issues related to the internal auditing sector. Issues related to SEC disclosures. HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2021-10-12T15:25:42.793000-04:00
2678793 RICH FEUER ANDERSON 287b27ac-0e94-4dbc-84ca-af2b22ac0ccb Q3 RICH FEUER ANDERSON 84775 LONDON STOCK EXCHANGE GROUP PLC 2021 third_quarter FIN Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2021-10-12T16:14:08.647000-04:00
2678819 RICH FEUER ANDERSON a0d0be75-6626-46aa-9f6d-9cd37322e5db Q3 RICH FEUER ANDERSON 84775 FRANKLIN SQUARE HOLDINGS, L.P. 2021 third_quarter FIN Regulation of business development companies. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-10-12T16:40:14.220000-04:00
2678898 M&T BANK CORPORATION 89afec22-b2b2-4813-9b4d-9013a02d143d Q3 M&T BANK CORPORATION 401104858 M&T BANK CORPORATION 2021 third_quarter FIN Infrastructure; other regulations related to financial institutions HOUSE OF REPRESENTATIVES   70000 0 0 2021-10-12T18:49:31.790000-04:00
2679030 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA ffe49e03-e2dd-4143-bd96-c55325d039af Q3 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2021 third_quarter FIN Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Financial Services and General Government Appropriations Act, 2021: Issue: Making appropriations for financial services and general government , "Lobby for a provision to be included that would require the SEC to develop a unique registration form for Registered Index Linked Annuities. Monitor efforts to provide for a statutory replacement benchmark rate for contracts that use LIBOR as a benchmark and do not contain any fallback provisions independent of LIBOR. (No bills introduced). Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   560000 0 0 2021-10-13T10:40:16.960000-04:00
2679097 PARRY, ROMANI, DECONCINI & SYMMS 707e4a42-94c3-43fa-af5a-b987bfbbcf53 Q3 PARRY, ROMANI, DECONCINI & SYMMS 30792 NETWORTH SERVICES, INC 2021 third_quarter FIN Insure that the Internal Revenue Service has the funds available through appropriations to improve its ability to determine the cost basis of taxpayers' financial transactions. HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-10-13T11:09:36.257000-04:00
2679115 URBAN SWIRSKI & ASSOCIATES, LLC a91a4789-b7ec-4de5-869e-be4bd1f18a7a Q3 URBAN SWIRSKI & ASSOCIATES, LLC 400584784 REINSURANCE GROUP OF AMERICA, INCORPORATED 2021 third_quarter FIN General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform and Consumer Protection Act" P.L. No. 111-203 HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-10-13T11:15:40.553000-04:00
2679497 RICH FEUER ANDERSON 05fd9086-4277-496b-b019-7b6d596af29c Q3 RICH FEUER ANDERSON 84775 SOCIAL FINANCE, INC. 2021 third_quarter FIN Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-10-13T15:23:30.510000-04:00
2679544 VORYS, SATER, SEYMOUR AND PEASE LLP 93f92f6a-6564-4985-bc71-7891c2848914 Q3 VORYS, SATER, SEYMOUR AND PEASE LLP 40236 FIDELITY AND GUARANTY LIFE 2021 third_quarter FIN U.S. Department of Labor's fiduciary rule HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),SENATE 70000   0 0 2021-10-13T16:22:46.970000-04:00
2679563 SCRIVNER LEON GROUP LLC e7252b72-32cc-4432-b9a2-355cdbeaa3d9 Q3 SCRIVNER LEON GROUP LLC 401103886 THOMPSON COBURN LP ON BEHALF OF MEDICI VENTURES 2021 third_quarter FIN Issues related to the issuance of digital currencies. Issues related to blockchain based trading platforms. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-10-13T16:41:52.710000-04:00
2679565 CGCN GROUP, LLC baa10aec-24f8-4335-9ad8-4260205c6847 Q3 CGCN GROUP, LLC 76992 FEDERAL HOME LOAN BANK OF DALLAS 2021 third_quarter FIN Legislative issues surrounding banking and housing. HOUSE OF REPRESENTATIVES,SENATE 7500   0 0 2021-10-13T16:41:53.267000-04:00
2679586 CGCN GROUP, LLC 20365dc1-7b76-4620-9f44-41882745083c Q3 CGCN GROUP, LLC 76992 BRADFORD WHITE CORPORATION 2021 third_quarter FIN Issues related to ESOPs in the House Ways & Means Budget Reconciliation Legislative Recommendations Relating to Retirement. HOUSE OF REPRESENTATIVES,SENATE 52500   0 0 2021-10-13T16:51:58.083000-04:00
2679607 CGCN GROUP, LLC 3af19328-9e57-49f5-a7bb-63341ea5786c Q3 CGCN GROUP, LLC 76992 THE SURETY & FIDELITY ASSOCIATION OF AMERICA 2021 third_quarter FIN S. 638; H.R. 1641; Issues on insurance bonding as it relates to infrastructure projects; H.R. 2949 - Issues related to federal insurance bonding thresholds. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-10-13T17:02:02.433000-04:00
2679623 CGCN GROUP, LLC 037fe2d3-f64f-4800-b84b-e3d7c02377f5 Q3 CGCN GROUP, LLC 76992 BLOOMBERG LP 2021 third_quarter FIN Monitor issues relating to investor access to information and market structure; Market Data issues and equity market structure issues. HOUSE OF REPRESENTATIVES,SENATE 28500   0 0 2021-10-13T17:27:07.453000-04:00
2679717 CASSIDY & ASSOCIATES, INC. a4cacffc-2cbe-4766-bd5c-69a86c1c8ff7 Q3 CASSIDY & ASSOCIATES, INC. 8453 SOCIETY OF ACTUARIES 2021 third_quarter FIN General legislative issues related to actuarial profession HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2021-10-13T23:02:33.397000-04:00
2679778 FEDERAL AGRICULTURAL MORTGAGE CORPORATION b73268c0-4769-4d69-8b22-30d8f4bfe1c6 Q3 FEDERAL AGRICULTURAL MORTGAGE CORPORATION 14303 FEDERAL AGRICULTURAL MORTGAGE CORPORATION 2021 third_quarter FIN Modifications to enhance Farmer Mac's renewable energy and telecommunications authorities Farm Credit Administration,HOUSE OF REPRESENTATIVES,SENATE   60000 0 0 2021-10-14T09:26:52.103000-04:00
2679783 DUTKO WORLDWIDE, LLC 6ad7b2e1-8876-432e-a3cc-5759b360d0c1 Q3 DUTKO WORLDWIDE, LLC 12868 ACCENTURE FEDERAL SERVICES LLC 2021 third_quarter FIN Monitor financial services IT modernization Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 40000   0 0 2021-10-14T09:41:54.140000-04:00
2679798 CMFG LIFE INSURANCE COMPANY 7931e113-6aa2-4fb5-9ded-df391b8cbdf2 Q3 CMFG LIFE INSURANCE COMPANY 80510 CMFG LIFE INSURANCE COMPANY 2021 third_quarter FIN Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau or set by international bodies. Advocate for privacy measures in line with GLBA and HIPAA as applied to financial services. Oppose legislation to provide retroactive pandemic business interruption insurance. Support legislation of e-signatures, e-disclosures, and e-notarizations. Support S.1625 and H.R.3962, SECURE Notarization Act of 2021. Support H.R. 4350/S. 2792, NDAA for FY 2022 - includes both SAFE Banking and SECURE Notarization Act. Support increased CDFI and MDI funding. Support "Build America Bonds" for infrastructure. Support S.1443 and H.R.2917, Retirement Parity for Student Loans Act of 2021. Support H.R.1996/S.910 Secure and Fair Enforcement Banking SAFE Act - This bill generally prohibits a federal regulator from penalizing a financial institution for providing services to a legitimate cannabis-related business. Support H.R. 4350/S. 2792, NDAA for FY 2022 - includes both SAFE Banking and SECURE Notarization Act. Support H.R.2954 Secure a Strong Retirement Act and S.1770 Retirement Savings and Security to promote the adoption of employer sponsored retirement savings plans and employee participation in such plans. HOUSE OF REPRESENTATIVES,SENATE   160000 0 0 2021-10-14T09:44:56.163000-04:00
2679820 EXEL ADVISORS 57dddaf2-eee4-41cd-8bf0-f8156218be6b Q3 EXEL ADVISORS 401105119 MGIC 2021 third_quarter FIN SEC and advisory committee and rule making activities relating to reporting for public companies. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-10-14T09:50:59.283000-04:00
2680057 BLUEPOINT DC e7a14d8a-1b84-4e9a-bb8d-1aefa240c492 Q3 BLUEPOINT DC 401104846 NAVIENT 2021 third_quarter FIN Issues affecting student loan servicing and financial literacy and education. Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-10-14T11:25:47.943000-04:00
2680309 BLACKROCK FUNDS SERVICES GROUP, LLC 60660239-3c41-43cd-9ac1-da1e439fd092 Q3 BLACKROCK FUNDS SERVICES GROUP, LLC 400534597 BLACKROCK FUNDS SERVICES GROUP LLC 2021 third_quarter FIN Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Export-Import Bank of the United States (EXIM Bank),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Overseas Private Investment Corp (OPIC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   320000 0 0 2021-10-14T13:26:59.277000-04:00
2680356 SQUIRE PATTON BOGGS 100646dd-8e87-4c59-a882-31b2233344a8 Q3 SQUIRE PATTON BOGGS 30906 PERCY ROCKDALE LLC 2021 third_quarter FIN Issues related to retirement accounts and the Build Back Better Act. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-10-14T13:48:08.947000-04:00
2680378 SQUIRE PATTON BOGGS 5b110d65-95e8-4560-b29a-386464421851 Q3 SQUIRE PATTON BOGGS 30906 THE PROOF OF TRUST 2021 third_quarter FIN Monitoring of distributed ledger technology policy issues HOUSE OF REPRESENTATIVES 40000   0 0 2021-10-14T13:58:14.013000-04:00
2680384 DAVIS & HARMAN LLP 74da482a-ba32-41e5-8129-a0e87dd646c4 Q3 DAVIS & HARMAN LLP 11674 LPL FINANCIAL 2021 third_quarter FIN H.R. 3279, Gender Diversity in Corporate Leadership Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-10-14T14:00:16.517000-04:00
2680450 BROWN-FORMAN CORPORATION 2f502483-bb9f-4593-b4a1-32899d92f728 Q3 BROWN-FORMAN CORPORATION 7213 BROWN-FORMAN CORPORATION 2021 third_quarter FIN Issues related to family majority controlled companies - no specific legislation. Commerce, Dept of (DOC),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,U.S. Customs & Border Protection,U.S. Trade Representative (USTR)   300000 0 0 2021-10-14T14:24:30.870000-04:00
2680485 DAVIS & HARMAN LLP 2c34ffb3-3f73-4718-9f2d-2c5ef448d88e Q3 DAVIS & HARMAN LLP 11674 BROKER/DEALER COORDINATION GROUP 2021 third_quarter FIN Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-10-14T14:32:42.110000-04:00
2680561 DAVIS & HARMAN LLP b31f40a7-378e-42fd-8648-007dbff4c9ce Q3 DAVIS & HARMAN LLP 11674 STATE STREET BANK AND TRUST CO. 2021 third_quarter FIN H.R. 3279, Gender Diversity in Corporate Leadership Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-10-14T14:57:59.777000-04:00
2680609 EQUIPMENT LEASING AND FINANCE ASSOCIATION be0a1ce9-6226-46f6-982c-b778fff540f8 Q3 EQUIPMENT LEASING AND FINANCE ASSOCIATION 13767 EQUIPMENT LEASING AND FINANCE ASSOCIATION 2021 third_quarter FIN Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203) Issues related to HR 2540 Small Business and Lending Fairness Act Consumer Financial Protection Bureau (CFPB),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Small Business Administration (SBA),Treasury, Dept of   110000 0 0 2021-10-14T15:26:13.397000-04:00
2680670 RICH FEUER ANDERSON 3355bedc-8390-4217-a9bc-b861356bc15b Q3 RICH FEUER ANDERSON 84775 JPMORGAN CHASE HOLDINGS LLC 2021 third_quarter FIN Issues related to capital and liquidity, margin, bank structure, market structure and market liquidity. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-10-14T16:14:31.520000-04:00
2680671 FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) 231e92f8-f259-4441-b78d-5456b9e9ad3f Q3 FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) 292458 FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) 2021 third_quarter FIN Issues related to Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law 111-203) implementation and regulations; proposals related to potential money market and other mutual fund regulations by the SEC (e.g., floating net asset value and liquidity gates and fees) and implementation thereof. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   160000 0 0 2021-10-14T16:16:32.077000-04:00
2680714 RICH FEUER ANDERSON 562a758c-cad8-4f9b-be7b-10fbe392ffbf Q3 RICH FEUER ANDERSON 84775 AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION 2021 third_quarter FIN Regulatory structure for insurance and financial services. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-10-14T16:47:46.217000-04:00
2680723 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 828a7690-5688-4271-baf6-fe2de9b06ac4 Q3 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 400503478 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2021 third_quarter FIN Securities & Exchange Commission call for input on climate change-related disclosures House of Representatives - Digital Assets Working Group Securities & Exchange Commission - settlement cycle proposals, Form PF and ESG disclosures, Form 13F and short selling disclosures HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC)   80000 0 0 2021-10-14T16:53:50.090000-04:00
2680758 EARLY WARNING SERVICES, LLC acd80fc0-de54-43a3-8aa6-2a04039db192 Q3 EARLY WARNING SERVICES, LLC 401105876 EARLY WARNING SERVICES, LLC 2021 third_quarter FIN Issues related to financial services, fraud and risk management, payments, and technology. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   30000 0 0 2021-10-14T17:06:02.153000-04:00
2680793 RICH FEUER ANDERSON db7850dc-10b7-4a8f-9c5f-58e5640c8549 Q3 RICH FEUER ANDERSON 84775 GUARDIAN LIFE INSURANCE COMPANY 2021 third_quarter FIN Legislation and regulation affecting provision of life insurance and disability insurance, including implementation of H.R.748, the "Coronavirus Aid, Relief, and Economic Security Act." HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-10-14T17:28:12.780000-04:00
2680849 RICH FEUER ANDERSON c42f1bc9-9262-4dae-954d-6a04bdd05a37 Q3 RICH FEUER ANDERSON 84775 FAIR ISAAC CORPORATION (DBA FICO) 2021 third_quarter FIN Issues related to credit scores, including implementation of S.2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act," and of H.R.748, the "Coronavirus Aid, Relief and Economic Security Act." HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-10-14T18:56:34.807000-04:00
2681064 PRINCIPAL FINANCIAL GROUP f435def4-704b-4360-8f36-0e8a3adb375a Q3 PRINCIPAL FINANCIAL GROUP 32178 PRINCIPAL FINANCIAL GROUP 2021 third_quarter FIN HR 1816 Information Transparency & Personal Data Control Act: Summary is in progress HOUSE OF REPRESENTATIVES,SENATE   487000 0 0 2021-10-15T09:33:46.417000-04:00
2681395 BALLARD PARTNERS d14a76b7-e0ab-4f0f-b6b0-4733af374426 Q3 BALLARD PARTNERS 401104288 TRULIEVE 2021 third_quarter FIN Banking policy and regulation; medical marijuana policy and regulation. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office 40000   0 0 2021-10-15T11:25:10.577000-04:00
2681453 RESOLUTION PUBLIC AFFAIRS, LLC 2fd654e6-943f-46ee-840a-be844d8ff201 Q3 RESOLUTION PUBLIC AFFAIRS, LLC 401105068 INVESTMENT COMPANY INSTITUTE 2021 third_quarter FIN The bipartisan infrastructure plan, pay fors related to retirement and municipal bonding Issues related to GSIBs, generally HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-10-15T11:50:28.123000-04:00
2681589 LARRY BLANCHARD b25963a8-1fc9-48ee-9716-5dc7677f31a4 Q3 LARRY BLANCHARD 400470324 TRUSTAGE 2021 third_quarter FIN DEI, taxation, CDFI appropriations HOUSE OF REPRESENTATIVES,SENATE 12500   0 0 2021-10-15T12:57:05.843000-04:00
2681628 BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ 775ea86b-66eb-435e-983d-916abafe93ed Q3 BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ 5153 DEBEVOISE & PLIMPTON LLP (ON BEHALF OF GRAMERCY FUNDS MANAGEMENT) 2021 third_quarter FIN International finance issues; H.Res.289 - Urging the United States Secretary of State to take action regarding unpaid Peruvian agrarian reform bonds; matters pertaining to unpaid insurance claims in Puerto Rico. HOUSE OF REPRESENTATIVES,SENATE 170000   0 0 2021-10-15T13:34:14.487000-04:00
2681643 MOVEON.ORG CIVIC ACTION 91da38ae-2b21-42c6-b651-b9eb44c9d33c Q3 MOVEON.ORG CIVIC ACTION 401106098 MOVEON.ORG CIVIC ACTION 2021 third_quarter FIN S.2211- Promoting Transparent Standards for Corporate Insiders Act Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2021-10-15T13:49:19.077000-04:00
2681721 CME GROUP, INC. d33cbdb3-e5ba-4b28-b37c-423bb16c51f3 Q3 CME GROUP, INC. 9033 CME GROUP INC 2021 third_quarter FIN 1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues related to the CFTC 3. Issues related to CFTC funding 4. Issues related to clearinghouse resolution and recovery HOUSE OF REPRESENTATIVES,SENATE   280000 0 0 2021-10-15T14:12:30.890000-04:00
2681777 KOUNTOUPES DENHAM CARR & REID, LLC 85ae073e-c07b-4198-84f7-ab8629ec3c7b Q3 KOUNTOUPES DENHAM CARR & REID, LLC 320918 RETAIL INDUSTRY LEADERS ASSOCIATION (RILA) 2021 third_quarter FIN Issues related to privacy, data security, data breach notification and cybersecurity. Issues related to payments. Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-10-15T14:27:41.227000-04:00
2681852 BALLARD PARTNERS 7c8b531d-6aa2-4201-8568-1114712bd77e Q3 BALLARD PARTNERS 401104288 PRIME VENTURE CAPITAL, LLC 2021 third_quarter FIN Safe Banking Act. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-10-15T14:52:57.773000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
Powered by Datasette · Queries took 2665.271ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API