lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
975 rows where filing_period = "third_quarter", filing_year = 2021 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2674597 | CARLOW CONSULTING, LLC 2eaa7409-ae49-4759-bb0c-ae867d99d97a | Q3 | CARLOW CONSULTING, LLC | 401104840 | SCHOOL EMPLOYEES RETIREMENT SYSTEM OF OHIO | 2021 | third_quarter | FIN | Followed two bills: Rep. Patrick McHenry (R-NC) introduced H.Res.249, a Resolution which is Expressing the sense of the House of Representatives that the Congress should not impose a financial transaction tax on individuals or market intermediaries in connection with trades executed on the National Market System or alternative trading systems. The Resolution was introduced on March 17 and was referred to the Committee on Ways and Means. H.R. 328, the Wall Street Tax Act, would create a financial transaction tax on the sale of stocks, bonds, and derivatives at 0.1 percent (10 basis points), which could raise approximately $777 billion over ten (10) years. Followed a joint resolution: Senator Sherrod Brown (D-OH) introduced S.J.Res.16, a joint resolution providing for disapproval under chapter 8 of title 5, United States Code, of the rule finalized by the Securities and Exchange Commission (SEC). The joint resolution, filed under the Congressional Review Act (CRA), would reverse the SECs final rule in September 2020 relating to "Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8." | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE | 9999 | 0 | 0 | 2021-09-01T19:48:20.497000-04:00 | |
| 2674599 | CARLOW CONSULTING, LLC d63cf501-15b7-4308-a74e-6a466e4d52df | 3T | CARLOW CONSULTING, LLC | 401104840 | SCHOOL EMPLOYEES RETIREMENT SYSTEM OF OHIO | 2021 | third_quarter | FIN | Followed two bills: Rep. Patrick McHenry (R-NC) introduced H.Res.249, a Resolution which is Expressing the sense of the House of Representatives that the Congress should not impose a financial transaction tax on individuals or market intermediaries in connection with trades executed on the National Market System or alternative trading systems. The Resolution was introduced on March 17 and was referred to the Committee on Ways and Means. H.R. 328, the Wall Street Tax Act, would create a financial transaction tax on the sale of stocks, bonds, and derivatives at 0.1 percent (10 basis points), which could raise approximately $777 billion over ten (10) years. Followed a joint resolution: Senator Sherrod Brown (D-OH) introduced S.J.Res.16, a joint resolution providing for disapproval under chapter 8 of title 5, United States Code, of the rule finalized by the Securities and Exchange Commission (SEC). The joint resolution, filed under the Congressional Review Act (CRA), would reverse the SECs final rule in September 2020 relating to "Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8." | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE | 6666 | 0 | 1 | 2021-09-01T19:54:21.027000-04:00 | |
| 2674833 | WARWICK GROUP CONSULTANTS, LLC 9a57f1e2-acf5-4657-a04a-98b36e6de117 | Q3 | WARWICK GROUP CONSULTANTS, LLC | 401103619 | COASTAL STRATEGIES | 2021 | third_quarter | FIN | Coastal Resilience Funding | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-09-16T13:04:30.577000-04:00 | ||
| 2674911 | BECKER & POLIAKOFF, P.A. bcd677a0-70af-455b-b771-6b8cb61e5282 | 3T | BECKER & POLIAKOFF, P.A. | 283696 | INTUIT, INC. | 2021 | third_quarter | FIN | Support FINTECH innovation and consumer protections Promote financial health and literacy for small businesses Issues related to data privacy | HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) | 10000 | 0 | 1 | 2021-09-17T17:36:15.323000-04:00 | |
| 2675773 | CAPITOL HILL ADVOCATES LLC e1a95656-b2ae-4ecc-8783-8082413069eb | Q3 | CAPITOL HILL ADVOCATES LLC | 46084 | AMERICAN ASSOCIATION OF RADON SCIENTISTS AND TECHNOLOGISTS | 2021 | third_quarter | FIN | Support FHFA action to update/improve its requirements/regulations of GSE management of multifamily properties with respect to radon testing and mitigation. | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,White House Office | 10000 | 0 | 0 | 2021-10-01T14:10:30.410000-04:00 | |
| 2675955 | CORPORATION FOR SUPPORTIVE HOUSING 876ae6fe-d3a5-43d8-a534-7283c2322ccf | Q3 | CORPORATION FOR SUPPORTIVE HOUSING | 69195 | CORPORATION FOR SUPPORTIVE HOUSING | 2021 | third_quarter | FIN | grandfather CDFIs into managing SBA programs such as Paycheck Protection Program without requiring that they comply with banking regulations or SBA designations | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-10-02T16:40:36.607000-04:00 | |
| 2676089 | THE MAJORITY GROUP, LLC 2bd6b059-34e9-4377-8d86-745a141b8298 | Q3 | THE MAJORITY GROUP, LLC | 400713141 | EXPANSION FUNDING PARTNERS, LLC | 2021 | third_quarter | FIN | Securities and stock exchange | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2021-10-04T11:07:31.890000-04:00 | |
| 2676090 | PRI US, INC 9be85cb9-916c-47e0-bb92-39f72567ffb9 | Q3 | PRI US, INC | 401105678 | PRI US, INC | 2021 | third_quarter | FIN | Climate change disclosure, ESG disclosure, deforestation disclosure Infrastructure bill, climate change Budget Reconciliation Legislation, climate change Senate Banking Committee: SEC Oversight hearing, climate change | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2021-10-04T11:08:32.597000-04:00 | ||
| 2676124 | THE MAJORITY GROUP, LLC 491a65c0-8593-4941-b223-7752b3ce9f48 | Q3 | THE MAJORITY GROUP, LLC | 400713141 | A10 CAPITAL | 2021 | third_quarter | FIN | Paycheck Protection Program and general financial services issues. | HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of | 75000 | 0 | 0 | 2021-10-04T11:35:45.797000-04:00 | |
| 2676131 | THE MAJORITY GROUP, LLC 95377dd2-9317-45c8-9723-8d3768b3d340 | Q3 | THE MAJORITY GROUP, LLC | 400713141 | AMERICAN PETROLEUM INSTITUTE | 2021 | third_quarter | FIN | Corporate and investor disclosures | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2021-10-04T11:45:49.327000-04:00 | |
| 2676240 | CHRISTINE POLLACK d6dfa0aa-5a81-420c-8f33-2c54b48d3e75 | Q3 | CHRISTINE POLLACK | 401105176 | RETAIL INDUSTRY LEADERS ASSOCIATION | 2021 | third_quarter | FIN | Issues related to privacy, data security. | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2021-10-04T17:34:37.063000-04:00 | |
| 2676310 | WARNER, NORCROSS + JUDD LLP 3923c199-a66c-4e32-88ef-a329a2171183 | Q3 | WARNER, NORCROSS + JUDD LLP | 401050963 | BUSINESS INTERMEDIARY EDUCATION FOUNDATION | 2021 | third_quarter | FIN | Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 935 (117th Congress) the Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. | HOUSE OF REPRESENTATIVES,SENATE | 19477 | 0 | 0 | 2021-10-05T10:31:13.093000-04:00 | |
| 2676523 | RICH FEUER ANDERSON 0ed126d4-9e87-447e-a861-034c456eed5a | Q3 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2021 | third_quarter | FIN | Legislation and regulation affecting asset management services. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-10-05T19:31:04.617000-04:00 | |
| 2676524 | RICH FEUER ANDERSON c00db1d6-ef52-4bc3-8af2-7063a1dbdb86 | Q3 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2021 | third_quarter | FIN | Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-10-05T19:44:05.533000-04:00 | |
| 2676528 | HOLLAND & KNIGHT LLP 05c73339-3b69-4de1-89d8-ac3599b7158f | Q3 | HOLLAND & KNIGHT LLP | 18466 | HOUGHTON MIFFLIN HARCOURT | 2021 | third_quarter | FIN | S.3548 - CARES Act. | Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2021-10-06T08:45:09.567000-04:00 | |
| 2676532 | HOLLAND & KNIGHT LLP d8d5ceb3-8755-413b-b5d6-e5cd54930827 | Q3 | HOLLAND & KNIGHT LLP | 18466 | CONTINENTAL SERVICE GROUP, INC. D/B/A CONSERVE | 2021 | third_quarter | FIN | Education and advocacy around the private debt collection program required under Section 6306(c)(1) of the Internal Revenue Code and ConServe's position as an approved private debt collector under the program. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-10-06T08:53:10.620000-04:00 | |
| 2676552 | HOLLAND & KNIGHT LLP c966a657-80c7-416d-b304-d67bc2b7c2c9 | Q3 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2021 | third_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2021-10-06T09:45:16.397000-04:00 | |
| 2676725 | AMERICAN FINANCIAL SERVICES ASSOCIATION 521fbcdd-b7a8-43f7-a91e-b76628fa9f5f | Q3 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2021 | third_quarter | FIN | Issues pertaining to installment lending and vehicle financing, data security matters, credit reporting issues, industrial loan companies charters, debt collection and third party vendors, Consumer Financial Protection Bureau matters, legislation regarding rates on credit lending, provisions in American Rescue Plan Act relating to credit provisions and small business loans, HEROES Act on provisions relating to the PPP loans, H.R.1799 PPP Extension Act regarding processing applications, HR 1996 and S. 910 SAFE Banking Act on provisions related to lawful businesses. | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office | 250000 | 0 | 0 | 2021-10-06T14:35:10.823000-04:00 | |
| 2676761 | RICH FEUER ANDERSON 65de5fda-9d0c-41a5-90d2-0dbb480978dd | Q3 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2021 | third_quarter | FIN | Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2021-10-06T15:32:20.587000-04:00 | |
| 2676781 | SMALL BUSINESS ADVOCACY COUNCIL 3d7e3da7-c2dd-4b36-a822-6e816f95ba0d | Q3 | SMALL BUSINESS ADVOCACY COUNCIL | 401105226 | SMALL BUSINESS ADVOCACY COUNCIL | 2021 | third_quarter | FIN | Request that Main Street Lending program be permitted to purchase 50% of commercial real estate loans from financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-10-06T15:48:25.063000-04:00 | ||
| 2676846 | PORTERFIELD, FETTIG & SEARS, LLC c0f87090-e11b-4a7a-8ea6-57d52e39108b | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | VANGUARD | 2021 | third_quarter | FIN | Asset management and money market fund issues; data security and privacy. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-10-07T09:24:54.453000-04:00 | |
| 2676858 | THE AMERICAN PUBLIC GAS ASSOCIATION d5093060-2515-494c-9e06-e448d02118e0 | 3T | THE AMERICAN PUBLIC GAS ASSOCIATION | 74077 | AMERICAN PUBLIC GAS ASSOCIATION | 2021 | third_quarter | FIN | Support for passage of the American Infrastructure Bonds Act | Energy, Dept of,Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 1 | 2021-10-07T09:53:59.727000-04:00 | |
| 2676972 | MICHIGAN CREDIT UNION LEAGUE e94ecf25-7c0f-4ed7-acf9-fdbc059cc266 | Q3 | MICHIGAN CREDIT UNION LEAGUE | 25157 | MICHIGAN CREDIT UNION LEAGUE | 2021 | third_quarter | FIN | Lapses by the retail industry/merchants in securing consumer information continue to be extremely problematic and costly to consumers and financial institutions. MCUL is advocating that Congress hold retailers to the same or similar data security standards as the financial service industry has to abide by and require retailers notify credit unions sooner once a breach occurs. We support legislation that ensures all businesses, institutions and organizations that collect, use or share personal data are subject to national standards, to include language that preempts state requirements, among other things. MCUL supports modernizing the Federal Credit Union Act (FCUA). The financial service industry is rapidly changing. Advancements in technology, including high speed internet connectivity, have significantly change our society and how financial institutions do business. Updating the FCUA has become necessary to ensure federally chartered credit unions have the powers and flexibility to be competitive and members can benefit from new technology. We are currently supporting S.762, to eliminate the restriction on federal credit union loan maturity. Additionally, as a result of the ongoing COVID-19 crisis, Rep. Brad Sherman (D-CA-30) introduced legislation we are supporting, H.R. 6550, the Access to Credit for Small Businesses Impacted by the COVID-19 Crisis Act. The bill would exempt credit union loans related to the pandemic from the MBL for a period of three years. MCUL supports H.R. 2311, the Credit Union Governance Modernization Act of 2021 makes updates to how federal credit unions can handle violent members or members that have or seek to commit fraud against the credit union. The bill provides an important update to the FCUA and prioritizes member and credit union staff safety. Lastly, we support passage of the Expanding Finance Access for Underserved Communities Act which would allow federal credit unions to add underserved communities to their fields of membership, exempt business loans by FCU's in … | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-10-07T13:14:36.360000-04:00 | |
| 2677010 | REPUBLIC CONSULTING, LLC 9e9c182f-815e-434a-85ca-d945bf2e47b2 | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | WORKIVA | 2021 | third_quarter | FIN | Financial Transparency Act and Use of machine readable data in government reports. | Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-10-07T14:05:54.890000-04:00 | |
| 2677014 | REPUBLIC CONSULTING, LLC c77c5107-3cec-4920-b9d1-ce138e66371f | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | MORTGAGE BANKERS ASSOCIATION | 2021 | third_quarter | FIN | Issues related to GSE Reform and affordable housing. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-10-07T14:09:56.147000-04:00 | |
| 2677049 | REPUBLIC CONSULTING, LLC 6dfce7b9-9fbd-40d5-be57-c44e663b5019 | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | COGNIZANT TECHNOLOGY SOLUTIONS | 2021 | third_quarter | FIN | Provide strategic guidance and counsel on potential banking and financial services issues and the impact to Cognizant. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-10-07T14:34:03.497000-04:00 | |
| 2677064 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 932db911-17d6-47ff-9e70-164177d8624f | Q3 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2021 | third_quarter | FIN | CBAI 2021 Federal Policy Priorities - Community Bank Response to the COVID-19 Pandemic COVID-19 has focused community bank efforts on helping their individual and small business customers and their communities weather the virus crisis and assist in the recovery effort. This was a commitment above and beyond what was normally expected, but one which community bankers were happy to fulfill. Community banks stepped-up during the crisis despite the many challenges and frustrations they encountered. They should be commended for what they are doing, treated fairly and equally, encouraged to do more, and not penalized for successfully performing their essential function. The Independent Community Bankers of Americas Legislative and Regulatory Agenda Contained in their Community Focus 2020: The Community Bank Agenda for Expanding Economic Opportunity CBAI joins the Independent Community Bankers of America (ICBA) in supporting a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to support the nations economic growth and development in every corner of the country. Additional Meaningful Regulatory Relief for Community Banks Community bankers seek additional regulatory relief including on several fronts (i.e., BSA reform, CTRs, and SARs) to permit them to better serve their customers and communities while proudly fulfilling their reasonable responsibility to identify and report illicit actors. The Community Bank Position on Credit Unions and Their Expanded Powers Credit unions have long-since strayed from their founding purpose of serving individuals of modest means and with a common bond. They blatantly abuse their competitive advantages and are virtually indistinguishable from tax-paying community banks. Credit union acquisitions of community banks is a recent and disturbing trend that negatively impacts all taxpayers. This escalation of credit unions abusing of their tax-exemption should prompt … | Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 60000 | 0 | 0 | 2021-10-07T14:44:06.507000-04:00 | |
| 2677111 | RESOLUTION PUBLIC AFFAIRS, LLC d4ca2f61-4621-4abb-9078-964449590046 | Q3 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | WELLS FARGO & COMPANY | 2021 | third_quarter | FIN | Issues related to GSIBs, generally | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-10-07T15:13:16.207000-04:00 | |
| 2677143 | DENTONS US LLP e846d4ff-e9da-4100-affe-3d178ff9fc42 | Q3 | DENTONS US LLP | 36105 | AMERICAN AMUSEMENT MACHINE ASSOCIATION | 2021 | third_quarter | FIN | Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus funding, American Recovery Act of 2021; Reconciliation package proposals | HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 0 | 2021-10-07T16:22:30.853000-04:00 | |
| 2677146 | DENTONS US LLP 67374fde-5e3a-441b-aac6-bf03e24f9be3 | Q3 | DENTONS US LLP | 36105 | AMUSEMENT AND MUSIC OPERATORS ASSOCIATION | 2021 | third_quarter | FIN | Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus Proposals, American Recovery Act of 2021; Reconciliation package proposals; | HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 0 | 2021-10-07T16:25:31.640000-04:00 | |
| 2677208 | RICH FEUER ANDERSON e3a8cbc5-d4b8-463a-96bb-702be8f08eb5 | Q3 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2021 | third_quarter | FIN | Regulation of broker-dealers, including capital requirements. Regulation of derivatives and equity market structure issues. | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2021-10-07T19:51:55.813000-04:00 | |
| 2677477 | HOLLAND & KNIGHT LLP 26dfc2ea-b3bf-4de5-b51f-6424c6dffc3d | Q3 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2021 | third_quarter | FIN | Payment card security standards issues related to data breach, privacy, data security, and cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-10-08T16:22:48.240000-04:00 | |
| 2677521 | WASHINGTON MATTERS LLC 4c9fb305-20e2-4bce-8535-0d8782f5a4f6 | Q3 | WASHINGTON MATTERS LLC | 40036305 | COALITION FOR EQUITABLE REGULATION AND TAXATION | 2021 | third_quarter | FIN | Seeking clarification of proposed amendments to cash reporting applied to small businesses. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-10-09T11:46:08.740000-04:00 | |
| 2677540 | DENT STRATEGIES 447ff85f-2040-42ca-8e19-0e58fbce69a6 | Q3 | DENT STRATEGIES | 401105616 | CUNA MUTUAL GROUP | 2021 | third_quarter | FIN | H.R. 3962/S. 1625 - SECURE Notarization Act - expands access to remote online notary services H.R. 4350 - National Defense Authorization Act for FY 2022 - includes SECURE Notarization Act | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-10-09T12:42:11.267000-04:00 | |
| 2677668 | PENN AVENUE PARTNERS d01d43a9-9947-4758-a4a8-8b28b6fa909c | Q3 | PENN AVENUE PARTNERS | 400918672 | WESTERN UNION | 2021 | third_quarter | FIN | Financial Services Issues. Cross Border Remittance Issues. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-10-10T12:46:50.603000-04:00 | |
| 2677760 | THE WILLIAMS GROUP 1b564966-f196-4bba-8d9a-459344fbb69a | Q3 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2021 | third_quarter | FIN | Federal charters | HOUSE OF REPRESENTATIVES,SENATE | 37500 | 0 | 0 | 2021-10-11T10:12:20.157000-04:00 | |
| 2677761 | THE WILLIAMS GROUP 88ce3034-9022-4eb9-9c4e-1ae7db77786d | Q3 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2021 | third_quarter | FIN | Insurance and Securities Law | HOUSE OF REPRESENTATIVES,SENATE | 19500 | 0 | 0 | 2021-10-11T10:13:20.707000-04:00 | |
| 2677763 | THE WILLIAMS GROUP af41cab5-aece-4f5d-a202-d7b20fb62121 | Q3 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2021 | third_quarter | FIN | Banking Law | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2021-10-11T10:13:21.187000-04:00 | |
| 2677765 | THE WILLIAMS GROUP 6de38010-6614-49e2-9dcc-fc72d5dc9616 | Q3 | THE WILLIAMS GROUP | 401104049 | TRANSUNION | 2021 | third_quarter | FIN | Fai Credit Reporting Act | HOUSE OF REPRESENTATIVES,SENATE | 11250 | 0 | 0 | 2021-10-11T10:15:22.367000-04:00 | |
| 2677768 | THE WILLIAMS GROUP 269d2067-08ef-4134-b97c-1c78c75ee7a9 | Q3 | THE WILLIAMS GROUP | 401104049 | ROBINHOOD | 2021 | third_quarter | FIN | Securities Law | HOUSE OF REPRESENTATIVES,SENATE | 6000 | 0 | 0 | 2021-10-11T10:18:23.787000-04:00 | |
| 2677908 | MCDERMOTT WILL & SCHULTE LLP 27101131-9604-41a9-84a8-46935833ce5a | Q3 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2021 | third_quarter | FIN | Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-10-11T14:43:04.987000-04:00 | |
| 2677958 | HOLLAND & KNIGHT LLP ddb0fe7a-975e-454e-b57a-cd7ad6b99a5b | Q3 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2021 | third_quarter | FIN | Educating members of Congress and staff on financial planning business tax incentives and retirement issues and policy. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-10-11T15:12:18.987000-04:00 | |
| 2678071 | NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD 003da944-73d3-413b-b724-0cf05b01ad4f | Q3 | NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD | 77993 | CONFERENCE OF PROVINCIALS OF NORTH AMERICA | 2021 | third_quarter | FIN | Advocating for student debt cancellation as a racial justice issue. | Agriculture, Dept of (USDA),Defense, Dept of (DOD),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Justice, Dept of (DOJ),SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Agency for International Development (USAID),Vice President of the U.S.,White House Office | 40000 | 0 | 0 | 2021-10-11T16:17:43.907000-04:00 | |
| 2678163 | TECHNOLOGY NETWORK AKA TECHNET 26eb27ff-792c-4b5e-aa3b-f80889e81f12 | Q3 | TECHNOLOGY NETWORK AKA TECHNET | 69116 | TECHNOLOGY NETWORK AKA TECHNET | 2021 | third_quarter | FIN | Dodd-Frank, Durbin Amendment; H.R. 1020 New Business Preservation Act. | Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office | 190000 | 0 | 0 | 2021-10-11T19:10:02.123000-04:00 | |
| 2678170 | RICH FEUER ANDERSON 07a4be8c-6fb0-4da8-9eea-354d837e6ede | Q3 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2021 | third_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-10-11T19:48:03.553000-04:00 | |
| 2678281 | SOBBA PUBLIC, LLC 60223396-24f6-40fb-9d30-4e03de7eed9c | Q3 | SOBBA PUBLIC, LLC | 316797 | VIRTU FINANCIAL, LLC | 2021 | third_quarter | FIN | issues related to market making of securities and derivatives | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 45000 | 0 | 0 | 2021-10-12T10:32:30.510000-04:00 | |
| 2678291 | SOBBA PUBLIC, LLC b7714dd9-ca72-49dc-b70b-a76fe16ae2e0 | Q3 | SOBBA PUBLIC, LLC | 316797 | ATMOSPHERE I, LLC, FORMERLY IGNEIO, LLC | 2021 | third_quarter | FIN | issues related to the blockchain and crypto currencies | Commodity Futures Trading Commission (CFTC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),Securities & Exchange Commission (SEC),Treasury, Dept of | 30000 | 0 | 0 | 2021-10-12T10:37:33.580000-04:00 | |
| 2678301 | GRAY GLOBAL ADVISORS, LLC cc5f10a3-384c-456b-b064-d5fc8d66c548 | Q3 | GRAY GLOBAL ADVISORS, LLC | 295053 | EDISON ELECTRIC INSTITUTE | 2021 | third_quarter | FIN | Electric Utility Issues. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-10-12T10:52:38.107000-04:00 | |
| 2678339 | GRAY GLOBAL ADVISORS, LLC c585cc70-4ff8-42a2-aeb3-187b89222ea8 | Q3 | GRAY GLOBAL ADVISORS, LLC | 295053 | AFRICAN AMERICAN ALLIANCE OF CDFI CEO'S | 2021 | third_quarter | FIN | Community development financial institution issues. | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Treasury, Dept of | 30000 | 0 | 0 | 2021-10-12T11:23:53.603000-04:00 | |
| 2678388 | CONCERNED WOMEN FOR AMERICA LEGISLATIVE ACTION COMMITTEE 4bc0bb29-6f53-4a5e-8741-a047a6a51499 | Q3 | CONCERNED WOMEN FOR AMERICA LEGISLATIVE ACTION COMMITTEE | 47985 | CONCERNED WOMEN FOR AMERICA LEGISLATIVE ACTION COMMITTEE | 2021 | third_quarter | FIN | Lobbied Senate against H.R. 1443 LGBTQ Business Equal Credit Enforcement and Investment Act Lobbied House against H.R. 1996 SAFE Banking Act of 2021 | HOUSE OF REPRESENTATIVES,SENATE | 17000 | 0 | 0 | 2021-10-12T12:01:09.047000-04:00 | |
| 2678448 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 4ba1ea98-87e1-4ae0-b432-2b2bcc578d50 | Q3 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2021 | third_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 430764 | 0 | 0 | 2021-10-12T12:28:18.663000-04:00 | |
| 2678496 | APPRAISAL INSTITUTE ee449833-4d01-4644-a864-3fec1cace246 | Q3 | APPRAISAL INSTITUTE | 4163 | APPRAISAL INSTITUTE | 2021 | third_quarter | FIN | Appraisal | Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 20000 | 0 | 0 | 2021-10-12T13:01:30.590000-04:00 | |
| 2678597 | HUTTON STRATEGIES 38a21a38-2656-4975-92a4-e20a45b19885 | Q3 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2021 | third_quarter | FIN | monitor financial services and capital markets issues generally -- including S. 2684 | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-10-12T14:08:00.260000-04:00 | |
| 2678598 | CBOE GLOBAL MARKETS, INC. dbe12279-a817-40af-9be1-09e140d2cbff | Q3 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2021 | third_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-10-12T14:09:00.677000-04:00 | |
| 2678656 | MAYNARD NEXSEN PC f0371d6e-7069-40df-9dec-8998be3a4abe | Q3 | MAYNARD NEXSEN PC | 60116 | CMH SERVICES | 2021 | third_quarter | FIN | COVID Relief legislation with direct payments to individuals and companies and eviction/forbearance moratoriums | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 30000 | 0 | 0 | 2021-10-12T14:41:17.190000-04:00 | |
| 2678680 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 09ce0b45-c7fb-4d0e-bbd9-b0b7a7678000 | Q3 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2021 | third_quarter | FIN | Credit union and credit union related issues. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 110000 | 0 | 0 | 2021-10-12T14:58:22.307000-04:00 | |
| 2678704 | THE INSTITUTE OF INTERNAL AUDITORS 289f6487-4931-4804-88fa-af31ed55b3ef | Q3 | THE INSTITUTE OF INTERNAL AUDITORS | 401104412 | THE INSTITUTE OF INTERNAL AUDITORS | 2021 | third_quarter | FIN | Issues related to corporate governance, risk management and auditing standards. Issues related to the internal auditing sector. Issues related to SEC disclosures. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-10-12T15:25:42.793000-04:00 | |
| 2678793 | RICH FEUER ANDERSON 287b27ac-0e94-4dbc-84ca-af2b22ac0ccb | Q3 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2021 | third_quarter | FIN | Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2021-10-12T16:14:08.647000-04:00 | |
| 2678819 | RICH FEUER ANDERSON a0d0be75-6626-46aa-9f6d-9cd37322e5db | Q3 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2021 | third_quarter | FIN | Regulation of business development companies. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-10-12T16:40:14.220000-04:00 | |
| 2678898 | M&T BANK CORPORATION 89afec22-b2b2-4813-9b4d-9013a02d143d | Q3 | M&T BANK CORPORATION | 401104858 | M&T BANK CORPORATION | 2021 | third_quarter | FIN | Infrastructure; other regulations related to financial institutions | HOUSE OF REPRESENTATIVES | 70000 | 0 | 0 | 2021-10-12T18:49:31.790000-04:00 | |
| 2679030 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA ffe49e03-e2dd-4143-bd96-c55325d039af | Q3 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2021 | third_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Financial Services and General Government Appropriations Act, 2021: Issue: Making appropriations for financial services and general government , "Lobby for a provision to be included that would require the SEC to develop a unique registration form for Registered Index Linked Annuities. Monitor efforts to provide for a statutory replacement benchmark rate for contracts that use LIBOR as a benchmark and do not contain any fallback provisions independent of LIBOR. (No bills introduced). | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 560000 | 0 | 0 | 2021-10-13T10:40:16.960000-04:00 | |
| 2679097 | PARRY, ROMANI, DECONCINI & SYMMS 707e4a42-94c3-43fa-af5a-b987bfbbcf53 | Q3 | PARRY, ROMANI, DECONCINI & SYMMS | 30792 | NETWORTH SERVICES, INC | 2021 | third_quarter | FIN | Insure that the Internal Revenue Service has the funds available through appropriations to improve its ability to determine the cost basis of taxpayers' financial transactions. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-10-13T11:09:36.257000-04:00 | ||
| 2679115 | URBAN SWIRSKI & ASSOCIATES, LLC a91a4789-b7ec-4de5-869e-be4bd1f18a7a | Q3 | URBAN SWIRSKI & ASSOCIATES, LLC | 400584784 | REINSURANCE GROUP OF AMERICA, INCORPORATED | 2021 | third_quarter | FIN | General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform and Consumer Protection Act" P.L. No. 111-203 | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-10-13T11:15:40.553000-04:00 | |
| 2679497 | RICH FEUER ANDERSON 05fd9086-4277-496b-b019-7b6d596af29c | Q3 | RICH FEUER ANDERSON | 84775 | SOCIAL FINANCE, INC. | 2021 | third_quarter | FIN | Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-10-13T15:23:30.510000-04:00 | |
| 2679544 | VORYS, SATER, SEYMOUR AND PEASE LLP 93f92f6a-6564-4985-bc71-7891c2848914 | Q3 | VORYS, SATER, SEYMOUR AND PEASE LLP | 40236 | FIDELITY AND GUARANTY LIFE | 2021 | third_quarter | FIN | U.S. Department of Labor's fiduciary rule | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),SENATE | 70000 | 0 | 0 | 2021-10-13T16:22:46.970000-04:00 | |
| 2679563 | SCRIVNER LEON GROUP LLC e7252b72-32cc-4432-b9a2-355cdbeaa3d9 | Q3 | SCRIVNER LEON GROUP LLC | 401103886 | THOMPSON COBURN LP ON BEHALF OF MEDICI VENTURES | 2021 | third_quarter | FIN | Issues related to the issuance of digital currencies. Issues related to blockchain based trading platforms. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-10-13T16:41:52.710000-04:00 | |
| 2679565 | CGCN GROUP, LLC baa10aec-24f8-4335-9ad8-4260205c6847 | Q3 | CGCN GROUP, LLC | 76992 | FEDERAL HOME LOAN BANK OF DALLAS | 2021 | third_quarter | FIN | Legislative issues surrounding banking and housing. | HOUSE OF REPRESENTATIVES,SENATE | 7500 | 0 | 0 | 2021-10-13T16:41:53.267000-04:00 | |
| 2679586 | CGCN GROUP, LLC 20365dc1-7b76-4620-9f44-41882745083c | Q3 | CGCN GROUP, LLC | 76992 | BRADFORD WHITE CORPORATION | 2021 | third_quarter | FIN | Issues related to ESOPs in the House Ways & Means Budget Reconciliation Legislative Recommendations Relating to Retirement. | HOUSE OF REPRESENTATIVES,SENATE | 52500 | 0 | 0 | 2021-10-13T16:51:58.083000-04:00 | |
| 2679607 | CGCN GROUP, LLC 3af19328-9e57-49f5-a7bb-63341ea5786c | Q3 | CGCN GROUP, LLC | 76992 | THE SURETY & FIDELITY ASSOCIATION OF AMERICA | 2021 | third_quarter | FIN | S. 638; H.R. 1641; Issues on insurance bonding as it relates to infrastructure projects; H.R. 2949 - Issues related to federal insurance bonding thresholds. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-10-13T17:02:02.433000-04:00 | |
| 2679623 | CGCN GROUP, LLC 037fe2d3-f64f-4800-b84b-e3d7c02377f5 | Q3 | CGCN GROUP, LLC | 76992 | BLOOMBERG LP | 2021 | third_quarter | FIN | Monitor issues relating to investor access to information and market structure; Market Data issues and equity market structure issues. | HOUSE OF REPRESENTATIVES,SENATE | 28500 | 0 | 0 | 2021-10-13T17:27:07.453000-04:00 | |
| 2679717 | CASSIDY & ASSOCIATES, INC. a4cacffc-2cbe-4766-bd5c-69a86c1c8ff7 | Q3 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2021 | third_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2021-10-13T23:02:33.397000-04:00 | |
| 2679778 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION b73268c0-4769-4d69-8b22-30d8f4bfe1c6 | Q3 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION | 14303 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION | 2021 | third_quarter | FIN | Modifications to enhance Farmer Mac's renewable energy and telecommunications authorities | Farm Credit Administration,HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-10-14T09:26:52.103000-04:00 | |
| 2679783 | DUTKO WORLDWIDE, LLC 6ad7b2e1-8876-432e-a3cc-5759b360d0c1 | Q3 | DUTKO WORLDWIDE, LLC | 12868 | ACCENTURE FEDERAL SERVICES LLC | 2021 | third_quarter | FIN | Monitor financial services IT modernization | Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2021-10-14T09:41:54.140000-04:00 | |
| 2679798 | CMFG LIFE INSURANCE COMPANY 7931e113-6aa2-4fb5-9ded-df391b8cbdf2 | Q3 | CMFG LIFE INSURANCE COMPANY | 80510 | CMFG LIFE INSURANCE COMPANY | 2021 | third_quarter | FIN | Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau or set by international bodies. Advocate for privacy measures in line with GLBA and HIPAA as applied to financial services. Oppose legislation to provide retroactive pandemic business interruption insurance. Support legislation of e-signatures, e-disclosures, and e-notarizations. Support S.1625 and H.R.3962, SECURE Notarization Act of 2021. Support H.R. 4350/S. 2792, NDAA for FY 2022 - includes both SAFE Banking and SECURE Notarization Act. Support increased CDFI and MDI funding. Support "Build America Bonds" for infrastructure. Support S.1443 and H.R.2917, Retirement Parity for Student Loans Act of 2021. Support H.R.1996/S.910 Secure and Fair Enforcement Banking SAFE Act - This bill generally prohibits a federal regulator from penalizing a financial institution for providing services to a legitimate cannabis-related business. Support H.R. 4350/S. 2792, NDAA for FY 2022 - includes both SAFE Banking and SECURE Notarization Act. Support H.R.2954 Secure a Strong Retirement Act and S.1770 Retirement Savings and Security to promote the adoption of employer sponsored retirement savings plans and employee participation in such plans. | HOUSE OF REPRESENTATIVES,SENATE | 160000 | 0 | 0 | 2021-10-14T09:44:56.163000-04:00 | |
| 2679820 | EXEL ADVISORS 57dddaf2-eee4-41cd-8bf0-f8156218be6b | Q3 | EXEL ADVISORS | 401105119 | MGIC | 2021 | third_quarter | FIN | SEC and advisory committee and rule making activities relating to reporting for public companies. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-10-14T09:50:59.283000-04:00 | |
| 2680057 | BLUEPOINT DC e7a14d8a-1b84-4e9a-bb8d-1aefa240c492 | Q3 | BLUEPOINT DC | 401104846 | NAVIENT | 2021 | third_quarter | FIN | Issues affecting student loan servicing and financial literacy and education. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-10-14T11:25:47.943000-04:00 | |
| 2680309 | BLACKROCK FUNDS SERVICES GROUP, LLC 60660239-3c41-43cd-9ac1-da1e439fd092 | Q3 | BLACKROCK FUNDS SERVICES GROUP, LLC | 400534597 | BLACKROCK FUNDS SERVICES GROUP LLC | 2021 | third_quarter | FIN | Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 | Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Export-Import Bank of the United States (EXIM Bank),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Overseas Private Investment Corp (OPIC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 320000 | 0 | 0 | 2021-10-14T13:26:59.277000-04:00 | |
| 2680356 | SQUIRE PATTON BOGGS 100646dd-8e87-4c59-a882-31b2233344a8 | Q3 | SQUIRE PATTON BOGGS | 30906 | PERCY ROCKDALE LLC | 2021 | third_quarter | FIN | Issues related to retirement accounts and the Build Back Better Act. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-10-14T13:48:08.947000-04:00 | |
| 2680378 | SQUIRE PATTON BOGGS 5b110d65-95e8-4560-b29a-386464421851 | Q3 | SQUIRE PATTON BOGGS | 30906 | THE PROOF OF TRUST | 2021 | third_quarter | FIN | Monitoring of distributed ledger technology policy issues | HOUSE OF REPRESENTATIVES | 40000 | 0 | 0 | 2021-10-14T13:58:14.013000-04:00 | |
| 2680384 | DAVIS & HARMAN LLP 74da482a-ba32-41e5-8129-a0e87dd646c4 | Q3 | DAVIS & HARMAN LLP | 11674 | LPL FINANCIAL | 2021 | third_quarter | FIN | H.R. 3279, Gender Diversity in Corporate Leadership Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-10-14T14:00:16.517000-04:00 | |
| 2680450 | BROWN-FORMAN CORPORATION 2f502483-bb9f-4593-b4a1-32899d92f728 | Q3 | BROWN-FORMAN CORPORATION | 7213 | BROWN-FORMAN CORPORATION | 2021 | third_quarter | FIN | Issues related to family majority controlled companies - no specific legislation. | Commerce, Dept of (DOC),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,U.S. Customs & Border Protection,U.S. Trade Representative (USTR) | 300000 | 0 | 0 | 2021-10-14T14:24:30.870000-04:00 | |
| 2680485 | DAVIS & HARMAN LLP 2c34ffb3-3f73-4718-9f2d-2c5ef448d88e | Q3 | DAVIS & HARMAN LLP | 11674 | BROKER/DEALER COORDINATION GROUP | 2021 | third_quarter | FIN | Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-10-14T14:32:42.110000-04:00 | ||
| 2680561 | DAVIS & HARMAN LLP b31f40a7-378e-42fd-8648-007dbff4c9ce | Q3 | DAVIS & HARMAN LLP | 11674 | STATE STREET BANK AND TRUST CO. | 2021 | third_quarter | FIN | H.R. 3279, Gender Diversity in Corporate Leadership Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-10-14T14:57:59.777000-04:00 | |
| 2680609 | EQUIPMENT LEASING AND FINANCE ASSOCIATION be0a1ce9-6226-46f6-982c-b778fff540f8 | Q3 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2021 | third_quarter | FIN | Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203) Issues related to HR 2540 Small Business and Lending Fairness Act | Consumer Financial Protection Bureau (CFPB),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Small Business Administration (SBA),Treasury, Dept of | 110000 | 0 | 0 | 2021-10-14T15:26:13.397000-04:00 | |
| 2680670 | RICH FEUER ANDERSON 3355bedc-8390-4217-a9bc-b861356bc15b | Q3 | RICH FEUER ANDERSON | 84775 | JPMORGAN CHASE HOLDINGS LLC | 2021 | third_quarter | FIN | Issues related to capital and liquidity, margin, bank structure, market structure and market liquidity. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-10-14T16:14:31.520000-04:00 | |
| 2680671 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) 231e92f8-f259-4441-b78d-5456b9e9ad3f | Q3 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) | 292458 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) | 2021 | third_quarter | FIN | Issues related to Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law 111-203) implementation and regulations; proposals related to potential money market and other mutual fund regulations by the SEC (e.g., floating net asset value and liquidity gates and fees) and implementation thereof. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 160000 | 0 | 0 | 2021-10-14T16:16:32.077000-04:00 | |
| 2680714 | RICH FEUER ANDERSON 562a758c-cad8-4f9b-be7b-10fbe392ffbf | Q3 | RICH FEUER ANDERSON | 84775 | AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION | 2021 | third_quarter | FIN | Regulatory structure for insurance and financial services. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-10-14T16:47:46.217000-04:00 | |
| 2680723 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 828a7690-5688-4271-baf6-fe2de9b06ac4 | Q3 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2021 | third_quarter | FIN | Securities & Exchange Commission call for input on climate change-related disclosures House of Representatives - Digital Assets Working Group Securities & Exchange Commission - settlement cycle proposals, Form PF and ESG disclosures, Form 13F and short selling disclosures | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) | 80000 | 0 | 0 | 2021-10-14T16:53:50.090000-04:00 | |
| 2680758 | EARLY WARNING SERVICES, LLC acd80fc0-de54-43a3-8aa6-2a04039db192 | Q3 | EARLY WARNING SERVICES, LLC | 401105876 | EARLY WARNING SERVICES, LLC | 2021 | third_quarter | FIN | Issues related to financial services, fraud and risk management, payments, and technology. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2021-10-14T17:06:02.153000-04:00 | |
| 2680793 | RICH FEUER ANDERSON db7850dc-10b7-4a8f-9c5f-58e5640c8549 | Q3 | RICH FEUER ANDERSON | 84775 | GUARDIAN LIFE INSURANCE COMPANY | 2021 | third_quarter | FIN | Legislation and regulation affecting provision of life insurance and disability insurance, including implementation of H.R.748, the "Coronavirus Aid, Relief, and Economic Security Act." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-10-14T17:28:12.780000-04:00 | |
| 2680849 | RICH FEUER ANDERSON c42f1bc9-9262-4dae-954d-6a04bdd05a37 | Q3 | RICH FEUER ANDERSON | 84775 | FAIR ISAAC CORPORATION (DBA FICO) | 2021 | third_quarter | FIN | Issues related to credit scores, including implementation of S.2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act," and of H.R.748, the "Coronavirus Aid, Relief and Economic Security Act." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-10-14T18:56:34.807000-04:00 | |
| 2681064 | PRINCIPAL FINANCIAL GROUP f435def4-704b-4360-8f36-0e8a3adb375a | Q3 | PRINCIPAL FINANCIAL GROUP | 32178 | PRINCIPAL FINANCIAL GROUP | 2021 | third_quarter | FIN | HR 1816 Information Transparency & Personal Data Control Act: Summary is in progress | HOUSE OF REPRESENTATIVES,SENATE | 487000 | 0 | 0 | 2021-10-15T09:33:46.417000-04:00 | |
| 2681395 | BALLARD PARTNERS d14a76b7-e0ab-4f0f-b6b0-4733af374426 | Q3 | BALLARD PARTNERS | 401104288 | TRULIEVE | 2021 | third_quarter | FIN | Banking policy and regulation; medical marijuana policy and regulation. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office | 40000 | 0 | 0 | 2021-10-15T11:25:10.577000-04:00 | |
| 2681453 | RESOLUTION PUBLIC AFFAIRS, LLC 2fd654e6-943f-46ee-840a-be844d8ff201 | Q3 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | INVESTMENT COMPANY INSTITUTE | 2021 | third_quarter | FIN | The bipartisan infrastructure plan, pay fors related to retirement and municipal bonding Issues related to GSIBs, generally | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-10-15T11:50:28.123000-04:00 | |
| 2681589 | LARRY BLANCHARD b25963a8-1fc9-48ee-9716-5dc7677f31a4 | Q3 | LARRY BLANCHARD | 400470324 | TRUSTAGE | 2021 | third_quarter | FIN | DEI, taxation, CDFI appropriations | HOUSE OF REPRESENTATIVES,SENATE | 12500 | 0 | 0 | 2021-10-15T12:57:05.843000-04:00 | |
| 2681628 | BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ 775ea86b-66eb-435e-983d-916abafe93ed | Q3 | BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ | 5153 | DEBEVOISE & PLIMPTON LLP (ON BEHALF OF GRAMERCY FUNDS MANAGEMENT) | 2021 | third_quarter | FIN | International finance issues; H.Res.289 - Urging the United States Secretary of State to take action regarding unpaid Peruvian agrarian reform bonds; matters pertaining to unpaid insurance claims in Puerto Rico. | HOUSE OF REPRESENTATIVES,SENATE | 170000 | 0 | 0 | 2021-10-15T13:34:14.487000-04:00 | |
| 2681643 | MOVEON.ORG CIVIC ACTION 91da38ae-2b21-42c6-b651-b9eb44c9d33c | Q3 | MOVEON.ORG CIVIC ACTION | 401106098 | MOVEON.ORG CIVIC ACTION | 2021 | third_quarter | FIN | S.2211- Promoting Transparent Standards for Corporate Insiders Act | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-10-15T13:49:19.077000-04:00 | |
| 2681721 | CME GROUP, INC. d33cbdb3-e5ba-4b28-b37c-423bb16c51f3 | Q3 | CME GROUP, INC. | 9033 | CME GROUP INC | 2021 | third_quarter | FIN | 1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues related to the CFTC 3. Issues related to CFTC funding 4. Issues related to clearinghouse resolution and recovery | HOUSE OF REPRESENTATIVES,SENATE | 280000 | 0 | 0 | 2021-10-15T14:12:30.890000-04:00 | |
| 2681777 | KOUNTOUPES DENHAM CARR & REID, LLC 85ae073e-c07b-4198-84f7-ab8629ec3c7b | Q3 | KOUNTOUPES DENHAM CARR & REID, LLC | 320918 | RETAIL INDUSTRY LEADERS ASSOCIATION (RILA) | 2021 | third_quarter | FIN | Issues related to privacy, data security, data breach notification and cybersecurity. Issues related to payments. | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-10-15T14:27:41.227000-04:00 | |
| 2681852 | BALLARD PARTNERS 7c8b531d-6aa2-4201-8568-1114712bd77e | Q3 | BALLARD PARTNERS | 401104288 | PRIME VENTURE CAPITAL, LLC | 2021 | third_quarter | FIN | Safe Banking Act. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-10-15T14:52:57.773000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);