lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
950 rows where filing_period = "third_quarter", filing_year = 2020 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2502272 | LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS 18d0344d-5f3f-4fa9-894b-f1e033a9fd6f | Q3 | LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS | 22371 | LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS | 2020 | third_quarter | FIN | Community Reinvestment Act reform Consumer Financial Protection Bureau policy and oversight Coronavirus response packages Fair Chance Hiring policy under Section 19 H.R. 5050, Veterans and Consumers Fair Credit Act | Bureau of the Census,Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Education, Dept of,Election Assistance Commission (EAC),Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ),Office of Management & Budget (OMB),Office of the Comptroller of the Currency (OCC),SENATE | 420740 | 0 | 0 | 2020-08-27T11:21:16.900000-04:00 | |
| 2503345 | VETERANS EDUCATION SUCCESS 10ebe38e-0c16-4a43-9970-84c9c8fdafaf | Q3 | VETERANS EDUCATION SUCCESS | 401104702 | VETERANS EDUCATION SUCCESS | 2020 | third_quarter | FIN | Military Lending Act Payday Lending | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-10-01T13:56:14.433000-04:00 | ||
| 2503378 | MONEYGRAM INTERNATIONAL INC. 04a873d3-1fcc-4ba3-b87c-f1420b331568 | Q3 | MONEYGRAM INTERNATIONAL INC. | 401103625 | MONEYGRAM INTERNATIONAL INC. | 2020 | third_quarter | FIN | Issues related to money transfer services, de-risking and fintech; Issues related to federal financial regulation, consumer protection, and the Bank Secrecy Act; Issues related to improving scam prevention and fraud protection standards; Issues related to anti-money laundering and terrorist financing | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2020-10-01T16:45:27.533000-04:00 | |
| 2503448 | MERCURY PUBLIC AFFAIRS, LLC 35d32276-a7cd-4064-99a8-6c7ab0e7ca5f | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | ABLV BANK AS IN LIQUIDATION | 2020 | third_quarter | FIN | Treasury Outreach | Commerce, Dept of (DOC),State, Dept of (DOS),Treasury, Dept of,White House Office | 150000 | 0 | 0 | 2020-10-02T12:31:58.970000-04:00 | |
| 2503451 | MERCURY PUBLIC AFFAIRS, LLC 8a39b2a8-a343-4e8d-a9ab-ea3942b9425c | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | ALIBABA GROUP HOLDING LIMITED | 2020 | third_quarter | FIN | Technology policy issues, Access to US Capital Markets, Issues related to e-commerce | Commerce, Dept of (DOC),State, Dept of (DOS),Treasury, Dept of,White House Office | 60000 | 0 | 0 | 2020-10-02T12:47:59.513000-04:00 | |
| 2503453 | MERCURY PUBLIC AFFAIRS, LLC 37704a8c-10b3-4ac3-ae92-7a8aa0480595 | 3A | MERCURY PUBLIC AFFAIRS, LLC | 70175 | ABLV BANK AS IN LIQUIDATION | 2020 | third_quarter | FIN | Treasury Outreach | Treasury, Dept of | 150000 | 0 | 0 | 2020-10-02T12:50:00.313000-04:00 | |
| 2503455 | DALY CONSULTING GROUP e73028cd-6ee3-46a0-b3fc-34eca61d493a | 3T | DALY CONSULTING GROUP | 400923683 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA", FORMERLY NASD) | 2020 | third_quarter | FIN | Issues related to financial services | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 1 | 2020-10-02T12:58:01.573000-04:00 | |
| 2503534 | MORRISON PUBLIC AFFAIRS GROUP e26ea160-666c-41ed-9b56-e65927197012 | Q3 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2020 | third_quarter | FIN | Housing finance legislation and regulation. | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 30000 | 0 | 0 | 2020-10-02T15:04:33.713000-04:00 | |
| 2503610 | MERCURY PUBLIC AFFAIRS, LLC e9a3707d-5904-4a14-918e-5ff5426bb1db | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION | 2020 | third_quarter | FIN | Puerto Rico Dept Reform | HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Natl Economic Council (NEC),Office of Management & Budget (OMB),SENATE,Treasury, Dept of | 100000 | 0 | 0 | 2020-10-02T16:54:05.607000-04:00 | |
| 2503635 | RWC, INC 9b9dcfc6-1367-4d18-824f-776fd323324f | Q3 | RWC, INC | 400510505 | COIN CENTER | 2020 | third_quarter | FIN | Issues related to cryptocurrency technology | Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2020-10-02T17:51:21.747000-04:00 | |
| 2504395 | HUTTON STRATEGIES dd17ca4d-4ed3-41ea-bae7-533bdd118b9a | Q3 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2020 | third_quarter | FIN | Financial services and capital markets issues generally; S. 733 & HR 4492, Consumer Choice & Capital Markets Protection Act of 2019. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-10-06T15:06:27.417000-04:00 | |
| 2504442 | DENTONS US LLP 814cf6a4-eeb2-4e3e-a7e0-7d0fb234b461 | Q3 | DENTONS US LLP | 36105 | AMERICAN AMUSEMENT MACHINE ASSOCIATION | 2020 | third_quarter | FIN | Issues related to Dodd-Frank implementation or legislation to amend Dodd-Frank; Operation Choke Point; COVID 19 response legislation. | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 0 | 2020-10-06T17:11:59.770000-04:00 | |
| 2504444 | DENTONS US LLP 102351df-48b3-4bb9-9457-15bd3048a4ec | Q3 | DENTONS US LLP | 36105 | AMUSEMENT AND MUSIC OPERATORS ASSOCIATION | 2020 | third_quarter | FIN | Issues related to Dodd-Frank implementation or legislation to amend Dodd-Frank; Operation Choke Point. Legislation to respond to COVID 19. | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 0 | 2020-10-06T17:14:00.787000-04:00 | |
| 2504483 | ZIEBART CONSULTING, LLC 16e5bf1f-7286-413b-8814-1484bf4cff0a | 3A | ZIEBART CONSULTING, LLC | 304213 | ENERGY INFRASTRUCTURE COUNCIL FKA MASTER LIMITED PARTNERSHIP ASSOCIATION | 2020 | third_quarter | FIN | Issues related to SEC rulemaking on shareholder proposal rule 14A-8. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2020-10-06T17:52:11.603000-04:00 | |
| 2504493 | THORSEN FRENCH ADVOCACY LLC 8823ff35-2d95-41d9-b3aa-dd2569e10e63 | Q3 | THORSEN FRENCH ADVOCACY LLC | 400599826 | WESTERN UNION | 2020 | third_quarter | FIN | Issues Related to Anti-Money Laundering. Counterfeiting Issues. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-10-06T18:00:16.617000-04:00 | |
| 2504568 | WARNER, NORCROSS + JUDD LLP a4750e95-b804-4e2c-9098-adecf1063281 | Q3 | WARNER, NORCROSS + JUDD LLP | 401050963 | BUSINESS INTERMEDIARY EDUCATION FOUNDATION | 2020 | third_quarter | FIN | Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 609 (116th Congress). The Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-10-07T10:43:10.917000-04:00 | ||
| 2504706 | CAPITOL LEGISLATIVE STRATEGIES LLC f7c7469d-9da3-4284-a528-7b8c9bbb0999 | Q3 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2020 | third_quarter | FIN | Proposals related to the reform of the Government Sponsored Enterprises (GSEs), Fannie Mae, Freddie Mac, FHA Issues related to housing finance | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-10-07T14:40:32.860000-04:00 | |
| 2504800 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 50825d36-bff8-420a-a7bd-5129d6671bf1 | Q3 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2020 | third_quarter | FIN | Investment Company Act of 1940 - Proposed Rule on Good Faith Determinations of Fair Value Employee Retirement Income Security Act of 1974 - Financial Factors in Selecting Plan Investments Proposed Regulation Securities Exchange Act of 1934-Proposed Amendments to CFTC Regulation 3.10(c): Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools; Exemption From Registration for Certain Foreign Persons Investment Advisers Act of 1940 - Proposed Rule on Investment Adviser Advertisements; Compensation for Solicitations | Commodity Futures Trading Commission (CFTC),Labor, Dept of (DOL),Securities & Exchange Commission (SEC) | 70000 | 0 | 0 | 2020-10-07T16:08:24.547000-04:00 | |
| 2504822 | THE SMITH-FREE GROUP, LLC fc29ecb7-b479-4d44-a74b-5eda38d97ceb | Q3 | THE SMITH-FREE GROUP, LLC | 35800 | MASTERCARD WORLDWIDE | 2020 | third_quarter | FIN | Efforts in support of promoting contactless payments. Monitored H.R.3928, Federal Reserve Accountability and Justification Act Monitored H.R.3939, To require the Board of Governors of the Federal Reserve System to carry out a quantitative impact study of any proposed real-time payment system under the Faster Payments Initiative before implementing such system. Monitored discussions regarding data localization and competition policy | Federal Transit Administration (FTA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2020-10-07T16:27:39.290000-04:00 | |
| 2504974 | THE BURNHAM GROUP LLC e702b7a0-c79c-46f6-8d96-6370f63460c5 | Q3 | THE BURNHAM GROUP LLC | 401105302 | OAKLAND UNIVERSITY | 2020 | third_quarter | FIN | Enabling Public Universities to participate in the Main Street Lending Program operated by the Federal Reserve to assist universities in obtaining low-cost loans to assist with the response to the pandemic. | 0 | 0 | 2020-10-08T10:29:23-04:00 | |||
| 2504980 | URBAN SWIRSKI & ASSOCIATES, LLC 80d06f3f-72bd-4b97-8f6f-e31c0885bce6 | Q3 | URBAN SWIRSKI & ASSOCIATES, LLC | 400584784 | REINSURANCE GROUP OF AMERICA, INCORPORATED | 2020 | third_quarter | FIN | General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform and Consumer Protection Act" P.L. No. 111-203 | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-10-08T10:44:24.153000-04:00 | |
| 2505081 | RESOLUTION PUBLIC AFFAIRS, LLC e852e382-ef52-4c5c-98e1-6b3c52fda47f | Q3 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | WELLS FARGO & COMPANY | 2020 | third_quarter | FIN | Issues related to financial institutions generally. Issues related to the Dodd-Frank Act (P.L.111-203) | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-10-08T12:54:17.427000-04:00 | |
| 2505096 | RESOLUTION PUBLIC AFFAIRS, LLC e61bf69d-2c8a-482d-bc95-517b7d3a82ed | Q3 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | INVESTMENT COMPANY INSTITUTE | 2020 | third_quarter | FIN | Issues related to CARES Act, generally Environmental, Social, and Governance Investing SEC Data Security FSOC nonbank SIFI designation process reforms Cross-Border Derivatives (Definition of US Person) Hiring Diversity in Asset Management | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-10-08T13:16:28.380000-04:00 | |
| 2505144 | PRI US, INC edc0aa28-b5b4-44a9-a7d7-528de77703fc | Q3 | PRI US, INC | 401105678 | PRI US, INC | 2020 | third_quarter | FIN | Rule 14a-8, on ownership and resubmission thresholds, ESG shareholder proposals Fund Names Rule, on ESG disclosure | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) | 0 | 0 | 2020-10-08T14:37:03.687000-04:00 | ||
| 2505149 | NASDAQ, INC. 6e967370-9c5b-47de-b6ec-e0e4cac86c7f | Q3 | NASDAQ, INC. | 27115 | NASDAQ INC | 2020 | third_quarter | FIN | COVID Pandemic Issues: Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place; Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic; Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act of 2019; Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S.2306 - Main Street Growth Act; Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives; Legislation on 10-Q optionality, H.R.4076 - Modernizing Disclosures for Investors Act; Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R.3088 - Shareholder Protection Act of 2019; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Defend dual class structures; Stock buybacks; Federal financial transaction tax (A4402); Tax treatment of buybacks and dividends; Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities; Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and Requiring transparency of short positions that match existing requirements on long position holders. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 380000 | 0 | 0 | 2020-10-08T14:53:08.610000-04:00 | |
| 2505210 | ADVANCED POLICY CONSULTING, LLC 3cc699e2-0012-47cd-9889-992dee6f9a1d | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INDEPENDENT INVESTMENT BANKERS, CORP. | 2020 | third_quarter | FIN | HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019." | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-10-08T16:28:37.593000-04:00 | ||
| 2505211 | ADVANCED POLICY CONSULTING, LLC f6471911-6224-4e96-b056-01a7c84895cd | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BA SECURITIES, LLC | 2020 | third_quarter | FIN | HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019." | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-10-08T16:29:38.667000-04:00 | |
| 2505213 | ADVANCED POLICY CONSULTING, LLC 620392ea-fc30-431a-9b07-693c82ba34e5 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | M&A SECURITIES GROUP, INC. | 2020 | third_quarter | FIN | HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019." | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-10-08T16:31:40.850000-04:00 | |
| 2505216 | ADVANCED POLICY CONSULTING, LLC 704289cd-5ff3-4302-91d4-dd3036e74dd0 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BURCH & CO., INC. | 2020 | third_quarter | FIN | HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019." | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-10-08T16:32:44.407000-04:00 | ||
| 2505224 | ADVANCED POLICY CONSULTING, LLC 2525adbc-2027-43d2-8f5f-33c2b171c090 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INVESTMENT COMPANY INSTITUTE (ICI) | 2020 | third_quarter | FIN | Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI). S. 603 - "Financial Stability Oversight Council Improvement Act of 2019." H.R. 3561: "Financial Stability Oversight Council Improvement Act of 2019." | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-10-08T16:37:49.250000-04:00 | |
| 2505238 | LAVENDER CONSULTANTS a967bb07-bc91-411f-8720-80c9c9f4ac98 | Q3 | LAVENDER CONSULTANTS | 401104727 | JACKSON VAUGHN PUBLIC STRATEGIES ON BEHALF OF ENOVA ONLINE SERVICES, INC. | 2020 | third_quarter | FIN | CFPB Small Dollar Lending Rule Operation Chokepoint Fintech Charter True Lender Legislation Valid When Made Legislation HR 1509/S. 656 - Stopping Abuse & Fraud in Electronic Lending Act of 2019 (SAFE Lending Act of 2019) HR 56 - Financial Technology Protection Act HR 189 - Financial Institution Customer Protection Act of 2019 HR 741 - Taking Account of Institutions with Low Operation Risk Act of 2019 (TAILOR Act of 2019) HR 1282 - Data Accountability & Trust Act HR 1423610, Forced Arbitration Injustice Repeal act; HR 1491 - Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019 (FINTECH Act of 2019) HR 1423 companion bill to S.610 H.R.5050 - Veterans and Consumers Fair Credit Act S. 142 - American Data Dissemination Act of 2019 S. 583 - Digital Accountability and Transparency to Advance Privacy Act S. 610 - Forced Arbitration Injustice Repeal Act S. 630 - Arbitration Fairness for Consumers Act S. 635 - Restoring Statutory Rights and Interests of the States Act of 2019 (arbitration) S.283 -Veterans and Consumers Fair Credit Act S. 2808 - Emergency Assistance in Response to the Covid-19 PandemicH.R. 6074: Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 H.R. 6201: Families First Coronavirus Response Act H.R. 748: Coronavirus Aid, Relief, and Economic Security Act H.R. 266: Paycheck Protection Program and Health Care Enhancement Act | Consumer Financial Protection Bureau (CFPB),Executive Office of the President (EOP),Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2020-10-08T16:51:59.053000-04:00 | |
| 2505256 | SIFF & ASSOCIATES PLLC d3bd8dee-0a60-4301-b1bf-b8955d8c0dcd | Q3 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2020 | third_quarter | FIN | Implementation of Securities and Exchange Commission final rule on "Exemptions from the Proxy Rules for Proxy Voting Advice" (85 Fed. Reg. 55082, September 3, 2020). Interpretation of 29 CFR 2550.404a-1 ("Investment Duties") and sections 404(a)(1)(A) and 404(a)(1)(B) of ERISA regarding fiduciary duties. Transition of the Federal Retirement Thrift Investment Board I Fund. | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,White House Office | 10000 | 0 | 0 | 2020-10-08T17:04:11.550000-04:00 | |
| 2505260 | SIFF & ASSOCIATES PLLC 879acade-5042-4e18-82ca-d9f2787a6cbd | Q3 | SIFF & ASSOCIATES PLLC | 400665998 | FMR LLC | 2020 | third_quarter | FIN | Department of Labor proposed rule regarding "Registration Requirements for Pooled Plan Providers" (85 Fed. Reg. 54288, September 1, 2020). H.R. 6395, the "William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021," legislation to authorize appropriations for the Department of Defense; provisions concerning the definition of entities exempt from disclosure to FinCEN for purposes of beneficial ownership reporting. | Labor, Dept of (DOL) | 50000 | 0 | 0 | 2020-10-08T17:06:13.690000-04:00 | |
| 2505270 | SIFF & ASSOCIATES PLLC 4504c4b6-8cd9-4dfa-8d26-41f2c61eb0b9 | Q3 | SIFF & ASSOCIATES PLLC | 400665998 | SIGNATORY WALL AND CEILING CONTRACTORS ALLIANCE | 2020 | third_quarter | FIN | S. 4321, the "Continuing Small Business Recovery and Paycheck Protection Program Act," legislation to allow second draw loans of up to $2 million under the Paycheck Protection Program; entire bill. Legislative proposal entitled "Delivering Immediate Relief to Americas Families, Schools and Small Businesses Act" regarding COVID-19 relief; provisions concerning COVID-19 liability protections for small businesses, schools, and healthcare providers, an additional $157 billion for the Paycheck Protection Program (PPP), and a revision to the PPP making 501(c)(6) organizations eligible subject to restrictions related to lobbying; seeking to have composite plan legislation and funding for COBRA premiums included in the draft bill (no bill introduced). | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office | 50000 | 0 | 0 | 2020-10-08T17:07:17.247000-04:00 | |
| 2505383 | THE LAW OFFICE OF WILLIAM J. DONOVAN f788d0f1-e20f-4bbb-a3d8-90ce4d804fe8 | Q3 | THE LAW OFFICE OF WILLIAM J. DONOVAN | 401104358 | VANTAGESCORE SOLUTIONS, LLC | 2020 | third_quarter | FIN | Consumers First Act (H.R. 1500); Free Credit Score Act of 2019 (H.R. 2753); Free Credit Scores for Consumers Act of 2019 (H.R. 3618); Clarity in Credit Score Formation Act of 2019 (H.R. 3629); FHA Additional Credit Pilot Program Reauthorization Act (H.R. 123); Fair Access to Credit Scores Act (H.R. 2824); Free Credit Scores for Consumers Act (H.R. 3618); Restoring Unfairly Impaired Credit & Protecting Consumers Act (H.R. 3622); Improving Credit reporting for All Consumers Act (H.R. 3642); Credit Access & Inclusion Act (S. 1826; H.R. 4231); Protecting Your Credit Score Act (H.R. 5332); CARES Act (H.R. 748)[issues related to credit scoring] | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),SENATE | 60000 | 0 | 0 | 2020-10-08T20:33:26.113000-04:00 | |
| 2505385 | THE WILLIAMS GROUP 00bd02fa-88a0-4ec6-8fc1-b8310b9116b9 | Q3 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2020 | third_quarter | FIN | Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2020-10-08T21:49:29.617000-04:00 | |
| 2505388 | THE WILLIAMS GROUP 9a1d3208-c297-42c2-bf30-efee08d73373 | Q3 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2020 | third_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 19500 | 0 | 0 | 2020-10-08T21:52:30.917000-04:00 | |
| 2505390 | THE WILLIAMS GROUP 74046bce-be4a-4e4a-931c-224ffc1a7e6d | Q3 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2020 | third_quarter | FIN | Annual Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2020-10-08T21:54:38.887000-04:00 | |
| 2505392 | THE WILLIAMS GROUP 4d411f94-2034-4341-9f11-24b91e3f3080 | Q3 | THE WILLIAMS GROUP | 401104049 | TRANSUNION | 2020 | third_quarter | FIN | FCRA | HOUSE OF REPRESENTATIVES,SENATE | 11250 | 0 | 0 | 2020-10-08T21:57:41.133000-04:00 | |
| 2505394 | THE WILLIAMS GROUP 08560a0c-0de5-4b30-87fe-da34c539372d | Q3 | THE WILLIAMS GROUP | 401104049 | THE MANAGED FUNDS ASSOCIATION | 2020 | third_quarter | FIN | Managed funds disclosures | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2020-10-08T21:59:43.390000-04:00 | |
| 2505396 | THE WILLIAMS GROUP 6a5ac2b9-5405-48ee-8cf7-c29f6497cfe2 | Q3 | THE WILLIAMS GROUP | 401104049 | ROBINHOOD | 2020 | third_quarter | FIN | Securities Trading | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-10-08T22:09:45.830000-04:00 | |
| 2505406 | ADVANCED POLICY CONSULTING, LLC 102a7d22-7bd4-4bed-82f8-2ad3f707ef3b | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | MANUFACTURED HOUSING INSTITUTE (MHI) | 2020 | third_quarter | FIN | Implement the duty to serve requirements contained in the Housing and Economic Recovery Act of 2008 for manufactured housing. (Public Law: 110-289). Support manufactured home loan products in the secondary market such as mortgage back securities (MBS). Inclusion of these provisions in potential housing reform legislation. S. 1804 "HUD Manufactured Housing Modernization Act of 2019." Support benefits of manufactured housing land-lease communities. Any qualified mortgage (QM) proposals are supportive of manufactured housing. Support land lease communities be included in the Paycheck Protection Program (PPP). Support FHA's work to modernize its policies to support CrossMod homes by updating HUDs FHA Title II program to support financing options for this new class of manufactured homes. Support efforts to bring down the cost of lumber for building manufactured homes. | Executive Office of the President (EOP),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Economic Council (NEC),SENATE,Small Business Administration (SBA),Treasury, Dept of | 20000 | 0 | 0 | 2020-10-09T09:49:59.093000-04:00 | |
| 2505467 | ADVANCED POLICY CONSULTING, LLC e735dfee-e00d-4dd9-a0c0-1e6d14d3b4d2 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | ASSOCIATION OF INDEPENDENT MORTGAGE EXPERTS (AIME) | 2020 | third_quarter | FIN | Monitor financial services legislation that may impact independent mortgage brokers. H.R.5720 - "To amend the Fair Credit Reporting Act to prohibit the creation and sale of trigger leads, and for other purposes." S.3533 - "Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020." Monitor loan forgiveness legislation. Monitor COVID-19 legislation and implementation. Monitor FHFA fees on GSEs. | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Economic Council (NEC),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2020-10-09T10:31:40.687000-04:00 | |
| 2505483 | ADVANCED POLICY CONSULTING, LLC a21e3d03-d710-4bfe-890a-66fcad5344de | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | UNITED SHORE FINANCIAL SERVICES, LLC | 2020 | third_quarter | FIN | Monitor housing policy as it relates to the mortgage market. | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 20000 | 0 | 0 | 2020-10-09T10:45:57.560000-04:00 | |
| 2505532 | AMERICAN FINANCIAL SERVICES ASSOCIATION 6f1cc4b5-9318-4a58-941a-9892d3670384 | Q3 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2020 | third_quarter | FIN | S. 3036 on unsolicited loan applications, issues pertaining to installment lending and vehicle financing, data security matters, credit reporting issues, Consumer Financial Protection Bureau matters, legislation regarding rates on credit lending (HR 2930 and S 1389 plus others not yet introduced), legislation regarding disclosure of debt settlement companies, unsolicited loan offers (S. 3036), provisions in CARES Act relating to accounting standards, credit provisions, and small business loans, HR 5332 on credit reporting language, HEROES act on provisions relating to the credit industry, including CECL and PPP loans | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Accounting Standards Advisory Board (FASAB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office | 250000 | 0 | 0 | 2020-10-09T11:35:39.667000-04:00 | |
| 2505543 | TAUZIN CONSULTANTS, LLC d7ca7b1c-0bb0-4855-a26a-27852253876b | Q3 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2020 | third_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-10-09T11:46:46.073000-04:00 | |
| 2505553 | TAUZIN STRATEGIC NETWORKS fb0afb71-cf53-492d-a5c7-2b450a5e2b39 | Q3 | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) | 2020 | third_quarter | FIN | Advocated for issues relating to the upcoming NFIP. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-10-09T11:49:51.217000-04:00 | |
| 2505685 | SCRIVNER LEON GROUP LLC 5f15fb76-def9-4f11-9c2c-c3fe21a1d76b | Q3 | SCRIVNER LEON GROUP LLC | 401103886 | THOMPSON COBURN LP ON BEHALF OF MEDICI VENTURES | 2020 | third_quarter | FIN | Monitor issues related to use of blockchain for securities trading, financial technology issues. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-10-09T13:00:07.280000-04:00 | |
| 2505707 | SCOTT CANADY bb46ce80-6fd6-4bf7-bef1-13f12194da72 | Q3 | SCOTT CANADY | 400416982 | COMMUNITY ASSOCIATIONS INSTITUTE | 2020 | third_quarter | FIN | FDCPA Legislation * monitor H.R. 3948, H.R. 4403, H.R. 5021, H.R. 5003, H.R. 5001, H.R. 5013 COVID-19 Consumer Debt Collection Moratoria Legislation (H.R. 6800, H.R. 6423, H.R. 6379, S. 3565, House amendment to the Senate amendments to H.R. 925) * lobbying in opposition to consumer debt moratoria proposals that prevent collection of community association assessments that fund essential services * exempting community associations from the definition of creditor in above referenced legislation | Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Small Business Administration (SBA) | 20000 | 0 | 0 | 2020-10-09T13:21:25.140000-04:00 | |
| 2505758 | JACKSON VAUGHN PUBLIC STRATEGIES 1a1a0835-fc14-4c94-8084-2041a476deea | Q3 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ENOVA ONLINE SERVICES, INC. | 2020 | third_quarter | FIN | CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 266, Paycheck Protection Program and Health Care Enhancement Act; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 748, Coronavirus Aid, Relief and Economic Security Act; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, HR 5050 S 283, Veterans and Consumers Fair Credit Act; HR 6201, Families First Coronavirus Response Act;Loan Shark Prevention Act; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 610, Forced Arbitration Injustice Repeal Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019; S 2808, Emergency Assistance in Response to the COVID-19 Pandemic | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-10-09T14:32:42.400000-04:00 | ||
| 2505766 | JACKSON VAUGHN PUBLIC STRATEGIES 91b056bf-8c73-48d0-9074-d34ac2f878b1 | Q3 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ONLINE LENDERS ALLIANCE | 2020 | third_quarter | FIN | CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 266, Paycheck Protection Program and Health Care Enhancement Act; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 748, Coronavirus Aid, Relief and Economic Security Act; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, Loan Shark Prevention Act; HR 5050/S 283, Veterans and Consumers Fair Credit Act; HR 6201, Families First Coronavirus Response Act; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 610, Forced Arbitration Injustice Repeal Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019; S 2808, Emergency Assistance in Response to the COVID-19 Pandemic | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-10-09T14:37:45.950000-04:00 | ||
| 2505800 | SQUIRE PATTON BOGGS 0b47620b-2587-4753-8f93-556ee28d0baa | Q3 | SQUIRE PATTON BOGGS | 30906 | ATLANTICUS HOLDING CORPORATION | 2020 | third_quarter | FIN | Addressing liquidity issues facing non-bank financial firms to assist them in continuing to facilitate consumers access to credit. | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2020-10-09T15:05:07.417000-04:00 | |
| 2505913 | CORPORATION FOR SUPPORTIVE HOUSING 74e90069-a4f8-41b9-9fc1-aa3f8f065ef7 | Q3 | CORPORATION FOR SUPPORTIVE HOUSING | 69195 | CORPORATION FOR SUPPORTIVE HOUSING | 2020 | third_quarter | FIN | Allowing Community Development Financial Institutions (CDFI) to be automatically qualified as administrators of SBA administered programs such as Paycheck Protection Program and community development grants/loans; set-asides for CDFIs to administer G2B and G2C funds in next COVID-19 legislation and beyond | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-10-11T02:46:48.167000-04:00 | ||
| 2505950 | HOLLAND & KNIGHT LLP de472c93-cd0a-4787-9050-5eec098508e9 | Q3 | HOLLAND & KNIGHT LLP | 18466 | BLOCK.ONE | 2020 | third_quarter | FIN | Issues related to financial services and financial technologies; blockchain. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-10-11T12:29:15.247000-04:00 | |
| 2505961 | HOLLAND & KNIGHT LLP bdce5daa-e32c-4c58-bd94-5e04ad6c6fb8 | Q3 | HOLLAND & KNIGHT LLP | 18466 | HOUGHTON MIFFLIN HARCOURT | 2020 | third_quarter | FIN | S.3548 - CARES Act. | Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2020-10-11T13:59:27.133000-04:00 | |
| 2505978 | HOLLAND & KNIGHT LLP baa07cd0-eb60-46bd-8e8e-540056c84ca3 | Q3 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2020 | third_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule and financial planning business objectives. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-10-11T14:27:41.773000-04:00 | |
| 2505979 | HOLLAND & KNIGHT LLP 2a358785-c2f5-44c6-b9d5-c686c4ff6007 | Q3 | HOLLAND & KNIGHT LLP | 18466 | FEE DEDUCTIBILITY COALITION | 2020 | third_quarter | FIN | Efforts to reinstate the ability to deduct investment and financial advisory fees. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-10-11T14:32:43.047000-04:00 | ||
| 2505980 | HOLLAND & KNIGHT LLP e6bbece1-e14a-4eda-934c-bf4df2011a8e | Q3 | HOLLAND & KNIGHT LLP | 18466 | NATIONAL ASSOCIATION OF PERSONAL FINANCIAL ADVISORS | 2020 | third_quarter | FIN | Broadening SECURE ACT/retirement reform acts; Federal policy related to financial and retirement security. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-10-11T14:38:44.300000-04:00 | |
| 2505989 | HOLLAND & KNIGHT LLP c240d879-1366-49de-bf21-bfff4adc708d | Q3 | HOLLAND & KNIGHT LLP | 18466 | SMALL BUSINESS INVESTOR ALLIANCE | 2020 | third_quarter | FIN | Issues impacting Small Business Investment Companies, Business Development Companies; Tax issues. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-10-11T16:08:54.367000-04:00 | |
| 2506065 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS af457266-021a-4536-b588-95f115cc7243 | Q3 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2020 | third_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 529424 | 0 | 0 | 2020-10-12T11:08:49.853000-04:00 | |
| 2506129 | MINDSET ADVOCACY, LLC 0c69ec7a-c58d-4aa6-9165-dd4e78fa8238 | Q3 | MINDSET ADVOCACY, LLC | 296271 | INTERCONTINENTALEXCHANGE, INC. | 2020 | third_quarter | FIN | Holding Foreign Countries Accountable Act, corporate disclosures, CARES Act (S.3548) | HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of,Vice President of the U.S. | 50000 | 0 | 0 | 2020-10-12T12:41:39.167000-04:00 | |
| 2506156 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 732b0f21-a7dd-4225-b206-b0c344caf5e5 | Q3 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2020 | third_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. H.R. 3351- Financial Services and General Government Appropriations Act, 2020. Issue: Making appropriations for financial services and general government for the fiscal year ending September 30, 2020. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 580000 | 0 | 0 | 2020-10-12T13:31:58.627000-04:00 | |
| 2506307 | RICH FEUER ANDERSON ba4b5680-6b07-4715-81b4-456df3a586bf | Q3 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2020 | third_quarter | FIN | Regulation of asset managers. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-10-12T16:01:29.143000-04:00 | |
| 2506353 | RICH FEUER ANDERSON 5068952c-51a4-4f32-b483-09b78b1d7cc0 | Q3 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2020 | third_quarter | FIN | Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2020-10-12T17:37:11.017000-04:00 | |
| 2506568 | DENT STRATEGIES 07594f38-fb56-4922-a9f4-c55c53fba74c | Q3 | DENT STRATEGIES | 401105616 | CUNA MUTUAL GROUP | 2020 | third_quarter | FIN | S. 3533/H.R. 6364 - The Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020 - provide for greater utilization of electronic notarization. H.R. 6983/H.R. 7011 - The Pandemic Risk Insurance Act of 2020 - creation of a new risk insurance scheme to provide coverage in the instances of pandemics. S. 4159 - The E-Sign Modernization Act - provide for greater utilization of e-signature in electronic transactions | 40000 | 0 | 0 | 2020-10-13T10:59:37.277000-04:00 | ||
| 2506618 | HERBALIFE INTERNATIONAL OF AMERICA, INC. 69a16ae5-a22c-44f7-bd70-19a35aeaca80 | Q3 | HERBALIFE INTERNATIONAL OF AMERICA, INC. | 287018 | HERBALIFE INTERNATIONAL OF AMERICA INC | 2020 | third_quarter | FIN | Corporate governance issues | Agriculture, Dept of (USDA),Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 130000 | 0 | 0 | 2020-10-13T11:24:00.340000-04:00 | |
| 2506838 | PORTERFIELD, FETTIG & SEARS, LLC 65c6599c-6ca1-4fee-9256-32ad4da4cc42 | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | BLOCK, INC. (FORMERLY REPORTED AS SQUARE, INC.) | 2020 | third_quarter | FIN | Issues related to payment processing, mobile payments, lending and fintech, financial charter application; COVID-19 relief issues. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2020-10-13T14:09:10.573000-04:00 | |
| 2507011 | DUTKO WORLDWIDE, LLC d309e447-0194-45ed-bb5e-e1dc3090b58f | Q3 | DUTKO WORLDWIDE, LLC | 12868 | ACCENTURE FEDERAL SERVICES LLC | 2020 | third_quarter | FIN | Monitor financial services IT modernization | Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2020-10-13T15:40:38.407000-04:00 | |
| 2507046 | TIGER HILL PARTNERS LLC 67d434fd-271d-472f-8a99-976e46de7aa9 | Q3 | TIGER HILL PARTNERS LLC | 401105491 | CHIME FINANCIAL, INC. | 2020 | third_quarter | FIN | CARES Act implementation | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-10-13T15:54:07.447000-04:00 | |
| 2507054 | TIGER HILL PARTNERS LLC 21497b72-2904-4508-9a1b-2eec290a33ea | Q3 | TIGER HILL PARTNERS LLC | 401105491 | OPPORTUNITY FINANCIAL | 2020 | third_quarter | FIN | Issues related to consumer finance; H.R. 5050 - Veterans and Consumers Fair Credit Act. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-10-13T15:57:15.887000-04:00 | |
| 2507057 | TIGER HILL PARTNERS LLC 1632e26a-27e4-4c1c-b9cb-c7931025c16d | Q3 | TIGER HILL PARTNERS LLC | 401105491 | REPUBLIC CONSULTING, LLC ON BEHALF OF WORKIVA | 2020 | third_quarter | FIN | Financial Transparency Act (H.R. 4476) and use of machine readable data in government reports | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-10-13T15:58:18.923000-04:00 | |
| 2507103 | TIGER HILL PARTNERS LLC 0c31535f-3a96-497f-9e37-a8c50eed060f | 3A | TIGER HILL PARTNERS LLC | 401105491 | HILL STRATEGY LLC ON BEHALF OF IEX GROUP, INC. | 2020 | third_quarter | FIN | Equity market structure reform - no specific legislation. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2020-10-13T16:54:51.167000-04:00 | |
| 2507104 | MINDSET ADVOCACY, LLC c90db57b-bf91-499c-81aa-d3d6214fbf25 | Q3 | MINDSET ADVOCACY, LLC | 296271 | FAIR ISAAC CORPORATION (DBA FICO) | 2020 | third_quarter | FIN | Issues related to credit scores and implementation of S.2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act." Comprehensive CREDIT Act of 2020 (H.R. 3621). CARES Act (H.R. 748). HEROES Act (H.R. 6800). | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2020-10-13T17:04:52.017000-04:00 | |
| 2507131 | EXEL ADVISORS 96ff4dca-6479-4ec1-ac72-8075bb4663ce | Q3 | EXEL ADVISORS | 401105119 | MGIC | 2020 | third_quarter | FIN | Mortgage Lending. Financial Institutions. Government Sponsored Enterprises. Proxy advisors. Affordable Housing. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-10-13T17:29:59.453000-04:00 | |
| 2507196 | FARM CREDIT MID-AMERICA 70784a5e-1dff-4ec7-aafb-d2aba2f87f3b | Q3 | FARM CREDIT MID-AMERICA | 401105708 | FARM CREDIT MID-AMERICA | 2020 | third_quarter | FIN | Implementation H.R. 784 and H.R. 266 related to the Paycheck Protection Program; S. 4116, legislation to extend the application period for the Payroll Protection Program; S. 4117, Paycheck Protection Small Business Forgiveness Act; issues related to the Rural Business Investment Program; and issues related to the Farm Credit System | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-10-13T22:19:18.577000-04:00 | |
| 2507634 | AMERICAN GAMING ASSOCIATION 3472097a-ca32-4f18-af6c-b615e641e125 | Q3 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2020 | third_quarter | FIN | Bank Secrecy Act, AML Compliance | Commerce, Dept of (DOC),Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,Small Business Administration (SBA),State, Dept of (DOS),Treasury, Dept of,White House Office | 380000 | 0 | 0 | 2020-10-14T13:17:41.613000-04:00 | |
| 2507701 | NOMURA HOLDING AMERICA INC. 0fda4e7c-0c61-4da5-b888-6dffcc0bbf8a | Q3 | NOMURA HOLDING AMERICA INC. | 400609851 | NOMURA HOLDING AMERICA INC. | 2020 | third_quarter | FIN | General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance). | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 110000 | 0 | 0 | 2020-10-14T13:47:05.390000-04:00 | |
| 2507825 | CLEARY GOTTLIEB STEEN & HAMILTON LLP c91c4d29-ea24-4831-9cfc-3ca9661ba0fe | Q3 | CLEARY GOTTLIEB STEEN & HAMILTON LLP | 9476 | INSTITUTE OF INTERNATIONAL BANKERS | 2020 | third_quarter | FIN | Implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173) | Commodity Futures Trading Commission (CFTC) | 0 | 0 | 2020-10-14T14:33:40.523000-04:00 | ||
| 2507839 | CLEARY GOTTLIEB STEEN & HAMILTON LLP 2e046a19-0a9a-4349-a375-d54152e5f0a7 | Q3 | CLEARY GOTTLIEB STEEN & HAMILTON LLP | 9476 | SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION | 2020 | third_quarter | FIN | Issues related to the implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203). | Commodity Futures Trading Commission (CFTC) | 0 | 0 | 2020-10-14T14:44:46.467000-04:00 | ||
| 2507925 | MINDSET ADVOCACY, LLC f231cfe8-1f79-4f19-9bc8-599f06a0ddde | Q3 | MINDSET ADVOCACY, LLC | 296271 | RENAISSANCE RE NORTH AMERICA | 2020 | third_quarter | FIN | Risk mitigation, flood insurance reform, risk transfer | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-10-14T15:24:12.327000-04:00 | |
| 2508015 | MINDSET ADVOCACY, LLC 892cf33e-1a88-41dc-8f52-8d80cd1ff313 | Q3 | MINDSET ADVOCACY, LLC | 296271 | PURPOSE FINANCIAL, INC. | 2020 | third_quarter | FIN | Dodd-Frank Act implementation, CARES Act (S. 3548 & H.R. 748) | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-10-14T16:10:41.827000-04:00 | |
| 2508020 | MINDSET ADVOCACY, LLC d5ceae99-db62-4de2-b1d1-b56bd76f209b | Q3 | MINDSET ADVOCACY, LLC | 296271 | SMALL BUSINESS INVESTOR ALLIANCE (SBIA) | 2020 | third_quarter | FIN | Financial services related issues; CARES Act (S. 3548 & H.R. 748); BDC parity | HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of | 50000 | 0 | 0 | 2020-10-14T16:12:44.113000-04:00 | |
| 2508086 | MAYNARD NEXSEN PC 075bdf43-e393-4e0b-baeb-2c36ea707b68 | Q3 | MAYNARD NEXSEN PC | 60116 | CMH SERVICES | 2020 | third_quarter | FIN | Improving the availability of financing for manufactured homes (no specific legislation). | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 60000 | 0 | 0 | 2020-10-14T16:36:58.317000-04:00 | |
| 2508089 | MINDSET ADVOCACY, LLC 0dc1df97-8819-4c69-b11e-84b2021f62ec | Q3 | MINDSET ADVOCACY, LLC | 296271 | KROLL BOND RATING AGENCY, INC. | 2020 | third_quarter | FIN | Treatment of credit rating agencies in Federal Reserve emergency credit facilities (H.R. 6934); other federal policy issues related to NRSROs. | Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2020-10-14T16:38:59.190000-04:00 | |
| 2508118 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 988f2398-6b96-420e-8bec-ee4898a0e636 | Q3 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2020 | third_quarter | FIN | Credit unions operations, capital requirements and reserves Current Expected Credit Losses (CECL), and issues related to the Federal Credit Union Act. H.R. 748 CARES Act. Trouble Debt Restructuring and Financial Accounting Standards Board. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 110000 | 0 | 0 | 2020-10-14T16:51:10.710000-04:00 | |
| 2508172 | VORYS, SATER, SEYMOUR AND PEASE LLP 95f82b11-8a43-4539-b24f-04ed9ed1d320 | Q3 | VORYS, SATER, SEYMOUR AND PEASE LLP | 40236 | FIDELITY AND GUARANTY LIFE | 2020 | third_quarter | FIN | U.S. Department of Labor's proposed fiduciary rule. | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 60000 | 0 | 0 | 2020-10-14T17:38:29.273000-04:00 | |
| 2508297 | CASSIDY & ASSOCIATES, INC. c5e00e76-7df7-4613-bb40-f42ed35cc355 | Q3 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2020 | third_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2020-10-14T20:26:03.523000-04:00 | |
| 2508525 | PORTERFIELD, FETTIG & SEARS, LLC 659081f6-dd44-43fc-a175-0901dab11443 | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | ACORNS | 2020 | third_quarter | FIN | Financial wellness | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-10-15T09:39:08.247000-04:00 | |
| 2508527 | PORTERFIELD, FETTIG & SEARS, LLC 7abb4073-f631-4ced-9a83-2e1265ec8f7e | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | STRUCTURED FINANCE ASSOCIATION | 2020 | third_quarter | FIN | Structured finance issues; housing finance; COVID-19 relief issues; issues related to LIBOR transition. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-10-15T09:40:08.833000-04:00 | |
| 2508540 | KPMG LLP 480223dd-a0e8-48ab-9e88-23c81cfb9745 | Q3 | KPMG LLP | 21893 | KPMG LLP | 2020 | third_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Defense, Dept of (DOD),Defense Finance & Accounting Service (DFAS),Executive Office of the President (EOP),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 300000 | 0 | 0 | 2020-10-15T09:51:12.987000-04:00 | |
| 2508561 | HOLCH & ERICKSON, LLP 97afbee1-0c27-4b3f-b93b-aa4fd313fd4a | Q3 | HOLCH & ERICKSON, LLP | 305032 | SHAREHOLDER COMMUNICATIONS COALITION | 2020 | third_quarter | FIN | Proxy voting and communications issues | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 12000 | 0 | 0 | 2020-10-15T10:00:17.937000-04:00 | |
| 2508620 | PORTERFIELD, FETTIG & SEARS, LLC 6430ec1b-883c-4e58-926b-81ce21cf96a8 | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | NATIONAL AUTOMOBILE DEALERS ASSOCIATION | 2020 | third_quarter | FIN | General issues related to indirect auto financing; H.R. 6395, National Defense Authorization Act (NDAA), Garcia Amendment. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-10-15T10:15:33.440000-04:00 | |
| 2508731 | BOSE PUBLIC AFFAIRS GROUP e12bed66-843e-427e-a1e7-6111236a6ad6 | Q3 | BOSE PUBLIC AFFAIRS GROUP | 297294 | NAVIENT SOLUTIONS LLC (FORMERLY NAVIENT CORPORATION) | 2020 | third_quarter | FIN | Issues affecting student loan servicing and financial literacy and education | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Vice President of the U.S. | 20000 | 0 | 0 | 2020-10-15T10:55:03.620000-04:00 | |
| 2508762 | LOWE'S COMPANIES INC. 4617c2f3-6cf6-46d8-8ca2-6671a03a25ae | Q3 | LOWE'S COMPANIES INC. | 312678 | LOWE'S COMPANIES INC. | 2020 | third_quarter | FIN | Monitoring changes to interchange policies and data security | Consumer Product Safety Commission (CPSC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,White House Office | 210000 | 0 | 0 | 2020-10-15T11:01:10.530000-04:00 | |
| 2508789 | AARP cc0b42e8-1521-48f4-a2cc-ed4a9fe6cac8 | Q3 | AARP | 1694 | AARP | 2020 | third_quarter | FIN | No bill number. $500 economic stimulus payments for SSA and SSI beneficiaries with dependent children. No bill number. Submitted comments on proposed rule regarding Debt Collection Practices (Regulation F). No bill number. Submitted comments on proposed rules regarding National Banks and Federal Savings Associations as Lenders. No bill number. Discussed CARES Act economic impact payments. No bill number. Discussed garnishment of CARES Act economic impact payments by creditors. H.R. 397, Rehabilitation for Multiemployer Pensions Act. S. 1431, Retirement Security & Savings Act. S. 2254, Butch Lewis Act. S. 4192/H.R. 7439, Retirement Savings Lost and Found Act. No bill number. Discussed multi-employer pensions. | Administration for Children & Families (ACF),Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Corporation for Natl & Community Service,Federal Communications Commission (FCC),Food & Drug Administration (FDA),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),Health Resources & Services Administration (HRSA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Indian Health Service,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Institutes of Health (NIH),Office of Management & Budget (OMB),Office of Personnel Management (OPM),Office of the Comptroller of the Currency (OCC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Transportation, Dept of (DOT),Treasury, Dept of,Veterans Affairs, Dept of (VA),White House Office | 1880000 | 0 | 0 | 2020-10-15T11:03:12.777000-04:00 | |
| 2508795 | PORTERFIELD, FETTIG & SEARS, LLC 31db2182-f88e-46ff-8c2b-be55272b188b | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | ("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION | 2020 | third_quarter | FIN | Issues related to capital formation and capital markets; JOBS Act expansion; market structure; S. 452, H.R. 3886 - Fostering Innovation Act; issues related to smaller reporting companies; SEC Form 13F reforms and changes to the definition of accredited investor. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2020-10-15T11:03:13.400000-04:00 | |
| 2508874 | EQUIPMENT LEASING AND FINANCE ASSOCIATION 4d4e9daf-4b46-4dfd-a685-fe3f455ed672 | Q3 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2020 | third_quarter | FIN | CFPB-2020-0008: RFC regarding implementation of Section 1071 of Dodd Frank Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203) H.R.3490 - Small Business Lending Fairness Act S.1961 - Small Business Lending Fairness Act H.R. 7889 - Small Business Lending Disclosure and Broker Regulation Act of 2020 | Bureau of Industry and Security (BIS),Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Small Business Administration (SBA),Treasury, Dept of | 170000 | 0 | 0 | 2020-10-15T11:20:39.027000-04:00 | |
| 2509051 | CBOE GLOBAL MARKETS, INC. ad5251ca-e625-411c-b85a-7566fb4863cc | Q3 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2020 | third_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-10-15T11:53:29.387000-04:00 | |
| 2509103 | JAMES W SEGEL LLC 3091ec7a-cffa-42f2-947c-67c4e1644b01 | Q3 | JAMES W SEGEL LLC | 401103350 | BOSTON ASSET MANAGEMENT ASSOCIATION INC | 2020 | third_quarter | FIN | Member Introduction and organization overview. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-10-15T12:01:42.420000-04:00 | |
| 2509288 | DAVIS & HARMAN LLP d6d3c8ab-97c1-42e8-966c-0d37c89a3d6a | Q3 | DAVIS & HARMAN LLP | 11674 | STATE STREET BANK AND TRUST CO. | 2020 | third_quarter | FIN | H.R. 3279, Gender Diversity in Corporate Leadership Act. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-10-15T12:48:32.617000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);