lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
903 rows where filing_period = "third_quarter", filing_year = 2019 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2336184 | OGR 7addda2e-d80b-4d33-8c59-43175e55ae37 | 3T | OGR | 48827 | SIGNET JEWELERS LIMITED | 2019 | third_quarter | FIN | General financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2019-08-27T15:42:26.677000-04:00 | |
| 2336460 | MADISON LAW & POLICY, P.C. f44c214c-55ad-4929-b00f-c7fbdca1267f | 3T | MADISON LAW & POLICY, P.C. | 401104528 | CBOE GLOBAL MARKETS, INC. | 2019 | third_quarter | FIN | Capital requirements for listed options; equity market structure; regulation of exchanges | HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 20000 | 0 | 1 | 2019-09-03T14:28:58.790000-04:00 | |
| 2336958 | CLARK HILL, PLC 16dd6d96-1b40-455b-9c55-fe82b8c57f1c | 3T | CLARK HILL, PLC | 287771 | GRAMERCY FUNDS MANAGEMENT LLC | 2019 | third_quarter | FIN | International finance issues. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 1 | 2019-09-12T17:18:38.480000-04:00 | |
| 2336960 | CLARK HILL, PLC ebd69fbd-c12e-4312-bf1d-9082095ca4ef | 3T | CLARK HILL, PLC | 287771 | AFFIRM, INC. | 2019 | third_quarter | FIN | Non-bank lending, generally. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2019-09-12T17:21:39.387000-04:00 | |
| 2337060 | MADISON LAW & POLICY, P.C. 7e2a9df9-ef4f-47b0-a8a6-370545d17f66 | 3T | MADISON LAW & POLICY, P.C. | 401104528 | FMR LLC ("FIDELITY INVESTMENTS") | 2019 | third_quarter | FIN | Regulation of asset managers and broker-dealers; standard of care for broker-dealers and investment advisers; data aggregation; equity market structure | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 10000 | 0 | 1 | 2019-09-17T22:14:38.567000-04:00 | |
| 2337063 | MADISON LAW & POLICY, P.C. d97f8bbd-7fb0-483f-8abb-8c9e29419270 | 3T | MADISON LAW & POLICY, P.C. | 401104528 | INVESCO HOLDING COMPANY (US), INC. | 2019 | third_quarter | FIN | Issues related to investment management regulation, including exchange-traded funds, mutual funds, money market funds, and securities lending; SEC rule proposal re: ETFs; CFTC Rule 1.25 | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 1 | 2019-09-17T22:15:47.410000-04:00 | |
| 2337064 | MADISON LAW & POLICY, P.C. 74e63e6f-d147-4040-9126-87463a8961d4 | 3T | MADISON LAW & POLICY, P.C. | 401104528 | PROSHARES | 2019 | third_quarter | FIN | Issues related to investment management regulation, including the regulation of exchange-traded funds and the use of derivatives by registered investment companies | Securities & Exchange Commission (SEC) | 10000 | 0 | 1 | 2019-09-17T22:16:48.550000-04:00 | |
| 2337065 | MADISON LAW & POLICY, P.C. 634e34a4-fe19-4cc6-9372-b4e5bed46b54 | 3T | MADISON LAW & POLICY, P.C. | 401104528 | REPUBLIC | 2019 | third_quarter | FIN | Regulation Crowdfunding | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 1 | 2019-09-17T22:16:49.317000-04:00 | ||
| 2337066 | MADISON LAW & POLICY, P.C. e21b922b-73eb-481c-89e8-48e36d322122 | 3T | MADISON LAW & POLICY, P.C. | 401104528 | THE OPTIONS CLEARING CORPORATION | 2019 | third_quarter | FIN | Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market | HOUSE OF REPRESENTATIVES | 20000 | 0 | 1 | 2019-09-17T22:16:50.097000-04:00 | |
| 2337940 | PUBLIC POLICY SOLUTIONS LLC ec9bfc99-f6f4-41dc-9573-31ac4a303c81 | Q3 | PUBLIC POLICY SOLUTIONS LLC | 401105299 | BOND DEALERS OF AMERICA | 2019 | third_quarter | FIN | Dealer disintermediation (regulation) FINRA Regulatory Notice 19-12 MSRB Rule G-23 SEC Rule 15c2-12 GSE reform Role of municipal advisers in private placements | Securities & Exchange Commission (SEC) | 39000 | 0 | 0 | 2019-10-02T11:31:19.213000-04:00 | |
| 2338074 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 27de5948-f468-4fe9-a219-b7a72298deef | Q3 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2019 | third_quarter | FIN | Draft House Financial Services Committee bill to amend the Financial Stability Act of 2010 - Protecting the independent funding of the Office of Financial Research Act Draft House Financial Services Committee bill - Leveraged Lending Data and Analysis Act Draft House Financial Services Committee bill - Leveraged Lending Examination Enhancement Act P.L. 115-174 - Securities Act of 1993 - SEC proposals to modify the registration, communications and offerings processes for BDCs and other closed-end investment companies P.L. 111-72 - Investment Company Act of 1940 - SEC request for comments on the impact of the Acquired Fund Fee and Expense disclosure requirements HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act - FSOC interpretive guidance on nonbank financial company determinations | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 110000 | 0 | 0 | 2019-10-02T16:56:35.337000-04:00 | |
| 2338298 | MERCURY PUBLIC AFFAIRS, LLC c9a97e8a-1233-48ad-9b3b-7bfa520d6bd7 | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | HARPETH FINANCIAL SERVICES | 2019 | third_quarter | FIN | CFPB Small Dollar rule | HOUSE OF REPRESENTATIVES,Office of Administration,SENATE | 50000 | 0 | 0 | 2019-10-03T15:36:45.567000-04:00 | |
| 2338979 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA e86b9bfa-b8da-4cb6-9a8c-0e1787036d55 | Q3 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2019 | third_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment Company Act of 1940 regarding electronic delivery of shareholder reports. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 550000 | 0 | 0 | 2019-10-07T13:25:58.580000-04:00 | |
| 2339009 | HOLLAND & KNIGHT LLP d4acee42-5ce5-4c64-aa63-b8c2930177a4 | Q3 | HOLLAND & KNIGHT LLP | 18466 | REFORMA STRATEGIES LLC (ON BEHALF OF EAST-WEST BANK) | 2019 | third_quarter | FIN | SAFE Banking Act of 2019. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-10-07T13:56:44.120000-04:00 | |
| 2339230 | REPUBLIC CONSULTING, LLC d107435c-45b5-4640-af51-49b8f691035b | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | FINICITY | 2019 | third_quarter | FIN | Advocate Consumer Access to financial data. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-10-08T10:57:09.473000-04:00 | |
| 2339238 | REPUBLIC CONSULTING, LLC 33b044a1-78f3-428f-9d5f-f2c60426a347 | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | NATIONAL ASSOCIATION OF AFFORDABLE HOUSING LENDERS | 2019 | third_quarter | FIN | Community Reinvestment Act regulations, affordable housing programs, and affordable housing tax credits. | Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 30000 | 0 | 0 | 2019-10-08T11:15:38.877000-04:00 | |
| 2339240 | REPUBLIC CONSULTING, LLC 8314047a-ed6d-4955-957f-7d23ef2b3ffc | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | CFA INSTITUTE | 2019 | third_quarter | FIN | Capital Markets Policy and regulation of investment professionals, and investment products. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2019-10-08T11:15:40.707000-04:00 | |
| 2339249 | REPUBLIC CONSULTING, LLC bf7ae420-761a-45ca-9b67-4fdbcc4ef464 | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | WORKIVA | 2019 | third_quarter | FIN | Financial Transparency Act and Use of machine readable data in government reports. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2019-10-08T11:15:45.333000-04:00 | |
| 2339257 | REPUBLIC CONSULTING, LLC efcd0b53-e689-471a-9426-a5bf99da0128 | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | MORTGAGE BANKERS ASSOCIATION | 2019 | third_quarter | FIN | Issues related to GSE Reform and affordable housing. | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2019-10-08T11:20:50.373000-04:00 | |
| 2339404 | MERCURY PUBLIC AFFAIRS, LLC 8cc7038e-f58b-41c0-a904-eadec2f5dc90 | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | PRIMERICA, INC. | 2019 | third_quarter | FIN | P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers; H.R. 4538, | HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE | 30000 | 0 | 0 | 2019-10-08T14:23:31.920000-04:00 | |
| 2339406 | JACKSON VAUGHN PUBLIC STRATEGIES b56d3d74-01b3-4cef-9dc4-2f21740ec45f | Q3 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ENOVA ONLINE SERVICES, INC. | 2019 | third_quarter | FIN | CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, Loan Shark Prevention Act; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019 | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-10-08T14:30:33.337000-04:00 | ||
| 2339407 | JACKSON VAUGHN PUBLIC STRATEGIES bec3ab5b-c2da-479c-a0f4-41b5a3c1a4e3 | Q3 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ONLINE LENDERS ALLIANCE | 2019 | third_quarter | FIN | CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, Loan Shark Prevention Act; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019 | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-10-08T14:35:05.810000-04:00 | ||
| 2339438 | LAVENDER CONSULTANTS 6bca198e-9fb9-46f5-8c2d-b9bd46fb2fe4 | Q3 | LAVENDER CONSULTANTS | 401104727 | JACKSON VAUGHN PUBLIC STRATEGIES ON BEHALF OF ENOVA ONLINE SERVICES, INC. | 2019 | third_quarter | FIN | CFPB Small Dollar Lending Rule Operation Chokepoint Fintech Charter True Lender Legislation Valid When Made Legislation HR 1509/S. 656 - Stopping Abuse & Fraud in Electronic Lending Act of 2019 (SAFE Lending Act of 2019) HR 56 - Financial Technology Protection Act HR 189 - Financial Institution Customer Protection Act of 2019 HR 741 - Taking Account of Institutions with Low Operation Risk Act of 2019 (TAILOR Act of 2019) HR 1282 - Data Accountability & Trust Act HR 1423610, Forced Arbitration Injustice Repeal act; HR 1491 - Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019 (FINTECH Act of 2019) HR 1423 companion bill to S.610 S. 142 - American Data Dissemination Act of 2019 S. 583 - Digital Accountability and Transparency to Advance Privacy Act S. 610 - Forced Arbitration Injustice Repeal Act S. 630 - Arbitration Fairness for Consumers Act S. 635 - Restoring Statutory Rights and Interests of the States Act of 2019 (arbitration) | Consumer Financial Protection Bureau (CFPB),Executive Office of the President (EOP),Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2019-10-08T15:32:42.123000-04:00 | |
| 2339527 | TAUZIN CONSULTANTS, LLC 9676d363-37eb-42e1-ba65-6534d625af65 | Q3 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2019 | third_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-09T09:30:28.110000-04:00 | |
| 2339574 | INTEREL US 30744527-d2fa-4f45-b372-229121e4cd42 | Q3 | INTEREL US | 401104823 | ISACA | 2019 | third_quarter | FIN | Lobbied on cybersecurity and related issues in regard to the financial services sector. | HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),SENATE | 30000 | 0 | 0 | 2019-10-09T10:44:25.750000-04:00 | |
| 2339596 | INTEREL US 03e150f2-c64d-4a36-a74f-cc883f522c8a | 3A | INTEREL US | 401104823 | ISACA | 2019 | third_quarter | FIN | Lobbied on cybersecurity and related issues in regard to the financial services sector. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-09T11:32:50.560000-04:00 | |
| 2339647 | FARM CREDIT COUNCIL bc4f261a-9e0d-411c-b565-42421749b3a3 | Q3 | FARM CREDIT COUNCIL | 14165 | FARM CREDIT COUNCIL | 2019 | third_quarter | FIN | HR 1595 SAFE Act STATES ACT Cannabis | HOUSE OF REPRESENTATIVES,SENATE,White House Office | 40000 | 0 | 0 | 2019-10-09T12:01:24.753000-04:00 | |
| 2339703 | VETERANS EDUCATION SUCCESS 58f79f02-ff73-4f6a-994f-e63b2bd7e111 | Q3 | VETERANS EDUCATION SUCCESS | 401104702 | VETERANS EDUCATION SUCCESS | 2019 | third_quarter | FIN | Military Lending Act Payday Lending | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-10-09T13:12:02.640000-04:00 | |
| 2339716 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 5d2d6deb-5180-48e4-bbee-80cd08301d04 | Q3 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 401104451 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2019 | third_quarter | FIN | SEC Regulation of Private Equity Advisers Stop Wall Street Looting Act (H.R. 3848, S.2155) Family Office Technical Correction Act Fair Investment Opportunities for Professional Experts Act | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 76000 | 0 | 0 | 2019-10-09T13:34:33.417000-04:00 | |
| 2339723 | RICH FEUER ANDERSON 6db78443-4ada-42c0-84b5-31e57b9160d3 | Q3 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2019 | third_quarter | FIN | Regulation of asset managers. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2019-10-09T13:43:04.893000-04:00 | |
| 2339733 | COIN CENTER INC. e8547db3-a976-4d38-954e-202ed3ac9352 | 3T | COIN CENTER INC. | 401105091 | COIN CENTER INC. | 2019 | third_quarter | FIN | Issues related to cryptocurrency technology | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 1 | 2019-10-09T13:57:59.197000-04:00 | |
| 2339824 | ACG ADVOCACY 0e0535d4-46af-45c1-a535-5f06c312b47e | Q3 | ACG ADVOCACY | 2057 | LIFE INSURANCE SETTLEMENT ASSOCIATION (LISA) | 2019 | third_quarter | FIN | Life Settlement Issues. | HOUSE OF REPRESENTATIVES | 50000 | 0 | 0 | 2019-10-09T15:11:59.213000-04:00 | |
| 2339839 | ACG ADVOCACY 04a9aad7-d190-423b-8b8a-b4c12ed8145c | Q3 | ACG ADVOCACY | 2057 | AMBAC ASSURANCE CORPORATION | 2019 | third_quarter | FIN | Military housing finance issues. | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2019-10-09T15:25:40.120000-04:00 | |
| 2339878 | CAPITOL LEGISLATIVE STRATEGIES LLC 371e1077-9be4-4a06-b0cf-327df5f19333 | Q3 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2019 | third_quarter | FIN | Proposals related to the reform of the Government Sponsored Enterprises (GSEs), Fannie Mae, Freddie Mac, FHA Issues related to housing finance | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-09T15:51:29.043000-04:00 | |
| 2339966 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 30ba9d88-af87-4154-8cea-e572c1f8e961 | Q3 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2019 | third_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 590412 | 0 | 0 | 2019-10-10T16:04:23.723000-04:00 | |
| 2340003 | CLARK HILL, PLC b9e8da7f-b896-4146-9742-c79ca0658b8e | Q3 | CLARK HILL, PLC | 287771 | NATIONAL CREDITORS BAR ASSOCIATION | 2019 | third_quarter | FIN | General support of the Debt Collection Rule. | Consumer Financial Protection Bureau (CFPB) | 30000 | 0 | 0 | 2019-10-10T16:04:41.147000-04:00 | |
| 2340012 | NASDAQ, INC. 9ef21f4d-5008-4106-9a0a-7c830e42ce76 | Q3 | NASDAQ, INC. | 27115 | NASDAQ INC | 2019 | third_quarter | FIN | Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2017; Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act; Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S.2306 - Main Street Growth Act; Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2018; Legislation on 10-Q optionality, H.R.4076 - Modernizing Disclosures for Investors Act; Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R.3088 - Shareholder Protection Act of 2019; SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Defend dual class structures; Stock buybacks; Financial transaction tax; Tax treatment of buybacks and dividends; Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and Requiring transparency of short positions that match existing requirements on long position holders. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 325000 | 0 | 0 | 2019-10-10T16:04:45.597000-04:00 | |
| 2340081 | FAIR ISAAC CORPORATION (DBA FICO) 1374a612-ff4d-451f-9bf4-0d395a6cf5da | Q3 | FAIR ISAAC CORPORATION (DBA FICO) | 400612859 | FAIR ISAAC CORPORATION (DBA FICO) | 2019 | third_quarter | FIN | Issues related to credit scoring; Implementation of PL 115-174, Economic Growth, Regulatory Relief and Consumer Protection Act (credit scores); S. 1828, Credit Access and Inclusion Act of 2019; | HOUSE OF REPRESENTATIVES,SENATE | 130000 | 0 | 0 | 2019-10-10T16:05:22.130000-04:00 | |
| 2340192 | CAPITOL HILL STRATEGIES, LLC 25803d94-4d2b-4975-9713-b575bbd25393 | Q3 | CAPITOL HILL STRATEGIES, LLC | 91774 | INVESTMENT COMPANY INSTITUTE | 2019 | third_quarter | FIN | Issues related to the regulation of asset managers Issues related to the electronic delivery of investor materials Possible Legislation regarding the creation of International Regulated Investment Companies (IRICs). | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2019-10-10T16:06:23.023000-04:00 | |
| 2340260 | MERCURY PUBLIC AFFAIRS, LLC b60705e8-c07d-402a-b949-941eaac3db68 | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | SHIPCHAIN, INC. | 2019 | third_quarter | FIN | regulatory proposals related blockchain and cryptocurrency. | HOUSE OF REPRESENTATIVES,SENATE | 5000 | 0 | 0 | 2019-10-10T16:41:02.690000-04:00 | |
| 2340309 | HUDSON COOK, LLP 3dc4497c-d4c3-4c6b-8aea-cda695d694ec | Q3 | HUDSON COOK, LLP | 308731 | INFIN, A FINANCIAL SERVICES ALLIANCE (F/K/A FINANCIAL SERVICE CENTERS AMERICA) | 2019 | third_quarter | FIN | Legislative proposal (Luetkemeyer) related to access to banking services for financial services providers. Federal policy relating to anticipated Consumer Financial Protection Bureau regulation of consumer financial services including payday, auto title lending, and regulatory process. H.J.Res.122 - Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Bureau of Consumer Financial Protection relating to "Payday, Vehicle Title, and Certain High-Cost Installment Loans", S.J.Res.56 - A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Payday, Vehicle, Title, and Certain High-Cost Installment Loans". Legislative proposals H.R. 3299 Protecting Consumer's Access to Credit Act of 2017" and H.R. 4439 "Modernizing Credit Opportunities Act. Amendment to the House of Representatives National Defense Authorization Act expanding the application of the Consumer Financial Protection Bureau's "Payday, Vehicle Title, and Certain High-Cost Installment Loans." Unnumbered "Protecting Consumers from Unreasonable Credit Rates Act of 2019" provisions relating to interest rates on financial products. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-10-10T17:57:41.710000-04:00 | |
| 2340452 | FINANCIAL SERVICES INSTITUTE 80919f00-4c38-4e91-82ed-695d135a2d42 | Q3 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2019 | third_quarter | FIN | SEC Regulation Best Interest, diversity & inclusion, Small Business Audit Correction Act, SEC Disclosure Effectiveness Testing Act, Wall Street Tax Act of 2019, Setting Every Community Up for Retirement Enhancement (SECURE) Act, payments to ensemble practices, DOL Association Health Plan Rule, SEC share class enforcement efforts | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE | 120000 | 0 | 0 | 2019-10-11T10:20:06.773000-04:00 | |
| 2340505 | TAUZIN STRATEGIC NETWORKS 5061156b-84dc-4526-9cdb-0cc58c75922c | Q3 | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) | 2019 | third_quarter | FIN | Advocated for issues relating to the upcoming NFIP. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-10-11T10:56:32.257000-04:00 | |
| 2340542 | FAEGRE BAKER DANIELS cdf8a73c-6872-4f40-a35f-abf49ea0e984 | 3T | FAEGRE BAKER DANIELS | 5120 | CMFG LIFE INSURANCE COMPANY | 2019 | third_quarter | FIN | Issues related to Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act. | HOUSE OF REPRESENTATIVES,SENATE | 11000 | 0 | 1 | 2019-10-11T11:30:56.613000-04:00 | |
| 2340565 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 71f5065a-6ae8-4309-b79a-1be79a67da2f | Q3 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2019 | third_quarter | FIN | CBAI Federal Policy Priorities - 2019 The Community Bankers Association of Illinois (CBAI) supports fair competition for financial services, tiered regulation, the separation of banking and commerce, the dual banking system/charter choice, and financial innovation; and opposes discrimination favoring certain financial service providers, banking industry consolidation and systemic risk. The Independent Community Bankers of Americas legislative and regulatory agenda contained in their Community Focus 2020: The Community Bank Agenda for Expanding Economic Opportunity proposes a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to extend the nations economic growth to every corner of the country. The swift implementation of the remaining regulatory relief provisions for community banks - consistent with Congressional intent - contained the Economic Growth, Regulatory Relief and Consumer Protection Act (S. 2155) which became law in May of 2018. The passage of additional meaningful regulatory relief for community banks including modernizing the Bank Secrecy Act (BSA)/Currency Transaction Report (CTR) threshold/Suspicious Activity Report (SAR) threshold. Also, data for the new beneficial ownership reporting requirements should be collected and verified by the appropriate federal/state government agencies when a legal entity is formed or when subsequent changes occur. Credit unions and Farm Credit System (FCS) lenders have long-since strayed from their founding purposes, blatantly abusing their competitive advantages. This blatant and continuing discrimination against community banks must end. Either the credit union and FCS competitive advantages must be reined-in or there must be tax credits or deductions for community banks lending to small businesses, farmers and ranchers, homebuyers, and low- and middle-income individuals. These changes in the tax code would help sustain and strengthen comm… | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE | 60000 | 0 | 0 | 2019-10-11T11:44:15.973000-04:00 | |
| 2340636 | CORNERSTONE GOVERNMENT AFFAIRS, INC. dfc054d7-eae3-4e8f-8f20-b0901681f066 | Q3 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | CITIGROUP WASHINGTON INC | 2019 | third_quarter | FIN | General issues pertaining to the banking and finance industries; cyber | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2019-10-11T13:10:59.613000-04:00 | |
| 2340657 | SCOTT CANADY 208f7d44-4e03-45f6-9ab8-cb887684b3a9 | Q3 | SCOTT CANADY | 400416982 | COMMUNITY ASSOCIATIONS INSTITUTE | 2019 | third_quarter | FIN | CFPB Fair Debt Collection Practices Act Regulatory Update * Developed and submitted comments on behalf of CAI in response to CFPB rulemaking | Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of Management & Budget (OMB),SENATE | 20000 | 0 | 0 | 2019-10-11T13:43:11.437000-04:00 | |
| 2340688 | O'ROURKE & NAPPI, LLP 1364ff26-957f-4278-9cb2-dd2fbe5f661e | 3T | O'ROURKE & NAPPI, LLP | 401103400 | ADS ALLIANCE DATA SYSTEMS | 2019 | third_quarter | FIN | Issues relating to arbitration, data security/data breach, and privacy. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 1 | 2019-10-11T14:10:29.517000-04:00 | |
| 2340694 | O'ROURKE & NAPPI, LLP 76c555a9-a500-48ce-b361-d2a20f60ee4a | 3T | O'ROURKE & NAPPI, LLP | 401103400 | FIRST AMERICAN FINANCIAL CORPORATION | 2019 | third_quarter | FIN | Issues relating to data security/data breach, and privacy. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2019-10-11T14:11:33.863000-04:00 | |
| 2340737 | HOLLAND & KNIGHT LLP fecdda71-f3ed-4297-918b-ea374809eece | Q3 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2019 | third_quarter | FIN | Policy issues related to data breach and cyber security. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 50000 | 0 | 0 | 2019-10-11T14:27:53.150000-04:00 | |
| 2340749 | M&T BANK CORPORATION 5924a6c1-c3c6-4b53-b3a2-863e2624c510 | Q3 | M&T BANK CORPORATION | 401104858 | M&T BANK CORPORATION | 2019 | third_quarter | FIN | CECL; payments systems; The COUNTER Act; Small business lending; The SAFE Banking Act; other regulations related to financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 170000 | 0 | 0 | 2019-10-11T14:32:57.373000-04:00 | |
| 2340765 | MILLER & CHEVALIER CHARTERED 7ade8568-44ff-4cf1-b323-093090ba9689 | Q3 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2019 | third_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2019-10-11T14:42:08.637000-04:00 | |
| 2340768 | STEPTOE LLP 171988a1-5983-4a3f-bd47-330482982ad9 | Q3 | STEPTOE LLP | 36710 | ASSURED GUARANTY MUNICIPAL CORP. (AGM) | 2019 | third_quarter | FIN | Legislative proposals impacting the municipal bond market. | HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2019-10-11T14:42:09.650000-04:00 | |
| 2340853 | THE OPTIONS CLEARING CORPORATION d219c387-de41-43e8-a088-23d6974cabaf | Q3 | THE OPTIONS CLEARING CORPORATION | 66170 | OPTIONS CLEARING CORPORATION | 2019 | third_quarter | FIN | Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 4233, the Options Market Stability Act of 2019. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 390000 | 0 | 0 | 2019-10-11T15:54:01.550000-04:00 | |
| 2340886 | THE VELASQUEZ GROUP, L.L.C. 543f6540-13d7-4dec-9591-d3fbc349406a | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2019 | third_quarter | FIN | Monitoring H.R. 2572, to amend the Federal Deposit Insurance Act (FDIC Act) to clarify the definition of a deposit broker; continued monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress. | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2019-10-11T17:27:22.187000-04:00 | |
| 2341128 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) a92fd9d8-0b94-46c3-a590-45ad8b91d1f9 | Q3 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) | 24486 | PRA GROUP | 2019 | third_quarter | FIN | Financial Services, Telephone Consumer Protection Act; Consumer Financial Protection | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2019-10-14T10:40:01.147000-04:00 | |
| 2341323 | MCDERMOTT WILL & SCHULTE LLP 6de00761-0190-4b8c-af95-3fafb54b16be | Q3 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2019 | third_quarter | FIN | Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-10-14T12:33:20.497000-04:00 | ||
| 2341365 | LOWE'S COMPANIES INC. 2ec28c2e-9ade-4659-8462-b2e155ba72ce | Q3 | LOWE'S COMPANIES INC. | 312678 | LOWE'S COMPANIES INC. | 2019 | third_quarter | FIN | Monitoring changes to interchange policies and data security | Consumer Product Safety Commission (CPSC),Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,White House Office | 180000 | 0 | 0 | 2019-10-14T13:05:36.947000-04:00 | |
| 2341476 | ALLIANCE FOR AUTOMOTIVE INNOVATION ae3d0298-d6a6-4975-aec1-6e842a2d70bb | Q3 | ALLIANCE FOR AUTOMOTIVE INNOVATION | 49681 | ALLIANCE FOR AUTOMOTIVE INNOVATION | 2019 | third_quarter | FIN | Foreign Direct Investment in the U.S. | Agriculture, Dept of (USDA),Bureau of Industry and Security (BIS),Commerce, Dept of (DOC),Defense, Dept of (DOD),Environmental Protection Agency (EPA),Federal Communications Commission (FCC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Natl Highway Traffic Safety Administration (NHTSA),Natl Telecommunications & Information Administration (NTIA),Office of Management & Budget (OMB),Office of Science & Technology Policy (OSTP),President of the U.S.,Research & Special Programs Administration,SENATE,State, Dept of (DOS),Surface Transportation Board (STB),Transportation, Dept of (DOT),Treasury, Dept of,U.S. International Trade Commission (ITC),U.S. Trade Representative (USTR) | 1290000 | 0 | 0 | 2019-10-14T14:38:18.853000-04:00 | |
| 2341535 | HOLLAND & KNIGHT LLP 0b9ca678-ef57-478c-977b-02504353ece7 | Q3 | HOLLAND & KNIGHT LLP | 18466 | BLOCK.ONE | 2019 | third_quarter | FIN | Issues related to financial services and financial technologies. | HOUSE OF REPRESENTATIVES,SENATE,White House Office | 80000 | 0 | 0 | 2019-10-14T14:52:38.333000-04:00 | |
| 2341539 | THE LIAISON GROUP, LLC ae446870-8075-44ef-8727-de4fce3af4ab | Q3 | THE LIAISON GROUP, LLC | 401104378 | NATIONAL CANNABIS ROUNDTABLE | 2019 | third_quarter | FIN | HR 1595: Safe Banking Act This bill ensures that lawful and regulated cannabis businesses have access to banking and capital markets, while ensuring that safe and sound financial standards and procedures remain intact for the financial institutions interested in offering services to the cannabis marketplace. | HOUSE OF REPRESENTATIVES,SENATE | 55000 | 0 | 0 | 2019-10-14T14:53:39.570000-04:00 | |
| 2341560 | RICCHETTI INCORPORATED ee365f0c-37d6-46af-9e8a-1610d7eae334 | Q3 | RICCHETTI INCORPORATED | 62778 | FINSECA | 2019 | third_quarter | FIN | issues related to standards of care for insurance agents and restrictions on commission based compensation arrangements | HOUSE OF REPRESENTATIVES,SENATE | 75000 | 0 | 0 | 2019-10-14T14:57:46.933000-04:00 | |
| 2341680 | RICH FEUER ANDERSON f730c03d-7737-44ef-9b26-d8e8f2752a3a | Q3 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2019 | third_quarter | FIN | Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 80000 | 0 | 0 | 2019-10-14T16:33:43.847000-04:00 | |
| 2341689 | RICH FEUER ANDERSON e05cc47f-098e-415d-aebe-7bb34b4e692d | Q3 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2019 | third_quarter | FIN | Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-14T16:41:47.743000-04:00 | |
| 2341690 | RICH FEUER ANDERSON b8e0d545-6d48-45c7-b22d-6c726910028e | Q3 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2019 | third_quarter | FIN | Regulation of derivatives and capital requirements. Equities market structure issues. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-10-14T16:47:48.450000-04:00 | |
| 2341703 | RICH FEUER ANDERSON 90fb8f86-a45b-499e-bced-af9174e8cbc5 | Q3 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2019 | third_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2019-10-14T17:08:54.580000-04:00 | |
| 2341707 | MUNICIPAL SECURITIES RULEMAKING BOARD 5d65bbb3-0534-46a6-a3c3-78e4d0e3e64e | Q3 | MUNICIPAL SECURITIES RULEMAKING BOARD | 401103791 | MUNICIPAL SECURITIES RULEMAKING BOARD | 2019 | third_quarter | FIN | Provide technical feedback and information regarding S. 1236, the Municipal Securities Rulemaking Board (MSRB) Reform Act of 2019, which addresses MSRB governance issues. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-10-14T17:19:56.057000-04:00 | |
| 2341840 | MANUFACTURED HOUSING INSTITUTE 172f51d1-9cbb-4d6b-8045-1b450c5d5525 | Q3 | MANUFACTURED HOUSING INSTITUTE | 23714 | MANUFACTURED HOUSING INSTITUTE | 2019 | third_quarter | FIN | Revise the Truth in Lending Acts implementing regulation, Regulation Z, to align with Public Law 115-174. Implement the duty to serve requirements contained in the Housing and Economic Recovery Act of 2008 for manufactured housing. (Public Law: 110-289). FHA Title I and Title II loan insurance programs. | Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Energy, Dept of,Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),SENATE | 318000 | 0 | 0 | 2019-10-15T10:03:59.380000-04:00 | |
| 2341868 | O'ROURKE & NAPPI, LLP 3eb99ab6-4113-4c1d-83cf-2d3663c19338 | Q3 | O'ROURKE & NAPPI, LLP | 401103400 | THE TRAVELERS COMPANIES INC. AND SUBSIDIARIES | 2019 | third_quarter | FIN | Dodd-Frank implementation and oversight. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-10-15T10:29:11.057000-04:00 | |
| 2341994 | SQUIRE PATTON BOGGS 78ad6acc-0c61-461d-8d96-1ec5b66809cb | Q3 | SQUIRE PATTON BOGGS | 30906 | MEAB SAL | 2019 | third_quarter | FIN | International banking laws and regulations, including compliance with US sanctions. | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of | 60000 | 0 | 0 | 2019-10-15T11:03:52.637000-04:00 | |
| 2342246 | TAUZIN STRATEGIC NETWORKS 5eaf365d-e1ae-4ed3-9d21-0586050584c4 | 3A | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) | 2019 | third_quarter | FIN | Advocated for issues relating to the upcoming NFIP. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-10-15T11:52:22.200000-04:00 | |
| 2342288 | POBLETE TAMARGO, LLP 1375c63a-03d4-483b-a33e-0d6e461aac7b | Q3 | POBLETE TAMARGO, LLP | 400620885 | RD LEGAL FUNDING, LLC | 2019 | third_quarter | FIN | Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-10-15T12:00:40.757000-04:00 | ||
| 2342334 | NVG, LLC dba5a2ab-2621-41c5-996c-ab975213f681 | Q3 | NVG, LLC | 76833 | REINVESTMENT FUND | 2019 | third_quarter | FIN | Community Development Financial Institutions (CDFI) Fund; Healthy Food Financing Initiative. | Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2019-10-15T12:21:57.367000-04:00 | |
| 2342486 | AMERICAN GAMING ASSOCIATION 349ffd1a-ead7-49e8-801c-3978e5edee3b | Q3 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2019 | third_quarter | FIN | Bank Secrecy Act, AML Compliance | Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Justice, Dept of (DOJ),SENATE,Treasury, Dept of | 490000 | 0 | 0 | 2019-10-15T13:35:43.137000-04:00 | |
| 2342532 | AMERICAN LAND TITLE ASSOCIATION e3530183-50ef-4c27-8512-ad26c253479c | Q3 | AMERICAN LAND TITLE ASSOCIATION | 2731 | AMERICAN LAND TITLE ASSOCIATION | 2019 | third_quarter | FIN | H.R. 2513, the Corporate Transparency Act of 2019, to ensure that persons who form corporations or limited liability companies in the United States disclose the beneficial owners of those corporations or limited liability companies, in order to prevent wrongdoers from exploiting United States corporations and limited liability companies for criminal gain, to assist law enforcement in detecting, preventing, and punishing terrorism, money laundering, and other misconduct involving United States corporations and limited liability companies; Section 3, as it relates to beneficial ownership reporting. H.R. 2514, the Coordinating Oversight, Upgrading and Innovating Technology, and Examiner Reform (COUNTER) Act of 2019, to make reforms to the Federal Bank Secrecy Act and anti-money laundering laws, and for other purposes; Title II, Section 215, as it relates to revisions to the geographic targeting order issued by the Financial Crimes Enforcement Network. Draft legislation entitled, Improving Laundering Laws and Increasing Comprehensive Information Tracking of Criminal Activity in Shell Holdings (ILLICIT CASH) Act of 2019; to improve laws relating to money laundering, and for other purposes, no bill yet introduced. General education regarding terrorism risk insurance transactions, no bill introduced. General education regarding flood insurance, no bill introduced. | HOUSE OF REPRESENTATIVES,SENATE | 100000 | 0 | 0 | 2019-10-15T13:55:59.123000-04:00 | |
| 2342603 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 86ac367f-e820-493a-bf04-7d5021ba8b7d | Q3 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2019 | third_quarter | FIN | Credit unions operations, capital requirements and reserves Current Expected Credit Losses (CECL), and issues related to the Federal Credit Union Act. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE | 110000 | 0 | 0 | 2019-10-15T14:22:21.303000-04:00 | |
| 2342846 | FINANCIAL EXECUTIVES INTERNATIONAL 25a9ce9f-6311-4680-8d13-fd183338af5d | Q3 | FINANCIAL EXECUTIVES INTERNATIONAL | 14520 | FINANCIAL EXECUTIVES INTERNATIONAL | 2019 | third_quarter | FIN | Corporate reporting and regulatory compliance | Commodity Futures Trading Commission (CFTC),Defense Contract Audit Agency (DCAA),Defense, Dept of (DOD),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Economic Council (NEC),Office of Management & Budget (OMB),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 21800 | 0 | 0 | 2019-10-15T15:10:30.547000-04:00 | |
| 2342872 | CASSIDY & ASSOCIATES, INC. e341fde4-6624-42ca-b2bf-5380ac135560 | Q3 | CASSIDY & ASSOCIATES, INC. | 8453 | QUANTUM XCHANGE | 2019 | third_quarter | FIN | Provide general awareness of clients thresholds in Quantum computing technology | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-15T15:13:36.097000-04:00 | |
| 2342896 | STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY 03001ee8-1a83-4cd5-b163-72da61d9ae5b | Q3 | STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | 36537 | STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | 2019 | third_quarter | FIN | Issues related to standards of conduct for investment advisers and brokers and dealers and their associated persons. Treasury and IRS final regulations (84 FR 27947) related to the modification of discounting rules for insurance companies. Communications related to diversity and inclusion. | Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of | 530000 | 0 | 0 | 2019-10-15T15:18:44.213000-04:00 | |
| 2342938 | THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES 88429bbd-bcc8-4fc6-9ba0-cf1507637ae4 | Q3 | THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES | 401103539 | THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES | 2019 | third_quarter | FIN | Retirement security, proposed fiduciary standards, FSOC regulation of nonbanks. | Education, Dept of,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 450000 | 0 | 0 | 2019-10-15T15:26:52.033000-04:00 | |
| 2342942 | CASSIDY & ASSOCIATES, INC. 6aefc0a0-7ac5-4b40-84c1-3d71829038b8 | Q3 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2019 | third_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2019-10-15T15:26:52.783000-04:00 | |
| 2343105 | RICH FEUER ANDERSON 749b97aa-2256-41bb-a132-3f3fc05c15c6 | Q3 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2019 | third_quarter | FIN | Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2019-10-15T16:15:49.053000-04:00 | |
| 2343203 | JAMES W SEGEL LLC 55e19f54-a511-4d73-8c39-a392356961e8 | Q3 | JAMES W SEGEL LLC | 401103350 | BOSTON ASSET MANAGEMENT ASSOCIATION INC | 2019 | third_quarter | FIN | Member Introduction and organization overview. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-15T16:51:33.100000-04:00 | |
| 2343296 | DENTONS US LLP 32fbd942-c950-423a-8fdb-21295bad99e9 | Q3 | DENTONS US LLP | 36105 | AMERICAN AMUSEMENT MACHINE ASSOCIATION | 2019 | third_quarter | FIN | Issues related to Dodd-Frank implementation or legislation to amend Dodd-Frank; Operation Choke Point | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of the Comptroller of the Currency (OCC),SENATE | 10000 | 0 | 0 | 2019-10-15T17:41:11.097000-04:00 | |
| 2343311 | DENTONS US LLP 8c3d8bd8-540d-4e79-bea6-2fd9e6ea1ece | Q3 | DENTONS US LLP | 36105 | AMUSEMENT AND MUSIC OPERATORS ASSOCIATION | 2019 | third_quarter | FIN | Issues related to Dodd-Frank implementation or legislation to amend Dodd-Frank; Operation Choke Point | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 0 | 2019-10-15T17:43:15.723000-04:00 | |
| 2343312 | THORN RUN PARTNERS 59a6233f-5731-47a9-8190-da931ff29d05 | Q3 | THORN RUN PARTNERS | 400534596 | ENCORE CAPITAL GROUP | 2019 | third_quarter | FIN | Issues related to financial services and banking. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-15T17:45:16.367000-04:00 | |
| 2343320 | THORN RUN PARTNERS f0245e69-6901-48a2-ab1c-fada182c4d03 | 3T | THORN RUN PARTNERS | 400534596 | FISHER INVESTMENTS | 2019 | third_quarter | FIN | Investor Choice Act. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2019-10-15T17:49:19.947000-04:00 | |
| 2343422 | THORN RUN PARTNERS ba2b7504-cbe3-4231-873a-caf0d651f4d0 | Q3 | THORN RUN PARTNERS | 400534596 | INCOMM HOLDINGS, INC. | 2019 | third_quarter | FIN | Issues related to General Purpose Reloadable Giftcards. | SENATE | 20000 | 0 | 0 | 2019-10-16T08:42:15.573000-04:00 | |
| 2343433 | THORN RUN PARTNERS 3b986c65-365f-4a60-8072-7b510d2d09bf | Q3 | THORN RUN PARTNERS | 400534596 | PAYPAL | 2019 | third_quarter | FIN | General issues related to Payments and Mobile payments. Issues related to marketplace lending. Issues related to fintech. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-16T08:54:20.160000-04:00 | |
| 2343442 | THORN RUN PARTNERS 5c4c9c3f-cb2d-46c2-8d2e-4f11972ed65c | Q3 | THORN RUN PARTNERS | 400534596 | AMERICAN FINANCIAL SERVICES ASSOCIATION (AFSA) | 2019 | third_quarter | FIN | General issues related to installment lending. Issues related to auto finance; General issues related to National usury rates. | HOUSE OF REPRESENTATIVES,SENATE,White House Office | 30000 | 0 | 0 | 2019-10-16T09:00:14.423000-04:00 | |
| 2343461 | THORN RUN PARTNERS 6920dbec-ac37-45e2-a45a-213220a11912 | Q3 | THORN RUN PARTNERS | 400534596 | ONEMAIN FINANCIAL GROUP, LLC | 2019 | third_quarter | FIN | General issues related to consumer lending; General issues related to the implementation of S.2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (P.L.115- 174); General issues related to National Usury Rates. H.R. 3182, the CECL Consumer Impact and Study Bill of 2019; | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2019-10-16T09:16:30.307000-04:00 | |
| 2343474 | THORN RUN PARTNERS 3dee8400-2d99-415a-ab2f-877cf8ec7af3 | Q3 | THORN RUN PARTNERS | 400534596 | CONDUENT INCORPORATED AND ITS AFFILIATES | 2019 | third_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. (P.L. 111-203) and financial services. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-16T09:22:34.700000-04:00 | |
| 2343511 | CAPITOL HILL STRATEGIES, LLC 095fb743-beba-482d-8e79-00899f5bdfa3 | Q3 | CAPITOL HILL STRATEGIES, LLC | 91774 | CITIGROUP WASHINGTON, INC. | 2019 | third_quarter | FIN | Financial Regulatory Reform issues generally Issues related to international economic sanctions | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-16T09:39:49.047000-04:00 | |
| 2343530 | VANTAGEKNIGHT LLC fd6f67da-329e-4369-b8e0-ea2b0d3ad481 | Q3 | VANTAGEKNIGHT LLC | 401104100 | CITIGROUP MANAGEMENT CORP. | 2019 | third_quarter | FIN | Matters related to global operations and competition issues | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office | 30000 | 0 | 0 | 2019-10-16T09:43:56.767000-04:00 | |
| 2343585 | FIDELIS GOVERNMENT RELATIONS 813a35ec-0597-42ef-9806-c2de527181cd | Q3 | FIDELIS GOVERNMENT RELATIONS | 306011 | AFLAC | 2019 | third_quarter | FIN | Insurance issues generally | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE | 45000 | 0 | 0 | 2019-10-16T10:00:19.407000-04:00 | |
| 2343587 | ONE ACTION 32b42e58-db55-472a-b308-8b955745f6a5 | Q3 | ONE ACTION | 400615867 | ONE ACTION | 2019 | third_quarter | FIN | BUILD Act Oversight with OPIC, USAID, and new DFC Corporate Transparency Act (H.R. 2513) and the Senate companion bill on beneficial ownership | HOUSE OF REPRESENTATIVES,Natl Security Council (NSC),Office of Management & Budget (OMB),Overseas Private Investment Corp (OPIC),SENATE,State, Dept of (DOS),U.S. Agency for International Development (USAID),White House Office | 630000 | 0 | 0 | 2019-10-16T10:00:20.093000-04:00 | |
| 2343660 | THORN RUN PARTNERS a3b9a98b-7303-4054-98d9-43a9f182fbed | Q3 | THORN RUN PARTNERS | 400534596 | EQUIFAX INC. | 2019 | third_quarter | FIN | Issues related to data privacy. Draft legislation pertaining to the Comprehensive Consumer Credit Reporting Act; H.R. 3614, the Restricting Credit Checks for Employment Decisions Act; H.R. 3618, Free Credit Scores for Consumers Act of 2019; H.R. 3622, Restoring Unfairly Impaired Credit and Protecting Consumers Act; H.R. 3629, Clarity in Credit Score Formation Act of 2019; H.R. 3642, Improving Credit Reporting for all Consumers Act; Draft legislation titled Accurate Access to Credit Information; Draft legislation titled Credit Access and Inclusion Act. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2019-10-16T10:18:50.167000-04:00 | |
| 2343733 | MANATOS & MANATOS 9e3b7692-004e-46c1-adeb-ae332bb11f86 | Q3 | MANATOS & MANATOS | 23634 | LIBRA CAPITAL US, INC. | 2019 | third_quarter | FIN | Congressional or Executive Branch actions that affect diversified investments. | Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-10-16T10:34:14.853000-04:00 | ||
| 2343752 | THORN RUN PARTNERS 1b8ecfe1-21f7-428c-842d-8ab057786171 | Q3 | THORN RUN PARTNERS | 400534596 | ALLSTATE INSURANCE COMPANY | 2019 | third_quarter | FIN | H.R.1756 To amend the Fair Credit Reporting Act to prohibit the use of consumer reports and consumer information in making any determination involving auto insurance with respect to a consumer, and for other purposes. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2019-10-16T10:38:22.543000-04:00 | |
| 2343757 | THORN RUN PARTNERS 64dd3d30-2c52-45cc-997d-f6d3ec70b176 | Q3 | THORN RUN PARTNERS | 400534596 | RENEW FINANCIAL GROUP, LLC | 2019 | third_quarter | FIN | Issues related to Property Assessed Clean Energy (PACE) financing. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-10-16T10:39:23.217000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);