lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
897 rows where filing_period = "third_quarter", filing_year = 2018 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2176880 | RWC, INC 5f26a4f8-6c4b-4402-8052-88a9c2f462f1 | 3T | RWC, INC | 400510505 | STERNHELL GROUP (COIN CENTER) | 2018 | third_quarter | FIN | Issues related to cryptocurrency technology. | Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 10000 | 0 | 1 | 2018-08-03T09:35:35.313000-04:00 | |
| 2177640 | HILL STRATEGY LLC 9fbdcece-a454-430a-acc3-a34fb977760d | 3T | HILL STRATEGY LLC | 401103312 | EGAN-JONES RATINGS COMPANY | 2018 | third_quarter | FIN | Lobbying in relation to NRSRO applications and related regulatory filings | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 1 | 2018-08-18T12:23:27.500000-04:00 | |
| 2178841 | COVINGTON & BURLING LLP 3dd59783-2913-4345-a101-1cb5631b366a | 3T | COVINGTON & BURLING LLP | 11195 | PROMONTORY INTERFINANCIAL NETWORK,LLC | 2018 | third_quarter | FIN | legislation relating to the regulation of bank deposits and federal insurance of bank deposits, including H R 2403 and S 1500. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 1 | 2018-09-27T13:24:38.800000-04:00 | |
| 2178854 | BAKER & HOSTETLER LLP caecc2d4-d1d9-45c6-921e-3b326ffa40b4 | 3T | BAKER & HOSTETLER LLP | 5131 | FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ) | 2018 | third_quarter | FIN | U.S. Department of Labor regulatory issues | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),SENATE | 10000 | 0 | 1 | 2018-09-27T17:18:48.483000-04:00 | |
| 2178890 | DIGITAL ASSET AFFAIRS, LLC fb6e2a10-e375-448d-9380-4cd0b17b4f3f | Q3 | DIGITAL ASSET AFFAIRS, LLC | 401104931 | DIGITAL ASSET AFFAIRS, LLC | 2018 | third_quarter | FIN | Issues related to cryptocurrencies and blockchain technology. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-09-28T15:23:29.010000-04:00 | ||
| 2179028 | HB STRATEGIES 4f58c67b-f8c5-46e6-95c2-5cc99bb45c13 | 3T | HB STRATEGIES | 401104718 | YGRENE ENERGY FUND | 2018 | third_quarter | FIN | Issues related to the PACE program including conservation and energy efficiency Issues related to HR 10 - Financial Choice Act . Issues related to S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 1 | 2018-10-01T11:09:52.483000-04:00 | |
| 2179040 | BRETT HEWITT 7f5c24c3-7d99-4054-868c-4e5a49cfbef4 | Q3 | BRETT HEWITT | 401104924 | PROPERTY CASUALTY INSURERS ASSOCIATION OF AMERICA | 2018 | third_quarter | FIN | S. 2702 Authority of Bureau of Consumer Financial Protection | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-10-01T11:17:57.860000-04:00 | |
| 2179141 | M&T BANK CORPORATION 34bf95d9-fc12-48ed-ab54-a87ff37bed05 | Q3 | M&T BANK CORPORATION | 401104858 | M&T BANK CORPORATION | 2018 | third_quarter | FIN | S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act, all provisions. Other regulations related to financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 95000 | 0 | 0 | 2018-10-01T12:21:47.947000-04:00 | |
| 2179160 | COMMERCE BANK 2d5060ca-9f3a-4ef3-ad10-d8a01a88aecb | Q3 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2018 | third_quarter | FIN | Banking regulatory reform. Discussions included the need for regulatory reform for midsized banks. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-10-01T13:12:57.700000-04:00 | ||
| 2179191 | RICH FEUER ANDERSON f871140f-0ac6-4caf-b722-26b6dc3e71ec | Q3 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2018 | third_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Modernization of anti-money laundering, terrorist financing and data security legislation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-10-01T14:18:14.587000-04:00 | |
| 2179251 | MAGILL ASSOCIATES, LLC 97ac81d3-e1fd-4030-92f1-d6ae24247821 | Q3 | MAGILL ASSOCIATES, LLC | 401103511 | MOUNTAIN WEST CREDIT UNION ASSOCIATION | 2018 | third_quarter | FIN | Legislation and regulations affecting credit unions, including the credit union tax exemption, regulatory relief for credit unions and accounting procedures impacting credit unions. | HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE | 10000 | 0 | 0 | 2018-10-01T15:11:37.483000-04:00 | |
| 2179276 | MAGILL ASSOCIATES, LLC 0196ce7d-bf20-4281-8cac-fcbad006aad4 | Q3 | MAGILL ASSOCIATES, LLC | 401103511 | LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" | 2018 | third_quarter | FIN | The Consumer Financial Protection Board's (CFPB) rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Regulations affecting small dollar loans. | HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE | 40000 | 0 | 0 | 2018-10-01T16:07:49.210000-04:00 | |
| 2179294 | RICH FEUER ANDERSON 0be707fe-9b93-42e0-a6f3-932dda8e752a | Q3 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2018 | third_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-10-01T16:42:56.667000-04:00 | |
| 2179330 | RICH FEUER ANDERSON 694eca2e-5a36-456d-8d92-e9bcf8c5ca2d | 3T | RICH FEUER ANDERSON | 84775 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2018 | third_quarter | FIN | Legislation and regulation affecting private equity limited partners, including H.R. 10, the "Financial CHOICE Act," and H.R. 6177, the "Developing and Empowering our Aspiring Leaders Act." | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 1 | 2018-10-01T18:29:21.303000-04:00 | |
| 2179436 | GOLDHABER POLICY SERVICES LLC b69fc21a-dae7-408d-8751-08c1162b15ca | Q3 | GOLDHABER POLICY SERVICES LLC | 400935705 | RENEW FINANCIAL GROUP LLC | 2018 | third_quarter | FIN | Worked on policy issues related to the PACE program including discussions with staff at FHFA. | Federal Housing Finance Agency (FHFA) | 20000 | 0 | 0 | 2018-10-02T11:42:16.960000-04:00 | |
| 2179451 | NATIONAL ASSOCIATION OF ELECTRICAL DISTRIBUTORS, INC. 68e69fe9-f902-4433-8a0e-1192be95cd28 | Q3 | NATIONAL ASSOCIATION OF ELECTRICAL DISTRIBUTORS, INC. | 400599829 | NATIONAL ASSOCIATION OF ELECTRICAL DISTRIBUTORS, INC. | 2018 | third_quarter | FIN | HR 4248 - provision relating to disclosure requirements | Energy, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 79732 | 0 | 0 | 2018-10-02T12:07:24.510000-04:00 | |
| 2179477 | RICH FEUER ANDERSON 2f3e42ce-6f73-45d5-a476-c3184240038f | Q3 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2018 | third_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including fund naming provisions. Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including H.R. 2319 and S. 1117, the "Consumer Financial Choice and Capital Markets Protection Act of 2017." | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2018-10-02T13:31:43.397000-04:00 | |
| 2179485 | CAPITOL-CONTEXT,LLC 89e9aa3b-05dc-4c01-80a8-f456cf4c5aa5 | Q3 | CAPITOL-CONTEXT,LLC | 401103233 | PRIVATE INVESTOR COALITION | 2018 | third_quarter | FIN | H.R. 3972 Family Office Technical Correction Act | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2018-10-02T13:59:50.307000-04:00 | |
| 2179511 | RICH FEUER ANDERSON 5d6685b9-e6bd-4956-b7ca-5d137e4ca675 | Q3 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2018 | third_quarter | FIN | Regulation of broker-dealers. Customer recovery across various dispute resolution forums, including S.2499. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-10-02T14:45:05.763000-04:00 | |
| 2179519 | RICH FEUER ANDERSON 99b66149-22e0-421c-9653-d46271604d42 | Q3 | RICH FEUER ANDERSON | 84775 | AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION | 2018 | third_quarter | FIN | Regulatory structure for insurance and financial activities, including appropriate role of Federal Insurance Office and Federal Reserve; H.R. 3861, the "Federal Insurance Office Reform Act of 2017;" H.R. 3762 and H.R. 4537, the "International Insurance Standards Act of 2017;" H.R. 5059, the "State Insurance Regulation Preservation Act;" and S.488, the "JOBS and Investor Confidence Act of 2018." | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2018-10-02T15:05:10.970000-04:00 | |
| 2179629 | HB STRATEGIES 625666d0-ff99-4ff2-836b-4a9dbc6894da | Q3 | HB STRATEGIES | 401104718 | HUSCH BLACKWELL ON BEHALF OF FRANKLIN SAVINGS CORP. | 2018 | third_quarter | FIN | Issues related to banking reform and regulatory overreach | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-10-03T08:56:08.990000-04:00 | |
| 2179654 | TAUZIN CONSULTANTS, LLC 8ece26ee-d6aa-45cc-970c-39ed1328c96f | Q3 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2018 | third_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-10-03T10:34:18.407000-04:00 | |
| 2179750 | ANDEAVOR 1f5a8a9b-db7f-4836-bb8d-59f1866bcf69 | Q3 | ANDEAVOR | 318972 | ANDEAVOR | 2018 | third_quarter | FIN | Capital formation, debit card interchange fees; climate risk materiality; proxy advisory firms; SEC nominations; corporate governance (generally); shareholder activism | Bureau of Land Management (BLM),Commerce, Dept of (DOC),Council on Environmental Quality (CEQ),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Office of Management & Budget (OMB),Pipeline & Hazardous Materials Safety Administration,Securities & Exchange Commission (SEC),SENATE,Surface Transportation Board (STB),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Chemical Safety & Hazard Investigation Board,U.S. Customs & Border Protection | 4430274 | 0 | 0 | 2018-10-03T14:22:15.103000-04:00 | |
| 2179758 | RETAIL INDUSTRY LEADERS ASSOCIATION 00215567-6914-481f-820f-1d3146366dc5 | Q3 | RETAIL INDUSTRY LEADERS ASSOCIATION | 20004 | RETAIL INDUSTRY LEADERS ASSOCIATION | 2018 | third_quarter | FIN | Wall Street Reform & Consumer Protection Act; Federal Reserve implementation of the Dodd-Frank interchange provisions (Reg. II); credit and debit card interchange fees; breach of credit and debit cards; credit, debit and pre-paid cards; corporate governance; chip cards; deferred interest; routing; conflict minerals; crowd funding; Fintech; EMV; H.R.10 - Financial CHOICE Act of 2017; Section 1071 of Dodd-Frank; S.2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R.6743 - Consumer Information Notification Requirement Act. | Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),Federal Communications Commission (FCC),Federal Reserve System,Federal Trade Commission (FTC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Institute of Standards & Technology (NIST),Natl Labor Relations Board (NLRB),Natl Telecommunications & Information Administration (NTIA),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Customs & Border Protection,U.S. Immigration & Customs Enforcement (ICE),U.S. International Trade Commission (ITC),U.S. Trade Representative (USTR),White House Office | 580000 | 0 | 0 | 2018-10-03T14:31:18.510000-04:00 | |
| 2179768 | RICH FEUER ANDERSON c76c9364-7a77-4168-b131-db3c6cbacbde | Q3 | RICH FEUER ANDERSON | 84775 | SOCIAL FINANCE, INC. | 2018 | third_quarter | FIN | Regulation of online lenders, including potential national charter, application of banking regulations, S.2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act," and H.R.5659, the "Volcker Rule Relief Act of 2018." Securitization of student loans. | Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE | 60000 | 0 | 0 | 2018-10-03T14:38:19.403000-04:00 | |
| 2179773 | RICH FEUER ANDERSON 56ed60fd-1b7c-4999-8985-14dd7268fae8 | Q3 | RICH FEUER ANDERSON | 84775 | BLOCKCHAIN (US) INC. | 2018 | third_quarter | FIN | Legislative and regulatory initiatives impacting digital currencies. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-10-03T14:39:21.120000-04:00 | |
| 2179776 | AMERICAN FINANCIAL SERVICES ASSOCIATION 461a3954-f912-4a7f-9b06-5cc877e1239a | Q3 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2018 | third_quarter | FIN | Dodd Frank Wall Street Reform and Consumer Protection Act and proposed reform bills (S. 2155), Auto Lending (CFPB regulations), Consumer Privacy (HR 2396 and S 3164), Industrial Loan Banks, Installment Lending, Military Lending (DoD regulations), Mortgage Lending, Payment Cards, Small Business Lending, Tax Reform, Telephone Consumer Protection Act, HJ Res 122 and SJ Res 56 on CRA for payday lending, SJ Res 57 on CFPB auto lending | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of Management & Budget (OMB),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office | 150000 | 0 | 0 | 2018-10-03T14:43:22.057000-04:00 | |
| 2179779 | RICH FEUER ANDERSON 44c98d0f-26d4-4466-a275-96dd28aea27e | 3A | RICH FEUER ANDERSON | 84775 | BLOCKCHAIN (US) INC. | 2018 | third_quarter | FIN | Legislative and regulatory initiatives impacting digital currencies. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-10-03T14:43:22.933000-04:00 | |
| 2179792 | RICH FEUER ANDERSON 3395265c-ad49-4c2f-970e-57d124622e3d | Q3 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2018 | third_quarter | FIN | Modernization of regulation of business development companies, including implementation of the "Small Business Credit Availability Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-10-03T15:00:29.187000-04:00 | |
| 2179814 | RICH FEUER ANDERSON 2f4d2a53-3543-4f9c-ae05-08d6b1ed4eae | Q3 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2018 | third_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries, including H.R.1644, the "Korean Interdiction and Modernization of Sanctions Act;" and S.1591, the "Otto Warmbier Banking Restrictions Involving North Korea Act of 2017." Issues related to cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-10-03T15:19:37.593000-04:00 | |
| 2179969 | ALLON ADVOCACY, LLC 53382f4f-6bc0-4f41-a399-c759506c9a6e | Q3 | ALLON ADVOCACY, LLC | 401104657 | YODLEE INC. | 2018 | third_quarter | FIN | Consumer-permissioned financial data access issues; alternative data and credit reporting, the Economic Growth, Regulatory Relief, and Consumer Protection Act and Department of Treasury fintech report. | Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 70000 | 0 | 0 | 2018-10-04T11:04:24.923000-04:00 | |
| 2179970 | ALLON ADVOCACY, LLC fc650986-32e2-404c-b4b6-fda6084c7263 | Q3 | ALLON ADVOCACY, LLC | 401104657 | ACHIEVE | 2018 | third_quarter | FIN | Marketplace lending issues, including H.R. 3299, The Protecting Consumers' Access to Credit Act | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2018-10-04T11:07:25.863000-04:00 | |
| 2179987 | REPUBLIC CONSULTING, LLC 38d6b111-e324-457f-a424-642bd16bfe6e | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | NATIONAL READY MIXED CONCRETE ASSOCIATION | 2018 | third_quarter | FIN | Support Resiliency Language in the National Flood Insurance Program. | HOUSE OF REPRESENTATIVES | 40000 | 0 | 0 | 2018-10-04T11:31:44.287000-04:00 | |
| 2180007 | ALLON ADVOCACY, LLC 9803caca-c300-465e-86b1-830c0a13d88a | Q3 | ALLON ADVOCACY, LLC | 401104657 | SIPREE, INCORPORATED | 2018 | third_quarter | FIN | Issues related to the usage and deployment of digital payment services. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 0 | 0 | 2018-10-04T12:05:58.323000-04:00 | ||
| 2180176 | HOLLAND & KNIGHT LLP 15bde20a-2c8f-4af0-b5ba-1a6ff6f78d3e | Q3 | HOLLAND & KNIGHT LLP | 18466 | CITY AND COUNTY OF SAN FRANCISCO | 2018 | third_quarter | FIN | States Act (S.3032). | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of Management & Budget (OMB),SENATE | 150000 | 0 | 0 | 2018-10-04T16:00:31.557000-04:00 | |
| 2180456 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2ef9d01f-8ec7-410a-a4d7-8a10be8c0eca | Q3 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2018 | third_quarter | FIN | Credit union operations and all aspects of lending, compliance, and member services. Hart Scott Rodino exemptions.National Credit Union Administration (NCUA) budget and appropriations. Cannabis banking H.R.2215. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE | 110000 | 0 | 0 | 2018-10-05T13:01:06.747000-04:00 | |
| 2180628 | HOLLAND & KNIGHT LLP f5cf26c3-5883-41ff-acc7-d867b65d2b00 | Q3 | HOLLAND & KNIGHT LLP | 18466 | COALITION FOR INVESTOR CHOICE, INC. | 2018 | third_quarter | FIN | H.R. 2319 & S.1117, Consumer Financial Choice and Capital Markets Protection Act of 2017. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-10-05T16:28:39.240000-04:00 | |
| 2180662 | BROYDRICK & ASSOCIATES 67f66dc6-8d89-4c9e-bf80-6eb135ba68c6 | Q3 | BROYDRICK & ASSOCIATES | 7268 | EGAN-JONES RATING COMPANY | 2018 | third_quarter | FIN | SEC Regulations and financial ratings. Financial services legislation. Proxy advisory firms. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-10-05T18:21:09.573000-04:00 | ||
| 2180726 | INTEREL US 94f1dea5-9cb0-4af0-9d3c-75ad42aed001 | Q3 | INTEREL US | 401104823 | ISACA | 2018 | third_quarter | FIN | Lobbying on legislation includes cybersecurity issues related to the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) and the FINANCIAL Choice Act (H.R. 10). | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-10-06T10:53:55.587000-04:00 | |
| 2180729 | THE VELASQUEZ GROUP, L.L.C. 18136405-c125-48ef-a696-43e1f94f8eda | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2018 | third_quarter | FIN | H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs). | HOUSE OF REPRESENTATIVES | 60000 | 0 | 0 | 2018-10-06T13:51:59.367000-04:00 | |
| 2180741 | THE VELASQUEZ GROUP, L.L.C. 3fab82af-0720-4ef0-bdab-09c6a891b689 | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2018 | third_quarter | FIN | H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs); monitoring of financial services generally. | HOUSE OF REPRESENTATIVES | 50000 | 0 | 0 | 2018-10-06T14:16:07.730000-04:00 | |
| 2180828 | HUTTON STRATEGIES e2aeb7f5-f0f3-48db-9957-e35ba8c2bcd9 | Q3 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2018 | third_quarter | FIN | Advocating in support of S. 1117 and HR 2319 and financial services legislation generally. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-10-08T09:56:26.967000-04:00 | |
| 2180830 | HUTTON STRATEGIES a024d02a-870d-49cd-bac0-cd895a8281f7 | Q3 | HUTTON STRATEGIES | 312758 | MICROBILT | 2018 | third_quarter | FIN | Monitored data security and privacy legislation and proposals impacting credit reporting agencies generally. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-10-08T10:10:10.487000-04:00 | |
| 2180846 | CBOE GLOBAL MARKETS, INC. 29936b33-6c49-4920-bfb7-92bcdfacf204 | Q3 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2018 | third_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 319956 | 0 | 0 | 2018-10-08T12:00:31.450000-04:00 | |
| 2180892 | MCDERMOTT WILL & SCHULTE LLP 4c86978d-8d1c-4ba9-8872-6a4575ef1eda | Q3 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2018 | third_quarter | FIN | Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-10-08T14:33:50.203000-04:00 | ||
| 2180918 | SOBBA PUBLIC, LLC d3fd1614-18ee-4bef-92e3-2075cfa3cb2b | Q3 | SOBBA PUBLIC, LLC | 316797 | VIRTU FINANCIAL, LLC | 2018 | third_quarter | FIN | issues related to the electronic trading of equities and derivatives | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2018-10-08T14:56:59.690000-04:00 | |
| 2180967 | RICH FEUER ANDERSON fb5adc95-7613-4c7f-bc39-27e4186bd90d | Q3 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2018 | third_quarter | FIN | Regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 238, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-10-08T16:57:31.097000-04:00 | |
| 2180976 | RICH FEUER ANDERSON c33c9e1f-6d43-4271-8afe-bbc42f0781ee | Q3 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2018 | third_quarter | FIN | Regulation of securities indices, derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application; and H.R.238, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-10-08T17:03:38.067000-04:00 | |
| 2180984 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION b4378ca1-5f28-4d96-b0b6-bb1d1056a899 | Q3 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 401104451 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2018 | third_quarter | FIN | SEC oversight of private equity fund advisers | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 65000 | 0 | 0 | 2018-10-08T17:10:41.567000-04:00 | |
| 2181123 | FIDELIS GOVERNMENT RELATIONS a09132ac-13a2-435c-8876-8401094f43fa | Q3 | FIDELIS GOVERNMENT RELATIONS | 306011 | AFLAC | 2018 | third_quarter | FIN | Personnel issues, financial regulatory issues generally | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE | 45000 | 0 | 0 | 2018-10-09T11:02:27.890000-04:00 | |
| 2181176 | CAPITOL LEGISLATIVE STRATEGIES LLC 935804ef-f0ab-4f4e-ba05-60b14dec7f83 | Q3 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2018 | third_quarter | FIN | All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-10-09T11:58:58.663000-04:00 | |
| 2181184 | MILLER & CHEVALIER CHARTERED 288ba08f-214f-4282-861e-3b00f08a0309 | Q3 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2018 | third_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2018-10-09T12:01:02.257000-04:00 | |
| 2181192 | JACKSON VAUGHN PUBLIC STRATEGIES e69dcf22-67a5-4605-b93b-77be2b901ef3 | Q3 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ENOVA ONLINE SERVICES, INC. | 2018 | third_quarter | FIN | CFPB small dollar rule, Operation Chokepoint HR 2706, Fintech charter, CFPB arbitration rule, True lender HR 4439, Valid when made HR 3299 & SB 1642, Military Lending Act; Financial Choice Act HR 10 | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-10-09T12:08:08.273000-04:00 | ||
| 2181198 | JACKSON VAUGHN PUBLIC STRATEGIES d3b8660f-fb36-43fa-a344-1d7df710a663 | Q3 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | FIRST COMMAND FINANCIAL SERVICES, INC. | 2018 | third_quarter | FIN | Department of Labor Fiduciary Rule; Military; Protecting Advice for Small Savers Act of 2017 HR 3857; Affordable Retirement Advice for Savers Act HR 2823 | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-10-09T12:12:12.087000-04:00 | ||
| 2181205 | JACKSON VAUGHN PUBLIC STRATEGIES 0c31474d-6104-4a19-bfee-c2b78266e40a | Q3 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ONLINE LENDERS ALLIANCE | 2018 | third_quarter | FIN | HR 2706 - Financial Institution Customer Protection Act; HR 3299 - Protecting Consumers' Access to Credit Act of 2017; SB 1642 - Protecting Consumers' Access to Credit Act of 2017 | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-10-09T12:18:15.573000-04:00 | ||
| 2181309 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 040cc9a9-8bea-4582-b5cb-69f75b53ab3a | Q3 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2018 | third_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. CFTC: Argue against rule that would impose position limits on on commodity index mutual funds. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment Company Act of 1940 regarding electronic delivery of shareholder reports. Lobby for insurers to be permitted to file index-linked annuity products with the SEC using statutory accounting principles | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 520000 | 0 | 0 | 2018-10-09T14:06:14.053000-04:00 | |
| 2181320 | TAUZIN STRATEGIC NETWORKS e2b891d6-1890-421e-a581-63650edc7c10 | Q3 | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) | 2018 | third_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-10-09T14:11:17.147000-04:00 | |
| 2181328 | TAUZIN STRATEGIC NETWORKS df4334fa-4e9c-4215-911d-18209d2e396d | 3A | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) | 2018 | third_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-10-09T14:16:21.743000-04:00 | |
| 2181428 | THE WILLIAMS GROUP 8bbbc4bd-1da6-4ff1-b9d1-6aca954a1356 | Q3 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2018 | third_quarter | FIN | Privacy Notification Technical Clarification Act, H.R. 2396 | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2018-10-09T15:14:13.203000-04:00 | |
| 2181429 | THE WILLIAMS GROUP 3f54a2ef-bdf6-46ac-b9ab-8b4429814745 | Q3 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2018 | third_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 27500 | 0 | 0 | 2018-10-09T15:15:14.217000-04:00 | |
| 2181431 | THE WILLIAMS GROUP f2ce80dc-da42-4b8d-a1e8-47f2efacd261 | Q3 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2018 | third_quarter | FIN | Annual Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2018-10-09T15:15:15.077000-04:00 | |
| 2181446 | SEMI e2a88b63-4584-4736-883e-785ac79df979 | 3T | SEMI | 34810 | SEMI | 2018 | third_quarter | FIN | FIRRMA, CFIUS Reform | Bureau of Industry and Security (BIS),Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Intl Trade Administration (ITA),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) | 100000 | 0 | 1 | 2018-10-09T15:23:23.220000-04:00 | |
| 2181508 | NORTHEASTERN RETIAL LUMBER ASSOCIATION f7fd0b5a-613b-4cd1-84f0-5306dfe36125 | Q3 | NORTHEASTERN RETIAL LUMBER ASSOCIATION | 400711131 | NORTHEASTERN RETIAL LUMBER ASSOCIATION | 2018 | third_quarter | FIN | H.R. 10 - Financial CHOICE Act of 2017 - This bill amends the Dodd-Frank Wall Street Reform and Consumer Protection Act, among other Acts, to: repeal Volcker Rule restrictions on certain speculative investments by banks; with respect to winding down failing banks, eliminate the Federal Deposit Insurance Corporation's orderly liquidation authority and establish new provisions regarding financial institution bankruptcy; and repeal Durbin Amendment limitations on fees that may be charged to retailers for debit card processing. Lobbied against repeal of Durbin amendment. | Agriculture, Dept of (USDA),Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Occupational Safety & Health Administration (OSHA),SENATE,Small Business Administration (SBA),U.S. International Trade Commission (ITC) | 0 | 0 | 2018-10-09T16:11:51.523000-04:00 | ||
| 2181879 | DAVIS & HARMAN LLP 1406813b-3d81-4cf0-a152-43bc3a9ec9de | Q3 | DAVIS & HARMAN LLP | 11674 | CME GROUP | 2018 | third_quarter | FIN | Reauthorization of the Commodities Future Trading Commission. All issues relating to the Commodities Future Exchange. Proposals related to the restructuring of financial institution regulation. Clearing margin equivalence determinations. | 70000 | 0 | 0 | 2018-10-10T12:54:06.677000-04:00 | ||
| 2181918 | AMERICAN GAMING ASSOCIATION c92c8b7b-3893-40e6-9e6f-ce1e27261e60 | Q3 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2018 | third_quarter | FIN | Bank Secrecy Act AML Compliance | Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Justice, Dept of (DOJ),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2018-10-10T13:06:30.913000-04:00 | |
| 2182001 | ELECTRONIC FUNDS TRANSFER ASSOCIATION d2cf32c5-f955-40c2-a3af-b9cee4f16dbc | Q3 | ELECTRONIC FUNDS TRANSFER ASSOCIATION | 54585 | ELECTRONIC FUNDS TRANSFER ASSOCIATION | 2018 | third_quarter | FIN | Operation choke point | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-10-10T14:15:23.093000-04:00 | ||
| 2182027 | NANCY ZIRKIN 1bda26d0-14ed-4d79-8355-9054750628a7 | Q3 | NANCY ZIRKIN | 401104523 | CENTER FOR RESPONSIBLE LENDING | 2018 | third_quarter | FIN | Government Services Enterprise (GSE) reform-no bill yet introduced. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-10-10T14:48:40.237000-04:00 | |
| 2182057 | JOHN DUNCAN AND ASSOCIATES, LLC cfc89881-e3ea-489e-8efb-a7ecde923347 | Q3 | JOHN DUNCAN AND ASSOCIATES, LLC | 40025200 | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2018 | third_quarter | FIN | Non-bank SIFI (Systemically Important Financial Institution) designation Constitutional design of the Consumer Financial Protection Bureau Amendments to Section 36(b) of the Investment Company Act of 1940 to improve the ability of federal courts to terminate before trial abusive law suits. HR 4738, Mutual Fund Litigation Reform Act HR 4566, Alleviating Stress Test Burdens to Help Investors Act HR 2319, Consumer Financial Choice and Capital Markets Protection Act of 2017 The use of common ownership as a anti-competitive measure | 10000 | 0 | 0 | 2018-10-10T15:19:57.693000-04:00 | ||
| 2182281 | THE LIAISON GROUP, LLC 0f1b0b60-471b-4fa2-a1c6-822b9c45c792 | Q3 | THE LIAISON GROUP, LLC | 401104378 | ACREAGE HOLDINGS | 2018 | third_quarter | FIN | HR 6043: Strengthening the Tenth Amendment Through Entrusting States Act (STATES) Indicates that proceeds from state-compliant transactions shall not be deemed the proceeds of unlawful transactions thus addressing many of the financial obstacles created by federal prohibition. | HOUSE OF REPRESENTATIVES | 5000 | 0 | 0 | 2018-10-11T10:21:31.360000-04:00 | |
| 2182288 | CAPITOL HILL CONSULTING GROUP 9268f92c-b6c0-4491-aaf0-46a8c20eb1c8 | Q3 | CAPITOL HILL CONSULTING GROUP | 72053 | POPULUS FINANCIAL GROUP, INC. (FORMERLY ACE CASH EXPRESS, INC.) | 2018 | third_quarter | FIN | General financial services issues pertaining to the company, including Consumer Financial Protection Bureau, Operation Choke Point, H.R. 2706 Financial Institution Customer Protection Act of 2017, H.R. 10 Financial CHOICE Act. H.J.Res.122 - Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Bureau of Consumer Financial Protection relating to "Payday, Vehicle Title, and Certain High-Cost Installment Loans" and to be safe, S.J.Res.56 - A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Payday, Vehicle, Title, and Certain High-Cost Installment Loans". | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-10-11T10:31:38.643000-04:00 | |
| 2182301 | MANATT, PHELPS, AND PHILLIPS 1dabc43b-ee0f-4310-9ebe-bfb61236892c | Q3 | MANATT, PHELPS, AND PHILLIPS | 23645 | AMERICAN LAND TITLE ASSOCIATION | 2018 | third_quarter | FIN | Financial Services Reform, Consumer Financial Protection Bureau (CFPB), implementation of Dodd/Frank | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-10-11T10:38:42.767000-04:00 | ||
| 2182430 | THE OPTIONS CLEARING CORPORATION 27a2b894-4a03-4b08-a41a-b5cdb1552894 | Q3 | THE OPTIONS CLEARING CORPORATION | 66170 | OPTIONS CLEARING CORPORATION | 2018 | third_quarter | FIN | Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act; S. 3283 Options Markets Stability Act. | Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 330000 | 0 | 0 | 2018-10-11T11:50:33.963000-04:00 | |
| 2182442 | JM FAMILY ENTERPRISES, INC d54b545b-93e1-492c-a4eb-c82e672d179c | Q3 | JM FAMILY ENTERPRISES, INC | 20620 | JM FAMILY ENTERPRISES INC | 2018 | third_quarter | FIN | Consumer Financial Protection Bureau regulatory actions, oversight and legislation to auto finance H.R. 2396, "Privacy Notification Technical Clarification Act" H.R. 10, "Financial Choice Act" - provisions related to CFPB reform. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-10-11T12:01:37.277000-04:00 | |
| 2182447 | CAPITOL HILL CONSULTING GROUP 5ca9cedf-fecb-4567-98f4-aafa01b70c88 | Q3 | CAPITOL HILL CONSULTING GROUP | 72053 | NATIONAL ASSOCIATION OF MINORITY AUTOMOBILE DEALERS | 2018 | third_quarter | FIN | Issues relating to automobile industry; issues relating to financial services issues | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-10-11T12:03:39.293000-04:00 | |
| 2182469 | CAPITOL HILL CONSULTING GROUP ac97eaa1-c18b-4b11-bb91-03721551a827 | 3T | CAPITOL HILL CONSULTING GROUP | 72053 | FINANCIAL SERVICE CENTERS OF AMERICA | 2018 | third_quarter | FIN | General financial services issues pertaining to the company, including Consumer Financial Protection Bureau, Operation Choke Point, H.R. 2706 Financial Institution Customer Protection Act of 2017, H.R. 10 Financial CHOICE Act. H.J.Res.122 - Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Bureau of Consumer Financial Protection relating to "Payday, Vehicle Title, and Certain High-Cost Installment Loans" and to be safe, S.J.Res.56 - A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Payday, Vehicle, Title, and Certain High-Cost Installment Loans". | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2018-10-11T12:26:48.953000-04:00 | |
| 2182501 | KPMG LLP cfbc79de-1042-4d43-b336-a4145595c6a3 | Q3 | KPMG LLP | 21893 | KPMG LLP | 2018 | third_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 500000 | 0 | 0 | 2018-10-11T12:55:00.160000-04:00 | |
| 2182550 | EQUIPMENT LEASING AND FINANCE ASSOCIATION d095fff6-78fc-42ff-901c-974971b7c640 | Q3 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2018 | third_quarter | FIN | HR 10: Financial CHOICE Act: Subtitle M - Right to Lend CFPB-2017-0011: RFI regarding implementation of Section 1071 of Dodd-Frank. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of | 110000 | 0 | 0 | 2018-10-11T14:11:29.717000-04:00 | |
| 2182741 | RWC, INC b326cca8-827a-4ffd-a7c5-47d1b0ad8b4d | Q3 | RWC, INC | 400510505 | COIN CENTER | 2018 | third_quarter | FIN | Issues related to cryptocurrency technology. | Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2018-10-11T16:05:44.463000-04:00 | |
| 2182861 | IMPERIUM GLOBAL ADVISORS 0096a925-224a-4d50-ac32-d8a2d8c90e91 | Q3 | IMPERIUM GLOBAL ADVISORS | 401104114 | PAYSCOUT | 2018 | third_quarter | FIN | Virtual Reality Commerce | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-10-12T08:06:35.320000-04:00 | ||
| 2183070 | COUNCIL OF INSTITUTIONAL INVESTORS 4a886e68-cdf8-4c64-ad28-0366b69f6cd5 | Q3 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2018 | third_quarter | FIN | July 10, 2018CII letter to Chair and Ranking Member of House Financial Services Committee on markup of legislative proposals regarding 10b5-1 plans and multi-class stock disclosures July 11, 2018CII letter to SEC on semi-annual regulatory agenda July 19, 2018CII letter to SEC on strategic plan Aug. 14, 2018Joint CII-MFA comment letter in support of de minimis exemption and clarification of investment-only exemption Sept. 13, 2018Executive Director Ken Bertsch's Remarks to the SEC Investor Advisory Committee on U.S. Proxy Voting Infrastructure | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2018-10-12T10:51:53.353000-04:00 | ||
| 2183099 | MAYNARD NEXSEN PC a9164def-2def-4173-adfa-9f79cbd6c5df | Q3 | MAYNARD NEXSEN PC | 60116 | CMH SERVICES | 2018 | third_quarter | FIN | H.R. 1699--To amend the Truth in Lending Act to modify the definitions of a mortgage originator and a high-cost mortgage, to amend the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 to modify the definition of a loan originator, and for other purposes. Discussions regarding the H.R. 3354--Interior and Environment, Agriculture and Rural Development, Commerce, Justice, Science, Financial Services and General Government, Homeland Security, Labor, Health and Human Services, Education, State and Foreign Operations, Transportation, Housing and Urban Development, Defense, Military Construction and Veteran Affairs, Legislative Branch, and Water Development Appropriations Act, 2018. Discussions regarding H.R. 10--The Financial Choice Act of 2017. Discussions regarding S. 2155--Relating to mortgage origination, Economic Growth, Regulatory Relief and Consumer Protection Act. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 60000 | 0 | 0 | 2018-10-12T11:05:04.263000-04:00 | |
| 2183127 | PORTERFIELD, FETTIG & SEARS, LLC 66c53a64-9925-49af-aae9-afadbeebc8ef | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | NASDAQ INC | 2018 | third_quarter | FIN | H.R. 5877, the Main Street Growth Act; clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform; transparency and conflicts of interest in the proxy advisory industry; implementation and expansion of the JOBS Act/capital formation agenda/IPOs; security market structure and price transparency; proprietary ownership and distribution of market data; corporate governance issues; cybersecurity and system infrastructure; computer trading and H.R. 3973, Market Data Protection Act of 2017; H.R. 4015, Corporate Governance Reform and Transparency Act of 2017; S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection; issues related to capital formation; Voldex; H.R. 5970, the Modernizing Disclosures for Investors Act; H.R.3555, Exchange Regulatory Improvement Act; H.R. 3903, Encouraging Public Offerings Act of 2017; short selling transparency; JOBS Act 3.0 | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2018-10-12T11:18:18.137000-04:00 | |
| 2183138 | PORTERFIELD, FETTIG & SEARS, LLC 6154f46b-6478-44d2-9a67-f1219abe76fa | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | 2018 | third_quarter | FIN | insurance capital rule; cybersecurity and data security; standards of conduct for investment advisers and broker-dealers; asset management issues, generally. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 40000 | 0 | 0 | 2018-10-12T11:23:23.093000-04:00 | |
| 2183146 | PORTERFIELD, FETTIG & SEARS, LLC bf834fe1-0785-4ebe-bd8c-608cbb5db7a3 | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | ("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION | 2018 | third_quarter | FIN | Issues related to capital formation and capital markets; implementation of the JOBS Act; market structure; HR.1645, Fostering Innovation Act; HR. 4015, Corporate Governance Reform and Transparency Act; H.R. 5054, the Small Company Disclosure Simplification Act; issues related to smaller reporting companies; short selling transparency. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2018-10-12T11:25:24.640000-04:00 | |
| 2183172 | NATIONAL MULTIFAMILY HOUSING COUNCIL, INC. c0051c9b-2e2b-41da-9d4b-eee934f1f3f2 | Q3 | NATIONAL MULTIFAMILY HOUSING COUNCIL, INC. | 28220 | NATIONAL MULTIFAMILY HOUSING COUNCIL INC | 2018 | third_quarter | FIN | GSE Reform: Proposals to ensure liquidity in multifamily mortgage market in a post Fannie Mae / Freddie Mac environment Public Proposals for the Future of the Housing Finance System H.R.1491, Partnership to Strengthen Homeownership Act of 2015 H.R. 2767 Protecting American Taxpayers and Homeowners Act, all provisions, from the 113th Congress. Community Reinvestment Act Rules High Volatility Commercial Real Estate (HVCRE) legislative proposals H.R. 2148, Clarifying High Volatility Commercial Real Estate Loans FHFA: Federal Housing Finance Agency (FHFA) Quarterly Market Update FHFA: Federal Housing Finance Agency (FHFA: Housing Goals for 2018 - 2020 Financial Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs (CHOICE) Act Dodd-Frank Reform HMDA joint industry letter to CFPB S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act - High Volatility Commercial Real Estate (HVCRE) proposals H.R. 435, The Credit Access and Inclusion Act of 2017 S. 3040, the Credit Access and Inclusion Act GSE Legislative Proposal: To protect American taxpayers and homeowners by creating a sustainable housing finance system for the 21st century, and for other purposes. HUD: Commented on FHA and the Federal Financing Bank (FFB) risk sharing proposal | Army, Dept of (Corps of Engineers),Consumer Financial Protection Bureau (CFPB),Energy, Dept of,Environmental Protection Agency (EPA),Federal Communications Commission (FCC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Natl Labor Relations Board (NLRB),SENATE,Small Business Administration (SBA),Treasury, Dept of,U.S. Postal Service (USPS) | 827620 | 0 | 0 | 2018-10-12T11:37:31.797000-04:00 | |
| 2183184 | PORTERFIELD, FETTIG & SEARS, LLC 7f037f50-0bff-45d7-b59c-81715cae9508 | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | VANGUARD | 2018 | third_quarter | FIN | issues addressing systemic risk, FSOC and the designation of nonbank financial firms as SIFIs; asset management issues; HR 6990 PRIA Act of 2018. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-10-12T11:38:32.627000-04:00 | |
| 2183187 | PORTERFIELD, FETTIG & SEARS, LLC 8b3db800-0f4a-49c7-b8ff-8bb92afe5f7f | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | NATIONAL MULTI HOUSING COUNCIL | 2018 | third_quarter | FIN | Issues related to housing finance. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-10-12T11:40:34.017000-04:00 | |
| 2183196 | PORTERFIELD, FETTIG & SEARS, LLC 734a9fa1-b792-46b0-97f9-22b2a42da472 | 3T | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | MANUFACTURED HOUSING INSTITUTE (MHI) | 2018 | third_quarter | FIN | S.2155, Economic Growth, Regulatory Relief, and Consumer Protection Act | HOUSE OF REPRESENTATIVES,SENATE | 0 | 1 | 2018-10-12T11:45:37.203000-04:00 | ||
| 2183198 | PORTERFIELD, FETTIG & SEARS, LLC 39b61439-5ab7-4b6a-8156-bef07eb55539 | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | REGIONS FINANCIAL CORP. | 2018 | third_quarter | FIN | Issues related to the implementation of the Dodd Frank Act; S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-10-12T11:46:38.017000-04:00 | |
| 2183249 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) 9bc3e1cb-686b-41e9-92a6-6e3033fbfd31 | Q3 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) | 292458 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) | 2018 | third_quarter | FIN | Issues related to Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law 111-203) implementation and regulations; proposals related to potential money market and other mutual fund regulations by the SEC (e.g., floating net asset value and liquidity gates and fees) and implementation thereof. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 380000 | 0 | 0 | 2018-10-12T12:25:59.193000-04:00 | |
| 2183309 | ACG ADVOCACY c77a037a-fc95-4069-8e4e-ea0392e3c2ea | Q3 | ACG ADVOCACY | 2057 | CROWELL & MORING, LLP ON BEHALF OF PORT FUND LP | 2018 | third_quarter | FIN | International financial transaction oversight. | SENATE,Treasury, Dept of,White House Office | 90000 | 0 | 0 | 2018-10-12T12:52:21.260000-04:00 | |
| 2183351 | ACG ADVOCACY 4aee482c-4a01-4136-b19e-ea58966a3e14 | Q3 | ACG ADVOCACY | 2057 | VIRTU FINANCIAL, LLC | 2018 | third_quarter | FIN | Financial services issues. SEC budget and fees. | 80000 | 0 | 0 | 2018-10-12T13:28:39.500000-04:00 | ||
| 2183421 | HOLLAND & KNIGHT LLP 24c48662-c46b-4297-bc79-6290691e3a14 | Q3 | HOLLAND & KNIGHT LLP | 18466 | PORTS AMERICA, INC. | 2018 | third_quarter | FIN | H.R. 5841, S.2098, Foreign Investment Risk Review Modernization Act of 2018; H.R. 5515, FY19 National Defense Authorization Act. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-10-12T14:19:08.013000-04:00 | |
| 2183436 | PORTERFIELD, FETTIG & SEARS, LLC 777e39f3-6fdf-4849-825d-df2b349fb9c7 | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | STATE FARM INSURANCE COMPANIES | 2018 | third_quarter | FIN | Issues related to standards of conduct for brokers and dealers. | Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2018-10-12T14:32:18.577000-04:00 | |
| 2183438 | PORTERFIELD, FETTIG & SEARS, LLC 2bc97497-69f6-4f70-8cd2-d0f220423b3d | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | PRECIDIAN INVESTMENTS | 2018 | third_quarter | FIN | Issues related to exchange traded funds (ETFs). | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2018-10-12T14:34:19.967000-04:00 | ||
| 2183439 | PORTERFIELD, FETTIG & SEARS, LLC db8bf653-9034-44fe-81d3-8ee26e1e581e | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | MGIC | 2018 | third_quarter | FIN | Issues related to housing finance reform; Private Mortgage Insurance Eligibility Requirements and credit risk sharing. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-10-12T14:35:20.703000-04:00 | |
| 2183468 | PORTERFIELD, FETTIG & SEARS, LLC 3ce83e41-edf1-4130-a76c-fac0025265df | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | NATIONAL AUTOMOBILE DEALERS ASSOCIATION | 2018 | third_quarter | FIN | S. 3334, Military Lending Improvement Act; General issues related to indirect auto financing. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-10-12T14:51:36.703000-04:00 | |
| 2183473 | PORTERFIELD, FETTIG & SEARS, LLC 145a3f47-cdae-4a5d-aea8-9af1559bb063 | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | SYNCHRONY FINANCIAL | 2018 | third_quarter | FIN | Deferred interest financing; issues related to synthetic identity fraud; HR.3299/S.1642, Protecting Consumers' Access to Credit Act; S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-10-12T14:56:39.517000-04:00 | |
| 2183477 | PORTERFIELD, FETTIG & SEARS, LLC 88470575-d9e1-4941-8434-479955a01cb5 | Q3 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | BLOCK, INC. (FORMERLY REPORTED AS SQUARE, INC.) | 2018 | third_quarter | FIN | Issues relating to payment processing, mobile payments, lending and fintech; financial charter application. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-10-12T14:57:40.907000-04:00 | |
| 2183494 | HOLLAND & KNIGHT LLP aea95b15-bb85-4557-8375-1fae77410fc8 | Q3 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2018 | third_quarter | FIN | Policy issues related to data breach and cyber security. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 60000 | 0 | 0 | 2018-10-12T15:04:44.783000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);