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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

894 rows where filing_period = "third_quarter", filing_year = 2016 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 894 ✖

filing_year 1

  • 2016 · 894 ✖

filing_period 1

  • third_quarter · 894 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1857637 60 PLUS ASSOCIATION 1401829f-90da-4623-b7f6-d475e5fb2961 Q3 60 PLUS ASSOCIATION 41988 60 PLUS ASSOCIATION 2016 third_quarter FIN Support for Puerto Rico bondholders who have invested in Puerto Rico bonds HOUSE OF REPRESENTATIVES,SENATE   30000 0 0 2016-07-20T11:18:32.077000-04:00
1872487 RICH FEUER ANDERSON 33257955-c604-4511-8ba8-b5f937f86c94 Q3 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2016 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Market structure issues, including implementation of Consolidated Audit Trail. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2016-10-01T17:48:02.327000-04:00
1872489 RICH FEUER ANDERSON cac82e37-586c-490b-a2bd-4923f800aca7 Q3 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2016 third_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-10-01T17:50:04.203000-04:00
1872493 RICH FEUER ANDERSON c9d2a72c-d82d-4c76-9a18-0b421bfa2f92 Q3 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2016 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions, including H.R. 1550, the "Financial Stability Oversight Council Improvement Act of 2015," and S. 1484, the "Financial Regulatory Improvement Act of 2015." Protection of rights of institutional investors, including in potential bond restructurings. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2016-10-01T18:01:06.890000-04:00
1872495 RICH FEUER ANDERSON 4cbc223e-074a-4c25-ab39-b74f2baa9683 Q3 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2016 third_quarter FIN Regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-01T18:07:08.377000-04:00
1872497 RICH FEUER ANDERSON 6563822b-1f7c-43c6-a98d-7906e25700fc Q3 RICH FEUER ANDERSON 84775 KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) 2016 third_quarter FIN Regulations affecting trading of securities, including market structure issues and regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-10-01T18:11:11.143000-04:00
1872501 RICH FEUER ANDERSON 468d75b1-faa4-422d-9227-97e0b39022dc Q3 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2016 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 2289, the "Commodity End-User Relief Act." HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-01T18:57:14.337000-04:00
1872502 RICH FEUER ANDERSON 18a25373-5610-48a3-98aa-514debb94e0d Q3 RICH FEUER ANDERSON 84775 SWIFT, INC. 2016 third_quarter FIN Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S. 269, the "Nuclear Weapon Free Iran Act of 2015," and S.792, the "Nuclear Weapon Free Iran Act of 2015." Issues related to cyber security. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2016-10-01T19:00:15.850000-04:00
1872506 RICH FEUER ANDERSON aee879cf-5cb5-4974-be4d-d5e6db9c17d9 Q3 RICH FEUER ANDERSON 84775 BIPARTISAN POLICY CENTER ADVOCACY NETWORK 2016 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of systemically important institutions and Financial Stability Oversight Council designation procedures and transparency, and S. 1484, the "Financial Regulatory Improvement Act of 2015." HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2016-10-01T19:03:17.350000-04:00
1872512 RICH FEUER ANDERSON 58b0bca8-caa2-4e03-ba70-6dca4b5c7529 Q3 RICH FEUER ANDERSON 84775 ARGUS MEDIA, INC. 2016 third_quarter FIN Regulation of energy market information and price reporting agencies. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-01T19:09:18.883000-04:00
1872517 RICH FEUER ANDERSON 9fbdbad3-dae7-4640-ba11-04e23f09d7b8 Q3 RICH FEUER ANDERSON 84775 LONDON STOCK EXCHANGE GROUP PLC 2016 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application, and H.R. 2289, the "Commodity End-User Relief Act." HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2016-10-01T19:14:21.727000-04:00
1872639 FINANCIAL SERVICES INSTITUTE b1783825-dfef-40de-993d-f6a0ed0384cb Q3 FINANCIAL SERVICES INSTITUTE 400712136 FINANCIAL SERVICES INSTITUTE 2016 third_quarter FIN Financial Advisor Independent Contractor Status (Fair Playing Field Act of 2015); Dept. of Labor Fiduciary Rule Reproposal; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder Financial Abuse; Pay to Play; Third Party Examinations; Commission Payouts; Dept. of Labor Overtime Rule; Senior Safe Act; Regulatory Relief Act HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office   180000 0 0 2016-10-03T10:02:03.847000-04:00
1872684 PETER BLOCKLIN 20fe6da1-22b2-4d87-83e8-e2767b7e0067 Q3 PETER BLOCKLIN 401014864 INSTITUTE OF INTERNATIONAL BANKERS 2016 third_quarter FIN Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation SENATE     0 0 2016-10-03T11:43:00.820000-04:00
1872700 PETER BLOCKLIN 552b29e1-883c-4057-a913-d3a395fc665b 3A PETER BLOCKLIN 401014864 INSTITUTE OF INTERNATIONAL BANKERS 2016 third_quarter FIN Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation SENATE     0 0 2016-10-03T12:09:11.077000-04:00
1872701 PETER BLOCKLIN f0936248-ae68-44e2-b6a5-7a3b0cf19ac4 Q3 PETER BLOCKLIN 401014864 CREDIT SUISSE SECURITIES,LLC 2016 third_quarter FIN Dodd-Frank Act, National Treatment, Volcker Rule, Systemically Important Financial Institution designation SENATE 6000   0 0 2016-10-03T12:12:12.623000-04:00
1872703 PETER BLOCKLIN 57bc7757-c5c9-42b1-a656-f1ddef47a222 Q3 PETER BLOCKLIN 401014864 FEDERATED INVESTORS INC. 2016 third_quarter FIN Money Market Funds SENATE     0 0 2016-10-03T12:14:15.093000-04:00
1872706 RICH FEUER ANDERSON aaf7197c-2d80-496f-9b03-81de62964df3 Q3 RICH FEUER ANDERSON 84775 SYMPHONY COMMUNICATIONS SERVICES LLC 2016 third_quarter FIN Legislation and regulation affecting secure communications services. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 60000   0 0 2016-10-03T12:41:18.487000-04:00
1872720 RICH FEUER ANDERSON fdbcc661-2ff7-49bf-bc3c-99ab1bcc8dff Q3 RICH FEUER ANDERSON 84775 BLOCKCHAIN (US) INC. 2016 third_quarter FIN Legislative and regulatory initiatives impacting digital currencies. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-03T12:57:27.553000-04:00
1872723 RICH FEUER ANDERSON c9e6dca4-9d91-4b76-8013-b27d8a130fd8 Q3 RICH FEUER ANDERSON 84775 FRANKLIN SQUARE HOLDINGS, L.P. 2016 third_quarter FIN Modernization of regulation of business development companies, including HR 3868, the "Small Business Credit Availability Act." HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2016-10-03T12:59:29.910000-04:00
1872816 THE VELASQUEZ GROUP, L.L.C. 753966da-65be-45ab-ad61-773d98cc6a4e Q3 THE VELASQUEZ GROUP, L.L.C. 53403 NETWORK FOR INVESTOR ACTION AND PROTECTION (NIAP) 2016 third_quarter FIN H.R. 5852, To amend the Securities Investor Protection Act of 1970 to confirm that a customers net equity claim is based on the customers last statement and to provide the Securities and Exchange Commission with oversight of the Securities Investor Protection Corporation, or any similar legislation including H.R. 1982, Restoring Main Street Investor Protection and Confidence Act seeking to amend the Securities Investor Protection Act of 1970 to confirm that a customers's net equity claim is based on the customer's last statement. HOUSE OF REPRESENTATIVES     0 0 2016-10-03T15:26:01.523000-04:00
1872823 COLORADO ASSOCIATION OF COMMERCE AND INDUSTRY 4225e402-b9db-4488-92af-b7443cd541aa Q3 COLORADO ASSOCIATION OF COMMERCE AND INDUSTRY 400909654 COLORADO ASSOCIATION OF COMMERCE AND INDUSTRY 2016 third_quarter FIN Fiduciary Rule Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE     0 0 2016-10-03T15:42:04.587000-04:00
1872828 THE VELASQUEZ GROUP, L.L.C. e6b176b9-5cf1-444e-ad58-c2c63ed20abb Q3 THE VELASQUEZ GROUP, L.L.C. 53403 ELECTRONIC PAYMENTS COALITION 2016 third_quarter FIN H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees. HOUSE OF REPRESENTATIVES 30000   0 0 2016-10-03T15:42:05.837000-04:00
1872832 THE VELASQUEZ GROUP, L.L.C. 7981e33e-f999-4848-8262-7511462d4a9b Q3 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2016 third_quarter FIN H.R. 5983, Financial CHOICE Act of 2016, all provisions,and in particular any language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs). HOUSE OF REPRESENTATIVES 50000   0 0 2016-10-03T15:58:11.997000-04:00
1872871 FEDERAL AGRICULTURAL MORTGAGE CORPORATION e38b2136-8c92-4fac-b390-0cb61d4ba451 Q3 FEDERAL AGRICULTURAL MORTGAGE CORPORATION 14303 FEDERAL AGRICULTURAL MORTGAGE CORPORATION 2016 third_quarter FIN General Agriculture Financial conditions. No specific legislation Farm Credit Administration,HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2016-10-03T16:22:29.687000-04:00
1872884 THE VELASQUEZ GROUP, L.L.C. 71edbf46-4b14-4bfb-90ac-652a07fab4c4 Q3 THE VELASQUEZ GROUP, L.L.C. 53403 INVESTMENT COMPANY INSTITUTE 2016 third_quarter FIN H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board. HOUSE OF REPRESENTATIVES 60000   0 0 2016-10-03T16:36:41.093000-04:00
1872953 PICKARD DJINIS AND PISARRI LLP 3487a9be-caea-4191-a1e8-81d41e96c9f3 Q3 PICKARD DJINIS AND PISARRI LLP 400568702 INSTITUTIONAL SHAREHOLDER SERVICES INC. 2016 third_quarter FIN H.R. 5311, Corporate Governance Reform and Transparency Act of 2016. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-04T11:50:57.103000-04:00
1872965 VANTAGEKNIGHT LLC 6d8eeda3-d53d-4c6c-9fe6-44c37f4c707e Q3 VANTAGEKNIGHT LLC 401104100 MILBANK, TWEED, HADLEY & MCCLOY LLP (ON BEHALF OF AMBAC ASSURANCE CORPORATION) 2016 third_quarter FIN H.R. 5278, Puerto Rico Oversight, Management, and Economic Stability Act Natl Economic Council (NEC),SENATE,Treasury, Dept of,White House Office 10000   0 0 2016-10-04T13:54:22.320000-04:00
1872973 GOLDHABER POLICY SERVICES LLC 934b3e0e-5415-4d8f-9fe3-8991d8a21929 Q3 GOLDHABER POLICY SERVICES LLC 400935705 RANIERI PARTNERS MANAGEMENT LLC 2016 third_quarter FIN Continued to work on issues and options related to non-bank membership in Federal Home Loan Bank. Housing & Urban Development, Dept of (HUD),SENATE 10000   0 0 2016-10-04T14:14:27.870000-04:00
1872976 VANTAGEKNIGHT LLC dba052b9-fbd7-42a2-825c-3f93504ee415 Q3 VANTAGEKNIGHT LLC 401104100 CITIGROUP MANAGEMENT CORP. 2016 third_quarter FIN Matters related to global operations and competition issues HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office 20000   0 0 2016-10-04T14:16:29.247000-04:00
1872980 GOLDHABER POLICY SERVICES LLC 164841bc-b220-43a8-9855-084a23fc70df Q3 GOLDHABER POLICY SERVICES LLC 400935705 SHELLPOINT PARTNERS LLC 2016 third_quarter FIN Continued to work on issues and options related to non-bank membership in Federal Home Loan Bank. Housing & Urban Development, Dept of (HUD),SENATE 10000   0 0 2016-10-04T14:23:34.167000-04:00
1872988 GOLDHABER POLICY SERVICES LLC 7bb04dec-f5b1-4214-a34f-b7b4caca8308 Q3 GOLDHABER POLICY SERVICES LLC 400935705 WALTER INVESTMENT MANAGEMENT CORP 2016 third_quarter FIN Continued to worked to inform key stakeholders concerned withFHFAs principle reduction modification program.   20000   0 0 2016-10-04T14:33:41.200000-04:00
1873076 CAPITOL LEGISLATIVE STRATEGIES LLC 13327992-8865-4782-b033-fd81aeebd7a3 Q3 CAPITOL LEGISLATIVE STRATEGIES LLC 400432093 LEADING BUILDERS OF AMERICA 2016 third_quarter FIN All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-05T09:26:28.367000-04:00
1873100 SOBBA PUBLIC, LLC fcc3757d-4831-439f-878d-fee9501f108f Q3 SOBBA PUBLIC, LLC 316797 VIRTU FINANCIAL, LLC 2016 third_quarter FIN issues related to electronic market making in equity and derivative markets Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC) 30000   0 0 2016-10-05T10:19:50.533000-04:00
1873101 SOBBA PUBLIC, LLC 76c113cd-3034-4498-a515-db19123b3d21 Q3 SOBBA PUBLIC, LLC 316797 INTERCONTINENTAL EXCHANGE 2016 third_quarter FIN issues related to the exchange trading of equities and derivatives Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC) 18000   0 0 2016-10-05T10:22:52.003000-04:00
1873120 DALY CONSULTING GROUP 7fea70bd-00df-4386-a654-8e95a5d60f7d Q3 DALY CONSULTING GROUP 400923683 INVESTMENT COMPANY INSTITUTE 2016 third_quarter FIN ISSUES RELATED TO INVESTMENT COMPANIES HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2016-10-05T11:54:17.610000-04:00
1873124 DALY CONSULTING GROUP 08bc12ab-f48c-48e8-b757-c66a8cf25297 Q3 DALY CONSULTING GROUP 400923683 FMR LLC ("FIDELITY INVESTMENTS") 2016 third_quarter FIN ISSUES RELATED TO INVESTMENT COMPANIES HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2016-10-05T11:58:23.473000-04:00
1873125 DALY CONSULTING GROUP 5c22523b-fe2b-461b-b05e-2e8ee2b3a771 Q3 DALY CONSULTING GROUP 400923683 S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) 2016 third_quarter FIN ISSUES RELATED TO CREDIT RATING AGENCIES HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 80000   0 0 2016-10-05T12:00:24.943000-04:00
1873126 DALY CONSULTING GROUP e703ca03-cf9a-4fff-bf29-9ce13b1c814e Q3 DALY CONSULTING GROUP 400923683 CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC 2016 third_quarter FIN ISSUES RELATED TO THE CAPITAL MARKETS HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2016-10-05T12:00:26.457000-04:00
1873127 DALY CONSULTING GROUP c506571d-c5fb-4de4-aba3-7e68b449501a Q3 DALY CONSULTING GROUP 400923683 AMERICAN FUEL & PETROCHEMICAL MANUFACTURERS 2016 third_quarter FIN Issues related to climate change disclosure HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-10-05T12:03:28.007000-04:00
1873370 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 194c434b-f72d-4886-ad5f-c4f84f176255 Q3 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2016 third_quarter FIN Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activiti Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment company Act of 1940 regarding electronic delivery of shareholder reports. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   610000 0 0 2016-10-06T10:45:48.527000-04:00
1873376 MAGILL ASSOCIATES, LLC b755f5fb-4f47-4586-b10e-e0bbeca1ebd0 Q3 MAGILL ASSOCIATES, LLC 401103511 MOUNTAIN WEST CREDIT UNION ASSOCIATION 2016 third_quarter FIN legislation affecting credit unions HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-06T10:47:50.137000-04:00
1873381 MAGILL ASSOCIATES, LLC 0f1a6c1c-c622-412e-8fdf-7861f7272437 Q3 MAGILL ASSOCIATES, LLC 401103511 LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" 2016 third_quarter FIN The Consumer Financial Protection Board's proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE 30000   0 0 2016-10-06T10:53:55.593000-04:00
1873396 WARNER, NORCROSS + JUDD LLP c133ad1e-c60b-4081-9db4-483836d98772 Q3 WARNER, NORCROSS + JUDD LLP 401050963 ALLIANCE OF MERGER & ACQUISITION ADVISORS 2016 third_quarter FIN Creating simplified system of federal registration and regulation for broker-dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 686 and S. 1010. The Small Business, Mergers, Acquisitions and Sales Brokerage Simplification Act of 2015. HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-10-06T11:15:10.493000-04:00
1873398 TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES) 3d92628c-598e-49e4-9c07-41ffae50b6f8 3T TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES) 90250 EMPOWER RETIREMENT 2016 third_quarter FIN Retirement savings, tax reform, company overview for members and staff. DOL FIDUCIARY RULE HOUSE OF REPRESENTATIVES,SENATE     0 1 2016-10-06T11:17:13.417000-04:00
1873405 TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES) ff7d8492-fdae-4b97-bc3d-b2e6c4b3f760 3T TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES) 90250 LPL FINANCIAL LLC 2016 third_quarter FIN Company overview for members and staff. DOL FIDUCIARY RULE HOUSE OF REPRESENTATIVES,SENATE 10000   0 1 2016-10-06T11:26:23.313000-04:00
1873431 SIFF & ASSOCIATES PLLC 1cbb1fc7-790d-412e-a92e-a01e25a601c7 Q3 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2016 third_quarter FIN S. 2489, the Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. H.R. 4450, the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. Legislative proposals seeking authority under Title 31, United States Code, for the Secretary of the Treasury to impose by regulation new disclosure mandates on all United States entities to obtain details on associated individuals in order to fulfill transparency standards advocated by international organizations such as the Financial Action Task Force, the G-20, and the OECD (no bill introduced). Deadline for compliance with the SEC's "Money Market Fund Reform; Amendments to Form PF" final rule; RIN 3235-AK61; August 14, 2014; 79 FR 47735. Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 20000   0 0 2016-10-06T11:52:00.513000-04:00
1873440 THE SMITH-FREE GROUP, LLC ce0ac42b-8353-44c8-85b8-62f0033bb98b Q3 THE SMITH-FREE GROUP, LLC 35800 MASTERCARD WORLDWIDE 2016 third_quarter FIN H.R.5983, Financial CHOICE Act of 2016 (All sections of full text) HOUSE OF REPRESENTATIVES,SENATE 70000   0 0 2016-10-06T12:12:11.710000-04:00
1873561 BOND DEALERS OF AMERICA 881a1147-77b8-41c1-9dd2-17394aebd392 Q3 BOND DEALERS OF AMERICA 400404907 BOND DEALERS OF AMERICA 2016 third_quarter FIN Tax and Securities HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   66000 0 0 2016-10-06T15:22:11.757000-04:00
1873670 JOHN DUNCAN AND ASSOCIATES, LLC dd401778-3b25-456a-9e31-c4046e58f87a 3T JOHN DUNCAN AND ASSOCIATES, LLC 40025200 LIVINGSTON GROUP ( ON BEHALF OF THE MORTGAGE ELECTRONIC REGISTRATION SYSTEM 2016 third_quarter FIN Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) concerning the transparency and data gathering requirements of the Office of Financial Research (Title I, Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process. S. 2038, S. 1484, HR. 2642, HR. 1491, the Financial Choice Act, FHFA, CFPB (HMDA), and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.   10000   0 1 2016-10-07T10:57:03.910000-04:00
1873705 JOHN DUNCAN AND ASSOCIATES, LLC 9df62d5d-3225-42a1-b8fb-96aebe942dce 3@ JOHN DUNCAN AND ASSOCIATES, LLC 40025200 LIVINGSTON GROUP ( ON BEHALF OF THE MORTGAGE ELECTRONIC REGISTRATION SYSTEM 2016 third_quarter FIN Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) concerning the transparency and data gathering requirements of the Office of Financial Research (Title I, Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process. S. 2038, S. 1484, HR. 2642, HR. 1491, the Financial Choice Act, FHFA, CFPB (HMDA), and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.   10000   0 1 2016-10-07T11:31:26.430000-04:00
1873727 JOHN DUNCAN AND ASSOCIATES, LLC bf4b24b0-4c6b-4b09-a5ca-e29635dc510f Q3 JOHN DUNCAN AND ASSOCIATES, LLC 40025200 THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) 2016 third_quarter FIN H.R. 5485 & S. 3067, FY 2017 Financial Services Appropriations Bill, SEC regulation regarding electronic delivery of shareholder reports. Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) implementation and funding issues regarding the Financial Stability Oversight Council. SIFI (Systemically Important Financial Institutions) designation for asset managers. Regulatory activities of the CFPB, particularly the practice of using enforcement orders to establish policy instead of rule-making. S. 1484, The Financial Regulatory Improvement Act of 2015. Electronic delivery of share-holder reports.   10000   0 0 2016-10-07T11:41:44.560000-04:00
1873786 HOLLAND & KNIGHT LLP dccd820d-5ccd-4cd5-a3fe-f78db3bcea3b Q3 HOLLAND & KNIGHT LLP 18466 NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 2016 third_quarter FIN Department of Labor Fiduciary rule. SENATE 30000   0 0 2016-10-07T13:07:33.977000-04:00
1873838 COMMERCE BANK 790fa7ea-8eb3-480c-a940-062348f4dba8 Q3 COMMERCE BANK 400728185 COMMERCE BANK 2016 third_quarter FIN Issues relating to legislation and regulation affecting the banking industry HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-10-07T14:20:14.153000-04:00
1873841 HOLLAND & KNIGHT LLP 3de7e01b-cf8b-45fe-ad5f-5cd5e6f6496d Q3 HOLLAND & KNIGHT LLP 18466 SMALL BUSINESS INVESTOR ALLIANCE 2016 third_quarter FIN H.R. 5424, Investment Advisers Modernization Act of 2015 HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-10-07T14:20:15.560000-04:00
1873845 SCRIVNER LEON GROUP LLC ea210464-eb99-49c8-85dc-59ad832e8007 Q3 SCRIVNER LEON GROUP LLC 401103886 VENABLE LLP ON BEHALF OF OVERSTOCK.COM, INC. 2016 third_quarter FIN Monitor potential developments regarding abusive short sale practices. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-10-07T14:23:19.517000-04:00
1874066 MORRISON PUBLIC AFFAIRS GROUP b2cda654-33a0-4225-a064-a9275a7883d7 Q3 MORRISON PUBLIC AFFAIRS GROUP 67193 ESSENT U.S. HOLDINGS, INC. 2016 third_quarter FIN Housing finance policy Mortgage insurance regulation and taxation Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office 80000   0 0 2016-10-08T19:55:41.307000-04:00
1874203 AMERICAN COUNCIL OF LIFE INSURERS 61cd3437-555d-4fd7-92f6-a886de1419c6 Q3 AMERICAN COUNCIL OF LIFE INSURERS 2115 AMERICAN COUNCIL OF LIFE INSURERS 2016 third_quarter FIN Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R. 1090/S. 2497, the Retail Investor Protection Act. Prohibits the Secretary of Labor from prescribing any regulation under the Employee Retirement Income Security Act of 1974 (ERISA) defining the circumstances under which an individual is considered a fiduciary until 60 days after the Securities and Exchange Commission (SEC) issues a final rule governing standards of conduct for brokers and dealers under specified law. Issue: Fiduciary Duties Amendment to the Transportation, Housing & Urban Development Appropriations act, to prohibit federal guarantees for mortgages seized through eminent domain. Issue: Mortgage Investments. H.R. 5484/S. 3067 - Financial Services and General Government Appropriations Act, 2017. Making appropriations for financial services and general government for the fiscal year ending September 30, 2017, and for other purposes. Issue: Global insurance standards; SIFI de-risking. H.R. 1478/S. 798 - Policyholder Protection Act of 2015. To amend the Federal Deposit Insurance Act to provide for notice to, and input by, State insurance commissioners when requiring an insurance company to serve as a source of financial strength pursuant to such Act. Issue: Source of strength H.R. 601 - Eliminate Privacy Notice Confusion Act. This bill amends the Gramm-Leach-Bliley Act to exempt from its annual privacy policy notice requirement any financial institution which: (1) provides nonpublic personal… HOUSE OF REPRESENTATIVES,SENATE   1071000 0 0 2016-10-10T11:39:30.813000-04:00
1874277 THE WILLIAMS GROUP fd94319f-de92-4a15-aa00-395fad173c35 Q3 THE WILLIAMS GROUP 401104049 METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) 2016 third_quarter FIN Non-Bank SIFI Designation HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2016-10-10T13:08:06.107000-04:00
1874279 THE WILLIAMS GROUP baa82b79-eef3-4690-ae57-7ab72d6188b6 Q3 THE WILLIAMS GROUP 401104049 GENERAL MOTORS 2016 third_quarter FIN OTC Derivatives HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2016-10-10T13:10:07.733000-04:00
1874303 HOLLAND & KNIGHT LLP 592f0372-7d01-425c-ad93-fc0b4b9e2b5c Q3 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2016 third_quarter FIN Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2016-10-10T13:43:26.593000-04:00
1874325 HOLLAND & KNIGHT LLP 83ec4d50-0878-4b93-932f-caacc04e49d9 Q3 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2016 third_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2016-10-10T14:36:49.260000-04:00
1874339 HOLLAND & KNIGHT LLP 9d97d01d-1ee6-463d-b976-d1ad49b8995b Q3 HOLLAND & KNIGHT LLP 18466 DEPOSITORY TRUST & CLEARING CORPORATION 2016 third_quarter FIN Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain. Commerce, Dept of (DOC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE,White House Office 120000   0 0 2016-10-10T14:51:57.157000-04:00
1874379 ARIZONA STATE UNIVERSITY 8195a59f-1c4a-4838-ba5b-09a464dbf5a5 Q3 ARIZONA STATE UNIVERSITY 75397 ARIZONA STATE UNIVERSITY 2016 third_quarter FIN Negotiated rule making for University use of financial services such as bank cards. HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2016-10-10T15:51:37.580000-04:00
1874479 PENN AVENUE PARTNERS 5aa41e37-a6f6-4b30-8b23-71471a44474b Q3 PENN AVENUE PARTNERS 400918672 MANAGED FUNDS ASSOCIATION 2016 third_quarter FIN Regulatory issues impacting the financial markets. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office 30000   0 0 2016-10-10T17:06:48.050000-04:00
1874519 PENN AVENUE PARTNERS f6aa1279-4fa6-4087-9771-90c7c77b536d Q3 PENN AVENUE PARTNERS 400918672 WESTERN UNION 2016 third_quarter FIN Financial Services Issues. SENATE 10000   0 0 2016-10-10T17:31:20.797000-04:00
1874607 ACA INTERNATIONAL a9376242-cca3-4a76-8049-5d5349349058 Q3 ACA INTERNATIONAL 81431 ACA INTERNATIONAL 2016 third_quarter FIN Fair Debt Collections Practices Act (FDCPA), Consumer Financial Protection Bureau (CFPB) Rulemaking, Data Security & Privacy, Fair Credit Reporting Act (FCRA), The Financial Institution Customer Protection Act (HR 766), and TABS Act of 2015 (HR 1486). Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE   90000 0 0 2016-10-11T08:48:36.750000-04:00
1874608 JAMES W SEGEL LLC edd873dd-ac04-44eb-85cf-8994519f9e2e Q3 JAMES W SEGEL LLC 401103350 BOSTON ASSET MANAGEMENT ASSOCIATION INC 2016 third_quarter FIN Member Introduction and organization overview. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-11T09:11:40.217000-04:00
1874609 JAMES W SEGEL LLC fd19f00f-5042-4ae0-88aa-13b03fb5d9a2 Q3 JAMES W SEGEL LLC 401103350 FIDELITY INVESTMENTS 2016 third_quarter FIN Issues related to investment companies. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-10-11T09:12:41.763000-04:00
1874610 PHILLIP RIVERS 3736f568-fe0d-45c5-8d91-d79128d277f9 Q3 PHILLIP RIVERS 401098065 FINANCIAL PLANNING COALITION 2016 third_quarter FIN Laws dealing with the regulation of the Financial Planning profession HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-11T09:12:43.233000-04:00
1874613 JAMES W SEGEL LLC 7834e579-0a7f-47f4-bac4-7ea3d2a31a81 Q3 JAMES W SEGEL LLC 401103350 INVESTMENT COMPANY INSTITUTE 2016 third_quarter FIN Mutual Fund issues. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-11T09:13:47.560000-04:00
1874616 NASDAQ, INC. e0584b5f-a83c-4c59-95fc-818f5670c097 Q3 NASDAQ, INC. 27115 NASDAQ INC 2016 third_quarter FIN General issues relating to the following: Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, HR 5311 - Corporate Governance Reform and Transparency Act of 2016; Legislation aimed at providing a less regulated/higher capital requirement to replace Dodd-Frank, HR 5983 - Financial CHOICE Act of 2016; Trading and listings standards needed for a U.S. Venture Exchange, HR 4638 - Main Street Growth Act; Cross border regulatory issues between the U.S. and Europe; SEC Conflict Minerals Rule; Incentives for the trading of small cap stocks/ETFs; Repatriation/tax reform; Implementation and expansion of the Jobs Act/capital formation agenda/IPOs; Highly skilled workers -- immigration reform; Taxation of securities transactions/tax treatment of options contracts; Security market structure, Regulation NMS and price discovery; Proprietary ownership and distribution of market data; Corporate governance issues; and Cyber Security and system infrastructure. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   370000 0 0 2016-10-11T09:25:51.770000-04:00
1874857 WILLIAMS AND JENSEN, PLLC b26a5aee-ef7c-47aa-84bc-17be761e35f9 Q3 WILLIAMS AND JENSEN, PLLC 41454 GENWORTH FINANCIAL CORP. 2016 third_quarter FIN FHA loan limit expansion extension. Government sponsored enterprise reform legislation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-11T14:01:57.760000-04:00
1874882 MAGILL ASSOCIATES, LLC b278078f-6cd8-4ecb-8320-cf9dfc1ca916 3T MAGILL ASSOCIATES, LLC 401103511 THE LIVINGSTON GROUP (ON BEHALF OF MERSCORP, INC) 2016 third_quarter FIN Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L.111-517)concerning the transparency and data gathering requirements of the Office of Financial Research (Title 1,Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process.S.2038, S.1484, HR.2642, HR.1491, FHFA, CFPB (HMDA) and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.   5000   0 1 2016-10-11T14:10:16.657000-04:00
1875049 COVINGTON & BURLING LLP 3f29044c-f0b4-4cfe-95f3-95a3d09b74a8 Q3 COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2016 third_quarter FIN Issues affecting banks, including housing issues and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens, and credit unions HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-11T15:50:43.020000-04:00
1875050 WILLIAMS AND JENSEN, PLLC 1f62d63b-745e-4f26-a01c-d35be8c18782 Q3 WILLIAMS AND JENSEN, PLLC 41454 PROSPECT CAPITAL CORPORATION 2016 third_quarter FIN H.R. 3868; Securities legislation impacting business development companies. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 10000   0 0 2016-10-11T15:50:44.363000-04:00
1875054 COVINGTON & BURLING LLP 59f6cc50-01cc-4032-b501-f956932e8a49 Q3 COVINGTON & BURLING LLP 11195 BROWN BROTHERS HARRIMAN 2016 third_quarter FIN Issues affecting banking institutions including regulation of derivatives HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-10-11T15:55:49.773000-04:00
1875056 COVINGTON & BURLING LLP 8a189d5c-92af-46b4-94dc-728983442950 Q3 COVINGTON & BURLING LLP 11195 WELLS FARGO & CO 2016 third_quarter FIN issues affecting banking institutions including housing finance, the Dodd-Frank Act, bank consumer issues, and bank capital and liquidity reqirements. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-11T16:00:52.867000-04:00
1875070 COVINGTON & BURLING LLP 356be1a5-2203-4b38-9df6-bdd80fa7eac2 Q3 COVINGTON & BURLING LLP 11195 ARVEST BANK 2016 third_quarter FIN Issues relating to banking institutions, including mortgage and mortgage servicing issues and bank capital requirements HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-10-11T16:05:02.713000-04:00
1875073 COVINGTON & BURLING LLP c71c9535-f0e3-4c1d-b078-b93b2dc78683 Q3 COVINGTON & BURLING LLP 11195 PROMONTORY INTERFINANCIAL NETWORK,LLC 2016 third_quarter FIN Legislation relating to bank deposits and federal insurance of bank deposits. H.R. 4116 and S.3373 HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-11T16:09:05.513000-04:00
1875104 NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE 63d6f17a-a148-48bf-a2d6-236a1bbcef43 Q3 NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE 48975 NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE 2016 third_quarter FIN Oppose any efforts to dismantle, weaken, or change the structure or the funding stream of the Consumer Financial Protection Bureau (CFPB). Support a rule from the CFPB regarding payday lending which require the lender to determine the borrowers ability to repay the loan, including consideration of income and expenses; does not sanction any series of repeat loans or provide a safe harbor for poorly underwritten loans; establishes an outer limit on length of indebtedness that is at least as short as the FDICs 2005 guidelines - 90 days in a twelve-month period; and restricts lenders from requiring a post-dated check or electronic access to a borrowers checking account as a condition of extending credit. Support the Department of Labor's proposed "Conflicted Advice Rule" (also known as the "Fiduciary Responsibility" rule) regarding retirement savings. Support the CFPB's study on forced arbitration clauses; oppose efforts to disable the CFPB to act on its findings. Oppose H.R. 685 Oppose H.R. 1529 Oppose H.R. 650 Oppose H.R. 1408 Oppose H.R. 1265 Oppose H.R. 1259 Oppose H.R. 1195 Oppose H.R. 601 Support S. 838 / H.R. 1565 oppose H.R. 50 Oppose HR 37 Support continued implementation of Dodd-Frank Wall Street Reform Act of 2010; oppose efforts to eliminate or weaken provisions of the law Support S. 1133 / H.R.2087 Support HR 2362 Oppose S 1484 Oppose HR 1737 Support a strong short term lending reform package by the CFPB that does not undermine state or local laws which may be stronger (offer more protection) Urge FHA to improve its current proposal to change the certification requirements that lenders must make in order to secure Federal Housing Administration insurance on a mortgage loan and adopt an enhanced certification requirement that requires lenders to certify that they meet all three of the following: Exercise of due diligence and good faith in underwriting the mortgage and submitting the application for insurance, which is proposed; Establish, operate and monitor a Quality Control program that complies with a… Agriculture, Dept of (USDA),Bureau of Alcohol Tobacco Firearms & Explosives,Bureau of Prisons (BOP),Bureau of the Census,Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Council of Economic Advisers (CEA),Defense, Dept of (DOD),Education, Dept of,Election Assistance Commission (EAC),Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Trade Commission (FTC),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Credit Union Administration (NCUA),Natl Institute of Standards & Technology (NIST),Natl Telecommunications & Information Administration (NTIA),Office of Faith-Based & Community Initiatives,Office of Management & Budget (OMB),Office of the Comptroller of the Currency (OCC),SENATE,State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Agency for International Development (USAID),Veterans Affairs, Dept of (VA),White House Office   68750 0 0 2016-10-11T16:45:29.953000-04:00
1875221 KABBAGE, INC. 97a15e6f-4da7-4207-8a49-d271cd37755f Q3 KABBAGE, INC. 401104099 KABBAGE, INC. 2016 third_quarter FIN Educating Members of Congress, the OCC, NEC and Treasury Department on FinTech and non-bank lending. Advocating for open federal data (APIs) through Executive Action or Congressional action via H.R. 5725, the IRS Data Verification Modernization Act of 2016 and advocating for Federal Regulatory "Sandboxes" via H.R. 6118, the Financial Services Innovation Act of 2016. Discussing the possibilities of FinTech regulation with the OCC. HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of   120000 0 0 2016-10-12T09:36:36.560000-04:00
1875261 PUBLIC SPHERE, INC. 96202ca3-b777-439a-b4a3-1533aa5a5097 Q3 PUBLIC SPHERE, INC. 401104153 LPL FINANCIAL, LLC 2016 third_quarter FIN General Overview, retirement policy, financial services HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-12T10:14:08.270000-04:00
1875280 PUBLIC SPHERE, INC. fa7fdb16-2e97-4947-9dad-83245fee58ec Q3 PUBLIC SPHERE, INC. 401104153 MASSACHUSETTS EDUCATIONAL FINANCING AUTHORITY 2016 third_quarter FIN Reauthorization Higher Education Act, Tax Reform HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-12T10:25:19.103000-04:00
1875287 PUBLIC SPHERE, INC. 324485a4-9bd0-4295-b785-aea0417f9e93 Q3 PUBLIC SPHERE, INC. 401104153 PUTNAM INVESTMENTS 2016 third_quarter FIN General Overview, retirement policy, tax reform, pension reform HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-12T10:31:27.873000-04:00
1875294 PUBLIC SPHERE, INC. 82fc3014-b24b-4edf-90e7-5f76244ff5a5 Q3 PUBLIC SPHERE, INC. 401104153 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY 2016 third_quarter FIN General Overview, retirement policy, financial services, pension reform HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-12T10:35:31.717000-04:00
1875302 PUBLIC SPHERE, INC. e886966b-ab0a-4131-ac22-3c29b19aaec4 Q3 PUBLIC SPHERE, INC. 401104153 BOSTON ASSET MANAGEMENT ASSOCIATION, INC. 2016 third_quarter FIN General overview for members and staff HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-10-12T10:37:34.393000-04:00
1875352 STUMP STRATEGIC LLC 8ec3bfd8-b67d-4c12-b233-7b46cf885393 Q3 STUMP STRATEGIC LLC 401104047 FUTURES INDUSTRY ASSOCIATION 2016 third_quarter FIN Monitor Financial Derivatives Legislation and Regulation. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2016-10-12T11:25:20.900000-04:00
1875362 THE SMITH-FREE GROUP, LLC 800161b2-2e24-4ab3-a86e-5d717b2946d3 Q3 THE SMITH-FREE GROUP, LLC 35800 NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 2016 third_quarter FIN Monitored H.R.5983, Financial CHOICE Act of 2016 HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-10-12T11:31:26.300000-04:00
1875532 ADVANCED POLICY CONSULTING, LLC ca3c62db-c034-40e0-a743-28dd51332fc3 Q3 ADVANCED POLICY CONSULTING, LLC 401103524 INDEPENDENT INVESTMENT BANKERS, CORP. 2016 third_quarter FIN H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015." HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-10-12T13:54:48.303000-04:00
1875537 ADVANCED POLICY CONSULTING, LLC 46729ead-bd7e-4923-9f48-3609e8c35b9e Q3 ADVANCED POLICY CONSULTING, LLC 401103524 BA SECURITIES, LLC 2016 third_quarter FIN H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015" HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-12T13:55:52.603000-04:00
1875541 ADVANCED POLICY CONSULTING, LLC 165399dd-3b4f-4b64-ab4b-861512ac4646 Q3 ADVANCED POLICY CONSULTING, LLC 401103524 M&A SECURITIES GROUP, INC. 2016 third_quarter FIN H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015" HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-12T13:56:55.137000-04:00
1875547 ADVANCED POLICY CONSULTING, LLC 04acc407-2642-4022-810f-3b0c84b82c1c Q3 ADVANCED POLICY CONSULTING, LLC 401103524 BURCH & CO., INC. 2016 third_quarter FIN H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015" HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-10-12T13:58:58.920000-04:00
1875580 WESTERN UNION d4bcfd97-b8c4-465b-ac0d-c3f9d8c35d2a Q3 WESTERN UNION 323672 WESTERN UNION 2016 third_quarter FIN general cross-border remittance issues; general de-risking issues; general issues concerning money services businesses; general issues related to anti-money laundering and terrorist finance; issues related to implementation of the Dodd-Frank Act regarding money remitters; issues related to financial fraud; regulation and licensing of money remitters; data protection; financial services integration; human trafficking. HOUSE OF REPRESENTATIVES,SENATE   220000 0 0 2016-10-12T14:12:14.813000-04:00
1875583 THE SMITH-FREE GROUP, LLC c49650ee-6f99-4f6b-9518-5c54330db0f5 Q3 THE SMITH-FREE GROUP, LLC 35800 BANK OF AMERICA CORPORATION 2016 third_quarter FIN Monitored H.R.5983, Financial CHOICE Act of 2016 HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2016-10-12T14:20:19.027000-04:00
1875599 THE SMITH-FREE GROUP, LLC 72052aa6-0cb7-45dd-842d-09cc177f9095 Q3 THE SMITH-FREE GROUP, LLC 35800 BANK POLICY INSTITUTE 2016 third_quarter FIN H.R.5983, Financial CHOICE Act of 2016: Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs (All sections of full text) Discussions involving Military Lending Act and implementation of Servicemembers Credit Relief Act HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-12T14:22:26.063000-04:00
1875784 MEHLMAN CONSULTING, INC. 2213be1b-ce4c-4f01-9f03-e3f145c3b960 Q3 MEHLMAN CONSULTING, INC. 284950 VALEANT PHARMACEUTICAL NORTH AMERICA LLC 2016 third_quarter FIN Corporate structure. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-10-12T15:36:35.900000-04:00
1875891 THE LIVINGSTON GROUP, LLC 91e7ee7e-a9eb-4310-998b-21160352584a Q3 THE LIVINGSTON GROUP, LLC 49635 NEW DAY FINANCIAL LLC 2016 third_quarter FIN Mortgage regulatory issues   20000   0 0 2016-10-12T16:31:55.503000-04:00
1875941 WEST FRONT STRATEGIES LLC b1e27282-cdaf-4cc5-91b2-151710f229a4 Q3 WEST FRONT STRATEGIES LLC 401103493 PRUDENTIAL FINANCIAL, INC. 2016 third_quarter FIN Issues related to financial services reform. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2016-10-12T16:56:29.477000-04:00
1875958 TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES) 3de75776-68ec-4a18-9d30-cd153aefe095 Q3 TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES) 90250 BOSTON ASSET MANAGEMENT ASSOCIATION INC 2016 third_quarter FIN Member introduction and organization overview. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-10-12T17:03:39.610000-04:00
1876034 BRIDGE STREET GROUP, LLC 722fd08b-0a36-4130-a80c-13aec6bb608b Q3 BRIDGE STREET GROUP, LLC 401103692 U.S. CHAMBER INSTITUTE FOR LEGAL REFORM 2016 third_quarter FIN HR 2995 - Sec. 632, appropriations rider for the Consumer Financial Protection Bureau HOUSE OF REPRESENTATIVES 10000   0 0 2016-10-12T20:39:35.687000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
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