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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

249 rows where filing_period = "third_quarter", filing_year = 2015 and issue_code = "RET" sorted by filing_year descending

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issue_code 1

  • RET · 249 ✖

filing_year 1

  • 2015 · 249 ✖

filing_period 1

  • third_quarter · 249 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1726420 NATIONAL LEAGUE OF POSTMASTERS d925c64a-90be-49fa-9dd6-4b2059df8310 Q3 NATIONAL LEAGUE OF POSTMASTERS 69297 NATIONAL LEAGUE OF POSTMASTERS 2015 third_quarter RET Federal Retirement and other general benefit issues. HOUSE OF REPRESENTATIVES,Postal Regulatory Commission,SENATE,U.S. Postal Service (USPS)   20000 0 0 2015-10-02T14:12:14-04:00
1726505 TIMOTHY JAMES b3e28c1c-fbb7-410f-b99e-dd9e20cfa0ce Q3 TIMOTHY JAMES 401101071 GROSSMANHEINZ ON BEHALF OF INTERNATIONAL UNION OF OPERATING ENGINEERS 2015 third_quarter RET yet to be introduced legislation reforming current pension law allowing for different types of multi-employer pension plans to preserve retirement security for participants and beneficiaries HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-10-02T20:03:51.863000-04:00
1726613 MR. MARK REY 5c78f3b5-59fa-4126-97a0-09e35fc50a66 Q3 MR. MARK REY 400454181 NATIONAL OLDER WORKERS CAREER CENTER 2015 third_quarter RET Assisting retired federal workers secure new employment opportunities HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE,U.S. Forest Service     0 0 2015-10-05T11:33:51.423000-04:00
1727049 NATIONAL ASSOCIATION FOR UNIFORMED SERVICES 1a6e329b-8129-49b1-95cb-4c3ec32c2d7c Q3 NATIONAL ASSOCIATION FOR UNIFORMED SERVICES 26615 NATIONAL ASSOCIATION FOR UNIFORMED SERVICES 2015 third_quarter RET To protect the cost of living adjusted Social Security payments by ensuring that any major changes made would grandfather retirees and those near retirement; to improve the Medicare benefit and provide adequate reimbursement rates to health care professionals; establish a Consumer Price Index for Elderly (CPI-E) to compute cost of living increases for Social Security and other Medicare beneficiaries; phase out the taxation of Social Security Benefits; repeal the government pension offset and windfall elimination provisions; include a Social Security Lockbox. Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE,Veterans Affairs, Dept of (VA),White House Office   24493 0 0 2015-10-07T10:32:42.497000-04:00
1727445 ALLIANCE FOR RETIRED AMERICANS f26e7d1b-9dad-48fc-af87-2690fe3bca30 Q3 ALLIANCE FOR RETIRED AMERICANS 67238 ALLIANCE FOR RETIRED AMERICANS 2015 third_quarter RET 1. Proposals to change the Social Security annual Cost of Living Adjustment formula 2. Proposals to raise the Social Security normal retirement age 3. Proposals to "means test" Social Security benefits 4. Beneficiary information available through Social Security Administration field offices 5. Status of the Social Security Disability Insurance Trust Fund 6. Closing of Social Security Administration field offices 7. Proposals to reallocate funding within the Social Security Trust Fund, between the Old Age and Survivors Trust Fund and the Disability Insurance Trust Fund 8. H.R. 3150, One Social Security Act, entire bill 9. S. 1940, Safeguarding American Families and Expanding Social Security Act of 2015, entire bill 10.Commemoration of the 80th Anniversary of Social Security Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,U.S. Postal Service (USPS)   60000 0 0 2015-10-08T16:54:00.773000-04:00
1727497 CASSIDY & ASSOCIATES, INC. 31ce952d-6cf6-4ac0-a4c5-28f855ef92b4 Q3 CASSIDY & ASSOCIATES, INC. 8453 SOCIETY OF ACTUARIES 2015 third_quarter RET General legislative issues related to actuarial profession HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2015-10-09T09:19:21.350000-04:00
1727627 UNIVERSITY OF IOWA 1305704d-37e1-4d49-a12d-f4b228df1e6e 3A UNIVERSITY OF IOWA 49191 UNIVERSITY OF IOWA 2015 third_quarter RET Retirement issues related to universities' pension plans IRA issues related to philanthropic giving Agriculture, Dept of (USDA),Centers For Medicare and Medicaid Services (CMS),Defense, Dept of (DOD),Federal Emergency Management Agency (FEMA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Institutes of Health (NIH),SENATE,Transportation, Dept of (DOT)   86662 0 0 2015-10-09T10:35:55.577000-04:00
1727801 RICH FEUER ANDERSON 6679da04-2e29-4ff2-b4b6-f618e3439479 Q3 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2015 third_quarter RET Proposed redefinition of "fiduciary" under ERISA. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2015-10-09T13:07:37.807000-04:00
1727806 INTERNATIONAL UNION OF POLICE ASSOCIATIONS, AFL-CIO e2614fed-7395-43e0-9a43-d84e80dea437 Q3 INTERNATIONAL UNION OF POLICE ASSOCIATIONS, AFL-CIO 50400 INTERNATIONAL UNION OF POLICE ASSOCIATIONS AFL-CIO 2015 third_quarter RET HR711, S 1651 HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE   20000 0 0 2015-10-09T13:08:41.900000-04:00
1728102 LEDGE COUNSEL, INC. 76461708-63cf-4879-9859-663fc394e53c Q3 LEDGE COUNSEL, INC. 22438 NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION 2015 third_quarter RET Civil service retirement, including the defined benefit portion of a civil service career structure Federal Retirement Thrift Investment Board,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),President of the U.S.,SENATE 30000   0 0 2015-10-10T13:48:39.183000-04:00
1728394 MCGLOTTEN & JARVIS 91d3d54a-f04b-4e08-aa7e-891e8fab150d Q3 MCGLOTTEN & JARVIS 24420 UNITED MINE WORKERS OF AMERICA 2015 third_quarter RET Issues related to UMWA Health and Retirement funds HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-10-12T13:58:46.460000-04:00
1728600 HOLLAND & KNIGHT LLP 9db72d84-a94e-446e-8cd4-4f41f1f82fa6 Q3 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2015 third_quarter RET Educating members of Congress and staff on the Department of Labor's Conflict of Interest Rule. HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-10-12T16:16:08.807000-04:00
1728648 RICH FEUER ANDERSON 70cac12b-9af4-46a5-8eaa-f9805be4230c Q3 RICH FEUER ANDERSON 84775 LPL FINANCIAL CORPORATION 2015 third_quarter RET Definition of "fiduciary" under ERISA and application to brokers. Tax incentives for retirement savings. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-10-12T17:24:57.517000-04:00
1728765 FORSCEY, PLLC eed2f5da-62eb-49be-bdf0-e1622dcf54c6 Q3 FORSCEY, PLLC 52880 WRITERS GUILD OF AMERICA, WEST 2015 third_quarter RET Monitor proposed amendments to and implementation of the Multi-Employer Pension Reform Act of 2014. Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE 30000   0 0 2015-10-13T08:46:32.017000-04:00
1729317 DEAN FOODS COMPANY 26c7e569-ed8c-46ca-b054-213d5777e613 Q3 DEAN FOODS COMPANY 58396 DEAN FOODS COMPANY 2015 third_quarter RET Provisions in the Multiemployer Pension Reform Act of 2014 included in HR 83, the Consolidated and Further Continuing Appropriations Act of 2015 HOUSE OF REPRESENTATIVES,SENATE   140000 0 0 2015-10-13T13:48:14.240000-04:00
1729616 MR. DONALD KANIEWSKI be964b69-306d-404e-b5dd-0fd26d765b34 Q3 MR. DONALD KANIEWSKI 322693 LABORERS INTERNATIONAL UNION OF NORTH AMERICA 2015 third_quarter RET Lobbied in support of reforming multi-employer pension plans and PBGC issues. HOUSE OF REPRESENTATIVES,SENATE 45000   0 0 2015-10-13T15:51:38.883000-04:00
1729890 UPS (UNITED PARCEL SERVICE) 8a817f15-7a73-4c3e-8cd2-2d221af6c7a7 3A UPS (UNITED PARCEL SERVICE) 39223 UPS (UNITED PARCEL SERVICE) 2015 third_quarter RET Multi-employer pension reform. Commerce, Dept of (DOC),Federal Aviation Administration (FAA),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Office of Management & Budget (OMB),Postal Regulatory Commission,SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office   1479212 0 0 2015-10-14T09:24:57.843000-04:00
1730005 WILLIAMS AND JENSEN, PLLC 1e11967f-baa3-459d-ac81-dbbceb18198b Q3 WILLIAMS AND JENSEN, PLLC 41454 TRANSAMERICA COMPANIES (FORMLY AEGON) 2015 third_quarter RET Legislation impacting retirement plans. HOUSE OF REPRESENTATIVES,SENATE 130000   0 0 2015-10-14T10:20:07.150000-04:00
1730029 WILLIAMS AND JENSEN, PLLC 429f9de2-a82b-463a-85a9-3f19e3a3edc0 Q3 WILLIAMS AND JENSEN, PLLC 41454 AMERICAN COUNCIL OF LIFE INSURERS 2015 third_quarter RET Legislation and proposals impacting retirement plans. Fiduciary proposals. S. 1695; House legislation on Labor, HHS, Education and Related Agencies appropriations. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2015-10-14T10:23:19.653000-04:00
1730065 WILLIAMS AND JENSEN, PLLC 4a239170-ddb1-494d-889d-8b3ac631a7a2 Q3 WILLIAMS AND JENSEN, PLLC 41454 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2015 third_quarter RET Legislation and regulations affecting public pension plan. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-10-14T10:32:00.423000-04:00
1730539 FLEET RESERVE ASSOCIATION 6e5d62ce-b311-49b6-8775-9067cb7b23d5 Q3 FLEET RESERVE ASSOCIATION 14781 FLEET RESERVE ASSOCIATION 2015 third_quarter RET HR 454: Military Retiree Survivor Comfort Act , HR 22: Retired Pay Restoration, HR 303: Retired Pay Restoration Act, S 271: Concurrent Receipt, and HR 333: Disabled Veterans Tax Termination Act, Oppose retirement reforms in the National Defense Authorization Act 2016, Oppose Pharmacy Co-pay increases for Retirees in the National Defense Authorization Act 2016, HR 1594/S 979: repeals the SBP/DIC Offset for survivors. HOUSE OF REPRESENTATIVES,SENATE   140000 0 0 2015-10-14T13:45:08.710000-04:00
1730727 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA d03f0acc-41ad-4443-9ac5-b9a19ab25301 Q3 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2015 third_quarter RET 401(k) Disclosure: Track Department of Labor rulemaking regarding 401 (k) fee disclosure. Argue against possible changes to the tax treatment of life insurance products. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   590000 0 0 2015-10-14T15:08:32.347000-04:00
1730815 NATIONAL FEDERATION OF THE BLIND 6ecda92a-e6e5-4e28-a7a8-734364bfc540 Q3 NATIONAL FEDERATION OF THE BLIND 401103561 NATIONAL FEDERATION OF THE BLIND 2015 third_quarter RET To increase employment of blind people by removing disincentives to work in current Social Security law. Architectural & Transportation Barriers Compliance Board,Education, Dept of,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,State, Dept of (DOS)   20000 0 0 2015-10-14T15:41:28.007000-04:00
1730915 AMERICAN ACADEMY OF ACTUARIES 778c9269-f10a-4599-bc8a-a071d99ce2f2 Q3 AMERICAN ACADEMY OF ACTUARIES 1318 AMERICAN ACADEMY OF ACTUARIES 2015 third_quarter RET Multiemployer Plan Benefit Suspensions under the Multiemployer Pension Reform Act of 2014 (MPRA); Multiemployer Plan Partitions and Facilitate Mergers under MPRA; Social Security sustainability; Social Security disability insurance; timing for release of mortality tables; DOL on defining fiduciaries and conflict of interest; and plan design and PBGC related fees Centers For Medicare and Medicaid Services (CMS),Federal Reserve System,Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   30000 0 0 2015-10-14T16:32:11.120000-04:00
1731201 STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY 73fbc51d-726d-4b00-9ecf-bd0260f528bb Q3 STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY 36537 STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY 2015 third_quarter RET Implementation and modification to proposed rulemaking entitled, "Definition of the Term Fiduciary; Conflict of Interest Rule - Retirement Investment Advice" published by the U.S. Department of Labor (80 FR 21927). H.R. 1090, Retail Investor Protection Act H.R. 3020/S. 1695, Department of Labor Appropriations bill. Commerce, Dept of (DOC),Federal Aviation Administration (FAA),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of   540000 0 0 2015-10-15T10:03:50.673000-04:00
1731261 WILLIAMS AND JENSEN, PLLC fb998b4e-e9e6-4675-9eb5-1b9812e9ec90 Q3 WILLIAMS AND JENSEN, PLLC 41454 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY 2015 third_quarter RET Benefit distribution in the form of annuities. Proposed Fiduciary Rule. HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of 120000   0 0 2015-10-15T10:29:44.503000-04:00
1731292 NATIONAL ASSOCIATION OF POSTMASTERS OF THE UNITED STATES 3091b101-26aa-47ec-bd50-a58eb6a0dcd1 Q3 NATIONAL ASSOCIATION OF POSTMASTERS OF THE UNITED STATES 27002 NATIONAL ASSOCIATION OF POSTMASTERS OF THE UNITED STATES 2015 third_quarter RET Civil Service Retirement System Federal Employees Retirement System Thrift Savings Plan Social Security Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),Postal Regulatory Commission,SENATE,U.S. Postal Service (USPS)   40000 0 0 2015-10-15T10:38:20.333000-04:00
1731336 VENABLE LLP 1fe5f542-bbde-4c3e-b6b7-bf3f08a8b84d Q3 VENABLE LLP 39941 ASSOCIATION OF FOOD AND DAIRY RETAILERS, WHOLESALERS AND MANUFACTURERS 2015 third_quarter RET Provisions in the Multiemployer Pension Reform Act of 2014 included in H. R. 83, the Consolidated and Further Continuing Appropriations Act, 2015 (Pub. Law 113-235) HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of 60000   0 0 2015-10-15T10:52:07.473000-04:00
1731375 NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) 48bfe987-c469-45db-a106-a8b71b1dc440 Q3 NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) 28515 NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) 2015 third_quarter RET H.R.557, S.266: Retirement Security Act of 2015 Issues regarding multiple-employer plans. Draft Tax Reform proposals related to changes in retirement tax policy. HOUSE OF REPRESENTATIVES,SENATE   570000 0 0 2015-10-15T11:01:44.430000-04:00
1731416 EMERSON 4d1719cd-4532-4f6c-93cc-a81f980e524c Q3 EMERSON 13506 EMERSON 2015 third_quarter RET Pension - PBGC premium costs HOUSE OF REPRESENTATIVES,SENATE   60000 0 0 2015-10-15T11:10:10.460000-04:00
1731574 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) e39928cc-320e-4e1e-ab07-afa642931913 Q3 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 24486 PLAN SPONSOR COUNCIL OF AMERICA 2015 third_quarter RET Federal matters, issues relating to retirement plans HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2015-10-15T11:45:04.043000-04:00
1731616 NATIONWIDE MUTUAL INSURANCE COMPANY aea6678e-54d7-46fc-a028-f8114f2f5f05 Q3 NATIONWIDE MUTUAL INSURANCE COMPANY 26411 NATIONWIDE MUTUAL INSURANCE COMPANY 2015 third_quarter RET Congressional activity surrounding the Department of Labor's proposed regulation to redefine "fiduciary" (not yet in legislative form) HR 1090 - Retail Investor Protection Act - Prohibits the Secretary of Labor from prescribing any regulation under the Employee Retirement Income Security Act of 1974 (ERISA) defining the circumstances under which an individual is considered a fiduciary until 60 days after the Securities and Exchange Commission (SEC) issues a final rule governing standards of conduct for brokers and dealers under specified law Department of Labor's Conflict of Interest (proposed rule) - To update the definition of fiduciary under the Employee Retirement Income Security Act of 1974 HR 2317/S. 1317 - To amend the Employee Retirement Income Security Act of 1974 to require a lifetime income disclosure Senator Warren Letter on Annuities - Responding to request for information on incentives for annuity sales. HR 2656 - Receiving Electronic Statements To Improve Retiree Earnings (RETIRE) Act-To amend the Employee Retirement and Income Security Act of 1974 and the Internal Revenue Code of 1986 to provide for the electronic delivery of pension plan information HR 3020/S. 1695 - Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2016 - Making appropriations for the Departments of Labor, Health and Human Services, and education, and related agencies for the fiscal year ending September 30, 2016, and for other purposes Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Copyright Office,U.S. Postal Service (USPS)   1140000 0 0 2015-10-15T11:55:42.293000-04:00
1731810 WILLIAMS AND JENSEN, PLLC eb563780-4953-4e2e-b76d-4262d5b9addd Q3 WILLIAMS AND JENSEN, PLLC 41454 NATIONAL ASSN OF STATE TREASURERS (NAST) 2015 third_quarter RET Pension issues affecting municipal bonds. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Treasury, Dept of,White House Office 50000   0 0 2015-10-15T12:52:50.287000-04:00
1731854 TREA SENIOR CITIZENS LEAGUE 6f2aa443-f384-464d-b9c0-d59847744b95 Q3 TREA SENIOR CITIZENS LEAGUE 38426 TREA SENIOR CITIZENS LEAGUE 2015 third_quarter RET Social Security Notch Reform: H.R. 314 and S. 99, Social Security Protection: H.R. 111 and S. 20 and H.R. 1983, Social Security Reform: H.R. 973 and H.R. 1391 and H.R. 1904 and S. 731 and H.R. 1984 and H.R. 1811 and S. 960 and S. 1651, Social Security Consumer Price Index: H.R. 3351 and H.R. 3074 and H.R. 3500 and H.R. 3588, No Social Security for Illegal Work: H.R. 1716, Disability Insurance Reform: S. 499 and H.R. 918 and S. 1198 and H.R. 1936. HOUSE OF REPRESENTATIVES,SENATE   34846 0 0 2015-10-15T13:04:25.880000-04:00
1731872 JACKSON NATIONAL LIFE INSURANCE COMPANY 3cec27d5-71b3-41b3-8f39-ceae0f290f36 Q3 JACKSON NATIONAL LIFE INSURANCE COMPANY 20334 JACKSON NATIONAL LIFE INSURANCE COMPANY 2015 third_quarter RET Rules on plan fiduciaries' responsibilities with respect to brokerage windows in 401(k)s and GSEs. HOUSE OF REPRESENTATIVES,SENATE   140000 0 0 2015-10-15T13:13:44.337000-04:00
1731880 DAVIS & HARMAN LLP 89acd3d4-f660-4fd7-b0a2-c937cbf0191d Q3 DAVIS & HARMAN LLP 11674 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY 2015 third_quarter RET Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC-and ERISA-mandated statements and disclosures. Proposals to increase PBGC premiums. Issues related to lifetime income. Proposals related to tax treatment of retirement plans, IRAs, and annuity products. Issues related to the Department of Labors proposed regulation defining fiduciary for investment advice purposes. H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2015-10-15T13:17:50.617000-04:00
1731897 DAVIS & HARMAN LLP e6c4f542-394f-4602-8b4b-0ac8286a80ae Q3 DAVIS & HARMAN LLP 11674 VANGUARD GROUP 2015 third_quarter RET Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act. HOUSE OF REPRESENTATIVES 20000   0 0 2015-10-15T13:28:13.473000-04:00
1731910 DAVIS & HARMAN LLP f2ba32ce-1327-4906-816d-7277f55a9e23 Q3 DAVIS & HARMAN LLP 11674 SPARK INSTITUTE 2015 third_quarter RET Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to recordkeeping simplification for 401(k) plans. Issues related to the Department of Labors proposed regulation defining fiduciary for investment advice purposes. H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act. HOUSE OF REPRESENTATIVES 10000   0 0 2015-10-15T13:31:26.207000-04:00
1731925 DAVIS & HARMAN LLP 9ffa0219-615c-424f-95f4-a55122f48970 Q3 DAVIS & HARMAN LLP 11674 TIAA 2015 third_quarter RET Issues related to tax incentives for retirement savings. Issues regarding investment offerings in defined contribution plans. Legislation to expand the employee-sponsored retirement system. Issues related to lifetime income products in qualified retirement plans. Proposals to increase annuitization within qualified retirement plans. Issues related to employee benefit administration and electronic delivery of ERISA-mandated statements and disclosures. H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act. HOUSE OF REPRESENTATIVES 20000   0 0 2015-10-15T13:34:36.340000-04:00
1732404 WESTROCK COMPANY cb3aaeb6-dcf8-4012-b939-3801c30a7b30 Q3 WESTROCK COMPANY 401103830 WESTROCK COMPANY 2015 third_quarter RET Defined benefit plan and pension issues. Proposed PBGC reforms and premium issues. Non-discrimination testing issues. HOUSE OF REPRESENTATIVES,SENATE   150000 0 0 2015-10-15T16:01:58.647000-04:00
1732769 RICH FEUER ANDERSON a286ce3a-3de0-46bd-a504-44c659eeca07 Q3 RICH FEUER ANDERSON 84775 STATE STREET BANK AND TRUST COMPANY 2015 third_quarter RET Retirement savings issues, including H.R. 557, the "Retirement Security Act of 2015," and S. 266, the "Retirement Security Act of 2015." Definition of "fiduciary" under ERISA. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-10-15T19:18:02.527000-04:00
1732880 SQUIRE PATTON BOGGS b42a5fec-3cbd-43ff-8e2c-1c1acf6f897f Q3 SQUIRE PATTON BOGGS 30906 YRC WORLDWIDE INC. 2015 third_quarter RET Pension reform legislation. HOUSE OF REPRESENTATIVES 10000   0 0 2015-10-16T08:02:08.543000-04:00
1732895 WILLIAMS AND JENSEN, PLLC c63262a7-7d93-404b-a16a-ca09012f45d1 Q3 WILLIAMS AND JENSEN, PLLC 41454 TD AMERITRADE 2015 third_quarter RET Depart of Labor Fiduciary proposal. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2015-10-16T08:24:30.200000-04:00
1733121 NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC. d90bc8b7-bfef-4e55-a16b-2b2d8ba01088 Q3 NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC. 26980 NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC. 2015 third_quarter RET Law Enforcement Officers Equity Act HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Justice Program,SENATE,Treasury, Dept of,White House Office   40000 0 0 2015-10-16T09:54:13.430000-04:00
1733305 AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I. 13b0d6bb-7727-49d2-9c11-f4622a430d93 Q3 AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I. 293552 AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I. 2015 third_quarter RET HR 1090 The Retail Investor Protection Act; monitoring this legislation that could impact proposed regulations on retirement investment advice to customers. Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE   130000 0 0 2015-10-16T10:40:47.467000-04:00
1733351 THE MATHIS HARPLE GROUP 2ec29e98-62be-4fae-a36a-7581d8a44f7e Q3 THE MATHIS HARPLE GROUP 322911 NEW ENGLAND TEAMSTERS & TRUCKING INDUSTRY PENSION FUND 2015 third_quarter RET Pension Reform legislation HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-10-16T10:49:32.233000-04:00
1733551 THE ESOP ASSOCIATION 9088fd4c-5095-42be-bcfc-ba4207cb8f48 Q3 THE ESOP ASSOCIATION 13858 ESOP ASSOCIATION 2015 third_quarter RET Any proposed legislation in relationship to ESOPs, employee ownership and employee ownership issues and generally all legislative proposals to amend the Employee Retirement Security Act of 1974. Above areas include tax and labor law issues embedded in the Employee Retirement Security Act of 1974 and the Federal Internal Revenue Code. HOUSE OF REPRESENTATIVES   56910 0 0 2015-10-16T11:25:48.770000-04:00
1734050 THORN RUN PARTNERS 5b0aaeb7-e079-4c07-a1b4-7a6e1ed259e1 Q3 THORN RUN PARTNERS 400534596 AARP 2015 third_quarter RET Social Security changes to benefits and eligibility. Reauthorization of Older Americans Act. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2015-10-16T13:21:26.017000-04:00
1734181 THORN RUN PARTNERS f4f6d58c-16bb-4519-9450-2c19a9ac3755 Q3 THORN RUN PARTNERS 400534596 JACKSON NATIONAL LIFE INSURANCE COMPANY 2015 third_quarter RET Rules on plan fiduciaries' responsibilities with respect to brokerage windows in 401(k)s. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-10-16T13:47:38.317000-04:00
1734487 BLACKROCK FUNDS SERVICES GROUP, LLC d87bded8-bcfe-40b5-bf4d-051d709c44af Q3 BLACKROCK FUNDS SERVICES GROUP, LLC 400534597 BLACKROCK FUNDS SERVICES GROUP LLC 2015 third_quarter RET Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures. Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   580000 0 0 2015-10-16T15:05:17.263000-04:00
1734799 AFL-CIO 8c833656-ce5a-481c-bf1c-90e8b0830137 Q3 AFL-CIO 363 AFL-CIO 2015 third_quarter RET Social Security Disability: reallocation ERISA: investment advice, fiduciary duty, pension funding DOL Conflict of Interest Rule H. Res 393:Social Security Solvency/Expansion Labor, HHS, Education Appropriations: Fiduciary Rule Rider H.R. 711 Social Security GPO/WEP Retirement issues H.R. 3351: CPI-E Bill H.R. 3150: One Social Security Act, social security and disability trust S. 199/H.R. 2136: Improving the Quality of Disability Decisions Act of 2015; Disability anti-fraud H.R. 1419: Social Security Fraud and Error Prevention Act of 2015 Student Debt/garnished social security Bureau of Labor Statistics (BLS),Defense, Dept of (DOD),Election Assistance Commission (EAC),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),Federal Reserve System,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Office of Personnel Management (OPM),Office of the Vice President of the United States,President of the U.S.,SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Trade Representative (USTR),Vice President of the U.S.,White House Office   830000 0 0 2015-10-16T15:46:16.597000-04:00
1735144 OWENS-ILLINOIS, INC 10ed08ca-3f5b-4f15-b453-14fa8711bfca 3A OWENS-ILLINOIS, INC 49646 OWENS-ILLINOIS INC 2015 third_quarter RET Pension and retirement issues; PBGC Premiums Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   160000 0 0 2015-10-16T16:51:10.460000-04:00
1735222 NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE eeaca676-8084-4d65-b060-1ee044b0fc5e Q3 NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE 27467 NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE 2015 third_quarter RET Department of Labor (DOL) Retirement Advisor Fiduciary Rule. (No bill.) Proposed DOL rule to protect Americans from conflicts of interest when brokers and other financial advisors give retirement advice. Social Security Identity Theft. H.R. 380, the Medicare Identity Theft Prevention Act of 2015, P.L. 114-10: provision to require the removal of Social Security numbers from Medicare cards. The Older Americans Act. S. 192, Older Americans Act Reauthorization Act of 2015: provisions related to the reauthorization of the Older Americans Act. Social Security Commission. H.R. 1578, Social Security Commission Act of 2015: proposals to require a proposed commission to make recommendations for achieving solvency of the Social Security trust funds for 75 years. Social Security Disability Insurance. H. Res. 5, Rules for the 114th Congress: Actions pertaining to Section 3, Subsection (q), a point of order against legislation to reallocate funds from the Social Security Old Age and Survivors Insurance (OASI) Trust Fund to the Disability Insurance Trust Fund unless accompanied by benefit cuts or tax increases that improve the solvency of the combined trust funds. Social Security Disability Trust Fund Solvency. H.R. 3621, H.R. 3150, S. 2090: proposals to extend the solvency of the Social Security Disability Trust (SSDI) Fund variously through the reallocation of revenue from the Old Age and Insurance Trust Fund to the SSDI Trust Fund or by combining the two funds. Social Security Expansion. H.R. 1391, Social Security 2100 Act: proposals to improve benefits and to strengthen Social Securitys financing by eliminating the payroll tax cap and implementing a gradual increase in workers and employers contributions to Social Security. Social Security Equality. H.R. 1404 and S. 753, Social Security and Marriage Equality Act: proposals to require the Social Security Administration to recognize same-sex marriage for the purposes of survivor, retirement and other benefits. Supplemental Security Income (SSI). H.R.… Administration on Aging,Centers For Medicare and Medicaid Services (CMS),Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Office of Management & Budget (OMB),President of the U.S.,SENATE,Social Security Administration (SSA),Treasury, Dept of,Vice President of the U.S.   230000 0 0 2015-10-16T17:11:26.320000-04:00
1735352 COVINGTON & BURLING LLP c7fcedb9-3652-4cf6-89b4-260526119882 Q3 COVINGTON & BURLING LLP 11195 WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST 2015 third_quarter RET Multiemployer pension funding legislation. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2015-10-16T17:35:06.323000-04:00
1735450 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 2470acbc-d491-457d-8d2e-3b28889fa917 Q3 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 24486 GENWORTH FINANCIALS, INC. 2015 third_quarter RET Issues related to the taxation of insurance, retirement and international insurance companies. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2015-10-16T19:02:11.397000-04:00
1735457 BALCH & BINGHAM, LLP 38e926c7-6e9f-41b9-b44c-0ffe0f2f755e Q3 BALCH & BINGHAM, LLP 5197 WESTROCK (FORMERLY ROCKTENN) 2015 third_quarter RET PBGC Reform, PBGC premiums, Non-Discrimination Testing Administration for Children & Families (ACF),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,White House Office 40000   0 0 2015-10-16T19:03:26.800000-04:00
1735585 CROSSROADS STRATEGIES, LLC 456f15ec-b1a3-4337-8a6d-4905a0179bb5 Q3 CROSSROADS STRATEGIES, LLC 400531586 MORGAN STANLEY & CO LLC 2015 third_quarter RET H.R.1090, Retail Investor Protection Act; issues related to the Department of Labor's Fiduciary Rule. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-10-16T21:57:40.440000-04:00
1735605 CROSSROADS STRATEGIES, LLC 5e521ee3-1a7b-42b3-9fc7-56731a8aeae3 Q3 CROSSROADS STRATEGIES, LLC 400531586 NEXTERA ENERGY RESOURCES, LLC 2015 third_quarter RET Issues related to 401k funding and 420 Transfers. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2015-10-16T22:03:46.023000-04:00
1735629 CROSSROADS STRATEGIES, LLC 0b2351d6-54c8-45b5-b543-ff4b2d45dca1 Q3 CROSSROADS STRATEGIES, LLC 400531586 AICPA ASSOCIATION OF INTERNATIONAL CERTIFIED PROFESSIONAL ACCOUNTANTS 2015 third_quarter RET Issues related to employee benefit plan audit quality. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2015-10-16T22:32:04.373000-04:00
1735673 CROSSROADS STRATEGIES, LLC 11b6ce49-3f72-4a36-8b9e-cc792db2a0ad Q3 CROSSROADS STRATEGIES, LLC 400531586 PRUDENTIAL FINANCIAL, INC. 2015 third_quarter RET H.R.1090, Retail Investor Protection Act. Legislation to enhance retirement plan options. Issues related to 420 Transfers. Issues related to the Department of Labor's proposed Fiduciary Rule. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-10-17T07:25:04.530000-04:00
1735760 GEPHARDT GROUP GOVERNMENT AFFAIRS 6c42585a-9454-4c06-8400-ed7dddec7124 Q3 GEPHARDT GROUP GOVERNMENT AFFAIRS 315717 BROWARD COUNTY 2015 third_quarter RET retirement issues Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE 50000   0 0 2015-10-17T13:38:24.037000-04:00
1735783 THE CHARLES GROUP, LLC ba3662e1-6032-4aa6-ac7c-9f4a5c93e5be Q3 THE CHARLES GROUP, LLC 53458 ASSOCIATION OF MATURE AMERICAN CITIZENS, INC. 2015 third_quarter RET creation of Social Security IRA and other reforms HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-10-17T13:52:07.537000-04:00
1735955 AKIN GUMP STRAUSS HAUER & FELD af147629-b729-4154-8c39-f06037e9654f Q3 AKIN GUMP STRAUSS HAUER & FELD 682 RETIREMENT SYSTEMS DATA, LLC 2015 third_quarter RET SEAL Act SENATE 20000   0 0 2015-10-17T15:10:42.830000-04:00
1736486 CGCN GROUP, LLC 98004a86-fb06-44e4-963c-c0837f947040 Q3 CGCN GROUP, LLC 76992 FMR LLC (PREVIOUSLY REPORTED AS FIDELITY INVESTMENTS) 2015 third_quarter RET Proposed ERISA fiduciary investment advice rule. HOUSE OF REPRESENTATIVES,SENATE 45000   0 0 2015-10-18T11:20:34.113000-04:00
1736565 CGCN GROUP, LLC e38bc362-0d57-4d78-b278-077adcb662d4 Q3 CGCN GROUP, LLC 76992 INVESTMENT COMPANY INSTITUTE 2015 third_quarter RET Proposed ERISA fiduciary investment advice rule; eDelivery (in connection with 401(k) fee disclosure rules). HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2015-10-18T12:21:57.517000-04:00
1736773 ALFRED W. CORS, JR b927d749-ff61-4a00-8161-92dec779d4ac Q3 ALFRED W. CORS, JR 285277 RETIRESAFE 2015 third_quarter RET Support H.R. 3074, the CPI for Seniors Act of 2015. Centers For Medicare and Medicaid Services (CMS),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-10-18T17:10:47.700000-04:00
1737062 DAVIS & HARMAN LLP f59fbd51-54ee-491d-b6f4-43a982553089 Q3 DAVIS & HARMAN LLP 11674 BROKER/DEALER COORDINATION GROUP 2015 third_quarter RET Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 1090, Retail Protection Act. HOUSE OF REPRESENTATIVES,SENATE 70000   0 0 2015-10-19T09:02:01.207000-04:00
1737066 DAVIS & HARMAN LLP 67a7d719-928d-409b-bca1-e06e629d629c Q3 DAVIS & HARMAN LLP 11674 EDWARD JONES INVESTMENTS 2015 third_quarter RET Issues related to the effect of the Department of Labor's fiduciary regulation and coordination with possible SEC action on broker/dealer standard of care. SENATE 30000   0 0 2015-10-19T09:05:05.407000-04:00
1737069 DAVIS & HARMAN LLP 1b15b6a7-b523-4d8d-b7f6-23d6a11016c0 Q3 DAVIS & HARMAN LLP 11674 NATIONAL RURAL ELECTRIC COOPERATIVE ASSN 2015 third_quarter RET Proposals related to PBGC premiums. Proposals related to plan funding. Proposals to facilitate new growth of pension plans. Proposals to reform the multiple employer plan rules. Proposals related to nondiscrimination testing of pension plans. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-10-19T09:08:09.283000-04:00
1737078 DAVIS & HARMAN LLP 283f60e9-e204-4d9a-acbe-1fc31852d268 Q3 DAVIS & HARMAN LLP 11674 WILLIS NORTH AMERICA INC 2015 third_quarter RET Proposals and regulations related to cash balance, pension equity, and other hybrid pension plans. Issues related to required minimum distributions. Issues related to government issued mortality tables. Issues related to tax incentives for retirement savings. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2015-10-19T09:10:20.237000-04:00
1737095 DAVIS & HARMAN LLP 24887ff6-d0cd-4ff8-abae-78992e7944ce Q3 DAVIS & HARMAN LLP 11674 TRANSAMERICA LIFE INSURANCE COMPANY 2015 third_quarter RET Proposals related to retirement plans for small business. Proposals to reform the multiple employer plan rules. Guidance related to nondiscrimination rules for defined contribution plan annuity investment products. Issues related to tax incentives for retirement savings. Issues related to income investment options. Proposals related to electronic disclosure. S.266/H.R. 557, Retirement Security Act. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2015-10-19T09:12:29.677000-04:00
1737110 DAVIS & HARMAN LLP ffd1ebb9-2f68-43f1-bc2d-664747daf854 Q3 DAVIS & HARMAN LLP 11674 NATIONWIDE INSURANCE COMPANIES 2015 third_quarter RET Proposals to expand retirement plan coverage, including proposals to reform the multiple employer plan rules. Proposals related to creation of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's proposed regulation defining fiduciary. Qualified plan issues. Issues related to EPCRS. Tax incentives for 457 plans. Application of the Volcker rule to insurance company general accounts. Proposals that would consolidate various retirement and IRA types. Proposals related to annuity incentives. Issues related to use of brokerage windows in defined contribution plans. Proposals related to electronic disclosure.   30000   0 0 2015-10-19T09:16:45.097000-04:00
1737208 THRIVENT FINANCIAL FOR LUTHERANS 55a3f381-9684-47d5-8a41-4085805a1cff Q3 THRIVENT FINANCIAL FOR LUTHERANS 283377 THRIVENT FINANCIAL FOR LUTHERANS 2015 third_quarter RET Dept of Labor Fiduciary Rule Proposal (RIN 1210-AB32; ZRIN 1210-ZA25; (PTE)84-24) HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE   260000 0 0 2015-10-19T09:48:11.803000-04:00
1737295 BANK OF AMERICA CORPORATION 8da9a936-635c-46ca-a0ad-a9b082d86336 Q3 BANK OF AMERICA CORPORATION 26400 BANK OF AMERICA CORPORATION 2015 third_quarter RET Proposed fiduciary regulation. HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE   360000 0 0 2015-10-19T10:13:49.353000-04:00
1737467 LOCKRIDGE, GRINDAL, NAUEN, PLLP b7ff6fec-5dcf-419d-ae9e-1985e1200147 Q3 LOCKRIDGE, GRINDAL, NAUEN, PLLP 23053 HEALTHWORKS 2015 third_quarter RET Affordable Care Act (PL 111-148)Implementation HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2015-10-19T10:50:28.750000-04:00
1737684 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 27725fe3-dca5-4965-ae78-36cd8cc53ba6 Q3 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 26901 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 2015 third_quarter RET Issues related to IRA and pension reform. Issues related to investment advice made in connection with retirement products: H.R. 1090, S. 1317 and H.R. 2317. Issues related to individuals and businesses investing in retirement vehicles, plan funding limits, participation and disclosure rules, exemptions, employer and plan sponsor duties and safe harbors. Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   529000 0 0 2015-10-19T11:17:30.033000-04:00
1737696 CAVAROCCHI RUSCIO DENNIS ASSOCIATES, L.L.C. b1be1614-0148-4cdd-a4b0-81bca0991f03 Q3 CAVAROCCHI RUSCIO DENNIS ASSOCIATES, L.L.C. 8511 NATIONAL ASSOCIATION OF PUBLIC HEALTH STATISTICS AND INFORMATION SYSTEMS 2015 third_quarter RET S. 1073, HR 2003 - Stopping Improper Payments to Deceased People Act; HR 2320; S.614, Federal Improper Payments Coordination Act of 2015 Centers For Disease Control & Prevention (CDC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,Social Security Administration (SSA) 10000   0 0 2015-10-19T11:18:42.720000-04:00
1737950 ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) 3a57e74a-59f9-4b96-9704-ae2f9f52130b Q3 ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) 57475 METLIFE GROUP, INC. 2015 third_quarter RET General retirement issues, including treatment of annuities and DOL fiduciary regulations. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-10-19T11:45:14.303000-04:00
1737990 VENABLE LLP 0222fbf7-8b25-4b55-ac34-d11a2c72f668 Q3 VENABLE LLP 39941 WESTMORELAND COAL COMPANY 2015 third_quarter RET Issues related to coal retirees health and pension benefits HOUSE OF REPRESENTATIVES,SENATE     0 0 2015-10-19T11:50:07.867000-04:00
1738003 AMERICAN COUNCIL OF LIFE INSURERS 0c7317da-57f9-4877-8cf2-990b5ec38ae8 Q3 AMERICAN COUNCIL OF LIFE INSURERS 2115 AMERICAN COUNCIL OF LIFE INSURERS 2015 third_quarter RET H.R. 506/ S. 245: Automatic IRA Act of 2015. Issue: retirement security H.R. 557/ S. 266: Retirement Security Act of 2015. Issue: retirement security H.R. 3590-The Patient Protection and Affordable Care Act, Issue: Assessments under state-based insurance exchanges. H.R. 2656 - The Receiving Electronic Statements to Improve Retiree Earnings Act. Issue: electronic disclosure of retirement plan notices. HR 2317/ S. 1317 - Lifetime Income Disclosure Act. Issue: lifetime income illustration H.R. ___/S.___ Draft legislation amending Affordable Care Act provisions on health exchange assessments. Issue: Health Exchange Assessments H.R.___/S.___Draft legislation to facilitate disability income insurance options for employees. Issue: Disability income insurance. H.R. 3020/S.1695-The Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act of 2016. Issue: Department of Labor proposed fiduciary rule Issue: Department of Labor proposed fiduciary rule Issue: Social Security Disability Insurance HOUSE OF REPRESENTATIVES,SENATE   1123000 0 0 2015-10-19T11:51:19.177000-04:00
1738075 ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) 7425cbc9-7900-4985-8670-27024b7e5cb1 Q3 ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) 57475 NEW YORK LIFE INSURANCE COMPANY 2015 third_quarter RET Regulatory and legislative work related to the Department of Labors proposed regulation with respect to the definition of fiduciary (HR 1090). Retirement issues related to the promotion of lifetime income options and public pension plan reform. HOUSE OF REPRESENTATIVES,SENATE 70000   0 0 2015-10-19T11:58:41.383000-04:00
1738147 ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) 79d4b064-0e14-478b-bcc7-9a5de7bedcdc Q3 ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) 57475 PRUDENTIAL INSURANCE COMPANY OF AMERICA 2015 third_quarter RET Regulatory and legislative work related to the Department of Labors proposed regulation with respect to the definition of fiduciary (HR 1090). Miscellaneous pension, retirement and savings issues, including issues related to multiple employer pension plans and the promotion of lifetime income options. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-10-19T12:05:51.070000-04:00
1738170 ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) b457a472-13bb-41ef-ab91-b5b6f267611a Q3 ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) 57475 SECURITIES INDUSTRY & FINANCIAL MARKETS ASSN. 2015 third_quarter RET Administration proposals relating to new fiduciary standards, miscellaneous retirement and pension proposals in the context of tax reform drafts. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2015-10-19T12:07:18.133000-04:00
1738379 MANATT, PHELPS, AND PHILLIPS cddd30e4-2974-41c1-9eca-83baa99d19d8 Q3 MANATT, PHELPS, AND PHILLIPS 23645 THE HORACE BUSHNELL MEMORIAL HALL CORPORATION 2015 third_quarter RET Pension Reform. HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS)     0 0 2015-10-19T12:36:01.010000-04:00
1738615 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 36b07a4b-c067-4e98-b1c0-0178f59f5ec4 Q3 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 24486 TIAA 2015 third_quarter RET Issues related to taxation of insurance companies, insurance products and retirement accounts. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2015-10-19T13:05:05.453000-04:00
1738777 AMERICAN BENEFITS COUNCIL ad744fd1-560d-4052-a5a8-a715980122c0 Q3 AMERICAN BENEFITS COUNCIL 4675 AMERICAN BENEFITS COUNCIL 2015 third_quarter RET Administration FY 2016 Federal Budget Proposal - retirement plan proposals 2016 Budget Resolutions - House & Senate - benefits policy A Balanced Budget for a Stronger America - House Republican Budget Proposal - retirement related provisions Defined Benefit Plan Issues Mortality Table Updates De-Risking pensions methods Non-discrimination issues affecting defined benefit plans PBGC Issues Final Hybrid plan rules Pension Protection Act: funding regulations Surface Transportation and Veterans Health Care Choice Improvement Act of 2015 - H.R. 3236 - Extension of Section 420 Transfers Defined contribution plan issues Lifetime income Plan Fees Shrinking Emergency Account Losses (SEAL) Act - S. 324 Automatic IRA Act of 2015 - H.R. 506/S. 245 Retirement Security Act of 2015 - H.R. 557/S. 266 The Lifetime Income Disclosure Act - S. 1317 The Receiving Electronic Statements to Improve Retiree Earnings Act - H.R. 2656 Comprehensive Tax Reform for 2015 and Beyond - employer sponsored benefits - Senate Finance Committee - Working Group on savings and investment - tax incentives for retirement in employer sponsored plans and improvements Other Issues Re-proposal Definition of Fiduciary Rule - conflict of interest rule Executive & Nonqualified deferred compensation Multiemployer pension plan issues Multiple Employer plans ESOP dividend deduction Retirement plan access proposals - state retirement plan initiatives Plan administration - certification of hardship withdrawals and determination letter program Centers For Medicare and Medicaid Services (CMS),Equal Employment Opportunity Commission (EEOC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   295288 0 0 2015-10-19T13:23:37.347000-04:00
1738856 NATIONAL TELECOMMUNICATIONS COOPERATIVE ASSOCIATION 5804bf0a-1bd9-4251-9fea-55241814c0a2 Q3 NATIONAL TELECOMMUNICATIONS COOPERATIVE ASSOCIATION 28674 NATIONAL TELECOMMUNICATIONS COOPERATIVE ASSOCIATION 2015 third_quarter RET The association monitors and reacts to policy concepts that may impact its ability to continue offering its high quality Retirement Security Plans to members, their employees, and the association staff at affordable rates and on reasonable terms and conditions. During the reporting period, no introduced measures in this category were focused upon. Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   140000 0 0 2015-10-19T13:32:54.597000-04:00
1739026 ALIGNMENT GOVERNMENT STRATEGIES 5099888e-61bb-44f4-bfd6-51ecc00e8ecd Q3 ALIGNMENT GOVERNMENT STRATEGIES 401103295 AARP 2015 third_quarter RET issues pertaining to older Americans, including Medicare and Social Security HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2015-10-19T13:52:34.380000-04:00
1739387 AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS b6f1ebbd-7823-4a2d-8ace-44918e4ff94b Q3 AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS 2640 AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS 2015 third_quarter RET Employee benefit plan audit quality Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office   1130000 0 0 2015-10-19T14:21:03-04:00
1739549 DAVIS & HARMAN LLP 6642439c-1578-4225-bebf-f37538c62186 Q3 DAVIS & HARMAN LLP 11674 BUSINESS ROUNDTABLE 2015 third_quarter RET Proposals relating to defined benefit plan funding and treatment of hybrid plans. Proposals relating to the treatment of employer-provided employee benefit plans. Proposals related to defined contribution plan fees and fee disclosure practices. Proposals related to increased PBGC premiums. Proposals relating to entitlement reform. Issues related to the Department of Labor's proposed regulation defining fiduciary for investment advice purposes. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2015-10-19T14:31:42.527000-04:00
1739644 DAVIS & HARMAN LLP ac3c0673-573c-48a7-8720-433dfa7309ae Q3 DAVIS & HARMAN LLP 11674 AMERICAN BENEFITS COUNCIL 2015 third_quarter RET Proposals related to retirement plan enhancements. Proposals relating to defined benefit plans, including plan funding. Issues related to tax incentives for retirement savings. Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Proposals related to stable value investment offerings in defined contribution plans. Proposals related to phased retirement. Proposals to increase PBGC premiums. Proposals related to retirement target date funds. Issues related to the Department of Labor's proposed regulation defining fiduciary for investment advice purposes. Proposals and regulations related to cash balance, pension equity, and other hybrid pension plans. Issues related to PBGC collections and PBGC disclosure issues. Proposals related to electronic disclosure of information under ERISA, including H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act. Proposals regarding compliance of retirement plans. Issues related to use of brokerage windows in defined contribution plans. Proposals to reform the multiple employer plans rules. Proposals to modify required minimum distribution rules. Proposals that would modify limits on retirement plan contributions. Proposals related to stretch IRAs. Retirement provisions in the President's FY 2016 budget. Issues related to access to death master file. Issues related to government issued mortality tables. Proposals to amend the nondiscrimination provisions to protect older, longer service employees. Issues related to swap, margin, and capital rules. S. 266/H.R. 557, Retirement Security Act. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2015-10-19T14:38:51.760000-04:00
1739785 ALIGNMENT GOVERNMENT STRATEGIES 5e34b2c3-302d-4892-a126-17201497989b Q3 ALIGNMENT GOVERNMENT STRATEGIES 401103295 AK STEEL 2015 third_quarter RET general pension and retirement security issues HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2015-10-19T14:50:32.933000-04:00
1740048 K&L GATES, LLP 8d86fb81-17ca-44d8-a929-b83c0470dc22 Q3 K&L GATES, LLP 32098 FIRST TRUST PORTFOLIOS L.P. 2015 third_quarter RET Regulatory issues regarding fiduciary duties. HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE 20000   0 0 2015-10-19T15:08:47.843000-04:00
1740276 ALIGNMENT GOVERNMENT STRATEGIES 6f70ae38-50b0-493d-8097-ce0b0499a0d8 Q3 ALIGNMENT GOVERNMENT STRATEGIES 401103295 INTERNATIONAL MOTORS FKA NAVISTAR 2015 third_quarter RET general pension issues HOUSE OF REPRESENTATIVES,SENATE 70000   0 0 2015-10-19T15:29:35.203000-04:00
1740710 THEGROUP DC, LLC d0911e72-4faa-4b1f-b7b2-2ff6eb78e464 Q3 THEGROUP DC, LLC 401103834 RETIREMENT CLEARINGHOUSE 2015 third_quarter RET Issues dealing with the portability of 401k plans. HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE 10000   0 0 2015-10-19T15:57:34.567000-04:00
1741071 SOCIETY FOR HUMAN RESOURCE MANAGEMENT 3edbac2e-e5a4-46b2-bbd2-25ae593ceb15 Q3 SOCIETY FOR HUMAN RESOURCE MANAGEMENT 35946 SOCIETY FOR HUMAN RESOURCE MANAGEMENT 2015 third_quarter RET S. 266/H.R. 557 - Retirement Security Act of 2015 (Design flexibility in multi-employer pension plans.) S. 245/H.R. 506 - Automatic IRA Act of 2015 (Auto enroll employees in an IRA.) S. Res/263 - Resolution Supporting National Retirement Security Week Senate Savings and Investments Working Group (Retirement Security.) House Concurrent Resolution on Retirement (Retirement Savings.) House and Senate Multi-Employer Pension Reform Legislation Pension Non-Discrimination Meetings - House and Senate Financial Literacy in the Workplace - White House Retirement Savings through MYRA - White House Definition of 'Fiduciary' - DOL Equal Employment Opportunity Commission (EEOC),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office   477958 0 0 2015-10-19T16:16:09.320000-04:00
1741084 ALLIED PILOTS ASSOCIATION d44777c3-8a80-44dd-ae20-db3e225e675f Q3 ALLIED PILOTS ASSOCIATION 40046359 ALLIED PILOTS ASSOCIATION 2015 third_quarter RET TAX AND PENSION PLAN ISSUES Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Transportation, Dept of (DOT)   116000 0 0 2015-10-19T16:17:13.960000-04:00
1741242 ERIS GROUP 26b638cd-9ff3-434e-9c72-a600671dc04f Q3 ERIS GROUP 82055 FINANCIAL SERVICES ROUNDTABLE 2015 third_quarter RET Issues related to Department of Labor proposed rule on fiduciary duties. Issues related to Congressional Budget Office 10 year budgets and scoring of retirement tax deferrals. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office 30000   0 0 2015-10-19T16:26:04.850000-04:00
1741389 COVINGTON & BURLING LLP ce628a34-5255-4b69-8474-2cad26690780 Q3 COVINGTON & BURLING LLP 11195 JOHN HANCOCK LIFE INSURANCE COMPANY (USA) (FKA JOHN HANCOCK FIN. SERVICES, INC.) 2015 third_quarter RET Retirement security. DOL fiduciary rule. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2015-10-19T16:37:33.650000-04:00
1741440 LEADINGAGE (FKA AMER. ASSOC. OF HOMES AND SERVICES FOR THE AGING) 854f8592-8fd8-4080-840a-c8b87e326a1a Q3 LEADINGAGE (FKA AMER. ASSOC. OF HOMES AND SERVICES FOR THE AGING) 1604 LEADINGAGE (FKA AMER ASSOC OF HOMES AND SERVICES FOR THE AGING) 2015 third_quarter RET S. 192, to reauthorize the Older Americans Act - support HOUSE OF REPRESENTATIVES,SENATE   42371 0 0 2015-10-19T16:42:15.760000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
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