lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
863 rows where filing_period = "third_quarter", filing_year = 2015 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1726041 | TRIOPTIMA AB 7eac51b8-f3a9-49d7-9ba9-35f3117ff590 | Q3 | TRIOPTIMA AB | 400946732 | TRIOPTIMA AB | 2015 | third_quarter | FIN | Discussion on background regarding the press release on the AcadiaSoft tie-up and general update on triResolve. RIN 3038-AC96 | Commodity Futures Trading Commission (CFTC),Federal Reserve System | 0 | 0 | 2015-09-30T03:36:40.507000-04:00 | ||
| 1726101 | FINANCIAL SERVICES INSTITUTE 0fb88471-c70e-4e72-b6c1-d45d6d224a3b | Q3 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2015 | third_quarter | FIN | Financial Advisor Independent Contractor Status; Dept. of Labor Fiduciary Rule Reproposal; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder Abuse | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,White House Office | 215152 | 0 | 0 | 2015-10-01T09:47:47.250000-04:00 | |
| 1726155 | PRINTING INDUSTRIES OF AMERICA, INC. 7feada52-8d13-4f29-a047-b899b67f58b2 | 3A | PRINTING INDUSTRIES OF AMERICA, INC. | 32203 | PRINTING INDUSTRIES OF AMERICA INC | 2015 | third_quarter | FIN | SEC Modernization Rules | Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS) | 105705 | 0 | 0 | 2015-10-01T13:00:14.633000-04:00 | |
| 1726220 | PHILLIP RIVERS 22092bd6-0e72-45ce-963a-994edb2ed16e | Q3 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2015 | third_quarter | FIN | Laws dealing with the regulation of the Financial Planning profession | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-01T13:57:30.497000-04:00 | |
| 1726439 | TOWNSEND PUBLIC AFFAIRS, INC 747dafb1-e3ed-4b7f-bfb7-2c622d46a30a | Q3 | TOWNSEND PUBLIC AFFAIRS, INC | 54734 | CITY OF HUNTINGTON BEACH | 2015 | third_quarter | FIN | reauthorization of the export-import bank | Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ) | 6000 | 0 | 0 | 2015-10-02T14:50:14.750000-04:00 | |
| 1726444 | TOWNSEND PUBLIC AFFAIRS, INC 3320a55b-b70c-42da-86ee-d64d0d3d00a7 | 3A | TOWNSEND PUBLIC AFFAIRS, INC | 54734 | CITY OF HUNTINGTON BEACH | 2015 | third_quarter | FIN | reauthorization of the export-import bank | Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ) | 6000 | 0 | 0 | 2015-10-02T14:54:19.890000-04:00 | |
| 1726450 | PETER BLOCKLIN 125e8059-a163-4c81-9045-c967a3abc36e | Q3 | PETER BLOCKLIN | 401014864 | INSTITUTE OF INTERNATIONAL BANKERS | 2015 | third_quarter | FIN | Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation | SENATE | 0 | 0 | 2015-10-02T15:06:23.847000-04:00 | ||
| 1726455 | PETER BLOCKLIN b391097b-3385-4938-a679-c7560a826f46 | Q3 | PETER BLOCKLIN | 401014864 | CREDIT SUISSE SECURITIES,LLC | 2015 | third_quarter | FIN | Dodd-Frank Act, National Treatment, Volcker Rule, Systemically Important Financial Institution designation | SENATE | 6000 | 0 | 0 | 2015-10-02T15:12:28.847000-04:00 | |
| 1726456 | PETER BLOCKLIN 0d162a51-70ed-453c-94a3-50efc071fddb | Q3 | PETER BLOCKLIN | 401014864 | FEDERATED INVESTORS INC. | 2015 | third_quarter | FIN | Money Market Funds | SENATE | 0 | 0 | 2015-10-02T15:15:30.927000-04:00 | ||
| 1726480 | PENN AVENUE PARTNERS dc4e312e-ba9b-4c72-af83-fe92e1ede80a | Q3 | PENN AVENUE PARTNERS | 400918672 | MANAGED FUNDS ASSOCIATION | 2015 | third_quarter | FIN | Regulatory issues impacting the financial markets. | SENATE,Treasury, Dept of,White House Office | 30000 | 0 | 0 | 2015-10-02T16:33:00.650000-04:00 | |
| 1726500 | PENN AVENUE PARTNERS 3c90974b-a0bc-4097-b7c9-a693ede07920 | Q3 | PENN AVENUE PARTNERS | 400918672 | WESTERN UNION | 2015 | third_quarter | FIN | Financial Services Integration. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-02T17:04:33.233000-04:00 | |
| 1726521 | THE VELASQUEZ GROUP, L.L.C. 0f193405-fcd4-47ee-b504-269f659a39ea | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2015 | third_quarter | FIN | H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-10-03T14:56:56.760000-04:00 | |
| 1726528 | THE VELASQUEZ GROUP, L.L.C. dd3ba6a5-e44e-42b9-bade-790263b80912 | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2015 | third_quarter | FIN | Monitoring the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; H.R. 1090, Retail Investor Protection Act, all provisions, especially those relating to creation of a uniform fiduciary standard for brokers or dealers; Oversight pertaining to the Financial Stability Oversight Council. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-10-03T15:27:19.247000-04:00 | |
| 1726529 | THE VELASQUEZ GROUP, L.L.C. 46a2cd9e-de45-4df5-a74e-5f187132e9c3 | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | ELECTRONIC PAYMENTS COALITION | 2015 | third_quarter | FIN | Monitoring for any legislation pertaining to interchange and payment card systems. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-03T15:34:22.390000-04:00 | |
| 1726749 | KEITH JOHNSON a4bf1ec1-46af-42b6-a55c-02f3234ea666 | Q3 | KEITH JOHNSON | 401103504 | TO LIVE | 2015 | third_quarter | FIN | Seeking to generate Congressional letter regarding World Bank road safety policies. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 6000 | 0 | 0 | 2015-10-05T18:56:36.740000-04:00 | |
| 1726880 | HOLLAND & KNIGHT LLP f814ec60-831a-4bf9-bb40-804b63c9a884 | Q3 | HOLLAND & KNIGHT LLP | 18466 | NATIONAL ASSOCIATION OF RETAIL COLLECTION ATTORNEYS | 2015 | third_quarter | FIN | General issues related to the Fair Debt Collection Practices Act. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-06T14:28:26.010000-04:00 | |
| 1726893 | DALY CONSULTING GROUP 22609088-373b-4c5c-ae72-a13b9387d7a2 | Q3 | DALY CONSULTING GROUP | 400923683 | INVESTMENT COMPANY INSTITUTE | 2015 | third_quarter | FIN | ISSUES RELATED TO INVESTMENT COMPANIES | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2015-10-06T14:49:48.950000-04:00 | |
| 1726896 | DALY CONSULTING GROUP fde15bc1-bec9-43c2-ae14-3fa0f166a082 | Q3 | DALY CONSULTING GROUP | 400923683 | FMR LLC ("FIDELITY INVESTMENTS") | 2015 | third_quarter | FIN | ISSUES RELATED TO INVESTMENT COMPANIES | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2015-10-06T14:52:54.513000-04:00 | |
| 1726897 | DALY CONSULTING GROUP d6c8e0ec-defe-4063-9dbc-9588a8dc1d32 | Q3 | DALY CONSULTING GROUP | 400923683 | S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) | 2015 | third_quarter | FIN | ISSUES RELATED TO CREDIT RATING AGENCIES | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 80000 | 0 | 0 | 2015-10-06T14:53:56.653000-04:00 | |
| 1726898 | DALY CONSULTING GROUP 4b126a4a-eb2a-4ef0-a8e6-1b5e15acdca6 | Q3 | DALY CONSULTING GROUP | 400923683 | CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC | 2015 | third_quarter | FIN | ISSUES RELATED TO THE CAPITAL MARKETS | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2015-10-06T14:54:58.747000-04:00 | |
| 1727022 | MCDERMOTT WILL & SCHULTE LLP 5543da89-8f68-47d9-b0b9-c2d77efc36fb | Q3 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2015 | third_quarter | FIN | Legislation and agency regulation concerning tax time financial products. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-10-06T17:35:34.563000-04:00 | ||
| 1727120 | GOLDHABER POLICY SERVICES LLC 6d303587-75e2-449e-bcde-caeb62c8f59e | Q3 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2015 | third_quarter | FIN | Meet with FHFA staff on questions related to the Federal Home Loan Banks. | Federal Housing Finance Agency (FHFA),Ginnie Mae | 20000 | 0 | 0 | 2015-10-07T14:01:17.490000-04:00 | |
| 1727136 | GOLDHABER POLICY SERVICES LLC a568f2ed-c405-4d11-a453-dbfe74c23fc3 | Q3 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2015 | third_quarter | FIN | Met with FHFA staff on Federal Home Loan Bank (FHLB) issues and worked on issues related to membership in a FHLB for a nonbank. | Federal Housing Finance Agency (FHFA),White House Office | 10000 | 0 | 0 | 2015-10-07T14:15:44.850000-04:00 | |
| 1727152 | GOLDHABER POLICY SERVICES LLC 80c37aaa-dd3c-4408-a5b3-3e7263563def | Q3 | GOLDHABER POLICY SERVICES LLC | 400935705 | WALTER INVESTMENT MANAGEMENT CORP | 2015 | third_quarter | FIN | Work on potential programs involving Fannie Mae and Freddie Mac that would need FHFA approval. Continue to work with stakeholders on the expected CFPB debt collection rule late this year. | 20000 | 0 | 0 | 2015-10-07T14:27:10.057000-04:00 | ||
| 1727224 | INTERNATIONAL SECURITIES EXCHANGE, LLC de5cd2e5-8060-4f0a-93e4-f06dff12ad73 | Q3 | INTERNATIONAL SECURITIES EXCHANGE, LLC | 400648955 | INTERNATIONAL SECURITIES EXCHANGE, LLC | 2015 | third_quarter | FIN | Financial regulatory reform;
 
 national market structure issues; 

taxation of financial transactions; parimutuel trading issues; Department of Labor fiduciary rule. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 130000 | 0 | 0 | 2015-10-07T16:44:21.610000-04:00 | |
| 1727320 | LOWE'S COMPANIES INC. f121bb3e-5683-4c4c-b17d-d524e87b7959 | Q3 | LOWE'S COMPANIES INC. | 312678 | LOWE'S COMPANIES INC. | 2015 | third_quarter | FIN | regarding data security/data breach legislation and penalties as well as national notification standards, etc | HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 200000 | 0 | 0 | 2015-10-08T10:53:34.010000-04:00 | |
| 1727326 | ABB, INC. 01bb4762-9fe2-4403-8527-78f8edfe5958 | Q3 | ABB, INC. | 55 | ABB, INC. | 2015 | third_quarter | FIN | Ex-Im Reauthorization | Commerce, Dept of (DOC),Energy, Dept of,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,U.S. Trade Representative (USTR) | 80000 | 0 | 0 | 2015-10-08T11:13:45.450000-04:00 | |
| 1727458 | RICH FEUER ANDERSON d345338a-17a0-436e-9fe3-4bac0b392d79 | Q3 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2015 | third_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-08T18:02:21.680000-04:00 | |
| 1727460 | RICH FEUER ANDERSON 91ee9129-883d-4e94-b3cc-6e51b62e6c69 | Q3 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2015 | third_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-10-08T18:09:26.290000-04:00 | |
| 1727468 | RICH FEUER ANDERSON de965a55-bf17-40a5-892f-f58b889a521f | Q3 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2015 | third_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including trade execution requirements for foreign exchange products. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-10-08T18:15:32.887000-04:00 | |
| 1727498 | CASSIDY & ASSOCIATES, INC. 31ce952d-6cf6-4ac0-a4c5-28f855ef92b4 | Q3 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2015 | third_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2015-10-09T09:19:21.350000-04:00 | |
| 1727650 | CASSIDY & ASSOCIATES, INC. afe12fc9-486f-443e-ac2f-272807f02761 | Q3 | CASSIDY & ASSOCIATES, INC. | 8453 | AMERICAN SUPERCONDUCTOR | 2015 | third_quarter | FIN | Issue: seeking a TAX extender | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,Navy, Dept of,SENATE | 20000 | 0 | 0 | 2015-10-09T10:40:03.203000-04:00 | |
| 1727729 | MEHLMAN CONSULTING, INC. ecf0cdcb-1c96-478b-90b3-73472dde9488 | Q3 | MEHLMAN CONSULTING, INC. | 284950 | VALEANT PHARMACEUTICAL NORTH AMERICA LLC | 2015 | third_quarter | FIN | Corporate structure. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-10-09T11:47:54.737000-04:00 | |
| 1727802 | RICH FEUER ANDERSON 6679da04-2e29-4ff2-b4b6-f618e3439479 | Q3 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2015 | third_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions, including H.R. 1550, the "Financial Stability Oversight Council Improvement Act of 2015," and S. 1484, the "Financial Regulatory Improvement Act of 2015." | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2015-10-09T13:07:37.807000-04:00 | |
| 1727823 | RICH FEUER ANDERSON 3969ebae-b4c7-4033-a17c-ca0c00cc16be | Q3 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2015 | third_quarter | FIN | Regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-09T13:21:00.400000-04:00 | |
| 1728036 | COMMERCE BANK 9cf63816-d4d8-4d76-9d59-b6c52c636733 | Q3 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2015 | third_quarter | FIN | Issues relating to legislation and regulation affecting the banking industry | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-10-09T17:25:20.710000-04:00 | ||
| 1728043 | RICH FEUER ANDERSON a76584e0-d224-49e0-90f6-13ac757c2ed4 | Q3 | RICH FEUER ANDERSON | 84775 | KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 2015 | third_quarter | FIN | Regulations affecting trading of securities, including market structure issues. | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2015-10-09T18:14:46.170000-04:00 | |
| 1728099 | MORRISON PUBLIC AFFAIRS GROUP adfe381f-2bcc-4194-a869-00c7752b5f03 | Q3 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2015 | third_quarter | FIN | Housing finance policy Mortgage insurance regulation and taxation | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 100000 | 0 | 0 | 2015-10-10T13:32:29.277000-04:00 | |
| 1728103 | LEDGE COUNSEL, INC. 76461708-63cf-4879-9859-663fc394e53c | Q3 | LEDGE COUNSEL, INC. | 22438 | NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION | 2015 | third_quarter | FIN | Investments in the Federal Retirement Thrift Savings Plan and their adequate and fair return on investment, Thwarting efforts to use the Thrift Savings Fund to finance highway improvements | Federal Retirement Thrift Investment Board,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),President of the U.S.,SENATE | 30000 | 0 | 0 | 2015-10-10T13:48:39.183000-04:00 | |
| 1728153 | OLSON ADVOCACY GROUP LLC ca93a0e4-cb5c-4c92-b3c3-d8fc22d6b0fa | 3T | OLSON ADVOCACY GROUP LLC | 400833471 | POTOMAC PARTNERS LLC ON BEHALF OF COMPLIANCE MANAGEMENT SERVICES LLC | 2015 | third_quarter | FIN | SAFE Act and other training and compliance issues | HOUSE OF REPRESENTATIVES,SENATE | 5000 | 0 | 1 | 2015-10-11T18:30:37.057000-04:00 | |
| 1728155 | OLSON ADVOCACY GROUP LLC 29aa412f-893a-47e6-8e26-0450258e81df | Q3 | OLSON ADVOCACY GROUP LLC | 400833471 | CAPITAL ONE MULTIFAMILY FINANCE LLC (FORMERLY BEECH STREET CAPITAL) | 2015 | third_quarter | FIN | Financial Institutions Regulation | HOUSE OF REPRESENTATIVES | 15000 | 0 | 0 | 2015-10-11T18:32:39.530000-04:00 | |
| 1728300 | HOLLAND & KNIGHT LLP a4582efc-343e-4375-9f1f-5ebac7a29936 | Q3 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2015 | third_quarter | FIN | Policy issues related to data breach and cyber security. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2015-10-12T12:36:14.313000-04:00 | |
| 1728421 | THE ROTH GROUP 9f01f355-9f34-4ca5-8d72-0aaf1ff7e904 | Q3 | THE ROTH GROUP | 33795 | PUERTO RICO FEDERAL AFFAIRS ADMINISTRATION | 2015 | third_quarter | FIN | H.R. 870 Puerto Rico Chapter 9 Uniformity Act of 2015 (All provisions that apply) S.1774 Puerto Rico Chapter 9 Uniformity Act of 2015 (All provisions that apply) | Commerce, Dept of (DOC),Education, Dept of,Energy, Dept of,Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Natl Aeronautics & Space Administration (NASA),SENATE | 120000 | 0 | 0 | 2015-10-12T14:24:23.293000-04:00 | |
| 1728454 | COVINGTON & BURLING LLP 4ef40edc-39ec-410b-afec-6b6a53033bae | Q3 | COVINGTON & BURLING LLP | 11195 | AMERICAN BANKERS ASSOCIATION | 2015 | third_quarter | FIN | Issues affecting banks, including housing issues and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens, and credit unions | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-12T15:01:53.797000-04:00 | |
| 1728455 | COVINGTON & BURLING LLP 98fd9208-8656-4c67-b935-d1fb5fff86e1 | Q3 | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2015 | third_quarter | FIN | Issues affecting banking institutions including regulation of derivatives | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-10-12T15:06:55.453000-04:00 | ||
| 1728473 | COVINGTON & BURLING LLP 4a0e0628-4ee7-460f-81bd-bf92de933357 | Q3 | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2015 | third_quarter | FIN | issues affecting banking institutions including housing finance, the Dodd-Frank Act, and bank capital and liquidity reqirements. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-12T15:12:06.703000-04:00 | |
| 1728490 | COVINGTON & BURLING LLP 8b8e3aea-f253-4c71-b727-a6167818d7c7 | Q3 | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2015 | third_quarter | FIN | Issues relating to banking institutions, including mortgage and mortgage servicing issues | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-12T15:16:17.300000-04:00 | |
| 1728558 | CMFG LIFE INSURANCE COMPANY a5b744a5-0a8b-425a-9594-30642916620c | Q3 | CMFG LIFE INSURANCE COMPANY | 80510 | CMFG LIFE INSURANCE COMPANY | 2015 | third_quarter | FIN | Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau (CFPB). Support legislation that would reduce regulatory burden on credit unions. Support passage of legislation to address credit union member business lending, including H.R. 1188 and S. 2028, The Small Business Lending Enhancement Act of 2015. Support adoption of the National Credit Union Administration's proposed MBL rule. Advocate for stronger data security - particularly with regard to merchant plastic card data breaches. Support S. 754, the Cybersecurity Information Sharing Act of 2015. Support credit union access to supplemental capital, including H.R. 989. Support H.R. 1266 which would establish a five-person board for the CFPB. Support H.R. 957, The Bureau of Consumer Financial Protection - Inspector General Reform Act of 2015. Support H.R. 3192, Homebuyers Assistance Act regarding TRID. Support the Privacy Notice Moderaization Act, S. 423. Support S. 1484, Financial Regulatory Improvement Act of 2015. Support raising the CFPB examintion threshold under S. 482. Support H.R. 2769, Risk-Based Capital Study Act of 2015. Support a best interest fiduciary standard for retirement advice and products as proposed by the Department of Labor that is effectively and efficiently workable in the market. | HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 139878 | 0 | 0 | 2015-10-12T15:40:05.333000-04:00 | |
| 1728601 | HOLLAND & KNIGHT LLP 9db72d84-a94e-446e-8cd4-4f41f1f82fa6 | Q3 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2015 | third_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-10-12T16:16:08.807000-04:00 | ||
| 1728612 | RICH FEUER ANDERSON c3c279b2-8d6f-49aa-a298-8c4296a7c7a5 | Q3 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2015 | third_quarter | FIN | Modernization of regulation of business development companies, including HR 2187, the "Fair Investment Opportunities for Professional Experts Act," and HR ____, the ""Small Business Credit Availability Act." | HOUSE OF REPRESENTATIVES | 40000 | 0 | 0 | 2015-10-12T16:24:16.887000-04:00 | |
| 1728646 | RICH FEUER ANDERSON 70cac12b-9af4-46a5-8eaa-f9805be4230c | Q3 | RICH FEUER ANDERSON | 84775 | LPL FINANCIAL CORPORATION | 2015 | third_quarter | FIN | Regulation of broker-dealers and harmonization of regulation of broker-dealers and investment advisers. Definition of "fiduciary" and application to brokers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-12T17:24:57.517000-04:00 | |
| 1728701 | MEHLMAN CONSULTING, INC. 8bf0eb81-3a53-43f1-aa2d-e4198492f822 | Q3 | MEHLMAN CONSULTING, INC. | 284950 | MORTGAGE BANKERS ASSOCIATION | 2015 | third_quarter | FIN | Issues related to mortgage real estate investment trusts. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-12T19:43:58.923000-04:00 | |
| 1728711 | HUTTON STRATEGIES ac6067d7-09fd-4334-9552-6e086c167a8c | Q3 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2015 | third_quarter | FIN | Monitored implementation of recent SEC money market rules and impact on state and local governments. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-10-12T20:55:14.557000-04:00 | |
| 1728742 | CAPITOL LEGISLATIVE STRATEGIES LLC 4d7356d7-67a0-4f74-9218-6b19a844f2d7 | Q3 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2015 | third_quarter | FIN | All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-13T08:25:09.280000-04:00 | |
| 1728762 | FORSCEY, PLLC e92c8546-100b-4519-9a03-e552051c28b4 | Q3 | FORSCEY, PLLC | 52880 | NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS | 2015 | third_quarter | FIN | Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2015-10-13T08:42:27.390000-04:00 | |
| 1728798 | COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE 29b736bc-7ba7-4505-8fe0-ec52fb92912e | Q3 | COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE | 11003 | COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE | 2015 | third_quarter | FIN | H.R. 870, Puerto Rico Chapter 9 Uniformity Act, all sections | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-10-13T09:17:11.300000-04:00 | |
| 1728920 | CBOE GLOBAL MARKETS, INC. ba1e79c4-82b7-4522-9439-c4cbb1a9d6bb | Q3 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2015 | third_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 216411 | 0 | 0 | 2015-10-13T10:21:04.543000-04:00 | |
| 1728932 | KPMG LLP 97659f8a-a8b4-4d3a-8873-9b8ac77fab2e | Q3 | KPMG LLP | 21893 | KPMG LLP | 2015 | third_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204) | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE | 380000 | 0 | 0 | 2015-10-13T10:32:18.060000-04:00 | |
| 1729040 | POLICY DIRECTIONS INC. e8c99416-e2db-4cbc-b497-ed9a91fc78f4 | Q3 | POLICY DIRECTIONS INC. | 31747 | AMERICAN FEED INDUSTRY ASSOCIATION | 2015 | third_quarter | FIN | Issues related to regulation and oversight by the Commodity Futures Trading Commission; CFTC Reauthorization; Dodd-Frank Implementation; amendments; CFTC Rulemaking. | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade & Development Agency (USTDA),White House Office | 20000 | 0 | 0 | 2015-10-13T11:17:02.847000-04:00 | |
| 1729170 | ALPINE GROUP PARTNERS, LLC. 990e5047-a174-4b66-8660-90c647f639bd | Q3 | ALPINE GROUP PARTNERS, LLC. | 1171 | THE BLACKSTONE GROUP | 2015 | third_quarter | FIN | Financial Services Tax Reform Energy Policy Trade | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-10-13T12:36:04.323000-04:00 | |
| 1729468 | HOLLAND & KNIGHT LLP 72d011bd-640d-41b9-8739-5b41fa989e98 | Q3 | HOLLAND & KNIGHT LLP | 18466 | DEPOSITORY TRUST & CLEARING CORPORATION | 2015 | third_quarter | FIN | Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the indemnity provisions of Dodd-Frank regulations with EU regulations. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2015-10-13T15:02:30.873000-04:00 | |
| 1729581 | GRANT CONSULTING GROUP 7660df26-d3ef-4f7c-b54c-cdad6fea87c1 | Q3 | GRANT CONSULTING GROUP | 89155 | RAYMOND JAMES INSURANCE GROUP INC | 2015 | third_quarter | FIN | Department of Labor proposed fiduciary rule | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 10000 | 0 | 0 | 2015-10-13T15:43:56.237000-04:00 | |
| 1729641 | HOLLAND & KNIGHT LLP 5bb701f7-d02d-4f62-a6b2-d614a2dd0eea | Q3 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2015 | third_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2015-10-13T16:01:09.490000-04:00 | |
| 1729706 | COVINGTON & BURLING LLP 27337013-5967-4bbc-97ab-a444308f514a | 3A | COVINGTON & BURLING LLP | 11195 | PROMONTORY INTERFINANCIAL NETWORK,LLC | 2015 | third_quarter | FIN | Legislation relating to bank deposits and federal insurance of bank deposits. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-10-13T17:05:00.043000-04:00 | |
| 1729827 | EQUIPMENT LEASING AND FINANCE ASSOCIATION 1f27a79c-e8ad-4cc0-80a1-81d89ba34d08 | 3A | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2015 | third_quarter | FIN | HR 1766: Right to Lend Act of 2015 | HOUSE OF REPRESENTATIVES,SENATE | 280000 | 0 | 0 | 2015-10-14T07:58:38.160000-04:00 | |
| 1729877 | WILLIAMS AND JENSEN, PLLC af98b7c1-ad22-46d7-ae38-5780cd59a47c | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | GENWORTH FINANCIAL CORP. | 2015 | third_quarter | FIN | FHA loan limit expansion extension. Government sponsored enterprise reform legislation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-14T09:11:43.217000-04:00 | |
| 1730011 | WILLIAMS AND JENSEN, PLLC 45fd87cd-9323-4ba7-b277-9f1732fc9189 | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | AMERICAN BANKERS ASSOCIATION | 2015 | third_quarter | FIN | Dodd-Frank issues. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-14T10:21:13.760000-04:00 | |
| 1730027 | WILLIAMS AND JENSEN, PLLC 429f9de2-a82b-463a-85a9-3f19e3a3edc0 | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | AMERICAN COUNCIL OF LIFE INSURERS | 2015 | third_quarter | FIN | Financial services legislation; Data Security and cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-10-14T10:23:19.653000-04:00 | |
| 1730175 | RICH FEUER ANDERSON 66b534c6-cbe5-4288-b018-e4154e01c096 | Q3 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2015 | third_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application, and H.R. 2289, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-10-14T11:20:10.770000-04:00 | |
| 1730459 | MADISON GOVERNMENT AFFAIRS 0321d4f7-190f-4b39-a660-bd842b180b30 | Q3 | MADISON GOVERNMENT AFFAIRS | 23452 | ECONOMIC DEVELOPMENT COMMISSION OF FLORIDA'S SPACE COAST | 2015 | third_quarter | FIN | Reauthorization of the Export-Import Bank | Air Force, Dept of,Defense, Dept of (DOD),Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-10-14T13:30:32.333000-04:00 | |
| 1730511 | APCO WORLDWIDE LLC 367c1d42-32b3-4610-919d-14d65f15ab54 | Q3 | APCO WORLDWIDE LLC | 4117 | GLOBEONE LLC | 2015 | third_quarter | FIN | Promoting financial inclusion for underserved individuals. | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,U.S. Agency for International Development (USAID) | 20000 | 0 | 0 | 2015-10-14T13:42:42.850000-04:00 | |
| 1730546 | K&L GATES, LLP 799b25ee-ac9e-49bd-9f29-111ce7f3037b | Q3 | K&L GATES, LLP | 32098 | CMS ENERGY CORP | 2015 | third_quarter | FIN | Issues pertaining to the Dodd Frank Act and Volcker Rule. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-10-14T13:46:15.163000-04:00 | |
| 1730596 | AMERICAN GAMING ASSOCIATION 6fabb00d-3ffc-4da1-9dcc-e0f945966127 | Q3 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2015 | third_quarter | FIN | -Bank Secrecy Act AML Compliance -Task Force to Investigate Terrorism Financing | Defense, Dept of (DOD),Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),SENATE,Treasury, Dept of | 250000 | 0 | 0 | 2015-10-14T14:01:21.743000-04:00 | |
| 1730643 | SIFF & ASSOCIATES PLLC 3ae8b925-ec97-430e-a832-6797ec6e5c49 | Q3 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2015 | third_quarter | FIN | S.1709, the "21st Century Glass-Steagall Act of 2015," legislation to reimpose the segregation of investment banking operations and retail banking operations as a means to limit perceived risks of banks providing both types of services; entire bill. Legislative proposals directing each state to amend their state business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes (no bill introduced). | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-10-14T14:24:10.590000-04:00 | |
| 1730725 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA d03f0acc-41ad-4443-9ac5-b9a19ab25301 | Q3 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2015 | third_quarter | FIN | Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 590000 | 0 | 0 | 2015-10-14T15:08:32.347000-04:00 | |
| 1730733 | SMITH GARSON FKA SMITH DAWSON & ANDREWS e2463584-46a1-4585-b954-27390aca5687 | Q3 | SMITH GARSON FKA SMITH DAWSON & ANDREWS | 35707 | PUERTO RICO FEDERAL AFFAIRS ADMINISTRATION (PRFAA) | 2015 | third_quarter | FIN | HR 870 bankruptcy bill; solutions to fiscal issues | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 90000 | 0 | 0 | 2015-10-14T15:09:40.720000-04:00 | |
| 1730845 | HOLCH & ERICKSON, LLP f8a2ad2c-f427-4bfe-957b-fdaab59fa7ad | Q3 | HOLCH & ERICKSON, LLP | 305032 | SHAREHOLDER COMMUNICATIONS COALITION | 2015 | third_quarter | FIN | Proxy voting and communications issues | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) | 22500 | 0 | 0 | 2015-10-14T15:49:54.227000-04:00 | |
| 1730914 | AMERICAN ACADEMY OF ACTUARIES 778c9269-f10a-4599-bc8a-a071d99ce2f2 | Q3 | AMERICAN ACADEMY OF ACTUARIES | 1318 | AMERICAN ACADEMY OF ACTUARIES | 2015 | third_quarter | FIN | Public Company Accounting Oversight Board on auditors' use of the work of specialists; recent domestic and international efforts to regulate insurers' capital and solvency in order to promote financial stability; Federal Reserve Board on margin over current estimate for international capital standards; SEC on implementation issues with FASB short duration contract disclosures; and higher loss absorbency for globally systemically important insurers | Centers For Medicare and Medicaid Services (CMS),Federal Reserve System,Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2015-10-14T16:32:11.120000-04:00 | |
| 1731152 | ADVANCED POLICY CONSULTING, LLC 40017ab8-ae36-41ab-8a83-bdca584348a9 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BA SECURITIES, LLC | 2015 | third_quarter | FIN | H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" Senate Banking legislation entitled "the Financial Regulatory Improvement Act of 2015 | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-15T09:42:08.420000-04:00 | |
| 1731163 | ADVANCED POLICY CONSULTING, LLC 05e37794-ce58-4815-86e2-593bbbc4db83 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | M&A SECURITIES GROUP, INC. | 2015 | third_quarter | FIN | H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" Senate Banking legislation entitled "the Financial Regulatory Improvement Act of 2015 | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-15T09:44:16.403000-04:00 | |
| 1731172 | ADVANCED POLICY CONSULTING, LLC 5f692f78-28c5-4474-95cf-8dd02617d5cf | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BURCH & CO., INC. | 2015 | third_quarter | FIN | H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" Senate Banking legislation entitled "the Financial Regulatory Improvement Act of 2015 | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-15T09:45:20.857000-04:00 | |
| 1731187 | ADVANCED POLICY CONSULTING, LLC 652738a9-77cc-4ce1-8056-56b0b8ad83d3 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INVESTMENT COMPANY INSTITUTE (ICI) | 2015 | third_quarter | FIN | The Senate Banking legislation entitled "the Financial Regulatory Improvement Act of 2015 as it relates to the Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI). Department of Labors new proposed fiduciary rule as it relates to the impact on mutual funds. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-10-15T09:55:35.107000-04:00 | |
| 1731228 | VENABLE LLP 7c7a7873-d44d-418d-8c6c-84eb956ab13a | Q3 | VENABLE LLP | 39941 | ELECTRONIC TRANSACTIONS ASSOCIATION | 2015 | third_quarter | FIN | Issues relating to the role of payment processors in commerce and related federal regulations | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2015-10-15T10:19:13.377000-04:00 | |
| 1731259 | VENABLE LLP 3a41425a-c8b1-405e-9ab8-6629e1b00fd0 | Q3 | VENABLE LLP | 39941 | NAVY MUTUAL AID ASSOCIATION | 2015 | third_quarter | FIN | Legislative and regulatory issues involving or impacting life insurance for members of the sea services. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-10-15T10:27:42.393000-04:00 | ||
| 1731265 | WILLIAMS AND JENSEN, PLLC 75d20095-7888-4cbf-a3b9-aacd543b89eb | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | BLOOMBERG LP | 2015 | third_quarter | FIN | Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs). Issues related to economic data releases. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 50000 | 0 | 0 | 2015-10-15T10:30:48.723000-04:00 | |
| 1731270 | WILLIAMS AND JENSEN, PLLC 51e5e601-07d6-4082-b3ca-a993fde49a83 | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | ELLIOTT MANAGEMENT | 2015 | third_quarter | FIN | Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2015-10-15T10:31:53.707000-04:00 | |
| 1731272 | WILLIAMS AND JENSEN, PLLC 54b21f45-c25c-4e6b-a720-0f418161ce5d | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | MANAGED FUNDS ASSOCIATION | 2015 | third_quarter | FIN | Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-15T10:33:57.207000-04:00 | |
| 1731277 | WILLIAMS AND JENSEN, PLLC 1f3a1095-614d-42fa-bb55-43f776f14378 | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | OTC MARKETS | 2015 | third_quarter | FIN | Financial services regulation/legislation pertaining to venture markets; issues related to over the counter market securities. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2015-10-15T10:35:01.020000-04:00 | |
| 1731278 | VENABLE LLP 6101c146-75df-4c1d-9ea4-ca832dd8f32c | Q3 | VENABLE LLP | 39941 | OVERSTOCK.COM, INC. | 2015 | third_quarter | FIN | Monitor work on HR 2775, Remote Transaction Parity Act of 2015. Legislative proposals related to origin source online sales tax collection. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2015-10-15T10:35:03.630000-04:00 | |
| 1731279 | WILLIAMS AND JENSEN, PLLC c189b0ac-08f6-4b3f-aad8-7f294cf13389 | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | OXFORD BIOCHRONOMETRICS | 2015 | third_quarter | FIN | Cybersecurity. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2015-10-15T10:36:05.317000-04:00 | ||
| 1731284 | WILLIAMS AND JENSEN, PLLC 0ffff796-4c82-4a04-8b46-3f463b8b9cb1 | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | REINSURANCE ASSOCIATION OF AMERICA | 2015 | third_quarter | FIN | Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2015-10-15T10:36:09.597000-04:00 | |
| 1731299 | THE ESTELL GROUP LLC 8048f8ba-db62-411c-bf34-b43a57fce001 | Q3 | THE ESTELL GROUP LLC | 401103520 | NATIONAL ASSOCIATION OF REAL ESTATE BROKERS (NAREB) | 2015 | third_quarter | FIN | FHA Mortgage Insurance Premiums Housing Issues | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 10000 | 0 | 0 | 2015-10-15T10:39:25.347000-04:00 | |
| 1731312 | VENABLE LLP f45b671a-9a30-46ec-a5cb-313e48e93083 | Q3 | VENABLE LLP | 39941 | VANTAGESCORE SOLUTIONS LLC | 2015 | third_quarter | FIN | Legislative and regulatory issues involving or impacting credit scores. H.R. 1002 - Free Access to Credit Scores Act of 2013. H.R. 2538 - The Credit Access and Inclusion Act. S.471 - Free Access to Credit Scores Act of 2013. CFPB's "Ability to Pay"/QM Rule. Inter Agency "Credit Risk Retention"/QRM Rule. "Credit Access and Inclusion Act of 2015" (H.R. 3035) | Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2015-10-15T10:43:35.507000-04:00 | |
| 1731390 | COBANK, ACB 61b1bf08-f1c5-4708-af0c-1a0ae834fba2 | Q3 | COBANK, ACB | 9738 | COBANK ACB | 2015 | third_quarter | FIN | Derivatives reform legislation; Farm Credit Administration regulatory proposals; CFTC regulations impacting financial regulatory reform; Prudential Regulators derivatives regulatory proposals; CFTC re-authorization | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Farm Credit Administration,Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 190000 | 0 | 0 | 2015-10-15T11:03:49.537000-04:00 | |
| 1731396 | VENABLE LLP 1c197496-616f-4d7e-b9fb-e5b4f9ff038c | Q3 | VENABLE LLP | 39941 | DUN & BRADSTREET | 2015 | third_quarter | FIN | Monitor homeland security, defense, financial regulatory | Commerce, Dept of (DOC),Energy, Dept of,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR) | 10000 | 0 | 0 | 2015-10-15T11:04:51.680000-04:00 | |
| 1731408 | WILLIAMS AND JENSEN, PLLC ce3cf35e-efe4-4299-be25-7dedc0d3c39e | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | BRINKS COMPANY | 2015 | third_quarter | FIN | Corporate Governance Issues. | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of | 40000 | 0 | 0 | 2015-10-15T11:08:03.447000-04:00 | |
| 1731439 | WILLIAMS AND JENSEN, PLLC a8c19a93-0bd9-4d15-b52d-8a77cf8591e6 | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | FEDERAL HOME LOAN BANK OF CINCINNATI | 2015 | third_quarter | FIN | GSE reform Dodd-Frank. CFTC Reauthorization (H.R. 2289) re: treatment of FHL bank products | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2015-10-15T11:16:40.227000-04:00 | |
| 1731476 | WILLIAMS AND JENSEN, PLLC fa8a3387-196d-4e87-95a4-ae2524d52789 | Q3 | WILLIAMS AND JENSEN, PLLC | 41454 | VERITEC SOLUTIONS, LLC | 2015 | third_quarter | FIN | Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364. | Consumer Financial Protection Bureau (CFPB),Federal Reserve System,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2015-10-15T11:26:22.667000-04:00 | |
| 1731479 | ADVANCED POLICY CONSULTING, LLC f5ac274c-e06b-41bd-8841-9b51796ea624 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | MANUFACTURED HOUSING INSTITUTE (MHI) | 2015 | third_quarter | FIN | H.R. 650, "Preserving Access to Manufactured Housing Act of 2015" and S.682, "Preserving Access to Manufactured Housing Act of 2015." Senate Financial Services Appropriations Bill (S. 1910) as it relates to Manufactured Housing and House Financial Services Appropriations Bill (H.R. 2995) as it relates to Manufactured Housing. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2015-10-15T11:26:27.603000-04:00 | |
| 1731533 | THE DUBERSTEIN GROUP INC. 9cf7ffb2-9f99-4d6c-b325-488b0f646cf9 | Q3 | THE DUBERSTEIN GROUP INC. | 12675 | BUSINESS ROUNDTABLE | 2015 | third_quarter | FIN | Corporate governance issues - Executive Branch action re this issue. | Agriculture, Dept of (USDA),Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),U.S. Trade Representative (USTR),White House Office | 99000 | 0 | 0 | 2015-10-15T11:34:26.277000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);