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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

833 rows where filing_period = "third_quarter", filing_year = 2014 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 833 ✖

filing_year 1

  • 2014 · 833 ✖

filing_period 1

  • third_quarter · 833 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1549222 DICKSTEIN SHAPIRO LLP a8f27d96-5c54-410b-9113-423498eb866f 3T DICKSTEIN SHAPIRO LLP 12208 PEABODY ENERGY 2014 third_quarter FIN Monitor legislative and federal activity related to over-the-counter derivatives. HOUSE OF REPRESENTATIVES,SENATE 20000   0 1 2014-07-11T23:14:17.137000-04:00
1568488 AFL-CIO 02567e27-7b82-4808-b5e0-a95c97198995 Q3 AFL-CIO 363 AFL-CIO 2014 third_quarter FIN H.R. 4413, Customer Protection and End User Relief Act Consumer Financial Protection Bureau, issues Dodd-Frank 953 (b): pay ratio disclosure Proxy Adviser legislation SEC Defense, Dept of (DOD),Environmental Protection Agency (EPA),Executive Office of the President (EOP),Export-Import Bank of the United States (EXIM Bank),Federal Reserve System,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),Occupational Safety & Health Administration (OSHA),Office of Management & Budget (OMB),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office   900000 0 0 2014-07-21T12:43:45.033000-04:00
1581052 CYBER SECURITY RESEARCH CONSULTANTS, LLC 887fc326-323f-4e46-b844-87c5ce56dbf6 3T CYBER SECURITY RESEARCH CONSULTANTS, LLC 91694 U.S. CHAMBER OF COMMERCE 2014 third_quarter FIN FY 15 Financial Services Appropriations Billl HOUSE OF REPRESENTATIVES 20000   0 1 2014-09-22T07:48:44.103000-04:00
1581446 PETER BLOCKLIN 11538238-07c3-481a-b006-552ba7e9fb10 Q3 PETER BLOCKLIN 401014864 FEDERATED INVESTORS INC. 2014 third_quarter FIN Money Market Funds SENATE     0 0 2014-10-01T17:51:17.187000-04:00
1581448 PETER BLOCKLIN bf773bdb-2a5e-409b-91a7-8dacef7ddb6a 3A PETER BLOCKLIN 401014864 FEDERATED INVESTORS INC. 2014 third_quarter FIN Money Market Funds SENATE     0 0 2014-10-01T18:01:28.317000-04:00
1581453 PETER BLOCKLIN 85b493b2-b8e3-4eb6-ac4a-0c35ec7687c6 Q3 PETER BLOCKLIN 401014864 INSTITUTE OF INTERNATIONAL BANKERS 2014 third_quarter FIN SWAPS pushouts, Basel III, National Treatment SENATE     0 0 2014-10-02T07:35:40.040000-04:00
1581459 PETER BLOCKLIN 8fabf577-22b8-4fbf-b4df-e40e08143938 Q3 PETER BLOCKLIN 401014864 INSTITUTE OF INTERNATIONAL BANKERS 2014 third_quarter FIN SWAPS Pushouts, Basel III, National Treatment SENATE     0 0 2014-10-02T07:52:18.027000-04:00
1581469 PETER BLOCKLIN 2831aa4b-d4b8-4e42-aa9c-996449131df0 Q3 PETER BLOCKLIN 401014864 CREDIT SUISSE SECURITIES,LLC 2014 third_quarter FIN SWAPS pushouts, Basel III, National Treatment SENATE 6000   0 0 2014-10-02T08:54:19.367000-04:00
1581611 VENABLE LLP 74283366-fdf5-48cf-b003-ace523d6c204 Q3 VENABLE LLP 39941 ASSOCIATION FOR CORPORATE GROWTH, INC. 2014 third_quarter FIN The Small Business Capital Access and Job Preservation Act (H.R. 1105), provisions relating to regulation of private funds; issues affecting private equity in reform of Dodd-Frank Act; issues relating to tax treatment of private equity funds. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 10000   0 0 2014-10-03T12:22:01.623000-04:00
1581652 PHILLIP RIVERS 01ae0740-25a0-4dc3-a4e4-020ae14d8370 Q3 PHILLIP RIVERS 401098065 FINANCIAL PLANNING COALITION 2014 third_quarter FIN Issues related to the regulation of the financial planning profession HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2014-10-03T16:02:17.117000-04:00
1581661 COVINGTON & BURLING LLP 7edf41be-d2af-440b-9a04-3abaaf868f3d Q3 COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2014 third_quarter FIN Issues affecting banks, including housing issues and GSE reform, credit card issues, the Volcker rule in the Dodd-Frank Act, amendments to the Dodd-Frank Act and credit union issues. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2014-10-03T17:22:48.333000-04:00
1581781 OLSON ADVOCACY GROUP LLC 088105bd-efa7-44c5-9663-2b6c39a5c818 Q3 OLSON ADVOCACY GROUP LLC 400833471 POTOMAC PARTNERS LLC ON BEHALF OF COMPLIANCE MANAGEMENT SERVICES LLC 2014 third_quarter FIN SAFE Act and other Training and Compliance Issues HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 15000   0 0 2014-10-05T19:44:41.540000-04:00
1581841 HOLCH & ERICKSON, LLP 6e1c7e5e-fded-4e6b-91cc-644828183a6d Q3 HOLCH & ERICKSON, LLP 305032 SHAREHOLDER COMMUNICATIONS COALITION 2014 third_quarter FIN Proxy voting and communications issues HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) 22500   0 0 2014-10-06T10:15:22.440000-04:00
1581886 CAPITOL HILL CONSULTING GROUP 55b78f3d-d906-4be7-b32e-e2976a7392a8 Q3 CAPITOL HILL CONSULTING GROUP 72053 NATIONAL ASSOCIATION OF MINORITY AUTOMOBILE DEALERS 2014 third_quarter FIN Issues relating to financial services and automobile lending HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-06T11:24:58.617000-04:00
1581929 THE VELASQUEZ GROUP, L.L.C. 3267f61e-9839-41a8-985c-69a34314a45d 3A THE VELASQUEZ GROUP, L.L.C. 53403 INVESTMENT COMPANY INSTITUTE 2014 third_quarter FIN Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; CFTC rulemaking related to "harmonization" with SEC requirements pertaining to registered investment companies ("registered funds")and their advisors that are required to register as commodity pool operators; Financial Services generally HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2014-10-06T12:36:08.823000-04:00
1581935 THE VELASQUEZ GROUP, L.L.C. 33857a12-9ed7-42d2-9195-07f249d1e1a6 Q3 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2014 third_quarter FIN Monitoring of H.R.2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; Oversight pertaining to the Financial Stability Oversight Council. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2014-10-06T12:48:14.250000-04:00
1581939 THE VELASQUEZ GROUP, L.L.C. 719bed4f-47ad-4294-bff1-f1327754b145 Q3 THE VELASQUEZ GROUP, L.L.C. 53403 ELECTRONIC PAYMENTS COALITION 2014 third_quarter FIN Monitoring for any legislation pertaining to interchange and payment card systems. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-06T12:53:17.640000-04:00
1581953 TOMPKINS STRATEGIES, LLC 167f0793-22e9-471b-950c-e0d62c6eae6c Q3 TOMPKINS STRATEGIES, LLC 400971785 THE BLACKSTONE GROUP 2014 third_quarter FIN Issues related to private equity and the tax treatment of carried interest. Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-06T13:23:27.997000-04:00
1581997 FORSCEY, PLLC ebad966e-8e8d-475f-845a-2b5122ad6273 Q3 FORSCEY, PLLC 52880 NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS 2014 third_quarter FIN Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2014-10-06T14:52:51.117000-04:00
1582067 GOLDHABER POLICY SERVICES LLC 43dba701-acb8-4b37-a7b8-7853631d7beb Q3 GOLDHABER POLICY SERVICES LLC 400935705 RANIERI PARTNERS MANAGEMENT LLC 2014 third_quarter FIN Discussions with White House, FHFA staff and the FHFA Director on issues that included guarantee fees for Fannie Mae and Freddie Mac, and the proposed private mortgage insurance eligibility standards. In addition there were discussions about access to credit, current market conditions, mortgage servicing rights and capital for non-banks and the need to move to a single security for both Fannie Mae and Freddie Mac. Legislative activity related to GSE reform, and the committee markup of Johnson Crapo S.1217 Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,White House Office 20000   0 0 2014-10-06T16:22:18.240000-04:00
1582076 GOLDHABER POLICY SERVICES LLC 3391f85f-ca0b-4704-a72c-7ed7419a997d Q3 GOLDHABER POLICY SERVICES LLC 400935705 SHELLPOINT PARTNERS LLC 2014 third_quarter FIN Worked on FHFA comment letter concerning FNMA and Freddie Mac guarantees fees as well as working with mortgage industry groups on this issue. Worked on a Treasury request for comment on issues impacting the private-label securities market (PLS) Continue to work to work on issues relating to non-QM product development. Legislative activity related to GSE reform, and the committee markup of Johnson Crapo S.1217 Federal Housing Finance Agency (FHFA),Federal Reserve System,Ginnie Mae,Treasury, Dept of 5000   0 0 2014-10-06T16:37:20.840000-04:00
1582166 TRIOPTIMA AB b6566c15-23a3-4a4f-b6d1-d65b3b049476 Q3 TRIOPTIMA AB 400946732 TRIOPTIMA AB 2014 third_quarter FIN triBalance exemption, RIN 3038AD86 triReduce Service, RIN 3038AC96 triBalance Service, RIN 3038AD86, RIN 3038-AD19, RIN 3038-AD18 Commodity Futures Trading Commission (CFTC),Federal Reserve System     0 0 2014-10-07T05:43:50.593000-04:00
1582380 RICH FEUER ANDERSON 02ce0adc-2df4-43b2-928c-8fa36ebb6fcc Q3 RICH FEUER ANDERSON 84775 ARGUS MEDIA, INC. 2014 third_quarter FIN Regulation of energy market information and price reporting agencies. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2014-10-07T15:54:48.733000-04:00
1582584 DUTKO WORLDWIDE, LLC 95d42eab-8697-4cc1-b331-f6e7d36cee2f Q3 DUTKO WORLDWIDE, LLC 12868 CITGO PETROLEUM CORPORATION 2014 third_quarter FIN Monitor regulations developed pursuant to and legislation related to the Wall Street Reform and Consumer Protection Act of 2009 of interest to refineries. Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE 100000   0 0 2014-10-08T10:57:47.567000-04:00
1582603 COVINGTON & BURLING LLP 6619e673-58c4-40e2-a041-5f6c8cab1671 Q3 COVINGTON & BURLING LLP 11195 ARVEST BANK 2014 third_quarter FIN Issues affecting banking institutions, including mortgage and mortgage servicing issues and H.R. 4042 HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2014-10-08T11:03:56.630000-04:00
1582612 COVINGTON & BURLING LLP cb288b85-1c20-4fa5-b4f3-5d48581bd878 Q3 COVINGTON & BURLING LLP 11195 BROWN BROTHERS HARRIMAN 2014 third_quarter FIN Issues affecting banking institutions, including dervatives HOUSE OF REPRESENTATIVES,SENATE     0 0 2014-10-08T11:13:00.277000-04:00
1582625 COVINGTON & BURLING LLP 45ba79f4-a08b-4f8c-bb36-3825dd7c0fe5 Q3 COVINGTON & BURLING LLP 11195 WELLS FARGO & CO 2014 third_quarter FIN Issues affecting banking institutions including housing finance and amendments to the Dodd-Frank Act HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-08T11:19:03.963000-04:00
1582631 COVINGTON & BURLING LLP 5a838db1-e1b1-4ee4-b636-fa6d68095229 Q3 COVINGTON & BURLING LLP 11195 SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2014 third_quarter FIN Issues relating to financial institutions in legislation on housing finance and replacing the housing government sponsored enterprises. HOUSE OF REPRESENTATIVES,SENATE     0 0 2014-10-08T11:28:08.920000-04:00
1582648 SMITH, COSTELLO & CRAWFORD 518a7150-f577-42cd-8015-dac2dbc2b53c Q3 SMITH, COSTELLO & CRAWFORD 35742 INVESTMENT COMPANY INSTITUTE 2014 third_quarter FIN Mutual Fund Issues HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2014-10-08T11:44:55.597000-04:00
1582799 WISE PUBLIC AFFAIRS 3d412088-1cf3-41ce-877e-8e91a54d2faf Q3 WISE PUBLIC AFFAIRS 401103300 US CONSUMER COALITION 2014 third_quarter FIN H. R. 4986- To amend certain banking statutes in response to Operation Choke Point HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2014-10-08T14:42:07.550000-04:00
1582822 BECKER & POLIAKOFF, P.A. 7b60bb79-5256-45b7-bbfe-4cbad6db76a5 Q3 BECKER & POLIAKOFF, P.A. 283696 MARSHA PESHKIN 2014 third_quarter FIN Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC HOUSE OF REPRESENTATIVES,SENATE     0 0 2014-10-08T14:55:30.493000-04:00
1582862 AMERICAN CONSERVATIVE UNION 080f5309-97f0-422e-aecb-26b89f759495 Q3 AMERICAN CONSERVATIVE UNION 62712 AMERICAN CONSERVATIVE UNION 2014 third_quarter FIN Blackburn Local Pension Bailouts Amendment to Financial Services Appropriations, H.R. 5016; Moore CFPB Amendment to Financial Services Appropriations, H.R. 5016 HOUSE OF REPRESENTATIVES,SENATE   16800 0 0 2014-10-08T15:24:31.203000-04:00
1582874 THE WASHINGTON TAX & PUBLIC POLICY GROUP e5c6ac59-7567-48e9-bcb6-8848bb10be76 Q3 THE WASHINGTON TAX & PUBLIC POLICY GROUP 294930 CATERPILLAR INC 2014 third_quarter FIN Related to specific projects approved by the Export-Import Bank of the United States. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2014-10-08T15:29:38.160000-04:00
1582925 HUTTON STRATEGIES 1d98e51a-eba9-486d-a69d-410d645e1cf2 Q3 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2014 third_quarter FIN Issues related to policy matters and regulations concerning the capital markets and money market funds and investors. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2014-10-08T15:48:48.963000-04:00
1583001 ARIZONA STATE UNIVERSITY 7fc3cc1d-07fa-466e-a92b-6fc8d8bb620d Q3 ARIZONA STATE UNIVERSITY 75397 ARIZONA STATE UNIVERSITY 2014 third_quarter FIN Negotiated rule making for Univerity use of financial services such as bank cards. HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS)   40000 0 0 2014-10-08T16:24:06.213000-04:00
1583162 K&L GATES, LLP 9c21c737-2c4e-4c73-ba19-c1009070d49b Q3 K&L GATES, LLP 32098 RADIAN GROUP, INC. 2014 third_quarter FIN Policy issues pertaining to mortgage insurance, government-sponsored entities, the housing finance market, including H.R. 1145, S. 1217, S. 688, S. 1376, H.R. 2767, H.R. 5055. HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of 320000   0 0 2014-10-09T09:35:07.380000-04:00
1583209 MALKIN & ROSS 2f078c78-3041-4ad8-8e38-7afd6552be99 Q3 MALKIN & ROSS 400390815 ELLIOTT MANAGEMENT 2014 third_quarter FIN HR744 HOUSE OF REPRESENTATIVES 10000   0 0 2014-10-09T10:26:26.197000-04:00
1583237 CASSIDY & ASSOCIATES, INC. 364a2ce4-5c70-4322-8179-2f9c79fe1a4e Q3 CASSIDY & ASSOCIATES, INC. 8453 SOCIETY OF ACTUARIES 2014 third_quarter FIN General legislative issues related to actuarial profession HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 30000   0 0 2014-10-09T10:49:52.923000-04:00
1583306 AMERICAN LAND TITLE ASSOCIATION a9313c48-0d85-4153-9fdf-4ff193233cdc Q3 AMERICAN LAND TITLE ASSOCIATION 2731 AMERICAN LAND TITLE ASSOCIATION 2014 third_quarter FIN Implementation of Sections 1411, 1412 and 1413 of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, provisions related to ability to repay standard and qualified mortgage safe harbor. H.R. 4383, Bureau of Consumer Financial Protection Small Business Advisory Board Act, a bill to amend the Consumer Financial Protection Act of 2010 to establish a Small Business Advisory Board; entire bill.H.R. 1077, Consumer Mortgage Choice Act, a bill to amend the Truth in Lending Act with respect to the definitions provided for points and fees in connection with a mortgage transaction; entire bill. H.R. 3211, the Mortgage Choice Act, a bill to amend the Truth in Lending Act to change the definitions provided for points and fees in connection with a mortgage transaction; entire bill. S. 1577, the Mortgage Choice Act of 2013, a bill to amend the Truth in Lending Act to change the definitions provided for points and fees in connection with a mortgage transaction, entire bill. S. 949, the Consumer Mortgage Choice Act, a bill to amend the Truth in Lending Act to change the definitions of points and fees in connection with a mortgage transaction, entire bill. H.R. 508, Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013, a bill to extend the Terrorism Risk Insurance Program for five years, entire bill. S. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013, a bill to reform the secondary mortgage market; entire bill. H.R. 2767, Protecting American Taxpayers and Homeowners Act of 2013, a bill to protect American taxpayers and homeowners by creating a sustainable housing finance system for the 21st century; entire bill. H.R. 2146, Terrorism Risk Insurance Program Reauthorization Act of 2013, a bill to amend the Terrorism Risk Insurance Act of 2002 to extend from December 31, 2014, through December 31, 2024, the Terrorism Risk Insurance program; entire bill. General education concerning proposals under consideration as part of mortgage finance reform legislation. Final Rule RIN 3170-AA19 (In… Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE   100000 0 0 2014-10-09T11:48:44.207000-04:00
1583410 DOWNEY MCGRATH GROUP, INC. 24175d40-ab10-4870-833a-bd7bb9691218 Q3 DOWNEY MCGRATH GROUP, INC. 12573 LAZARD GROUP LLC 2014 third_quarter FIN proposals related to comprehensive tax reform Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to securities holding companies HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-09T14:06:58.797000-04:00
1583569 PENN AVENUE PARTNERS cec9227d-74a1-4db2-9ab4-dcc6b81ae5a6 Q3 PENN AVENUE PARTNERS 400918672 MANAGED FUNDS ASSOCIATION 2014 third_quarter FIN Regulatory issues impacting the financial markets. SENATE,White House Office 20000   0 0 2014-10-09T15:31:45.920000-04:00
1583588 PENN AVENUE PARTNERS 1660c635-a6ff-438e-a401-3817b6558904 Q3 PENN AVENUE PARTNERS 400918672 WESTERN UNION 2014 third_quarter FIN Financial Services Integration HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2014-10-09T15:43:53.363000-04:00
1583633 ALPINE GROUP PARTNERS, LLC. 53498097-f409-41e6-ba62-275b45fc083b 3T ALPINE GROUP PARTNERS, LLC. 1171 UNITED STATES COMMODITY FUNDS, LLC 2014 third_quarter FIN Financial services overhaul, Energy trading and Regulation of OTC derivatives Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 15000   0 1 2014-10-09T16:50:00.773000-04:00
1583670 DALY CONSULTING GROUP d9fb5535-e414-4c28-903a-07f5880b8c49 Q3 DALY CONSULTING GROUP 400923683 INVESTMENT COMPANY INSTITUTE 2014 third_quarter FIN Issues related to investment companies HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2014-10-09T17:16:07.157000-04:00
1583671 DALY CONSULTING GROUP 26dd9631-0f78-459c-8312-7d9e64d50f07 Q3 DALY CONSULTING GROUP 400923683 TRAVELERS COMPANIES INC AND SUBSIDIARIES (WAS THE TRAVELERS COMPANIES INC 2014 third_quarter FIN Issues related to the property casualty industry HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2014-10-09T17:28:09.353000-04:00
1583681 DALY CONSULTING GROUP c72c6f2f-cb0a-42a2-9f13-525a85eafc73 Q3 DALY CONSULTING GROUP 400923683 CITADEL LLC 2014 third_quarter FIN Issues related to the capital markets HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2014-10-09T17:31:11.243000-04:00
1583684 DALY CONSULTING GROUP 7cd01c2e-249e-476f-8701-75defc01ec26 Q3 DALY CONSULTING GROUP 400923683 FMR LLC ("FIDELITY INVESTMENTS") 2014 third_quarter FIN Issues related to investment companies HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2014-10-09T17:42:12.217000-04:00
1583687 DALY CONSULTING GROUP ff3726e5-2577-45b1-8acc-e8387873f8ce Q3 DALY CONSULTING GROUP 400923683 S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) 2014 third_quarter FIN Issues related to credit rating agencies HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 60000   0 0 2014-10-09T17:45:13.140000-04:00
1583688 DALY CONSULTING GROUP 88aca2a7-e69d-4c32-9654-01a56e9b133a Q3 DALY CONSULTING GROUP 400923683 CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC 2014 third_quarter FIN Issues related to the capital markets HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2014-10-09T17:49:14.093000-04:00
1583702 JOHN T. O'ROURKE 8d815ac5-f72b-46c8-b123-a107b674775d Q3 JOHN T. O'ROURKE 29937 THE TRAVELERS COMPANIES, INC. AND SUBSIDIARIES 2014 third_quarter FIN Dodd-Frank implementation and oversight. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2014-10-09T18:10:16.943000-04:00
1583710 MEHLMAN CONSULTING, INC. ef4ef082-391c-460b-ae5f-8fe6faffce74 Q3 MEHLMAN CONSULTING, INC. 284950 VALEANT PHARMACEUTICAL NORTH AMERICA LLC 2014 third_quarter FIN Corporate structure. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2014-10-09T19:00:34.930000-04:00
1583932 CALIFORNIA LIFE SCIENCES b3854a68-78d6-4030-949c-eec6dd624f6f Q3 CALIFORNIA LIFE SCIENCES 7758 CALIFORNIA LIFE SCIENCES 2014 third_quarter FIN Address concerns re biomedical corporate mergers and acquisitions. HOUSE OF REPRESENTATIVES,SENATE   150000 0 0 2014-10-10T12:58:46.237000-04:00
1584064 HOLLAND & KNIGHT LLP ef778377-8ab2-4c53-a21b-ad58efc079bd Q3 HOLLAND & KNIGHT LLP 18466 DEPOSITORY TRUST & CLEARING CORPORATION 2014 third_quarter FIN Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the Dodd-Frank regulations with EU regulations; HR 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 and cybersecurity. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2014-10-10T15:26:47.673000-04:00
1584103 HOLLAND & KNIGHT LLP 416897c5-f0b9-476e-8189-72cfba94364a Q3 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2014 third_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2014-10-10T15:51:00.180000-04:00
1584107 CBOE GLOBAL MARKETS, INC. 9da0679c-8ee1-4a69-ba10-d7a64e4ea809 Q3 CBOE GLOBAL MARKETS, INC. 48510 CBOE GLOBAL MARKETS, INC. 2014 third_quarter FIN Issues related to potential change in the U.S. Tax Code impacting securities. HOUSE OF REPRESENTATIVES,SENATE   209086 0 0 2014-10-10T15:59:04.340000-04:00
1584139 COBANK, ACB 2344693d-10f8-4de5-af39-a683e6430210 Q3 COBANK, ACB 9738 COBANK ACB 2014 third_quarter FIN Financial Regulatory Reform; Derivatives Reform Legislation; GSE Reform; Farm Credit Administration Regulatory Proposals; CFTC Regulations impacting Financial Reform Legislation; Prudential Regulators' Derivatives Regulatory Proposals Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Farm Credit Administration,Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR)   170000 0 0 2014-10-10T16:29:06.207000-04:00
1584142 LEVICK STRATEGIC COMMUNICATIONS 0599b627-a80a-491c-941e-11659f548c14 Q3 LEVICK STRATEGIC COMMUNICATIONS 301994 VENABLE LLP ON BEHALF OF OVERSTOCK.COM, INC. 2014 third_quarter FIN Abusive short sale practices HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2014-10-10T16:35:07.837000-04:00
1584149 LEVICK STRATEGIC COMMUNICATIONS 437fa1d3-8271-46ab-8f92-2da4aa99bbd5 Q3 LEVICK STRATEGIC COMMUNICATIONS 301994 CALPINE CORPORATION 2014 third_quarter FIN Implementation of PL 111-203, Dodd-Frank Wall Street Reform and COnsumer Protection Act; provisions related to CFTC regulation of derivatives end users and related FERC issues, Commodities market issues Energy, Dept of,HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-10T16:38:08.947000-04:00
1584166 LEVICK STRATEGIC COMMUNICATIONS 643d13f0-df2d-46bc-bad6-6d6bc30e22e6 Q3 LEVICK STRATEGIC COMMUNICATIONS 301994 TENASKA, INC. 2014 third_quarter FIN Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection ACt; provisions related to CFTC regulation of derivates end-users and related FERC issues Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2014-10-10T16:45:13.933000-04:00
1584179 RICH FEUER ANDERSON f5cdeff1-de04-43f6-bb29-583ebadb061e Q3 RICH FEUER ANDERSON 84775 SWIFT, INC. 2014 third_quarter FIN Imposition of sanctions on financial messaging services with respect to institutions in other countries, including HR 850, the "Nuclear Iran Prevent Act of 2013;" HR 1771, the "North Korea Sanctions Enforcement Act of 2013;" S 1881, the "Nuclear Weapon Free Iran Act of 2013;" and S 2828, the "Ukraine Freedom Support Act of 2014." HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2014-10-10T16:57:54.390000-04:00
1584193 RICH FEUER ANDERSON 70f32a36-57a8-4ba6-b81d-ef84b5b17bca Q3 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2014 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2014-10-10T17:18:57.707000-04:00
1584239 BROYDRICK & ASSOCIATES e6fc4d9f-7650-48d2-afd3-a6f1b44a753d Q3 BROYDRICK & ASSOCIATES 7268 EGAN-JONES RATING COMPANY 2014 third_quarter FIN SEC Regulations and financial ratings. Financial service legislation and proxy advisory firms. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2014-10-11T11:21:37.063000-04:00
1584348 INTERNATIONAL SECURITIES EXCHANGE, LLC 5282fd8f-a056-4b06-8e77-4b8423132d91 Q3 INTERNATIONAL SECURITIES EXCHANGE, LLC 400648955 INTERNATIONAL SECURITIES EXCHANGE, LLC 2014 third_quarter FIN Financial regulatory reform;
 national market structure issues; 
taxation of financial transactions. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   60000 0 0 2014-10-13T10:57:54.883000-04:00
1584361 ALBERTINE ENTERPRISES, INC. 313e9c13-31c5-47a6-96f5-682c4c7280c7 Q3 ALBERTINE ENTERPRISES, INC. 795 BOSTON FINANCE GROUP, LLC 2014 third_quarter FIN Financial Services Issues Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-13T11:13:04.747000-04:00
1584400 FINANCIAL SERVICES INSTITUTE bbfcf1f0-f7a6-4311-8b41-ceb5d65b8a75 Q3 FINANCIAL SERVICES INSTITUTE 400712136 FINANCIAL SERVICES INSTITUTE 2014 third_quarter FIN The Restoring Overtime Pay for Working Americans Act (S. 2486); Restoring Main Street Investor Protection and Confidence Act (H.R. 3482); Retail Investor Protection Act (H.R. 2374); Investor Choice Act OF 2013; 21st Century Glass-Steagall Act OF 2013 (S. 1282); The Secure Annuities for Employee (SAFE) Retirement Act of 2013; A Bill to Amend the Employee Retirement Income Security Act of 1974 to Require a Lifetime Income Disclosure; Retirement Plan Simplification and Enhancement Act of 2013; Universal, Secure, and Adaptable (USA) Retirement Funds Act of 2014 (S. 1979); Equal Employment for All Act of 2013 (S. 1837); CARDS; FINRA Arbitration; FINRA Brokercheck; FINRA Background Checks; FINRA Examinations; Sweeps; Examination and Oversight of RIAs; Prevention of Financial Elder Abuse; MSRB Rule G-47; and FINRA Retrospective Rule Review HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   170342 0 0 2014-10-13T11:49:21.307000-04:00
1584629 MUTUAL OF OMAHA 34cd2db9-0fb9-47e2-888c-d6fa0be340f4 Q3 MUTUAL OF OMAHA 26284 MUTUAL OF OMAHA 2014 third_quarter FIN HR 1221 - Basel III Capital Impact Study Act - Provisions calling for quantitative impact study of Basel III rules on financial institutions. HR 4173 - Dodd-Frank Wall Street Reform & Consumer Protection Act - accountability & transparency in rating agencies, banking & insurance regulators, capital requirements, investor protections, over the counter derivatives, federal insurance office,private fund investment advisor registration, consumer financial protections, executive compensation & mortgage lending practices. S 731 - Basel III CASE Act - Provisions related to insurers & extent of stop and study provisions HOUSE OF REPRESENTATIVES,SENATE   300000 0 0 2014-10-13T15:51:03.840000-04:00
1584663 ALPINE GROUP PARTNERS, LLC. d5f72d3e-95cd-405e-9267-fb1f7f559760 Q3 ALPINE GROUP PARTNERS, LLC. 1171 SOUTHWIRE CO 2014 third_quarter FIN Issues affecting the copper industry HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-13T16:08:09.020000-04:00
1584747 ENERGY MARKETERS OF AMERICA dd495dad-d6c3-4f77-9485-e727a64d4868 Q3 ENERGY MARKETERS OF AMERICA 31281 ENERGY MARKETERS OF AMERICA 2014 third_quarter FIN Rules implementation for the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) regarding interchange fees and derivatives (swaps and Futures market position limits on WTI) overhaul; HR 1838 - A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any federal bailout of swap dealers or participants. HR 3283 - Swap Jurisdiction Certainty Act, RINs regulated as a futures contract Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),Federal Emergency Management Agency (FEMA),Federal Motor Carrier Safety Administration,Federal Reserve System,Federal Trade Commission (FTC),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Pipeline & Hazardous Materials Safety Administration,SENATE,Transportation, Dept of (DOT)   170000 0 0 2014-10-13T17:42:26.283000-04:00
1584806 JENKINS HILL CONSULTING, LLC 21d22613-1dbd-4c78-a19e-3e762b2a4fb2 Q3 JENKINS HILL CONSULTING, LLC 303575 EQUITABLE (FORMERLY AXA FINANCIAL) 2014 third_quarter FIN Implementation of Dodd Frank regulations HOUSE OF REPRESENTATIVES,SENATE 25000   0 0 2014-10-14T08:53:42.107000-04:00
1584857 KPMG LLP 5ccdaae9-92f4-49bd-9f1c-d32d778f5ee4 Q3 KPMG LLP 21893 KPMG LLP 2014 third_quarter FIN Regulation of Municipal Advisors, H.R. 707; SEC Regulatory Accountability Act, H.R. 1062. Municipal Advisory Relief Act of 2013, S. 710 Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE   630000 0 0 2014-10-14T09:23:08.507000-04:00
1584933 NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE 921b68d2-ff21-4a1a-a68c-c45fb0594cdd Q3 NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE 48975 NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE 2014 third_quarter FIN Support for the Office of Mortgage Settlement Oversight to add fair lending metrics to his review of the loans made by the financial institutions. Support H.R. 645 Support the CFPB's proposed Loan Officer ruleSupport S. 114 Support H.R. 532 Make specific proposals for maximizing the impact of the Independent Foreclossre REview (IFR) to the Office of the Comptroller of the Currency (OCC) and the Federal Reserve. Encourage regulators (including the Federal Reserve, the CFPB, the FDIC and the OCC) nto stop federally chartered banks from using their federal charters from circumventing state and local anti-predatory lending laws surrounding short term or "payday" loans. Support the CFPB fully counting creditor payments to brokers in the determination of points and fees. Support Rich Cordray as Director of CFPB. Support HR 1330 Support S. 673 Oppose H. R. 1077 / S. 949 Urge the CFPB to take specific steps to ensure that student loan modifications are combined with other policies to provide relief to borrowers and prevent defaults in the future. Request a meeting between the NAACP and the US Department of Treasury and various industries who serve primarily racial and ethnic minority, and African American, neighborhoods. Support the Medical Debt Responsibility Act of 2013, S. 160 / H.R. 1767. Oppose H.R. 1566. Support the FDIC and OCC proposed guidance on bank Deposit Advance Products, particularly the underwriting requirements and limits on repeat loans. Support requiring that private education lenders obtain school certification prior to disbursing private education loans. Oppose S. 1217. Support the recent activities of the CFPB aimed at ending discriminatory lending practices in the auto finance market that harm minority car buyers. Support Mel Watt's nomination as Director of the Federal Housing Finance Agency (FHFA). Support H.R. 1330. Support S. 1238. Oppose H.R. 1911. Oppose S. 1003. Support S. 953Urge regulators to take strong actions to protect consumers and the integrity of the… Agriculture, Dept of (USDA),Centers For Medicare and Medicaid Services (CMS),Commerce, Dept of (DOC),Defense, Dept of (DOD),Education, Dept of,Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Credit Union Administration (NCUA),Occupational Safety & Health Administration (OSHA),Office of Management & Budget (OMB),Office of Personnel Management (OPM),Office of the Comptroller of the Currency (OCC),Patent & Trademark Office (PTO),SENATE,Small Business Administration (SBA),State, Dept of (DOS),Transportation, Dept of (DOT),Transportation Security Administration (TSA),Treasury, Dept of,U.S. Commission on Civil Rights,U.S. Trade Representative (USTR),Veterans Affairs, Dept of (VA),White House Office   68750 0 0 2014-10-14T10:04:23.113000-04:00
1585059 POLICY DIRECTIONS INC. e7b8bc8a-e906-412f-a981-5cedee611190 Q3 POLICY DIRECTIONS INC. 31747 AMERICAN FEED INDUSTRY ASSOCIATION 2014 third_quarter FIN Issues related to regulation and oversight by the Commodity Futures Trading Commission. CFTC Reauthorization. Dodd-Frank Implementation. CFTC Rulemaking Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office 20000   0 0 2014-10-14T10:41:36.057000-04:00
1585143 THE AES CORPORATION 09cc7891-eeb7-4a80-9b81-4a26a4513385 Q3 THE AES CORPORATION 298615 THE AES CORPORATION 2014 third_quarter FIN Reauthorization of Ex-Im Bank. HOUSE OF REPRESENTATIVES,SENATE,White House Office   40000 0 0 2014-10-14T11:10:29.990000-04:00
1585288 MR. DOYCE BOESCH de1ac660-c6a3-4ebd-9672-c700b6a68a93 Q3 MR. DOYCE BOESCH 400677020 FIDELITY INVESTMENTS 2014 third_quarter FIN Banking and Financial Services Regulation HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2014-10-14T12:06:15.320000-04:00
1585315 CMFG LIFE INSURANCE COMPANY 4271e4b0-2882-4d68-8bc3-76adef10a6bc Q3 CMFG LIFE INSURANCE COMPANY 80510 CMFG LIFE INSURANCE COMPANY 2014 third_quarter FIN Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau. Influence and monitor legislation impacting the Government Sponsored Entities as it impacts credit unions, including S. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013. Support legislation that would reduce regulatory burden on credit unions, including H.R. 2572, Regulatory Relief for Credit Unions Act of 2013. Support passage of legislation to address credit union member business lending.Advocate for stronger data security - particularly with regard to merchant plastic card data breaches. Support passage of S. 1927. Support credit union access to supplemental capital, including passage of H.R. 719. Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of   222910 0 0 2014-10-14T12:28:22.983000-04:00
1585453 MERCURY PUBLIC AFFAIRS, LLC 26dc259d-3032-4226-a8a9-6e806d629e3a Q3 MERCURY PUBLIC AFFAIRS, LLC 70175 GERSON LEHRMAN GROUP 2014 third_quarter FIN Following financial services issues. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2014-10-14T13:20:46-04:00
1585527 MERCURY PUBLIC AFFAIRS, LLC f18963c3-019c-49ff-8390-7b2d7be3b3af Q3 MERCURY PUBLIC AFFAIRS, LLC 70175 NAVIENT 2014 third_quarter FIN Lobbied in support of fair value accounting, especially H.R. 1872, Budget and Accounting Transparency Act of 2014. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2014-10-14T13:54:02.873000-04:00
1585548 FERGUSON STRATEGIES, LLC 699dcfec-d86c-4183-a244-d5ba91757a79 Q3 FERGUSON STRATEGIES, LLC 400446141 NASDAQ (FORMERLY NASDAQ OMX GROUP) 2014 third_quarter FIN Financial services, including transparency and conflicts of interest in the proxy advisory industry, capital markets structure, and policy issues relating to SEC conflicts minerals regulation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-14T14:00:30.607000-04:00
1585608 EQUIPMENT LEASING AND FINANCE ASSOCIATION e1fe30fe-25d0-4e74-bfeb-ee6890ddf2b3 Q3 EQUIPMENT LEASING AND FINANCE ASSOCIATION 13767 EQUIPMENT LEASING AND FINANCE ASSOCIATION 2014 third_quarter FIN H.R. 2323: Right to Lend Act of 2013 HOUSE OF REPRESENTATIVES,SENATE   90000 0 0 2014-10-14T14:14:11.520000-04:00
1585672 COUNCIL OF NORTH AMERICAN INSULATION MANUFACTURERS ASSOCIATION (NAIMA) bf81565d-62a5-45a8-8b8a-b8424d99e087 Q3 COUNCIL OF NORTH AMERICAN INSULATION MANUFACTURERS ASSOCIATION (NAIMA) 400444134 COUNCIL OF NORTH AMERICAN INSULATION MANUFACTURERS ASSOCIATION (NAIMA) 2014 third_quarter FIN S. 1107, the SAVE Act; energy efficiency financing Council on Environmental Quality (CEQ),Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE,White House Office   110000 0 0 2014-10-14T14:45:10.310000-04:00
1585677 AMERICAN GAMING ASSOCIATION 080aca6a-86e6-4a87-94aa-7bbc4a929120 Q3 AMERICAN GAMING ASSOCIATION 2434 AMERICAN GAMING ASSOCIATION 2014 third_quarter FIN BANK SECRECY ACT - AML COMPLIANCE Bureau of Indian Affairs (BIA),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,SENATE   447407 0 0 2014-10-14T14:46:25.843000-04:00
1585738 FERGUSON STRATEGIES, LLC 87b6a86e-e00e-4297-aa72-aaad1e310da1 Q3 FERGUSON STRATEGIES, LLC 400446141 PRUDENTIAL FINANCIAL INC. 2014 third_quarter FIN S. 2270, the "Insurance Capital Standards Clarification Act." H.R. 4510, the "Insurance Capital Standards Clarification Act." HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2014-10-14T15:00:26.160000-04:00
1585774 PALMETTO GROUP 26f2a441-d9e0-4b78-83c5-97a4049ec8c7 Q3 PALMETTO GROUP 18570 STEPHENS INVESTMENTS HOLDINGS LLC 2014 third_quarter FIN Financial Industry Regulatory Authority (FINRA) proposed rule to implement Comprehensive Automated Risk Data System (CARDS) HOUSE OF REPRESENTATIVES,SENATE 25000   0 0 2014-10-14T15:18:48.010000-04:00
1585972 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES a8638bcf-487e-4d8d-b674-104c5b06449b 3A CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 7725 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2014 third_quarter FIN Credit union general issues. Credit union service organizations. HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE   110000 0 0 2014-10-14T17:00:21.123000-04:00
1586204 K&L GATES, LLP 600833ca-9806-43ff-a6bb-070282223381 Q3 K&L GATES, LLP 32098 ANNALY CAPITAL MANAGEMENT, INC. 2014 third_quarter FIN Policy issues relating to housing finance and real estate investment trusts to include S. 1217, H.R. 2767, H.R. 5055, the Housing Opportunities Move the Economy Forward Act of 2014, and the proposed rule on the Federal Home Loan Bank System eligibility requirements. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 40000   0 0 2014-10-15T09:30:36.820000-04:00
1586243 WATKINSON MILLER PLLC ad316ebf-ffbd-451e-8654-d143fa91711b Q3 WATKINSON MILLER PLLC 24624 MONEX DEPOSIT COMPANY 2014 third_quarter FIN Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203); opposition to inclusion of cash markets under CFTC jurisdiction Commodity Futures Trading Commission (CFTC) 10000   0 0 2014-10-15T09:39:29.403000-04:00
1586290 K&L GATES, LLP 9df63716-5181-4964-ae84-aeebafd10977 Q3 K&L GATES, LLP 32098 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION LIMITED 2014 third_quarter FIN Implementation of P.L. 111-203, Wall Street Reform and Consumer Protection Act; H.R. 4413, the Customer Protection and End-User Relief Act of 2014. Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 20000   0 0 2014-10-15T09:49:00.950000-04:00
1586309 WITT O'BRIEN'S, LLC (F/K/A WITT GROUP HOLDINGS, LLC) df7b2e24-8a33-48c4-a0f1-ea6e37e87250 Q3 WITT O'BRIEN'S, LLC (F/K/A WITT GROUP HOLDINGS, LLC) 76491 CMFG LIFE INSURANCE COMPANY 2014 third_quarter FIN Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act: Restoring American Financial Stability Act of 2010- specifically rulemaking as it regulates credit insurance Multi-Featured Open End Lending HR 2642 -Farm Bill (aka S. 954 Senate Farm Bill); crop insurance; S. 2270; S. 2389; H.R. 4800 HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2014-10-15T09:53:38.390000-04:00
1586310 WITT O'BRIEN'S, LLC (F/K/A WITT GROUP HOLDINGS, LLC) 7d2039c3-e6b4-47c2-b393-cc03261b2de3 Q3 WITT O'BRIEN'S, LLC (F/K/A WITT GROUP HOLDINGS, LLC) 76491 FITCH GROUP, INC 2014 third_quarter FIN Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) Rules related to the credit ratings industry House and Senate Budget HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-15T09:54:38.970000-04:00
1586467 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA cac58a92-86f9-4213-b08c-80545158399e Q3 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2014 third_quarter FIN Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC.113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation. Target Date Funds: Monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of H.R. 4623, to make permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   590000 0 0 2014-10-15T10:53:40.927000-04:00
1586514 CASSIDY & ASSOCIATES, INC. 8192e51a-7409-4270-842c-e710daa10514 Q3 CASSIDY & ASSOCIATES, INC. 8453 MGM RESORTS 2014 third_quarter FIN Terrorism Risk Insurance Program Reauthorization (H.R.2146 & S.2244) TRIA Reform Act (H.R.4871) HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS) 120000   0 0 2014-10-15T11:18:56.517000-04:00
1586610 EMERSON 17fae2a3-8fa2-4830-a636-e0b9a480b138 Q3 EMERSON 13506 EMERSON 2014 third_quarter FIN Debt Ceiling HOUSE OF REPRESENTATIVES,SENATE   90000 0 0 2014-10-15T12:11:32.617000-04:00
1586638 PUBLIC CITIZEN 03ca684f-5fd0-4a3c-93d0-acedfa38f229 Q3 PUBLIC CITIZEN 32362 PUBLIC CITIZEN 2014 third_quarter FIN Political spending disclosure at public companies, Section 956 of Dodd-Frank, Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,White House Office   50000 0 0 2014-10-15T12:15:38.073000-04:00
1586713 SCONSET STRATEGIES, LLC f0f992b5-00a0-489f-9764-d856b32ad7db Q3 SCONSET STRATEGIES, LLC 400794388 6D GLOBAL TECHNOLOGIES INC (FORMERLY CLEANTECH INNOVATIONS INC ) 2014 third_quarter FIN Issues related to the merger of CleanTech Innovations, Inc. with 6D Global Technologies, Inc. Issues related to the SEC Order of July 11, 2013 to re list CleanTech Innovations, Inc. on NASDAQ. Introductory meetings related to 6D Global Technologies, Inc expanded presence in Ohio. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2014-10-15T13:00:40.497000-04:00
1586725 SCONSET STRATEGIES, LLC f88525b9-e37e-4c0f-98f8-05a25a602066 Q3 SCONSET STRATEGIES, LLC 400794388 NEW YORK GLOBAL GROUP 2014 third_quarter FIN Issues related to FINRA and broker dealers. Monitor legislation related to the financial services industry. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-15T13:07:53.450000-04:00
1586923 DELTA STRATEGY GROUP 60b2e016-e037-4640-ae35-523667608b6a Q3 DELTA STRATEGY GROUP 310370 CME GROUP 2014 third_quarter FIN Monitor legislation and regulations impacting the futures markets and regulatory reform efforts. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2014-10-15T14:23:43.370000-04:00
1586945 SCONSET STRATEGIES, LLC 659ef148-2367-4025-8c2e-4a201e2249f0 Q3 SCONSET STRATEGIES, LLC 400794388 GENEVIEVE CAPITAL, LLC 2014 third_quarter FIN Followed all issues related to tax reform and tax extenders. Followed all issues related to additional financial reform measures. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2014-10-15T14:31:53.187000-04:00
1586977 DELTA STRATEGY GROUP 285319db-b23e-4b05-b635-89ecfb0dabfe Q3 DELTA STRATEGY GROUP 310370 CITADEL INVESTMENT GROUP 2014 third_quarter FIN Monitor derivatives legislation and regulation. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 70000   0 0 2014-10-15T14:39:51.393000-04:00
1586997 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA c4c5e7a7-4d5e-436c-8d68-9e7c7910f40d Q3 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 400881578 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 2014 third_quarter FIN Issues related to short-term lending, payday advance loans, Dodd-Frank Act implementation. HOUSE OF REPRESENTATIVES,SENATE   149000 0 0 2014-10-15T14:44:11.563000-04:00
1587017 THE SMITH-FREE GROUP, LLC aba5a85c-c847-4e60-b3d2-c73343877522 Q3 THE SMITH-FREE GROUP, LLC 35800 AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS 2014 third_quarter FIN H.R. 797 Regulation of Municipal Advisors (all sections of full text) HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2014-10-15T14:44:55.860000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
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            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
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