lobbying_activities
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833 rows where filing_period = "third_quarter", filing_year = 2014 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1549222 | DICKSTEIN SHAPIRO LLP a8f27d96-5c54-410b-9113-423498eb866f | 3T | DICKSTEIN SHAPIRO LLP | 12208 | PEABODY ENERGY | 2014 | third_quarter | FIN | Monitor legislative and federal activity related to over-the-counter derivatives. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2014-07-11T23:14:17.137000-04:00 | |
| 1568488 | AFL-CIO 02567e27-7b82-4808-b5e0-a95c97198995 | Q3 | AFL-CIO | 363 | AFL-CIO | 2014 | third_quarter | FIN | H.R. 4413, Customer Protection and End User Relief Act Consumer Financial Protection Bureau, issues Dodd-Frank 953 (b): pay ratio disclosure Proxy Adviser legislation SEC | Defense, Dept of (DOD),Environmental Protection Agency (EPA),Executive Office of the President (EOP),Export-Import Bank of the United States (EXIM Bank),Federal Reserve System,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),Occupational Safety & Health Administration (OSHA),Office of Management & Budget (OMB),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office | 900000 | 0 | 0 | 2014-07-21T12:43:45.033000-04:00 | |
| 1581052 | CYBER SECURITY RESEARCH CONSULTANTS, LLC 887fc326-323f-4e46-b844-87c5ce56dbf6 | 3T | CYBER SECURITY RESEARCH CONSULTANTS, LLC | 91694 | U.S. CHAMBER OF COMMERCE | 2014 | third_quarter | FIN | FY 15 Financial Services Appropriations Billl | HOUSE OF REPRESENTATIVES | 20000 | 0 | 1 | 2014-09-22T07:48:44.103000-04:00 | |
| 1581446 | PETER BLOCKLIN 11538238-07c3-481a-b006-552ba7e9fb10 | Q3 | PETER BLOCKLIN | 401014864 | FEDERATED INVESTORS INC. | 2014 | third_quarter | FIN | Money Market Funds | SENATE | 0 | 0 | 2014-10-01T17:51:17.187000-04:00 | ||
| 1581448 | PETER BLOCKLIN bf773bdb-2a5e-409b-91a7-8dacef7ddb6a | 3A | PETER BLOCKLIN | 401014864 | FEDERATED INVESTORS INC. | 2014 | third_quarter | FIN | Money Market Funds | SENATE | 0 | 0 | 2014-10-01T18:01:28.317000-04:00 | ||
| 1581453 | PETER BLOCKLIN 85b493b2-b8e3-4eb6-ac4a-0c35ec7687c6 | Q3 | PETER BLOCKLIN | 401014864 | INSTITUTE OF INTERNATIONAL BANKERS | 2014 | third_quarter | FIN | SWAPS pushouts, Basel III, National Treatment | SENATE | 0 | 0 | 2014-10-02T07:35:40.040000-04:00 | ||
| 1581459 | PETER BLOCKLIN 8fabf577-22b8-4fbf-b4df-e40e08143938 | Q3 | PETER BLOCKLIN | 401014864 | INSTITUTE OF INTERNATIONAL BANKERS | 2014 | third_quarter | FIN | SWAPS Pushouts, Basel III, National Treatment | SENATE | 0 | 0 | 2014-10-02T07:52:18.027000-04:00 | ||
| 1581469 | PETER BLOCKLIN 2831aa4b-d4b8-4e42-aa9c-996449131df0 | Q3 | PETER BLOCKLIN | 401014864 | CREDIT SUISSE SECURITIES,LLC | 2014 | third_quarter | FIN | SWAPS pushouts, Basel III, National Treatment | SENATE | 6000 | 0 | 0 | 2014-10-02T08:54:19.367000-04:00 | |
| 1581611 | VENABLE LLP 74283366-fdf5-48cf-b003-ace523d6c204 | Q3 | VENABLE LLP | 39941 | ASSOCIATION FOR CORPORATE GROWTH, INC. | 2014 | third_quarter | FIN | The Small Business Capital Access and Job Preservation Act (H.R. 1105), provisions relating to regulation of private funds; issues affecting private equity in reform of Dodd-Frank Act; issues relating to tax treatment of private equity funds. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2014-10-03T12:22:01.623000-04:00 | |
| 1581652 | PHILLIP RIVERS 01ae0740-25a0-4dc3-a4e4-020ae14d8370 | Q3 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2014 | third_quarter | FIN | Issues related to the regulation of the financial planning profession | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2014-10-03T16:02:17.117000-04:00 | |
| 1581661 | COVINGTON & BURLING LLP 7edf41be-d2af-440b-9a04-3abaaf868f3d | Q3 | COVINGTON & BURLING LLP | 11195 | AMERICAN BANKERS ASSOCIATION | 2014 | third_quarter | FIN | Issues affecting banks, including housing issues and GSE reform, credit card issues, the Volcker rule in the Dodd-Frank Act, amendments to the Dodd-Frank Act and credit union issues. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2014-10-03T17:22:48.333000-04:00 | |
| 1581781 | OLSON ADVOCACY GROUP LLC 088105bd-efa7-44c5-9663-2b6c39a5c818 | Q3 | OLSON ADVOCACY GROUP LLC | 400833471 | POTOMAC PARTNERS LLC ON BEHALF OF COMPLIANCE MANAGEMENT SERVICES LLC | 2014 | third_quarter | FIN | SAFE Act and other Training and Compliance Issues | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 15000 | 0 | 0 | 2014-10-05T19:44:41.540000-04:00 | |
| 1581841 | HOLCH & ERICKSON, LLP 6e1c7e5e-fded-4e6b-91cc-644828183a6d | Q3 | HOLCH & ERICKSON, LLP | 305032 | SHAREHOLDER COMMUNICATIONS COALITION | 2014 | third_quarter | FIN | Proxy voting and communications issues | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) | 22500 | 0 | 0 | 2014-10-06T10:15:22.440000-04:00 | |
| 1581886 | CAPITOL HILL CONSULTING GROUP 55b78f3d-d906-4be7-b32e-e2976a7392a8 | Q3 | CAPITOL HILL CONSULTING GROUP | 72053 | NATIONAL ASSOCIATION OF MINORITY AUTOMOBILE DEALERS | 2014 | third_quarter | FIN | Issues relating to financial services and automobile lending | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-06T11:24:58.617000-04:00 | |
| 1581929 | THE VELASQUEZ GROUP, L.L.C. 3267f61e-9839-41a8-985c-69a34314a45d | 3A | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2014 | third_quarter | FIN | Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; CFTC rulemaking related to "harmonization" with SEC requirements pertaining to registered investment companies ("registered funds")and their advisors that are required to register as commodity pool operators; Financial Services generally | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-10-06T12:36:08.823000-04:00 | |
| 1581935 | THE VELASQUEZ GROUP, L.L.C. 33857a12-9ed7-42d2-9195-07f249d1e1a6 | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2014 | third_quarter | FIN | Monitoring of H.R.2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; Oversight pertaining to the Financial Stability Oversight Council. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2014-10-06T12:48:14.250000-04:00 | |
| 1581939 | THE VELASQUEZ GROUP, L.L.C. 719bed4f-47ad-4294-bff1-f1327754b145 | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | ELECTRONIC PAYMENTS COALITION | 2014 | third_quarter | FIN | Monitoring for any legislation pertaining to interchange and payment card systems. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-06T12:53:17.640000-04:00 | |
| 1581953 | TOMPKINS STRATEGIES, LLC 167f0793-22e9-471b-950c-e0d62c6eae6c | Q3 | TOMPKINS STRATEGIES, LLC | 400971785 | THE BLACKSTONE GROUP | 2014 | third_quarter | FIN | Issues related to private equity and the tax treatment of carried interest. Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-06T13:23:27.997000-04:00 | |
| 1581997 | FORSCEY, PLLC ebad966e-8e8d-475f-845a-2b5122ad6273 | Q3 | FORSCEY, PLLC | 52880 | NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS | 2014 | third_quarter | FIN | Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2014-10-06T14:52:51.117000-04:00 | |
| 1582067 | GOLDHABER POLICY SERVICES LLC 43dba701-acb8-4b37-a7b8-7853631d7beb | Q3 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2014 | third_quarter | FIN | Discussions with White House, FHFA staff and the FHFA Director on issues that included guarantee fees for Fannie Mae and Freddie Mac, and the proposed private mortgage insurance eligibility standards. In addition there were discussions about access to credit, current market conditions, mortgage servicing rights and capital for non-banks and the need to move to a single security for both Fannie Mae and Freddie Mac. Legislative activity related to GSE reform, and the committee markup of Johnson Crapo S.1217 | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,White House Office | 20000 | 0 | 0 | 2014-10-06T16:22:18.240000-04:00 | |
| 1582076 | GOLDHABER POLICY SERVICES LLC 3391f85f-ca0b-4704-a72c-7ed7419a997d | Q3 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2014 | third_quarter | FIN | Worked on FHFA comment letter concerning FNMA and Freddie Mac guarantees fees as well as working with mortgage industry groups on this issue. Worked on a Treasury request for comment on issues impacting the private-label securities market (PLS) Continue to work to work on issues relating to non-QM product development. Legislative activity related to GSE reform, and the committee markup of Johnson Crapo S.1217 | Federal Housing Finance Agency (FHFA),Federal Reserve System,Ginnie Mae,Treasury, Dept of | 5000 | 0 | 0 | 2014-10-06T16:37:20.840000-04:00 | |
| 1582166 | TRIOPTIMA AB b6566c15-23a3-4a4f-b6d1-d65b3b049476 | Q3 | TRIOPTIMA AB | 400946732 | TRIOPTIMA AB | 2014 | third_quarter | FIN | triBalance exemption, RIN 3038AD86 triReduce Service, RIN 3038AC96 triBalance Service, RIN 3038AD86, RIN 3038-AD19, RIN 3038-AD18 | Commodity Futures Trading Commission (CFTC),Federal Reserve System | 0 | 0 | 2014-10-07T05:43:50.593000-04:00 | ||
| 1582380 | RICH FEUER ANDERSON 02ce0adc-2df4-43b2-928c-8fa36ebb6fcc | Q3 | RICH FEUER ANDERSON | 84775 | ARGUS MEDIA, INC. | 2014 | third_quarter | FIN | Regulation of energy market information and price reporting agencies. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2014-10-07T15:54:48.733000-04:00 | |
| 1582584 | DUTKO WORLDWIDE, LLC 95d42eab-8697-4cc1-b331-f6e7d36cee2f | Q3 | DUTKO WORLDWIDE, LLC | 12868 | CITGO PETROLEUM CORPORATION | 2014 | third_quarter | FIN | Monitor regulations developed pursuant to and legislation related to the Wall Street Reform and Consumer Protection Act of 2009 of interest to refineries. | Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 100000 | 0 | 0 | 2014-10-08T10:57:47.567000-04:00 | |
| 1582603 | COVINGTON & BURLING LLP 6619e673-58c4-40e2-a041-5f6c8cab1671 | Q3 | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2014 | third_quarter | FIN | Issues affecting banking institutions, including mortgage and mortgage servicing issues and H.R. 4042 | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2014-10-08T11:03:56.630000-04:00 | |
| 1582612 | COVINGTON & BURLING LLP cb288b85-1c20-4fa5-b4f3-5d48581bd878 | Q3 | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2014 | third_quarter | FIN | Issues affecting banking institutions, including dervatives | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2014-10-08T11:13:00.277000-04:00 | ||
| 1582625 | COVINGTON & BURLING LLP 45ba79f4-a08b-4f8c-bb36-3825dd7c0fe5 | Q3 | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2014 | third_quarter | FIN | Issues affecting banking institutions including housing finance and amendments to the Dodd-Frank Act | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-08T11:19:03.963000-04:00 | |
| 1582631 | COVINGTON & BURLING LLP 5a838db1-e1b1-4ee4-b636-fa6d68095229 | Q3 | COVINGTON & BURLING LLP | 11195 | SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION | 2014 | third_quarter | FIN | Issues relating to financial institutions in legislation on housing finance and replacing the housing government sponsored enterprises. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2014-10-08T11:28:08.920000-04:00 | ||
| 1582648 | SMITH, COSTELLO & CRAWFORD 518a7150-f577-42cd-8015-dac2dbc2b53c | Q3 | SMITH, COSTELLO & CRAWFORD | 35742 | INVESTMENT COMPANY INSTITUTE | 2014 | third_quarter | FIN | Mutual Fund Issues | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2014-10-08T11:44:55.597000-04:00 | |
| 1582799 | WISE PUBLIC AFFAIRS 3d412088-1cf3-41ce-877e-8e91a54d2faf | Q3 | WISE PUBLIC AFFAIRS | 401103300 | US CONSUMER COALITION | 2014 | third_quarter | FIN | H. R. 4986- To amend certain banking statutes in response to Operation Choke Point | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2014-10-08T14:42:07.550000-04:00 | |
| 1582822 | BECKER & POLIAKOFF, P.A. 7b60bb79-5256-45b7-bbfe-4cbad6db76a5 | Q3 | BECKER & POLIAKOFF, P.A. | 283696 | MARSHA PESHKIN | 2014 | third_quarter | FIN | Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2014-10-08T14:55:30.493000-04:00 | ||
| 1582862 | AMERICAN CONSERVATIVE UNION 080f5309-97f0-422e-aecb-26b89f759495 | Q3 | AMERICAN CONSERVATIVE UNION | 62712 | AMERICAN CONSERVATIVE UNION | 2014 | third_quarter | FIN | Blackburn Local Pension Bailouts Amendment to Financial Services Appropriations, H.R. 5016; Moore CFPB Amendment to Financial Services Appropriations, H.R. 5016 | HOUSE OF REPRESENTATIVES,SENATE | 16800 | 0 | 0 | 2014-10-08T15:24:31.203000-04:00 | |
| 1582874 | THE WASHINGTON TAX & PUBLIC POLICY GROUP e5c6ac59-7567-48e9-bcb6-8848bb10be76 | Q3 | THE WASHINGTON TAX & PUBLIC POLICY GROUP | 294930 | CATERPILLAR INC | 2014 | third_quarter | FIN | Related to specific projects approved by the Export-Import Bank of the United States. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-10-08T15:29:38.160000-04:00 | |
| 1582925 | HUTTON STRATEGIES 1d98e51a-eba9-486d-a69d-410d645e1cf2 | Q3 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2014 | third_quarter | FIN | Issues related to policy matters and regulations concerning the capital markets and money market funds and investors. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-10-08T15:48:48.963000-04:00 | |
| 1583001 | ARIZONA STATE UNIVERSITY 7fc3cc1d-07fa-466e-a92b-6fc8d8bb620d | Q3 | ARIZONA STATE UNIVERSITY | 75397 | ARIZONA STATE UNIVERSITY | 2014 | third_quarter | FIN | Negotiated rule making for Univerity use of financial services such as bank cards. | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS) | 40000 | 0 | 0 | 2014-10-08T16:24:06.213000-04:00 | |
| 1583162 | K&L GATES, LLP 9c21c737-2c4e-4c73-ba19-c1009070d49b | Q3 | K&L GATES, LLP | 32098 | RADIAN GROUP, INC. | 2014 | third_quarter | FIN | Policy issues pertaining to mortgage insurance, government-sponsored entities, the housing finance market, including H.R. 1145, S. 1217, S. 688, S. 1376, H.R. 2767, H.R. 5055. | HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of | 320000 | 0 | 0 | 2014-10-09T09:35:07.380000-04:00 | |
| 1583209 | MALKIN & ROSS 2f078c78-3041-4ad8-8e38-7afd6552be99 | Q3 | MALKIN & ROSS | 400390815 | ELLIOTT MANAGEMENT | 2014 | third_quarter | FIN | HR744 | HOUSE OF REPRESENTATIVES | 10000 | 0 | 0 | 2014-10-09T10:26:26.197000-04:00 | |
| 1583237 | CASSIDY & ASSOCIATES, INC. 364a2ce4-5c70-4322-8179-2f9c79fe1a4e | Q3 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2014 | third_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2014-10-09T10:49:52.923000-04:00 | |
| 1583306 | AMERICAN LAND TITLE ASSOCIATION a9313c48-0d85-4153-9fdf-4ff193233cdc | Q3 | AMERICAN LAND TITLE ASSOCIATION | 2731 | AMERICAN LAND TITLE ASSOCIATION | 2014 | third_quarter | FIN | Implementation of Sections 1411, 1412 and 1413 of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, provisions related to ability to repay standard and qualified mortgage safe harbor. H.R. 4383, Bureau of Consumer Financial Protection Small Business Advisory Board Act, a bill to amend the Consumer Financial Protection Act of 2010 to establish a Small Business Advisory Board; entire bill.H.R. 1077, Consumer Mortgage Choice Act, a bill to amend the Truth in Lending Act with respect to the definitions provided for points and fees in connection with a mortgage transaction; entire bill. H.R. 3211, the Mortgage Choice Act, a bill to amend the Truth in Lending Act to change the definitions provided for points and fees in connection with a mortgage transaction; entire bill. S. 1577, the Mortgage Choice Act of 2013, a bill to amend the Truth in Lending Act to change the definitions provided for points and fees in connection with a mortgage transaction, entire bill. S. 949, the Consumer Mortgage Choice Act, a bill to amend the Truth in Lending Act to change the definitions of points and fees in connection with a mortgage transaction, entire bill. H.R. 508, Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013, a bill to extend the Terrorism Risk Insurance Program for five years, entire bill. S. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013, a bill to reform the secondary mortgage market; entire bill. H.R. 2767, Protecting American Taxpayers and Homeowners Act of 2013, a bill to protect American taxpayers and homeowners by creating a sustainable housing finance system for the 21st century; entire bill. H.R. 2146, Terrorism Risk Insurance Program Reauthorization Act of 2013, a bill to amend the Terrorism Risk Insurance Act of 2002 to extend from December 31, 2014, through December 31, 2024, the Terrorism Risk Insurance program; entire bill. General education concerning proposals under consideration as part of mortgage finance reform legislation. Final Rule RIN 3170-AA19 (In… | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE | 100000 | 0 | 0 | 2014-10-09T11:48:44.207000-04:00 | |
| 1583410 | DOWNEY MCGRATH GROUP, INC. 24175d40-ab10-4870-833a-bd7bb9691218 | Q3 | DOWNEY MCGRATH GROUP, INC. | 12573 | LAZARD GROUP LLC | 2014 | third_quarter | FIN | proposals related to comprehensive tax reform Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to securities holding companies | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-09T14:06:58.797000-04:00 | |
| 1583569 | PENN AVENUE PARTNERS cec9227d-74a1-4db2-9ab4-dcc6b81ae5a6 | Q3 | PENN AVENUE PARTNERS | 400918672 | MANAGED FUNDS ASSOCIATION | 2014 | third_quarter | FIN | Regulatory issues impacting the financial markets. | SENATE,White House Office | 20000 | 0 | 0 | 2014-10-09T15:31:45.920000-04:00 | |
| 1583588 | PENN AVENUE PARTNERS 1660c635-a6ff-438e-a401-3817b6558904 | Q3 | PENN AVENUE PARTNERS | 400918672 | WESTERN UNION | 2014 | third_quarter | FIN | Financial Services Integration | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2014-10-09T15:43:53.363000-04:00 | |
| 1583633 | ALPINE GROUP PARTNERS, LLC. 53498097-f409-41e6-ba62-275b45fc083b | 3T | ALPINE GROUP PARTNERS, LLC. | 1171 | UNITED STATES COMMODITY FUNDS, LLC | 2014 | third_quarter | FIN | Financial services overhaul, Energy trading and Regulation of OTC derivatives | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 1 | 2014-10-09T16:50:00.773000-04:00 | |
| 1583670 | DALY CONSULTING GROUP d9fb5535-e414-4c28-903a-07f5880b8c49 | Q3 | DALY CONSULTING GROUP | 400923683 | INVESTMENT COMPANY INSTITUTE | 2014 | third_quarter | FIN | Issues related to investment companies | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2014-10-09T17:16:07.157000-04:00 | |
| 1583671 | DALY CONSULTING GROUP 26dd9631-0f78-459c-8312-7d9e64d50f07 | Q3 | DALY CONSULTING GROUP | 400923683 | TRAVELERS COMPANIES INC AND SUBSIDIARIES (WAS THE TRAVELERS COMPANIES INC | 2014 | third_quarter | FIN | Issues related to the property casualty industry | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2014-10-09T17:28:09.353000-04:00 | |
| 1583681 | DALY CONSULTING GROUP c72c6f2f-cb0a-42a2-9f13-525a85eafc73 | Q3 | DALY CONSULTING GROUP | 400923683 | CITADEL LLC | 2014 | third_quarter | FIN | Issues related to the capital markets | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2014-10-09T17:31:11.243000-04:00 | |
| 1583684 | DALY CONSULTING GROUP 7cd01c2e-249e-476f-8701-75defc01ec26 | Q3 | DALY CONSULTING GROUP | 400923683 | FMR LLC ("FIDELITY INVESTMENTS") | 2014 | third_quarter | FIN | Issues related to investment companies | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2014-10-09T17:42:12.217000-04:00 | |
| 1583687 | DALY CONSULTING GROUP ff3726e5-2577-45b1-8acc-e8387873f8ce | Q3 | DALY CONSULTING GROUP | 400923683 | S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) | 2014 | third_quarter | FIN | Issues related to credit rating agencies | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2014-10-09T17:45:13.140000-04:00 | |
| 1583688 | DALY CONSULTING GROUP 88aca2a7-e69d-4c32-9654-01a56e9b133a | Q3 | DALY CONSULTING GROUP | 400923683 | CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC | 2014 | third_quarter | FIN | Issues related to the capital markets | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2014-10-09T17:49:14.093000-04:00 | |
| 1583702 | JOHN T. O'ROURKE 8d815ac5-f72b-46c8-b123-a107b674775d | Q3 | JOHN T. O'ROURKE | 29937 | THE TRAVELERS COMPANIES, INC. AND SUBSIDIARIES | 2014 | third_quarter | FIN | Dodd-Frank implementation and oversight. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2014-10-09T18:10:16.943000-04:00 | |
| 1583710 | MEHLMAN CONSULTING, INC. ef4ef082-391c-460b-ae5f-8fe6faffce74 | Q3 | MEHLMAN CONSULTING, INC. | 284950 | VALEANT PHARMACEUTICAL NORTH AMERICA LLC | 2014 | third_quarter | FIN | Corporate structure. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2014-10-09T19:00:34.930000-04:00 | |
| 1583932 | CALIFORNIA LIFE SCIENCES b3854a68-78d6-4030-949c-eec6dd624f6f | Q3 | CALIFORNIA LIFE SCIENCES | 7758 | CALIFORNIA LIFE SCIENCES | 2014 | third_quarter | FIN | Address concerns re biomedical corporate mergers and acquisitions. | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2014-10-10T12:58:46.237000-04:00 | |
| 1584064 | HOLLAND & KNIGHT LLP ef778377-8ab2-4c53-a21b-ad58efc079bd | Q3 | HOLLAND & KNIGHT LLP | 18466 | DEPOSITORY TRUST & CLEARING CORPORATION | 2014 | third_quarter | FIN | Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the Dodd-Frank regulations with EU regulations; HR 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 and cybersecurity. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2014-10-10T15:26:47.673000-04:00 | |
| 1584103 | HOLLAND & KNIGHT LLP 416897c5-f0b9-476e-8189-72cfba94364a | Q3 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2014 | third_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2014-10-10T15:51:00.180000-04:00 | |
| 1584107 | CBOE GLOBAL MARKETS, INC. 9da0679c-8ee1-4a69-ba10-d7a64e4ea809 | Q3 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2014 | third_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 209086 | 0 | 0 | 2014-10-10T15:59:04.340000-04:00 | |
| 1584139 | COBANK, ACB 2344693d-10f8-4de5-af39-a683e6430210 | Q3 | COBANK, ACB | 9738 | COBANK ACB | 2014 | third_quarter | FIN | Financial Regulatory Reform; Derivatives Reform Legislation; GSE Reform; Farm Credit Administration Regulatory Proposals; CFTC Regulations impacting Financial Reform Legislation; Prudential Regulators' Derivatives Regulatory Proposals | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Farm Credit Administration,Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 170000 | 0 | 0 | 2014-10-10T16:29:06.207000-04:00 | |
| 1584142 | LEVICK STRATEGIC COMMUNICATIONS 0599b627-a80a-491c-941e-11659f548c14 | Q3 | LEVICK STRATEGIC COMMUNICATIONS | 301994 | VENABLE LLP ON BEHALF OF OVERSTOCK.COM, INC. | 2014 | third_quarter | FIN | Abusive short sale practices | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2014-10-10T16:35:07.837000-04:00 | |
| 1584149 | LEVICK STRATEGIC COMMUNICATIONS 437fa1d3-8271-46ab-8f92-2da4aa99bbd5 | Q3 | LEVICK STRATEGIC COMMUNICATIONS | 301994 | CALPINE CORPORATION | 2014 | third_quarter | FIN | Implementation of PL 111-203, Dodd-Frank Wall Street Reform and COnsumer Protection Act; provisions related to CFTC regulation of derivatives end users and related FERC issues, Commodities market issues | Energy, Dept of,HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-10T16:38:08.947000-04:00 | |
| 1584166 | LEVICK STRATEGIC COMMUNICATIONS 643d13f0-df2d-46bc-bad6-6d6bc30e22e6 | Q3 | LEVICK STRATEGIC COMMUNICATIONS | 301994 | TENASKA, INC. | 2014 | third_quarter | FIN | Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection ACt; provisions related to CFTC regulation of derivates end-users and related FERC issues | Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2014-10-10T16:45:13.933000-04:00 | |
| 1584179 | RICH FEUER ANDERSON f5cdeff1-de04-43f6-bb29-583ebadb061e | Q3 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2014 | third_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries, including HR 850, the "Nuclear Iran Prevent Act of 2013;" HR 1771, the "North Korea Sanctions Enforcement Act of 2013;" S 1881, the "Nuclear Weapon Free Iran Act of 2013;" and S 2828, the "Ukraine Freedom Support Act of 2014." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-10-10T16:57:54.390000-04:00 | |
| 1584193 | RICH FEUER ANDERSON 70f32a36-57a8-4ba6-b81d-ef84b5b17bca | Q3 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2014 | third_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2014-10-10T17:18:57.707000-04:00 | |
| 1584239 | BROYDRICK & ASSOCIATES e6fc4d9f-7650-48d2-afd3-a6f1b44a753d | Q3 | BROYDRICK & ASSOCIATES | 7268 | EGAN-JONES RATING COMPANY | 2014 | third_quarter | FIN | SEC Regulations and financial ratings. Financial service legislation and proxy advisory firms. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2014-10-11T11:21:37.063000-04:00 | |
| 1584348 | INTERNATIONAL SECURITIES EXCHANGE, LLC 5282fd8f-a056-4b06-8e77-4b8423132d91 | Q3 | INTERNATIONAL SECURITIES EXCHANGE, LLC | 400648955 | INTERNATIONAL SECURITIES EXCHANGE, LLC | 2014 | third_quarter | FIN | Financial regulatory reform;
 national market structure issues; 
taxation of financial transactions. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2014-10-13T10:57:54.883000-04:00 | |
| 1584361 | ALBERTINE ENTERPRISES, INC. 313e9c13-31c5-47a6-96f5-682c4c7280c7 | Q3 | ALBERTINE ENTERPRISES, INC. | 795 | BOSTON FINANCE GROUP, LLC | 2014 | third_quarter | FIN | Financial Services Issues | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-13T11:13:04.747000-04:00 | |
| 1584400 | FINANCIAL SERVICES INSTITUTE bbfcf1f0-f7a6-4311-8b41-ceb5d65b8a75 | Q3 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2014 | third_quarter | FIN | The Restoring Overtime Pay for Working Americans Act (S. 2486); Restoring Main Street Investor Protection and Confidence Act (H.R. 3482); Retail Investor Protection Act (H.R. 2374); Investor Choice Act OF 2013; 21st Century Glass-Steagall Act OF 2013 (S. 1282); The Secure Annuities for Employee (SAFE) Retirement Act of 2013; A Bill to Amend the Employee Retirement Income Security Act of 1974 to Require a Lifetime Income Disclosure; Retirement Plan Simplification and Enhancement Act of 2013; Universal, Secure, and Adaptable (USA) Retirement Funds Act of 2014 (S. 1979); Equal Employment for All Act of 2013 (S. 1837); CARDS; FINRA Arbitration; FINRA Brokercheck; FINRA Background Checks; FINRA Examinations; Sweeps; Examination and Oversight of RIAs; Prevention of Financial Elder Abuse; MSRB Rule G-47; and FINRA Retrospective Rule Review | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 170342 | 0 | 0 | 2014-10-13T11:49:21.307000-04:00 | |
| 1584629 | MUTUAL OF OMAHA 34cd2db9-0fb9-47e2-888c-d6fa0be340f4 | Q3 | MUTUAL OF OMAHA | 26284 | MUTUAL OF OMAHA | 2014 | third_quarter | FIN | HR 1221 - Basel III Capital Impact Study Act - Provisions calling for quantitative impact study of Basel III rules on financial institutions. HR 4173 - Dodd-Frank Wall Street Reform & Consumer Protection Act - accountability & transparency in rating agencies, banking & insurance regulators, capital requirements, investor protections, over the counter derivatives, federal insurance office,private fund investment advisor registration, consumer financial protections, executive compensation & mortgage lending practices. S 731 - Basel III CASE Act - Provisions related to insurers & extent of stop and study provisions | HOUSE OF REPRESENTATIVES,SENATE | 300000 | 0 | 0 | 2014-10-13T15:51:03.840000-04:00 | |
| 1584663 | ALPINE GROUP PARTNERS, LLC. d5f72d3e-95cd-405e-9267-fb1f7f559760 | Q3 | ALPINE GROUP PARTNERS, LLC. | 1171 | SOUTHWIRE CO | 2014 | third_quarter | FIN | Issues affecting the copper industry | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-13T16:08:09.020000-04:00 | |
| 1584747 | ENERGY MARKETERS OF AMERICA dd495dad-d6c3-4f77-9485-e727a64d4868 | Q3 | ENERGY MARKETERS OF AMERICA | 31281 | ENERGY MARKETERS OF AMERICA | 2014 | third_quarter | FIN | Rules implementation for the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) regarding interchange fees and derivatives (swaps and Futures market position limits on WTI) overhaul; HR 1838 - A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any federal bailout of swap dealers or participants. HR 3283 - Swap Jurisdiction Certainty Act, RINs regulated as a futures contract | Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),Federal Emergency Management Agency (FEMA),Federal Motor Carrier Safety Administration,Federal Reserve System,Federal Trade Commission (FTC),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Pipeline & Hazardous Materials Safety Administration,SENATE,Transportation, Dept of (DOT) | 170000 | 0 | 0 | 2014-10-13T17:42:26.283000-04:00 | |
| 1584806 | JENKINS HILL CONSULTING, LLC 21d22613-1dbd-4c78-a19e-3e762b2a4fb2 | Q3 | JENKINS HILL CONSULTING, LLC | 303575 | EQUITABLE (FORMERLY AXA FINANCIAL) | 2014 | third_quarter | FIN | Implementation of Dodd Frank regulations | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2014-10-14T08:53:42.107000-04:00 | |
| 1584857 | KPMG LLP 5ccdaae9-92f4-49bd-9f1c-d32d778f5ee4 | Q3 | KPMG LLP | 21893 | KPMG LLP | 2014 | third_quarter | FIN | Regulation of Municipal Advisors, H.R. 707; SEC Regulatory Accountability Act, H.R. 1062. Municipal Advisory Relief Act of 2013, S. 710 | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE | 630000 | 0 | 0 | 2014-10-14T09:23:08.507000-04:00 | |
| 1584933 | NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE 921b68d2-ff21-4a1a-a68c-c45fb0594cdd | Q3 | NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE | 48975 | NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE | 2014 | third_quarter | FIN | Support for the Office of Mortgage Settlement Oversight to add fair lending metrics to his review of the loans made by the financial institutions. Support H.R. 645 Support the CFPB's proposed Loan Officer ruleSupport S. 114 Support H.R. 532 Make specific proposals for maximizing the impact of the Independent Foreclossre REview (IFR) to the Office of the Comptroller of the Currency (OCC) and the Federal Reserve. Encourage regulators (including the Federal Reserve, the CFPB, the FDIC and the OCC) nto stop federally chartered banks from using their federal charters from circumventing state and local anti-predatory lending laws surrounding short term or "payday" loans. Support the CFPB fully counting creditor payments to brokers in the determination of points and fees. Support Rich Cordray as Director of CFPB. Support HR 1330 Support S. 673 Oppose H. R. 1077 / S. 949 Urge the CFPB to take specific steps to ensure that student loan modifications are combined with other policies to provide relief to borrowers and prevent defaults in the future. Request a meeting between the NAACP and the US Department of Treasury and various industries who serve primarily racial and ethnic minority, and African American, neighborhoods. Support the Medical Debt Responsibility Act of 2013, S. 160 / H.R. 1767. Oppose H.R. 1566. Support the FDIC and OCC proposed guidance on bank Deposit Advance Products, particularly the underwriting requirements and limits on repeat loans. Support requiring that private education lenders obtain school certification prior to disbursing private education loans. Oppose S. 1217. Support the recent activities of the CFPB aimed at ending discriminatory lending practices in the auto finance market that harm minority car buyers. Support Mel Watt's nomination as Director of the Federal Housing Finance Agency (FHFA). Support H.R. 1330. Support S. 1238. Oppose H.R. 1911. Oppose S. 1003. Support S. 953Urge regulators to take strong actions to protect consumers and the integrity of the… | Agriculture, Dept of (USDA),Centers For Medicare and Medicaid Services (CMS),Commerce, Dept of (DOC),Defense, Dept of (DOD),Education, Dept of,Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Credit Union Administration (NCUA),Occupational Safety & Health Administration (OSHA),Office of Management & Budget (OMB),Office of Personnel Management (OPM),Office of the Comptroller of the Currency (OCC),Patent & Trademark Office (PTO),SENATE,Small Business Administration (SBA),State, Dept of (DOS),Transportation, Dept of (DOT),Transportation Security Administration (TSA),Treasury, Dept of,U.S. Commission on Civil Rights,U.S. Trade Representative (USTR),Veterans Affairs, Dept of (VA),White House Office | 68750 | 0 | 0 | 2014-10-14T10:04:23.113000-04:00 | |
| 1585059 | POLICY DIRECTIONS INC. e7b8bc8a-e906-412f-a981-5cedee611190 | Q3 | POLICY DIRECTIONS INC. | 31747 | AMERICAN FEED INDUSTRY ASSOCIATION | 2014 | third_quarter | FIN | Issues related to regulation and oversight by the Commodity Futures Trading Commission. CFTC Reauthorization. Dodd-Frank Implementation. CFTC Rulemaking | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office | 20000 | 0 | 0 | 2014-10-14T10:41:36.057000-04:00 | |
| 1585143 | THE AES CORPORATION 09cc7891-eeb7-4a80-9b81-4a26a4513385 | Q3 | THE AES CORPORATION | 298615 | THE AES CORPORATION | 2014 | third_quarter | FIN | Reauthorization of Ex-Im Bank. | HOUSE OF REPRESENTATIVES,SENATE,White House Office | 40000 | 0 | 0 | 2014-10-14T11:10:29.990000-04:00 | |
| 1585288 | MR. DOYCE BOESCH de1ac660-c6a3-4ebd-9672-c700b6a68a93 | Q3 | MR. DOYCE BOESCH | 400677020 | FIDELITY INVESTMENTS | 2014 | third_quarter | FIN | Banking and Financial Services Regulation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2014-10-14T12:06:15.320000-04:00 | |
| 1585315 | CMFG LIFE INSURANCE COMPANY 4271e4b0-2882-4d68-8bc3-76adef10a6bc | Q3 | CMFG LIFE INSURANCE COMPANY | 80510 | CMFG LIFE INSURANCE COMPANY | 2014 | third_quarter | FIN | Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau. Influence and monitor legislation impacting the Government Sponsored Entities as it impacts credit unions, including S. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013. Support legislation that would reduce regulatory burden on credit unions, including H.R. 2572, Regulatory Relief for Credit Unions Act of 2013. Support passage of legislation to address credit union member business lending.Advocate for stronger data security - particularly with regard to merchant plastic card data breaches. Support passage of S. 1927. Support credit union access to supplemental capital, including passage of H.R. 719. | Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 222910 | 0 | 0 | 2014-10-14T12:28:22.983000-04:00 | |
| 1585453 | MERCURY PUBLIC AFFAIRS, LLC 26dc259d-3032-4226-a8a9-6e806d629e3a | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | GERSON LEHRMAN GROUP | 2014 | third_quarter | FIN | Following financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2014-10-14T13:20:46-04:00 | |
| 1585527 | MERCURY PUBLIC AFFAIRS, LLC f18963c3-019c-49ff-8390-7b2d7be3b3af | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | NAVIENT | 2014 | third_quarter | FIN | Lobbied in support of fair value accounting, especially H.R. 1872, Budget and Accounting Transparency Act of 2014. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2014-10-14T13:54:02.873000-04:00 | |
| 1585548 | FERGUSON STRATEGIES, LLC 699dcfec-d86c-4183-a244-d5ba91757a79 | Q3 | FERGUSON STRATEGIES, LLC | 400446141 | NASDAQ (FORMERLY NASDAQ OMX GROUP) | 2014 | third_quarter | FIN | Financial services, including transparency and conflicts of interest in the proxy advisory industry, capital markets structure, and policy issues relating to SEC conflicts minerals regulation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-14T14:00:30.607000-04:00 | |
| 1585608 | EQUIPMENT LEASING AND FINANCE ASSOCIATION e1fe30fe-25d0-4e74-bfeb-ee6890ddf2b3 | Q3 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2014 | third_quarter | FIN | H.R. 2323: Right to Lend Act of 2013 | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2014-10-14T14:14:11.520000-04:00 | |
| 1585672 | COUNCIL OF NORTH AMERICAN INSULATION MANUFACTURERS ASSOCIATION (NAIMA) bf81565d-62a5-45a8-8b8a-b8424d99e087 | Q3 | COUNCIL OF NORTH AMERICAN INSULATION MANUFACTURERS ASSOCIATION (NAIMA) | 400444134 | COUNCIL OF NORTH AMERICAN INSULATION MANUFACTURERS ASSOCIATION (NAIMA) | 2014 | third_quarter | FIN | S. 1107, the SAVE Act; energy efficiency financing | Council on Environmental Quality (CEQ),Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE,White House Office | 110000 | 0 | 0 | 2014-10-14T14:45:10.310000-04:00 | |
| 1585677 | AMERICAN GAMING ASSOCIATION 080aca6a-86e6-4a87-94aa-7bbc4a929120 | Q3 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2014 | third_quarter | FIN | BANK SECRECY ACT - AML COMPLIANCE | Bureau of Indian Affairs (BIA),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,SENATE | 447407 | 0 | 0 | 2014-10-14T14:46:25.843000-04:00 | |
| 1585738 | FERGUSON STRATEGIES, LLC 87b6a86e-e00e-4297-aa72-aaad1e310da1 | Q3 | FERGUSON STRATEGIES, LLC | 400446141 | PRUDENTIAL FINANCIAL INC. | 2014 | third_quarter | FIN | S. 2270, the "Insurance Capital Standards Clarification Act." H.R. 4510, the "Insurance Capital Standards Clarification Act." | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2014-10-14T15:00:26.160000-04:00 | |
| 1585774 | PALMETTO GROUP 26f2a441-d9e0-4b78-83c5-97a4049ec8c7 | Q3 | PALMETTO GROUP | 18570 | STEPHENS INVESTMENTS HOLDINGS LLC | 2014 | third_quarter | FIN | Financial Industry Regulatory Authority (FINRA) proposed rule to implement Comprehensive Automated Risk Data System (CARDS) | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2014-10-14T15:18:48.010000-04:00 | |
| 1585972 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES a8638bcf-487e-4d8d-b674-104c5b06449b | 3A | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2014 | third_quarter | FIN | Credit union general issues. Credit union service organizations. | HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE | 110000 | 0 | 0 | 2014-10-14T17:00:21.123000-04:00 | |
| 1586204 | K&L GATES, LLP 600833ca-9806-43ff-a6bb-070282223381 | Q3 | K&L GATES, LLP | 32098 | ANNALY CAPITAL MANAGEMENT, INC. | 2014 | third_quarter | FIN | Policy issues relating to housing finance and real estate investment trusts to include S. 1217, H.R. 2767, H.R. 5055, the Housing Opportunities Move the Economy Forward Act of 2014, and the proposed rule on the Federal Home Loan Bank System eligibility requirements. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2014-10-15T09:30:36.820000-04:00 | |
| 1586243 | WATKINSON MILLER PLLC ad316ebf-ffbd-451e-8654-d143fa91711b | Q3 | WATKINSON MILLER PLLC | 24624 | MONEX DEPOSIT COMPANY | 2014 | third_quarter | FIN | Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203); opposition to inclusion of cash markets under CFTC jurisdiction | Commodity Futures Trading Commission (CFTC) | 10000 | 0 | 0 | 2014-10-15T09:39:29.403000-04:00 | |
| 1586290 | K&L GATES, LLP 9df63716-5181-4964-ae84-aeebafd10977 | Q3 | K&L GATES, LLP | 32098 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION LIMITED | 2014 | third_quarter | FIN | Implementation of P.L. 111-203, Wall Street Reform and Consumer Protection Act; H.R. 4413, the Customer Protection and End-User Relief Act of 2014. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2014-10-15T09:49:00.950000-04:00 | |
| 1586309 | WITT O'BRIEN'S, LLC (F/K/A WITT GROUP HOLDINGS, LLC) df7b2e24-8a33-48c4-a0f1-ea6e37e87250 | Q3 | WITT O'BRIEN'S, LLC (F/K/A WITT GROUP HOLDINGS, LLC) | 76491 | CMFG LIFE INSURANCE COMPANY | 2014 | third_quarter | FIN | Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act: Restoring American Financial Stability Act of 2010- specifically rulemaking as it regulates credit insurance Multi-Featured Open End Lending HR 2642 -Farm Bill (aka S. 954 Senate Farm Bill); crop insurance; S. 2270; S. 2389; H.R. 4800 | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2014-10-15T09:53:38.390000-04:00 | |
| 1586310 | WITT O'BRIEN'S, LLC (F/K/A WITT GROUP HOLDINGS, LLC) 7d2039c3-e6b4-47c2-b393-cc03261b2de3 | Q3 | WITT O'BRIEN'S, LLC (F/K/A WITT GROUP HOLDINGS, LLC) | 76491 | FITCH GROUP, INC | 2014 | third_quarter | FIN | Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) Rules related to the credit ratings industry House and Senate Budget | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-15T09:54:38.970000-04:00 | |
| 1586467 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA cac58a92-86f9-4213-b08c-80545158399e | Q3 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2014 | third_quarter | FIN | Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC.113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation. Target Date Funds: Monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of H.R. 4623, to make permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 590000 | 0 | 0 | 2014-10-15T10:53:40.927000-04:00 | |
| 1586514 | CASSIDY & ASSOCIATES, INC. 8192e51a-7409-4270-842c-e710daa10514 | Q3 | CASSIDY & ASSOCIATES, INC. | 8453 | MGM RESORTS | 2014 | third_quarter | FIN | Terrorism Risk Insurance Program Reauthorization (H.R.2146 & S.2244) TRIA Reform Act (H.R.4871) | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS) | 120000 | 0 | 0 | 2014-10-15T11:18:56.517000-04:00 | |
| 1586610 | EMERSON 17fae2a3-8fa2-4830-a636-e0b9a480b138 | Q3 | EMERSON | 13506 | EMERSON | 2014 | third_quarter | FIN | Debt Ceiling | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2014-10-15T12:11:32.617000-04:00 | |
| 1586638 | PUBLIC CITIZEN 03ca684f-5fd0-4a3c-93d0-acedfa38f229 | Q3 | PUBLIC CITIZEN | 32362 | PUBLIC CITIZEN | 2014 | third_quarter | FIN | Political spending disclosure at public companies, Section 956 of Dodd-Frank, | Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,White House Office | 50000 | 0 | 0 | 2014-10-15T12:15:38.073000-04:00 | |
| 1586713 | SCONSET STRATEGIES, LLC f0f992b5-00a0-489f-9764-d856b32ad7db | Q3 | SCONSET STRATEGIES, LLC | 400794388 | 6D GLOBAL TECHNOLOGIES INC (FORMERLY CLEANTECH INNOVATIONS INC ) | 2014 | third_quarter | FIN | Issues related to the merger of CleanTech Innovations, Inc. with 6D Global Technologies, Inc. Issues related to the SEC Order of July 11, 2013 to re list CleanTech Innovations, Inc. on NASDAQ. Introductory meetings related to 6D Global Technologies, Inc expanded presence in Ohio. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2014-10-15T13:00:40.497000-04:00 | ||
| 1586725 | SCONSET STRATEGIES, LLC f88525b9-e37e-4c0f-98f8-05a25a602066 | Q3 | SCONSET STRATEGIES, LLC | 400794388 | NEW YORK GLOBAL GROUP | 2014 | third_quarter | FIN | Issues related to FINRA and broker dealers. Monitor legislation related to the financial services industry. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-15T13:07:53.450000-04:00 | |
| 1586923 | DELTA STRATEGY GROUP 60b2e016-e037-4640-ae35-523667608b6a | Q3 | DELTA STRATEGY GROUP | 310370 | CME GROUP | 2014 | third_quarter | FIN | Monitor legislation and regulations impacting the futures markets and regulatory reform efforts. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2014-10-15T14:23:43.370000-04:00 | |
| 1586945 | SCONSET STRATEGIES, LLC 659ef148-2367-4025-8c2e-4a201e2249f0 | Q3 | SCONSET STRATEGIES, LLC | 400794388 | GENEVIEVE CAPITAL, LLC | 2014 | third_quarter | FIN | Followed all issues related to tax reform and tax extenders. Followed all issues related to additional financial reform measures. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2014-10-15T14:31:53.187000-04:00 | |
| 1586977 | DELTA STRATEGY GROUP 285319db-b23e-4b05-b635-89ecfb0dabfe | Q3 | DELTA STRATEGY GROUP | 310370 | CITADEL INVESTMENT GROUP | 2014 | third_quarter | FIN | Monitor derivatives legislation and regulation. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2014-10-15T14:39:51.393000-04:00 | |
| 1586997 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA c4c5e7a7-4d5e-436c-8d68-9e7c7910f40d | Q3 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA | 400881578 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA | 2014 | third_quarter | FIN | Issues related to short-term lending, payday advance loans, Dodd-Frank Act implementation. | HOUSE OF REPRESENTATIVES,SENATE | 149000 | 0 | 0 | 2014-10-15T14:44:11.563000-04:00 | |
| 1587017 | THE SMITH-FREE GROUP, LLC aba5a85c-c847-4e60-b3d2-c73343877522 | Q3 | THE SMITH-FREE GROUP, LLC | 35800 | AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS | 2014 | third_quarter | FIN | H.R. 797 Regulation of Municipal Advisors (all sections of full text) | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2014-10-15T14:44:55.860000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);