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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

823 rows where filing_period = "third_quarter", filing_year = 2013 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 823 ✖

filing_year 1

  • 2013 · 823 ✖

filing_period 1

  • third_quarter · 823 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1436791 JENKINS HILL CONSULTING, LLC fb61b6b7-990c-4d07-9d59-931f1f0b90aa 3T JENKINS HILL CONSULTING, LLC 303575 CHAMPIONS FOR CHANGE 2013 third_quarter FIN financial services related issues       0 1 2013-08-29T17:57:26.227000-04:00
1437444 PENN AVENUE PARTNERS 24ec8795-56de-4120-bcd9-361da159fae4 Q3 PENN AVENUE PARTNERS 400918672 WESTERN UNION 2013 third_quarter FIN Financial Services Integration HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2013-10-01T12:34:57.840000-04:00
1437564 PETER BLOCKLIN 055654ca-0cfb-4add-a102-6b752dbf22c2 Q3 PETER BLOCKLIN 401014864 INSTITUTE OF INTERNATIONAL BANKERS 2013 third_quarter FIN SWAPS pushouts, Basel lll, National Treatment SENATE     0 0 2013-10-02T10:45:56.677000-04:00
1437579 PETER BLOCKLIN ee848b33-a768-4f3c-9335-d1126a3bfd5f Q3 PETER BLOCKLIN 401014864 CREDIT SUISSE SECURITIES,LLC 2013 third_quarter FIN SWAPS pushouts, Basel III, National Treatment SENATE 6000   0 0 2013-10-02T11:14:05.397000-04:00
1437580 PETER BLOCKLIN df220064-d736-4245-beb7-2db32659aec9 Q3 PETER BLOCKLIN 401014864 FEDERATED INVESTORS INC. 2013 third_quarter FIN Money Market Funds SENATE 12000   0 0 2013-10-02T11:24:06.180000-04:00
1437707 KATE MOSS f9fdd058-a83d-4937-a6f5-a8dba4462e8e Q3 KATE MOSS 25988 MORGAN STANLEY 2013 third_quarter FIN Legislative issues related to the implementation of Dodd/Frank HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2013-10-02T14:30:48.477000-04:00
1437810 NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION d0d7572f-a49e-4075-96dd-2326616f1b14 Q3 NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION 29460 NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION 2013 third_quarter FIN SRO/IA, SEC User Fees, Crowdfunding, JOBS Act, General Solicitation, Cost-Benefit Analysis, Arbitration HOUSE OF REPRESENTATIVES,SENATE   50000 0 0 2013-10-03T09:55:46.307000-04:00
1437994 GOLDHABER POLICY SERVICES LLC b8364bcd-e6e9-45ac-9c3c-542ba03c270c Q3 GOLDHABER POLICY SERVICES LLC 400935705 RANIERI PARTNERS MANAGEMENT LLC 2013 third_quarter FIN 1.Ongoing discussions with CFPB staff concerning issues related to the qualified mortgage regulations of Dodd Frank. Specifically, changes to the treatment of affiliate title as it relates to the 3% cap. This same affiliate title issue is included in H.R. 1077/ S.949. Additionally, there were several meetings and conversations concerning needed clarifications relating to qualified mortgage impacts on the non-agency market. 2. There are now several pieces of legislation that would reform the government-sponsored enterprises Fannie Mae and Freddie Mac. This quarter there has been significant industry input provided on both Corker Warner S. 1217 and the PATH act H.R.2767. Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-03T16:07:07.383000-04:00
1438011 MOFFETT GROUP, LLC 3f4ce225-2dde-4150-9642-2bdf1696250c Q3 MOFFETT GROUP, LLC 82578 PERSHING SQUARE CAPITAL MANAGEMENT, L.P. 2013 third_quarter FIN Issues relating to enforcement of consumer protection laws and securities regulations relating to pyramid schemes. HOUSE OF REPRESENTATIVES,SENATE 24000   0 0 2013-10-03T16:45:07.353000-04:00
1438169 THORSEN FRENCH ADVOCACY LLC edd460ad-ad40-4329-a29c-ef2b0ad4233c Q3 THORSEN FRENCH ADVOCACY LLC 400599826 WESTERN UNION 2013 third_quarter FIN Scams directed at the ederly. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2013-10-04T14:15:32.397000-04:00
1438246 TRIOPTIMA AB 2d7055e3-49bb-48e5-897a-2cee0fecc6ef Q3 TRIOPTIMA AB 400946732 TRIOPTIMA AB 2013 third_quarter FIN Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, RIN 3038-AD25 Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES     0 0 2013-10-07T04:59:41.617000-04:00
1438329 STIEN CONSULTING, LLC a5604372-4d48-4a66-9158-a6203e899c87 Q3 STIEN CONSULTING, LLC 400658982 SAP AMERICA INC 2013 third_quarter FIN Data Modernization/Management, Cybersecurity HOUSE OF REPRESENTATIVES,SENATE 42000   0 0 2013-10-07T12:05:48.280000-04:00
1438335 CYBER SECURITY RESEARCH CONSULTANTS, LLC 2edf08c1-1a73-477f-8d50-1ea40215446c Q3 CYBER SECURITY RESEARCH CONSULTANTS, LLC 91694 U.S. CHAMBER OF COMMERCE 2013 third_quarter FIN FY 14 Financial Services Appropriations Bill HOUSE OF REPRESENTATIVES 20000   0 0 2013-10-07T12:16:30.800000-04:00
1438336 COMMERCE BANK fc389469-30db-40bb-b1a1-b570275c32c6 Q3 COMMERCE BANK 400728185 COMMERCE BANK 2013 third_quarter FIN General banking issues related to legislation and regulations HOUSE OF REPRESENTATIVES,SENATE     0 0 2013-10-07T12:18:31.687000-04:00
1438339 SOBBA PUBLIC, LLC b5f5c66c-3433-4310-9e35-6c5c491689c1 Q3 SOBBA PUBLIC, LLC 316797 VIRTU FINANCIAL, LLC 2013 third_quarter FIN issues related to electronic market making Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC) 30000   0 0 2013-10-07T12:21:51.840000-04:00
1438356 UNITED SERVICES AUTOMOBILE ASSOCIATION 635c1871-b37b-44c1-a22c-b2ce55740d95 Q3 UNITED SERVICES AUTOMOBILE ASSOCIATION 39245 UNITED SERVICES AUTOMOBILE ASSOCIATION 2013 third_quarter FIN Dodd-Frank Consumer Protection and Wall Street Reform Act implementation including, but not limited to, interchange fees, brokered deposits, Volcker Rule, mortgage reforms, credit and debit products, consumer disclosures and capital standards. H.R. 749, the Eliminate Privacy Notice Confusion Act H.R. 2767, The Protecting American Taxpayers and Homeowners Act of 2013S. 635, the Privacy Notice Modernization Act of 2013 H.R. 789, the Build America Bonds Act of 2013 S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes. S. 1217, The Housing Finance Reform and Taxpayers Protection Act of 2013 The following additional agencies were contacted in connection with this issue code: the Consumer Financial Protection Bureau (CFPB) and the Federal Housing Finance Agency (FHFA). Defense, Dept of (DOD),Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   620000 0 0 2013-10-07T12:31:40.937000-04:00
1438393 PUBLIC AFFAIRS RESOURCES, INC. 1539013e-812e-41f8-97a1-88ace77b5650 Q3 PUBLIC AFFAIRS RESOURCES, INC. 31270 PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ) 2013 third_quarter FIN H. Res. 97, Paper Statements HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-07T12:58:59.060000-04:00
1438408 ARTEMIS STRATEGIES 24d15b6c-060b-4fb5-bd57-fe8c26185d67 Q3 ARTEMIS STRATEGIES 82990 SAP AMERICA 2013 third_quarter FIN Cybersecurity Issues HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2013-10-07T13:30:01-04:00
1438439 JOHN SATAGAJ fee90910-bd31-482c-8197-6b12d1ea47e7 Q3 JOHN SATAGAJ 23064 NATIONAL HOME FURNISHINGS ASSOCIATION 2013 third_quarter FIN Consumer Credit, Swipe Fees Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,White House Office     0 0 2013-10-07T14:02:23.580000-04:00
1438498 RICH FEUER ANDERSON 4b815dab-9111-4301-95b4-9dead98e39e4 Q3 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2013 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-10-07T14:33:46.497000-04:00
1438597 RICH FEUER ANDERSON fcde79fa-7240-4fc4-b800-e40cafc5d224 Q3 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2013 third_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2013-10-07T19:13:30.947000-04:00
1438603 RICH FEUER ANDERSON b4a71093-7b67-43c2-9652-c695a1c1a8a6 Q3 RICH FEUER ANDERSON 84775 CHICAGO BOARD OPTIONS EXCHANGE 2013 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivatives. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-07T19:26:33.290000-04:00
1438708 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 91c341e8-f6aa-495d-a889-8f69a1691c46 Q3 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 400503478 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2013 third_quarter FIN Issues related to H.R.4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC)   60000 0 0 2013-10-08T11:02:33.433000-04:00
1438799 COZEN O'CONNOR PUBLIC STRATEGIES 371ab362-84f5-4510-91e2-a10124b9ae67 Q3 COZEN O'CONNOR PUBLIC STRATEGIES 400459252 RETECH SYSTEMS, LLC 2013 third_quarter FIN Issues related to Export-Import Bank financing. Export-Import Bank of the United States (EXIM Bank)     0 0 2013-10-08T11:39:13.703000-04:00
1438800 COVINGTON & BURLING LLP f7682679-2159-4576-8e57-e0654af56558 Q3 COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2013 third_quarter FIN Issues affecting banks including housing issues and amendments to the Dodd-Frank Act. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2013-10-08T11:41:15.167000-04:00
1438812 COVINGTON & BURLING LLP 28d39306-6a16-44df-b2fb-9a2842cc4dd0 Q3 COVINGTON & BURLING LLP 11195 ARVEST BANK 2013 third_quarter FIN Issues affecting banking instiutions, including mortgage and mortgage servicing issues HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2013-10-08T11:50:21.143000-04:00
1438834 COVINGTON & BURLING LLP 1cdef552-9d2d-4512-a9b7-f96e0b2fa139 Q3 COVINGTON & BURLING LLP 11195 BROWN BROTHERS HARRIMAN 2013 third_quarter FIN issues affecting banking institutions,, including the regulation of deviatives under the Dodd-Frank Act Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2013-10-08T12:06:34.577000-04:00
1438839 COVINGTON & BURLING LLP a2424afe-5960-4ef7-abe1-112ea834af39 Q3 COVINGTON & BURLING LLP 11195 WELLS FARGO & CO 2013 third_quarter FIN Issues affecting banks including housing issues, capital, regulation of Systemically Important Financial Institutions and amendments to the Dodd-Frank Act. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-08T12:11:37.820000-04:00
1438943 FORSCEY, PLLC 901601dd-e700-4c36-98d9-32afe9596841 Q3 FORSCEY, PLLC 52880 NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS 2013 third_quarter FIN Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2013-10-08T14:49:34.073000-04:00
1438946 EQUIPMENT LEASING AND FINANCE ASSOCIATION 0ae79e44-3590-4c88-8036-4fff6ffd6dcd Q3 EQUIPMENT LEASING AND FINANCE ASSOCIATION 13767 EQUIPMENT LEASING AND FINANCE ASSOCIATION 2013 third_quarter FIN SEC Proposed Rulemaking for Equipment ABS Risk Retention: SEC File No. S7-08-10 Federal Aviation Administration (FAA),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE   200000 0 0 2013-10-08T14:56:35.987000-04:00
1439122 JOHN T. O'ROURKE 11f326a3-8b5d-480f-8899-efa21ee07f76 Q3 JOHN T. O'ROURKE 29937 THE TRAVELERS COMPANIES, INC. AND SUBSIDIARIES 2013 third_quarter FIN Dodd-Frank implementation and oversight. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-10-08T17:57:06.947000-04:00
1439504 CORNERSTONE GOVERNMENT AFFAIRS, INC. 8eed50cd-ba05-4902-a651-bb5e3523f4d9 Q3 CORNERSTONE GOVERNMENT AFFAIRS, INC. 75557 HUNT DEVELOPMENT GROUP LLC 2013 third_quarter FIN Public / Private Partnerships HOUSE OF REPRESENTATIVES,SENATE 70000   0 0 2013-10-09T14:09:22.560000-04:00
1439546 DALY CONSULTING GROUP 2faba66d-18ef-480c-bc5c-06227bb89fb8 Q3 DALY CONSULTING GROUP 400923683 INVESTMENT COMPANY INSTITUTE 2013 third_quarter FIN Issues related to investment companies. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2013-10-09T14:30:57.083000-04:00
1439555 DALY CONSULTING GROUP 93d9ae93-4557-4aff-bf7c-cf143f7134f7 3T DALY CONSULTING GROUP 400923683 KNIGHT CAPITAL GROUP 2013 third_quarter FIN Issues related to the capital markets. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 6500   0 1 2013-10-09T14:36:59.450000-04:00
1439573 DALY CONSULTING GROUP 6cca0931-0045-432b-810e-d69683240c06 Q3 DALY CONSULTING GROUP 400923683 CITADEL LLC 2013 third_quarter FIN Issues related to the capital markets. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2013-10-09T14:42:02.070000-04:00
1439577 DALY CONSULTING GROUP ffafe8b1-b49f-4241-a30a-ef4a69f24a4b Q3 DALY CONSULTING GROUP 400923683 FMR LLC ("FIDELITY INVESTMENTS") 2013 third_quarter FIN Issues related to investment companies. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 45000   0 0 2013-10-09T14:44:03.190000-04:00
1439584 DALY CONSULTING GROUP 9cdd36ab-feb2-49c1-9bc8-a0d414ab2152 Q3 DALY CONSULTING GROUP 400923683 S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) 2013 third_quarter FIN Issues related to credit rating agencies. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 45000   0 0 2013-10-09T14:48:04.327000-04:00
1439587 DALY CONSULTING GROUP edc119a2-fa3f-432c-a6f5-5247785a1172 Q3 DALY CONSULTING GROUP 400923683 CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC 2013 third_quarter FIN Issues related to the capital markets. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 45000   0 0 2013-10-09T14:50:05.450000-04:00
1439607 CORNERSTONE GOVERNMENT AFFAIRS, INC. e770f7d8-fd30-45a8-8d65-8ec8ca3d41f2 Q3 CORNERSTONE GOVERNMENT AFFAIRS, INC. 75557 VISA 2013 third_quarter FIN Electronic payments Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 80000   0 0 2013-10-09T14:57:16.303000-04:00
1439703 MERCURY PUBLIC AFFAIRS, LLC 02459630-c685-429c-88a4-727f3f7a8efd Q3 MERCURY PUBLIC AFFAIRS, LLC 70175 GERSON LEHRMAN GROUP 2013 third_quarter FIN Following financial services issues. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-10-09T15:56:09.420000-04:00
1439821 SQUIRE PATTON BOGGS 4f6547e0-f080-47e2-902c-41fcc7565734 Q3 SQUIRE PATTON BOGGS 30906 LONDON STOCK EXCHANGE 2013 third_quarter FIN Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability. Implementation of Dodd-Frank. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 40000   0 0 2013-10-09T18:22:08.957000-04:00
1439835 HUTTON STRATEGIES 3b2351a5-9201-4100-a5b1-a8a6c9b23b1d Q3 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2013 third_quarter FIN Educate members of House Financial Services and Senate Banking Committees on the important role that money market funds play in the economy. House and Senate oversight of SEC issues. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-10-09T19:13:21.253000-04:00
1439846 RICH FEUER ANDERSON 3e215fac-2c3d-4bec-b243-6388cc01ac27 Q3 RICH FEUER ANDERSON 84775 BARCLAYS PLC 2013 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 1256, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-09T20:02:24.493000-04:00
1439968 MERCURY PUBLIC AFFAIRS, LLC cd0251fc-27c9-4b5b-9356-7e6e081f82d8 Q3 MERCURY PUBLIC AFFAIRS, LLC 70175 SALLIE MAE, INC. 2013 third_quarter FIN Lobbied in support of fair value accounting, HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-10-10T10:52:35.470000-04:00
1440042 CORNERSTONE GOVERNMENT AFFAIRS, INC. ad4d8539-4f53-4df7-8e33-728103ebdd46 Q3 CORNERSTONE GOVERNMENT AFFAIRS, INC. 75557 CUSTODIA FINANCIAL 2013 third_quarter FIN monitor the issues relateted to retirement plans HOUSE OF REPRESENTATIVES,SENATE     0 0 2013-10-10T11:29:06.317000-04:00
1440110 EMERSON de480e09-0aa7-4527-baa8-d1d9147f882e Q3 EMERSON 13506 EMERSON 2013 third_quarter FIN Burdensome Data Collection Relief Act, H.R. 1135 Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE   34011 0 0 2013-10-10T12:54:44.873000-04:00
1440128 MALKIN & ROSS 76d969b5-6926-4454-8a34-235acb99ab40 Q3 MALKIN & ROSS 400390815 ELLIOTT MANAGEMENT 2013 third_quarter FIN HR 291 HOUSE OF REPRESENTATIVES 10000   0 0 2013-10-10T13:13:52.603000-04:00
1440361 HOLLAND & KNIGHT LLP c3bec6c5-9bd6-41aa-91ba-597028acbcc9 Q3 HOLLAND & KNIGHT LLP 18466 DEPOSITORY TRUST & CLEARING CORPORATION 2013 third_quarter FIN Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the Dodd-Frank regulations with EU regulations; HR 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 and cybersecurity. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-10-10T15:21:09.283000-04:00
1440375 HOLLAND & KNIGHT LLP 87345863-9fc4-4fd6-8f85-5014cb5c9f52 Q3 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2013 third_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2013-10-10T15:24:15.107000-04:00
1440471 LEDGE COUNSEL, INC. c1c36d75-ecbb-4828-93f0-b90d300719ef Q3 LEDGE COUNSEL, INC. 22438 NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION 2013 third_quarter FIN Federal Retirement Thrift Savings Plan Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),President of the U.S.,SENATE 30000   0 0 2013-10-10T17:02:07.497000-04:00
1440517 LAWRENCE J. ROMANS & ASSOCIATES, LLC b5162837-0ebe-4656-ad38-e7b99475d691 Q3 LAWRENCE J. ROMANS & ASSOCIATES, LLC 61072 JPMORGAN CHASE & CO. 2013 third_quarter FIN H.R. 677, the Inter-Affiliate Swap Clarification Act H.R. 1256, the Swap Jurisdiction Certainty Act H.R. 1341, Financial Competitive Act of 2013 H.R. 992, the Swaps Regulatory Improvement Act HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2013-10-10T18:22:27.527000-04:00
1440518 LAWRENCE J. ROMANS & ASSOCIATES, LLC 6d1ce853-fd91-4b1c-9be0-2700bf58647c Q3 LAWRENCE J. ROMANS & ASSOCIATES, LLC 61072 PRUDENTIAL FINANCIAL 2013 third_quarter FIN Regulations on capital standards for nondepository institutions HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2013-10-10T18:23:28.463000-04:00
1440522 LAWRENCE J. ROMANS & ASSOCIATES, LLC 884f56e5-eaf6-4cea-8248-14536d09244f Q3 LAWRENCE J. ROMANS & ASSOCIATES, LLC 61072 CHARLES SCHWAB & CO INC 2013 third_quarter FIN Regulations on Money Market Funds; Department of Labor regulations on Fiduciary Duty for retirement plans HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-10T18:24:29.480000-04:00
1440531 BAKER & HOSTETLER LLP 1b71a4dc-b162-4324-883e-83cda7838ccd Q3 BAKER & HOSTETLER LLP 5131 FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY 2013 third_quarter FIN Regulation of securities industry and markets   75000   0 0 2013-10-10T21:03:37.857000-04:00
1440684 MEHLMAN CONSULTING, INC. f2ba3539-44b6-4c4f-b5f3-d9fcb1485732 3T MEHLMAN CONSULTING, INC. 284950 INTUIT, INC. AND AFFILIATES 2013 third_quarter FIN Mobile payments Tax settlement products Financial services Information reporting HOUSE OF REPRESENTATIVES,SENATE 20000   0 1 2013-10-11T10:55:02.880000-04:00
1440791 MEHLMAN CONSULTING, INC. dfb402c8-2de4-46b9-b6fa-e4ad75e741f9 3T MEHLMAN CONSULTING, INC. 284950 ENCORE CAPITAL GROUP 2013 third_quarter FIN Issues regarding the Fair Debt Collection Practices Act. (Note: The Consumer Financial Protection Bureau was contacted; it was established in January 2012 and not yet listed under agencies on #17 thus the Dept. of Treasury has been listed.) Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 30000   0 1 2013-10-11T11:44:44.590000-04:00
1440864 WYMAN CONSULTING e8253383-96be-4367-9d51-824ca9f1b42e Q3 WYMAN CONSULTING 297077 THE STEPHENS GROUP, LLC 2013 third_quarter FIN Financial reform legislation HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-11T12:20:16.190000-04:00
1440870 PHILLIP RIVERS 5b752b21-0847-4f59-8a86-cf1ad8aad249 Q3 PHILLIP RIVERS 401098065 FINANCIAL PLANNING COALITION 2013 third_quarter FIN Issues related to the regulation of financial planning professionals HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2013-10-11T12:21:17.937000-04:00
1440935 ACG ADVOCACY 538e1601-e36d-42dd-a9d7-8213be92bd56 Q3 ACG ADVOCACY 2057 ASSOCIATION OF MORTGAGE INVESTORS 2013 third_quarter FIN Financial Services Issues. National Mortgage Foreclosure Settlement. Financial Regulation Reform. S. 1217: Housing Finance Reform and Taxpayer Protection Act of 2013. HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE 140000   0 0 2013-10-11T13:12:01.737000-04:00
1440982 JM FAMILY ENTERPRISES, INC 76bdfca5-8d72-4fc0-b450-d766c2c8c312 Q3 JM FAMILY ENTERPRISES, INC 20620 JM FAMILY ENTERPRISES INC 2013 third_quarter FIN Proposed Consumer Finance Protection Board HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2013-10-11T13:36:28.787000-04:00
1441033 BECKER & POLIAKOFF, P.A. e59f0a54-ba7e-4e4c-b62a-eeb5a6db80d6 Q3 BECKER & POLIAKOFF, P.A. 283696 MARSHA PESHKIN 2013 third_quarter FIN Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC HOUSE OF REPRESENTATIVES,SENATE     0 0 2013-10-11T13:59:57.933000-04:00
1441098 THE LIVINGSTON GROUP, LLC 1d644c79-84d0-4ba3-b181-e004a74a0e40 Q3 THE LIVINGSTON GROUP, LLC 49635 INVESTMENT COMPANY INSTITUTE 2013 third_quarter FIN Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) implementation with special attention to the regulatory treatment of money market funds and the Bureau of Consumer Financial Protection.   30000   0 0 2013-10-11T14:33:26.267000-04:00
1441185 MILLER & CHEVALIER CHARTERED 8369c713-5ef1-47ce-9071-98afd2cba578 Q3 MILLER & CHEVALIER CHARTERED 25306 AMERICAN FIDELITY CORPORATION 2013 third_quarter FIN Legislation affecting financial services issues. HOUSE OF REPRESENTATIVES,SENATE 150000   0 0 2013-10-11T15:30:13.170000-04:00
1441255 K&L GATES, LLP 752366b5-6398-4ff1-9800-44d19159896c Q3 K&L GATES, LLP 32098 BOEING EMPLOYEES' CREDIT UNION 2013 third_quarter FIN Issues related to capital reform for credit unions (no specific legislation at this time) HOUSE OF REPRESENTATIVES,SENATE 140000   0 0 2013-10-11T16:24:57.950000-04:00
1441427 THE VELASQUEZ GROUP, L.L.C. 036cb7a5-d17a-4344-956d-5b6e903b792e Q3 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2013 third_quarter FIN H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under the Employee Retirement Income Security Act (ERISA) with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; any Congressional regulation of money market funds or oversight of federal agencies who regulate them. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-10-11T21:36:33.053000-04:00
1441431 THE VELASQUEZ GROUP, L.L.C. 4a198798-acf6-4993-9f32-b3adbbd69cbf Q3 THE VELASQUEZ GROUP, L.L.C. 53403 INVESTMENT COMPANY INSTITUTE 2013 third_quarter FIN Congressional regulation of money market funds and oversight of federal agencies who regulate them; Financial Services generally. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-10-11T22:02:35.617000-04:00
1441464 VENABLE LLP c151c59a-18dc-4f00-a1f0-d5c32960edf2 Q3 VENABLE LLP 39941 DUN & BRADSTREET 2013 third_quarter FIN Monitor homeland security, defense, financial regulatory Commerce, Dept of (DOC),Energy, Dept of,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR) 20000   0 0 2013-10-12T14:06:54.420000-04:00
1441481 VENABLE LLP 1524532b-f348-4d1e-a11a-f7b723804b66 Q3 VENABLE LLP 39941 STATE STREET BANK AND TRUST COMPANY 2013 third_quarter FIN Financial legislation. Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) 20000   0 0 2013-10-12T14:35:06.687000-04:00
1441514 VENABLE LLP b9e90784-2223-43f2-b474-debd6105b023 Q3 VENABLE LLP 39941 NAVY MUTUAL AID ASSOCIATION 2013 third_quarter FIN Legislative and regulatory issues involving or impacting life insurance for members of the sea services. HOUSE OF REPRESENTATIVES,SENATE     0 0 2013-10-12T15:56:30.543000-04:00
1441591 THE VELASQUEZ GROUP, L.L.C. 1eda760a-4a53-453e-9ff5-9111011d1fa7 Q3 THE VELASQUEZ GROUP, L.L.C. 53403 ELECTRONIC PAYMENTS COALITION 2013 third_quarter FIN Monitoring for any legislation pertaining to interchange and payment card systems. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-13T21:40:59.617000-04:00
1441621 VENABLE LLP 501787f9-8551-4f86-a320-7048046812f7 Q3 VENABLE LLP 39941 VANTAGESCORE SOLUTIONS LLC 2013 third_quarter FIN Legislative and regulatory issues involving or impacting credit scores. H.R. 1002 - Free Access to Credit Scores Act of 2013. H.R. 2538 - The Credit Access and Inclusion Act. S.471 - Free Access to Credit Scores Act of 2013. CFPB's "Ability to Pay"/QM Rule. Inter Agency "Credit Risk Retention"/QRM Rule. Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of 70000   0 0 2013-10-14T09:23:22.677000-04:00
1441750 EXPERIAN NORTH AMERICA 8b077af7-326e-40df-bddc-732f0c6bf9d2 Q3 EXPERIAN NORTH AMERICA 293038 EXPERIAN NORTH AMERICA 2013 third_quarter FIN Legislative issues related to financial literacy tools. Legislative issues pertaining to identity theft and social security numbers, including H.R. 2229. Legislative issues pertaining to consumer reporting, including H.R. 2561 and H.R. 2211. Commerce, Dept of (DOC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of   430000 0 0 2013-10-14T11:32:37.097000-04:00
1441828 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 64117b78-2832-4236-8886-1eaf117d04f5 Q3 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2013 third_quarter FIN Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress,especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under Sec.113 of Dodd-Frank. Also track, international developments regarding systemic risk designation.Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation. Target Date Funds: Monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor and see proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of H.R.4623, to make permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor the SEC'S efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. Lifetime Income Disclosure: Lobby in favor of H.R. 2171, the Lifetime Income Disclosure Act. Lobby in support of DOL's Advanced Notice of Proposed Rulemaking regarding Lifetime Income Illustration's on deferred contribution plan statements. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   570000 0 0 2013-10-14T12:55:16.010000-04:00
1441899 MUTUAL OF OMAHA 332f3f6f-eb52-40be-942d-ee47a2b1b93a Q3 MUTUAL OF OMAHA 26284 MUTUAL OF OMAHA 2013 third_quarter FIN H 4173 - Dodd-Frank Wall Street Reform & Consumer Protecton Act - implementation and studies on accountability & transparency in rating agencies, banking & insurance regulators, capital requirements, investor protections, over the counter derivatives, federal insurance office, private fund investment advisor registration, consumer financial protections, executive compensation & mortgage lending practices.S 731 - Basel III CASE Act - Provisions relating to insurers and extent of stop and study provisions. HOUSE OF REPRESENTATIVES,SENATE   259000 0 0 2013-10-14T13:57:41.850000-04:00
1442090 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS c82c4813-56b2-409a-9c3f-c3bc6cd72350 Q3 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2013 third_quarter FIN Reform of the financial system, downsizing too-big-to-fail banks and financial firms, reduce the probability and severity of future financial crisis, too-big-to-manage, too-big-to-regulate, too-big-to-fail, too-big-to-prosecute, and too-big-to-jail (House and Senate) Community bank regulatory relief contained in the Independent Community Bankers of America (ICBA's) Plan for Prosperity (House and Senate)Tiered regulation and supervision for community banks, recognition of the different business model and risks posed by community banks versus too-big-to-fail banks and financial firms, one size fits all legislation and regulation (House and Senate, CFPB, OCC) Application of Basel III to community banks, exemption from the capital and risk-weight requirements of Basel III (House and Senate) Credit unions tax exemption and expansion of powers, level the playing field between community banks and credit unions (House and Senate) Expansion of the Farm Credit System, Rural Community Investments proposal, wholesale funding for community banks, correspondent services, direct retail competition with community banks (House and Senate, CFPB, OCC) Mortgage lending reforms imprudent lending practices, impacting responsible lenders and loan products, meeting the diverse needs of community bank customers and their communities, exemption of community bank mortgage loans held in portfolio, restrictions on balloon mortgages and escrow requirements, broad definition of Qualified Mortgage (QM), limited credit availability (House and Senate) Housing Finance GSE secondary market reform community bank access to an impartial secondary market for residential loans, financial stable and reliable, private capitalization, cooperative entities with limited mission (House and Senate) Aggressive bank regulatory examinations regulator, senior management, and examiner attitudes and practices, treatment of Commercial Real Estate, excessive write-downs, arbitrary capital requirements, public enforcement actions, reform the appellate process,… Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   50000 0 0 2013-10-14T16:53:16.347000-04:00
1442141 DUTKO WORLDWIDE, LLC dc41fcdd-fa80-47b5-b418-72ebf7156e17 Q3 DUTKO WORLDWIDE, LLC 12868 CITGO PETROLEUM CORPORATION 2013 third_quarter FIN Monitor regulations developed pursuant to and legislation related to the Wall Street Reform and Consumer Protection Act of 2009 of interest to refineries. Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT) 100000   0 0 2013-10-14T17:55:40.667000-04:00
1442220 DUTKO WORLDWIDE, LLC c5537860-ea68-47de-b572-d5b841d55c9f Q3 DUTKO WORLDWIDE, LLC 12868 U.S.A.A. 2013 third_quarter FIN Monitor and assist on all financial services related issues. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-10-14T18:59:33.263000-04:00
1442487 AMERICAN INVESTMENT COUNCIL F/K/A PEGCC 8e8a4dcf-fd3d-42cb-9c97-7f936ff1cd5b Q3 AMERICAN INVESTMENT COUNCIL F/K/A PEGCC 316536 AMERICAN INVESTMENT COUNCIL F/K/A PEGCC 2013 third_quarter FIN Legislation affecting the regulation of financial services; H.R. 1105 - Small Business Capital Access and Job Preservation Act, all provisions; Dodd-Frank Act, regulations affecting private equity firms; Regulations affecting private equity firms in the United States and abroad; Jumpstart Our Business Startups Act, all provisions affecting private equity. Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office   620000 0 0 2013-10-15T10:49:42.567000-04:00
1442501 BUNGE NORTH AMERICA, INC 29bc54e3-05ef-4034-9915-1974b27a929e Q3 BUNGE NORTH AMERICA, INC 83331 BUNGE NORTH AMERICA, INC 2013 third_quarter FIN Monitoring Dodd-Frank implementation affecting commodity market speculation, CFTC actions, margin requirements, and financial market regulatory reform. Agriculture, Dept of (USDA),Army, Dept of (Corps of Engineers),Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Surface Transportation Board (STB),U.S. Agency for International Development (USAID),U.S. Trade Representative (USTR)   225000 0 0 2013-10-15T10:54:47.223000-04:00
1442595 FINANCIAL SERVICES INSTITUTE 1cb61cc6-385c-41d4-87eb-9e1cea18712f Q3 FINANCIAL SERVICES INSTITUTE 400712136 FINANCIAL SERVICES INSTITUTE 2013 third_quarter FIN H.R. 2374 Retail Investor Protection Act H.R. 2998 Investor Choice Act of 2013 S. 1282 21st Century Glass-Steagall Act of 2013 S. 1270 The Secure Annuities for Employee REtirement Act of 2013H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 SEC Proposed Rule on Money Market Reform SEC Final Rule on Municipal Advisor Registration SEC Proposed Pay Ratio Disclosure Rule SEC Regulation SCI on Systems Compliance and Integrity SEC Request for Data on Standard of Conduct for Broker-Dealers and Investment Advisors SEC Final Rule on Broker Dealer-Reports HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE   174750 0 0 2013-10-15T11:52:35.787000-04:00
1442603 SIFF & ASSOCIATES PLLC c7f01926-5631-457d-bff2-a7a78c77de5e Q3 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2013 third_quarter FIN "Money Market Fund Reform," SEC regulations to transition Money Market Mutual Funds to a floating Net Asset Value (NAV) and impose restrictions on redemptions from such funds as well as additional capital buffers; RIN 3235-AK61. Supplemental notice of proposed rulemaking regarding definition of "Financial Activity and Activities Incidental Thereto;" RIN 3064-AD73. Definitions of "Predominantly Engaged in Financial Activities" and "Significant" Nonbank Financial Company and Bank Holding Company;RIN 7100-AD64. Proposed regulations under consideration at the SEC in responseto rulemaking petition File # 4-637 (RIN 3235-AL36) that asks the SEC to consider mandating that issuers disclose payments to intermediaries and nonprofit organizations that are not restricted from using them for political activity. General education concerning the legal constructs and operations of services that provide advice concerning the voting of proxies. Advocating confirmation of all pending nominees to the Securities and Exchange Commission. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2013-10-15T11:56:38.693000-04:00
1442691 VENABLE LLP 24fa3d71-856b-4793-a826-d488438bf6b3 Q3 VENABLE LLP 39941 NOBLE ENERGY, INC. 2013 third_quarter FIN Implementation of the Dodd-Frank Act Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Trade Representative (USTR) 70000   0 0 2013-10-15T12:57:34.943000-04:00
1442749 WEC ENERGY GROUP aff895a1-1630-4b57-8bcc-e1a5c0fb3987 Q3 WEC ENERGY GROUP 43833 WEC ENERGY GROUP 2013 third_quarter FIN OTC Derivatives and Financial Regulatory Reform and CFTC/SEC Proposed Regulations. Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE   170000 0 0 2013-10-15T13:36:05.380000-04:00
1442776 SMITH, COSTELLO & CRAWFORD 38728180-91f3-45c8-8563-8900aefacc5b Q3 SMITH, COSTELLO & CRAWFORD 35742 INVESTMENT COMPANY INSTITUTE 2013 third_quarter FIN Mutual Fund Issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-15T13:47:17.333000-04:00
1442943 DOWNEY MCGRATH GROUP, INC. 80039900-fd55-4595-b9c1-9031c8bc1930 Q3 DOWNEY MCGRATH GROUP, INC. 12573 LAZARD GROUP LLC 2013 third_quarter FIN proposals related to comprehensive tax reform Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to securities holding companies HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2013-10-15T15:11:33.220000-04:00
1442954 SMITH, COSTELLO & CRAWFORD 39772a09-9317-4f31-a5a8-86977747942c Q3 SMITH, COSTELLO & CRAWFORD 35742 FIDELITY INVESTMENTS 2013 third_quarter FIN Issues related to investment companies HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-15T15:14:36.830000-04:00
1443170 WEBMD HEALTH CORP. f68ac219-49a2-4374-9acc-9002d7dbd64a Q3 WEBMD HEALTH CORP. 55473 WEBMD HEALTH CORP 2013 third_quarter FIN Student loan rate security SENATE   30000 0 0 2013-10-15T16:13:04.660000-04:00
1443194 BIOCOM d4db7273-d551-4d52-856d-4d5bcaa3c12d Q3 BIOCOM 400552652 BIOCOM 2013 third_quarter FIN Sent letter regarding new SEC rule on angel investors Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,Vice President of the U.S.   45594 0 0 2013-10-15T16:19:13.990000-04:00
1443298 SIFF & ASSOCIATES PLLC 2ca4a8c2-fd0e-452e-aefc-b9b032ee5f64 Q3 SIFF & ASSOCIATES PLLC 400665998 KOCH COMPANIES PUBLIC SECTOR LLC 2013 third_quarter FIN S. 1465, the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their state business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation, entire bill. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-10-15T17:08:05.677000-04:00
1443447 UC GROUP LTD. 71612866-3e7c-4272-bac3-9e6142a3a3df Q3 UC GROUP LTD. 40018136 UC GROUP LTD 2013 third_quarter FIN Supporting the regulation and taxation of internet gambling and age-verification on online transactions. Supporting a regulatory regime for age restricted products and services offered over the internet to protect against exploitation of the young and to provide consumer protections and counter illicit transactions through federal oversight. HOUSE OF REPRESENTATIVES,SENATE   330000 0 0 2013-10-16T04:09:12.243000-04:00
1443627 CBOE GLOBAL MARKETS, INC. a2ab8175-bdae-4cfd-b20c-1286250b06ea Q3 CBOE GLOBAL MARKETS, INC. 48510 CBOE GLOBAL MARKETS, INC. 2013 third_quarter FIN Issues related to potential change in the U.S. Tax Code impacting securities. HOUSE OF REPRESENTATIVES,SENATE   212003 0 0 2013-10-16T10:19:38.527000-04:00
1443659 POLICY DIRECTIONS INC. 85c96fef-d9a6-4f96-8949-7206a444aca1 Q3 POLICY DIRECTIONS INC. 31747 AMERICAN FEED INDUSTRY ASSOCIATION 2013 third_quarter FIN Issues related to regulation and oversight by the Commodity Futures Trading Commission. CFTC Reauthorization. Dodd-Frank Implementation. Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office 20000   0 0 2013-10-16T10:27:56.090000-04:00
1443685 MR. DOYCE BOESCH 84d77f0f-3841-4b98-a39c-5c92ab9c7ada Q3 MR. DOYCE BOESCH 400677020 FIDELITY INVESTMENTS 2013 third_quarter FIN Financial Legislation and Regulation HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2013-10-16T10:36:12.107000-04:00
1443751 MR. DOYCE BOESCH 4bfd19e0-27ae-43c1-a448-ae2b1e50d727 Q3 MR. DOYCE BOESCH 400677020 INVESTMENT COMPANY INSTITUTE 2013 third_quarter FIN Financial Legislation and Regulation HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2013-10-16T10:55:45.260000-04:00
1443858 PUBLIC CITIZEN 592dd2dd-3686-413b-a773-058f443483fe Q3 PUBLIC CITIZEN 32362 PUBLIC CITIZEN 2013 third_quarter FIN Executive Compensation (including 953B, Dodd/Frank rule), Financial Transaction Tax, Too big to Jail, HR 1077,S 949, Consumer Mortgage Choice Act, HR 2374-Retail investor protection act, S.410, HR880-Wall Street trading and speculation tax act, Commodity ownership- trading within banks, next FED reserve chairman, HR 992-Swaps Regulatory Improvement Act. Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Election Commission (FEC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   60000 0 0 2013-10-16T11:24:40.900000-04:00
1443891 THE OPTIONS CLEARING CORPORATION f896b6cc-8f6e-481e-a625-759204f06e12 Q3 THE OPTIONS CLEARING CORPORATION 66170 OPTIONS CLEARING CORPORATION 2013 third_quarter FIN Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; General Cybersecurity issues. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   199800 0 0 2013-10-16T11:31:58.700000-04:00
1443945 CAPITOL COUNSEL LLC b04ac73d-001f-4d3b-a830-409e0b4db3d9 Q3 CAPITOL COUNSEL LLC 313715 VITOL 2013 third_quarter FIN Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-10-16T11:47:23.480000-04:00
1443948 CAPITOL COUNSEL LLC 1536fe33-df5c-484d-bc90-11108c5e0f21 Q3 CAPITOL COUNSEL LLC 313715 TRADEWEB 2013 third_quarter FIN Monitor issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2013-10-16T11:48:25.073000-04:00
1443952 CAPITOL COUNSEL LLC 88eb1344-b74b-4011-9d18-8f678639ad9c Q3 CAPITOL COUNSEL LLC 313715 NOBLE AMERICAS 2013 third_quarter FIN Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2013-10-16T11:50:27.417000-04:00
1443954 CAPITOL COUNSEL LLC 661a9861-8179-4506-833a-75ce0cb38e3b Q3 CAPITOL COUNSEL LLC 313715 OPTINUITY ALLIANCE RESOURCES CORPORATION 2013 third_quarter FIN Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2013-10-16T11:51:29.603000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
Powered by Datasette · Queries took 1757.43ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API