lobbying: lobbying_activities: 855 rows where filing_period = "third_quarter", filing_year = 2012 and issue_code = "FIN" sorted by filing

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

855 rows where filing_period = "third_quarter", filing_year = 2012 and issue_code = "FIN" sorted by filing_year descending

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id	filing_uuid	filing_type	registrant_name	registrant_id	client_name	filing_year ▲	filing_period	issue_code	specific_issues	government_entities	income_amount	expense_amount	is_termination	received_date
1293924	KSCW, INC. ed63d53c-5eaa-44bd-90cb-6d18ab81a9f2	3T	KSCW, INC.	21596	CMFG LIFE INSURANCE COMPANY	2012	third_quarter	FIN	Implimentation of Dodd-Frank Wall Street Reform and Consumer Protection Act: Restoring American Financial Stability Act of 2010- specifically rule making as it regulates credit insurance Multiopenend lending	Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,Risk Management Agency,SENATE	40000		1	2012-09-04T15:11:56.757000-04:00
1293931	KSCW, INC. 75101b73-c897-4584-a430-1cdee0b524c8	3T	KSCW, INC.	21596	FITCH, INC.	2012	third_quarter	FIN	Implimentation of the Dodd-Frank Wall Street Reform and Consumer Protection Act- Rules related to the credit ratings industry Legislation pertaining to the Credit Ratings Industry	HOUSE OF REPRESENTATIVES,SENATE	40000		1	2012-09-04T15:28:00.427000-04:00
1294090	MS. REGINA E MAHONY 25b36a87-dc00-4e0a-8acc-194fbedbc9a7	3T	MS. REGINA E MAHONY	400947740	PARTNERSHIP TO PROTECT CONSUMER CREDIT D/B/A ELECTRONIC PAYMENTS COALITION	2012	third_quarter	FIN	Issues related to interchange legislation and litigation.	HOUSE OF REPRESENTATIVES,SENATE	10000		1	2012-09-16T16:15:06.833000-04:00
1294477	FIRST HORIZON NATIONAL CORPORATION 2250fca7-6552-48f1-a969-3770107f5341	3T	FIRST HORIZON NATIONAL CORPORATION	400639931	FIRST HORIZON NATIONAL CORPORATION	2012	third_quarter	FIN	Basel III related issues. Monitor Financial Reform issues generally.	HOUSE OF REPRESENTATIVES		60000	1	2012-09-26T10:17:11.857000-04:00
1294485	MCMURRAY STRATEGY GROUP, LLC f86ea8c0-68c6-43e1-82a9-a1807f79dde2	Q3	MCMURRAY STRATEGY GROUP, LLC	400339575	THE AGILE FUNDS INVESTOR COMMITTEE	2012	third_quarter	FIN	Monitored and discussed HR 757 Equitable Treatment of Investors Act which would amend the Securities Investor Protection Act of 1970 to revise the definition of "net equity."	HOUSE OF REPRESENTATIVES			0	2012-09-26T13:54:25.273000-04:00
1294487	KATE MOSS ee62e69e-c4de-41d2-bcc0-425cbd6b97f2	Q3	KATE MOSS	25988	MORGAN STANLEY	2012	third_quarter	FIN	Implementation of Dodd/Frank	HOUSE OF REPRESENTATIVES,SENATE	20000		0	2012-09-26T14:05:29.273000-04:00
1294650	JOHN SATAGAJ 2a02ab5c-af39-4243-bf75-6ab0f748c610	Q3	JOHN SATAGAJ	23064	NATIONAL HOME FURNISHINGS ASSOCIATION	2012	third_quarter	FIN	Consumer Credit, Swipe Fees	Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,White House Office			0	2012-10-01T08:39:58.690000-04:00
1294750	CYBER SECURITY RESEARCH CONSULTANTS, LLC 7dbf1f75-1dc9-4a1d-a854-5035f2c420f5	Q3	CYBER SECURITY RESEARCH CONSULTANTS, LLC	91694	THE LIVINGSTON GROUP (ON BEHALF OF U.S. CHAMBER OF COMMERCE)	2012	third_quarter	FIN	FY 13 Financial Services Act	HOUSE OF REPRESENTATIVES	10000		0	2012-10-01T11:55:41.320000-04:00
1294751	CYBER SECURITY RESEARCH CONSULTANTS, LLC 54d7ebeb-2bf3-4107-8b71-0d8e3f9f00ba	Q3	CYBER SECURITY RESEARCH CONSULTANTS, LLC	91694	U.S. CHAMBER OF COMMERCE	2012	third_quarter	FIN	FY 13 Financial Services Appropriation Act	HOUSE OF REPRESENTATIVES	18000		0	2012-10-01T12:00:42.173000-04:00
1294770	RICH FEUER ANDERSON 84f1a18d-52c9-49aa-909f-b00ab2a7b257	Q3	RICH FEUER ANDERSON	84775	BARCLAYS PLC	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-01T13:06:53.143000-04:00
1294780	RICH FEUER ANDERSON 6c443204-4267-418d-ac37-5eb8f8c89a47	Q3	RICH FEUER ANDERSON	84775	BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.)	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of asset managers as systemically important financial institutions. Regulation of money market funds and exchange-traded funds.	HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE	70000		0	2012-10-01T13:28:00.147000-04:00
1294809	RICH FEUER ANDERSON 1bef256d-f687-4ff1-9d5b-ee12843fe61c	Q3	RICH FEUER ANDERSON	84775	CHICAGO BOARD OPTIONS EXCHANGE	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivatives.	HOUSE OF REPRESENTATIVES,SENATE	60000		0	2012-10-01T14:55:22.797000-04:00
1294824	HEDGE FUND ASSOCIATION 5137cf6f-8a2b-498f-973e-8af82f308eb5	Q3	HEDGE FUND ASSOCIATION	400459257	HEDGE FUND ASSOCIATION	2012	third_quarter	FIN	JOBS Act comments	HOUSE OF REPRESENTATIVES,SENATE			0	2012-10-01T15:26:35-04:00
1294841	RICH FEUER ANDERSON ce8570bd-f958-4ce5-b9f8-3bb20607e521	Q3	RICH FEUER ANDERSON	84775	FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD)	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (including HR 4624, the "Investment Adviser Oversight Act of 2012"). Investor protection and investor education initiatives.	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-01T16:03:40.213000-04:00
1294843	RICH FEUER ANDERSON 34269f70-e903-49ec-b9e4-f9a812fb4d63	Q3	RICH FEUER ANDERSON	84775	CITIGROUP MANAGEMENT CORPORATION	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).	HOUSE OF REPRESENTATIVES,SENATE	60000		0	2012-10-01T16:05:41.227000-04:00
1294844	RICH FEUER ANDERSON fbb6185f-4e27-4f62-98f2-62511e773a8f	Q3	RICH FEUER ANDERSON	84775	THE CLEARING HOUSE PAYMENTS COMPANY L.L.C.	2012	third_quarter	FIN	Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments.	HOUSE OF REPRESENTATIVES,SENATE	40000		0	2012-10-01T16:10:42.033000-04:00
1295059	NATIONAL COOPERATIVE SERVICES CORPORATION de0a9670-7ef7-4038-b09e-5526fad2456c	Q3	NATIONAL COOPERATIVE SERVICES CORPORATION	400848499	NATIONAL COOPERATIVE SERVICES CORPORATION	2012	third_quarter	FIN	Clarification of the authority of the Federal Home Loan Bank to purchase certain securities from CFC	Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE		50000	0	2012-10-02T16:10:59.337000-04:00
1295065	NATIONAL COOPERATIVE SERVICES CORPORATION 49461ab1-caac-4a10-b087-8ada3cc3f217	Q3	NATIONAL COOPERATIVE SERVICES CORPORATION	400848499	NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORPORATION (CFC)	2012	third_quarter	FIN	Clarification of the authority of the Federal Home Loan Bank to purchase certain securities from CFC	Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE	50000		0	2012-10-02T16:22:08.227000-04:00
1295102	FORD MOTOR COMPANY 68b7ce88-8983-4c65-b412-eb095a7da3ce	3A	FORD MOTOR COMPANY	15133	FORD MOTOR COMPANY	2012	third_quarter	FIN	PL 111-203: Dodd-Frank Wall Street Reform and Consumer Protection Act Dodd Frank Act's Business Conduct Standards for pension plans' use of derivatives H.R. 1539: The Asset-Backed Market Stabilization Act of 2011 H.R. 2682: The Business Risk Mitigation and Price Stabilization Act of 2011	Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Export-Import Bank of the United States (EXIM Bank),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Surface Transportation Board (STB),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office		1710000	0	2012-10-03T10:39:30.083000-04:00
1295179	PUBLIC AFFAIRS RESOURCES, INC. 2aac735b-2bf8-4995-8825-86b450bf8407	Q3	PUBLIC AFFAIRS RESOURCES, INC.	31270	PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA )	2012	third_quarter	FIN	Fees for Paper Statements	Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-03T13:19:22.160000-04:00
1295408	OLSON ADVOCACY GROUP LLC f706c0f1-4049-4b6b-8422-2c17cefacc83	Q3	OLSON ADVOCACY GROUP LLC	400833471	POTOMAC PARTNERS LLC ON BEHALF OF COMPLIANCE MANAGEMENT SERVICES LLC	2012	third_quarter	FIN	SAFE Act Implementation	HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of	20000		0	2012-10-04T14:36:25.437000-04:00
1295419	RICH FEUER ANDERSON d10eff5d-ed39-473c-828e-e09c7dca8118	Q3	RICH FEUER ANDERSON	84775	WELLINGTON MANAGEMENT CO LLP	2012	third_quarter	FIN	Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010."	HOUSE OF REPRESENTATIVES,SENATE	40000		0	2012-10-04T14:48:31.077000-04:00
1295435	RICH FEUER ANDERSON 92dc9bc6-6cf7-4b46-a97e-d5fb58d0da1a	Q3	RICH FEUER ANDERSON	84775	LCH.CLEARNET GROUP LIMITED	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").	HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of	60000		0	2012-10-04T15:20:38.057000-04:00
1295441	RICH FEUER ANDERSON 2dfde983-4a83-4d32-8b47-670ffafaed0d	Q3	RICH FEUER ANDERSON	84775	FX ALLIANCE, LLC	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and HR 2586, the "Swap Execution Facility Clarification Act."	Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-04T15:28:41.467000-04:00
1295443	RICH FEUER ANDERSON 0bd68dc7-5e1c-44df-b697-b6350803c577	Q3	RICH FEUER ANDERSON	84775	LPL FINANCIAL CORPORATION	2012	third_quarter	FIN	Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (including HR 4624, the "Investment Adviser Oversight Act of 2012"). Definition of "fiduciary" under ERISA and application to providers of brokerage services.	HOUSE OF REPRESENTATIVES,SENATE	60000		0	2012-10-04T16:10:43.057000-04:00
1295452	RICH FEUER ANDERSON 0a0bebd7-1325-4bcf-8b65-c97a4ee30e35	Q3	RICH FEUER ANDERSON	84775	GENWORTH FINANCIAL INC	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions.	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-04T16:33:49.560000-04:00
1295457	RICH FEUER ANDERSON b819e93c-b3c9-4e9e-adcb-06d10ba2fd83	Q3	RICH FEUER ANDERSON	84775	NOMURA AMERICA HOLDING INC.	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives, including capital requirements and extraterritorial application (H.R. 3283, the "Swap Jurisdiction Certainty Act").	Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE	10000		0	2012-10-04T16:46:52.640000-04:00
1295463	RICH FEUER ANDERSON 5aceaa98-0f94-4223-bcfe-0617701498e4	Q3	RICH FEUER ANDERSON	84775	PRICEWATERHOUSECOOPERS LLP	2012	third_quarter	FIN	Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010."	HOUSE OF REPRESENTATIVES,SENATE	60000		0	2012-10-04T18:45:58.890000-04:00
1295499	RICH FEUER ANDERSON b38293dd-90df-46e8-9f44-863adc808737	Q3	RICH FEUER ANDERSON	84775	SWIFT, INC.	2012	third_quarter	FIN	Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 1905, the "Iran Threat Reduction and Syria Human Rights Act of 2012." Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of remittances and swap data reporting identifiers.	HOUSE OF REPRESENTATIVES,SENATE	60000		0	2012-10-05T11:36:53.137000-04:00
1295511	RICH FEUER ANDERSON bba56a46-ba8c-46a2-b945-258ac973ae46	Q3	RICH FEUER ANDERSON	84775	KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC)	2012	third_quarter	FIN	Regulations affecting electronic trading of securities, including market structure issues. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives.	HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE	50000		0	2012-10-05T11:53:58.633000-04:00
1295514	RICH FEUER ANDERSON 61522e24-5ada-4768-8561-acdba736084d	Q3	RICH FEUER ANDERSON	84775	INTERACTIVE DATA CORPORATION	2012	third_quarter	FIN	Regulation of securities market structure and securities trading, including provision of market data and disclosure of municipal securities transactions. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including reporting of swaps transactions and standardization of data. Regulation of electronic trading.	Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE	40000		0	2012-10-05T11:56:00.083000-04:00
1295569	DEMOTECH bee5399b-c9df-443d-9296-1eaa85ee4ecc	Q3	DEMOTECH	400720167	DEMOTECH	2012	third_quarter	FIN	Financial Strength Ratings				0	2012-10-05T14:09:25.520000-04:00
1295648	MULTIPLE STRATEGIES LLC 8c479515-6ff5-4c26-9d7e-105848f23aa0	Q3	MULTIPLE STRATEGIES LLC	318254	AXA SA	2012	third_quarter	FIN	Holocaust Reparations Legislation	HOUSE OF REPRESENTATIVES,SENATE	60000		0	2012-10-06T09:20:15.380000-04:00
1295650	MULTIPLE STRATEGIES LLC 8e9c68c5-e9e0-4c5d-9d2c-025254ef7080	Q3	MULTIPLE STRATEGIES LLC	318254	INVESTMENT COMPANY INSTITUTE	2012	third_quarter	FIN	mutual fund issues retirement security issues	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-06T09:30:16.667000-04:00
1295754	CAPITOL RESOURCES, LLC 3e37c10b-730a-4913-850c-5d84ba16a3b7	Q3	CAPITOL RESOURCES, LLC	53174	ANGELLIST	2012	third_quarter	FIN	Finance	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-08T11:35:00.163000-04:00
1295802	HOLLAND & KNIGHT LLP a3fbdfdc-beb8-45ad-a3bd-96d557f8fb36	Q3	HOLLAND & KNIGHT LLP	18466	AMSCOT FINANCIAL CORPORATION	2012	third_quarter	FIN	Legislation and policies affecting financial services; including pay day advances and check cashing.	HOUSE OF REPRESENTATIVES,SENATE	80000		0	2012-10-08T13:46:28.887000-04:00
1295810	HOLLAND & KNIGHT LLP 9e23a539-5980-4bae-9f8b-8de3b5c76f5c	Q3	HOLLAND & KNIGHT LLP	18466	DEPOSITORY TRUST & CLEARING CORPORATION	2012	third_quarter	FIN	Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets, and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the Dodd-Frank regulations with EU regulations. HR 4235, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2012 and related issues; cybersecurity	HOUSE OF REPRESENTATIVES,SENATE	50000		0	2012-10-08T13:59:33.170000-04:00
1295832	HOLLAND & KNIGHT LLP 76896fcc-be26-461f-b4a1-a82c911eef85	3A	HOLLAND & KNIGHT LLP	18466	AMSCOT FINANCIAL CORPORATION	2012	third_quarter	FIN	Legislation and policies affecting financial services; including pay day advances and check cashing.	HOUSE OF REPRESENTATIVES,SENATE	80000		0	2012-10-08T14:33:45.770000-04:00
1295868	BECKER & POLIAKOFF, P.A. 714dbaea-b4af-4d7b-be47-2fab48eefcdc	Q3	BECKER & POLIAKOFF, P.A.	283696	MARSHA PESHKIN	2012	third_quarter	FIN	Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC	HOUSE OF REPRESENTATIVES,SENATE			0	2012-10-08T15:21:04.497000-04:00
1296056	CORNERSTONE GOVERNMENT AFFAIRS, INC. fa82c231-bd9e-4463-995a-2cbf90cefa4e	Q3	CORNERSTONE GOVERNMENT AFFAIRS, INC.	75557	VISA	2012	third_quarter	FIN	Electronic payments	Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of	60000		0	2012-10-09T13:15:44.823000-04:00
1296146	VENABLE LLP c1f7de96-9260-4096-ad2e-73b6f88897ce	Q3	VENABLE LLP	39941	FINANCIAL EDUCATION AND COUNSELING ALLIANCE	2012	third_quarter	FIN	Legislative issues pertaining to financial counseling.	Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of	20000		0	2012-10-09T15:50:26.513000-04:00
1296150	VENABLE LLP 1627af1b-3a1d-4895-a0d5-b6bc18e0cc2b	Q3	VENABLE LLP	39941	NAVY MUTUAL AID ASSOCIATION	2012	third_quarter	FIN	S. 486 - Protecting Servicemembers From Mortgage Abuse Act of 2011	HOUSE OF REPRESENTATIVES,SENATE			0	2012-10-09T15:53:28.683000-04:00
1296153	VENABLE LLP ff52c898-e37b-43e8-a45e-34c45cd7e30a	Q3	VENABLE LLP	39941	VANTAGESCORE SOLUTIONS LLC	2012	third_quarter	FIN	H.R. 321 - Equal Employment For All Act H.R. 769 - Fair Access to Credit Scores Act of 2011	Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE	60000		0	2012-10-09T15:58:30.617000-04:00
1296226	BLANK ROME GOVERNMENT RELATIONS 6d047ef2-4015-408a-a774-50d208cdaf83	Q3	BLANK ROME GOVERNMENT RELATIONS	6325	PRUDENTIAL FINANCIAL INC	2012	third_quarter	FIN	Issues related to implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.	HOUSE OF REPRESENTATIVES,SENATE	50000		0	2012-10-10T10:15:13.747000-04:00
1296337	EATON CORPORATION d6b78328-e857-428f-b98a-d71fa898cb1b	Q3	EATON CORPORATION	302698	EATON CORPORATION	2012	third_quarter	FIN	Implementing regulations for Dodd Frank HR 2779 Exempting Inter affiliate swaps from Dodd Frank HR 2862 Business Risk Mitigation and Stabilization Act S 1650 Dodd Frank Improvement Act	Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Natl Highway Traffic Safety Administration (NHTSA),Securities & Exchange Commission (SEC),SENATE,U.S. International Trade Commission (ITC),Veterans Affairs, Dept of (VA)		170000	0	2012-10-10T10:53:58.030000-04:00
1296402	THE AMERICAN PUBLIC GAS ASSOCIATION 3c4bc0a9-5d91-430d-a1a2-3b731e8e49d5	Q3	THE AMERICAN PUBLIC GAS ASSOCIATION	74077	AMERICAN PUBLIC GAS ASSOCIATION	2012	third_quarter	FIN	APGA has pushed for the passage of legislation and rulemakings that would increase natural gas market transparency and provide the CFTC with the resources needed to ensure appropriate level of market oversight. APGA has also opposed legislation/regulations that would require public gas systems to post margin for the over-the-counter derivatives.	Commodity Futures Trading Commission (CFTC),Energy, Dept of,Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE		30000	0	2012-10-10T12:42:28.950000-04:00
1296426	CREDIT SUISSE SECURITIES (USA) 34f097ba-0b07-4031-88a4-4e8f27d50647	Q3	CREDIT SUISSE SECURITIES (USA)	62596	CREDIT SUISSE SECURITIES (USA)	2012	third_quarter	FIN	Proposed rule changes of ATS Rlease No. 34-63241; File No. S7-03-10 Proposed changes to Regulation AB - Release Nos. 33-9917; 34-61858; File No. S7-08-10 PL 111-203 Federal Resrve Notice 75 FR 72741 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 45730) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SE…	Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of		320000	0	2012-10-10T13:26:38.947000-04:00
1296587	CAPITOL HILL CONSULTING GROUP f4c9efaf-aa9e-43f7-a2a3-fc7c641cbf59	Q3	CAPITOL HILL CONSULTING GROUP	72053	SECURE ID COALITION	2012	third_quarter	FIN	Cybersecurity; Financial Payments	HOUSE OF REPRESENTATIVES,SENATE	20000		0	2012-10-10T14:45:52.477000-04:00
1296669	CAPITOL HILL CONSULTING GROUP 716fc91d-6579-456e-abba-c8a3d1ff0789	Q3	CAPITOL HILL CONSULTING GROUP	72053	POPULUS FINANCIAL GROUP, INC. (FORMERLY ACE CASH EXPRESS, INC.)	2012	third_quarter	FIN	General financial issues and issues pertaining to the company	HOUSE OF REPRESENTATIVES,SENATE	16000		0	2012-10-10T16:29:26.540000-04:00
1296822	EMERSON 05f49e69-ac70-44d9-b86e-f0e255ea7c27	Q3	EMERSON	13506	EMERSON	2012	third_quarter	FIN	Burdensome Data Collection Relief Act, H.R. 1062	Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE,Treasury, Dept of		232400	0	2012-10-11T10:04:41.143000-04:00
1297061	AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 586d0b16-910f-4811-ab1e-699886b9cc27	Q3	AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA	14611	AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES	2012	third_quarter	FIN	Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of H.R. 4173, the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under sec. 113 of Dodd-Frank. Also track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation. Target Date Funds: Monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor and see proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of H.R. 4623, to make permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor the SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC rulemaking implementing a provision in the Dodd-Frank Act that creates a new Whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds.	HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of		560000	0	2012-10-11T14:33:13.420000-04:00
1297120	BATES CAPITOL GROUP, INC. 0cc6fb51-ebce-493f-8873-684cb5ef6183	Q3	BATES CAPITOL GROUP, INC.	400656969	U.S. CHAMBER OF COMMERCE INSTITUTE FOR LEGAL REFORM	2012	third_quarter	FIN	Help ensure rationality, fairness and more certainty in the legal system. Monitor and oversight of studies mandated in section 929Z and 929Y of the Dodd/Frank Wall Street Reform and Consumer Protection Act. Monitor and oversight of SEC's handling of disclosure rules re: litigation-related loss contingencies. Support H.R.5, Help Efficient, Accessible, Low-cost, Timely, Healthcare Act of 2011. Oppose Arbitration Fairness Act (S.987, H.R.187 Consumer Mobile Fairness Act (S.623 H.R.592). Support Lawsuit Abuse Reduction Act (H.R.966, S.533.)	HOUSE OF REPRESENTATIVES,SENATE	20000		0	2012-10-11T15:08:52.427000-04:00
1297186	DUTKO WORLDWIDE, LLC 577012af-fc50-4173-aff5-3dce161de5b4	Q3	DUTKO WORLDWIDE, LLC	12868	CITGO PETROLEUM CORPORATION	2012	third_quarter	FIN	Monitor potential derivatives-related modifications to Dodd-Frank Act (Wall Street Reform and Consumer Protection Act of 2009), including H.R. 1573 and the Business Risk Mitigation and Price Stabilization Act of 2011 (H.R. 1610).	Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT)	100000		0	2012-10-11T15:50:09.470000-04:00
1297261	AMERICAN LAND TITLE ASSOCIATION 55fc5748-04a3-412d-ba05-dc19d82b01a8	Q3	AMERICAN LAND TITLE ASSOCIATION	2731	AMERICAN LAND TITLE ASSOCIATION	2012	third_quarter	FIN	Implementation of Section 1032 of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, provisions related to combining mortgage disclosure provisions under Real Estate Settlement Procedures Act (RESPA) and Truth in Lending Act (TILA). Implementation of Section 941 of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, provisions related to Qualified Residential Mortgages (QRM). Contacted Consumer Financial Protection Bureau. Implementation of Sections 1411, 1412 and 1413 of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, provisions related to ability to repay standard and qualified mortgage safe harbor. H.R. 4323, Consumer Mortgage Choice Act, a bill to amend the Truth in Lending Act with respect to the definitions provided for points and fees in connection with a mortgage transaction. HR 940, United States Covered Bond Act, to establish standards for covered bond programs and a covered bond regulatory oversight program; entire bill. HR 1182, GSE Bailout Elimination and Taxpayer Protection Act, to establish a term certain for the conservatorships of Fannie Mae and Freddie Mac, to provide conditions for continued operation of such enterprises, and to provide for the wind down of such operations and the dissolution of such enterprises; entire bill. HR 1222, GSE Subsidy Elimination Act, a bill to increase the guarantee fees charged by Fannie Mae and Freddie Mac with respect to mortgage-backed securities guaranteed by such enterprises; entire bill. HR 1223, GSE Credit Risk Equitable Treatment Act, a bill to amend the Securities Exchange Act of 1934 to ensure mortgages held or securitized by Fannie Mae and Freddie Mac and asset-backed securities issued by such enterprises are treated similarly as other mortgages and asset-backed securities for purposes of the credit risk retention requirements under such Act; entire bill. HR 1859, Housing Finance Reform Act, to ensure the availability of reasonably priced conventional mortgages to borrowers in all economic cy…	Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Office of Management & Budget (OMB),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of		140000	0	2012-10-11T17:06:46.613000-04:00
1297265	EQUIPMENT LEASING AND FINANCE ASSOCIATION 42afad34-83ef-4338-bb5f-0ef30f42323c	Q3	EQUIPMENT LEASING AND FINANCE ASSOCIATION	13767	EQUIPMENT LEASING AND FINANCE ASSOCIATION	2012	third_quarter	FIN	Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (P.L. 111-203): Section 1071 ECOA data collection	Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE		190000	0	2012-10-11T17:07:48.113000-04:00
1297534	SMITH, COSTELLO & CRAWFORD 015dfbda-1749-4a1b-9d58-6874d42867c7	Q3	SMITH, COSTELLO & CRAWFORD	35742	INVESTMENT COMPANY INSTITUTE	2012	third_quarter	FIN	Mutual Fund Issues	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-12T10:59:38.133000-04:00
1297545	EASTMAN CHEMICAL COMPANY 63780c0d-c00d-46bf-9acf-46d6be0b05fe	Q3	EASTMAN CHEMICAL COMPANY	13005	EASTMAN CHEMICAL COMPANY	2012	third_quarter	FIN	Money Market Regulation	HOUSE OF REPRESENTATIVES,SENATE		420000	0	2012-10-12T11:02:41.643000-04:00
1297686	LOWE'S COMPANIES INC. 4fa290fe-38c1-435e-94a2-af65d4fe897b	Q3	LOWE'S COMPANIES INC.	312678	LOWE'S COMPANIES INC.	2012	third_quarter	FIN	Relating to conflict minerals provisions in Dodd-Frank Financial Services Reform Act of 2010 and sourcing from the Dem. Republic of the Congo; SEC definitions of manufacturer, contract to manufacture	HOUSE OF REPRESENTATIVES,SENATE		80000	0	2012-10-12T12:08:26.757000-04:00
1297752	ASSOCIATION FOR FINANCIAL PROFESSIONALS 7067d2ba-06ea-4e06-a24e-7c2c2aa3a188	Q3	ASSOCIATION FOR FINANCIAL PROFESSIONALS	38437	ASSOCIATION FOR FINANCIAL PROFESSIONALS	2012	third_quarter	FIN	Accounting Reforms, Credit Rating Agency Reform, Commodities Exchange Act/Derivatives Reform, Hard to Value Assets, Market-to-Market Accounting Reform, Money Market Fund Reform, Foreign Exchange, Dodd-Frank	Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Accounting Standards Advisory Board (FASAB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of		6250	0	2012-10-12T13:22:43.403000-04:00
1297806	FAIR ISAAC CORPORATION (DBA FICO) c74e6680-a054-4cfe-bb6e-340ccaf0eaa0	Q3	FAIR ISAAC CORPORATION (DBA FICO)	400612859	FAIR ISAAC CORPORATION (DBA FICO)	2012	third_quarter	FIN	Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), specifically, Title IX, Section 941, Regulation of Credit Risk Retention; H.R. 6363, Credit Access and Inclusion Act, relating to alternative data; Issues related to credit scoring, including free scores and small business scores	HOUSE OF REPRESENTATIVES,SENATE		80000	0	2012-10-12T14:02:09.403000-04:00
1297882	LAWRENCE J. ROMANS & ASSOCIATES, LLC ffed4daa-7711-4d08-a99f-f2418b02a36c	Q3	LAWRENCE J. ROMANS & ASSOCIATES, LLC	61072	PRUDENTIAL FINANCIAL	2012	third_quarter	FIN	HR 3559, Insurance Data Protection Act; HR 3045, Retirement Income Protection Act; HR 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by Dodd Frank Wall Street Reform and Consumer Protection Act; Regulations on capital standards for nondepository institutions	HOUSE OF REPRESENTATIVES,SENATE	20000		0	2012-10-12T15:06:42.017000-04:00
1297990	CONFRERE STRATEGIES, LLC 69bdcd6b-95cb-4d80-a49c-99f92e2b665c	Q3	CONFRERE STRATEGIES, LLC	40025211	NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES	2012	third_quarter	FIN	Dodd-Frank Wall Street Reform and Consumer Protection Act (PL 111-203) - Implementation Issus, including capital standards reporting obligations, Volker Rule, Collins Amendment Financial Stability Oversight Council - Designation Process and Criteria Federal Insurance Office - Congressional Report/Federal Advisory Committe on Insurance	HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of	21000		0	2012-10-12T16:41:31.983000-04:00
1297997	AMERICAN COUNCIL OF LIFE INSURERS 7118ce0d-a7d8-4200-9632-5291e0293284	Q3	AMERICAN COUNCIL OF LIFE INSURERS	2115	AMERICAN COUNCIL OF LIFE INSURERS	2012	third_quarter	FIN	Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. H.R. 2309: "The Postal Reform Act of 2011" Issue: USPS sale of financial products. S.1789: The 21st Century Postal Service Act of 2012. Issue: USPS sale of financial services products H.R. 1905: Iran Threat Reduction Act of 2011. A bill to compel Iran to abandon its pursuit of nuclear weapons. Issue: Investment Restrictions S. 2101: Iran Sanctions, Accountability, and Human Rights Act of 2012. A bill to urge the President to initiate diplomatic efforts to expand the multilateral sanctions regime regarding Iran. Issue: Investment Restrictions HR 4624: To amend the Investment Advisers Act of 1940 to provide for the registration and oversight of national investment adviser associations. Issue: Investment Adviser Regulations HR 2827: To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes. Issue: Investment Adviser Regulations HAMDT 1074 to HR 5326: An amendment to prohibit the use of funds to be used by the Department of Justice to be a party to a single or multi-state court settlement where funds are removed from any residential mortgage-backed securitization trust. Issue: Investor Protection H.R. 6020: Financial Services & General Government Appropriations bill for Fiscal Year 2013. Issue: Agency Funding S. 3301: Financial Services & General Government Appropriations bill for Fiscal Year 2013. Issue: Agency Funding Tracking: H.R. 1610: The Business Risk Mitigation and Price Stabilization Act of 2011. A bill to amend the definitions major swap participant and major security-based swap participant in the Commodity Exchange Act and the Securities Exchange Act of 1934, respectively. Issue: Dodd-Frank/Derivatives S. 947: A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes. Issue: Dodd-Fra…	HOUSE OF REPRESENTATIVES,SENATE		1680500	0	2012-10-12T16:41:33.233000-04:00
1298007	CONFRERE STRATEGIES, LLC 0acc6cf3-1b52-47af-bed5-18a3c1437477	Q3	CONFRERE STRATEGIES, LLC	40025211	STATE FARM INSURANCE COMPANIES	2012	third_quarter	FIN	Dodd- Frank Wall Street and Consumer Protection Act (PL 111-203) - Implementation issues, including capital rules, Collins amend Financial Services Regulatory Reform - Issues in General Privacy, Data Security, Cybersecurity and Data Breach Notification - including HR 1528, HR 1707, HR 1841, S 799, S 1207	HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of	12000		0	2012-10-12T16:49:39.253000-04:00
1298092	COMMODITY MARKETS COUNCIL 3b495e75-9306-42e6-a689-ef4f8d1de674	Q3	COMMODITY MARKETS COUNCIL	27902	COMMODITY MARKETS COUNCIL	2012	third_quarter	FIN	Raising Speculative Position Limits for Some Agricultural Commodities	Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE			0	2012-10-12T18:19:12.880000-04:00
1298177	THE ASSOCIATION OF MORTGAGE INVESTORS 59f2a6ea-e486-4c04-b87f-280d1ed609cc	Q3	THE ASSOCIATION OF MORTGAGE INVESTORS	400614861	THE ASSOCIATION OF MORTGAGE INVESTORS	2012	third_quarter	FIN	GSE Reform, Securitization, National Mortgage Foreclosure Settlement, Servicing Standards, Private Mortgage Market Investment Act, H.R. 3644, Guarantee Fees	Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ),Natl Economic Council (NEC),SENATE,Treasury, Dept of		141000	0	2012-10-13T18:25:05.317000-04:00
1298217	SCONSET STRATEGIES, LLC 4b761932-3801-42a2-b7c7-f50e0fa275e7	Q3	SCONSET STRATEGIES, LLC	400794388	VALTUS CAPITAL GROUP	2012	third_quarter	FIN	Followed all issues related to financial reform.	HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of			0	2012-10-14T12:33:30.667000-04:00
1298219	SCONSET STRATEGIES, LLC 36eec7a5-cb29-4a6b-8ea9-33765d815814	Q3	SCONSET STRATEGIES, LLC	400794388	GENEVIEVE CAPITAL, LLC	2012	third_quarter	FIN	Followed all issues related to financial reform.	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-14T12:56:31.403000-04:00
1298230	SCONSET STRATEGIES, LLC 2c2760d9-68b7-4108-bfa8-1d3882e4e7b3	Q3	SCONSET STRATEGIES, LLC	400794388	ARISTEIA CAPITAL	2012	third_quarter	FIN	Followed all issues related to financial reform. Followed all issues related to mortgage reform. Followed all issues related to housing reform.	Commodity Futures Trading Commission (CFTC),Consumer Product Safety Commission (CPSC),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of	30000		0	2012-10-14T14:04:34.993000-04:00
1298246	THE MAJORITY GROUP, LLC 0c1d3d53-33b7-46e9-be87-ab374428c161	Q3	THE MAJORITY GROUP, LLC	400713141	ISERVE RESIDENTIAL LENDING LLC	2012	third_quarter	FIN	Contacted Fannie-Mae on client's behalf.				0	2012-10-14T15:33:43.297000-04:00
1298251	THE MAJORITY GROUP, LLC 3f6563af-d871-418e-bd43-2245c46fd516	Q3	THE MAJORITY GROUP, LLC	400713141	NEWPORT INVESTMENT ASSOCIATES	2012	third_quarter	FIN	Lobbying members and staff of multiple state delegations and relevant committees of jurisdiction in the House and Senate and federal agencies looking to sell distressed loans and assets.	Federal Deposit Insurance Corporation (FDIC),General Services Administration (GSA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ),SENATE	30000		0	2012-10-14T15:41:46.413000-04:00
1298401	ARTEMIS STRATEGIES 13e2d6ce-84e8-4d38-afea-e3b4ab30b933	Q3	ARTEMIS STRATEGIES	82990	SAP AMERICA	2012	third_quarter	FIN	Financial modernization	HOUSE OF REPRESENTATIVES,SENATE	40000		0	2012-10-15T09:48:26-04:00
1298538	HOLLAND & KNIGHT LLP d6a4a748-0699-4ec1-95fa-e63899c75c20	Q3	HOLLAND & KNIGHT LLP	18466	PCI SECURITY STANDARDS COUNCIL, LLC	2012	third_quarter	FIN	Policy issues related to data security	Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE	10000		0	2012-10-15T11:02:59.693000-04:00
1298625	LAWRENCE J. ROMANS & ASSOCIATES, LLC 62c4afdf-26ad-469c-ac4e-45f7210ec4f2	Q3	LAWRENCE J. ROMANS & ASSOCIATES, LLC	61072	CHARLES SCHWAB & CO INC	2012	third_quarter	FIN	H.R. 4624, Investment Adviser Oversight Act of 2012; possible regulations on money market funds.	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-15T11:26:39.547000-04:00
1298638	MEHLMAN CONSULTING, INC. dca19c47-e14e-4aec-9aa9-6c6bb90db0a7	Q3	MEHLMAN CONSULTING, INC.	284950	ENCORE CAPITAL GROUP	2012	third_quarter	FIN	Financial Services Issues. H.R. 3309/S. 1784, Federal Communications Commission Process Reform Act of 2012 (Note: The Consumer Financial Protection Bureau was contacted; it was established in January 2012 and not yet listed under agencies on #17 thus the Dept. of Treasury has been listed.)	Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of	60000		0	2012-10-15T11:28:45.060000-04:00
1298801	NOMURA HOLDING AMERICA INC. e5700866-1c8e-4a2e-99d2-a0ceee4b758d	Q3	NOMURA HOLDING AMERICA INC.	400609851	NOMURA HOLDING AMERICA INC.	2012	third_quarter	FIN	H.R. 3283, The Swap Jurisdiction Certainty Act General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act	HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of		110000	0	2012-10-15T12:37:10.103000-04:00
1298826	JM FAMILY ENTERPRISES, INC ef421f79-4a60-46d7-83e0-c45cd2da22ff	Q3	JM FAMILY ENTERPRISES, INC	20620	JM FAMILY ENTERPRISES INC	2012	third_quarter	FIN	Proposed Consumer Finance Protection Board	HOUSE OF REPRESENTATIVES,SENATE		40000	0	2012-10-15T12:50:23.620000-04:00
1298843	GREENBERG TRAURIG, LLP 15455437-5092-485f-8bbc-240e17650039	Q3	GREENBERG TRAURIG, LLP	16896	SMITH & WESSON HOLDING COMPANY	2012	third_quarter	FIN	DOD issues related to small arms program funding.	Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE	15000		0	2012-10-15T12:59:29.200000-04:00
1298869	COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE 60d51c09-aca4-48eb-87e6-f022fd7ddd33	Q3	COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE	11003	COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE	2012	third_quarter	FIN	H.R. 459, Federal Reserve Transparency Act; all sections	HOUSE OF REPRESENTATIVES,SENATE		50000	0	2012-10-15T13:09:41.080000-04:00
1298919	H&R BLOCK MANAGEMENT, LLC, A SUBSIDIARY OF H&R BLOCK, INC. bafed3b7-d3b3-4e13-8f04-a5245ab93f1c	Q3	H&R BLOCK MANAGEMENT, LLC, A SUBSIDIARY OF H&R BLOCK, INC.	17215	H&R BLOCK MANAGEMENT, LLC, A SUBSIDIARY OF H&R BLOCK, INC.	2012	third_quarter	FIN	Financial services legislation and implementation of PL 111-203 Dodd Frank Act. H.R. 3162 - to establish the consumer financial protection agency. Tax preparer regulation legislation. Tax simplification. Return free filing. Policies related to the unbanked. Policies related to the implementation of the Affordable Care Act.	Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of		275000	0	2012-10-15T13:23:02.097000-04:00
1299031	MUTUAL OF OMAHA 396e3797-974a-4107-a77b-747b7a3f0a77	Q3	MUTUAL OF OMAHA	26284	MUTUAL OF OMAHA	2012	third_quarter	FIN	HR 2682 - Business Risk Mitigation & Price Stabilization Act of 2011 - End user exemptions from certain provisions of the Comodity Exchange Act & Securities Exchange Act of 1934.	HOUSE OF REPRESENTATIVES,SENATE		150000	0	2012-10-15T13:59:48.257000-04:00
1299035	FORSCEY, PLLC e7de13b5-f7ac-4842-8c96-19167855e3a2	Q3	FORSCEY, PLLC	52880	NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS	2012	third_quarter	FIN	Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. H.R. 3606, Jumpstart Our Business Startups Act or JOBS Act.	HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE	20000		0	2012-10-15T13:59:49.177000-04:00
1299074	ACA INTERNATIONAL 3105c15c-ade8-47ef-b701-e9c2f066199d	Q3	ACA INTERNATIONAL	81431	ACA INTERNATIONAL	2012	third_quarter	FIN	Amending the Fair Debt Collection Practices Act; Consumer Financial Protection Bureau implementation; medical debt; data security and privacy; Fair Credit Reporting Act; Gramm-Leah Bliley Act	Federal Communications Commission (FCC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of		290000	0	2012-10-15T14:17:09.003000-04:00
1299078	LAWRENCE J. ROMANS & ASSOCIATES, LLC cf711cb6-3ec4-4ab2-8b62-9f87549c44ad	Q3	LAWRENCE J. ROMANS & ASSOCIATES, LLC	61072	JPMORGAN CHASE & CO.	2012	third_quarter	FIN	HR 2682, the Business Risk Mitigation and Price Stabilization Act of 2011; HR 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall; HR 2568, the Swap Execution Facility Clarification Act; HR 3283 Swap Jurisdiction Certainty Act; HR 4101 Fair Debt Collections Practices Clarification Act of 2012; implementation of Volcker Rule; proposed CFPB rule on Qualified Mortgage.	HOUSE OF REPRESENTATIVES,SENATE	20000		0	2012-10-15T14:20:10.577000-04:00
1299095	COUNCIL OF INSTITUTIONAL INVESTORS c9e05f15-a8f9-448f-83a1-38fb3c8ee8ec	Q3	COUNCIL OF INSTITUTIONAL INVESTORS	11082	COUNCIL OF INSTITUTIONAL INVESTORS	2012	third_quarter	FIN	JOBS Bill- Jumpstart Our Business Startups Act Dodd-Frank Implementation S. 3468	HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,White House Office			0	2012-10-15T14:28:21.347000-04:00
1299158	PENN AVENUE PARTNERS fe2f7b63-482c-4ae9-a75c-6b2e0f0a0a7c	Q3	PENN AVENUE PARTNERS	400918672	EUFORA, LLC	2012	third_quarter	FIN	Regulatory issues related to pre-paid cards.	Federal Deposit Insurance Corporation (FDIC),Office of the Comptroller of the Currency (OCC),SENATE			0	2012-10-15T14:39:40.130000-04:00
1299276	CROWELL & MORING LLP 7493cfb9-fba2-4680-938c-6055b8d50146	Q3	CROWELL & MORING LLP	11377	GFI GROUP, INC.	2012	third_quarter	FIN	Credit Derivative Swaps. Dodd-Frank bill (H.R. 4173).	Commodity Futures Trading Commission (CFTC),SENATE			0	2012-10-15T15:10:31.453000-04:00
1299279	ENERGY MARKETERS OF AMERICA ddae6f12-152f-47f1-a65d-a7c4614b2c6c	Q3	ENERGY MARKETERS OF AMERICA	31281	ENERGY MARKETERS OF AMERICA	2012	third_quarter	FIN	Rules implementation for the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) regarding interchange fees and derivatives (swaps and Futures market) overhaul; HR 1838 - A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any federal bailout of swap dealers or participants. HR 3283 - Swap Jurisdiction Certainty Act	Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Federal Reserve System,Federal Trade Commission (FTC),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Pipeline & Hazardous Materials Safety Administration,SENATE,Transportation, Dept of (DOT)		170000	0	2012-10-15T15:11:35.127000-04:00
1299340	TAUZIN CONSULTANTS, LLC 3aec34c2-b7f0-441f-9c59-0a997a88bd87	Q3	TAUZIN CONSULTANTS, LLC	400671007	JAMES R. WOODHILL	2012	third_quarter	FIN	ACH fraud prevention	HOUSE OF REPRESENTATIVES,SENATE			0	2012-10-15T15:30:16-04:00
1299343	JOHN T. O'ROURKE 607388aa-9777-4c8b-9b93-b3ce487fa9d7	Q3	JOHN T. O'ROURKE	29937	THE TRAVELERS COMPANIES, INC. AND SUBSIDIARIES	2012	third_quarter	FIN	Dodd-Frank implementation and oversight.	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-15T15:31:01.883000-04:00
1299443	AMERICAN BAKERS ASSOCIATION 47600857-d4ce-4571-a7c5-8878b56fc8bc	Q3	AMERICAN BAKERS ASSOCIATION	1774	AMERICAN BAKERS ASSOCIATION	2012	third_quarter	FIN	Commodity Futures Trading Regulation- Position Limit Regulations	Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Commodity Futures Trading Commission (CFTC),Federal Trade Commission (FTC),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE		23281	0	2012-10-15T15:58:46.193000-04:00
1299448	SMITH, COSTELLO & CRAWFORD ca32b95b-cbf7-4084-8197-8facf8a2d0f9	3A	SMITH, COSTELLO & CRAWFORD	35742	INVESTMENT COMPANY INSTITUTE	2012	third_quarter	FIN	Mutual Fund Issues	HOUSE OF REPRESENTATIVES,SENATE	30000		0	2012-10-15T15:59:46.990000-04:00
1299494	LAND O'LAKES, INC. 4263fdea-a410-45a0-80a3-bc480c9bb5c7	Q3	LAND O'LAKES, INC.	22110	LAND O'LAKES INC	2012	third_quarter	FIN	Wall Street Reform and Consumer Protection Act, HR 4173	Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Environmental Protection Agency (EPA),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR)		340000	0	2012-10-15T16:17:08.297000-04:00
1299554	SIFF & ASSOCIATES PLLC 072445d1-3112-47fa-8729-1468c77a3365	Q3	SIFF & ASSOCIATES PLLC	400665998	CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE	2012	third_quarter	FIN	Prohibitions and Restrictions on Proprietary Trading and Certain Interests in and Relationships with Hedge Funds and Private Equity Funds; Proposed Rule; OCC-2011-0014, RIN 1557-AD44; Docket No. R-14; RIN 7100AD; RIN 2064-AD85; Release No 34; RIN 3235-AL-07. Supplemental notice of proposed rulemaking regarding definition of "predominantly engaged in financial activities;" RIN 7100-AD64. Regulations being discussed at Securities and Exchange Commission to transition Money Market Mutual Funds to a floating Net Asset Value (NAV) and impose restrictions on redemptions from such funds as well as additional capital buffers (no rule yet proposed). Implementation of provisions in Title I of the Dodd-Frank Act relating to the designation of Systemically Important Financial Institutions (SIFIs). Supplemental notice of proposed rulemaking regarding definition of "Financial Activity and Activities Incidental Thereto;" RIN 3064-AD73.	HOUSE OF REPRESENTATIVES,SENATE	20000		0	2012-10-15T16:32:25.793000-04:00
1299573	SIFF & ASSOCIATES PLLC c9dc6827-84d4-4109-92b3-cbb846743c68	Q3	SIFF & ASSOCIATES PLLC	400665998	KOCH COMPANIES PUBLIC SECTOR LLC	2012	third_quarter	FIN	S. 1483, the "Incorporation Transparency and Law Enforcement Assistance Act," a bill to direct each state to amend their state business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation, entire bill.	HOUSE OF REPRESENTATIVES,SENATE	50000		0	2012-10-15T16:45:34.327000-04:00
1299612	DALY CONSULTING GROUP 1370f3cb-079a-4d38-b8c9-3508459ae8b4	Q3	DALY CONSULTING GROUP	400923683	INVESTMENT COMPANY INSTITUTE	2012	third_quarter	FIN	Issues related to investment companies	HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE	30000		0	2012-10-15T17:27:31.057000-04:00
1299613	WEBMD HEALTH CORP. 8397a812-5013-4f2d-953c-a0caf9229729	Q3	WEBMD HEALTH CORP.	55473	WEBMD HEALTH CORP	2012	third_quarter	FIN	Student loan auction rate security	SENATE		30000	0	2012-10-15T17:28:52.837000-04:00
1299621	DALY CONSULTING GROUP 394384d0-0677-4456-909d-c2cddf1823bd	Q3	DALY CONSULTING GROUP	400923683	KNIGHT CAPITAL GROUP	2012	third_quarter	FIN	Issues related to the capital markets.	HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE	13500		0	2012-10-15T17:36:33.907000-04:00
1299627	DALY CONSULTING GROUP d4577d27-678d-4b7f-9874-23ffd611d612	Q3	DALY CONSULTING GROUP	400923683	RAPID RATINGS	2012	third_quarter	FIN	Issues related to credit rating agencies.	HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE			0	2012-10-15T17:48:36.143000-04:00
1299632	DALY CONSULTING GROUP c4b1a7dd-b1c5-429a-a702-e8fd4c05d162	Q3	DALY CONSULTING GROUP	400923683	CITADEL LLC	2012	third_quarter	FIN	Issues related to the capital markets.	HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE	30000		0	2012-10-15T17:54:37.260000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);