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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

906 rows where filing_period = "third_quarter", filing_year = 2011 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 906 ✖

filing_year 1

  • 2011 · 906 ✖

filing_period 1

  • third_quarter · 906 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1142727 SCHMITZ GLOBAL PARTNERS LLP 1c5ef364-ef94-4b27-ad13-2cbbabe3adfe Q3 SCHMITZ GLOBAL PARTNERS LLP 400569708 US CHAMBER OF COMMERCE 2011 third_quarter FIN Implementation of Dodd-Frank legislation, whistleblower provisions, loss reporting, pleading standards. No specific legislation. HOUSE OF REPRESENTATIVES     0 0 2011-08-03T15:32:01.653000-04:00
1143821 AMERICAN SOCIETY OF APPRAISERS 626c2efe-5a30-40ef-b2ca-0907224d98e3 Q3 AMERICAN SOCIETY OF APPRAISERS 400561679 AMERICAN SOCIETY OF APPRAISERS 2011 third_quarter FIN Department of Labor "appraiser-as-fiduciary" rule Dodd-Frank Title XIV appraisal provision implementation HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL)   40799 0 0 2011-09-20T15:37:09.593000-04:00
1143830 JOHN DUDINSKY & ASSOCIATES fab66856-268e-4fdf-8416-34048ddfddb0 Q3 JOHN DUDINSKY & ASSOCIATES 90534 PSCU FINANCIAL SERVICES 2011 third_quarter FIN Mitigation of fraud; Assist in business development. Federal Bureau of Investigation (FBI),U.S. Postal Service (USPS),U.S. Secret Service     0 0 2011-09-21T15:49:26.967000-04:00
1144404 MS. ELLEN MARSHALL 0fa394c2-d6d5-42d2-878c-e4137db817fb Q3 MS. ELLEN MARSHALL 297716 BOND DEALERS OF AMERICA 2011 third_quarter FIN Issues relating to Dodd-Frank legislation HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2011-10-03T10:39:33.253000-04:00
1144524 KEYCORP e37bf806-7b37-41a3-8eb6-611169a30ccf Q3 KEYCORP 400276327 KEYCORP 2011 third_quarter FIN Dodd-Frank Rulemaking, Financial Literacy, Regional Banking HOUSE OF REPRESENTATIVES,SENATE   35000 0 0 2011-10-03T15:24:43.657000-04:00
1144807 THE ASSOCIATION OF MORTGAGE INVESTORS 2e810fe6-2e0d-4b0a-b9ad-7f4545682f4e Q3 THE ASSOCIATION OF MORTGAGE INVESTORS 400614861 THE ASSOCIATION OF MORTGAGE INVESTORS 2011 third_quarter FIN GSE Reform, Securitization, Servicing Standards Federal Reserve System,Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   150800 0 0 2011-10-04T18:19:36.997000-04:00
1144856 ROBERTI ASSOCIATES ad33cb96-e3d0-4cc3-9006-2e0a12af1176 Q3 ROBERTI ASSOCIATES 315513 CITIGROUP MANAGEMENT CORP 2011 third_quarter FIN General Financial Services Issues Financial Services Regulatory Reform HOUSE OF REPRESENTATIVES,SENATE 90000   0 0 2011-10-05T10:16:41.497000-04:00
1144885 CYBER SECURITY RESEARCH CONSULTANTS, LLC 72f65b32-8c0e-4db4-979a-255c1bac5f68 Q3 CYBER SECURITY RESEARCH CONSULTANTS, LLC 91694 THE LIVINGSTON GROUP (ON BEHALF OF U.S. CHAMBER OF COMMERCE) 2011 third_quarter FIN FY 12 Financial Services Act (Boelker Provisions of Dodd Frank) FY 12 Commerce Justice Science HOUSE OF REPRESENTATIVES,SENATE 9000   0 0 2011-10-05T11:21:39.433000-04:00
1144896 CYBER SECURITY RESEARCH CONSULTANTS, LLC 6c32c785-14ef-413a-9652-9d7e3349389b Q3 CYBER SECURITY RESEARCH CONSULTANTS, LLC 91694 U.S. CHAMBER OF COMMERCE 2011 third_quarter FIN FY 12 Financial Services Appropriations Act (Voelker Provisions of Dodd Frank) FY 12 Commerce Justice Science HOUSE OF REPRESENTATIVES 9000   0 0 2011-10-05T11:34:47.493000-04:00
1144974 MEHLMAN CONSULTING, INC. 15677602-0603-4ce8-8f76-fdff0156c5f0 Q3 MEHLMAN CONSULTING, INC. 284950 DAVIDSON KEMPNER CAPITAL MANAGEMENT 2011 third_quarter FIN Issues related to Credit Default Swaps, Credit Reporting Agencies Issues related to interchange fees on debit cards HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2011-10-05T14:21:36.553000-04:00
1145031 MEHLMAN CONSULTING, INC. 3b84c921-1eea-4300-bb45-726b70e51821 Q3 MEHLMAN CONSULTING, INC. 284950 SLARS (STUDENT LOAN AUCTION RATE SECURITIES) COALITION 2011 third_quarter FIN Relief for the holders of Student Loan Auction Rate Securities S. 1068, Student Loan Simplification Opportunity Act HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2011-10-05T15:20:59.050000-04:00
1145099 JOHN SATAGAJ a35aaf7e-fa77-444c-a24f-1ff7ca9ff916 Q3 JOHN SATAGAJ 23064 NATIONAL HOME FURNISHINGS ASSOCIATION 2011 third_quarter FIN Consumer Credit Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,White House Office     0 0 2011-10-05T17:19:35.843000-04:00
1145152 ACA INTERNATIONAL 5769db4d-d8a8-44bd-966d-2ee2d4bef67c Q3 ACA INTERNATIONAL 81431 ACA INTERNATIONAL 2011 third_quarter FIN Fair Debt Collection Practices Act; Consumer Financial Protection Bureau; Financial account record keeping Federal Communications Commission (FCC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   250000 0 0 2011-10-06T09:04:07.103000-04:00
1145356 DUTKO WORLDWIDE, LLC eb22bb68-8cbf-439f-94a6-8ffdee3431f9 Q3 DUTKO WORLDWIDE, LLC 12868 FOREX CAPITAL MARKETS LLC 2011 third_quarter FIN Provide strategy and advice to Forex on legislation that affects them and their industry, including implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) and other executive branch regulations affecting the retail foreign exchange business such as definitions and regulation of swap execution facilities (SEF) and the segregated funds rule. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2011-10-06T16:59:51.980000-04:00
1145381 K&L GATES, LLP a55b06fd-024a-4dca-a60a-893bf644780e Q3 K&L GATES, LLP 32098 APOLLO ENTERPRISES, LTD. 2011 third_quarter FIN Seek U.S. government support for recovery of assets and funds of construction firm forced to abandon operations in Libya. State, Dept of (DOS),Treasury, Dept of 10000   0 0 2011-10-06T17:53:14.070000-04:00
1145593 THE COLWELL GROUP, LLC 42a1821d-ab6e-4650-a963-0b8bc718af6c Q3 THE COLWELL GROUP, LLC 300435 CASH AMERICA INTERNATIONAL, INC 2011 third_quarter FIN HR 1909 HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2011-10-07T15:33:56.617000-04:00
1145597 THE COLWELL GROUP, LLC 4fd1da98-6f87-4891-86a4-b20baa05a7da 3T THE COLWELL GROUP, LLC 300435 CHECK 'N GO 2011 third_quarter FIN HR 1909 HOUSE OF REPRESENTATIVES,SENATE 20000   0 1 2011-10-07T15:38:58.353000-04:00
1145626 MULTIPLE STRATEGIES LLC c22c2cce-51d3-40c2-b7a7-291aa1b87802 Q3 MULTIPLE STRATEGIES LLC 318254 AXA SA 2011 third_quarter FIN Holocaust Reparations Legislation FSOC HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2011-10-07T16:58:20.317000-04:00
1145629 MULTIPLE STRATEGIES LLC aae56ecd-fedf-413b-b195-7c115f53d8f4 Q3 MULTIPLE STRATEGIES LLC 318254 INVESTMENT COMPANY INSTITUTE 2011 third_quarter FIN mutual fund issues retirement and savings issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-07T17:06:24.927000-04:00
1145660 COMMODITY MARKETS COUNCIL 4855ae74-65b3-4aaa-a0ad-7679774c8be0 Q3 COMMODITY MARKETS COUNCIL 27902 COMMODITY MARKETS COUNCIL 2011 third_quarter FIN Raising speculative position limits for some agricultural commodities Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE     0 0 2011-10-07T20:57:37.673000-04:00
1145694 MCMURRAY STRATEGY GROUP, LLC fbbc55fd-00c4-4fd0-863c-d0065688693f Q3 MCMURRAY STRATEGY GROUP, LLC 400339575 THE AGILE FUNDS INVESTOR COMMITTEE 2011 third_quarter FIN Discussed HR 1987 Ponzi Scheme Investor Protection Act of 2011 that will amend the Securities Investor Protection Act of 1970 to provide insurance coverage for certain indirect investors caught in Ponzi schemes. Monitored and discussed HR 757 Equitable Treatment of Investors Act which would amend the Securities Investor Protection Act of 1970 to revise the definition of "net equity." HOUSE OF REPRESENTATIVES     0 0 2011-10-08T11:43:00.380000-04:00
1145745 RICH FEUER ANDERSON 0c4b944f-6ef8-4301-b943-e5076d1cf338 Q3 RICH FEUER ANDERSON 84775 CITIGROUP MANAGEMENT CORPORATION 2011 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application and regulation of proprietary trading. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2011-10-09T19:11:56.943000-04:00
1145748 RICH FEUER ANDERSON 424abb8c-ceef-43fe-bac3-88a0ddf8a1f5 Q3 RICH FEUER ANDERSON 84775 BARCLAYS PLC 2011 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-09T19:31:59.330000-04:00
1145755 LARRY BLANCHARD 39643161-e2c7-435b-9312-4db09dd2dbfe Q3 LARRY BLANCHARD 400470324 TRUSTAGE 2011 third_quarter FIN General legislative issues affecting insurance and financial institutions HOUSE OF REPRESENTATIVES,SENATE 25000   0 0 2011-10-09T21:58:04.877000-04:00
1146050 RICH FEUER ANDERSON ab8094ad-a1e7-48c9-8e4b-08dbad9a1cf4 Q3 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2011 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-10T15:27:40.203000-04:00
1146059 RICH FEUER ANDERSON 26fd31ec-53e6-4519-ae4c-6dea62e9ebc8 Q3 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2011 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including connectivity and transparency regarding trading in derivatives, operation of swap execution facilities, protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of systemically important financial institutions. Regulation of money market funds. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 70000   0 0 2011-10-10T15:41:42.187000-04:00
1146127 RICH FEUER ANDERSON 2dfafd17-524b-46a7-82bb-c96dda6b13f3 Q3 RICH FEUER ANDERSON 84775 THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 2011 third_quarter FIN Capital requirements and liquidity requirements for financial institutions. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2011-10-10T17:45:17.480000-04:00
1146137 RICH FEUER ANDERSON 1170148a-cc13-4a7c-b2d5-6e97f318537b Q3 RICH FEUER ANDERSON 84775 FX ALLIANCE, LLC 2011 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation of swap execution facilities. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2011-10-10T19:27:19.447000-04:00
1146152 NATURAL RESOURCE RESULTS LLC 0050fc8c-9209-47ea-9a29-fd95794219e4 Q3 NATURAL RESOURCE RESULTS LLC 321555 CONSTELLATION ENERGY 2011 third_quarter FIN Swap dealer definition under Dodd Frank Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES 20000   0 0 2011-10-10T21:22:23.553000-04:00
1146306 HOLLAND & KNIGHT LLP 8630f8c5-6329-4ac2-bf03-d3fc99cc9303 Q3 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2011 third_quarter FIN Legislation and policies affecting financial services; including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2011-10-11T11:24:03.100000-04:00
1146356 RICH FEUER ANDERSON 35f57b5b-c3d6-439d-b557-96f7a8826896 Q3 RICH FEUER ANDERSON 84775 GENWORTH FINANCIAL INC 2011 third_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2011-10-11T11:59:29.833000-04:00
1146428 PUBLIC AFFAIRS RESOURCES, INC. 4f9870d9-a516-404b-bb81-4a84813fe7e1 Q3 PUBLIC AFFAIRS RESOURCES, INC. 31270 PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ) 2011 third_quarter FIN Fees for Paper Statements HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-11T12:52:40.833000-04:00
1146475 COUNCIL OF INSTITUTIONAL INVESTORS f736c9fb-6ee1-4671-9203-0639e7acffd0 Q3 COUNCIL OF INSTITUTIONAL INVESTORS 11082 COUNCIL OF INSTITUTIONAL INVESTORS 2011 third_quarter FIN Dodd-Frank Implementation SEC/CFTC Funding HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of     0 0 2011-10-11T13:48:39.660000-04:00
1146599 VAN NESS FELDMAN, LLP 784f8abd-8220-4e11-b440-cf0e2ba8dc67 Q3 VAN NESS FELDMAN, LLP 39815 NATIONAL ASSOCIATION OF ENERGY SERVICES, CO. (NAESCO) 2011 third_quarter FIN H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act Meet with House and Senate members to encourage memebers to raise concerns through their oversight function with the SEC about placing ESCO activities under the engineering exclusion contained in H.R. 4173. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2011-10-11T15:09:43.597000-04:00
1146623 AMERICAN COUNCIL OF LIFE INSURERS f99a40e6-28f7-4e4c-8906-51eb615a9315 Q3 AMERICAN COUNCIL OF LIFE INSURERS 2115 AMERICAN COUNCIL OF LIFE INSURERS 2011 third_quarter FIN Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. H.R. 890/S.466 Holocaust Insurance Accountability Act of 2011 A bill to allow for the enforcement of State disclosure laws and access to courts for covered Holocaust era insurance policy claims. Issue: Insurance regulation. Tracking: H.R. 654: Do Not Track Me Online Act. A bill to direct the Federal Trade Commission to prescribe regulations regarding the collection and use of information obtained by tracking the Internet activity of an individual, and for other purposes. Issue: Privacy S. 679: Presidential Appointment Efficiency and Streamlining Act of 2011 - Presidential Appointment Efficiency and Streamlining Act of 2011 - Exempts certain presidential appointments to cabinet-level agencies, independent commissions, and boards in the executive branch from the requirement of Senate confirmation (advice and consent). Issue: International Regulation Reform H.R. 1610: The Business Risk Mitigation and Price Stabilization Act of 2011. A bill to amend the definitions major swap participant and major security-based swap participant in the Commodity Exchange Act and the Securities Exchange Act of 1934, respectively. Issue: Dodd-Frank/Derivatives S. 947: A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes. Issue: Dodd-Frank/Derivatives H.R. 1573: To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. A bill that amends the Wall Street Transparency and Accountability Act of 2010 (the Act), title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, to revise the effective dates for the Act and for regulations promulgated under it. Issue: Dodd-Frank/Derivatives H.R. 1222: GSE Subsidy Elimination Act of 2011. A bill to increase the guarantee fees… HOUSE OF REPRESENTATIVES,SENATE   1471400 0 0 2011-10-11T15:28:59.273000-04:00
1146658 BINGHAM MCCUTCHEN LLP f41d9fd1-0e1d-4da5-bcc3-abbb20c7dd2f Q3 BINGHAM MCCUTCHEN LLP 51560 HEARTLAND PAYMENT SYSTEMS, INC. 2011 third_quarter FIN Competition issues. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2011-10-11T15:44:17.163000-04:00
1146734 TRANS UNION LLC 7ee708e7-c57b-4129-8be6-61a184ee6083 Q3 TRANS UNION LLC 62131 TRANS UNION LLC 2011 third_quarter FIN Opportunities for public-private cooperative agreements to improve fraud prevention and income & employment reference checking. HOUSE OF REPRESENTATIVES,SENATE   60000 0 0 2011-10-11T16:22:56.723000-04:00
1146737 MILLER & CHEVALIER CHARTERED 4ed1b301-fa7d-4901-afc5-4eead200c845 Q3 MILLER & CHEVALIER CHARTERED 25306 AMERICAN FIDELITY CORPORATION 2011 third_quarter FIN Legislation affecting financial services issues. HOUSE OF REPRESENTATIVES,SENATE 170000   0 0 2011-10-11T16:28:02.583000-04:00
1146789 RICH FEUER ANDERSON 1e29a3a0-d953-4f85-8318-8a8c965b5354 Q3 RICH FEUER ANDERSON 84775 KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) 2011 third_quarter FIN Regulations affecting electronic trading of securities, including market structure issues. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2011-10-11T17:59:39.037000-04:00
1146812 JENKINS HILL CONSULTING, LLC d65d554c-1e8a-411b-bfd2-faae3781d471 Q3 JENKINS HILL CONSULTING, LLC 303575 AMERICAN FINANCIAL SERVICES ASSOCIATION 2011 third_quarter FIN Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2011-10-11T21:02:52.837000-04:00
1146852 JENKINS HILL CONSULTING, LLC efe84c11-47d7-43ce-a896-3f9a5a6a40e0 Q3 JENKINS HILL CONSULTING, LLC 303575 EQUITABLE (FORMERLY AXA FINANCIAL) 2011 third_quarter FIN Issues relating to the implementation of an Optional Federal Charter and financial reglulatory reform HOUSE OF REPRESENTATIVES,SENATE 25000   0 0 2011-10-12T09:26:13.850000-04:00
1146927 CLARK & WEINSTOCK 51ed3d74-7ccd-40c5-a4d7-39b2bcb40f68 Q3 CLARK & WEINSTOCK 9443 AGSTAR FINANCIAL SERVICES ACA 2011 third_quarter FIN General representation for AgStar, primarily liaison between AgStar, Congress and agricultural trade organizations, including the Farm Credit Council. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-12T10:39:45.803000-04:00
1146999 EATON CORPORATION d857a6cb-f757-40ee-89f4-eac77568b67f Q3 EATON CORPORATION 302698 EATON CORPORATION 2011 third_quarter FIN HR 2779 Exempting inter affiliate swaps HR 1062 Burdensome Data Collection Relief Act Implementing Regulations for Dodd Frank Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Natl Highway Traffic Safety Administration (NHTSA),Securities & Exchange Commission (SEC),SENATE   151858 0 0 2011-10-12T11:19:17.647000-04:00
1147139 MANATT, PHELPS, AND PHILLIPS 36344877-572f-4605-916e-9d93cb6ef21f Q3 MANATT, PHELPS, AND PHILLIPS 23645 CARDTRONICS, INC 2011 third_quarter FIN ATM interchange and legislation / regulation implementing Dodd-Frank; EFTA regulation E; anticompetitive behavior. Federal Reserve System,HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,Treasury, Dept of 40000   0 0 2011-10-12T12:38:29.347000-04:00
1147151 MANATT, PHELPS, AND PHILLIPS 7cc181fd-b585-44be-b3c4-f2ac0430decf Q3 MANATT, PHELPS, AND PHILLIPS 23645 FINANCIAL SERVICE CENTERS OF AMERICA 2011 third_quarter FIN Legislation and regulation impacting nondepository financial products. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 40000   0 0 2011-10-12T12:42:35.003000-04:00
1147177 FORSCEY, PLLC ab939110-155d-4e85-9c8d-35ba3b7cc3a4 Q3 FORSCEY, PLLC 52880 NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS 2011 third_quarter FIN Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2011-10-12T13:00:54.547000-04:00
1147215 SQUIRE PATTON BOGGS e23262f8-57ab-469e-8059-26c3f2747648 Q3 SQUIRE PATTON BOGGS 30906 LONDON STOCK EXCHANGE 2011 third_quarter FIN Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 40000   0 0 2011-10-12T13:25:18.360000-04:00
1147361 INTERNATIONAL DERIVATIVES CLEARING GROUP, LLC cf3d6e53-5622-4342-b3b0-40ac3a0df665 Q3 INTERNATIONAL DERIVATIVES CLEARING GROUP, LLC 400537611 INTERNATIONAL DERIVATIVES CLEARING GROUP LLC 2011 third_quarter FIN issues related to derivatives clearing Commodity Futures Trading Commission (CFTC)     0 0 2011-10-12T15:16:44.393000-04:00
1147419 AUTO CARE ASSOCIATION ab17b3e1-3c88-42c8-9ca5-4d723f5ba521 Q3 AUTO CARE ASSOCIATION 52696 AUTO CARE ASSOCIATION 2011 third_quarter FIN Supported Extension of SPA loan program stimulus provisions in the American Recovery and Reinvestment Act through the end of 2010 (H.R. 5297). Opposed Tester-Corker amendment to postpone implementation of swipe fee reform in Dodd-Franks Wall Street Reform and Consumer Protection Act. Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE   249151 0 0 2011-10-12T16:02:13.983000-04:00
1147440 BINGHAM MCCUTCHEN LLP 17b71f8f-2025-43f5-ad66-109153e703ce Q3 BINGHAM MCCUTCHEN LLP 51560 OTC MARKET GROUP INC. 2011 third_quarter FIN Financial Industry Regulatory Authority rules. HOUSE OF REPRESENTATIVES     0 0 2011-10-12T16:14:26-04:00
1147494 DAVIS & HARMAN LLP e2532d9d-dda8-4440-b2fb-55ebc0a12531 Q3 DAVIS & HARMAN LLP 11674 CME GROUP 2011 third_quarter FIN Reauthorization of the Commodities Future Trading Commission. All issues relating to the Commodities Future Exchange. Proposals related to the restructuring of financial institution regulation. HOUSE OF REPRESENTATIVES,SENATE 70000   0 0 2011-10-12T17:07:54.327000-04:00
1147509 MEHLMAN CONSULTING, INC. 83b2e788-2ae1-48c4-aeb5-1df3509b7d0c Q3 MEHLMAN CONSULTING, INC. 284950 INTUIT, INC. AND AFFILIATES 2011 third_quarter FIN Mobile payments Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 50000   0 0 2011-10-12T17:16:03.043000-04:00
1147540 BAKER & HOSTETLER LLP 418ee21c-e2d7-4220-a42f-a0fc723b94e0 Q3 BAKER & HOSTETLER LLP 5131 FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY 2011 third_quarter FIN Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; Bachus discussion draft legislation HOUSE OF REPRESENTATIVES,SENATE 75000   0 0 2011-10-12T20:41:21.103000-04:00
1147567 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 3bff9f4f-ffc0-419e-ac4b-6ab6f8332d66 Q3 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 400503478 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2011 third_quarter FIN Issues related to H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Securities & Exchange Commission (SEC),Treasury, Dept of   30000 0 0 2011-10-13T06:27:38.437000-04:00
1147798 CAPITOL HILL CONSULTING GROUP 992d30ba-13f6-49a0-bab8-072f9fd02e09 Q3 CAPITOL HILL CONSULTING GROUP 72053 POPULUS FINANCIAL GROUP, INC. (FORMERLY ACE CASH EXPRESS, INC.) 2011 third_quarter FIN General financial issues and issues pertaining to the company; bills: S. 3632, H.R. 1214, H.R. 2563, H.R. 1846, H.R. 1608 HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2011-10-13T12:04:48.613000-04:00
1147869 DUTKO WORLDWIDE, LLC f9d17729-95ec-44df-b78f-053728056750 Q3 DUTKO WORLDWIDE, LLC 12868 CITGO PETROLEUM CORPORATION 2011 third_quarter FIN Monitor potential derivatives-related modifications to Dodd-Frank Act (Wall Street Reform and Consumer Protection Act of 2009), including H.R. 1573 and the Business Risk Mitigation and Price Stabilization Act of 2011 (H.R. 1610). Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT) 100000   0 0 2011-10-13T12:58:26.723000-04:00
1147943 THE VELASQUEZ GROUP, L.L.C. f4b19818-ec66-47b4-8ba2-ff5ffd1a75e2 Q3 THE VELASQUEZ GROUP, L.L.C. 53403 VISA INC 2011 third_quarter FIN Any legislation seeking to mitigate debit card interchange price control provisions of the Dodd Frank Wall Street Reform and Consumer Act; Chaffetz-Owens "Consumer Debit Card Protection Act" (no bill number assigned as of filing). HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2011-10-13T13:15:49.677000-04:00
1147983 THE VELASQUEZ GROUP, L.L.C. 2eda6ada-8f1d-49c7-bc28-d3137954ef35 Q3 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2011 third_quarter FIN Proposed rulemaking as relates to the Dodd Frank Wall Street Reform and Consumer Protection Act; especially any regulation pertaining to fiduciary duty of securities brokers or self review organizations; general legislative monitoring, especially any legislation pertaining to self review/regulatory organizations as relates to regulation of broker dealers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-13T13:34:17.867000-04:00
1148003 JM FAMILY ENTERPRISES, INC 4bc8f3b3-34b0-4cf3-8d6b-36f7320e8825 Q3 JM FAMILY ENTERPRISES, INC 20620 JM FAMILY ENTERPRISES INC 2011 third_quarter FIN Proposed Consumer Finance Protection Board HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2011-10-13T13:50:29.303000-04:00
1148006 CMFG LIFE INSURANCE COMPANY 7ffa9c3b-e774-4d01-bf9c-768c481771d6 Q3 CMFG LIFE INSURANCE COMPANY 80510 CMFG LIFE INSURANCE COMPANY 2011 third_quarter FIN Worked to keep insurance regulated by the states and not by the proposed Bureau of Consumer Financial Protection. Oppose and modify Federal Reserve proposed credit insurance disclosure under Regulation Z, proposed rule docket R-1390. Advocate for credit unions to continue to have flexibility under Regulation Z to write loans under a multi-featured open-end lending plan. Oppose the inclusion of insurers under the Community Reinvestment Act. Advocate the continued use of mortgage insurance in the private market, including the proposed Fed regulation on risk retention and "qualified residential mortgages." Influence and monitor legislation impacting the Government Sponsored Entities including: 1) H.R. 31: Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act; 2) H.R. 1221: Equity in Government Compensation Act of 2011; 3) H.R. 1222: GSE Subsidy Elimination Act of 2011; 4) H.R. 1223: GSE Credit Risk Equitable Treatment Act of 2011; 5) H.R. 1224: Portfolio Risk Reduction Act of 2011; 6) H.R. 1225: GSE Debt Issuance Approval Act of 2011; 7) H.R. 1226: GSE Mission Improvement Act of 2011; and 8) H.R. 1227: The GSE Risk and Activities Limitation Act of 2011. Support legislation that would reduce regulatory burden on financial institutions and reduce or eliminate credit union member business limits. Support passage of S. 509 to address credit union member business lending. Support H.R. 1418 to raise the credit union limit on member business lending. Agriculture, Dept of (USDA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE   351498 0 0 2011-10-13T13:57:30.770000-04:00
1148027 UNITED SERVICES AUTOMOBILE ASSOCIATION 564fce62-82a6-4c01-bac7-4dc79db79d49 Q3 UNITED SERVICES AUTOMOBILE ASSOCIATION 39245 UNITED SERVICES AUTOMOBILE ASSOCIATION 2011 third_quarter FIN H.R. 31 - Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act of 2011 H.R. 1182 - GSE Bailout Elimination and Taxpayer Protection Act H.R. 1221 - Equity in Government Compensation Act of 2011 H.R. 1222 - GSE Subsidy Elimination Act of 2011 H.R. 1223 - GSE Credit Risk Equitable Treatment Act of 2011 H.R. 1224 - GSE Portfolio Risk Reduction Act of 2011 H.R. 1225 - GSE Debt Issuance Approval Act of 2011 H.R. 1226 - GSE Mission Improvement Act of 2011 H.R. 1227 - GSE Risk and Activities Limitation Act of 2011 H.R. 1859 - Housing Finance Reform Act H.R. 2428 - GSE Legal Fee Reduction Act H.R. 2439 - Removing GSEs Charters During Receivership Act H.R. 2462 - Cap the GSE Bailout Act H.R. 1081 - Consumers Payment System Protection Act S. 21 - Cyber Security and American Cyber Competitiveness Act of 2011 S. 372 - Cyber Security and Internet Safety Standards Act S. 413 - Cyber Securtiy and Internet Freedon, Act pf 2011 S. 575 - Debit Interchange Fee Study Act of 2011 S. 693 - GSE Bailout Elimination and Taxpayer Protection Act S. 1151 - Personal Data Privacy and Security Act DoddFrank Wall Street Reform and Consumer Protection Act - Implementation to include, but not limited to Debit Interchange Fees, Brokered Deposits, and Volcker Rule. Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   2812545 0 0 2011-10-13T14:04:37.237000-04:00
1148057 NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES bfb44061-f7b3-42c7-b0d6-104c0d95c248 Q3 NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES 26945 NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES 2011 third_quarter FIN To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 87/S. 712, all provisions Responsible Consumer Financial Protection Regulations Act H.R. 1121, all provisions Bureau of Consumer Financial Protection Transfer Clarification Act H.R. 1667, all provisions Consumer Financial Protection Safety and Soundness Improvement Act H.R. 1315, all provisions HOUSE OF REPRESENTATIVES,SENATE   270000 0 0 2011-10-13T14:25:55.520000-04:00
1148090 THE OPTIONS CLEARING CORPORATION 5e150e04-b94a-4b0a-acac-da7b7d3e44bd Q3 THE OPTIONS CLEARING CORPORATION 66170 OPTIONS CLEARING CORPORATION 2011 third_quarter FIN Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   81000 0 0 2011-10-13T14:46:16.410000-04:00
1148112 MUTUAL OF OMAHA 2f5af02c-11f1-4b4a-88c1-2324a7479986 Q3 MUTUAL OF OMAHA 26284 MUTUAL OF OMAHA 2011 third_quarter FIN HR 1573 - Delay of derivatives rules of Dodd-Frank by 18 months. HR1225 - GSE Debt Issuance Approval Act of 2011 - Treasury approval of any new debt by Fannie and Freddie. HR 1221 - Equity in Government Compensation Act of 2011 - Provisions limiting executive pay packages at Fannie and Freddie. HR 4173-Dodd-Frank Wall Street Reform & Consumer Protection Act - accountability and transparancy in rating agencies, banking and insurance regulators, capital requirements, investor protections, over the counter derivatives, federal insurance office, private fund investment advisors registration, consumer financial protections, executive compensation and mortgage lending practices. HR 87 - Repeal the Wall Street Reform and Consumer Protection Act - Provisions repealing Dodd-Frank. HR 1 - Full year Continuing Appropriations Act - FY 2011 Budget - Dodd-Frank pay-for provisions, budgeting, limiting CFPB funding. HR 1723 - Common Sense Economic Recovery Act of 2011 - Provisions that would change the definition of non-accrual loans for both regulatory and financial reporting purposes. HOUSE OF REPRESENTATIVES,SENATE   136000 0 0 2011-10-13T14:55:28.927000-04:00
1148177 MR. GLEN CORSO 21a0d53d-c56a-42ee-800a-0ea2a9e8472b Q3 MR. GLEN CORSO 400427059 MORTGAGE BANKING INITIATIVES DBA COMMUNITY MORTGAGE BANKING PROJECT 2011 third_quarter FIN Minimum servicing fee for conventional loans sold to Fannie Mae and Freddie Mac. Guarantee fee parity for loans sold to Fannie Mae and Freddie Mac. Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 25000   0 0 2011-10-13T15:14:22.440000-04:00
1148191 CORNERSTONE GOVERNMENT AFFAIRS, INC. 09fb828a-5651-4020-8426-60bd4292de02 Q3 CORNERSTONE GOVERNMENT AFFAIRS, INC. 75557 CUSTODIA FINANCIAL 2011 third_quarter FIN monitor the issues relateted to retirement plans HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2011-10-13T15:20:07.733000-04:00
1148355 CONSTANTINE CANNON, LLP 3473361e-9c3d-4173-bcfd-1d28581b3ef6 Q3 CONSTANTINE CANNON, LLP 295532 NEW YORK PRIVATE BANK & TRUST CORPORATION/EMIGRANT BANK 2011 third_quarter FIN Financial reform legislation and related regulatory issues. SENATE 60000   0 0 2011-10-13T16:16:42.513000-04:00
1148359 COVINGTON & BURLING LLP 344e6f02-7656-4a44-931d-880905a41226 Q3 COVINGTON & BURLING LLP 11195 WELLS FARGO & CO 2011 third_quarter FIN all issues affecting banks including housing issues, SBA and amendments to the Dodd-Frank Act HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-13T16:19:46.450000-04:00
1148366 COVINGTON & BURLING LLP 9fa48f44-9b83-4994-b70b-5e19f7083d89 Q3 COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2011 third_quarter FIN All issues of interest to banking institutions including housing and GSE issues and amendments to the Dodd Frank Act. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2011-10-13T16:22:53.340000-04:00
1148437 SCONSET STRATEGIES, LLC ccffaa3c-ed71-4412-88da-afa2b362d4ff Q3 SCONSET STRATEGIES, LLC 400794388 ARISTEIA CAPITAL 2011 third_quarter FIN No lobbying activity. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2011-10-13T17:21:40.213000-04:00
1148453 SCONSET STRATEGIES, LLC 53192213-b52e-4ab0-9b85-6e6e4b07d523 Q3 SCONSET STRATEGIES, LLC 400794388 VALTUS CAPITAL GROUP 2011 third_quarter FIN No lobbying activity. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2011-10-13T17:23:44.577000-04:00
1148491 MANATT, PHELPS, AND PHILLIPS 230fdb8d-5e53-4aa3-a0f7-92bc13d62932 Q3 MANATT, PHELPS, AND PHILLIPS 23645 AMERICAN LAND TITLE ASSOCIATION 2011 third_quarter FIN Financial Services Reform, Consumer Financial Products Agency (CFPA), implementation of Dodd/Frank Act. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-13T17:33:58.527000-04:00
1148503 LAWRENCE J. ROMANS & ASSOCIATES, LLC 834ed435-c63a-4e60-aa16-c353d69c989a Q3 LAWRENCE J. ROMANS & ASSOCIATES, LLC 61072 JPMORGAN CHASE & CO. 2011 third_quarter FIN Implementation of the Dodd/Frank Law; Compliance with Service Members Civil Relief Act; HR 1249 Leahy-Smith America Invents Act Section 18-Covered Business Method Patents; Proposed capital requirement for foreign subsidiaries of domestic institutions HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2011-10-13T17:41:05.337000-04:00
1148517 LAWRENCE J. ROMANS & ASSOCIATES, LLC 09ba6dae-254b-415c-8d08-46f7ff725936 Q3 LAWRENCE J. ROMANS & ASSOCIATES, LLC 61072 PRUDENTIAL FINANCIAL 2011 third_quarter FIN Implementation of the Dodd/Frank Law, HR 1062 the Burdensome Data Collection Relief Act HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2011-10-13T17:53:13.693000-04:00
1148519 LAWRENCE J. ROMANS & ASSOCIATES, LLC bedf8c02-38a2-4d05-b4da-1a75b8addd96 Q3 LAWRENCE J. ROMANS & ASSOCIATES, LLC 61072 CHARLES SCHWAB & CO INC 2011 third_quarter FIN Implementation of Dodd/Frank law; Department of Labor proposed rule on the Definition of Fiduciary under Section 3(21) of the Employee Retirement Income Security Act; Proposed legislation to provide for registration & oversight of investment advisers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-13T17:54:15.520000-04:00
1148541 EXPERIAN NORTH AMERICA 76aa1621-9e7f-4895-aad1-54caffd19e26 Q3 EXPERIAN NORTH AMERICA 293038 EXPERIAN NORTH AMERICA 2011 third_quarter FIN Legislative issues related to financial literacy tools. Legislative issues pertaining to identity theft and social security numbers, including H.R. 220. Legislative issues pertaining to consumer reports, including H.R. 2086. Legislative issues pertaining to the Wall Street Reform and Consumer Protection Act of 2010. Commerce, Dept of (DOC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   230000 0 0 2011-10-13T18:42:27.300000-04:00
1148543 NOMURA HOLDING AMERICA INC. 0e90947f-d92e-486b-ada3-e1798d1622ba Q3 NOMURA HOLDING AMERICA INC. 400609851 NOMURA HOLDING AMERICA INC. 2011 third_quarter FIN On-going implementation of the Dodd Frank Act Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   240000 0 0 2011-10-13T18:43:28.253000-04:00
1148546 VENABLE LLP f582232e-6455-4634-b5af-cbff5e5a866a Q3 VENABLE LLP 39941 STATE STREET BANK AND TRUST COMPANY 2011 third_quarter FIN Financial Legislation. Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) 20000   0 0 2011-10-13T18:48:29.987000-04:00
1148552 VENABLE LLP 9d577c22-af41-4ab5-a36b-01225f92544c Q3 VENABLE LLP 39941 HOMEOWNERSHIP PRESERVATION FOUNDATION 2011 third_quarter FIN H.R. 430 - HAMP Repeal and Deficit Reduction Act of 2011 H.R. 839 - HAMP Termination Act H.R. 861 - Neighborhood Stabilization Program Termination Act S. 489 - Preserving Homes and Communities Act of 2011 Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE 50000   0 0 2011-10-13T18:58:34.130000-04:00
1148555 VENABLE LLP 99eddeab-357c-43b1-8bfa-f85fffb0395f Q3 VENABLE LLP 39941 NAVY MUTUAL AID ASSOCIATION 2011 third_quarter FIN S. 486 - Protecting Servicemembers From Mortgage Abuse Act of 2011 HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2011-10-13T19:08:36.487000-04:00
1148556 VENABLE LLP 78281dd9-67a6-4619-92aa-45209c4a30be Q3 VENABLE LLP 39941 VANTAGESCORE SOLUTIONS LLC 2011 third_quarter FIN H.R. 321 - Equal Employment For All Act H.R. 769 - Fair Access to Credit Scores Act of 2011 Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE 50000   0 0 2011-10-13T19:10:37.330000-04:00
1148567 WEC ENERGY GROUP 20f9a8ca-621b-4c6b-9419-29ac8b0a4cd6 Q3 WEC ENERGY GROUP 43833 WEC ENERGY GROUP 2011 third_quarter FIN OTC Derivatives and Financial Regulatory Reform and CFTC SEC Proposed Regulations (H.R.1573, H.R.2682, H.R.1610, H.R.1062, H.R.2483). Environmental Protection Agency (EPA),Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE   190000 0 0 2011-10-13T19:57:45.173000-04:00
1148807 MALKIN & ROSS 95f7618c-b7d4-44af-8592-9f2df32b44af Q3 MALKIN & ROSS 400390815 ELLIOTT MANAGEMENT 2011 third_quarter FIN HR 1798 (JEFSA) HOUSE OF REPRESENTATIVES 15000   0 0 2011-10-14T11:29:00.250000-04:00
1148904 CLARK & WEINSTOCK d744c95d-e8e1-4919-8fe8-0cebb0f21008 Q3 CLARK & WEINSTOCK 9443 GERSON LEHRMAN GROUP 2011 third_quarter FIN Following financial services issues HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2011-10-14T12:03:51.087000-04:00
1148997 KATE MOSS f13b7e56-ccf0-442a-afa5-604cddb2ca4b Q3 KATE MOSS 25988 MORGAN STANLEY 2011 third_quarter FIN Implementation of Dodd/Frank HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2011-10-14T12:40:27.037000-04:00
1149042 THE ADVOCACY GROUP 6d0daa95-d248-4ebd-945c-da6c115fb91d Q3 THE ADVOCACY GROUP 261 CORELOGIC 2011 third_quarter FIN Issues related to Freddie / Fannie HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2011-10-14T12:54:21.067000-04:00
1149067 THE ADVOCACY GROUP b36a542f-6b56-493e-82f5-72bc2377e818 Q3 THE ADVOCACY GROUP 261 SMALL BUSINESS INVESTOR ALLIANCE (FORMERLY NASBIC) 2011 third_quarter FIN Implementation of provisions in the Dodd-Frank Act requiring small investment funds to register with the SEC. HR 1070, Small Company Formation Act of 2011. HR 1082, Small Business Capital Access and Job Presentation Act of 2011. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-14T13:05:41.097000-04:00
1149154 CLARK & WEINSTOCK b0677fd2-4d72-410d-8e20-453845e15dfc Q3 CLARK & WEINSTOCK 9443 SALLIE MAE INC 2011 third_quarter FIN Following student loan issues. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2011-10-14T13:35:17.617000-04:00
1149239 EQUIPMENT LEASING AND FINANCE ASSOCIATION b0f03a51-f35e-4d0a-8379-ebd47af4a0f2 Q3 EQUIPMENT LEASING AND FINANCE ASSOCIATION 13767 EQUIPMENT LEASING AND FINANCE ASSOCIATION 2011 third_quarter FIN Financial Regulatory Reform/ Wall Street Reform and Consumer Protection Act of 2010 (P.L. 111-203) Securitization/ Credit Risk Retention Rules/ Data collection requirements under ECOA Federal Aviation Administration (FAA),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   60000 0 0 2011-10-14T13:59:50.990000-04:00
1149335 CALIFORNIA ASSOCIATION OF REALTORS 8ad31ac4-2b0f-428f-9307-84db690776fa Q3 CALIFORNIA ASSOCIATION OF REALTORS 7691 CALIFORNIA ASSOCIATION OF REALTORS 2011 third_quarter FIN H.R. 31-The Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act. The legislation enhances the authority of FHFA's Inspector General and expands reporting requirements to Congress. H.R. 463-Fannie Mae and Freddie Mac Transparency Act. Amends Fannie Mae and Freddie Mac's charters to provide that, during any period in which either entities are under conservatorship or receivership, it shall be considered an agency subject to the public information disclosure requirements of the Freedom of Information Act. H.R. 940-United States Covered Bond Act. Would establish the regulatory framework for the creation of a covered bond market for real estate securities. H.R. 1221-the Equity In Government Compensation Act. The legislation suspends the compensation packages for executives of Fannie Mae and Freddie Mac and places all other employees on the General Schedule pay scale. H.R. 1222-the GSE Subsidy Elimination Act. The legislation requires that FHFA gradually increase guarantee fees at Fannie Mae and Freddie Mac over the next two years. Under the legislation, the FHFA will consider the market conditions in raising the GSEs guarantee fees to ensure that its actions do not disrupt a housing recovery. H.R. 1223-the GSE Credit Risk Equitable Treatment Act. The legislation helps clarify the risk retention rules required under Section 941 of the Dodd-Frank Act to make clear that Fannie Mae and Freddie Mac will be held to the same standards as any other secondary mortgage market participants. H.R. 1224-the Portfolio Risk Reduction Act. The legislation accelerates and formalizes the reduction in the size of the GSEs portfolios. The legislation would cap the GSEs portfolios to no more than $700 billion in the first year, declining to $600 billion for year two, $475 billion for year three, $350 billion for year four, and finally to $250 billion in year five. H.R. 1225-the GSE Debt Issuance Approval Act. The legislation requires the Treasury Department to approve any new debt issuance by the GSEs… Federal Housing Finance Agency (FHFA),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of   21145 0 0 2011-10-14T14:33:37.130000-04:00
1149352 MISSY EDWARDS STRATEGIES, LLC 28e6fbe9-ffb7-45a1-9f2e-4341328131f7 Q3 MISSY EDWARDS STRATEGIES, LLC 400547641 CLARK AND WEINSTOCK 2011 third_quarter FIN Following all issues pertaining to financial reform HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-14T14:39:45.007000-04:00
1149382 MISSY EDWARDS STRATEGIES, LLC 0bf3881f-16c8-452a-86bf-418d60720c3b Q3 MISSY EDWARDS STRATEGIES, LLC 400547641 REAL ESTATE ROUNDTABLE 2011 third_quarter FIN Followed regulatory reform and other financial services related issues HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2011-10-14T14:48:02.380000-04:00
1149486 ASSOCIATION FOR FINANCIAL PROFESSIONALS 435bc2e0-f98d-4dfc-9812-6a0537cc1526 Q3 ASSOCIATION FOR FINANCIAL PROFESSIONALS 38437 ASSOCIATION FOR FINANCIAL PROFESSIONALS 2011 third_quarter FIN Accounting Reforms, Credit Rating Agency Reform, Commodities Exchange Act/Derivatives Reform, Hard to Value Assets, Market-to-Market Accounting Reform, Money Market Fund Reform, Foreign Exchange, Dodd-Frank Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Accounting Standards Advisory Board (FASAB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   6250 0 0 2011-10-14T15:33:59.097000-04:00
1149509 FOLEY & LARDNER LLP 6b2c21b0-a891-42e6-8e10-a26aa6c6d96d Q3 FOLEY & LARDNER LLP 15042 INTEGRYS ENERGY GROUP, INC. 2011 third_quarter FIN Alternative fuel issues, tax, employment and labor law, climate change, fuel costs, implementation of Dodd-Frank Act, attachments to utility poles, coal ash regulation Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-14T15:38:09.317000-04:00
1149532 MONSTER WORLDWIDE 6f1cf99e-bd30-49bb-af77-947232a6ec3e Q3 MONSTER WORLDWIDE 299310 MONSTER WORLDWIDE 2011 third_quarter FIN Issues related to liquidity in the Student Loan Auction Rate Securities (SLARS) market. HOUSE OF REPRESENTATIVES,SENATE   140000 0 0 2011-10-14T15:45:24.753000-04:00
1149570 COMMUNITY ASSOCIATIONS INSTITUTE ed1c2b8f-df77-40ab-9fae-24ea569c22f3 Q3 COMMUNITY ASSOCIATIONS INSTITUTE 10228 COMMUNITY ASSOCIATIONS INSTITUTE 2011 third_quarter FIN Regulatory Definition of "Qualified Residential Mortgage" as Required Under Section 941 of the Dodd-Frank Act *comment letter regarding the definition of qualified residential mortgage Regulatory definition of "Qualified Mortgage" as proposed, comment letter submitted by CAI. Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE,Treasury, Dept of   60000 0 0 2011-10-14T15:54:49.253000-04:00
1149646 CONSTANTINE CANNON, LLP 45b1b0ee-0972-4dec-b379-caf74308b390 3A CONSTANTINE CANNON, LLP 295532 NEW YORK PRIVATE BANK & TRUST CORPORATION/EMIGRANT BANK 2011 third_quarter FIN Financial reform legislation and related regulatory issues. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2011-10-14T16:38:37.110000-04:00
1149696 BOOK HILL PARTNERS 8557d6ee-34c5-48e0-85ec-976e63c76f68 Q3 BOOK HILL PARTNERS 40041330 MIL CORPORATION 2011 third_quarter FIN Financial Services Management Programs HOUSE OF REPRESENTATIVES,SENATE     0 0 2011-10-14T16:53:16.843000-04:00
1149714 LEVINE & COMPANY 1a20e672-eefb-4ee8-b31d-d1ce78a76493 Q3 LEVINE & COMPANY 46916 REGIONS FINANCIAL CORPORATION 2011 third_quarter FIN Issues related to existing and future regulations of banks and financial institutions HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2011-10-14T17:00:13.190000-04:00
1149735 LEVINE & COMPANY 8ea45098-288e-47ca-b9fd-26e403fc5e5a Q3 LEVINE & COMPANY 46916 KOHLBERG KRAVIS & CO 2011 third_quarter FIN Tax and regulatory issues affecting private equity firms HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2011-10-14T17:06:25.173000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
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