lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
1,072 rows where filing_period = "second_quarter", filing_year = 2022 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2812026 | MCKINNON GROUP, LLC, FORMERLY DOING BUSINESS AS RR&G, LLC 471ccfdc-a59f-4e50-a965-45292f555117 | 2T | MCKINNON GROUP, LLC, FORMERLY DOING BUSINESS AS RR&G, LLC | 306135 | EDWARD JONES | 2022 | second_quarter | FIN | Fiduciary Duty - Dept. of Labor and SEC - ERISA; Secure Act, HR 8696; and Retirement Savings | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 1 | 2022-05-19T12:13:38-04:00 | |
| 2813128 | URBAN SWIRSKI & ASSOCIATES, LLC 9aa4f9b3-da81-4e1f-9df1-1075e06d70c2 | 2T | URBAN SWIRSKI & ASSOCIATES, LLC | 400584784 | REINSURANCE GROUP OF AMERICA, INCORPORATED | 2022 | second_quarter | FIN | General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform and Consumer Protection Act" P.L. No. 111-203 | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 1 | 2022-06-03T09:35:36-04:00 | |
| 2813643 | PARRY, ROMANI, DECONCINI & SYMMS 78881339-455a-417c-b979-639007c156e8 | Q2 | PARRY, ROMANI, DECONCINI & SYMMS | 30792 | NETWORTH SERVICES, INC | 2022 | second_quarter | FIN | 1. Report language FY 22 Financial Services Appropriations that was subsequently subsumed into the Omnibus urging the IRS to acquire an independent capital gains taxable basis system. 2. Requesting language for part of the base bill or alternatively report language for FY 23 Financial Services Appropriations. IRS should put in place a pilot program to determine the extent to which having an independent means to verify the taxable basis of assets, including new financial instruments like cryptocurrencies, allows the IRS to close the tax gap with respect to capital gains. Also asking the Committee to provide a minimum of $3 million dollars for a pilot program. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2022-06-29T16:08:26-04:00 | ||
| 2813706 | THE MAJORITY GROUP, LLC 6dc92e8f-5c09-4c63-aa37-196bb377416a | Q2 | THE MAJORITY GROUP, LLC | 400713141 | EXPANSION FUNDING PARTNERS, LLC | 2022 | second_quarter | FIN | Securities and stock exchange | HOUSE OF REPRESENTATIVES,SENATE | 300000 | 0 | 0 | 2022-06-30T10:08:29-04:00 | |
| 2813728 | THE MAJORITY GROUP, LLC 068ca0c2-5ebd-467f-b695-03b1318b52f4 | Q2 | THE MAJORITY GROUP, LLC | 400713141 | AMERICAN PETROLEUM INSTITUTE | 2022 | second_quarter | FIN | Corporate and investor disclosures | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2022-06-30T10:53:14-04:00 | |
| 2813733 | THE MAJORITY GROUP, LLC 34f3c189-b1e2-4b2a-8b70-4d0fa99b51c0 | Q2 | THE MAJORITY GROUP, LLC | 400713141 | CLICK N' CLOSE (FORMERLY MID AMERICA MORTGAGE) | 2022 | second_quarter | FIN | Work on HUDs upcoming down payment assistance rule making | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2022-06-30T10:58:59-04:00 | |
| 2813737 | THE MAJORITY GROUP, LLC bcc7a1df-a256-4caf-8006-1a1b6c3f4c8c | Q2 | THE MAJORITY GROUP, LLC | 400713141 | NATIONSTAR MORTGAGE | 2022 | second_quarter | FIN | Ongoing monitoring of legislative and regulatory issues impacting the mortgage industry | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2022-06-30T11:40:15-04:00 | |
| 2813906 | THE WILLIAMS GROUP baadf735-4e0e-45e7-bc53-58fb33841482 | Q2 | THE WILLIAMS GROUP | 401104049 | TRANSUNION | 2022 | second_quarter | FIN | Fai Credit Reporting Act | HOUSE OF REPRESENTATIVES,SENATE | 11250 | 0 | 0 | 2022-07-01T10:19:50-04:00 | |
| 2813912 | THE WILLIAMS GROUP babb027b-a312-4780-ad99-edad01a381ee | Q2 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2022 | second_quarter | FIN | Federal charters | HOUSE OF REPRESENTATIVES,SENATE | 37500 | 0 | 0 | 2022-07-01T10:21:21-04:00 | |
| 2813914 | THE WILLIAMS GROUP bf70d87f-746c-41f3-a007-94ab30ec7812 | Q2 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2022 | second_quarter | FIN | Insurance and Securities Law | HOUSE OF REPRESENTATIVES,SENATE | 19500 | 0 | 0 | 2022-07-01T10:22:30-04:00 | |
| 2813917 | THE WILLIAMS GROUP 4361d1e0-982c-4ea0-a1aa-85b19829f4fd | Q2 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2022 | second_quarter | FIN | Banking Law | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2022-07-01T10:23:22-04:00 | |
| 2813923 | THE WILLIAMS GROUP c9633f45-b391-4f5f-a9dd-a960802469dc | Q2 | THE WILLIAMS GROUP | 401104049 | THE MANAGED FUNDS ASSOCIATION | 2022 | second_quarter | FIN | Securities Law Changes | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2022-07-01T10:26:15-04:00 | |
| 2813925 | THE WILLIAMS GROUP de99b516-700b-4ac3-b661-7e79e0fba22d | Q2 | THE WILLIAMS GROUP | 401104049 | ROBINHOOD | 2022 | second_quarter | FIN | Securities Law | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2022-07-01T10:27:37-04:00 | |
| 2813941 | DENT STRATEGIES 75b75f9a-c589-412b-aa57-7bb258d6099d | Q2 | DENT STRATEGIES | 401105616 | CUNA MUTUAL GROUP | 2022 | second_quarter | FIN | H.R. 3962/S. 1625 - SECURE Notarization Act - expands access to remote online notary services H.R. 4350/S. 1605 - National Defense Authorization Act for FY 2022 - includes SECURE Notarization Act S. 3715 - E-Sign Modernization Act - the bill repeals the requirement that consumers must demonstrate their ability to access information electronically in order to consent to the use of electronic records. H.R. 8152, American Data Privacy and Protection Act - federal privacy law House Financial Services Committee Republican draft of Data Privacy bill - federal privacy law | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2022-07-01T10:51:46-04:00 | |
| 2813952 | DENT STRATEGIES 92b324f2-e3d2-4364-8fe2-3f01d5d80824 | Q2 | DENT STRATEGIES | 401105616 | AMERICAN FAMILY MUTUAL INSURANCE COMPANY | 2022 | second_quarter | FIN | H.R. 2471 - Omnibus spending bill - includes cyber incident reporting provision H.R. 8152 - American data privacy and protection act - federal privacy law House Financial Services Committee Republican discussion draft of Data Privacy law - federal privacy law | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2022-07-01T11:05:43-04:00 | |
| 2813970 | DENTONS US LLP cc464285-ba60-4a58-ad5d-1c635071d0fd | Q2 | DENTONS US LLP | 36105 | AMERICAN AMUSEMENT MACHINE ASSOCIATION | 2022 | second_quarter | FIN | Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus funding, American Recovery Act of 2021; Implementation of American Recovery Act programs; | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2022-07-01T12:33:53-04:00 | |
| 2813972 | DENTONS US LLP 32a9d91c-a9b0-4f03-ad40-21bf2d268ebc | Q2 | DENTONS US LLP | 36105 | AMUSEMENT AND MUSIC OPERATORS ASSOCIATION | 2022 | second_quarter | FIN | Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID Relief Program implementation, American Recovery Act of 2021; | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2022-07-01T12:37:04-04:00 | |
| 2814087 | WASHINGTON MATTERS LLC 41d1f28b-26af-407b-a7b5-5ce2d15ab816 | Q2 | WASHINGTON MATTERS LLC | 40036305 | COALITION FOR EQUITABLE REGULATION AND TAXATION | 2022 | second_quarter | FIN | Seeking clarification of proposed amendments to cash reporting applied to small businesses. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2022-07-02T11:39:32-04:00 | |
| 2814176 | MR. DOYCE BOESCH 93ee80c7-2154-496a-a7ce-37389a223365 | Q2 | MR. DOYCE BOESCH | 400677020 | FIDELITY INVESTMENTS | 2022 | second_quarter | FIN | Current updates of members positions | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2022-07-04T13:54:49-04:00 | |
| 2814177 | MR. DOYCE BOESCH 5808f95d-7db5-4e26-b55d-7c9fd67fa83b | Q2 | MR. DOYCE BOESCH | 400677020 | INVESTMENT COMPANY INSTITUTE | 2022 | second_quarter | FIN | providing awareness of members positions | HOUSE OF REPRESENTATIVES,SENATE | 21000 | 0 | 0 | 2022-07-04T13:57:42-04:00 | |
| 2814296 | COUNCIL OF INSTITUTIONAL INVESTORS 2d51fb19-1677-4a94-b9cd-9a487e3f9cd6 | Q2 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2022 | second_quarter | FIN | June 24, 2022CII letter to SEC on clawback proposal June 9, 2022CII letter to SEC on SPAC reform proposal June 2, 2022CII letter to Senate Banking Committee on JOBS Act 4.0 May 19, 2022CII letter to SEC Generally Supporting SEC's Climate Disclosure Proposal, with Some Revisions May 9, 2022CII letter to SEC on Cyber Security April 13, 2022CII letter to Chair of Committee on Financial Services on Russia sanctions April 8, 2022CII letter to SEC on proposal to modernize beneficial ownership reporting April 7, 2022CII letter to SEC on proposal on Private Fund Advisers April 5, 2022CII letter to Chair and Ranking Member of Committee on Financial Services on Multi-class Bill | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2022-07-05T10:04:35-04:00 | ||
| 2814636 | CORPORATION FOR SUPPORTIVE HOUSING a2e38592-fd38-4cc9-af58-6b550237a38f | Q2 | CORPORATION FOR SUPPORTIVE HOUSING | 69195 | CORPORATION FOR SUPPORTIVE HOUSING | 2022 | second_quarter | FIN | grandfather CDFIs into managing SBA programs such as Paycheck Protection Program without requiring that they comply with banking regulations or SBA designations | 25000 | 0 | 0 | 2022-07-05T17:56:21-04:00 | ||
| 2814929 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) 810ccf9a-5db8-4cd3-a505-7c36be132f18 | Q2 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) | 292458 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) | 2022 | second_quarter | FIN | Issues related to Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law 111-203) implementation and regulations; proposals related to potential money market and other mutual fund regulations by the SEC (e.g., floating net asset value and liquidity gates and fees) and implementation thereof. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 160000 | 0 | 0 | 2022-07-06T16:40:39-04:00 | |
| 2815116 | MCDERMOTT WILL & SCHULTE LLP f8623821-4db8-4be3-93bb-81bacf65e3ec | Q2 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2022 | second_quarter | FIN | Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2022-07-07T11:10:43-04:00 | |
| 2815124 | RICH FEUER ANDERSON 46396ca8-3d02-482c-af50-c0f4ff4c6b34 | Q2 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2022 | second_quarter | FIN | Legislation and regulation affecting asset management services. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2022-07-07T11:22:34-04:00 | |
| 2815148 | T CAP SOLUTIONS, LLC 5929ba5e-966a-4b24-b7a4-5a7aaf474cbd | Q2 | T CAP SOLUTIONS, LLC | 401106172 | INTERCONTINENTAL EXCHANGE GROUP INC | 2022 | second_quarter | FIN | Legislation or issues concerning trading in the securities and derivatives markets. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2022-07-07T11:51:44-04:00 | |
| 2815149 | T CAP SOLUTIONS, LLC 1f4bb071-7780-4564-9384-625a73edebef | Q2 | T CAP SOLUTIONS, LLC | 401106172 | JAPAN SECURITIES CLEARING CORPORATION | 2022 | second_quarter | FIN | Legislation or issues concerning clearing in the securities and derivatives markets. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2022-07-07T11:52:55-04:00 | |
| 2815150 | T CAP SOLUTIONS, LLC 8ddd7410-64e5-4a46-a5df-31d859ea4517 | Q2 | T CAP SOLUTIONS, LLC | 401106172 | CITADEL ENTERPRISE AMERICAS LLC | 2022 | second_quarter | FIN | Market structure and other issues related to the financial services industry. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2022-07-07T11:53:53-04:00 | |
| 2815151 | T CAP SOLUTIONS, LLC f3ef4090-e6db-42a0-83ae-64d3e69ca608 | Q2 | T CAP SOLUTIONS, LLC | 401106172 | CHAINALYSIS INC. | 2022 | second_quarter | FIN | Issues or legislation regarding the use of blockchain analysis technology to pursue illicit financial activity and to support financial regulation. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2022-07-07T11:54:41-04:00 | |
| 2815198 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION e3880282-cbe4-4f5d-9b8e-00f7780f35bb | Q2 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION | 14303 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION | 2022 | second_quarter | FIN | Modifications to enhance Farmer Mac's renewable energy and telecommunications authorities | Farm Credit Administration,HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2022-07-07T13:58:38-04:00 | |
| 2815203 | PRI US, INC 142dbde4-2d3a-440e-a79e-e32032a74b63 | Q2 | PRI US, INC | 401105678 | PRI US, INC | 2022 | second_quarter | FIN | SEC Climate-related financial disclosure proposed rule | Securities & Exchange Commission (SEC) | 0 | 0 | 2022-07-07T14:11:39-04:00 | ||
| 2815257 | DALY CONSULTING GROUP b415b957-fc8b-4cc3-80c4-e05e484e60bf | Q2 | DALY CONSULTING GROUP | 400923683 | INVESTMENT COMPANY INSTITUTE | 2022 | second_quarter | FIN | H.R. 699- Mutual Fund Litigation Reform Act (Emmer) | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2022-07-07T15:41:26-04:00 | |
| 2815268 | DALY CONSULTING GROUP cba5e674-ecb2-4ef6-884b-b88fb9fb5b06 | Q2 | DALY CONSULTING GROUP | 400923683 | S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) | 2022 | second_quarter | FIN | Credit rating agency regulation | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 80000 | 0 | 0 | 2022-07-07T15:46:44-04:00 | |
| 2815271 | DALY CONSULTING GROUP cdd035cf-8137-4ccd-957f-16b9c072bb5c | Q2 | DALY CONSULTING GROUP | 400923683 | S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC. | 2022 | second_quarter | FIN | Issues related to investor rights | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2022-07-07T15:48:44-04:00 | |
| 2815273 | DALY CONSULTING GROUP aab16e26-7929-4f7b-9f2b-35eaa91482e2 | Q2 | DALY CONSULTING GROUP | 400923683 | STATE STREET BANK AND TRUST COMPANY | 2022 | second_quarter | FIN | Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 40000 | 0 | 0 | 2022-07-07T15:50:12-04:00 | |
| 2815275 | HOLCH & ERICKSON, LLP d64d2509-4b9d-4594-ac87-2f514b1d2117 | 2T | HOLCH & ERICKSON, LLP | 305032 | SHAREHOLDER COMMUNICATIONS COALITION | 2022 | second_quarter | FIN | Proxy voting and communications issues | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 12000 | 0 | 1 | 2022-07-07T15:51:28-04:00 | |
| 2815276 | DALY CONSULTING GROUP 85b7955a-68b6-4641-bc50-704c01749c2d | Q2 | DALY CONSULTING GROUP | 400923683 | DEPOSITORY TRUST & CLEARING CORPORATION | 2022 | second_quarter | FIN | Issues related to securities regulation | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2022-07-07T15:51:28-04:00 | |
| 2815279 | DALY CONSULTING GROUP 1b4b18bd-6801-4444-a47a-4cb52ba66eaa | Q2 | DALY CONSULTING GROUP | 400923683 | XTX MARKETS LLC (AMERICAS) | 2022 | second_quarter | FIN | Issues related to capital markets | Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC) | 20000 | 0 | 0 | 2022-07-07T15:54:50-04:00 | |
| 2815285 | DALY CONSULTING GROUP b5fc6550-a434-4d53-bc64-4215757b3914 | Q2 | DALY CONSULTING GROUP | 400923683 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | 2022 | second_quarter | FIN | Issues related to securities regulation | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2022-07-07T15:57:30-04:00 | |
| 2815286 | DALY CONSULTING GROUP ff53843d-e4a6-4f37-999a-54ec87b7c2a4 | Q2 | DALY CONSULTING GROUP | 400923683 | ROBINHOOD MARKETS, INC. | 2022 | second_quarter | FIN | Issues related to securities regulation | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2022-07-07T15:59:03-04:00 | |
| 2815287 | DALY CONSULTING GROUP 5837a251-bba4-4caf-9c7d-942abff5dfd5 | Q2 | DALY CONSULTING GROUP | 400923683 | BLACKROCK FUNDS SERVICES GROUP LLC (FKA BLACKROCK, INC.) | 2022 | second_quarter | FIN | Issues related to capital markets | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 80000 | 0 | 0 | 2022-07-07T16:00:51-04:00 | |
| 2815290 | DALY CONSULTING GROUP 4a301922-b96b-4d56-b182-1ecaca8c60f9 | Q2 | DALY CONSULTING GROUP | 400923683 | CHIME FINANCIAL, INC. | 2022 | second_quarter | FIN | Issues related to financial services and technology | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2022-07-07T16:02:36-04:00 | |
| 2815562 | HOLLAND & KNIGHT LLP 7deb7193-e51f-4b25-b498-aedc7961b4a4 | Q2 | HOLLAND & KNIGHT LLP | 18466 | CONTINENTAL SERVICE GROUP, INC. D/B/A CONSERVE | 2022 | second_quarter | FIN | Education and advocacy around the private debt collection program required under Section 6306(c)(1) of the Internal Revenue Code and ConServe's position as an approved private debt collector under the program. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2022-07-08T11:24:08-04:00 | |
| 2815619 | WARNER, NORCROSS + JUDD LLP a21d0a00-5394-42bb-b146-d73eab1325cf | Q2 | WARNER, NORCROSS + JUDD LLP | 401050963 | BUSINESS INTERMEDIARY EDUCATION FOUNDATION | 2022 | second_quarter | FIN | Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 935 (117th Congress) the Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2022-07-08T12:11:26-04:00 | ||
| 2815631 | WARNER, NORCROSS + JUDD LLP 71a316ed-7408-4116-9c31-e8aa34a8a19f | 2A | WARNER, NORCROSS + JUDD LLP | 401050963 | BUSINESS INTERMEDIARY EDUCATION FOUNDATION | 2022 | second_quarter | FIN | Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 935 (117th Congress) the Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2022-07-08T12:15:48-04:00 | ||
| 2815677 | CAPITOL CORE GROUP, INC. 49c35ad9-4396-4559-b5e1-6f0667d2dda6 | Q2 | CAPITOL CORE GROUP, INC. | 401103743 | FORTIFI FINANCIAL (FORMERLY, ENERGY EFFICIENT EQUITY) | 2022 | second_quarter | FIN | HR 7049 -- Mortgage Borrower Protection Act | HOUSE OF REPRESENTATIVES | 8063 | 0 | 0 | 2022-07-08T12:56:21-04:00 | |
| 2815693 | KOUNTOUPES DENHAM CARR & REID, LLC 0e371acc-5304-4808-b8ea-1a41b6eb5c13 | Q2 | KOUNTOUPES DENHAM CARR & REID, LLC | 320918 | H-E-B GROCERY COMPANY LP | 2022 | second_quarter | FIN | Issues related to payments and interchange fees. | SENATE | 60000 | 0 | 0 | 2022-07-08T13:23:08-04:00 | |
| 2815717 | KOUNTOUPES DENHAM CARR & REID, LLC 8a2d9791-e343-4a27-8d9d-6afc513ada29 | Q2 | KOUNTOUPES DENHAM CARR & REID, LLC | 320918 | INTERNATIONAL FRANCHISE ASSOCIATION (IFA) | 2022 | second_quarter | FIN | Issues related to credit card interchange fees. | SENATE | 50000 | 0 | 0 | 2022-07-08T13:51:39-04:00 | |
| 2815718 | HOLLAND & KNIGHT LLP e201b18d-73f3-4bb0-a446-cc0ff9959fcc | Q2 | HOLLAND & KNIGHT LLP | 18466 | HUMANITY FORWARD | 2022 | second_quarter | FIN | Issues and legislation related to Blockchain. | HOUSE OF REPRESENTATIVES | 60000 | 0 | 0 | 2022-07-08T13:54:25-04:00 | |
| 2815778 | MAYNARD NEXSEN PC 70174423-084f-4462-8a53-eaf04078654c | Q2 | MAYNARD NEXSEN PC | 60116 | CMH SERVICES | 2022 | second_quarter | FIN | Affordable housing legislation involving zoning and land use policy. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 30000 | 0 | 0 | 2022-07-08T15:17:05-04:00 | |
| 2815824 | SMALL BUSINESS ADVOCACY COUNCIL e491c2d8-76ec-43dd-a5e3-27fdcafb51d3 | Q2 | SMALL BUSINESS ADVOCACY COUNCIL | 401105226 | SMALL BUSINESS ADVOCACY COUNCIL | 2022 | second_quarter | FIN | Request that Main Street Lending program be permitted to purchase 50% of commercial real estate loans from financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2022-07-08T16:16:30-04:00 | ||
| 2815844 | HOLLAND & KNIGHT LLP 86d2ccc6-d30e-4b03-a2dc-dfedfb81329a | Q2 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2022 | second_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2022-07-08T17:06:05-04:00 | |
| 2815947 | HOLLAND & KNIGHT LLP 82c84c33-e5d0-43c7-83fa-6c4e7e17f4f0 | Q2 | HOLLAND & KNIGHT LLP | 18466 | AMERICAN FACTORING ASSOCIATION | 2022 | second_quarter | FIN | Educating Congress on the importance of the factoring industry to the U.S. economy. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2022-07-09T14:43:54-04:00 | |
| 2816009 | HOLLAND & KNIGHT LLP f4c26613-ae6b-4b82-a29c-4ad0cfea2bee | Q2 | HOLLAND & KNIGHT LLP | 18466 | AVA LABS, INC. | 2022 | second_quarter | FIN | Educating targeted House & Senate Members and staff regarding issues including blockchain, decentralized finance, digital coins and assets and related issues; Responsible Financial Innovation Act (S. 4356); National R&D Strategy for Distributed Ledger Technology Act (S. 4109 / H.R.8065). | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2022-07-09T17:28:17-04:00 | |
| 2816206 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 289c9e66-4cc7-4df4-9f7c-9b629686256c | Q2 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2022 | second_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE | 436954 | 0 | 0 | 2022-07-11T08:39:39-04:00 | |
| 2816270 | RICH FEUER ANDERSON 4c3bfb83-cf24-4e2b-8064-ec113db2c522 | Q2 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2022 | second_quarter | FIN | Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2022-07-11T10:24:54-04:00 | |
| 2816286 | SOCIETY FOR CORPORATE GOVERNANCE 51f7bc09-441f-4faf-92b3-edc5ce5e2227 | Q2 | SOCIETY FOR CORPORATE GOVERNANCE | 400789376 | SOCIETY FOR CORPORATE GOVERNANCE | 2022 | second_quarter | FIN | SEC Rules 13D & 13F, proxy voting | HOUSE OF REPRESENTATIVES,SENATE | 6000 | 0 | 0 | 2022-07-11T10:44:59-04:00 | |
| 2816361 | RICH FEUER ANDERSON ff0048b1-4929-4e2e-825e-ae65b406d4f7 | Q2 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2022 | second_quarter | FIN | Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2022-07-11T11:31:20-04:00 | |
| 2816364 | RICH FEUER ANDERSON 70c9ea9c-72c4-42b3-bdf5-3ec5a9843b65 | Q2 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2022 | second_quarter | FIN | Regulation of broker-dealers, including capital requirements. Regulation of derivatives and equity market structure issues. | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2022-07-11T11:33:59-04:00 | |
| 2816377 | M&T BANK CORPORATION c05c0df8-bbe7-47fb-892d-c25552fff667 | Q2 | M&T BANK CORPORATION | 401104858 | M&T BANK CORPORATION | 2022 | second_quarter | FIN | economic development, USICA, retirement savings, other regulations related to financial institutions | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2022-07-11T11:48:07-04:00 | |
| 2816397 | WISE 24828226-9dbe-43ff-b622-ab4740180a97 | 2A | WISE | 401106737 | WISE | 2022 | second_quarter | FIN | Issues related to international payments | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2022-07-11T12:17:41-04:00 | |
| 2816463 | COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE b33b3e8e-a70a-4b4d-b401-32e4971928cc | Q2 | COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE | 11003 | COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE | 2022 | second_quarter | FIN | CCAGW Urges Senate to Oppose Expansion of Durbin Amendment | SENATE | 50000 | 0 | 0 | 2022-07-11T13:37:00-04:00 | |
| 2816564 | CAPSTONE NATIONAL PARTNERS 1f853efd-c8e1-4d64-b999-6e15eccd721a | Q2 | CAPSTONE NATIONAL PARTNERS | 8214 | MGIC | 2022 | second_quarter | FIN | Housing finance | HOUSE OF REPRESENTATIVES,SENATE | 65000 | 0 | 0 | 2022-07-11T15:23:31-04:00 | |
| 2816589 | CAPSTONE NATIONAL PARTNERS 0f237df1-d7cb-406d-bb47-17a44d5df9dc | Q2 | CAPSTONE NATIONAL PARTNERS | 8214 | NATIONAL COOPERATIVE BANK, N.A. | 2022 | second_quarter | FIN | banking and finance issues | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2022-07-11T15:33:13-04:00 | |
| 2816600 | CAPSTONE NATIONAL PARTNERS 560ed8b9-db1f-43c1-881d-5fb752b65b11 | Q2 | CAPSTONE NATIONAL PARTNERS | 8214 | FITCH GROUP, INC | 2022 | second_quarter | FIN | Taxation | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2022-07-11T15:34:29-04:00 | |
| 2816605 | CAPSTONE NATIONAL PARTNERS 51f03ec4-78e6-43bf-bdd5-e937cb337d7c | Q2 | CAPSTONE NATIONAL PARTNERS | 8214 | DIGITAL FEDERAL CREDIT UNION | 2022 | second_quarter | FIN | Taxation and federal budget | HOUSE OF REPRESENTATIVES,SENATE | 7500 | 0 | 0 | 2022-07-11T15:35:45-04:00 | |
| 2816618 | THE NORMANDY GROUP, LLC 98029eb5-6a09-402c-9ea0-27c913117068 | Q2 | THE NORMANDY GROUP, LLC | 306636 | LEADING BUILDERS OF AMERICA | 2022 | second_quarter | FIN | GSE reform | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2022-07-11T15:42:49-04:00 | |
| 2817014 | FEDERAL HALL POLICY ADVISORS, LLC 8d993984-2508-48bb-b88f-9b015ed259e8 | Q2 | FEDERAL HALL POLICY ADVISORS, LLC | 401104646 | MANAGED FUNDS ASSOCIATION | 2022 | second_quarter | FIN | Issues related to equity and fixed income market structure. Issues related to financial market stability. Issues related to the regulation of investment advisors and investment companies. Secondary market issues. Issues related to short selling and short-sale disclosures. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2022-07-12T11:24:40-04:00 | |
| 2817143 | KEYCORP 50e6f7dd-3b6b-415f-b224-144258bc1f55 | Q2 | KEYCORP | 400276327 | KEYCORP | 2022 | second_quarter | FIN | General discussions around implementation of Regulation BI General discussions around retirement security | HOUSE OF REPRESENTATIVES,SENATE | 250000 | 0 | 0 | 2022-07-12T12:50:28-04:00 | |
| 2817249 | TRUIST FINANCIAL CORPORATION (FORMERLY KNOWN AS BB&T) 772b0df6-9ee5-42d7-92a7-25c64332efde | Q2 | TRUIST FINANCIAL CORPORATION (FORMERLY KNOWN AS BB&T) | 74534 | TRUIST FINANCIAL CORPORATION (FORMERLY KNOWN AS BB&T) | 2022 | second_quarter | FIN | Availability and applicability of bank, payment, and other financial charters (including ILCs); crypto, stablecoin and central bank digital currency; data protection and privacy and LIBOR transition. "HR 5911, The Fair Hiring in Banking Act and preparation for September 2022, Bank Oversight hearing" | HOUSE OF REPRESENTATIVES,SENATE | 1025000 | 0 | 0 | 2022-07-12T14:13:53-04:00 | |
| 2817253 | BOSE PUBLIC AFFAIRS GROUP 0d54b771-d0cf-42a9-9e60-e0bfb480c1ec | Q2 | BOSE PUBLIC AFFAIRS GROUP | 297294 | NAVIENT SOLUTIONS LLC (FORMERLY NAVIENT CORPORATION) | 2022 | second_quarter | FIN | issues affecting student loan servicing and financial literacy and education | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE | 20000 | 0 | 0 | 2022-07-12T14:16:28-04:00 | |
| 2817364 | CBOE GLOBAL MARKETS, INC. 760ed1cf-b795-4826-9c8c-49c702603919 | Q2 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2022 | second_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2022-07-12T15:13:29-04:00 | |
| 2817365 | CBOE GLOBAL MARKETS, INC. 0739c3a5-daad-44e7-b7eb-b4a1b24dd5db | Q2 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2022 | second_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2022-07-12T15:13:38-04:00 | |
| 2817671 | MODERN MARKETS INITIATIVE 82192047-583b-4140-b289-bad1b501dbdc | Q2 | MODERN MARKETS INITIATIVE | 401104051 | MODERN MARKETS INITIATIVE | 2022 | second_quarter | FIN | Market structure; taxation of financial products | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2022-07-13T05:54:43-04:00 | |
| 2817679 | HOUSING POLICY COUNCIL 49fd2ac9-8c54-47f1-98c7-341eac8a12a8 | Q2 | HOUSING POLICY COUNCIL | 401105246 | HOUSING POLICY COUNCIL | 2022 | second_quarter | FIN | 1.Nomination of Julia Gordon for FHA Commissioner 2.Nomination of Sandra Thompson for FHFA Director 3.FHFA OIG report on supervision 4.GSE Equity Plans 5.HR 7022, Strengthening Cybersecurity for the Financial Sector Act of 2022 6.P.L. 116-136, CARES Act - implementation issues related to mortgage forbearance and servicer liquidity 7.Issues related to mortgage servicer implementation of borrower forbearance and other borrower assistance under the CARES Act and The American Rescue Plan (Homeowner Assistance Fund). 8.Issues related to appraisal regulation and down payment assistance 9.HR 5376, Build Back Better Act 10.S. 2428 - False Claims Amendments Act of 2021 11.S 2429 - Administrative False Claims Act of 2021 12.HR 2543, Federal Reserve Racial & Economic Equity Act 13.HR 7049, Mortgage Borrower Protection Act of 2022 14.S 1625, HR 3962 Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2021 15.HR 2553, Real Estate Valuation Fairness and Improvement Act of 2021 16.HR 4495, Downpayment Toward Equity Act of 2021 | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2022-07-13T07:55:24-04:00 | |
| 2817684 | HOLLAND & KNIGHT LLP 894fa071-a3df-4d25-9c72-4382ef6a0914 | Q2 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2022 | second_quarter | FIN | Payment card security standards issues related to data breach, privacy, data security, and cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2022-07-13T08:14:12-04:00 | |
| 2817843 | BROWN-FORMAN CORPORATION 24423523-068e-498f-8d79-b13cbf1976bf | Q2 | BROWN-FORMAN CORPORATION | 7213 | BROWN-FORMAN CORPORATION | 2022 | second_quarter | FIN | Issues related to family majority controlled companies - no specific legislation. | HOUSE OF REPRESENTATIVES,SENATE | 300000 | 0 | 0 | 2022-07-13T10:12:16-04:00 | |
| 2818021 | GUSTO 7b57368d-7378-4fcf-a87e-38cba4e17b0e | Q2 | GUSTO | 401106368 | GUSTO | 2022 | second_quarter | FIN | Issues related to consumer credit and earned wage advance | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2022-07-13T12:15:35-04:00 | |
| 2818029 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 41bc4a9c-15b8-4736-8bda-513b3a850df7 | Q2 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2022 | second_quarter | FIN | Credit union and credit union related issues. | HOUSE OF REPRESENTATIVES,SENATE | 110000 | 0 | 0 | 2022-07-13T12:17:08-04:00 | |
| 2818175 | CBOE GLOBAL MARKETS, INC. 07a40f68-0d84-4f78-8677-3574f41c46ba | 2A | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2022 | second_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2022-07-13T13:44:49-04:00 | |
| 2818230 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 19ad7bd1-dedc-46e1-9c0c-12d3edf5765c | Q2 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2022 | second_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Financial Services and General Government Appropriations Act, 2021: Issue: Making appropriations for financial services and general government , "Lobby for a provision to be included that would require the SEC to develop a unique registration form for Registered Index Linked Annuities. Monitor efforts to provide for a statutory replacement benchmark rate for contracts that use LIBOR as a benchmark and do not contain any fallback provisions independent of LIBOR. (No bills introduced). | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 530000 | 0 | 0 | 2022-07-13T14:28:51-04:00 | |
| 2818256 | PORTERFIELD, FETTIG & SEARS, LLC cd9d5efa-87bf-4058-a3e1-b563157be2c0 | Q2 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | NATIONAL AUTOMOBILE DEALERS ASSOCIATION | 2022 | second_quarter | FIN | General issues related to indirect auto financing, S. 2508 and H.R. 5974, Veterans and Consumers Fair Credit Act. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2022-07-13T14:44:56-04:00 | |
| 2818267 | HUTTON STRATEGIES 8b0f3a96-21f3-44a9-bb5b-d800ead2a42e | Q2 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2022 | second_quarter | FIN | monitor financial services and capital markets issues generally -- including S. 2684 | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2022-07-13T14:49:10-04:00 | |
| 2818302 | RWC, INC 04335915-65be-4de4-869d-75a0d95599ff | Q2 | RWC, INC | 400510505 | COIN CENTER | 2022 | second_quarter | FIN | Issues related to cryptocurrency technology | Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 100000 | 0 | 0 | 2022-07-13T15:11:56-04:00 | |
| 2818398 | NEXTDECADE CORPORATION f8eb432e-0e13-4d4c-88ae-61051f199f5e | 2A | NEXTDECADE CORPORATION | 401106612 | NEXTDECADE CORPORATION | 2022 | second_quarter | FIN | Issues related to 45Q and $85 direct pay - no specific legislation. | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2022-07-13T16:08:12-04:00 | |
| 2818433 | CMFG LIFE INSURANCE COMPANY 81d8ba54-bbed-4847-b7bf-081c926c29b3 | Q2 | CMFG LIFE INSURANCE COMPANY | 80510 | CMFG LIFE INSURANCE COMPANY | 2022 | second_quarter | FIN | Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau or set by international bodies. Oppose legislation to repeal the McCarran-Ferguson antitrust exemption for the business of insurance. Advocate for privacy measures in line with GLBA and HIPAA as applied to financial services. H.R. 8152 American Data Privacy & Protection Act. HFSC Ranking Member Patrick McHenry's Data Privacy Discussion Draft. Oppose legislation to provide retroactive pandemic business interruption insurance. Support legislation of e-signatures, e-disclosures, and e-notarizations, including S. 3715 E-Sign Modernization Act. Support S.1625 and H.R.3962, SECURE Notarization Act of 2021. Support H.R. 4350/S. 2792, NDAA for FY 2022 - includes both SAFE Banking and SECURE Notarization Act. Support increased CDFI and MDI funding. Support "Build America Bonds" for infrastructure. Support S.1443 and H.R.2917, Retirement Parity for Student Loans Act of 2021. Support H.R.1996/S.910 Secure and Fair Enforcement Banking SAFE Act - This bill generally prohibits a federal regulator from penalizing a financial institution for providing services to a legitimate cannabis-related business. Support H.R. 2954 Secure a Strong Retirement Act and S. 1770 Retirement Savings and Security to promote the adoption of employer sponsored retirement savings plans and employee participation in such plans. S. 4353 RISE & SHINE Act (retirement). SFC Enhancing American Retirement Now (EARN) Act Discussion Draft. Support Expanding Financial Access for Underserved Communities Act. Support life insurance tax stabilization provision and 2022 Budget Reconciliation to Build Back Better. | HOUSE OF REPRESENTATIVES,SENATE | 170000 | 0 | 0 | 2022-07-13T16:26:30-04:00 | |
| 2818438 | REAL ESTATE ROUNDTABLE cc227ede-a398-4422-8a4d-e0c2c1be767f | Q2 | REAL ESTATE ROUNDTABLE | 28435 | REAL ESTATE ROUNDTABLE | 2022 | second_quarter | FIN | Credit Risk Retention OTC Derivatives Basel III, Liquidity Coverage Ratio, HVCRE Rule, FRTB Flood Insurance; Terrorism Risk Insurance CFIUS Reform (FIRRMA) Beneficial Ownership, Corporate Transparency Act Cyber Security (H.R. 3776, H.R. 3359) Current Expected Credit Losses (CECL) LIBOR Reform Forbearance Issues Emergency Rental Assistance for Residential Business Tenants (e.g. H.R. 7301) Restart Act (S.3814) Corporate Governance Through Diversity Act (H.R. 1018, S. 360) Pandemic Risk Insurance Troubled Debt Restructuring (TDR) CECL Reg S-K Reform SEC Proposed Rule on Financial Climate Risk Reporting SEC Proposed Rules on: Amendments to Form PF, Private Fund Advisers, Cybersecurity Risk Management | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),Treasury, Dept of | 1039338 | 0 | 0 | 2022-07-13T16:30:32-04:00 | |
| 2818477 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 22031539-ea36-4764-96d0-553e9459586b | Q2 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2022 | second_quarter | FIN | CBAI 2022 Federal Policy Priorities - Community Bank Response to the COVID-19 Pandemic COVID-19 has focused community bank efforts on helping their individual and small business customers and their communities weather the virus crisis and assist in the recovery effort. Community banks stepped-up during the crisis despite the many challenges and frustrations they encountered. They should be commended for what they are doing, treated fairly and equally, encouraged to do more, and not penalized for successfully performing their essential function. Independent Community Bankers of Americas Legislative and Regulatory Agenda for the Second Session of the 117th Congress CBAI joins the Independent Community Bankers of America (ICBA) in supporting a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to support the nations economic growth and development in every corner of the country. Additional Meaningful Regulatory Relief for Community Banks Community bankers seek additional regulatory relief including on several fronts (i.e., BSA reform, CTRs, SARs, and the CBLR) to permit them to better serve their customers and communities while proudly fulfilling their reasonable responsibility to identify and report illicit actors. Community Bank Position on Credit Unions and Their Expanded Powers Credit unions have long-since strayed from their founding purpose of serving individuals of modest means and with a common bond. They blatantly abuse their competitive advantages and are virtually indistinguishable from tax-paying community banks. Credit union acquisitions of community banks is a recent and disturbing trend that negatively impacts all taxpayers. An exit fee should be imposed on these acquisitions. This escalation of credit unions abusing of their tax-exemption should prompt Congress to act now. This abuse is an existential threat to community banks and the communities they serve. Community Bank Position o… | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2022-07-13T16:45:55-04:00 | |
| 2818486 | LAWRENCE JAMES GROUP PROFESSIONALS LLC f21501f3-f2cc-42cb-800c-07a5dd47030c | Q2 | LAWRENCE JAMES GROUP PROFESSIONALS LLC | 401105099 | BORSKI ASSOCIATES ON BEHALF OF PHILADELPHIA INDUSTRIAL DEVELOPMENT CORP | 2022 | second_quarter | FIN | Support for small business development programs. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2022-07-13T16:49:43-04:00 | ||
| 2818507 | KASOWITZ LLP 39f3610b-247c-4e1f-9321-1d96c98c06ea | Q2 | KASOWITZ LLP | 401103221 | BIZ2CREDIT INC. | 2022 | second_quarter | FIN | Monitor policy and legislation with impact on fintechs and small businesses. | Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office | 61960 | 0 | 0 | 2022-07-13T16:57:20-04:00 | |
| 2818728 | ARNOLD & PORTER KAYE SCHOLER LLP e842e56d-1087-4819-9522-bdfbf49e905b | Q2 | ARNOLD & PORTER KAYE SCHOLER LLP | 4301 | BLUE OWL CAPITAL HOLDINGS LLC | 2022 | second_quarter | FIN | Issues relating to the regulation of business development companies; issues related to the acquired fund fees and expenses rule, H.R. 5598. | HOUSE OF REPRESENTATIVES,SENATE | 120000 | 0 | 0 | 2022-07-14T10:16:16-04:00 | |
| 2818839 | RELX INC. 38f9d66d-b039-4b5b-80b6-8d12a44b97d0 | Q2 | RELX INC. | 49511 | RELX INC | 2022 | second_quarter | FIN | Issues related to consumer reporting for the unbanked and underbanked. Issues related to algorithmic bias and algorithmic discrimination. Issues related to the used of Artificial Intelligence in financial services. | HOUSE OF REPRESENTATIVES,SENATE | 630000 | 0 | 0 | 2022-07-14T11:49:59-04:00 | |
| 2819115 | WHITMER & WORRALL, LLC 2dd906f0-743f-4152-a01f-fd2203551c41 | Q2 | WHITMER & WORRALL, LLC | 292892 | AMERICAN TRANSACTION PROCESSORS COALITION | 2022 | second_quarter | FIN | Issues related to the U.S. financial services transaction and payment processing industry. Issues related to the Congressional FinTech and Payments Caucus. Issues related to the Senate Payments Innovation Caucus. Issues related to the House FinTech Task Force. Issues related to privacy and data breach notification. Issues related to faster payments. Issues related to financial inclusion and the unbanked and underbanked. Issues related to Central Bank Digital Currencies (CBDC), stablecoins and digital assets. Issues related to S. 936, the INFORM Consumers Act. Issues related to H.R. 4521, the United States Innovation and Competition Act of 2021. Issues related to H.R. 5376, the Build Back Better Act. Issues related to H.R. 8152, the "American Data Privacy and Protection Act. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2022-07-14T14:12:18-04:00 | |
| 2819128 | STRUCTURED FINANCE ASSOCIATION dde38995-7d70-4172-aeb8-b4243ab66774 | Q2 | STRUCTURED FINANCE ASSOCIATION | 401103239 | STRUCTURED FINANCE ASSOCIATION | 2022 | second_quarter | FIN | 1. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules (includes the Liquidity Coverage Ratio, The Fundamental Review of the Trading Book, efforts to create "Simple, Transparent and Comparable" (STC) securitizations, STC treatment for short-term securitizations, and capital treatment of consolidated SPEs when risk transfer occurs). 2. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS asset classes, specifically auto, credit card, equipment lease and student loans. 3. General Dodd-Frank Implementation and Reform Efforts - Issues concerning the implementation of DFA final rules, including risk retention, the Liquidity Coverage Ratio (LCR), and uncleared swap margin rules; issues related to risk retention provisions, the Volcker Rule (discussed SFA's recommended changes with staff at SEC, Federal Reserve Board, FDIC and OCC), arbitration clauses, lead regulator concept, and "valid when made" loan provisions; reform proposals as they relate to securitization and capital markets generally; the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act of 2018, specifically provisions potentially related to securitization. 4. SFA is a member of the Alternative Reference Rates Committee (ARRC) at the Federal Reserve Bank of New York working to determine best path for transition away from LIBOR (in 2021, the U.K.s Financial Conduct Authority will stop compelling banks to report LIBOR). SFA co-chairs the ARRCs Securitization Working Group which meets regularly with the goal of producing concrete recommendations on how best to effect the transition. 5. Advocacy related to industry concerns regarding the Bureaus proposed consent judgment in the case of Consumer Financial Protection Bureau v. National Collegiate Master Student Loan Trusts. This case has broa… | Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of | 294889 | 0 | 0 | 2022-07-14T14:14:25-04:00 | |
| 2819132 | STRUCTURED FINANCE ASSOCIATION a6246897-81f9-49fe-a756-dbf05e523183 | Q2 | STRUCTURED FINANCE ASSOCIATION | 401103239 | STRUCTURED FINANCE ASSOCIATION | 2022 | second_quarter | FIN | 1. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules (includes the Liquidity Coverage Ratio, The Fundamental Review of the Trading Book, efforts to create "Simple, Transparent and Comparable" (STC) securitizations, STC treatment for short-term securitizations, and capital treatment of consolidated SPEs when risk transfer occurs). 2. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS asset classes, specifically auto, credit card, equipment lease and student loans. 3. General Dodd-Frank Implementation and Reform Efforts - Issues concerning the implementation of DFA final rules, including risk retention, the Liquidity Coverage Ratio (LCR), and uncleared swap margin rules; issues related to risk retention provisions, the Volcker Rule (discussed SFA's recommended changes with staff at SEC, Federal Reserve Board, FDIC and OCC), arbitration clauses, lead regulator concept, and "valid when made" loan provisions; reform proposals as they relate to securitization and capital markets generally; the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act of 2018, specifically provisions potentially related to securitization. 4. SFA is a member of the Alternative Reference Rates Committee (ARRC) at the Federal Reserve Bank of New York working to determine best path for transition away from LIBOR (in 2021, the U.K.s Financial Conduct Authority will stop compelling banks to report LIBOR). SFA co-chairs the ARRCs Securitization Working Group which meets regularly with the goal of producing concrete recommendations on how best to effect the transition. 5. Advocacy related to industry concerns regarding the Bureaus proposed consent judgment in the case of Consumer Financial Protection Bureau v. National Collegiate Master Student Loan Trusts. This case has broa… | Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of | 294889 | 0 | 0 | 2022-07-14T14:14:33-04:00 | |
| 2819296 | DUTKO WORLDWIDE, LLC ff203261-906f-403b-8fd5-6b83315c3b51 | Q2 | DUTKO WORLDWIDE, LLC | 12868 | ACCENTURE FEDERAL SERVICES LLC | 2022 | second_quarter | FIN | Monitor financial services IT modernization | Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2022-07-14T15:29:51-04:00 | |
| 2819649 | THE FERGUSON GROUP 739a238b-90b1-4e9b-bf1f-abc410b1ad99 | Q2 | THE FERGUSON GROUP | 14451 | ROSEVILLE-CA CITY OF | 2022 | second_quarter | FIN | Legislation related to coronavirus relief for local and regional government; Community Project Funding opportunities related to transportation infrastructure and economic development; CARES and ARPA funding and eligible use questions related to COVID-19 relief funding | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2022-07-14T22:42:17-04:00 | |
| 2819662 | THE FERGUSON GROUP fd5fb469-7ad8-404e-a7d7-a93f8fc274bd | Q2 | THE FERGUSON GROUP | 14451 | FOLSOM-CA CITY OF | 2022 | second_quarter | FIN | Legislative initiatives to reinstate advanced refunding bonds and related initiatives; tax reform and local revenue retention; matters related to COVID-19 response and relief for local government. Other legislation related to coronavirus relief for local and regional government; and related infrastructure stimulus legislation. Community Project Funding opportunities related to transportation, economic development, and water infrastructure; CARES and ARPA fiscal recovery payment amount determination and eligible uses | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2022-07-14T22:48:28-04:00 | |
| 2819699 | THE FERGUSON GROUP d44f7027-8072-4d20-8322-10159791330b | Q2 | THE FERGUSON GROUP | 14451 | SAN LUIS OBISPO COUNTY-CA | 2022 | second_quarter | FIN | Legislative initiatives to advance refunding bonds and related initiatives. Legislation related to coronavirus relief for local and regional government; related infrastructure stimulus legislation. Administration guidelines regarding eligible uses for CARES Act funding | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2022-07-14T23:07:06-04:00 | |
| 2819982 | ADVANCED POLICY CONSULTING, LLC c4fff11f-4a25-49eb-b804-4f9347d95dd3 | Q2 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INDEPENDENT INVESTMENT BANKERS, CORP. | 2022 | second_quarter | FIN | HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2022-07-15T09:49:25-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);