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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

974 rows where filing_period = "second_quarter", filing_year = 2020 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 974 ✖

filing_year 1

  • 2020 · 974 ✖

filing_period 1

  • second_quarter · 974 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
2460012 SHW PARTNERS LLC 999b5d93-d2a7-4ac0-8d46-317a8a8eb494 2T SHW PARTNERS LLC 401105655 JENKINS HILL CONSULTING, LLC ON BEHALF OF FOUNTAINHEAD COMMERCIAL CAPITAL 2020 second_quarter FIN SBA paycheck protection program - No specific legislation. Executive Office of the President (EOP),Natl Economic Council (NEC),Small Business Administration (SBA),Treasury, Dept of 20000   0 1 2020-06-09T09:12:44-04:00
2460160 PRINTING INDUSTRIES OF AMERICA, INC. 622c1cbd-0b09-4b5a-929e-18f2a9f2966b 2T PRINTING INDUSTRIES OF AMERICA, INC. 32203 PRINTING INDUSTRIES OF AMERICA INC 2020 second_quarter FIN SEC Mailings Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Intl Trade Administration (ITA),Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS)   25000 0 1 2020-06-12T15:42:52.340000-04:00
2460282 THE VELASQUEZ GROUP, L.L.C. 01bfa797-60f4-40ad-94af-081b7fdefc6a Q2 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2020 second_quarter FIN Monitoring of S. 3111 Brokered Deposit Affiliate-Subsidiary Modernization Act of 2019; monitoring for legislation related to market data HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2020-06-23T21:24:36.253000-04:00
2460648 VETERANS EDUCATION SUCCESS e8577853-ac4c-45d6-9844-fea2b1f991e5 Q2 VETERANS EDUCATION SUCCESS 401104702 VETERANS EDUCATION SUCCESS 2020 second_quarter FIN Military Lending Act Payday Lending HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2020-07-01T13:32:31.400000-04:00
2460722 AMERICAN FINANCIAL SERVICES ASSOCIATION d56934d2-0d51-412c-9b80-5dd2124ed7f6 Q2 AMERICAN FINANCIAL SERVICES ASSOCIATION 2354 AMERICAN FINANCIAL SERVICES ASSOCIATION 2020 second_quarter FIN S. 3036 on unsolicited loan applications, issues pertaining to installment lending and vehicle financing, data security matters, credit reporting issues, Consumer Financial Protection Bureau matters, legislation regarding rates on credit lending (HR 2930 and S 1389 plus others not yet introduced), legislation regarding disclosure of debt settlement companies, unsolicited loan offers (S. 3036), provisions in CARES Act relating to accounting standards, credit provisions, and small business loans, HR 5332 on credit reporting language Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Accounting Standards Advisory Board (FASAB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office   250000 0 0 2020-07-02T09:29:10.887000-04:00
2460736 HOLLAND & KNIGHT LLP 6d6b1dbf-d54f-4ea0-ae9a-2c99342e7981 Q2 HOLLAND & KNIGHT LLP 18466 REFORMA STRATEGIES LLC (ON BEHALF OF EAST-WEST BANK) 2020 second_quarter FIN Minority Depository Institutions HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) 20000   0 0 2020-07-02T10:41:15.660000-04:00
2460783 MR. DOYCE BOESCH 16c9150e-cb2a-4ced-ac8b-2256f65e6116 Q2 MR. DOYCE BOESCH 400677020 FIDELITY INVESTMENTS 2020 second_quarter FIN Mostly provided information on what appears to be priorities of relevant members of Congress. Helped arrange desired meetings with members of Congress. Provided advice. HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2020-07-02T12:38:35.407000-04:00
2460787 MR. DOYCE BOESCH f0ac1c62-b536-4775-9860-e991767cbfd0 Q2 MR. DOYCE BOESCH 400677020 INVESTMENT COMPANY INSTITUTE 2020 second_quarter FIN Arranged requested meetings. Advised on current legislation HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2020-07-02T12:44:38.293000-04:00
2460899 HOLLAND & KNIGHT LLP 5e1f4d7a-2eaa-4989-8fb6-f72d73c5ca55 Q2 HOLLAND & KNIGHT LLP 18466 BLOCK.ONE 2020 second_quarter FIN Issues related to financial services and financial technologies; blockchain. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2020-07-02T15:20:12.850000-04:00
2460974 THE WILLIAMS GROUP d265df8d-2d25-47c2-8e39-b122e16be6ec Q2 THE WILLIAMS GROUP 401104049 GENERAL MOTORS 2020 second_quarter FIN Privacy Notification HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2020-07-03T09:26:48.553000-04:00
2460977 THE WILLIAMS GROUP a77574b6-c807-45fe-acd8-b7d888608250 Q2 THE WILLIAMS GROUP 401104049 METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) 2020 second_quarter FIN Non-Bank SIFI Designation HOUSE OF REPRESENTATIVES,SENATE 16500   0 0 2020-07-03T09:30:49.400000-04:00
2460979 THE WILLIAMS GROUP 97c2509d-b7b2-4597-8bc3-60fdda2a4f00 Q2 THE WILLIAMS GROUP 401104049 AMERICAN FINANCIAL SERVICES ASSOCIATION 2020 second_quarter FIN Annual Privacy Notification HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2020-07-03T09:31:49.990000-04:00
2460983 THE WILLIAMS GROUP 1bc9ce1b-f968-42ac-84a6-1a6a7c2880da Q2 THE WILLIAMS GROUP 401104049 TRANSUNION 2020 second_quarter FIN FCRA HOUSE OF REPRESENTATIVES,SENATE 11250   0 0 2020-07-03T09:38:52.893000-04:00
2460985 THE WILLIAMS GROUP 1b01f99f-5722-4c73-b9c7-de85f0a2ff4a Q2 THE WILLIAMS GROUP 401104049 THE MANAGED FUNDS ASSOCIATION 2020 second_quarter FIN Managed funds disclosures HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2020-07-03T09:44:54.103000-04:00
2461218 MORRISON PUBLIC AFFAIRS GROUP ad93c90e-35af-4e25-8bfd-9e633e5e4d8f Q2 MORRISON PUBLIC AFFAIRS GROUP 67193 ESSENT U.S. HOLDINGS, INC. 2020 second_quarter FIN Housing finance legislation and regulation. Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office 40000   0 0 2020-07-05T15:53:51.180000-04:00
2461424 HOLLAND & KNIGHT LLP 08411693-eae8-4b0b-b938-a8459edac21f Q2 HOLLAND & KNIGHT LLP 18466 SMALL BUSINESS INVESTOR ALLIANCE 2020 second_quarter FIN Issues impacting Small Business Investment Companies, Business Development Companies; Tax issues. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2020-07-06T14:18:30.573000-04:00
2461504 HOLLAND & KNIGHT LLP 31e4ae93-20f1-40e8-aa37-c7652d2d9b81 Q2 HOLLAND & KNIGHT LLP 18466 HOUGHTON MIFFLIN HARCOURT 2020 second_quarter FIN S.3548 - CARES Act. Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 50000   0 0 2020-07-06T17:04:12.670000-04:00
2461621 RULON & WHITE GOVERNANCE STRATEGIES 983b88fa-4868-4f96-8ebe-a92655f0791b Q2 RULON & WHITE GOVERNANCE STRATEGIES 400712134 BITCOIN HOLDINGS AND SATOSHI NAKAMOTO RENAISSANCE HOLDINGS 2020 second_quarter FIN SEC Jay Clayton: Lobbying for appearance of Satoshi Nakamoto to appear before SEC Introduction of Satoshi Nakamoto to Staff and appear before the Technology Committee of U.S Congress. Anthony Fauci- Satoshi Nakamoto Vaccine HOUSE OF REPRESENTATIVES,Natl Institutes of Health (NIH)     0 0 2020-07-07T02:14:13.707000-04:00
2461732 HOLLAND & KNIGHT LLP 58ccd676-86b3-4de7-a396-364bb3dc7532 Q2 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2020 second_quarter FIN Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule and financial planning business objectives. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2020-07-07T12:00:22.570000-04:00
2461825 DENT STRATEGIES ddde5190-960c-422f-a6f3-4f7ee32fc9e4 Q2 DENT STRATEGIES 401105616 CUNA MUTUAL GROUP 2020 second_quarter FIN S. 3533/H.R. 6364 - The Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020 - provide for greater utilization of electronic notarization. H.R. 6983/H.R. 7011 - The Pandemic Risk Insurance Act of 2020 - creation of a new risk insurance scheme to provide coverage in the instances of pandemics.   30000   0 0 2020-07-07T13:55:16.167000-04:00
2461834 HOLLAND & KNIGHT LLP 460c7759-9128-43ac-a18e-7a2db0fc4c5e Q2 HOLLAND & KNIGHT LLP 18466 UNITED SHORE FINANCIAL SERVICES, LLC 2020 second_quarter FIN Legislative and regulatory changes impacting the mortgage industry. Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2020-07-07T14:06:23.547000-04:00
2461844 HOLLAND & KNIGHT LLP 092426e9-3537-42c9-9b54-3698cd55320d Q2 HOLLAND & KNIGHT LLP 18466 U.S. MORTGAGE INSURERS 2020 second_quarter FIN Advise on mortgage finance and the regulatory impacts therein. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2020-07-07T14:11:32.163000-04:00
2461867 HOLLAND & KNIGHT LLP 3a975f46-d389-484c-b5a3-d8252fc3f5b8 Q2 HOLLAND & KNIGHT LLP 18466 MIDFIRST BANK 2020 second_quarter FIN Implementation of P.L. 115-174, the Economic Growth, Regulatory Relief, and Consumer Protection Act; Federal Housing Administration rulemaking; H.R.1595 - Secure And Fair Enforcement Banking Act of 2019. HOUSE OF REPRESENTATIVES 10000   0 0 2020-07-07T14:20:47.217000-04:00
2461917 HOLLAND & KNIGHT LLP a778341d-887f-42cf-a731-0835d12b1ea9 Q2 HOLLAND & KNIGHT LLP 18466 NAT'L COMMUNITY REINVESTMENT COALITION 2020 second_quarter FIN Single family residential homeownership. HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE 10000   0 0 2020-07-07T14:53:23.957000-04:00
2461927 HOLLAND & KNIGHT LLP 7caa97b8-9a4e-4768-a373-55d14c2153c8 Q2 HOLLAND & KNIGHT LLP 18466 RADIAN GROUP, INC. 2020 second_quarter FIN Government sponsored entity reform, housing affordability and credit access.   60000   0 0 2020-07-07T14:57:27.860000-04:00
2461949 HOLLAND & KNIGHT LLP 16efac43-c8e2-44a3-b527-e986fb332bc3 Q2 HOLLAND & KNIGHT LLP 18466 AMERICA'S HOMEOWNER ALLIANCE 2020 second_quarter FIN Housing affordability and access to credit. HOUSE OF REPRESENTATIVES,SENATE     0 0 2020-07-07T15:14:44.610000-04:00
2461961 RICCHETTI INCORPORATED 5771d4f8-3e41-4efc-893e-9a6278359dda Q2 RICCHETTI INCORPORATED 62778 FINSECA 2020 second_quarter FIN issues related to standards of care for insurance agents and restrictions on commission based compensation arrangements HOUSE OF REPRESENTATIVES,SENATE 75000   0 0 2020-07-07T15:25:56.057000-04:00
2462269 DENT STRATEGIES cd32ac5e-a300-412a-9323-f28e8191c744 Q2 DENT STRATEGIES 401105616 CUNA MUTUAL GROUP 2020 second_quarter FIN S. 3533/H.R. 6364 - The Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020 - provide for greater utilization of electronic notarization. H.R. 6983/H.R. 7011 - The Pandemic Risk Insurance Act of 2020 - creation of a new risk insurance scheme to provide coverage in the instances of pandemics.   30000   0 0 2020-07-08T10:15:17.360000-04:00
2462291 CASSIDY & ASSOCIATES, INC. 61fd6ee5-9edf-41e5-b47a-126a849a5d1f Q2 CASSIDY & ASSOCIATES, INC. 8453 SOCIETY OF ACTUARIES 2020 second_quarter FIN General legislative issues related to actuarial profession HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2020-07-08T10:41:30.950000-04:00
2462397 THORSEN FRENCH ADVOCACY LLC f661a4f5-f1fd-4fec-9632-763a5c476f68 Q2 THORSEN FRENCH ADVOCACY LLC 400599826 WESTERN UNION 2020 second_quarter FIN Issues Related to Anti-Money Laundering. Counterfeiting Issues. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2020-07-08T11:58:42.760000-04:00
2462409 BLOOMBERG LLP 0a5e6689-fbb7-465c-8cea-cf723d65a481 Q2 BLOOMBERG LLP 67251 BLOOMBERG LLP 2020 second_quarter FIN Potential issues relating to investor access to information and market structure. Bureau of Labor Statistics (BLS),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   100000 0 0 2020-07-08T12:11:48.507000-04:00
2462496 RWC, INC 2079c496-464b-45d2-b339-a2065e4485db Q2 RWC, INC 400510505 COIN CENTER 2020 second_quarter FIN Issues related to cryptocurrency technology Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 50000   0 0 2020-07-08T14:03:12.250000-04:00
2462557 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 5c82895e-4a55-493e-a947-eb220d0dc03e Q2 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 24486 PRA GROUP 2020 second_quarter FIN Financial Services, Telephone Consumer Protection Act; Consumer Financial Protection HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2020-07-08T15:26:51.677000-04:00
2462567 MONEYGRAM INTERNATIONAL INC. c3214e25-956d-402a-9405-4afe4c270421 Q2 MONEYGRAM INTERNATIONAL INC. 401103625 MONEYGRAM INTERNATIONAL INC. 2020 second_quarter FIN Issues related to money transfer services, de-risking and fintech; Issues related to federal financial regulation, consumer protection, and the Bank Secrecy Act; Issues related to improving scam prevention and fraud protection standards; Issues related to anti-money laundering and terrorist financing HOUSE OF REPRESENTATIVES,SENATE   80000 0 0 2020-07-08T16:07:05.317000-04:00
2462769 RESOLUTION PUBLIC AFFAIRS, LLC 6f8fb500-0027-4243-99bd-03a21f2c8a83 Q2 RESOLUTION PUBLIC AFFAIRS, LLC 401105068 CITIGROUP WASHINGTON, INC 2020 second_quarter FIN Issues related to Financial Institutions, generally HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2020-07-09T10:18:17.543000-04:00
2462784 RESOLUTION PUBLIC AFFAIRS, LLC 914061e6-4b2c-41c3-9874-509d192f362e Q2 RESOLUTION PUBLIC AFFAIRS, LLC 401105068 WELLS FARGO & COMPANY 2020 second_quarter FIN Issues related to financial institutions generally. Issues related to the Dodd-Frank Act (P.L.111-203) HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2020-07-09T10:39:25.947000-04:00
2462791 RESOLUTION PUBLIC AFFAIRS, LLC e9e8a364-50b0-45fa-8aac-8f601df23fa2 Q2 RESOLUTION PUBLIC AFFAIRS, LLC 401105068 INVESTMENT COMPANY INSTITUTE 2020 second_quarter FIN Issues related to CARES Act, generally Environmental, Social, and Governance Investing SEC Data Security FSOC nonbank SIFI designation process reforms Cross-Border Derivatives (Definition of US Person) Hiring Diversity in Asset Management HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2020-07-09T10:43:32.557000-04:00
2462852 EXEL ADVISORS d49b6778-4e52-4b6b-b44b-d540854987a5 Q2 EXEL ADVISORS 401105119 MGIC 2020 second_quarter FIN Mortgage Lending. Financial Institutions. Government Sponsored Enterprises. Proxy advisors. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2020-07-09T11:56:19.627000-04:00
2462916 HUTTON STRATEGIES 922b6ebe-ca65-4d63-a24c-953003c25623 Q2 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2020 second_quarter FIN Financial services & Capital markets issues generally; S. 733 & H.R. 4492, Consumer Financial Choice & Capital Markets Protection Act of 2019. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2020-07-09T12:45:09.607000-04:00
2462953 HOLLAND & KNIGHT LLP 92855785-1c8b-40fa-ab2c-9b77220ddc9e Q2 HOLLAND & KNIGHT LLP 18466 NATIONAL ASSOCIATION OF PERSONAL FINANCIAL ADVISORS 2020 second_quarter FIN Broadening SECURE ACT/retirement reform acts; Federal policy related to financial and retirement security. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2020-07-09T13:07:47.417000-04:00
2463012 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION ff693f4a-84c2-4039-bf84-7df33902f084 Q2 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 400503478 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2020 second_quarter FIN Coronavirus Aid, Relief, and Economic Security Act - HR 748 - Main Street Lending Program ? Term Asset-Backed SEcurities Loan Facility Investment Advisers Act of 1940 - proposed amendments to the advertising rule Investment Advisers Act of 1940 - Proposed Rule Regarding Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers Transactions in Certain Leveraged/Inverse Investment Vehicles Securities Exchange Act of 1934 - Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice Commodity Exchange Act - position limits for derivatives HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act & Commodity Exchange Act - proposed amendments to compliance requirements for commodity pool operators on Form CPO-PQR Commodity Futures Trading Commission (CFTC),Federal Reserve System,Securities & Exchange Commission (SEC)   70000 0 0 2020-07-09T13:37:27.593000-04:00
2463307 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 9cb68f06-72f0-48da-8cec-798acdce2c74 Q2 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2020 second_quarter FIN Legislation and Regulation - Coronavirus Aid, Relief, and Economic Security (CARES) Acts Paycheck Protection Program (PPP), and the Treasury and SBA implementation - interest rate below break-even, short PPP loan terms, restricted use of PPP loan proceeds, and lender liability, and a PPP related liquidity facility (Treasury, SBA, House, Senate and Federal Reserve) Coronavirus Aid, Relief, and Economic Security (CARES) Acts Paycheck Protection Program (PPP), and the Treasury and SBA implementation - lender participation in the PPP, general availability of SBA forms, access to the SBAs portal, obtaining log-in credentials, SBA forms to obtain approval to become certified, SBA website list of active SBA lenders, SBA website list of PPP lenders, SBA call center access, late release of rules prior to the PPP going live, confusion surrounding the guaranteed portion of the PPP loans, bank board members not eligible to apply for PPP loans at their bank, PPP related liquidity facility, access to the SBA for answers to questions about the PPP, conflicting messaging from the SBA, and consistent need for additional guidance from the SBA and Treasury on various aspects of the PPP (House and Senate) Coronavirus Aid, Relief, and Economic Security (CARES) Acts Paycheck Protection Program (PPP), and the Treasury and SBA implementation - SBA technology supporting the PPP including delays in accessing E-Tran and the Lender Gateway, additional funding for (replenishing) the PPP, allocation of 25% of future PPP funds for banks under $50 billion in assets, and the creation of a Federal Reserve facility to support lending by providing term financing backed by PPP loans (Treasury, SBA, Federal Reserve, House and Senate) Coronavirus Aid, Relief, and Economic Security (CARES) Acts Paycheck Protection Program (PPP), and the Treasury and SBA implementation - allocation of 25% of future PPP funds for banks under $50 billion in assets, more workable loan terms - interest rates below funding costs, more flexible … Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of   60000 0 0 2020-07-10T11:51:26.777000-04:00
2463314 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 33b2aef1-314d-4186-82ad-7ff3a7967513 Q2 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2020 second_quarter FIN Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   580000 0 0 2020-07-10T11:54:28.380000-04:00
2463354 HOLLAND & KNIGHT LLP 30c65d17-f3dc-4f6f-94c3-c8861e012959 Q2 HOLLAND & KNIGHT LLP 18466 FINANCIAL SERVICES INSTITUTE 2020 second_quarter FIN Best interest standard for SEC; Independent Contractor legislation; tax deductibility of advisory fees; exemption of small broker deals; retirement security; regulation through enforcement at the Securities and Exchange Commission. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2020-07-10T12:17:51.777000-04:00
2463371 THE INSTITUTE OF INTERNAL AUDITORS 3727e9ff-43b8-4590-a481-db3ca3b6e2b4 Q2 THE INSTITUTE OF INTERNAL AUDITORS 401104412 THE INSTITUTE OF INTERNAL AUDITORS 2020 second_quarter FIN Issues related to corporate governance, risk management, and auditing standards. Issues related to the internal auditing sector. Issues related to SEC disclosures. HOUSE OF REPRESENTATIVES,SENATE   30000 0 0 2020-07-10T12:29:03.217000-04:00
2463404 MCDERMOTT WILL & SCHULTE LLP 1d64df51-5b69-42ab-896e-03b1efa6ce06 Q2 MCDERMOTT WILL & SCHULTE LLP 24338 SANTA BARBARA TAX PRODUCTS GROUP 2020 second_quarter FIN Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. HOUSE OF REPRESENTATIVES,SENATE     0 0 2020-07-10T13:00:29.727000-04:00
2463429 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 79d02c8e-05b4-48f0-a72f-bab1eb2f4f9e Q2 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 26901 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 2020 second_quarter FIN Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   529424 0 0 2020-07-10T13:20:00.257000-04:00
2463596 TD BANK, NA 5934f075-338d-44fc-bb5d-d2dc0f0e9473 Q2 TD BANK, NA 400761286 TD BANK, NA 2020 second_quarter FIN Discussions regarding mortgage finance, foreclosure policy Issues regarding implementation of Dodd-Frank act Implementation of S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act Basel III implementation; budget and fiscal policy Cyber-Security Export-Import Bank reauthorization Fintech AML/BSA Data privacy Payments issues Consumer issues Coronavirus Aid, Relief, and Economic Security Act (CARES Act) Paycheck Protection Program Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of   120000 0 0 2020-07-10T16:05:27.927000-04:00
2463609 CLEARY GOTTLIEB STEEN & HAMILTON LLP 878038be-c9b2-4f14-bdc9-cdf334b00827 Q2 CLEARY GOTTLIEB STEEN & HAMILTON LLP 9476 SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION 2020 second_quarter FIN Issues related to the implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203). Commodity Futures Trading Commission (CFTC) 10000   0 0 2020-07-10T16:12:43.270000-04:00
2463627 FAIR ISAAC CORPORATION (DBA FICO) d92f3285-341a-4811-a112-dd3c111023d7 Q2 FAIR ISAAC CORPORATION (DBA FICO) 400612859 FAIR ISAAC CORPORATION (DBA FICO) 2020 second_quarter FIN Issues related to credit scoring; Implementation of PL 115-174, Economic Growth, Regulatory Relief and Consumer Protection Act (credit scores); H.R. 4231/S. 1828, Credit Access and Inclusion Act of 2019; H.R. 123, FHA Additional Credit Pilot Program Reauthorization Act; H.R. 748, Coronavirus Aid, Relief, and Economic Security (CARES) Act; H.R. 6800, Health and Economic Recovery Omnibus Emergency Solutions (HEROES) Act HOUSE OF REPRESENTATIVES,SENATE   150000 0 0 2020-07-10T16:23:07.027000-04:00
2463655 LAVENDER CONSULTANTS 45e1444e-7426-4159-855e-e2403f305dc7 Q2 LAVENDER CONSULTANTS 401104727 JACKSON VAUGHN PUBLIC STRATEGIES ON BEHALF OF ENOVA ONLINE SERVICES, INC. 2020 second_quarter FIN CFPB Small Dollar Lending Rule Operation Chokepoint Fintech Charter True Lender Legislation Valid When Made Legislation HR 1509/S. 656 - Stopping Abuse & Fraud in Electronic Lending Act of 2019 (SAFE Lending Act of 2019) HR 56 - Financial Technology Protection Act HR 189 - Financial Institution Customer Protection Act of 2019 HR 741 - Taking Account of Institutions with Low Operation Risk Act of 2019 (TAILOR Act of 2019) HR 1282 - Data Accountability & Trust Act HR 1423610, Forced Arbitration Injustice Repeal act; HR 1491 - Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019 (FINTECH Act of 2019) HR 1423 companion bill to S.610 H.R.5050 - Veterans and Consumers Fair Credit Act S. 142 - American Data Dissemination Act of 2019 S. 583 - Digital Accountability and Transparency to Advance Privacy Act S. 610 - Forced Arbitration Injustice Repeal Act S. 630 - Arbitration Fairness for Consumers Act S. 635 - Restoring Statutory Rights and Interests of the States Act of 2019 (arbitration) S.283 -Veterans and Consumers Fair Credit Act S. 2808 - Emergency Assistance in Response to the Covid-19 PandemicH.R. 6074: Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 H.R. 6201: Families First Coronavirus Response Act H.R. 748: Coronavirus Aid, Relief, and Economic Security Act H.R. 266: Paycheck Protection Program and Health Care Enhancement Act Consumer Financial Protection Bureau (CFPB),Executive Office of the President (EOP),Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of 30000   0 0 2020-07-10T16:38:25.060000-04:00
2463708 CLEARY GOTTLIEB STEEN & HAMILTON LLP 339f45a8-46b5-469f-be50-e8605852cebb Q2 CLEARY GOTTLIEB STEEN & HAMILTON LLP 9476 INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. 2020 second_quarter FIN Issues related to the implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203). Commodity Futures Trading Commission (CFTC) 10000   0 0 2020-07-10T18:00:44.797000-04:00
2463771 REPUBLIC CONSULTING, LLC 18555b42-8e20-4467-807a-704f6e7f65d5 Q2 REPUBLIC CONSULTING, LLC 401016871 FINICITY 2020 second_quarter FIN Advocate Consumer Access to financial data. Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE 20000   0 0 2020-07-11T12:57:45.657000-04:00
2463773 REPUBLIC CONSULTING, LLC 4cf0d8f9-bf75-464f-aff1-5a34dba2f9a9 2T REPUBLIC CONSULTING, LLC 401016871 FINICITY 2020 second_quarter FIN Advocate Consumer Access to financial data. Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE 20000   0 1 2020-07-11T13:01:47.120000-04:00
2463775 REPUBLIC CONSULTING, LLC 11679ce1-c94c-4e36-b67a-49b4d0e33859 Q2 REPUBLIC CONSULTING, LLC 401016871 NATIONAL ASSOCIATION OF AFFORDABLE HOUSING LENDERS 2020 second_quarter FIN Community Reinvestment Act regulations, affordable housing programs, and affordable housing tax credits. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2020-07-11T13:09:48.923000-04:00
2463781 REPUBLIC CONSULTING, LLC e4c84bd5-0987-4c9c-a7b6-d9ec33846078 2T REPUBLIC CONSULTING, LLC 401016871 NATIONAL ASSOCIATION OF AFFORDABLE HOUSING LENDERS 2020 second_quarter FIN Community Reinvestment Act regulations, affordable housing programs, and affordable housing tax credits. HOUSE OF REPRESENTATIVES,SENATE 30000   0 1 2020-07-11T13:12:50.400000-04:00
2463783 REPUBLIC CONSULTING, LLC 94e21a93-a568-46e0-9776-f1ebbb6578f2 Q2 REPUBLIC CONSULTING, LLC 401016871 CFA INSTITUTE 2020 second_quarter FIN Capital Markets Policy and regulation of investment professionals, and investment products. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2020-07-11T13:35:52.017000-04:00
2463784 REPUBLIC CONSULTING, LLC 22f7aff4-5553-4934-b11a-91a51d2ae383 2T REPUBLIC CONSULTING, LLC 401016871 CFA INSTITUTE 2020 second_quarter FIN Capital Markets Policy and regulation of investment professionals, and investment products. HOUSE OF REPRESENTATIVES,SENATE 50000   0 1 2020-07-11T13:37:53.460000-04:00
2463788 REPUBLIC CONSULTING, LLC c45ab38a-83c8-43ac-8796-09edd80f6f49 Q2 REPUBLIC CONSULTING, LLC 401016871 WORKIVA 2020 second_quarter FIN Financial Transparency Act and Use of machine readable data in government reports. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 60000   0 0 2020-07-11T13:43:56.847000-04:00
2463792 REPUBLIC CONSULTING, LLC 7f6fb7e4-4ac8-400b-a769-fb1e73c83ef3 Q2 REPUBLIC CONSULTING, LLC 401016871 MORTGAGE BANKERS ASSOCIATION 2020 second_quarter FIN Issues related to mortgage banking, mortgage finance, and affordable housing. Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 40000   0 0 2020-07-11T13:50:59.913000-04:00
2463798 REPUBLIC CONSULTING, LLC e84d237d-5202-40ec-80b2-f780b5dabbcc Q2 REPUBLIC CONSULTING, LLC 401016871 DEPLHI TECHNOLOGIES 2020 second_quarter FIN Monitor issues related to the CARES Act passage and implementation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2020-07-11T14:07:05.593000-04:00
2463799 REPUBLIC CONSULTING, LLC 320872b4-fe3f-4d07-afb4-8c0c3e70f388 2T REPUBLIC CONSULTING, LLC 401016871 DEPLHI TECHNOLOGIES 2020 second_quarter FIN Monitor issues related to the CARES Act passage and implementation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 1 2020-07-11T14:09:07.200000-04:00
2463867 BAKER & HOSTETLER LLP a606f01a-6c6b-43af-b929-83db7685dc82 Q2 BAKER & HOSTETLER LLP 5131 EQUITY MARKETS ASSOCIATION 2020 second_quarter FIN Policies that advance market transparency, incentivize capital formation and ensure a robust secondary market for securities trading. Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,Vice President of the U.S. 60000   0 0 2020-07-12T17:08:22.027000-04:00
2463874 BAKER & HOSTETLER LLP 7dbffa7e-32ab-44b1-bf3f-917441b06d6c Q2 BAKER & HOSTETLER LLP 5131 IOWNIT CAPITAL AND MARKETS, INC. 2020 second_quarter FIN Federal policy issues related to the registration, operation and supervision of broker-dealers and alternative trading systems, blockchain distributed ledger technology, and private offerings and associated exemptions. HOUSE OF REPRESENTATIVES,SENATE 70000   0 0 2020-07-12T17:15:28.050000-04:00
2463877 BAKER & HOSTETLER LLP 0365dc16-37b1-4bef-b473-68370a7a1134 Q2 BAKER & HOSTETLER LLP 5131 NASDAQ, INC. 2020 second_quarter FIN Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry. Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 90000   0 0 2020-07-12T17:18:31.207000-04:00
2463880 BAKER & HOSTETLER LLP 238c2070-ac9d-43f3-b006-60218dc0b8dd Q2 BAKER & HOSTETLER LLP 5131 PWC US GROUP LLP 2020 second_quarter FIN Policy issues related to financial services and accounting industries Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 50000   0 0 2020-07-12T17:22:36.097000-04:00
2463882 BAKER & HOSTETLER LLP e6f72fc7-6c46-4524-bb60-1f8cb6721d9a Q2 BAKER & HOSTETLER LLP 5131 PRUDENTIAL FINANCIAL INC. 2020 second_quarter FIN Policy issues related to financial regulatory reform and retirement plan options. Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2020-07-12T17:33:39.447000-04:00
2463893 BAKER & HOSTETLER LLP 5a0b9140-c49a-4c2a-a1d5-7daa97592bb0 Q2 BAKER & HOSTETLER LLP 5131 DEPOSITORY TRUST & CLEARING CORPORATION 2020 second_quarter FIN Policy issues related to capital markets and the clearance and settlement of securities transactions. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 40000   0 0 2020-07-12T18:00:23.223000-04:00
2463936 HSBC TECHNOLOGY AND SERVICES USA INC. bf18cf88-5d0c-4a4d-bc0a-0741488424b8 Q2 HSBC TECHNOLOGY AND SERVICES USA INC. 18694 HSBC TECHNOLOGY AND SERVICES USA INC. 2020 second_quarter FIN Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Accountability Act Monitored S.945 Holding Companies Accountable Act Monitored S.3744 should be Uyghur Human Rights Policy Act of 2020 Monitored S.945 Holding Foreign Companies Accountable Act Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of   550000 0 0 2020-07-13T09:02:43.077000-04:00
2464200 COUNCIL OF INSTITUTIONAL INVESTORS 9f232f49-2281-42d9-ac4a-6e921a8598d8 Q2 COUNCIL OF INSTITUTIONAL INVESTORS 11082 COUNCIL OF INSTITUTIONAL INVESTORS 2020 second_quarter FIN June 29, 2020CII letter to SEC on PCAOB board seat June 25, 2020CII letter to SEC on Nasdaq proposed rules regarding companies from restrictive markets June 18, 2020CII letter to SEC on Nasdaq proposed rule regarding listed companys auditor in a restrictive market June 11, 2020CII letter to PCAOB on Interim Analysis No. 2020-01, Critical Audit Matter Requirements June 11, 2020CII responses to European Commission consultation on Non-Financial Reporting Directive review June 5, 2020Joint CII ILPA Letter to SEC on IA Committee May 28, 2020CII letter to SEC on exempt offering framework May 21, 2020CII letter to World Economic Forum regarding sustainability dislcosure consultation May 19, 2020CII supplemental comment letter on SEC proposed amendments to Rule 14a-8 May 14, 2020CII letter to S&P regarding Facebook and S&P 500 ESG Index May 5, 2020CII letter to SEC on fund names May 3, 2020CII letter to the SEC Investor Advisory Committee on public company disclosure considerations and shareholder engagement/virtual shareholder meetings in the Covid-19 pandemic context April 29, 2020CII and CFA Institute joint comment letter to SEC on MD&A proposal April 27, 2020CII and CFA joint letter to Congressional Leadership supporting independent accounting standard setting April 23, 2020CII letter to SEC on IEX D-Limit order type April 23, 2020PCAOB response letter to April 9 CII letter on Luckin Coffee April 23, 2020CII response to HKEX corporate dual-class consultation April 22, 2020Letter from CII and other investor groups to AT&T on participation in virtual shareholder meeting April 16, 2020CII comment letter to SEC on NYSE direct listing proposal April 9, 2020CII letter to PCAOB Chairman on Luckin Coffee Inc. March 27, 2020Reactions from Legal Experts to Footnote # 169 in Salzberg v. Blue Apron Holdings, Inc., et al. March 19, 2020CII comment letter to PCAOB on Quality Control Standards March 16, 2020CII comment letter to SEC on Qualifications of Accountants March 12, 2020CII response to Hang Seng dual class consultation Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   10000 0 0 2020-07-13T13:56:56.240000-04:00
2464220 TAUZIN CONSULTANTS, LLC 450a24fc-0289-4ac8-8fb7-f336723120e7 Q2 TAUZIN CONSULTANTS, LLC 400671007 ST. CHARLES PARISH 2020 second_quarter FIN Issues related to the upcoming NFIP reauthorization. Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2020-07-13T14:09:06.067000-04:00
2464224 TAUZIN STRATEGIC NETWORKS 6b460487-b59a-4293-8d2d-97691321788e Q2 TAUZIN STRATEGIC NETWORKS 400786367 TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) 2020 second_quarter FIN Advocated for issues relating to the upcoming NFIP. Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2020-07-13T14:10:06.530000-04:00
2464284 BALCH & BINGHAM, LLP df457289-a799-4d9f-ad1e-d3e2b38ed742 Q2 BALCH & BINGHAM, LLP 5197 GLOBE LIFE, INC. F/K/A TORCHMARK CORPORATION 2020 second_quarter FIN Matters related to the Federal Reserve Commercial Paper Funding Facility 2020. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2020-07-13T14:36:22.663000-04:00
2464322 THE NICKLES GROUP, LLC c84dbe21-10a2-456c-ba80-5d09857e3fec Q2 THE NICKLES GROUP, LLC 293335 SECURE PAYMENTS PARTNERSHIP 2020 second_quarter FIN Issues related to competitive rating; issues related to payment standards & implementation; issues related to payments & security innovation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2020-07-13T15:08:40.273000-04:00
2464468 CAPITOL COUNSEL LLC a247cc73-b0b5-4320-834f-3a12e2761495 Q2 CAPITOL COUNSEL LLC 313715 CAPITAL MAGNET FUND COALITION (AD HOC COALITION) 2020 second_quarter FIN Advocacy for Capital Magnet Fund funding as well as on grantee/administrative issues. Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 30000   0 0 2020-07-13T16:55:27.120000-04:00
2464897 MINDSET ADVOCACY, LLC bee15fb4-86a6-46bd-b7dc-98d033c9125c 2T MINDSET ADVOCACY, LLC 296271 MANAGED FUNDS ASSOCIATION 2020 second_quarter FIN Legislation and regulation impacting alternative investment vehicles Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 10000   0 1 2020-07-14T11:39:18.407000-04:00
2464906 MINDSET ADVOCACY, LLC 513e9fed-70cc-432d-bd2e-7d90a1d99d94 Q2 MINDSET ADVOCACY, LLC 296271 PURPOSE FINANCIAL, INC. 2020 second_quarter FIN Dodd-Frank Act implementation, CARES Act (S. 3548 & H.R. 748) Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2020-07-14T11:41:20.197000-04:00
2464914 MINDSET ADVOCACY, LLC 7f07b609-aa62-41fd-b41d-e4619ad0a1e4 Q2 MINDSET ADVOCACY, LLC 296271 SMALL BUSINESS INVESTOR ALLIANCE (SBIA) 2020 second_quarter FIN Financial services related issues; CARES Act (S. 3548 & H.R. 748); BDC parity HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of 50000   0 0 2020-07-14T11:44:23.527000-04:00
2464933 MINDSET ADVOCACY, LLC 0f9fc4d2-0b3b-4142-9894-5ca231953c57 Q2 MINDSET ADVOCACY, LLC 296271 FAIR ISAAC CORPORATION (DBA FICO) 2020 second_quarter FIN Issues related to credit scores and implementation of S.2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act." Comprehensive CREDIT Act of 2020 (H.R. 3621). CARES Act (H.R. 748). HEROES Act (H.R. 6800). Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2020-07-14T12:00:30.367000-04:00
2465086 HB STRATEGIES 97fee5cd-6dc2-4dfa-8b57-7f7cd0597202 Q2 HB STRATEGIES 401104718 HUSCH BLACKWELL ON BEHALF OF FRANKLIN SAVINGS CORP. 2020 second_quarter FIN Issues related to banking reform and regulatory overreach HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2020-07-14T13:35:13.517000-04:00
2465090 PORTERFIELD, FETTIG & SEARS, LLC 34f90380-576e-41c3-a50b-efa2972f29a2 Q2 PORTERFIELD, FETTIG & SEARS, LLC 305054 VANGUARD 2020 second_quarter FIN Issues addressing systemic risk; FSOC and the designation of nonbank financial firms as SIFIs (H.R.3561, S. 603 Financial Stability Oversight Council Improvement Act of 2019); asset management issues; data security and privacy; ETF issues; S. 733, H.R. 4492; Money Market Fund Issues. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2020-07-14T13:40:15.203000-04:00
2465095 GIRL SCOUTS OF THE U.S.A. e4923291-fdaf-42bc-b254-df5651c26282 2A GIRL SCOUTS OF THE U.S.A. 16236 GIRL SCOUTS OF THE U.S.A. 2020 second_quarter FIN H.R. 748-Coronavirus Aid, Relief, and Economic Security Act, provisions related to the Main Street Lending Program Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA)   43288 0 0 2020-07-14T13:45:17.037000-04:00
2465308 BOND DEALERS OF AMERICA b0293df5-a845-4eb4-8397-a4a94d4e30f8 Q2 BOND DEALERS OF AMERICA 400404907 BOND DEALERS OF AMERICA 2020 second_quarter FIN Tax & Securities HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 5000   0 0 2020-07-14T15:07:30.120000-04:00
2465324 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 153fa856-2c52-456f-942d-c65032a598d4 Q2 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 7725 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2020 second_quarter FIN Credit unions operations, capital requirements and reserves Current Expected Credit Losses (CECL), and issues related to the Federal Credit Union Act. H.R. 748 CARES Act. Trouble Debt Restructuring and Financial Accounting Standards Board. Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of   110000 0 0 2020-07-14T15:12:35.100000-04:00
2465348 WARNER, NORCROSS + JUDD LLP c489dca2-481e-4b21-8bf5-6c440a9eeb30 Q2 WARNER, NORCROSS + JUDD LLP 401050963 BUSINESS INTERMEDIARY EDUCATION FOUNDATION 2020 second_quarter FIN Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 609 (116th Congress). The Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. HOUSE OF REPRESENTATIVES,SENATE     0 0 2020-07-14T15:28:47.063000-04:00
2465419 QEP RESOURCES, INC. a5521197-8424-4564-a535-d231a344cb01 Q2 QEP RESOURCES, INC. 400991823 QEP RESOURCES, INC. 2020 second_quarter FIN HR 748 CARES Act - loans and tax related matters within the bill. Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Office of Management & Budget (OMB),SENATE,Treasury, Dept of   80000 0 0 2020-07-14T15:57:08-04:00
2465539 AMERICAN GAMING ASSOCIATION 61ea941c-6f97-49f6-9b03-6c7a84c79dce Q2 AMERICAN GAMING ASSOCIATION 2434 AMERICAN GAMING ASSOCIATION 2020 second_quarter FIN Bank Secrecy Act, AML Compliance Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office   400000 0 0 2020-07-14T17:50:45.617000-04:00
2465632 VANTAGEKNIGHT LLC 39e67656-36b9-4eb7-96b3-b0cc1076231b Q2 VANTAGEKNIGHT LLC 401104100 CITIGROUP MANAGEMENT CORP. 2020 second_quarter FIN Matters related to global operations and competition issues HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office 30000   0 0 2020-07-15T05:53:11.903000-04:00
2465723 SOCIETY FOR CORPORATE GOVERNANCE 1db95a9c-57bb-4243-9f2e-567eabdd97eb Q2 SOCIETY FOR CORPORATE GOVERNANCE 400789376 SOCIETY FOR CORPORATE GOVERNANCE 2020 second_quarter FIN Proxy Voting HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2020-07-15T09:46:36.377000-04:00
2465818 M&T BANK CORPORATION 575ac5c9-075c-4566-afd8-30c33b746511 Q2 M&T BANK CORPORATION 401104858 M&T BANK CORPORATION 2020 second_quarter FIN Small Business Lending, CARES ACT, other regulations related to financial institutions. HOUSE OF REPRESENTATIVES,SENATE   60000 0 0 2020-07-15T10:32:58.087000-04:00
2466075 MINDSET ADVOCACY, LLC b1829ed6-d712-4de1-9762-1b072f688925 Q2 MINDSET ADVOCACY, LLC 296271 RENAISSANCE RE NORTH AMERICA 2020 second_quarter FIN Risk mitigation, flood insurance reform, risk transfer HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2020-07-15T11:35:55.317000-04:00
2466126 THE LIVINGSTON GROUP, LLC cfd364e0-1fc8-4640-8a5f-1dbab48246a9 Q2 THE LIVINGSTON GROUP, LLC 49635 INVESTMENT COMPANY INSTITUTE 2020 second_quarter FIN S 603 Non-bank SIFI (Systemically Important Financial Institution) designation. Constitutional design of the Consumer Financial Protection Bureau Amendments to Section 36(b) of the Investment Company Act of 1940 to improve the ability of federal courts to terminate abusive law suits before trial. Relieve RIC (Regulated Investment Companies) advisers from duplicative CFTC registration as commodity pool operators under Rule 4.5 HR 1595 The SAFE Banking Act. The bill that would allow banks to provide financial services to state-regulated cannabis industries and those businesses that serve them. The lobbying concern is how the legislation might impact cannabis related investments. The Diverse Asset Managers Act (no bill number yet) that is being considered by the House Financial Services Committee. The CARES Act (S 3548) and subsequent relief efforts as they pertain to the money market industry. Issues include hardship access to retirement accounts, RMD policy, industry critical infrastructure designation, electronic filing of forms and documents, keeping markets open through the crises. Possible oversight of Money Market Funds with a special emphasis on how liquidity rules are becoming a "gate and fee" issue.   30000   0 0 2020-07-15T11:52:11.430000-04:00
2466196 MANUFACTURED HOUSING INSTITUTE 9e8a0438-b307-48ed-9246-14f5a759a247 Q2 MANUFACTURED HOUSING INSTITUTE 23714 MANUFACTURED HOUSING INSTITUTE 2020 second_quarter FIN Clarification of Paycheck Protection Program guidelines regarding the eligibility of manufactured housing communities to receive funds. Monitoring legislation that extends and expands the eviction moratorium and foreclosure moratorium for residents and landlords. Targeted liability relief legislation to provide businesses a safe harbor pass from unwarranted lawsuits from the COVID health emergency. Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Energy, Dept of,Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),SENATE,Small Business Administration (SBA),Treasury, Dept of   239783 0 0 2020-07-15T12:10:25.677000-04:00
2466271 NASDAQ, INC. 4480f41b-c13d-46f7-8f1e-c615b3271fa2 Q2 NASDAQ, INC. 27115 NASDAQ INC 2020 second_quarter FIN Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place; Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic; Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act of 2019; Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S.2306 - Main Street Growth Act; Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives; Legislation on 10-Q optionality, H.R.4076 - Modernizing Disclosures for Investors Act; Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R.3088 - Shareholder Protection Act of 2019; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Defend dual class structures; Stock buybacks; Financial transaction tax; Tax treatment of buybacks and dividends; Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities; Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and Requiring transparency of short positions that match existing requirements on long position holders. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   370000 0 0 2020-07-15T12:44:42.930000-04:00
2466393 URBAN SWIRSKI & ASSOCIATES, LLC 04104a2b-7ccd-45fd-9c4f-b8f0a45eaf09 Q2 URBAN SWIRSKI & ASSOCIATES, LLC 400584784 REINSURANCE GROUP OF AMERICA, INCORPORATED 2020 second_quarter FIN General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform and Consumer Protection Act" P.L. No. 111-203 HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2020-07-15T13:24:12.800000-04:00
2466610 JM FAMILY ENTERPRISES, INC 84835e25-c0bf-40b8-9cb6-53b8e4129caa Q2 JM FAMILY ENTERPRISES, INC 20620 JM FAMILY ENTERPRISES INC 2020 second_quarter FIN Consumer Financial Protection Bureau regulatory actions, oversight and legislation related to auto finance S.2563 "Illicit Cash Act" H.R. 748 "The CARES Act" provisions related to federal assistance to Small Business including the Payroll Protection Program H.R. 266, "Paycheck Protection Program and Health Care Enhancement Act" H.R. 7010 "Paycheck Protection Program and Flexibility Act" "Privacy Notification Technical Clarification Act" Modernizing Annual Privacy Notice Requirement under the Gramm-Leach-Bliley Act. HOUSE OF REPRESENTATIVES,SENATE   80000 0 0 2020-07-15T14:27:07.437000-04:00
2466639 ACG ADVOCACY 2e3459e0-0827-4c68-b94c-50a1b97ae703 Q2 ACG ADVOCACY 2057 CREDIT PROTECTION COALTION 2020 second_quarter FIN Financial services issues. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2020-07-15T14:34:12.363000-04:00
2466648 ACG ADVOCACY 3f392691-6527-431b-8224-d08dfe77b11b Q2 ACG ADVOCACY 2057 LIFE INSURANCE SETTLEMENT ASSOCIATION (LISA) 2020 second_quarter FIN Life Settlement Issues. HOUSE OF REPRESENTATIVES,SENATE,White House Office 80000   0 0 2020-07-15T14:36:14.690000-04:00
2466659 INTERNATIONAL COUNCIL OF SHOPPING CENTERS aa5531bb-311a-4517-b321-cd55931a1381 Q2 INTERNATIONAL COUNCIL OF SHOPPING CENTERS 19935 INTERNATIONAL COUNCIL OF SHOPPING CENTERS 2020 second_quarter FIN H.R. 2513/S. 1978 The Corporate Transparency Act - ALL S. 2563 Illicit Cash Act - ALL S. 1889 TITLE Act - ALL Assistance for Commercial Mortgage Back Securities loan borrowers - no bill Expansion of Term Asset-Backed Securities Loan Facility (TALF) - no bill Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office   560000 0 0 2020-07-15T14:40:20.303000-04:00
2466837 HERBALIFE INTERNATIONAL OF AMERICA, INC. 93f9d3c8-c431-4289-9aa5-6c26c6f53f50 Q2 HERBALIFE INTERNATIONAL OF AMERICA, INC. 287018 HERBALIFE INTERNATIONAL OF AMERICA INC 2020 second_quarter FIN Corporate governance issues Agriculture, Dept of (USDA),Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR)   130000 0 0 2020-07-15T15:59:08.693000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
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