lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
974 rows where filing_period = "second_quarter", filing_year = 2020 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2460012 | SHW PARTNERS LLC 999b5d93-d2a7-4ac0-8d46-317a8a8eb494 | 2T | SHW PARTNERS LLC | 401105655 | JENKINS HILL CONSULTING, LLC ON BEHALF OF FOUNTAINHEAD COMMERCIAL CAPITAL | 2020 | second_quarter | FIN | SBA paycheck protection program - No specific legislation. | Executive Office of the President (EOP),Natl Economic Council (NEC),Small Business Administration (SBA),Treasury, Dept of | 20000 | 0 | 1 | 2020-06-09T09:12:44-04:00 | |
| 2460160 | PRINTING INDUSTRIES OF AMERICA, INC. 622c1cbd-0b09-4b5a-929e-18f2a9f2966b | 2T | PRINTING INDUSTRIES OF AMERICA, INC. | 32203 | PRINTING INDUSTRIES OF AMERICA INC | 2020 | second_quarter | FIN | SEC Mailings | Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Intl Trade Administration (ITA),Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS) | 25000 | 0 | 1 | 2020-06-12T15:42:52.340000-04:00 | |
| 2460282 | THE VELASQUEZ GROUP, L.L.C. 01bfa797-60f4-40ad-94af-081b7fdefc6a | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2020 | second_quarter | FIN | Monitoring of S. 3111 Brokered Deposit Affiliate-Subsidiary Modernization Act of 2019; monitoring for legislation related to market data | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-06-23T21:24:36.253000-04:00 | |
| 2460648 | VETERANS EDUCATION SUCCESS e8577853-ac4c-45d6-9844-fea2b1f991e5 | Q2 | VETERANS EDUCATION SUCCESS | 401104702 | VETERANS EDUCATION SUCCESS | 2020 | second_quarter | FIN | Military Lending Act Payday Lending | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-07-01T13:32:31.400000-04:00 | |
| 2460722 | AMERICAN FINANCIAL SERVICES ASSOCIATION d56934d2-0d51-412c-9b80-5dd2124ed7f6 | Q2 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2020 | second_quarter | FIN | S. 3036 on unsolicited loan applications, issues pertaining to installment lending and vehicle financing, data security matters, credit reporting issues, Consumer Financial Protection Bureau matters, legislation regarding rates on credit lending (HR 2930 and S 1389 plus others not yet introduced), legislation regarding disclosure of debt settlement companies, unsolicited loan offers (S. 3036), provisions in CARES Act relating to accounting standards, credit provisions, and small business loans, HR 5332 on credit reporting language | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Accounting Standards Advisory Board (FASAB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office | 250000 | 0 | 0 | 2020-07-02T09:29:10.887000-04:00 | |
| 2460736 | HOLLAND & KNIGHT LLP 6d6b1dbf-d54f-4ea0-ae9a-2c99342e7981 | Q2 | HOLLAND & KNIGHT LLP | 18466 | REFORMA STRATEGIES LLC (ON BEHALF OF EAST-WEST BANK) | 2020 | second_quarter | FIN | Minority Depository Institutions | HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) | 20000 | 0 | 0 | 2020-07-02T10:41:15.660000-04:00 | |
| 2460783 | MR. DOYCE BOESCH 16c9150e-cb2a-4ced-ac8b-2256f65e6116 | Q2 | MR. DOYCE BOESCH | 400677020 | FIDELITY INVESTMENTS | 2020 | second_quarter | FIN | Mostly provided information on what appears to be priorities of relevant members of Congress. Helped arrange desired meetings with members of Congress. Provided advice. | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2020-07-02T12:38:35.407000-04:00 | |
| 2460787 | MR. DOYCE BOESCH f0ac1c62-b536-4775-9860-e991767cbfd0 | Q2 | MR. DOYCE BOESCH | 400677020 | INVESTMENT COMPANY INSTITUTE | 2020 | second_quarter | FIN | Arranged requested meetings. Advised on current legislation | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2020-07-02T12:44:38.293000-04:00 | |
| 2460899 | HOLLAND & KNIGHT LLP 5e1f4d7a-2eaa-4989-8fb6-f72d73c5ca55 | Q2 | HOLLAND & KNIGHT LLP | 18466 | BLOCK.ONE | 2020 | second_quarter | FIN | Issues related to financial services and financial technologies; blockchain. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-07-02T15:20:12.850000-04:00 | |
| 2460974 | THE WILLIAMS GROUP d265df8d-2d25-47c2-8e39-b122e16be6ec | Q2 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2020 | second_quarter | FIN | Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2020-07-03T09:26:48.553000-04:00 | |
| 2460977 | THE WILLIAMS GROUP a77574b6-c807-45fe-acd8-b7d888608250 | Q2 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2020 | second_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 16500 | 0 | 0 | 2020-07-03T09:30:49.400000-04:00 | |
| 2460979 | THE WILLIAMS GROUP 97c2509d-b7b2-4597-8bc3-60fdda2a4f00 | Q2 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2020 | second_quarter | FIN | Annual Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2020-07-03T09:31:49.990000-04:00 | |
| 2460983 | THE WILLIAMS GROUP 1bc9ce1b-f968-42ac-84a6-1a6a7c2880da | Q2 | THE WILLIAMS GROUP | 401104049 | TRANSUNION | 2020 | second_quarter | FIN | FCRA | HOUSE OF REPRESENTATIVES,SENATE | 11250 | 0 | 0 | 2020-07-03T09:38:52.893000-04:00 | |
| 2460985 | THE WILLIAMS GROUP 1b01f99f-5722-4c73-b9c7-de85f0a2ff4a | Q2 | THE WILLIAMS GROUP | 401104049 | THE MANAGED FUNDS ASSOCIATION | 2020 | second_quarter | FIN | Managed funds disclosures | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2020-07-03T09:44:54.103000-04:00 | |
| 2461218 | MORRISON PUBLIC AFFAIRS GROUP ad93c90e-35af-4e25-8bfd-9e633e5e4d8f | Q2 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2020 | second_quarter | FIN | Housing finance legislation and regulation. | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 40000 | 0 | 0 | 2020-07-05T15:53:51.180000-04:00 | |
| 2461424 | HOLLAND & KNIGHT LLP 08411693-eae8-4b0b-b938-a8459edac21f | Q2 | HOLLAND & KNIGHT LLP | 18466 | SMALL BUSINESS INVESTOR ALLIANCE | 2020 | second_quarter | FIN | Issues impacting Small Business Investment Companies, Business Development Companies; Tax issues. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-07-06T14:18:30.573000-04:00 | |
| 2461504 | HOLLAND & KNIGHT LLP 31e4ae93-20f1-40e8-aa37-c7652d2d9b81 | Q2 | HOLLAND & KNIGHT LLP | 18466 | HOUGHTON MIFFLIN HARCOURT | 2020 | second_quarter | FIN | S.3548 - CARES Act. | Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2020-07-06T17:04:12.670000-04:00 | |
| 2461621 | RULON & WHITE GOVERNANCE STRATEGIES 983b88fa-4868-4f96-8ebe-a92655f0791b | Q2 | RULON & WHITE GOVERNANCE STRATEGIES | 400712134 | BITCOIN HOLDINGS AND SATOSHI NAKAMOTO RENAISSANCE HOLDINGS | 2020 | second_quarter | FIN | SEC Jay Clayton: Lobbying for appearance of Satoshi Nakamoto to appear before SEC Introduction of Satoshi Nakamoto to Staff and appear before the Technology Committee of U.S Congress. Anthony Fauci- Satoshi Nakamoto Vaccine | HOUSE OF REPRESENTATIVES,Natl Institutes of Health (NIH) | 0 | 0 | 2020-07-07T02:14:13.707000-04:00 | ||
| 2461732 | HOLLAND & KNIGHT LLP 58ccd676-86b3-4de7-a396-364bb3dc7532 | Q2 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2020 | second_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule and financial planning business objectives. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-07-07T12:00:22.570000-04:00 | |
| 2461825 | DENT STRATEGIES ddde5190-960c-422f-a6f3-4f7ee32fc9e4 | Q2 | DENT STRATEGIES | 401105616 | CUNA MUTUAL GROUP | 2020 | second_quarter | FIN | S. 3533/H.R. 6364 - The Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020 - provide for greater utilization of electronic notarization. H.R. 6983/H.R. 7011 - The Pandemic Risk Insurance Act of 2020 - creation of a new risk insurance scheme to provide coverage in the instances of pandemics. | 30000 | 0 | 0 | 2020-07-07T13:55:16.167000-04:00 | ||
| 2461834 | HOLLAND & KNIGHT LLP 460c7759-9128-43ac-a18e-7a2db0fc4c5e | Q2 | HOLLAND & KNIGHT LLP | 18466 | UNITED SHORE FINANCIAL SERVICES, LLC | 2020 | second_quarter | FIN | Legislative and regulatory changes impacting the mortgage industry. | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2020-07-07T14:06:23.547000-04:00 | |
| 2461844 | HOLLAND & KNIGHT LLP 092426e9-3537-42c9-9b54-3698cd55320d | Q2 | HOLLAND & KNIGHT LLP | 18466 | U.S. MORTGAGE INSURERS | 2020 | second_quarter | FIN | Advise on mortgage finance and the regulatory impacts therein. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-07-07T14:11:32.163000-04:00 | |
| 2461867 | HOLLAND & KNIGHT LLP 3a975f46-d389-484c-b5a3-d8252fc3f5b8 | Q2 | HOLLAND & KNIGHT LLP | 18466 | MIDFIRST BANK | 2020 | second_quarter | FIN | Implementation of P.L. 115-174, the Economic Growth, Regulatory Relief, and Consumer Protection Act; Federal Housing Administration rulemaking; H.R.1595 - Secure And Fair Enforcement Banking Act of 2019. | HOUSE OF REPRESENTATIVES | 10000 | 0 | 0 | 2020-07-07T14:20:47.217000-04:00 | |
| 2461917 | HOLLAND & KNIGHT LLP a778341d-887f-42cf-a731-0835d12b1ea9 | Q2 | HOLLAND & KNIGHT LLP | 18466 | NAT'L COMMUNITY REINVESTMENT COALITION | 2020 | second_quarter | FIN | Single family residential homeownership. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 10000 | 0 | 0 | 2020-07-07T14:53:23.957000-04:00 | |
| 2461927 | HOLLAND & KNIGHT LLP 7caa97b8-9a4e-4768-a373-55d14c2153c8 | Q2 | HOLLAND & KNIGHT LLP | 18466 | RADIAN GROUP, INC. | 2020 | second_quarter | FIN | Government sponsored entity reform, housing affordability and credit access. | 60000 | 0 | 0 | 2020-07-07T14:57:27.860000-04:00 | ||
| 2461949 | HOLLAND & KNIGHT LLP 16efac43-c8e2-44a3-b527-e986fb332bc3 | Q2 | HOLLAND & KNIGHT LLP | 18466 | AMERICA'S HOMEOWNER ALLIANCE | 2020 | second_quarter | FIN | Housing affordability and access to credit. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-07-07T15:14:44.610000-04:00 | ||
| 2461961 | RICCHETTI INCORPORATED 5771d4f8-3e41-4efc-893e-9a6278359dda | Q2 | RICCHETTI INCORPORATED | 62778 | FINSECA | 2020 | second_quarter | FIN | issues related to standards of care for insurance agents and restrictions on commission based compensation arrangements | HOUSE OF REPRESENTATIVES,SENATE | 75000 | 0 | 0 | 2020-07-07T15:25:56.057000-04:00 | |
| 2462269 | DENT STRATEGIES cd32ac5e-a300-412a-9323-f28e8191c744 | Q2 | DENT STRATEGIES | 401105616 | CUNA MUTUAL GROUP | 2020 | second_quarter | FIN | S. 3533/H.R. 6364 - The Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020 - provide for greater utilization of electronic notarization. H.R. 6983/H.R. 7011 - The Pandemic Risk Insurance Act of 2020 - creation of a new risk insurance scheme to provide coverage in the instances of pandemics. | 30000 | 0 | 0 | 2020-07-08T10:15:17.360000-04:00 | ||
| 2462291 | CASSIDY & ASSOCIATES, INC. 61fd6ee5-9edf-41e5-b47a-126a849a5d1f | Q2 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2020 | second_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2020-07-08T10:41:30.950000-04:00 | |
| 2462397 | THORSEN FRENCH ADVOCACY LLC f661a4f5-f1fd-4fec-9632-763a5c476f68 | Q2 | THORSEN FRENCH ADVOCACY LLC | 400599826 | WESTERN UNION | 2020 | second_quarter | FIN | Issues Related to Anti-Money Laundering. Counterfeiting Issues. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-07-08T11:58:42.760000-04:00 | |
| 2462409 | BLOOMBERG LLP 0a5e6689-fbb7-465c-8cea-cf723d65a481 | Q2 | BLOOMBERG LLP | 67251 | BLOOMBERG LLP | 2020 | second_quarter | FIN | Potential issues relating to investor access to information and market structure. | Bureau of Labor Statistics (BLS),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 100000 | 0 | 0 | 2020-07-08T12:11:48.507000-04:00 | |
| 2462496 | RWC, INC 2079c496-464b-45d2-b339-a2065e4485db | Q2 | RWC, INC | 400510505 | COIN CENTER | 2020 | second_quarter | FIN | Issues related to cryptocurrency technology | Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2020-07-08T14:03:12.250000-04:00 | |
| 2462557 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 5c82895e-4a55-493e-a947-eb220d0dc03e | Q2 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) | 24486 | PRA GROUP | 2020 | second_quarter | FIN | Financial Services, Telephone Consumer Protection Act; Consumer Financial Protection | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-07-08T15:26:51.677000-04:00 | |
| 2462567 | MONEYGRAM INTERNATIONAL INC. c3214e25-956d-402a-9405-4afe4c270421 | Q2 | MONEYGRAM INTERNATIONAL INC. | 401103625 | MONEYGRAM INTERNATIONAL INC. | 2020 | second_quarter | FIN | Issues related to money transfer services, de-risking and fintech; Issues related to federal financial regulation, consumer protection, and the Bank Secrecy Act; Issues related to improving scam prevention and fraud protection standards; Issues related to anti-money laundering and terrorist financing | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2020-07-08T16:07:05.317000-04:00 | |
| 2462769 | RESOLUTION PUBLIC AFFAIRS, LLC 6f8fb500-0027-4243-99bd-03a21f2c8a83 | Q2 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | CITIGROUP WASHINGTON, INC | 2020 | second_quarter | FIN | Issues related to Financial Institutions, generally | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-07-09T10:18:17.543000-04:00 | |
| 2462784 | RESOLUTION PUBLIC AFFAIRS, LLC 914061e6-4b2c-41c3-9874-509d192f362e | Q2 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | WELLS FARGO & COMPANY | 2020 | second_quarter | FIN | Issues related to financial institutions generally. Issues related to the Dodd-Frank Act (P.L.111-203) | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-07-09T10:39:25.947000-04:00 | |
| 2462791 | RESOLUTION PUBLIC AFFAIRS, LLC e9e8a364-50b0-45fa-8aac-8f601df23fa2 | Q2 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | INVESTMENT COMPANY INSTITUTE | 2020 | second_quarter | FIN | Issues related to CARES Act, generally Environmental, Social, and Governance Investing SEC Data Security FSOC nonbank SIFI designation process reforms Cross-Border Derivatives (Definition of US Person) Hiring Diversity in Asset Management | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-07-09T10:43:32.557000-04:00 | |
| 2462852 | EXEL ADVISORS d49b6778-4e52-4b6b-b44b-d540854987a5 | Q2 | EXEL ADVISORS | 401105119 | MGIC | 2020 | second_quarter | FIN | Mortgage Lending. Financial Institutions. Government Sponsored Enterprises. Proxy advisors. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-07-09T11:56:19.627000-04:00 | |
| 2462916 | HUTTON STRATEGIES 922b6ebe-ca65-4d63-a24c-953003c25623 | Q2 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2020 | second_quarter | FIN | Financial services & Capital markets issues generally; S. 733 & H.R. 4492, Consumer Financial Choice & Capital Markets Protection Act of 2019. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-07-09T12:45:09.607000-04:00 | |
| 2462953 | HOLLAND & KNIGHT LLP 92855785-1c8b-40fa-ab2c-9b77220ddc9e | Q2 | HOLLAND & KNIGHT LLP | 18466 | NATIONAL ASSOCIATION OF PERSONAL FINANCIAL ADVISORS | 2020 | second_quarter | FIN | Broadening SECURE ACT/retirement reform acts; Federal policy related to financial and retirement security. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-07-09T13:07:47.417000-04:00 | |
| 2463012 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION ff693f4a-84c2-4039-bf84-7df33902f084 | Q2 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2020 | second_quarter | FIN | Coronavirus Aid, Relief, and Economic Security Act - HR 748 - Main Street Lending Program ? Term Asset-Backed SEcurities Loan Facility Investment Advisers Act of 1940 - proposed amendments to the advertising rule Investment Advisers Act of 1940 - Proposed Rule Regarding Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers Transactions in Certain Leveraged/Inverse Investment Vehicles Securities Exchange Act of 1934 - Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice Commodity Exchange Act - position limits for derivatives HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act & Commodity Exchange Act - proposed amendments to compliance requirements for commodity pool operators on Form CPO-PQR | Commodity Futures Trading Commission (CFTC),Federal Reserve System,Securities & Exchange Commission (SEC) | 70000 | 0 | 0 | 2020-07-09T13:37:27.593000-04:00 | |
| 2463307 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 9cb68f06-72f0-48da-8cec-798acdce2c74 | Q2 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2020 | second_quarter | FIN | Legislation and Regulation - Coronavirus Aid, Relief, and Economic Security (CARES) Acts Paycheck Protection Program (PPP), and the Treasury and SBA implementation - interest rate below break-even, short PPP loan terms, restricted use of PPP loan proceeds, and lender liability, and a PPP related liquidity facility (Treasury, SBA, House, Senate and Federal Reserve) Coronavirus Aid, Relief, and Economic Security (CARES) Acts Paycheck Protection Program (PPP), and the Treasury and SBA implementation - lender participation in the PPP, general availability of SBA forms, access to the SBAs portal, obtaining log-in credentials, SBA forms to obtain approval to become certified, SBA website list of active SBA lenders, SBA website list of PPP lenders, SBA call center access, late release of rules prior to the PPP going live, confusion surrounding the guaranteed portion of the PPP loans, bank board members not eligible to apply for PPP loans at their bank, PPP related liquidity facility, access to the SBA for answers to questions about the PPP, conflicting messaging from the SBA, and consistent need for additional guidance from the SBA and Treasury on various aspects of the PPP (House and Senate) Coronavirus Aid, Relief, and Economic Security (CARES) Acts Paycheck Protection Program (PPP), and the Treasury and SBA implementation - SBA technology supporting the PPP including delays in accessing E-Tran and the Lender Gateway, additional funding for (replenishing) the PPP, allocation of 25% of future PPP funds for banks under $50 billion in assets, and the creation of a Federal Reserve facility to support lending by providing term financing backed by PPP loans (Treasury, SBA, Federal Reserve, House and Senate) Coronavirus Aid, Relief, and Economic Security (CARES) Acts Paycheck Protection Program (PPP), and the Treasury and SBA implementation - allocation of 25% of future PPP funds for banks under $50 billion in assets, more workable loan terms - interest rates below funding costs, more flexible … | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of | 60000 | 0 | 0 | 2020-07-10T11:51:26.777000-04:00 | |
| 2463314 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 33b2aef1-314d-4186-82ad-7ff3a7967513 | Q2 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2020 | second_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 580000 | 0 | 0 | 2020-07-10T11:54:28.380000-04:00 | |
| 2463354 | HOLLAND & KNIGHT LLP 30c65d17-f3dc-4f6f-94c3-c8861e012959 | Q2 | HOLLAND & KNIGHT LLP | 18466 | FINANCIAL SERVICES INSTITUTE | 2020 | second_quarter | FIN | Best interest standard for SEC; Independent Contractor legislation; tax deductibility of advisory fees; exemption of small broker deals; retirement security; regulation through enforcement at the Securities and Exchange Commission. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-07-10T12:17:51.777000-04:00 | |
| 2463371 | THE INSTITUTE OF INTERNAL AUDITORS 3727e9ff-43b8-4590-a481-db3ca3b6e2b4 | Q2 | THE INSTITUTE OF INTERNAL AUDITORS | 401104412 | THE INSTITUTE OF INTERNAL AUDITORS | 2020 | second_quarter | FIN | Issues related to corporate governance, risk management, and auditing standards. Issues related to the internal auditing sector. Issues related to SEC disclosures. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-07-10T12:29:03.217000-04:00 | |
| 2463404 | MCDERMOTT WILL & SCHULTE LLP 1d64df51-5b69-42ab-896e-03b1efa6ce06 | Q2 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2020 | second_quarter | FIN | Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-07-10T13:00:29.727000-04:00 | ||
| 2463429 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 79d02c8e-05b4-48f0-a72f-bab1eb2f4f9e | Q2 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2020 | second_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 529424 | 0 | 0 | 2020-07-10T13:20:00.257000-04:00 | |
| 2463596 | TD BANK, NA 5934f075-338d-44fc-bb5d-d2dc0f0e9473 | Q2 | TD BANK, NA | 400761286 | TD BANK, NA | 2020 | second_quarter | FIN | Discussions regarding mortgage finance, foreclosure policy Issues regarding implementation of Dodd-Frank act Implementation of S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act Basel III implementation; budget and fiscal policy Cyber-Security Export-Import Bank reauthorization Fintech AML/BSA Data privacy Payments issues Consumer issues Coronavirus Aid, Relief, and Economic Security Act (CARES Act) Paycheck Protection Program | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of | 120000 | 0 | 0 | 2020-07-10T16:05:27.927000-04:00 | |
| 2463609 | CLEARY GOTTLIEB STEEN & HAMILTON LLP 878038be-c9b2-4f14-bdc9-cdf334b00827 | Q2 | CLEARY GOTTLIEB STEEN & HAMILTON LLP | 9476 | SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION | 2020 | second_quarter | FIN | Issues related to the implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203). | Commodity Futures Trading Commission (CFTC) | 10000 | 0 | 0 | 2020-07-10T16:12:43.270000-04:00 | |
| 2463627 | FAIR ISAAC CORPORATION (DBA FICO) d92f3285-341a-4811-a112-dd3c111023d7 | Q2 | FAIR ISAAC CORPORATION (DBA FICO) | 400612859 | FAIR ISAAC CORPORATION (DBA FICO) | 2020 | second_quarter | FIN | Issues related to credit scoring; Implementation of PL 115-174, Economic Growth, Regulatory Relief and Consumer Protection Act (credit scores); H.R. 4231/S. 1828, Credit Access and Inclusion Act of 2019; H.R. 123, FHA Additional Credit Pilot Program Reauthorization Act; H.R. 748, Coronavirus Aid, Relief, and Economic Security (CARES) Act; H.R. 6800, Health and Economic Recovery Omnibus Emergency Solutions (HEROES) Act | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2020-07-10T16:23:07.027000-04:00 | |
| 2463655 | LAVENDER CONSULTANTS 45e1444e-7426-4159-855e-e2403f305dc7 | Q2 | LAVENDER CONSULTANTS | 401104727 | JACKSON VAUGHN PUBLIC STRATEGIES ON BEHALF OF ENOVA ONLINE SERVICES, INC. | 2020 | second_quarter | FIN | CFPB Small Dollar Lending Rule Operation Chokepoint Fintech Charter True Lender Legislation Valid When Made Legislation HR 1509/S. 656 - Stopping Abuse & Fraud in Electronic Lending Act of 2019 (SAFE Lending Act of 2019) HR 56 - Financial Technology Protection Act HR 189 - Financial Institution Customer Protection Act of 2019 HR 741 - Taking Account of Institutions with Low Operation Risk Act of 2019 (TAILOR Act of 2019) HR 1282 - Data Accountability & Trust Act HR 1423610, Forced Arbitration Injustice Repeal act; HR 1491 - Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019 (FINTECH Act of 2019) HR 1423 companion bill to S.610 H.R.5050 - Veterans and Consumers Fair Credit Act S. 142 - American Data Dissemination Act of 2019 S. 583 - Digital Accountability and Transparency to Advance Privacy Act S. 610 - Forced Arbitration Injustice Repeal Act S. 630 - Arbitration Fairness for Consumers Act S. 635 - Restoring Statutory Rights and Interests of the States Act of 2019 (arbitration) S.283 -Veterans and Consumers Fair Credit Act S. 2808 - Emergency Assistance in Response to the Covid-19 PandemicH.R. 6074: Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 H.R. 6201: Families First Coronavirus Response Act H.R. 748: Coronavirus Aid, Relief, and Economic Security Act H.R. 266: Paycheck Protection Program and Health Care Enhancement Act | Consumer Financial Protection Bureau (CFPB),Executive Office of the President (EOP),Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2020-07-10T16:38:25.060000-04:00 | |
| 2463708 | CLEARY GOTTLIEB STEEN & HAMILTON LLP 339f45a8-46b5-469f-be50-e8605852cebb | Q2 | CLEARY GOTTLIEB STEEN & HAMILTON LLP | 9476 | INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. | 2020 | second_quarter | FIN | Issues related to the implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203). | Commodity Futures Trading Commission (CFTC) | 10000 | 0 | 0 | 2020-07-10T18:00:44.797000-04:00 | |
| 2463771 | REPUBLIC CONSULTING, LLC 18555b42-8e20-4467-807a-704f6e7f65d5 | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | FINICITY | 2020 | second_quarter | FIN | Advocate Consumer Access to financial data. | Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 0 | 2020-07-11T12:57:45.657000-04:00 | |
| 2463773 | REPUBLIC CONSULTING, LLC 4cf0d8f9-bf75-464f-aff1-5a34dba2f9a9 | 2T | REPUBLIC CONSULTING, LLC | 401016871 | FINICITY | 2020 | second_quarter | FIN | Advocate Consumer Access to financial data. | Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 1 | 2020-07-11T13:01:47.120000-04:00 | |
| 2463775 | REPUBLIC CONSULTING, LLC 11679ce1-c94c-4e36-b67a-49b4d0e33859 | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | NATIONAL ASSOCIATION OF AFFORDABLE HOUSING LENDERS | 2020 | second_quarter | FIN | Community Reinvestment Act regulations, affordable housing programs, and affordable housing tax credits. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-07-11T13:09:48.923000-04:00 | |
| 2463781 | REPUBLIC CONSULTING, LLC e4c84bd5-0987-4c9c-a7b6-d9ec33846078 | 2T | REPUBLIC CONSULTING, LLC | 401016871 | NATIONAL ASSOCIATION OF AFFORDABLE HOUSING LENDERS | 2020 | second_quarter | FIN | Community Reinvestment Act regulations, affordable housing programs, and affordable housing tax credits. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2020-07-11T13:12:50.400000-04:00 | |
| 2463783 | REPUBLIC CONSULTING, LLC 94e21a93-a568-46e0-9776-f1ebbb6578f2 | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | CFA INSTITUTE | 2020 | second_quarter | FIN | Capital Markets Policy and regulation of investment professionals, and investment products. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-07-11T13:35:52.017000-04:00 | |
| 2463784 | REPUBLIC CONSULTING, LLC 22f7aff4-5553-4934-b11a-91a51d2ae383 | 2T | REPUBLIC CONSULTING, LLC | 401016871 | CFA INSTITUTE | 2020 | second_quarter | FIN | Capital Markets Policy and regulation of investment professionals, and investment products. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 1 | 2020-07-11T13:37:53.460000-04:00 | |
| 2463788 | REPUBLIC CONSULTING, LLC c45ab38a-83c8-43ac-8796-09edd80f6f49 | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | WORKIVA | 2020 | second_quarter | FIN | Financial Transparency Act and Use of machine readable data in government reports. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2020-07-11T13:43:56.847000-04:00 | |
| 2463792 | REPUBLIC CONSULTING, LLC 7f6fb7e4-4ac8-400b-a769-fb1e73c83ef3 | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | MORTGAGE BANKERS ASSOCIATION | 2020 | second_quarter | FIN | Issues related to mortgage banking, mortgage finance, and affordable housing. | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2020-07-11T13:50:59.913000-04:00 | |
| 2463798 | REPUBLIC CONSULTING, LLC e84d237d-5202-40ec-80b2-f780b5dabbcc | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | DEPLHI TECHNOLOGIES | 2020 | second_quarter | FIN | Monitor issues related to the CARES Act passage and implementation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-07-11T14:07:05.593000-04:00 | |
| 2463799 | REPUBLIC CONSULTING, LLC 320872b4-fe3f-4d07-afb4-8c0c3e70f388 | 2T | REPUBLIC CONSULTING, LLC | 401016871 | DEPLHI TECHNOLOGIES | 2020 | second_quarter | FIN | Monitor issues related to the CARES Act passage and implementation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2020-07-11T14:09:07.200000-04:00 | |
| 2463867 | BAKER & HOSTETLER LLP a606f01a-6c6b-43af-b929-83db7685dc82 | Q2 | BAKER & HOSTETLER LLP | 5131 | EQUITY MARKETS ASSOCIATION | 2020 | second_quarter | FIN | Policies that advance market transparency, incentivize capital formation and ensure a robust secondary market for securities trading. | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,Vice President of the U.S. | 60000 | 0 | 0 | 2020-07-12T17:08:22.027000-04:00 | |
| 2463874 | BAKER & HOSTETLER LLP 7dbffa7e-32ab-44b1-bf3f-917441b06d6c | Q2 | BAKER & HOSTETLER LLP | 5131 | IOWNIT CAPITAL AND MARKETS, INC. | 2020 | second_quarter | FIN | Federal policy issues related to the registration, operation and supervision of broker-dealers and alternative trading systems, blockchain distributed ledger technology, and private offerings and associated exemptions. | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2020-07-12T17:15:28.050000-04:00 | |
| 2463877 | BAKER & HOSTETLER LLP 0365dc16-37b1-4bef-b473-68370a7a1134 | Q2 | BAKER & HOSTETLER LLP | 5131 | NASDAQ, INC. | 2020 | second_quarter | FIN | Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry. | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 90000 | 0 | 0 | 2020-07-12T17:18:31.207000-04:00 | |
| 2463880 | BAKER & HOSTETLER LLP 238c2070-ac9d-43f3-b006-60218dc0b8dd | Q2 | BAKER & HOSTETLER LLP | 5131 | PWC US GROUP LLP | 2020 | second_quarter | FIN | Policy issues related to financial services and accounting industries | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2020-07-12T17:22:36.097000-04:00 | |
| 2463882 | BAKER & HOSTETLER LLP e6f72fc7-6c46-4524-bb60-1f8cb6721d9a | Q2 | BAKER & HOSTETLER LLP | 5131 | PRUDENTIAL FINANCIAL INC. | 2020 | second_quarter | FIN | Policy issues related to financial regulatory reform and retirement plan options. | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2020-07-12T17:33:39.447000-04:00 | |
| 2463893 | BAKER & HOSTETLER LLP 5a0b9140-c49a-4c2a-a1d5-7daa97592bb0 | Q2 | BAKER & HOSTETLER LLP | 5131 | DEPOSITORY TRUST & CLEARING CORPORATION | 2020 | second_quarter | FIN | Policy issues related to capital markets and the clearance and settlement of securities transactions. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2020-07-12T18:00:23.223000-04:00 | |
| 2463936 | HSBC TECHNOLOGY AND SERVICES USA INC. bf18cf88-5d0c-4a4d-bc0a-0741488424b8 | Q2 | HSBC TECHNOLOGY AND SERVICES USA INC. | 18694 | HSBC TECHNOLOGY AND SERVICES USA INC. | 2020 | second_quarter | FIN | Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Accountability Act Monitored S.945 Holding Companies Accountable Act Monitored S.3744 should be Uyghur Human Rights Policy Act of 2020 Monitored S.945 Holding Foreign Companies Accountable Act | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of | 550000 | 0 | 0 | 2020-07-13T09:02:43.077000-04:00 | |
| 2464200 | COUNCIL OF INSTITUTIONAL INVESTORS 9f232f49-2281-42d9-ac4a-6e921a8598d8 | Q2 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2020 | second_quarter | FIN | June 29, 2020CII letter to SEC on PCAOB board seat June 25, 2020CII letter to SEC on Nasdaq proposed rules regarding companies from restrictive markets June 18, 2020CII letter to SEC on Nasdaq proposed rule regarding listed companys auditor in a restrictive market June 11, 2020CII letter to PCAOB on Interim Analysis No. 2020-01, Critical Audit Matter Requirements June 11, 2020CII responses to European Commission consultation on Non-Financial Reporting Directive review June 5, 2020Joint CII ILPA Letter to SEC on IA Committee May 28, 2020CII letter to SEC on exempt offering framework May 21, 2020CII letter to World Economic Forum regarding sustainability dislcosure consultation May 19, 2020CII supplemental comment letter on SEC proposed amendments to Rule 14a-8 May 14, 2020CII letter to S&P regarding Facebook and S&P 500 ESG Index May 5, 2020CII letter to SEC on fund names May 3, 2020CII letter to the SEC Investor Advisory Committee on public company disclosure considerations and shareholder engagement/virtual shareholder meetings in the Covid-19 pandemic context April 29, 2020CII and CFA Institute joint comment letter to SEC on MD&A proposal April 27, 2020CII and CFA joint letter to Congressional Leadership supporting independent accounting standard setting April 23, 2020CII letter to SEC on IEX D-Limit order type April 23, 2020PCAOB response letter to April 9 CII letter on Luckin Coffee April 23, 2020CII response to HKEX corporate dual-class consultation April 22, 2020Letter from CII and other investor groups to AT&T on participation in virtual shareholder meeting April 16, 2020CII comment letter to SEC on NYSE direct listing proposal April 9, 2020CII letter to PCAOB Chairman on Luckin Coffee Inc. March 27, 2020Reactions from Legal Experts to Footnote # 169 in Salzberg v. Blue Apron Holdings, Inc., et al. March 19, 2020CII comment letter to PCAOB on Quality Control Standards March 16, 2020CII comment letter to SEC on Qualifications of Accountants March 12, 2020CII response to Hang Seng dual class consultation | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2020-07-13T13:56:56.240000-04:00 | |
| 2464220 | TAUZIN CONSULTANTS, LLC 450a24fc-0289-4ac8-8fb7-f336723120e7 | Q2 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2020 | second_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-07-13T14:09:06.067000-04:00 | |
| 2464224 | TAUZIN STRATEGIC NETWORKS 6b460487-b59a-4293-8d2d-97691321788e | Q2 | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) | 2020 | second_quarter | FIN | Advocated for issues relating to the upcoming NFIP. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-07-13T14:10:06.530000-04:00 | |
| 2464284 | BALCH & BINGHAM, LLP df457289-a799-4d9f-ad1e-d3e2b38ed742 | Q2 | BALCH & BINGHAM, LLP | 5197 | GLOBE LIFE, INC. F/K/A TORCHMARK CORPORATION | 2020 | second_quarter | FIN | Matters related to the Federal Reserve Commercial Paper Funding Facility 2020. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-07-13T14:36:22.663000-04:00 | |
| 2464322 | THE NICKLES GROUP, LLC c84dbe21-10a2-456c-ba80-5d09857e3fec | Q2 | THE NICKLES GROUP, LLC | 293335 | SECURE PAYMENTS PARTNERSHIP | 2020 | second_quarter | FIN | Issues related to competitive rating; issues related to payment standards & implementation; issues related to payments & security innovation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-07-13T15:08:40.273000-04:00 | |
| 2464468 | CAPITOL COUNSEL LLC a247cc73-b0b5-4320-834f-3a12e2761495 | Q2 | CAPITOL COUNSEL LLC | 313715 | CAPITAL MAGNET FUND COALITION (AD HOC COALITION) | 2020 | second_quarter | FIN | Advocacy for Capital Magnet Fund funding as well as on grantee/administrative issues. | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2020-07-13T16:55:27.120000-04:00 | |
| 2464897 | MINDSET ADVOCACY, LLC bee15fb4-86a6-46bd-b7dc-98d033c9125c | 2T | MINDSET ADVOCACY, LLC | 296271 | MANAGED FUNDS ASSOCIATION | 2020 | second_quarter | FIN | Legislation and regulation impacting alternative investment vehicles | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 10000 | 0 | 1 | 2020-07-14T11:39:18.407000-04:00 | |
| 2464906 | MINDSET ADVOCACY, LLC 513e9fed-70cc-432d-bd2e-7d90a1d99d94 | Q2 | MINDSET ADVOCACY, LLC | 296271 | PURPOSE FINANCIAL, INC. | 2020 | second_quarter | FIN | Dodd-Frank Act implementation, CARES Act (S. 3548 & H.R. 748) | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-07-14T11:41:20.197000-04:00 | |
| 2464914 | MINDSET ADVOCACY, LLC 7f07b609-aa62-41fd-b41d-e4619ad0a1e4 | Q2 | MINDSET ADVOCACY, LLC | 296271 | SMALL BUSINESS INVESTOR ALLIANCE (SBIA) | 2020 | second_quarter | FIN | Financial services related issues; CARES Act (S. 3548 & H.R. 748); BDC parity | HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of | 50000 | 0 | 0 | 2020-07-14T11:44:23.527000-04:00 | |
| 2464933 | MINDSET ADVOCACY, LLC 0f9fc4d2-0b3b-4142-9894-5ca231953c57 | Q2 | MINDSET ADVOCACY, LLC | 296271 | FAIR ISAAC CORPORATION (DBA FICO) | 2020 | second_quarter | FIN | Issues related to credit scores and implementation of S.2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act." Comprehensive CREDIT Act of 2020 (H.R. 3621). CARES Act (H.R. 748). HEROES Act (H.R. 6800). | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2020-07-14T12:00:30.367000-04:00 | |
| 2465086 | HB STRATEGIES 97fee5cd-6dc2-4dfa-8b57-7f7cd0597202 | Q2 | HB STRATEGIES | 401104718 | HUSCH BLACKWELL ON BEHALF OF FRANKLIN SAVINGS CORP. | 2020 | second_quarter | FIN | Issues related to banking reform and regulatory overreach | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-07-14T13:35:13.517000-04:00 | |
| 2465090 | PORTERFIELD, FETTIG & SEARS, LLC 34f90380-576e-41c3-a50b-efa2972f29a2 | Q2 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | VANGUARD | 2020 | second_quarter | FIN | Issues addressing systemic risk; FSOC and the designation of nonbank financial firms as SIFIs (H.R.3561, S. 603 Financial Stability Oversight Council Improvement Act of 2019); asset management issues; data security and privacy; ETF issues; S. 733, H.R. 4492; Money Market Fund Issues. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2020-07-14T13:40:15.203000-04:00 | |
| 2465095 | GIRL SCOUTS OF THE U.S.A. e4923291-fdaf-42bc-b254-df5651c26282 | 2A | GIRL SCOUTS OF THE U.S.A. | 16236 | GIRL SCOUTS OF THE U.S.A. | 2020 | second_quarter | FIN | H.R. 748-Coronavirus Aid, Relief, and Economic Security Act, provisions related to the Main Street Lending Program | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) | 43288 | 0 | 0 | 2020-07-14T13:45:17.037000-04:00 | |
| 2465308 | BOND DEALERS OF AMERICA b0293df5-a845-4eb4-8397-a4a94d4e30f8 | Q2 | BOND DEALERS OF AMERICA | 400404907 | BOND DEALERS OF AMERICA | 2020 | second_quarter | FIN | Tax & Securities | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 5000 | 0 | 0 | 2020-07-14T15:07:30.120000-04:00 | |
| 2465324 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 153fa856-2c52-456f-942d-c65032a598d4 | Q2 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2020 | second_quarter | FIN | Credit unions operations, capital requirements and reserves Current Expected Credit Losses (CECL), and issues related to the Federal Credit Union Act. H.R. 748 CARES Act. Trouble Debt Restructuring and Financial Accounting Standards Board. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 110000 | 0 | 0 | 2020-07-14T15:12:35.100000-04:00 | |
| 2465348 | WARNER, NORCROSS + JUDD LLP c489dca2-481e-4b21-8bf5-6c440a9eeb30 | Q2 | WARNER, NORCROSS + JUDD LLP | 401050963 | BUSINESS INTERMEDIARY EDUCATION FOUNDATION | 2020 | second_quarter | FIN | Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 609 (116th Congress). The Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-07-14T15:28:47.063000-04:00 | ||
| 2465419 | QEP RESOURCES, INC. a5521197-8424-4564-a535-d231a344cb01 | Q2 | QEP RESOURCES, INC. | 400991823 | QEP RESOURCES, INC. | 2020 | second_quarter | FIN | HR 748 CARES Act - loans and tax related matters within the bill. | Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Office of Management & Budget (OMB),SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2020-07-14T15:57:08-04:00 | |
| 2465539 | AMERICAN GAMING ASSOCIATION 61ea941c-6f97-49f6-9b03-6c7a84c79dce | Q2 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2020 | second_quarter | FIN | Bank Secrecy Act, AML Compliance | Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office | 400000 | 0 | 0 | 2020-07-14T17:50:45.617000-04:00 | |
| 2465632 | VANTAGEKNIGHT LLC 39e67656-36b9-4eb7-96b3-b0cc1076231b | Q2 | VANTAGEKNIGHT LLC | 401104100 | CITIGROUP MANAGEMENT CORP. | 2020 | second_quarter | FIN | Matters related to global operations and competition issues | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office | 30000 | 0 | 0 | 2020-07-15T05:53:11.903000-04:00 | |
| 2465723 | SOCIETY FOR CORPORATE GOVERNANCE 1db95a9c-57bb-4243-9f2e-567eabdd97eb | Q2 | SOCIETY FOR CORPORATE GOVERNANCE | 400789376 | SOCIETY FOR CORPORATE GOVERNANCE | 2020 | second_quarter | FIN | Proxy Voting | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-07-15T09:46:36.377000-04:00 | |
| 2465818 | M&T BANK CORPORATION 575ac5c9-075c-4566-afd8-30c33b746511 | Q2 | M&T BANK CORPORATION | 401104858 | M&T BANK CORPORATION | 2020 | second_quarter | FIN | Small Business Lending, CARES ACT, other regulations related to financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2020-07-15T10:32:58.087000-04:00 | |
| 2466075 | MINDSET ADVOCACY, LLC b1829ed6-d712-4de1-9762-1b072f688925 | Q2 | MINDSET ADVOCACY, LLC | 296271 | RENAISSANCE RE NORTH AMERICA | 2020 | second_quarter | FIN | Risk mitigation, flood insurance reform, risk transfer | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-07-15T11:35:55.317000-04:00 | |
| 2466126 | THE LIVINGSTON GROUP, LLC cfd364e0-1fc8-4640-8a5f-1dbab48246a9 | Q2 | THE LIVINGSTON GROUP, LLC | 49635 | INVESTMENT COMPANY INSTITUTE | 2020 | second_quarter | FIN | S 603 Non-bank SIFI (Systemically Important Financial Institution) designation. Constitutional design of the Consumer Financial Protection Bureau Amendments to Section 36(b) of the Investment Company Act of 1940 to improve the ability of federal courts to terminate abusive law suits before trial. Relieve RIC (Regulated Investment Companies) advisers from duplicative CFTC registration as commodity pool operators under Rule 4.5 HR 1595 The SAFE Banking Act. The bill that would allow banks to provide financial services to state-regulated cannabis industries and those businesses that serve them. The lobbying concern is how the legislation might impact cannabis related investments. The Diverse Asset Managers Act (no bill number yet) that is being considered by the House Financial Services Committee. The CARES Act (S 3548) and subsequent relief efforts as they pertain to the money market industry. Issues include hardship access to retirement accounts, RMD policy, industry critical infrastructure designation, electronic filing of forms and documents, keeping markets open through the crises. Possible oversight of Money Market Funds with a special emphasis on how liquidity rules are becoming a "gate and fee" issue. | 30000 | 0 | 0 | 2020-07-15T11:52:11.430000-04:00 | ||
| 2466196 | MANUFACTURED HOUSING INSTITUTE 9e8a0438-b307-48ed-9246-14f5a759a247 | Q2 | MANUFACTURED HOUSING INSTITUTE | 23714 | MANUFACTURED HOUSING INSTITUTE | 2020 | second_quarter | FIN | Clarification of Paycheck Protection Program guidelines regarding the eligibility of manufactured housing communities to receive funds. Monitoring legislation that extends and expands the eviction moratorium and foreclosure moratorium for residents and landlords. Targeted liability relief legislation to provide businesses a safe harbor pass from unwarranted lawsuits from the COVID health emergency. | Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Energy, Dept of,Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),SENATE,Small Business Administration (SBA),Treasury, Dept of | 239783 | 0 | 0 | 2020-07-15T12:10:25.677000-04:00 | |
| 2466271 | NASDAQ, INC. 4480f41b-c13d-46f7-8f1e-c615b3271fa2 | Q2 | NASDAQ, INC. | 27115 | NASDAQ INC | 2020 | second_quarter | FIN | Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place; Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic; Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act of 2019; Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S.2306 - Main Street Growth Act; Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives; Legislation on 10-Q optionality, H.R.4076 - Modernizing Disclosures for Investors Act; Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R.3088 - Shareholder Protection Act of 2019; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Defend dual class structures; Stock buybacks; Financial transaction tax; Tax treatment of buybacks and dividends; Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities; Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and Requiring transparency of short positions that match existing requirements on long position holders. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 370000 | 0 | 0 | 2020-07-15T12:44:42.930000-04:00 | |
| 2466393 | URBAN SWIRSKI & ASSOCIATES, LLC 04104a2b-7ccd-45fd-9c4f-b8f0a45eaf09 | Q2 | URBAN SWIRSKI & ASSOCIATES, LLC | 400584784 | REINSURANCE GROUP OF AMERICA, INCORPORATED | 2020 | second_quarter | FIN | General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform and Consumer Protection Act" P.L. No. 111-203 | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-07-15T13:24:12.800000-04:00 | |
| 2466610 | JM FAMILY ENTERPRISES, INC 84835e25-c0bf-40b8-9cb6-53b8e4129caa | Q2 | JM FAMILY ENTERPRISES, INC | 20620 | JM FAMILY ENTERPRISES INC | 2020 | second_quarter | FIN | Consumer Financial Protection Bureau regulatory actions, oversight and legislation related to auto finance S.2563 "Illicit Cash Act" H.R. 748 "The CARES Act" provisions related to federal assistance to Small Business including the Payroll Protection Program H.R. 266, "Paycheck Protection Program and Health Care Enhancement Act" H.R. 7010 "Paycheck Protection Program and Flexibility Act" "Privacy Notification Technical Clarification Act" Modernizing Annual Privacy Notice Requirement under the Gramm-Leach-Bliley Act. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2020-07-15T14:27:07.437000-04:00 | |
| 2466639 | ACG ADVOCACY 2e3459e0-0827-4c68-b94c-50a1b97ae703 | Q2 | ACG ADVOCACY | 2057 | CREDIT PROTECTION COALTION | 2020 | second_quarter | FIN | Financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-07-15T14:34:12.363000-04:00 | |
| 2466648 | ACG ADVOCACY 3f392691-6527-431b-8224-d08dfe77b11b | Q2 | ACG ADVOCACY | 2057 | LIFE INSURANCE SETTLEMENT ASSOCIATION (LISA) | 2020 | second_quarter | FIN | Life Settlement Issues. | HOUSE OF REPRESENTATIVES,SENATE,White House Office | 80000 | 0 | 0 | 2020-07-15T14:36:14.690000-04:00 | |
| 2466659 | INTERNATIONAL COUNCIL OF SHOPPING CENTERS aa5531bb-311a-4517-b321-cd55931a1381 | Q2 | INTERNATIONAL COUNCIL OF SHOPPING CENTERS | 19935 | INTERNATIONAL COUNCIL OF SHOPPING CENTERS | 2020 | second_quarter | FIN | H.R. 2513/S. 1978 The Corporate Transparency Act - ALL S. 2563 Illicit Cash Act - ALL S. 1889 TITLE Act - ALL Assistance for Commercial Mortgage Back Securities loan borrowers - no bill Expansion of Term Asset-Backed Securities Loan Facility (TALF) - no bill | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office | 560000 | 0 | 0 | 2020-07-15T14:40:20.303000-04:00 | |
| 2466837 | HERBALIFE INTERNATIONAL OF AMERICA, INC. 93f9d3c8-c431-4289-9aa5-6c26c6f53f50 | Q2 | HERBALIFE INTERNATIONAL OF AMERICA, INC. | 287018 | HERBALIFE INTERNATIONAL OF AMERICA INC | 2020 | second_quarter | FIN | Corporate governance issues | Agriculture, Dept of (USDA),Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 130000 | 0 | 0 | 2020-07-15T15:59:08.693000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);