lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
891 rows where filing_period = "second_quarter", filing_year = 2019 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2297737 | FORBES-TATE 90b71735-05c5-427d-9941-63f9b743f779 | 2T | FORBES-TATE | 400976792 | ROBERTI GLOBAL, LLC ON BEHALF OF ASSURED GUARANTY MUNICIPAL CORP. | 2019 | second_quarter | FIN | Federal bankruptcy issues that affect Puerto Rico and/or impact the municipal bond market; Issues relating to the Puerto Rico Oversight, Management, and Economic Stability (PROMESA) (Pub.L. 114-187). | HOUSE OF REPRESENTATIVES,SENATE | 120000 | 0 | 1 | 2019-06-04T17:18:36.910000-04:00 | |
| 2297938 | JACKSON VAUGHN PUBLIC STRATEGIES fe110161-e735-4a9f-a65a-701c75f30e84 | 2T | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | FIRST COMMAND FINANCIAL SERVICES, INC. | 2019 | second_quarter | FIN | Department of Labor Fiduciary Rule; Department of Defense Rule 1344.07; HR 189, Financial Institution Customer Protection Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests in the States Act of 2019 | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 0 | 1 | 2019-06-13T11:33:15.937000-04:00 | ||
| 2298063 | CAPITOL CORE GROUP, INC. 142c5264-9d37-4d3a-8693-0146fccb2ef6 | 2T | CAPITOL CORE GROUP, INC. | 401103743 | FORTIFI FINANCIAL (FORMERLY, ENERGY EFFICIENT EQUITY) | 2019 | second_quarter | FIN | CFPB-2019-0011 | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2019-06-19T12:36:00.407000-04:00 | |
| 2298127 | THE VELASQUEZ GROUP, L.L.C. da122a4d-be34-42ec-ac35-9bf85036bc8e | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2019 | second_quarter | FIN | Monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress. | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2019-06-24T15:25:08.897000-04:00 | |
| 2298301 | NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD 3ac0c6f1-2a9d-4594-8d6e-29b1d8051671 | Q2 | NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD | 77993 | CONFERENCE OF PROVINCIALS OF NORTH AMERICA | 2019 | second_quarter | FIN | Expressed concern on the proposed rule , Removal of Safe Harbor Protection for Rebates involving Prescription Pharmaceuticals. | Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,White House Office | 30000 | 0 | 0 | 2019-06-28T19:51:08.790000-04:00 | |
| 2298371 | MORRISON PUBLIC AFFAIRS GROUP 1b1aec39-a0dc-4402-8441-83dd414d349a | Q2 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2019 | second_quarter | FIN | Housing finance legislation and regulation. | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 30000 | 0 | 0 | 2019-07-01T11:14:28.863000-04:00 | |
| 2298448 | NVG, LLC d275cf58-214e-4d87-81b0-aa7d3f03cf5d | Q2 | NVG, LLC | 76833 | REINVESTMENT FUND | 2019 | second_quarter | FIN | Community Development Financial Institutions (CDFI) Fund; Healthy Food Financing Initiative. | Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2019-07-01T15:16:06.403000-04:00 | |
| 2298643 | ALLON ADVOCACY, LLC a9988b6e-1e70-428d-9ec8-30cd14f30caa | Q2 | ALLON ADVOCACY, LLC | 401104657 | YODLEE INC. | 2019 | second_quarter | FIN | Access to consumer permissioned financial electronic records, third-party bank vendor risk management guidance, implementation of Open Banking regime in the United States, including H.R. 6789 (115th Congress) | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 70000 | 0 | 0 | 2019-07-02T10:31:37.030000-04:00 | |
| 2298650 | ALLON ADVOCACY, LLC 758563e5-f88f-4965-971a-469f7d1de9e1 | Q2 | ALLON ADVOCACY, LLC | 401104657 | ACHIEVE | 2019 | second_quarter | FIN | Marketplace lending issues | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2019-07-02T10:34:38.547000-04:00 | |
| 2298842 | FIDELIS GOVERNMENT RELATIONS 6facc67d-262b-42e3-9b6c-220cc0d5aee3 | Q2 | FIDELIS GOVERNMENT RELATIONS | 306011 | AFLAC | 2019 | second_quarter | FIN | Insurance issues generally | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE | 45000 | 0 | 0 | 2019-07-02T13:48:01.350000-04:00 | |
| 2298853 | RICH FEUER ANDERSON f625c938-032a-43df-a5ed-5f5d7cd82681 | Q2 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2019 | second_quarter | FIN | Regulation of asset managers. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2019-07-02T14:45:07.653000-04:00 | |
| 2298878 | JACKSON VAUGHN PUBLIC STRATEGIES 968d3d15-f199-45a4-a94a-4833050caca8 | Q2 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ENOVA ONLINE SERVICES, INC. | 2019 | second_quarter | FIN | CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, Loan Shark Prevention Act; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019 | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-07-02T15:07:24.470000-04:00 | ||
| 2298881 | JACKSON VAUGHN PUBLIC STRATEGIES e99f0cc0-5624-42f7-bbbb-a0a0f4de07f3 | Q2 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ONLINE LENDERS ALLIANCE | 2019 | second_quarter | FIN | CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, Loan Shark Prevention Act; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019 | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-07-02T15:11:26.923000-04:00 | ||
| 2298888 | RICH FEUER ANDERSON 15e36be0-5cdd-40ac-a229-645b79f93e82 | Q2 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2019 | second_quarter | FIN | Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2019-07-02T15:17:31.440000-04:00 | |
| 2299186 | THE WILLIAMS GROUP dbe8d35f-41dc-402a-8490-3af7a974129c | Q2 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2019 | second_quarter | FIN | Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2019-07-03T11:23:02.567000-04:00 | |
| 2299190 | THE WILLIAMS GROUP c1d4bb4f-6376-44e5-8d59-98ad83f6e3b1 | Q2 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2019 | second_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2019-07-03T11:25:03.347000-04:00 | |
| 2299191 | THE WILLIAMS GROUP 3c8b5273-f134-4dd2-aefa-b335f358435c | Q2 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2019 | second_quarter | FIN | Annual Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2019-07-03T11:26:04.160000-04:00 | |
| 2299201 | THE WILLIAMS GROUP 79f8c823-4952-4f42-ba9d-1da7837f5eaf | Q2 | THE WILLIAMS GROUP | 401104049 | TRANSUNION | 2019 | second_quarter | FIN | FCRA | HOUSE OF REPRESENTATIVES,SENATE | 11250 | 0 | 0 | 2019-07-03T11:30:09.380000-04:00 | |
| 2299215 | ONE ACTION 704fcb90-cb9e-4d2d-a53c-cc5b9bdb3a24 | Q2 | ONE ACTION | 400615867 | ONE ACTION | 2019 | second_quarter | FIN | BUILD Act Oversight with OPIC, USAID, and new DFC | HOUSE OF REPRESENTATIVES,Natl Security Council (NSC),Office of Management & Budget (OMB),Overseas Private Investment Corp (OPIC),SENATE,State, Dept of (DOS),U.S. Agency for International Development (USAID),White House Office | 630000 | 0 | 0 | 2019-07-03T11:56:19.257000-04:00 | |
| 2299252 | REPUBLIC CONSULTING, LLC 8b9bf331-8149-4995-a276-e6ea02d87b1f | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | FINICITY | 2019 | second_quarter | FIN | Advocate Consumer Access to financial data. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-07-03T12:39:35.933000-04:00 | |
| 2299269 | REPUBLIC CONSULTING, LLC ff839b4d-3180-40a4-96c0-eae678c9e55a | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | CFA INSTITUTE | 2019 | second_quarter | FIN | Capital Markets Policy and regulation of investment professionals, and investment products. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2019-07-03T12:46:38.687000-04:00 | |
| 2299273 | REPUBLIC CONSULTING, LLC abcf7ebc-b669-4496-a71e-94d9c4c5a54f | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | WORKIVA | 2019 | second_quarter | FIN | Financial Transparency Act and Use of machine readable data in government reports. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2019-07-03T12:53:40.373000-04:00 | |
| 2299287 | REPUBLIC CONSULTING, LLC 35140dc6-2f3b-4b9a-aa0a-9e1f19704bee | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | MORTGAGE BANKERS ASSOCIATION | 2019 | second_quarter | FIN | Issues related to GSE Reform and affordable housing. | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2019-07-03T13:15:49.173000-04:00 | |
| 2299396 | INTEREL US e067cc7b-b376-4787-ac65-ff375e98e35f | Q2 | INTEREL US | 401104823 | ISACA | 2019 | second_quarter | FIN | Lobbied on cybersecurity and related issues in regard to the financial services sector. | HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2019-07-03T15:51:40.987000-04:00 | |
| 2299407 | RICH FEUER ANDERSON 925c684b-f974-414a-80ad-ff41c718d818 | Q2 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2019 | second_quarter | FIN | Regulation of derivatives and capital requirements. Equities market structure issues. | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2019-07-03T16:32:48.837000-04:00 | |
| 2299530 | KABBAGE, INC. 784658a3-5668-4f9a-914d-97529a47e087 | Q2 | KABBAGE, INC. | 401104099 | KABBAGE, INC. | 2019 | second_quarter | FIN | 1. Educate members of Congress and agencies on Financial Technology solutions (FinTech) in the online small business lending space. 2. Advocate for open federal data (APIs) through regulatory action or Congressional action via CFPB's Dodd-Frank 1033 process and the IRS Data Verification Modernization Act of 2016 (McHenry and Booker) and H.R.1957 - the Taxpayer First Act of 2019. 3. Educate the OCC, and CFPB on an "Open Banking Environment" (Dodd-Frank Sec. 1033 compared to international systems like the U.K.) so small business customers may share their financial data through permission-based APIs with third-party FinTech platforms. 4. Discuss federal "FinTech Sandboxes". 5. Discuss legislative and regulatory ramifications stemming from the Madden v. Midland Funding, LLC case (Second Circuit) with respect to the "Valid When Made" doctrine | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 90000 | 0 | 0 | 2019-07-05T11:19:13.157000-04:00 | |
| 2299623 | HOLLAND & KNIGHT LLP fec03792-fc97-45e8-8bdb-65ec1159cea4 | Q2 | HOLLAND & KNIGHT LLP | 18466 | BLOCK.ONE | 2019 | second_quarter | FIN | Issues related to financial services and financial technologies. | HOUSE OF REPRESENTATIVES,White House Office | 80000 | 0 | 0 | 2019-07-05T13:54:03.927000-04:00 | |
| 2299636 | RICCHETTI INCORPORATED 465db89a-a913-403b-89ca-0b740aa03160 | Q2 | RICCHETTI INCORPORATED | 62778 | FINSECA | 2019 | second_quarter | FIN | issues related to standards of care for insurance agents and restrictions on commission based compensation arrangements | HOUSE OF REPRESENTATIVES,SENATE | 75000 | 0 | 0 | 2019-07-05T14:51:14.150000-04:00 | |
| 2299892 | PRINTING INDUSTRIES OF AMERICA, INC. 9a139697-19ad-4661-9c4c-b79ef5622eb6 | Q2 | PRINTING INDUSTRIES OF AMERICA, INC. | 32203 | PRINTING INDUSTRIES OF AMERICA INC | 2019 | second_quarter | FIN | SEC Mailings | Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Intl Trade Administration (ITA),Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS) | 80000 | 0 | 0 | 2019-07-08T13:01:33.490000-04:00 | |
| 2299930 | M&T BANK CORPORATION 267bb9fa-5fff-422e-9852-b36d7ca183fc | Q2 | M&T BANK CORPORATION | 401104858 | M&T BANK CORPORATION | 2019 | second_quarter | FIN | CECL; payments systems; The COUNTER Act; Small business lending; The SAFE Banking Act; other regulations related to financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2019-07-08T14:10:48.027000-04:00 | |
| 2299945 | RICH FEUER ANDERSON 494369d4-4520-4cd6-b1ed-c44e287c95a0 | Q2 | RICH FEUER ANDERSON | 84775 | AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION | 2019 | second_quarter | FIN | Regulatory structure for insurance and financial activities, including appropriate role of Federal Insurance Office and Federal Reserve. | Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE | 40000 | 0 | 0 | 2019-07-08T14:36:56.423000-04:00 | |
| 2299956 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 6c0e7982-af8d-4b9d-97b7-a9c2a8b82195 | Q2 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2019 | second_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 590412 | 0 | 0 | 2019-07-08T14:40:58.750000-04:00 | |
| 2299981 | ACUMENDC LLC 26b8e3eb-5a43-4271-b305-876a8388e3b6 | Q2 | ACUMENDC LLC | 401105134 | NATIONAL INSTALLMENT LENDERS ASSOCIATION | 2019 | second_quarter | FIN | Policies affecting traditional installment credit. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2019-07-08T15:03:05.033000-04:00 | |
| 2300000 | ACUMENDC LLC 482e32c8-5ed6-4cd7-b2dd-a5ffe2925e41 | Q2 | ACUMENDC LLC | 401105134 | CHARLES SCHWAB CORPORATION | 2019 | second_quarter | FIN | Legislation affecting broker dealers and other financial services. | 20000 | 0 | 0 | 2019-07-08T15:06:07.927000-04:00 | ||
| 2300022 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 48f68c1b-0ce8-4b04-a1a4-fa2b217e0c16 | Q2 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2019 | second_quarter | FIN | Federal Policy Priorities - 2019 The Community Bankers Association of Illinois (CBAI) supports fair competition for financial services, tiered regulation, the separation of banking and commerce, the dual banking system/charter choice, and financial innovation; and opposes discrimination favoring certain financial service providers, banking industry consolidation and systemic risk. The Independent Community Bankers of Americas legislative and regulatory agenda contained in their Community Focus 2020: The Community Bank Agenda for Expanding Economic Opportunity proposes a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to extend the nations economic growth to every corner of the country. The swift implementation of the remaining regulatory relief provisions for community banks - consistent with Congressional intent - contained the Economic Growth, Regulatory Relief and Consumer Protection Act (S. 2155) which became law in May of 2018. The passage of additional meaningful regulatory relief for community banks including modernizing the Bank Secrecy Act (BSA)/Currency Transaction Report (CTR) threshold/Suspicious Activity Report (SAR) threshold. Also, data for the new beneficial ownership reporting requirements should be collected and verified by the appropriate federal/state government agencies when a legal entity is formed or when subsequent changes occur. Credit unions and Farm Credit System (FCS) lenders have long-since strayed from their founding purposes, blatantly abusing their competitive advantages. This blatant and continuing discrimination against community banks must end. Either the credit union and FCS competitive advantages must be reined-in or there must be tax credits or deductions for community banks lending to small businesses, farmers and ranchers, homebuyers, and low- and middle-income individuals. These changes in the tax code would help sustain and strengthen community… | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 60000 | 0 | 0 | 2019-07-08T16:31:27.687000-04:00 | |
| 2300504 | MCDERMOTT WILL & SCHULTE LLP d93bb88a-c525-43cc-9feb-eee1158df045 | Q2 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2019 | second_quarter | FIN | Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-07-09T16:24:11.030000-04:00 | ||
| 2300586 | RICH FEUER ANDERSON ddba9061-16d0-4c90-87a1-498c3111e6bb | Q2 | RICH FEUER ANDERSON | 84775 | REFINITIV | 2019 | second_quarter | FIN | Modernization of anti-money laundering, terrorist financing and data security legislation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-07-09T17:56:52.323000-04:00 | |
| 2300804 | COUNCIL OF INSTITUTIONAL INVESTORS 102bb8f9-d118-41d6-9bfc-0beb6d0b5b7b | Q2 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2019 | second_quarter | FIN | July 9, 2019CII letter to Chair and Ranking Member of Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets regarding hearing on Building a Sustainable and Competitive Economy: An Examination of Proposals to Improve Environmental, Social and Governance Disclosures June 27, 2019CII letter to Senators Grassley & Reed regarding S. 1256. June 26, 2019CII letter to Endeavor Group on its dual-class IPO June 26, 2019CII-CFA-HMA joint letter to SEC Chairman Jay Clayton on MiFID II June 20, 2019CII letter to SEC Division of Corporation Finance on interpretation of the 14a-8(i)(7) ordinary business exclusion in no-action letters June 19, 2019CII letter to Chair & Ranking Member of Committee on Financial Services regarding hearing on Diversity in the Boardroom: Examining Proposals to Increase the Diversity of Americas Boards June 18, 2019CII letter to Chair and Ranking Member of Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of Committee on Financial Services regarding hearing on Putting Investors First: Examining Proposals to Strengthen Enforcement Against Securities Law Violators | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2019-07-10T11:05:13.220000-04:00 | ||
| 2300856 | FIDELITY NATIONAL INFORMATION SYSTEMS, INC. AND SUBSIDIARIES d98e6c1f-4181-4509-bce3-3fbadcb37c11 | Q2 | FIDELITY NATIONAL INFORMATION SYSTEMS, INC. AND SUBSIDIARIES | 401104319 | FIDELITY NATIONAL INFORMATION SYSTEMS INC AND SUBSIDIARIES | 2019 | second_quarter | FIN | State/Federal Conflicts of Law; Financial Technology; Consumer Privacy. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2019-07-10T11:40:43.320000-04:00 | |
| 2301075 | RICH FEUER ANDERSON e516f19f-fbe1-4080-9452-e88a5fc5d620 | Q2 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2019 | second_quarter | FIN | Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2019-07-10T15:33:50.947000-04:00 | |
| 2301211 | RWC, INC 8353353f-f5ea-4429-9e47-63670cb4e02e | Q2 | RWC, INC | 400510505 | COIN CENTER | 2019 | second_quarter | FIN | Issues related to cryptocurrency technology | Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2019-07-10T18:01:17.357000-04:00 | |
| 2301283 | TAUZIN CONSULTANTS, LLC e2a62b98-9bca-472b-93d0-d38d9e679df7 | Q2 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2019 | second_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-07-11T09:53:05.427000-04:00 | |
| 2301383 | MAYNARD NEXSEN PC 1abcf1e0-e366-4b4c-9e49-a356e6449795 | Q2 | MAYNARD NEXSEN PC | 60116 | CMH SERVICES | 2019 | second_quarter | FIN | Improving the availability of financing for manufactured homes (no specific legislation). | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 60000 | 0 | 0 | 2019-07-11T10:55:56.103000-04:00 | |
| 2301422 | HSBC TECHNOLOGY AND SERVICES USA INC. 9cd7f2e5-4b79-454b-b11b-41b6f82f0760 | Q2 | HSBC TECHNOLOGY AND SERVICES USA INC. | 18694 | HSBC TECHNOLOGY AND SERVICES USA INC. | 2019 | second_quarter | FIN | Beneficial Ownership Registry Proposals; H.R.2513 Corporate Transparency Act of 2019 H.R.2514, the COUNTER Act of 2019 Bank Secrecy Act reform legislation, generally | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 480000 | 0 | 0 | 2019-07-11T11:13:16.840000-04:00 | |
| 2301443 | BLUEPOINT DC eb90e0f6-0ad1-448c-8864-76e5f15dbd4a | Q2 | BLUEPOINT DC | 401104846 | NAVIENT | 2019 | second_quarter | FIN | Issues affecting student loan servicing and financial literacy and education. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE | 30000 | 0 | 0 | 2019-07-11T11:43:28.767000-04:00 | |
| 2301454 | BLUEPOINT DC c7903542-6ea2-4bac-ad57-34627fa0caa7 | Q2 | BLUEPOINT DC | 401104846 | EVERFI INC. | 2019 | second_quarter | FIN | ​Issues related to financial education. Issues related to opioid abuse prevention education. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE | 10000 | 0 | 0 | 2019-07-11T11:46:32.483000-04:00 | |
| 2301512 | CASSIDY & ASSOCIATES, INC. 4c43b3bf-cf69-458a-947c-dfde8c08faf7 | Q2 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2019 | second_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2019-07-11T12:43:00.133000-04:00 | |
| 2301543 | HUTTON STRATEGIES 135afed6-8963-4df6-8a87-10e4e7a5020a | Q2 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2019 | second_quarter | FIN | Financial services & Capital markets issues generally; S. 733, Consumer Financial Choice & Capital Markets Protection Act of 2019. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2019-07-11T13:33:14.217000-04:00 | |
| 2301565 | HUTTON STRATEGIES b5a0e0fd-9f4e-473a-9dde-50ae9ba15322 | Q2 | HUTTON STRATEGIES | 312758 | MICROBILT | 2019 | second_quarter | FIN | data security & privacy legislation generally; credit reporting & financial technology issues generally. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-07-11T13:43:29.217000-04:00 | |
| 2301611 | THE SMITH-FREE GROUP, LLC ff3e4398-3474-41a0-a8d1-22db40b6e0b8 | Q2 | THE SMITH-FREE GROUP, LLC | 35800 | WINE AND SPIRITS WHOLESALERS OF AMERICA, INC. | 2019 | second_quarter | FIN | H.R.3055, Commerce, Justice, Science, and Related Agencies Appropriations Act, 2020 (Provisions relating to the Alcohol and Tobacco Tax and Trade Bureau-TTB) | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-07-11T14:14:04.190000-04:00 | |
| 2301743 | CASSIDY & ASSOCIATES, INC. 19bfe84c-7ce2-49af-ac69-8de796b98d6e | Q2 | CASSIDY & ASSOCIATES, INC. | 8453 | QUANTUM XCHANGE | 2019 | second_quarter | FIN | Provide general awareness of clients thresholds in Quantum computing technology | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-07-11T15:26:15.980000-04:00 | |
| 2301751 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 67e2dda8-be50-40b8-889d-7b69319b3e20 | Q2 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2019 | second_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment Company Act of 1940 regarding electronic delivery of shareholder reports. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 540000 | 0 | 0 | 2019-07-11T15:32:20.480000-04:00 | |
| 2301820 | THE OPTIONS CLEARING CORPORATION 74cb7043-7650-4105-bc53-947b748ff616 | Q2 | THE OPTIONS CLEARING CORPORATION | 66170 | OPTIONS CLEARING CORPORATION | 2019 | second_quarter | FIN | Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 440000 | 0 | 0 | 2019-07-11T16:19:57.157000-04:00 | |
| 2301898 | THE WASHINGTON TAX & PUBLIC POLICY GROUP 63e60fc3-22d2-4206-86e2-0fdffed0bac0 | Q2 | THE WASHINGTON TAX & PUBLIC POLICY GROUP | 294930 | LEGGETT & PLATT, INC. | 2019 | second_quarter | FIN | Issues related to Dodd-Frank reporting requirements. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-07-11T17:30:47.227000-04:00 | |
| 2302082 | NASDAQ, INC. b27b6900-4235-48d8-85b1-eb02f0657a18 | Q2 | NASDAQ, INC. | 27115 | NASDAQ INC | 2019 | second_quarter | FIN | Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016; Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act; Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - To amend the Securities Exchange Act of 1934 to allow for the registration of venture exchanges, and for other purposes; Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2018; Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018; SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Financial transaction tax; Tax treatment of buybacks and dividends; Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and Requiring transparency of short positions that match existing requirements on long position holders. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 300000 | 0 | 0 | 2019-07-12T10:14:24.820000-04:00 | |
| 2302134 | SIFF & ASSOCIATES PLLC 8598f255-5873-49e1-91e0-404b68261891 | Q2 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2019 | second_quarter | FIN | H.R. 1, the "For the People Act of 2019"; Title IV, Subtitle F repealing the prohibition on the Securities and Exchange Commission promulgating regulations to require a shareholder vote for a corporation to engage in spending that supports the best interests of the company on public issues directly and through trade associations and other entities. SEC proposed Regulation Best Interest (83 Fed. Reg. 21574, May 9, 2018). Office of Financial Research assessment of systemic risk. General education concerning the need to simplify anti-money laundering / Bank Secrecy Act reporting mandates and raising reporting thresholds. | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of,White House Office | 50000 | 0 | 0 | 2019-07-12T10:29:39.213000-04:00 | |
| 2302300 | AMERICAN ASSOCIATION OF PORT AUTHORITIES 54746c7b-d537-4489-8ab5-191b8b3b1800 | Q2 | AMERICAN ASSOCIATION OF PORT AUTHORITIES | 1683 | AMERICAN ASSOCIATION OF PORT AUTHORITIES | 2019 | second_quarter | FIN | Reinventing Economic Partnerships and Infrastructure Redevelopment (REPAIR) Act to support port infrastructure improvements through an Infrastructure Financing Authority (IFA). | Army, Dept of (Corps of Engineers),Commerce, Dept of (DOC),Environmental Protection Agency (EPA),Federal Emergency Management Agency (FEMA),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT),Transportation Security Administration (TSA),U.S. Customs & Border Protection,U.S. Trade Representative (USTR) | 270000 | 0 | 0 | 2019-07-12T12:02:49.207000-04:00 | |
| 2302469 | REINSURANCE ASSN OF AMERICA ff206edf-4d3b-4fbc-9a6b-9066d3cc63a8 | Q2 | REINSURANCE ASSN OF AMERICA | 33044 | REINSURANCE ASSN OF AMERICA | 2019 | second_quarter | FIN | Cannabis insurance safe harbor legislation Cyber security, cyber insurance, and data breach legislation Dodd-Frank Act legislation Export-Import Bank legislation Export-Import Bank reinsurance program legislation H.R. 1595 - SAFE Banking Act of 2019 H.R. 1862 - Federal Insurance Office Abolishment Act of 2019 H.R. 2479 - PRIVA Act H.R. 3407 - United States Export Finance Agency Act of 2019 International insurance legislation Sanctions legislation S. 1200 - Secure And Fair Enforcement Banking Act of 2019 S. 1298 - PRIVA Act S. 1586 - Federal Insurance Office Abolishment Act of 2019 Terrorism Risk Insurance Program legislation | Export-Import Bank of the United States (EXIM Bank),Federal Emergency Management Agency (FEMA),Federal Reserve System,Government Accountability Office (GAO),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Economic Council (NEC),SENATE,Treasury, Dept of | 310000 | 0 | 0 | 2019-07-12T14:07:00.677000-04:00 | |
| 2302537 | CASSIDY & ASSOCIATES, INC. f93b91de-135c-4ae4-b355-e271e77c7ef8 | 2A | CASSIDY & ASSOCIATES, INC. | 8453 | QUANTUM XCHANGE | 2019 | second_quarter | FIN | Provide general awareness of clients thresholds in Quantum computing technology | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-07-12T14:35:21.883000-04:00 | |
| 2302569 | RESOLUTION PUBLIC AFFAIRS, LLC 7079ffb9-908c-40fe-b908-c6858a1d6114 | Q2 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | WELLS FARGO & COMPANY | 2019 | second_quarter | FIN | Issues related to financial institutions generally. Issues related to the Dodd-Frank Act (P.L.111-203) | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2019-07-12T15:04:35.153000-04:00 | |
| 2302571 | MADISON LAW & POLICY, P.C. 63350a65-00a5-4073-9bf4-d7b556a436ff | 2T | MADISON LAW & POLICY, P.C. | 401104528 | A SAY INC. | 2019 | second_quarter | FIN | Proxy voting mechanics and technology | Natl Economic Council (NEC),Securities & Exchange Commission (SEC) | 20000 | 0 | 1 | 2019-07-12T15:05:36.577000-04:00 | |
| 2302636 | LINCOLN NATIONAL CORPORATION 4fefc942-4af4-4801-a0a0-3d601e5cbbd4 | Q2 | LINCOLN NATIONAL CORPORATION | 22872 | LINCOLN NATIONAL CORPORATION | 2019 | second_quarter | FIN | Financial regulatory reform issues including implementation of PL 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act. Issues: insurance capital standards, roles of federal and state agencies at the IAIS and FSB, standard of care. HR 10 Financial CHOICE Act. Issue: implementation and regulatory reform of the financial services industry. HR 1815 SEC Disclosure Effectiveness Test Act. Issue: SEC investor testing. S 603 Financial Stability Oversight Council Improvement Act of 2019. Issue: FSOC reform. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 200000 | 0 | 0 | 2019-07-12T15:33:59.470000-04:00 | |
| 2302771 | HOLLAND & KNIGHT LLP 4962a6d9-54f7-4a87-b587-1edff12ba778 | Q2 | HOLLAND & KNIGHT LLP | 18466 | AMERICA'S HOMEOWNER ALLIANCE | 2019 | second_quarter | FIN | Housing affordability and access to credit. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-07-12T16:42:52.257000-04:00 | ||
| 2302784 | HOLLAND & KNIGHT LLP b5855f0c-7c9e-46bb-9c0c-05b2de7badd2 | Q2 | HOLLAND & KNIGHT LLP | 18466 | MIDFIRST BANK | 2019 | second_quarter | FIN | Implementation of P.L. 115-174, the Economic Growth, Regulatory Relief, and Consumer Protection Act; regulatory rulemaking related to Basel III. | Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 10000 | 0 | 0 | 2019-07-12T16:48:58.977000-04:00 | |
| 2302788 | HOLLAND & KNIGHT LLP d3235b5a-8ba3-4640-8332-b294a7086ee6 | Q2 | HOLLAND & KNIGHT LLP | 18466 | NATIONAL ASSOCIATION OF HISPANIC REAL ESTATE PROFESSIONALS | 2019 | second_quarter | FIN | Housing affordability and access to credit. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2019-07-12T16:51:00.447000-04:00 | |
| 2302794 | HOLLAND & KNIGHT LLP a0fff469-2c0e-4e50-b96a-f7179fa42b47 | Q2 | HOLLAND & KNIGHT LLP | 18466 | RADIAN GROUP, INC. | 2019 | second_quarter | FIN | Government sponsored entity reform, housing affordability and credit access. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2019-07-12T16:53:03.277000-04:00 | |
| 2302824 | A10 ASSOCIATES, LLC 83f0e4cc-9f39-4577-9849-6a0f6c9e3ba2 | Q2 | A10 ASSOCIATES, LLC | 401105040 | ASCENSUS | 2019 | second_quarter | FIN | Issues related to Retirement Enhancement and Savings Act. | Treasury, Dept of | 30000 | 0 | 0 | 2019-07-12T17:31:19.717000-04:00 | |
| 2303150 | LOWE'S COMPANIES INC. f1bca936-c103-408c-80c5-d39df458cdd4 | Q2 | LOWE'S COMPANIES INC. | 312678 | LOWE'S COMPANIES INC. | 2019 | second_quarter | FIN | Monitoring changes to interchange policies and data security | Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE,White House Office | 320000 | 0 | 0 | 2019-07-15T09:50:00.200000-04:00 | |
| 2303424 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 4e678c54-8c06-4955-bb00-88c6bd4e90cc | Q2 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 401104451 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2019 | second_quarter | FIN | SEC Regulation of Private Equity Advisers | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 61000 | 0 | 0 | 2019-07-15T12:28:49.163000-04:00 | |
| 2303512 | HOLLAND & KNIGHT LLP 2a03c6ef-c32e-4e2e-b9a3-85bc54e1f258 | Q2 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2019 | second_quarter | FIN | Policy issues related to data breach and cyber security. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 50000 | 0 | 0 | 2019-07-15T13:13:15.327000-04:00 | |
| 2303587 | HOLLAND & KNIGHT LLP 4ef7f8c0-f2af-4014-8dd0-c15c33206411 | Q2 | HOLLAND & KNIGHT LLP | 18466 | FINANCIAL SERVICES INSTITUTE | 2019 | second_quarter | FIN | Best interest standard for SEC; Independent Contractor legislation; tax deductibility of advisory fees; exemption of small broker deals; retirement security. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2019-07-15T13:50:50.580000-04:00 | |
| 2303637 | HOLLAND & KNIGHT LLP 8b3ae2b4-f3cb-4f70-bb19-efddba0d139d | Q2 | HOLLAND & KNIGHT LLP | 18466 | CITY OF SACRAMENTO, CA | 2019 | second_quarter | FIN | Cannabis regulation; SAFE Banking Act. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-07-15T14:08:09.240000-04:00 | |
| 2303696 | CAPITOL HILL STRATEGIES, LLC 5c740fce-55dd-46eb-9731-9be1605be24b | Q2 | CAPITOL HILL STRATEGIES, LLC | 91774 | INVESTMENT COMPANY INSTITUTE | 2019 | second_quarter | FIN | Issues related to the regulation of asset managers Issues related to the electronic delivery of investor materials Possible Legislation regarding the creation of International Regulated Investment Companies (IRICs). | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2019-07-15T14:36:25.147000-04:00 | |
| 2303836 | JOHN MCKECHNIE LLC 9db0cdd6-afdc-4f25-9c15-71f512baec90 | Q2 | JOHN MCKECHNIE LLC | 400751249 | TRUSTAGE (FKA CUNA MUTUAL GROUP) | 2019 | second_quarter | FIN | Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Prot ection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-07-15T15:12:07.667000-04:00 | |
| 2303838 | HOLLAND & KNIGHT LLP 48853197-8a56-4a9b-944f-0e2cd9a8ef2d | Q2 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2019 | second_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2019-07-15T15:12:08.277000-04:00 | |
| 2303849 | JOHN MCKECHNIE LLC 8b51dd67-8648-47c0-bc02-77cf18bded75 | Q2 | JOHN MCKECHNIE LLC | 400751249 | HEARTLAND CREDIT UNION ASSOCIATION (FKA MISSOURI CREDIT UNION ASSOCIATION) | 2019 | second_quarter | FIN | Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Prot ection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform Advocating for Community Development Financial Institution funding for FY2019 and FY2020 | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-07-15T15:13:11.653000-04:00 | |
| 2303852 | JOHN MCKECHNIE LLC 9d46606d-ae5d-4d1a-b72f-818d19b02ed8 | Q2 | JOHN MCKECHNIE LLC | 400751249 | FEDERAL HOME LOAN BANK TOPEKA | 2019 | second_quarter | FIN | Housing finance reform Dodd-Frank Act reform | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-07-15T15:14:13.637000-04:00 | |
| 2303855 | HOLLAND & KNIGHT LLP 50ac6612-d9fa-4161-a8b4-a1588f3f44e9 | Q2 | HOLLAND & KNIGHT LLP | 18466 | DEPOSITORY TRUST & CLEARING CORPORATION | 2019 | second_quarter | FIN | Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2019-07-15T15:15:15.403000-04:00 | |
| 2303857 | JOHN MCKECHNIE LLC 51a6f225-b506-4fe0-9481-1a08eb182d33 | Q2 | JOHN MCKECHNIE LLC | 400751249 | LEAGUE OF SOUTHEASTERN CREDIT UNIONS | 2019 | second_quarter | FIN | Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Prot ection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform Advocating for Community Development Financial Institution funding for FY2019 and FY2020 | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-07-15T15:15:16.043000-04:00 | |
| 2303863 | JOHN MCKECHNIE LLC df1836a8-fdae-40f0-a1c7-895037e6d43a | Q2 | JOHN MCKECHNIE LLC | 400751249 | DEFENSE CREDIT UNION COUNCIL | 2019 | second_quarter | FIN | Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Military Lending Act Credit union member business lending | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-07-15T15:16:18.387000-04:00 | ||
| 2303868 | JOHN MCKECHNIE LLC 9ca9558d-e1e5-4dac-92f5-a4142f517dfa | Q2 | JOHN MCKECHNIE LLC | 400751249 | SECURITY SERVICE FEDERAL CREDIT UNION | 2019 | second_quarter | FIN | Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-07-15T15:17:21.013000-04:00 | |
| 2303871 | JOHN MCKECHNIE LLC cb150750-232f-49a0-b2ea-07c9e9023ed2 | Q2 | JOHN MCKECHNIE LLC | 400751249 | MARYLAND/DC CREDIT UNION ASSOCIATION | 2019 | second_quarter | FIN | Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-07-15T15:17:22.950000-04:00 | |
| 2303873 | JOHN MCKECHNIE LLC c34bcef8-3795-45b3-b71c-1b2d7d73fc8c | Q2 | JOHN MCKECHNIE LLC | 400751249 | BETHPAGE FEDERAL CREDIT UNION | 2019 | second_quarter | FIN | Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-07-15T15:18:23.607000-04:00 | |
| 2303887 | JOHN MCKECHNIE LLC e24ccb8f-a90a-49cd-ae66-fbb21de6dad9 | Q2 | JOHN MCKECHNIE LLC | 400751249 | TENNESSEE CREDIT UNION LEAGUE | 2019 | second_quarter | FIN | Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2019-07-15T15:19:26.327000-04:00 | |
| 2303893 | JOHN MCKECHNIE LLC cc9f0685-ba3b-460d-b6ce-e0e058d3099c | Q2 | JOHN MCKECHNIE LLC | 400751249 | DIGITAL FEDERAL CREDIT UNION | 2019 | second_quarter | FIN | Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2019-07-15T15:20:28.187000-04:00 | ||
| 2303948 | HOLLAND & KNIGHT LLP 3c9e7be6-3716-4a00-b32f-f6c0984aef9d | Q2 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2019 | second_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule and financial planning business objectives. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2019-07-15T15:43:51.500000-04:00 | |
| 2303986 | KOUNTOUPES DENHAM CARR & REID, LLC ce7f9467-661d-4f60-879b-6c5ed8a39009 | Q2 | KOUNTOUPES DENHAM CARR & REID, LLC | 320918 | RETAIL INDUSTRY LEADERS ASSOCIATION (RILA) | 2019 | second_quarter | FIN | Issues related to privacy, data security, data breach notification and cybersecurity. Issues related to payments. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-07-15T16:02:08.533000-04:00 | |
| 2304029 | CBOE GLOBAL MARKETS, INC. 30bd16e7-c797-41c2-b95c-6287a8d8bc86 | Q2 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2019 | second_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 313790 | 0 | 0 | 2019-07-15T16:12:21.487000-04:00 | |
| 2304042 | CGCN GROUP, LLC ab68e1c9-1f84-4a6e-ab43-8ad94eccd5c0 | Q2 | CGCN GROUP, LLC | 76992 | BLOOMBERG LP | 2019 | second_quarter | FIN | Monitor issues relating to investor access to information and market structure; Market Data issues and equity market structure issues. Regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act (Pub. L. 111-203). | HOUSE OF REPRESENTATIVES,SENATE | 28500 | 0 | 0 | 2019-07-15T16:22:29.677000-04:00 | |
| 2304096 | MINDSET ADVOCACY, LLC f24f815a-8dbd-4e9b-a50e-162fa644ee32 | Q2 | MINDSET ADVOCACY, LLC | 296271 | ASSOCIATION FOR CORPORATE GROWTH, INC. | 2019 | second_quarter | FIN | Ensuring appropriate regulation of middle market investment advisers; SEC oversight of private equity fund advisers | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2019-07-15T16:42:47.897000-04:00 | |
| 2304133 | MINDSET ADVOCACY, LLC 81d54502-0289-4b69-b130-d641f76a0934 | Q2 | MINDSET ADVOCACY, LLC | 296271 | NOMURA HOLDING AMERICA, INC. | 2019 | second_quarter | FIN | Legislation and regulation related to capital markets issues | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2019-07-15T16:49:02.460000-04:00 | |
| 2304162 | MINDSET ADVOCACY, LLC 60875501-8ec6-47ad-abce-7736e4c5b2da | Q2 | MINDSET ADVOCACY, LLC | 296271 | PWC US GROUP LLP | 2019 | second_quarter | FIN | Legislation relating to the regulatory reform of financial services, accounting, and financial reporting | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2019-07-15T16:54:11.900000-04:00 | |
| 2304172 | MINDSET ADVOCACY, LLC 0cdf9974-8523-4233-8670-cdb80122dab8 | Q2 | MINDSET ADVOCACY, LLC | 296271 | QUICKEN LOANS | 2019 | second_quarter | FIN | Data privacy issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-07-15T17:00:18.353000-04:00 | |
| 2304204 | COIN CENTER INC. a9a6488c-1a5b-4edd-8277-b722b2698ffd | Q2 | COIN CENTER INC. | 401105091 | COIN CENTER INC. | 2019 | second_quarter | FIN | Issues related to cryptocurrency technology | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2019-07-15T17:30:30.763000-04:00 | |
| 2304252 | HUNTINGTON BANCSHARES INCORPORATED 73945c43-4083-4379-8fa1-0f6e911950cf | Q2 | HUNTINGTON BANCSHARES INCORPORATED | 77435 | HUNTINGTON BANCSHARES INCORPORATED | 2019 | second_quarter | FIN | H.R. 1595, SAFE Banking Act of 2019, all provisions; S. 2100, Secure and Fair Enforcement Banking Act, all provisions; H.R. 3182, CECL Consumer Impact and Study Bill, all provisions; S. 1564, Continued Encouragement for Consumer Lending Act, all provisions; H.R. 2513 Corporate Transparency Act, all provisions; S. 1978, Corporate Transparency Act, all provisions; H.R. 3111, National Flood Insurance Program Administrative Reform Act, all provisions; H.R. 3407, United States Export Finance Agency Act, all provisions; Implementation of regulatory recalibration for regional banks, general education; Libor rate transition, general education; Diversity and inclusion in banking industry, general education; Environmental, Social and Governance programs, general education; opportunity zone programs, general education; Real Time Payment (RTP) systems, general education; government shutdown, customer impacts and program response particularly related to SBA, Community Reinvestment Act modernization, general education; cyber-security, general education; privacy and data security, general education; small business lending, general education. | HOUSE OF REPRESENTATIVES,SENATE | 100000 | 0 | 0 | 2019-07-15T18:10:48.487000-04:00 | |
| 2304348 | CGCN GROUP, LLC f0ada099-68c1-41eb-a499-885cd8d06d6b | Q2 | CGCN GROUP, LLC | 76992 | TOTAL SYSTEM SERVICES, INC. | 2019 | second_quarter | FIN | Monitoring issues related to privacy and data security. | HOUSE OF REPRESENTATIVES,SENATE | 75000 | 0 | 0 | 2019-07-16T09:06:24.133000-04:00 | |
| 2304349 | FIDELITY NATIONAL INFORMATION SYSTEMS, INC. AND SUBSIDIARIES 5f669732-4173-410c-8ef3-ef355e6646b4 | 2A | FIDELITY NATIONAL INFORMATION SYSTEMS, INC. AND SUBSIDIARIES | 401104319 | FIDELITY NATIONAL INFORMATION SYSTEMS INC AND SUBSIDIARIES | 2019 | second_quarter | FIN | State/Federal Conflicts of Law; Financial Technology; Consumer Privacy. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2019-07-16T09:10:25.023000-04:00 | |
| 2304386 | CLARK HILL, PLC f282e0e2-e469-4321-ac0e-a019b5070846 | Q2 | CLARK HILL, PLC | 287771 | NATIONAL CREDITORS BAR ASSOCIATION | 2019 | second_quarter | FIN | General support of the Debt Collection Rule. | Consumer Financial Protection Bureau (CFPB) | 30000 | 0 | 0 | 2019-07-16T09:19:34.947000-04:00 | |
| 2304398 | CAPITOL LEGISLATIVE STRATEGIES LLC d1d5ed89-240e-4635-9952-5184ac0865c9 | Q2 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2019 | second_quarter | FIN | Proposals related to the reform of the Government Sponsored Enterprises (GSEs), Fannie Mae, Freddie Mac, FHA Issues related to housing finance | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-07-16T09:22:38.807000-04:00 | |
| 2304405 | THE NORMANDY GROUP, LLC 20440c4d-1d70-4fce-ab1d-882e40e0eb2c | Q2 | THE NORMANDY GROUP, LLC | 306636 | LEADING BUILDERS OF AMERICA | 2019 | second_quarter | FIN | GSE reform | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2019-07-16T09:25:40.323000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);