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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

891 rows where filing_period = "second_quarter", filing_year = 2019 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 891 ✖

filing_year 1

  • 2019 · 891 ✖

filing_period 1

  • second_quarter · 891 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
2297737 FORBES-TATE 90b71735-05c5-427d-9941-63f9b743f779 2T FORBES-TATE 400976792 ROBERTI GLOBAL, LLC ON BEHALF OF ASSURED GUARANTY MUNICIPAL CORP. 2019 second_quarter FIN Federal bankruptcy issues that affect Puerto Rico and/or impact the municipal bond market; Issues relating to the Puerto Rico Oversight, Management, and Economic Stability (PROMESA) (Pub.L. 114-187). HOUSE OF REPRESENTATIVES,SENATE 120000   0 1 2019-06-04T17:18:36.910000-04:00
2297938 JACKSON VAUGHN PUBLIC STRATEGIES fe110161-e735-4a9f-a65a-701c75f30e84 2T JACKSON VAUGHN PUBLIC STRATEGIES 401103484 FIRST COMMAND FINANCIAL SERVICES, INC. 2019 second_quarter FIN Department of Labor Fiduciary Rule; Department of Defense Rule 1344.07; HR 189, Financial Institution Customer Protection Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests in the States Act of 2019 Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE     0 1 2019-06-13T11:33:15.937000-04:00
2298063 CAPITOL CORE GROUP, INC. 142c5264-9d37-4d3a-8693-0146fccb2ef6 2T CAPITOL CORE GROUP, INC. 401103743 FORTIFI FINANCIAL (FORMERLY, ENERGY EFFICIENT EQUITY) 2019 second_quarter FIN CFPB-2019-0011 Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 10000   0 1 2019-06-19T12:36:00.407000-04:00
2298127 THE VELASQUEZ GROUP, L.L.C. da122a4d-be34-42ec-ac35-9bf85036bc8e Q2 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2019 second_quarter FIN Monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress. HOUSE OF REPRESENTATIVES 30000   0 0 2019-06-24T15:25:08.897000-04:00
2298301 NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD 3ac0c6f1-2a9d-4594-8d6e-29b1d8051671 Q2 NATIONAL ADVOCACY CENTER OF THE SISTERS OF THE GOOD SHEPHERD 77993 CONFERENCE OF PROVINCIALS OF NORTH AMERICA 2019 second_quarter FIN Expressed concern on the proposed rule , Removal of Safe Harbor Protection for Rebates involving Prescription Pharmaceuticals. Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,White House Office 30000   0 0 2019-06-28T19:51:08.790000-04:00
2298371 MORRISON PUBLIC AFFAIRS GROUP 1b1aec39-a0dc-4402-8441-83dd414d349a Q2 MORRISON PUBLIC AFFAIRS GROUP 67193 ESSENT U.S. HOLDINGS, INC. 2019 second_quarter FIN Housing finance legislation and regulation. Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office 30000   0 0 2019-07-01T11:14:28.863000-04:00
2298448 NVG, LLC d275cf58-214e-4d87-81b0-aa7d3f03cf5d Q2 NVG, LLC 76833 REINVESTMENT FUND 2019 second_quarter FIN Community Development Financial Institutions (CDFI) Fund; Healthy Food Financing Initiative. Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 30000   0 0 2019-07-01T15:16:06.403000-04:00
2298643 ALLON ADVOCACY, LLC a9988b6e-1e70-428d-9ec8-30cd14f30caa Q2 ALLON ADVOCACY, LLC 401104657 YODLEE INC. 2019 second_quarter FIN Access to consumer permissioned financial electronic records, third-party bank vendor risk management guidance, implementation of Open Banking regime in the United States, including H.R. 6789 (115th Congress) Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 70000   0 0 2019-07-02T10:31:37.030000-04:00
2298650 ALLON ADVOCACY, LLC 758563e5-f88f-4965-971a-469f7d1de9e1 Q2 ALLON ADVOCACY, LLC 401104657 ACHIEVE 2019 second_quarter FIN Marketplace lending issues Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of 80000   0 0 2019-07-02T10:34:38.547000-04:00
2298842 FIDELIS GOVERNMENT RELATIONS 6facc67d-262b-42e3-9b6c-220cc0d5aee3 Q2 FIDELIS GOVERNMENT RELATIONS 306011 AFLAC 2019 second_quarter FIN Insurance issues generally Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE 45000   0 0 2019-07-02T13:48:01.350000-04:00
2298853 RICH FEUER ANDERSON f625c938-032a-43df-a5ed-5f5d7cd82681 Q2 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2019 second_quarter FIN Regulation of asset managers. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2019-07-02T14:45:07.653000-04:00
2298878 JACKSON VAUGHN PUBLIC STRATEGIES 968d3d15-f199-45a4-a94a-4833050caca8 Q2 JACKSON VAUGHN PUBLIC STRATEGIES 401103484 ENOVA ONLINE SERVICES, INC. 2019 second_quarter FIN CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, Loan Shark Prevention Act; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019 Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE     0 0 2019-07-02T15:07:24.470000-04:00
2298881 JACKSON VAUGHN PUBLIC STRATEGIES e99f0cc0-5624-42f7-bbbb-a0a0f4de07f3 Q2 JACKSON VAUGHN PUBLIC STRATEGIES 401103484 ONLINE LENDERS ALLIANCE 2019 second_quarter FIN CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, Loan Shark Prevention Act; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019 Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE     0 0 2019-07-02T15:11:26.923000-04:00
2298888 RICH FEUER ANDERSON 15e36be0-5cdd-40ac-a229-645b79f93e82 Q2 RICH FEUER ANDERSON 84775 LONDON STOCK EXCHANGE GROUP PLC 2019 second_quarter FIN Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 60000   0 0 2019-07-02T15:17:31.440000-04:00
2299186 THE WILLIAMS GROUP dbe8d35f-41dc-402a-8490-3af7a974129c Q2 THE WILLIAMS GROUP 401104049 GENERAL MOTORS 2019 second_quarter FIN Privacy Notification HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2019-07-03T11:23:02.567000-04:00
2299190 THE WILLIAMS GROUP c1d4bb4f-6376-44e5-8d59-98ad83f6e3b1 Q2 THE WILLIAMS GROUP 401104049 METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) 2019 second_quarter FIN Non-Bank SIFI Designation HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2019-07-03T11:25:03.347000-04:00
2299191 THE WILLIAMS GROUP 3c8b5273-f134-4dd2-aefa-b335f358435c Q2 THE WILLIAMS GROUP 401104049 AMERICAN FINANCIAL SERVICES ASSOCIATION 2019 second_quarter FIN Annual Privacy Notification HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2019-07-03T11:26:04.160000-04:00
2299201 THE WILLIAMS GROUP 79f8c823-4952-4f42-ba9d-1da7837f5eaf Q2 THE WILLIAMS GROUP 401104049 TRANSUNION 2019 second_quarter FIN FCRA HOUSE OF REPRESENTATIVES,SENATE 11250   0 0 2019-07-03T11:30:09.380000-04:00
2299215 ONE ACTION 704fcb90-cb9e-4d2d-a53c-cc5b9bdb3a24 Q2 ONE ACTION 400615867 ONE ACTION 2019 second_quarter FIN BUILD Act Oversight with OPIC, USAID, and new DFC HOUSE OF REPRESENTATIVES,Natl Security Council (NSC),Office of Management & Budget (OMB),Overseas Private Investment Corp (OPIC),SENATE,State, Dept of (DOS),U.S. Agency for International Development (USAID),White House Office   630000 0 0 2019-07-03T11:56:19.257000-04:00
2299252 REPUBLIC CONSULTING, LLC 8b9bf331-8149-4995-a276-e6ea02d87b1f Q2 REPUBLIC CONSULTING, LLC 401016871 FINICITY 2019 second_quarter FIN Advocate Consumer Access to financial data. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2019-07-03T12:39:35.933000-04:00
2299269 REPUBLIC CONSULTING, LLC ff839b4d-3180-40a4-96c0-eae678c9e55a Q2 REPUBLIC CONSULTING, LLC 401016871 CFA INSTITUTE 2019 second_quarter FIN Capital Markets Policy and regulation of investment professionals, and investment products. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2019-07-03T12:46:38.687000-04:00
2299273 REPUBLIC CONSULTING, LLC abcf7ebc-b669-4496-a71e-94d9c4c5a54f Q2 REPUBLIC CONSULTING, LLC 401016871 WORKIVA 2019 second_quarter FIN Financial Transparency Act and Use of machine readable data in government reports. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2019-07-03T12:53:40.373000-04:00
2299287 REPUBLIC CONSULTING, LLC 35140dc6-2f3b-4b9a-aa0a-9e1f19704bee Q2 REPUBLIC CONSULTING, LLC 401016871 MORTGAGE BANKERS ASSOCIATION 2019 second_quarter FIN Issues related to GSE Reform and affordable housing. Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),SENATE,Treasury, Dept of 40000   0 0 2019-07-03T13:15:49.173000-04:00
2299396 INTEREL US e067cc7b-b376-4787-ac65-ff375e98e35f Q2 INTEREL US 401104823 ISACA 2019 second_quarter FIN Lobbied on cybersecurity and related issues in regard to the financial services sector. HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),SENATE,Treasury, Dept of 30000   0 0 2019-07-03T15:51:40.987000-04:00
2299407 RICH FEUER ANDERSON 925c684b-f974-414a-80ad-ff41c718d818 Q2 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2019 second_quarter FIN Regulation of derivatives and capital requirements. Equities market structure issues. HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2019-07-03T16:32:48.837000-04:00
2299530 KABBAGE, INC. 784658a3-5668-4f9a-914d-97529a47e087 Q2 KABBAGE, INC. 401104099 KABBAGE, INC. 2019 second_quarter FIN 1. Educate members of Congress and agencies on Financial Technology solutions (FinTech) in the online small business lending space. 2. Advocate for open federal data (APIs) through regulatory action or Congressional action via CFPB's Dodd-Frank 1033 process and the IRS Data Verification Modernization Act of 2016 (McHenry and Booker) and H.R.1957 - the Taxpayer First Act of 2019. 3. Educate the OCC, and CFPB on an "Open Banking Environment" (Dodd-Frank Sec. 1033 compared to international systems like the U.K.) so small business customers may share their financial data through permission-based APIs with third-party FinTech platforms. 4. Discuss federal "FinTech Sandboxes". 5. Discuss legislative and regulatory ramifications stemming from the Madden v. Midland Funding, LLC case (Second Circuit) with respect to the "Valid When Made" doctrine Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of   90000 0 0 2019-07-05T11:19:13.157000-04:00
2299623 HOLLAND & KNIGHT LLP fec03792-fc97-45e8-8bdb-65ec1159cea4 Q2 HOLLAND & KNIGHT LLP 18466 BLOCK.ONE 2019 second_quarter FIN Issues related to financial services and financial technologies. HOUSE OF REPRESENTATIVES,White House Office 80000   0 0 2019-07-05T13:54:03.927000-04:00
2299636 RICCHETTI INCORPORATED 465db89a-a913-403b-89ca-0b740aa03160 Q2 RICCHETTI INCORPORATED 62778 FINSECA 2019 second_quarter FIN issues related to standards of care for insurance agents and restrictions on commission based compensation arrangements HOUSE OF REPRESENTATIVES,SENATE 75000   0 0 2019-07-05T14:51:14.150000-04:00
2299892 PRINTING INDUSTRIES OF AMERICA, INC. 9a139697-19ad-4661-9c4c-b79ef5622eb6 Q2 PRINTING INDUSTRIES OF AMERICA, INC. 32203 PRINTING INDUSTRIES OF AMERICA INC 2019 second_quarter FIN SEC Mailings Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Intl Trade Administration (ITA),Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS)   80000 0 0 2019-07-08T13:01:33.490000-04:00
2299930 M&T BANK CORPORATION 267bb9fa-5fff-422e-9852-b36d7ca183fc Q2 M&T BANK CORPORATION 401104858 M&T BANK CORPORATION 2019 second_quarter FIN CECL; payments systems; The COUNTER Act; Small business lending; The SAFE Banking Act; other regulations related to financial institutions. HOUSE OF REPRESENTATIVES,SENATE   60000 0 0 2019-07-08T14:10:48.027000-04:00
2299945 RICH FEUER ANDERSON 494369d4-4520-4cd6-b1ed-c44e287c95a0 Q2 RICH FEUER ANDERSON 84775 AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION 2019 second_quarter FIN Regulatory structure for insurance and financial activities, including appropriate role of Federal Insurance Office and Federal Reserve. Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE 40000   0 0 2019-07-08T14:36:56.423000-04:00
2299956 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 6c0e7982-af8d-4b9d-97b7-a9c2a8b82195 Q2 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 26901 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 2019 second_quarter FIN Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   590412 0 0 2019-07-08T14:40:58.750000-04:00
2299981 ACUMENDC LLC 26b8e3eb-5a43-4271-b305-876a8388e3b6 Q2 ACUMENDC LLC 401105134 NATIONAL INSTALLMENT LENDERS ASSOCIATION 2019 second_quarter FIN Policies affecting traditional installment credit. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2019-07-08T15:03:05.033000-04:00
2300000 ACUMENDC LLC 482e32c8-5ed6-4cd7-b2dd-a5ffe2925e41 Q2 ACUMENDC LLC 401105134 CHARLES SCHWAB CORPORATION 2019 second_quarter FIN Legislation affecting broker dealers and other financial services.   20000   0 0 2019-07-08T15:06:07.927000-04:00
2300022 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 48f68c1b-0ce8-4b04-a1a4-fa2b217e0c16 Q2 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2019 second_quarter FIN Federal Policy Priorities - 2019 The Community Bankers Association of Illinois (CBAI) supports fair competition for financial services, tiered regulation, the separation of banking and commerce, the dual banking system/charter choice, and financial innovation; and opposes discrimination favoring certain financial service providers, banking industry consolidation and systemic risk. The Independent Community Bankers of Americas legislative and regulatory agenda contained in their Community Focus 2020: The Community Bank Agenda for Expanding Economic Opportunity proposes a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to extend the nations economic growth to every corner of the country. The swift implementation of the remaining regulatory relief provisions for community banks - consistent with Congressional intent - contained the Economic Growth, Regulatory Relief and Consumer Protection Act (S. 2155) which became law in May of 2018. The passage of additional meaningful regulatory relief for community banks including modernizing the Bank Secrecy Act (BSA)/Currency Transaction Report (CTR) threshold/Suspicious Activity Report (SAR) threshold. Also, data for the new beneficial ownership reporting requirements should be collected and verified by the appropriate federal/state government agencies when a legal entity is formed or when subsequent changes occur. Credit unions and Farm Credit System (FCS) lenders have long-since strayed from their founding purposes, blatantly abusing their competitive advantages. This blatant and continuing discrimination against community banks must end. Either the credit union and FCS competitive advantages must be reined-in or there must be tax credits or deductions for community banks lending to small businesses, farmers and ranchers, homebuyers, and low- and middle-income individuals. These changes in the tax code would help sustain and strengthen community… Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE   60000 0 0 2019-07-08T16:31:27.687000-04:00
2300504 MCDERMOTT WILL & SCHULTE LLP d93bb88a-c525-43cc-9feb-eee1158df045 Q2 MCDERMOTT WILL & SCHULTE LLP 24338 SANTA BARBARA TAX PRODUCTS GROUP 2019 second_quarter FIN Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. HOUSE OF REPRESENTATIVES,SENATE     0 0 2019-07-09T16:24:11.030000-04:00
2300586 RICH FEUER ANDERSON ddba9061-16d0-4c90-87a1-498c3111e6bb Q2 RICH FEUER ANDERSON 84775 REFINITIV 2019 second_quarter FIN Modernization of anti-money laundering, terrorist financing and data security legislation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2019-07-09T17:56:52.323000-04:00
2300804 COUNCIL OF INSTITUTIONAL INVESTORS 102bb8f9-d118-41d6-9bfc-0beb6d0b5b7b Q2 COUNCIL OF INSTITUTIONAL INVESTORS 11082 COUNCIL OF INSTITUTIONAL INVESTORS 2019 second_quarter FIN July 9, 2019CII letter to Chair and Ranking Member of Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets regarding hearing on Building a Sustainable and Competitive Economy: An Examination of Proposals to Improve Environmental, Social and Governance Disclosures June 27, 2019CII letter to Senators Grassley & Reed regarding S. 1256. June 26, 2019CII letter to Endeavor Group on its dual-class IPO June 26, 2019CII-CFA-HMA joint letter to SEC Chairman Jay Clayton on MiFID II June 20, 2019CII letter to SEC Division of Corporation Finance on interpretation of the 14a-8(i)(7) ordinary business exclusion in no-action letters June 19, 2019CII letter to Chair & Ranking Member of Committee on Financial Services regarding hearing on Diversity in the Boardroom: Examining Proposals to Increase the Diversity of Americas Boards June 18, 2019CII letter to Chair and Ranking Member of Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of Committee on Financial Services regarding hearing on Putting Investors First: Examining Proposals to Strengthen Enforcement Against Securities Law Violators Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2019-07-10T11:05:13.220000-04:00
2300856 FIDELITY NATIONAL INFORMATION SYSTEMS, INC. AND SUBSIDIARIES d98e6c1f-4181-4509-bce3-3fbadcb37c11 Q2 FIDELITY NATIONAL INFORMATION SYSTEMS, INC. AND SUBSIDIARIES 401104319 FIDELITY NATIONAL INFORMATION SYSTEMS INC AND SUBSIDIARIES 2019 second_quarter FIN State/Federal Conflicts of Law; Financial Technology; Consumer Privacy. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   40000 0 0 2019-07-10T11:40:43.320000-04:00
2301075 RICH FEUER ANDERSON e516f19f-fbe1-4080-9452-e88a5fc5d620 Q2 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2019 second_quarter FIN Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2019-07-10T15:33:50.947000-04:00
2301211 RWC, INC 8353353f-f5ea-4429-9e47-63670cb4e02e Q2 RWC, INC 400510505 COIN CENTER 2019 second_quarter FIN Issues related to cryptocurrency technology Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 50000   0 0 2019-07-10T18:01:17.357000-04:00
2301283 TAUZIN CONSULTANTS, LLC e2a62b98-9bca-472b-93d0-d38d9e679df7 Q2 TAUZIN CONSULTANTS, LLC 400671007 ST. CHARLES PARISH 2019 second_quarter FIN Issues related to the upcoming NFIP reauthorization. Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2019-07-11T09:53:05.427000-04:00
2301383 MAYNARD NEXSEN PC 1abcf1e0-e366-4b4c-9e49-a356e6449795 Q2 MAYNARD NEXSEN PC 60116 CMH SERVICES 2019 second_quarter FIN Improving the availability of financing for manufactured homes (no specific legislation). HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE 60000   0 0 2019-07-11T10:55:56.103000-04:00
2301422 HSBC TECHNOLOGY AND SERVICES USA INC. 9cd7f2e5-4b79-454b-b11b-41b6f82f0760 Q2 HSBC TECHNOLOGY AND SERVICES USA INC. 18694 HSBC TECHNOLOGY AND SERVICES USA INC. 2019 second_quarter FIN Beneficial Ownership Registry Proposals; H.R.2513 Corporate Transparency Act of 2019 H.R.2514, the COUNTER Act of 2019 Bank Secrecy Act reform legislation, generally Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   480000 0 0 2019-07-11T11:13:16.840000-04:00
2301443 BLUEPOINT DC eb90e0f6-0ad1-448c-8864-76e5f15dbd4a Q2 BLUEPOINT DC 401104846 NAVIENT 2019 second_quarter FIN Issues affecting student loan servicing and financial literacy and education. Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE 30000   0 0 2019-07-11T11:43:28.767000-04:00
2301454 BLUEPOINT DC c7903542-6ea2-4bac-ad57-34627fa0caa7 Q2 BLUEPOINT DC 401104846 EVERFI INC. 2019 second_quarter FIN ​Issues related to financial education. Issues related to opioid abuse prevention education. Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE 10000   0 0 2019-07-11T11:46:32.483000-04:00
2301512 CASSIDY & ASSOCIATES, INC. 4c43b3bf-cf69-458a-947c-dfde8c08faf7 Q2 CASSIDY & ASSOCIATES, INC. 8453 SOCIETY OF ACTUARIES 2019 second_quarter FIN General legislative issues related to actuarial profession HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2019-07-11T12:43:00.133000-04:00
2301543 HUTTON STRATEGIES 135afed6-8963-4df6-8a87-10e4e7a5020a Q2 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2019 second_quarter FIN Financial services & Capital markets issues generally; S. 733, Consumer Financial Choice & Capital Markets Protection Act of 2019. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2019-07-11T13:33:14.217000-04:00
2301565 HUTTON STRATEGIES b5a0e0fd-9f4e-473a-9dde-50ae9ba15322 Q2 HUTTON STRATEGIES 312758 MICROBILT 2019 second_quarter FIN data security & privacy legislation generally; credit reporting & financial technology issues generally. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2019-07-11T13:43:29.217000-04:00
2301611 THE SMITH-FREE GROUP, LLC ff3e4398-3474-41a0-a8d1-22db40b6e0b8 Q2 THE SMITH-FREE GROUP, LLC 35800 WINE AND SPIRITS WHOLESALERS OF AMERICA, INC. 2019 second_quarter FIN H.R.3055, Commerce, Justice, Science, and Related Agencies Appropriations Act, 2020 (Provisions relating to the Alcohol and Tobacco Tax and Trade Bureau-TTB) HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2019-07-11T14:14:04.190000-04:00
2301743 CASSIDY & ASSOCIATES, INC. 19bfe84c-7ce2-49af-ac69-8de796b98d6e Q2 CASSIDY & ASSOCIATES, INC. 8453 QUANTUM XCHANGE 2019 second_quarter FIN Provide general awareness of clients thresholds in Quantum computing technology HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2019-07-11T15:26:15.980000-04:00
2301751 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 67e2dda8-be50-40b8-889d-7b69319b3e20 Q2 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2019 second_quarter FIN Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment Company Act of 1940 regarding electronic delivery of shareholder reports. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   540000 0 0 2019-07-11T15:32:20.480000-04:00
2301820 THE OPTIONS CLEARING CORPORATION 74cb7043-7650-4105-bc53-947b748ff616 Q2 THE OPTIONS CLEARING CORPORATION 66170 OPTIONS CLEARING CORPORATION 2019 second_quarter FIN Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market. Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   440000 0 0 2019-07-11T16:19:57.157000-04:00
2301898 THE WASHINGTON TAX & PUBLIC POLICY GROUP 63e60fc3-22d2-4206-86e2-0fdffed0bac0 Q2 THE WASHINGTON TAX & PUBLIC POLICY GROUP 294930 LEGGETT & PLATT, INC. 2019 second_quarter FIN Issues related to Dodd-Frank reporting requirements. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2019-07-11T17:30:47.227000-04:00
2302082 NASDAQ, INC. b27b6900-4235-48d8-85b1-eb02f0657a18 Q2 NASDAQ, INC. 27115 NASDAQ INC 2019 second_quarter FIN Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016; Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act; Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - To amend the Securities Exchange Act of 1934 to allow for the registration of venture exchanges, and for other purposes; Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2018; Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018; SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Financial transaction tax; Tax treatment of buybacks and dividends; Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and Requiring transparency of short positions that match existing requirements on long position holders. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   300000 0 0 2019-07-12T10:14:24.820000-04:00
2302134 SIFF & ASSOCIATES PLLC 8598f255-5873-49e1-91e0-404b68261891 Q2 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2019 second_quarter FIN H.R. 1, the "For the People Act of 2019"; Title IV, Subtitle F repealing the prohibition on the Securities and Exchange Commission promulgating regulations to require a shareholder vote for a corporation to engage in spending that supports the best interests of the company on public issues directly and through trade associations and other entities. SEC proposed Regulation Best Interest (83 Fed. Reg. 21574, May 9, 2018). Office of Financial Research assessment of systemic risk. General education concerning the need to simplify anti-money laundering / Bank Secrecy Act reporting mandates and raising reporting thresholds. HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of,White House Office 50000   0 0 2019-07-12T10:29:39.213000-04:00
2302300 AMERICAN ASSOCIATION OF PORT AUTHORITIES 54746c7b-d537-4489-8ab5-191b8b3b1800 Q2 AMERICAN ASSOCIATION OF PORT AUTHORITIES 1683 AMERICAN ASSOCIATION OF PORT AUTHORITIES 2019 second_quarter FIN Reinventing Economic Partnerships and Infrastructure Redevelopment (REPAIR) Act to support port infrastructure improvements through an Infrastructure Financing Authority (IFA). Army, Dept of (Corps of Engineers),Commerce, Dept of (DOC),Environmental Protection Agency (EPA),Federal Emergency Management Agency (FEMA),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT),Transportation Security Administration (TSA),U.S. Customs & Border Protection,U.S. Trade Representative (USTR)   270000 0 0 2019-07-12T12:02:49.207000-04:00
2302469 REINSURANCE ASSN OF AMERICA ff206edf-4d3b-4fbc-9a6b-9066d3cc63a8 Q2 REINSURANCE ASSN OF AMERICA 33044 REINSURANCE ASSN OF AMERICA 2019 second_quarter FIN Cannabis insurance safe harbor legislation Cyber security, cyber insurance, and data breach legislation Dodd-Frank Act legislation Export-Import Bank legislation Export-Import Bank reinsurance program legislation H.R. 1595 - SAFE Banking Act of 2019 H.R. 1862 - Federal Insurance Office Abolishment Act of 2019 H.R. 2479 - PRIVA Act H.R. 3407 - United States Export Finance Agency Act of 2019 International insurance legislation Sanctions legislation S. 1200 - Secure And Fair Enforcement Banking Act of 2019 S. 1298 - PRIVA Act S. 1586 - Federal Insurance Office Abolishment Act of 2019 Terrorism Risk Insurance Program legislation Export-Import Bank of the United States (EXIM Bank),Federal Emergency Management Agency (FEMA),Federal Reserve System,Government Accountability Office (GAO),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Economic Council (NEC),SENATE,Treasury, Dept of   310000 0 0 2019-07-12T14:07:00.677000-04:00
2302537 CASSIDY & ASSOCIATES, INC. f93b91de-135c-4ae4-b355-e271e77c7ef8 2A CASSIDY & ASSOCIATES, INC. 8453 QUANTUM XCHANGE 2019 second_quarter FIN Provide general awareness of clients thresholds in Quantum computing technology HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2019-07-12T14:35:21.883000-04:00
2302569 RESOLUTION PUBLIC AFFAIRS, LLC 7079ffb9-908c-40fe-b908-c6858a1d6114 Q2 RESOLUTION PUBLIC AFFAIRS, LLC 401105068 WELLS FARGO & COMPANY 2019 second_quarter FIN Issues related to financial institutions generally. Issues related to the Dodd-Frank Act (P.L.111-203) HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2019-07-12T15:04:35.153000-04:00
2302571 MADISON LAW & POLICY, P.C. 63350a65-00a5-4073-9bf4-d7b556a436ff 2T MADISON LAW & POLICY, P.C. 401104528 A SAY INC. 2019 second_quarter FIN Proxy voting mechanics and technology Natl Economic Council (NEC),Securities & Exchange Commission (SEC) 20000   0 1 2019-07-12T15:05:36.577000-04:00
2302636 LINCOLN NATIONAL CORPORATION 4fefc942-4af4-4801-a0a0-3d601e5cbbd4 Q2 LINCOLN NATIONAL CORPORATION 22872 LINCOLN NATIONAL CORPORATION 2019 second_quarter FIN Financial regulatory reform issues including implementation of PL 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act. Issues: insurance capital standards, roles of federal and state agencies at the IAIS and FSB, standard of care. HR 10 Financial CHOICE Act. Issue: implementation and regulatory reform of the financial services industry. HR 1815 SEC Disclosure Effectiveness Test Act. Issue: SEC investor testing. S 603 Financial Stability Oversight Council Improvement Act of 2019. Issue: FSOC reform. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   200000 0 0 2019-07-12T15:33:59.470000-04:00
2302771 HOLLAND & KNIGHT LLP 4962a6d9-54f7-4a87-b587-1edff12ba778 Q2 HOLLAND & KNIGHT LLP 18466 AMERICA'S HOMEOWNER ALLIANCE 2019 second_quarter FIN Housing affordability and access to credit. HOUSE OF REPRESENTATIVES,SENATE     0 0 2019-07-12T16:42:52.257000-04:00
2302784 HOLLAND & KNIGHT LLP b5855f0c-7c9e-46bb-9c0c-05b2de7badd2 Q2 HOLLAND & KNIGHT LLP 18466 MIDFIRST BANK 2019 second_quarter FIN Implementation of P.L. 115-174, the Economic Growth, Regulatory Relief, and Consumer Protection Act; regulatory rulemaking related to Basel III. Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE 10000   0 0 2019-07-12T16:48:58.977000-04:00
2302788 HOLLAND & KNIGHT LLP d3235b5a-8ba3-4640-8332-b294a7086ee6 Q2 HOLLAND & KNIGHT LLP 18466 NATIONAL ASSOCIATION OF HISPANIC REAL ESTATE PROFESSIONALS 2019 second_quarter FIN Housing affordability and access to credit. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2019-07-12T16:51:00.447000-04:00
2302794 HOLLAND & KNIGHT LLP a0fff469-2c0e-4e50-b96a-f7179fa42b47 Q2 HOLLAND & KNIGHT LLP 18466 RADIAN GROUP, INC. 2019 second_quarter FIN Government sponsored entity reform, housing affordability and credit access. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 50000   0 0 2019-07-12T16:53:03.277000-04:00
2302824 A10 ASSOCIATES, LLC 83f0e4cc-9f39-4577-9849-6a0f6c9e3ba2 Q2 A10 ASSOCIATES, LLC 401105040 ASCENSUS 2019 second_quarter FIN Issues related to Retirement Enhancement and Savings Act. Treasury, Dept of 30000   0 0 2019-07-12T17:31:19.717000-04:00
2303150 LOWE'S COMPANIES INC. f1bca936-c103-408c-80c5-d39df458cdd4 Q2 LOWE'S COMPANIES INC. 312678 LOWE'S COMPANIES INC. 2019 second_quarter FIN Monitoring changes to interchange policies and data security Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE,White House Office   320000 0 0 2019-07-15T09:50:00.200000-04:00
2303424 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 4e678c54-8c06-4955-bb00-88c6bd4e90cc Q2 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 401104451 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 2019 second_quarter FIN SEC Regulation of Private Equity Advisers HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   61000 0 0 2019-07-15T12:28:49.163000-04:00
2303512 HOLLAND & KNIGHT LLP 2a03c6ef-c32e-4e2e-b9a3-85bc54e1f258 Q2 HOLLAND & KNIGHT LLP 18466 PCI SECURITY STANDARDS COUNCIL, LLC 2019 second_quarter FIN Policy issues related to data breach and cyber security. Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE 50000   0 0 2019-07-15T13:13:15.327000-04:00
2303587 HOLLAND & KNIGHT LLP 4ef7f8c0-f2af-4014-8dd0-c15c33206411 Q2 HOLLAND & KNIGHT LLP 18466 FINANCIAL SERVICES INSTITUTE 2019 second_quarter FIN Best interest standard for SEC; Independent Contractor legislation; tax deductibility of advisory fees; exemption of small broker deals; retirement security. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2019-07-15T13:50:50.580000-04:00
2303637 HOLLAND & KNIGHT LLP 8b3ae2b4-f3cb-4f70-bb19-efddba0d139d Q2 HOLLAND & KNIGHT LLP 18466 CITY OF SACRAMENTO, CA 2019 second_quarter FIN Cannabis regulation; SAFE Banking Act. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2019-07-15T14:08:09.240000-04:00
2303696 CAPITOL HILL STRATEGIES, LLC 5c740fce-55dd-46eb-9731-9be1605be24b Q2 CAPITOL HILL STRATEGIES, LLC 91774 INVESTMENT COMPANY INSTITUTE 2019 second_quarter FIN Issues related to the regulation of asset managers Issues related to the electronic delivery of investor materials Possible Legislation regarding the creation of International Regulated Investment Companies (IRICs). HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2019-07-15T14:36:25.147000-04:00
2303836 JOHN MCKECHNIE LLC 9db0cdd6-afdc-4f25-9c15-71f512baec90 Q2 JOHN MCKECHNIE LLC 400751249 TRUSTAGE (FKA CUNA MUTUAL GROUP) 2019 second_quarter FIN Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Prot ection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2019-07-15T15:12:07.667000-04:00
2303838 HOLLAND & KNIGHT LLP 48853197-8a56-4a9b-944f-0e2cd9a8ef2d Q2 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2019 second_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2019-07-15T15:12:08.277000-04:00
2303849 JOHN MCKECHNIE LLC 8b51dd67-8648-47c0-bc02-77cf18bded75 Q2 JOHN MCKECHNIE LLC 400751249 HEARTLAND CREDIT UNION ASSOCIATION (FKA MISSOURI CREDIT UNION ASSOCIATION) 2019 second_quarter FIN Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Prot ection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform Advocating for Community Development Financial Institution funding for FY2019 and FY2020 HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2019-07-15T15:13:11.653000-04:00
2303852 JOHN MCKECHNIE LLC 9d46606d-ae5d-4d1a-b72f-818d19b02ed8 Q2 JOHN MCKECHNIE LLC 400751249 FEDERAL HOME LOAN BANK TOPEKA 2019 second_quarter FIN Housing finance reform Dodd-Frank Act reform HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2019-07-15T15:14:13.637000-04:00
2303855 HOLLAND & KNIGHT LLP 50ac6612-d9fa-4161-a8b4-a1588f3f44e9 Q2 HOLLAND & KNIGHT LLP 18466 DEPOSITORY TRUST & CLEARING CORPORATION 2019 second_quarter FIN Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2019-07-15T15:15:15.403000-04:00
2303857 JOHN MCKECHNIE LLC 51a6f225-b506-4fe0-9481-1a08eb182d33 Q2 JOHN MCKECHNIE LLC 400751249 LEAGUE OF SOUTHEASTERN CREDIT UNIONS 2019 second_quarter FIN Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Prot ection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform Advocating for Community Development Financial Institution funding for FY2019 and FY2020 HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2019-07-15T15:15:16.043000-04:00
2303863 JOHN MCKECHNIE LLC df1836a8-fdae-40f0-a1c7-895037e6d43a Q2 JOHN MCKECHNIE LLC 400751249 DEFENSE CREDIT UNION COUNCIL 2019 second_quarter FIN Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Military Lending Act Credit union member business lending HOUSE OF REPRESENTATIVES,SENATE     0 0 2019-07-15T15:16:18.387000-04:00
2303868 JOHN MCKECHNIE LLC 9ca9558d-e1e5-4dac-92f5-a4142f517dfa Q2 JOHN MCKECHNIE LLC 400751249 SECURITY SERVICE FEDERAL CREDIT UNION 2019 second_quarter FIN Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2019-07-15T15:17:21.013000-04:00
2303871 JOHN MCKECHNIE LLC cb150750-232f-49a0-b2ea-07c9e9023ed2 Q2 JOHN MCKECHNIE LLC 400751249 MARYLAND/DC CREDIT UNION ASSOCIATION 2019 second_quarter FIN Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2019-07-15T15:17:22.950000-04:00
2303873 JOHN MCKECHNIE LLC c34bcef8-3795-45b3-b71c-1b2d7d73fc8c Q2 JOHN MCKECHNIE LLC 400751249 BETHPAGE FEDERAL CREDIT UNION 2019 second_quarter FIN Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2019-07-15T15:18:23.607000-04:00
2303887 JOHN MCKECHNIE LLC e24ccb8f-a90a-49cd-ae66-fbb21de6dad9 Q2 JOHN MCKECHNIE LLC 400751249 TENNESSEE CREDIT UNION LEAGUE 2019 second_quarter FIN Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2019-07-15T15:19:26.327000-04:00
2303893 JOHN MCKECHNIE LLC cc9f0685-ba3b-460d-b6ce-e0e058d3099c Q2 JOHN MCKECHNIE LLC 400751249 DIGITAL FEDERAL CREDIT UNION 2019 second_quarter FIN Gramm-Leach-Bliley Act reform Dodd-Frank Act reform Consumer Financial Protection Bureau reform Credit union member business lending; capital reform regarding supplemental capital; data breach/data security; patent reform HOUSE OF REPRESENTATIVES,SENATE     0 0 2019-07-15T15:20:28.187000-04:00
2303948 HOLLAND & KNIGHT LLP 3c9e7be6-3716-4a00-b32f-f6c0984aef9d Q2 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2019 second_quarter FIN Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule and financial planning business objectives. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2019-07-15T15:43:51.500000-04:00
2303986 KOUNTOUPES DENHAM CARR & REID, LLC ce7f9467-661d-4f60-879b-6c5ed8a39009 Q2 KOUNTOUPES DENHAM CARR & REID, LLC 320918 RETAIL INDUSTRY LEADERS ASSOCIATION (RILA) 2019 second_quarter FIN Issues related to privacy, data security, data breach notification and cybersecurity. Issues related to payments. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2019-07-15T16:02:08.533000-04:00
2304029 CBOE GLOBAL MARKETS, INC. 30bd16e7-c797-41c2-b95c-6287a8d8bc86 Q2 CBOE GLOBAL MARKETS, INC. 48510 CBOE GLOBAL MARKETS, INC. 2019 second_quarter FIN Issues related to potential change in the U.S. Tax Code impacting securities. HOUSE OF REPRESENTATIVES,SENATE   313790 0 0 2019-07-15T16:12:21.487000-04:00
2304042 CGCN GROUP, LLC ab68e1c9-1f84-4a6e-ab43-8ad94eccd5c0 Q2 CGCN GROUP, LLC 76992 BLOOMBERG LP 2019 second_quarter FIN Monitor issues relating to investor access to information and market structure; Market Data issues and equity market structure issues. Regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act (Pub. L. 111-203). HOUSE OF REPRESENTATIVES,SENATE 28500   0 0 2019-07-15T16:22:29.677000-04:00
2304096 MINDSET ADVOCACY, LLC f24f815a-8dbd-4e9b-a50e-162fa644ee32 Q2 MINDSET ADVOCACY, LLC 296271 ASSOCIATION FOR CORPORATE GROWTH, INC. 2019 second_quarter FIN Ensuring appropriate regulation of middle market investment advisers; SEC oversight of private equity fund advisers HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2019-07-15T16:42:47.897000-04:00
2304133 MINDSET ADVOCACY, LLC 81d54502-0289-4b69-b130-d641f76a0934 Q2 MINDSET ADVOCACY, LLC 296271 NOMURA HOLDING AMERICA, INC. 2019 second_quarter FIN Legislation and regulation related to capital markets issues Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2019-07-15T16:49:02.460000-04:00
2304162 MINDSET ADVOCACY, LLC 60875501-8ec6-47ad-abce-7736e4c5b2da Q2 MINDSET ADVOCACY, LLC 296271 PWC US GROUP LLP 2019 second_quarter FIN Legislation relating to the regulatory reform of financial services, accounting, and financial reporting Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 30000   0 0 2019-07-15T16:54:11.900000-04:00
2304172 MINDSET ADVOCACY, LLC 0cdf9974-8523-4233-8670-cdb80122dab8 Q2 MINDSET ADVOCACY, LLC 296271 QUICKEN LOANS 2019 second_quarter FIN Data privacy issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2019-07-15T17:00:18.353000-04:00
2304204 COIN CENTER INC. a9a6488c-1a5b-4edd-8277-b722b2698ffd Q2 COIN CENTER INC. 401105091 COIN CENTER INC. 2019 second_quarter FIN Issues related to cryptocurrency technology HOUSE OF REPRESENTATIVES,SENATE   70000 0 0 2019-07-15T17:30:30.763000-04:00
2304252 HUNTINGTON BANCSHARES INCORPORATED 73945c43-4083-4379-8fa1-0f6e911950cf Q2 HUNTINGTON BANCSHARES INCORPORATED 77435 HUNTINGTON BANCSHARES INCORPORATED 2019 second_quarter FIN H.R. 1595, SAFE Banking Act of 2019, all provisions; S. 2100, Secure and Fair Enforcement Banking Act, all provisions; H.R. 3182, CECL Consumer Impact and Study Bill, all provisions; S. 1564, Continued Encouragement for Consumer Lending Act, all provisions; H.R. 2513 Corporate Transparency Act, all provisions; S. 1978, Corporate Transparency Act, all provisions; H.R. 3111, National Flood Insurance Program Administrative Reform Act, all provisions; H.R. 3407, United States Export Finance Agency Act, all provisions; Implementation of regulatory recalibration for regional banks, general education; Libor rate transition, general education; Diversity and inclusion in banking industry, general education; Environmental, Social and Governance programs, general education; opportunity zone programs, general education; Real Time Payment (RTP) systems, general education; government shutdown, customer impacts and program response particularly related to SBA, Community Reinvestment Act modernization, general education; cyber-security, general education; privacy and data security, general education; small business lending, general education. HOUSE OF REPRESENTATIVES,SENATE   100000 0 0 2019-07-15T18:10:48.487000-04:00
2304348 CGCN GROUP, LLC f0ada099-68c1-41eb-a499-885cd8d06d6b Q2 CGCN GROUP, LLC 76992 TOTAL SYSTEM SERVICES, INC. 2019 second_quarter FIN Monitoring issues related to privacy and data security. HOUSE OF REPRESENTATIVES,SENATE 75000   0 0 2019-07-16T09:06:24.133000-04:00
2304349 FIDELITY NATIONAL INFORMATION SYSTEMS, INC. AND SUBSIDIARIES 5f669732-4173-410c-8ef3-ef355e6646b4 2A FIDELITY NATIONAL INFORMATION SYSTEMS, INC. AND SUBSIDIARIES 401104319 FIDELITY NATIONAL INFORMATION SYSTEMS INC AND SUBSIDIARIES 2019 second_quarter FIN State/Federal Conflicts of Law; Financial Technology; Consumer Privacy. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   40000 0 0 2019-07-16T09:10:25.023000-04:00
2304386 CLARK HILL, PLC f282e0e2-e469-4321-ac0e-a019b5070846 Q2 CLARK HILL, PLC 287771 NATIONAL CREDITORS BAR ASSOCIATION 2019 second_quarter FIN General support of the Debt Collection Rule. Consumer Financial Protection Bureau (CFPB) 30000   0 0 2019-07-16T09:19:34.947000-04:00
2304398 CAPITOL LEGISLATIVE STRATEGIES LLC d1d5ed89-240e-4635-9952-5184ac0865c9 Q2 CAPITOL LEGISLATIVE STRATEGIES LLC 400432093 LEADING BUILDERS OF AMERICA 2019 second_quarter FIN Proposals related to the reform of the Government Sponsored Enterprises (GSEs), Fannie Mae, Freddie Mac, FHA Issues related to housing finance HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2019-07-16T09:22:38.807000-04:00
2304405 THE NORMANDY GROUP, LLC 20440c4d-1d70-4fce-ab1d-882e40e0eb2c Q2 THE NORMANDY GROUP, LLC 306636 LEADING BUILDERS OF AMERICA 2019 second_quarter FIN GSE reform HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2019-07-16T09:25:40.323000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
Powered by Datasette · Queries took 2240.73ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API