lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
920 rows where filing_period = "second_quarter", filing_year = 2018 and issue_code = "FIN" sorted by filing_year descending
This data as json, CSV (advanced)
Suggested facets: filing_type, is_termination, received_date (date)
| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2139120 | CARMEN GROUP INCORPORATED 0d8c7d9a-d865-48d5-b597-7161b6b0ff52 | 2T | CARMEN GROUP INCORPORATED | 8316 | AMERICAN CHAMBER OF COMMERCE OF NICARAGUA | 2018 | second_quarter | FIN | Nicaraguan Investment Conditionality Act of 2017 | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of,White House Office | 99000 | 0 | 1 | 2018-06-11T14:34:40.720000-04:00 | |
| 2139325 | REPUBLIC CONSULTING, LLC caa52c5a-cfd8-4427-b0b9-324aaa0102a1 | Q2 | REPUBLIC CONSULTING, LLC | 401016871 | NATIONAL READY MIXED CONCRETE ASSOCIATION | 2018 | second_quarter | FIN | Support Resiliency Language in the National Flood Insurance Program. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-06-24T14:48:03.940000-04:00 | |
| 2139393 | FINANCIAL SERVICES INSTITUTE 5f997069-1c58-43fb-8d46-ed6003b925ba | Q2 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2018 | second_quarter | FIN | DOL Fiduciary Rule | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 120000 | 0 | 0 | 2018-06-27T09:05:17.033000-04:00 | |
| 2139796 | COUNCIL OF INSTITUTIONAL INVESTORS 56e1f176-85dc-41f3-8a91-111fcbed391d | Q2 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2018 | second_quarter | FIN | May 8, 2018CII letter to SEC on oversight of cryptocurrencies and initial coin offerings May 10, 2018CII letter to SEC on transaction fee pilot May 22, 2018CII letter to Chair and Ranking Member of House Capital Markets Subcommittee on legislative proposals June 6, 2018CII letter to Chair and Ranking Member of House Financial Services Committee on markup of legislative proposals June 12, 2018CII letter to Chair and Ranking Member of House Capital Markets Subcommittee regarding H.R. 5037 June 27, 2018CII letter to Chair and Ranking Member of Senate Banking Committee on H.R. 4015 and S. 536 June 28, 2018CII letter to SEC regarding auditor independence | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2018-07-02T11:14:11.170000-04:00 | ||
| 2139800 | MAGILL ASSOCIATES, LLC 0e019350-5845-4f9a-9a3d-aaaeff20f181 | Q2 | MAGILL ASSOCIATES, LLC | 401103511 | LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" | 2018 | second_quarter | FIN | The Consumer Financial Protection Board's (CFPB) rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-07-02T11:16:13.517000-04:00 | |
| 2139853 | COMMERCE BANK abd200f6-8605-4a6a-a318-21065df7b9fa | Q2 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2018 | second_quarter | FIN | Banking regulatory reform. Discussions included the need for regulatory reform for midsized banks. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-07-02T13:10:53.363000-04:00 | ||
| 2139858 | MOTORCYCLE INDUSTRY COUNCIL 537aa731-c64c-4122-923f-71cf242692b0 | Q2 | MOTORCYCLE INDUSTRY COUNCIL | 57338 | MOTORCYCLE INDUSTRY COUNCIL | 2018 | second_quarter | FIN | CFPB Reform | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-07-02T13:13:57.753000-04:00 | |
| 2140017 | MR. DOYCE BOESCH f84bb2ea-9093-4a5f-ad8c-e59e10bb9030 | Q2 | MR. DOYCE BOESCH | 400677020 | FIDELITY INVESTMENTS | 2018 | second_quarter | FIN | Financial regulation and legislation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2018-07-03T09:20:46.267000-04:00 | |
| 2140027 | MR. DOYCE BOESCH 1aff22cd-6985-44ee-8c4a-78a4149d1a22 | Q2 | MR. DOYCE BOESCH | 400677020 | INVESTMENT COMPANY INSTITUTE | 2018 | second_quarter | FIN | Financial Regulation and Legislation | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2018-07-03T09:29:59.707000-04:00 | |
| 2140044 | GOLDHABER POLICY SERVICES LLC c0c7dafa-27c1-4c84-b46f-6d94ef37390b | Q2 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2018 | second_quarter | FIN | Worked on issues and options related to non-bank membership in Federal Home Loan Bank (FHLB) including tracking issues related to S.2155 the Senate regulatory reform bill. | Housing & Urban Development, Dept of (HUD),SENATE | 10000 | 0 | 0 | 2018-07-03T10:12:20.667000-04:00 | |
| 2140048 | GOLDHABER POLICY SERVICES LLC 7a4089ca-c710-43d1-adf6-18b31473f577 | Q2 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2018 | second_quarter | FIN | Worked on issues and options related to non-bank membership in Federal Home Loan Bank (FHLB) including S.2361 to continue or restore the membership of captive insurance company in the FHLB. Tracking issues related to S.2155 the Senate regulatory reform bill. | 10000 | 0 | 0 | 2018-07-03T10:25:23.840000-04:00 | ||
| 2140054 | GOLDHABER POLICY SERVICES LLC d43e802a-f219-4e59-9c77-03455614ffba | Q2 | GOLDHABER POLICY SERVICES LLC | 400935705 | RENEW FINANCIAL GROUP LLC | 2018 | second_quarter | FIN | Worked on policy issues related to the PACE program, including issues in Senate Regulatory reform bill S.2155 with key consumer and housing stakeholders. | 20000 | 0 | 0 | 2018-07-03T10:31:30.357000-04:00 | ||
| 2140196 | JACKSON VAUGHN PUBLIC STRATEGIES d5851d49-4752-4d87-985e-339fec976eb2 | Q2 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ENOVA ONLINE SERVICES, INC. | 2018 | second_quarter | FIN | CFPB small dollar rule, Operation Chokepoint HR 2706, Fintech charter, CFPB arbitration rule, True lender HR 4439, Valid when made HR 3299 & SB 1642, Military Lending Act; Financial Choice Act HR 10 | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-07-03T16:12:38.800000-04:00 | |
| 2140197 | RICH FEUER ANDERSON 79b895df-c8b8-498e-8a57-d1fe30c14550 | Q2 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2018 | second_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Modernization of anti-money laundering and terrorist financing legislation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-03T16:13:39.990000-04:00 | |
| 2140199 | RICH FEUER ANDERSON 8f143dda-4adb-4112-af44-1a3e8cc85b47 | Q2 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2018 | second_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-07-03T16:17:42.770000-04:00 | |
| 2140200 | JACKSON VAUGHN PUBLIC STRATEGIES 216bcbc1-1998-4769-bdbf-a8284145bb3c | Q2 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | FIRST COMMAND FINANCIAL SERVICES, INC. | 2018 | second_quarter | FIN | Department of Labor Fiduciary Rule; Military; Protecting Advice for Small Savers Act of 2017 HR 3857; Affordable Retirement Advice for Savers Act HR 2823 | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-07-03T16:19:44.020000-04:00 | |
| 2140228 | MORRISON PUBLIC AFFAIRS GROUP 949fdbd5-2d78-4cea-814f-afe6c727cc2d | Q2 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2018 | second_quarter | FIN | Housing finance reform legislation. Regulation of housing finance activities. Regulation of Fannie Mae and Freddie Mac. Legislation and regulations related to the Federal Housing Administration and Ginnie Mae. Legislation and regulation related to mortgage insurance. | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 80000 | 0 | 0 | 2018-07-04T08:23:21.253000-04:00 | |
| 2140304 | MILNE, WIENER & SHOFE GLOBAL STRATEGIES (FKA M & W GOVERNMENT AFFAIRS, LLC) 70ca7824-6431-4af4-bb79-83433a246dbb | 2T | MILNE, WIENER & SHOFE GLOBAL STRATEGIES (FKA M & W GOVERNMENT AFFAIRS, LLC) | 401104432 | LEADSMARKET.COM | 2018 | second_quarter | FIN | HR 10, The Financial CHOICE Act of 2017 | HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE | 50000 | 0 | 1 | 2018-07-05T10:15:47.033000-04:00 | |
| 2140504 | RICH FEUER ANDERSON d90b9c88-ffa4-4ec9-b9bd-74da4c276bf0 | Q2 | RICH FEUER ANDERSON | 84775 | AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION | 2018 | second_quarter | FIN | Regulatory structure for insurance and financial activities, including appropriate role of Federal Insurance Office and Federal Reserve; H.R. 3861, the "Federal Insurance Office Reform Act of 2017;" H.R. 3762 and H.R. 4537, the "International Insurance Standards Act of 2017;" and S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-07-05T17:42:58.287000-04:00 | |
| 2140615 | THE VELASQUEZ GROUP, L.L.C. 9ce038a1-7440-4350-a1c7-d051f9efa3b5 | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2018 | second_quarter | FIN | Monitoring of financial services legislation generally. | HOUSE OF REPRESENTATIVES | 50000 | 0 | 0 | 2018-07-06T12:05:11.843000-04:00 | |
| 2140640 | THE VELASQUEZ GROUP, L.L.C. f2b9eb94-e981-4ee9-8665-54ccd8a528b0 | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2018 | second_quarter | FIN | S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs). | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-07-06T12:26:36.673000-04:00 | |
| 2140641 | THE VELASQUEZ GROUP, L.L.C. f7566bed-535d-4368-a927-ecc104396e37 | 2A | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2018 | second_quarter | FIN | S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; monitoring of financial services generally. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-07-06T12:32:38.173000-04:00 | |
| 2140665 | MAYNARD NEXSEN PC 0d169616-01bd-4ba0-978f-89e64546acc3 | Q2 | MAYNARD NEXSEN PC | 60116 | CMH SERVICES | 2018 | second_quarter | FIN | H.R. 1699--To amend the Truth in Lending Act to modify the definitions of a mortgage originator and a high-cost mortgage, to amend the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 to modify the definition of a loan originator, and for other purposes. Discussions regarding the H.R. 3354--Interior and Environment, Agriculture and Rural Development, Commerce, Justice, Science, Financial Services and General Government, Homeland Security, Labor, Health and Human Services, Education, State and Foreign Operations, Transportation, Housing and Urban Development, Defense, Military Construction and Veteran Affairs, Legislative Branch, and Water Development Appropriations Act, 2018. Discussions regarding H.R. 10--The Financial Choice Act of 2017. Discussions regarding S. 2155--Relating to mortgage origination, Economic Growth, Regulatory Relief and Consumer Protection Act. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 60000 | 0 | 0 | 2018-07-06T13:12:52.843000-04:00 | |
| 2140691 | ALLON ADVOCACY, LLC 0ac35c4d-2170-498b-b635-212c3021141d | Q2 | ALLON ADVOCACY, LLC | 401104657 | YODLEE INC. | 2018 | second_quarter | FIN | Consumer-permissioned financial data access issues; alternative data and credit reporting, including S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act and Department of Treasury fintech report. | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 90000 | 0 | 0 | 2018-07-06T14:40:20.087000-04:00 | |
| 2140698 | ALLON ADVOCACY, LLC fc061e46-102c-4bae-8532-412dcbfb8cc6 | Q2 | ALLON ADVOCACY, LLC | 401104657 | ACHIEVE | 2018 | second_quarter | FIN | Marketplace lending issues, including H.R. 3299, The Protecting Consumers' Access to Credit Act | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2018-07-06T14:46:22.933000-04:00 | |
| 2140700 | ALLON ADVOCACY, LLC 69229d2e-8b7c-483a-ba98-dec35c9ba8b6 | Q2 | ALLON ADVOCACY, LLC | 401104657 | SIPREE, INCORPORATED | 2018 | second_quarter | FIN | Issues related to the usage and deployment of digital payment services. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 0 | 0 | 2018-07-06T14:56:24.213000-04:00 | ||
| 2140755 | RICH FEUER ANDERSON 39c87d1e-7446-4cde-b081-995d511f8878 | Q2 | RICH FEUER ANDERSON | 84775 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2018 | second_quarter | FIN | Legislation and regulation affecting private equity limited partners, including H.R. 10, the "Financial CHOICE Act," and H.R. 6177, the "Developing and Empowering our Aspiring Leaders Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-07-06T15:29:53.577000-04:00 | |
| 2140819 | HOLLAND & KNIGHT LLP e44f1126-3b2c-4032-b22d-a4fce4dbad6a | Q2 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2018 | second_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2018-07-06T17:33:08.297000-04:00 | |
| 2140828 | RICH FEUER ANDERSON ea2ce85d-d35e-439b-9aa1-27156bf9b4da | Q2 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2018 | second_quarter | FIN | Regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 238, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-07-06T17:48:20.610000-04:00 | |
| 2140836 | RICH FEUER ANDERSON 61437a8a-cab6-4475-a89a-255da1b0fe57 | Q2 | RICH FEUER ANDERSON | 84775 | SOCIAL FINANCE, INC. | 2018 | second_quarter | FIN | Regulation of online lenders, including potential national charter, application of banking regulations, S.2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act," and H.R.5659, the "Volcker Rule Relief Act of 2018." Securitization of student loans. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-07-06T18:33:30.317000-04:00 | |
| 2140983 | APPO-G, LLC 0dcfa010-30cd-44d3-832d-c47803d6de6a | Q2 | APPO-G, LLC | 81156 | STATE FINANCIAL OFFICERS FOUNDATION | 2018 | second_quarter | FIN | SEC Rule 2a-7, Choice Act, Repeal of Dodd-Frank, S.1117 | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of | 0 | 0 | 2018-07-09T10:44:46.500000-04:00 | ||
| 2141011 | APPO-G, LLC 4c49aa32-69da-4603-929b-a275546b4570 | Q2 | APPO-G, LLC | 81156 | COALITION FOR INVESTOR CHOICE, INC. | 2018 | second_quarter | FIN | S.1117 HR. 2319 | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-09T11:22:06.957000-04:00 | |
| 2141016 | TAUZIN CONSULTANTS, LLC 3f7f67da-7b3d-4d61-802a-15aa316f998d | Q2 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2018 | second_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-09T11:30:09.787000-04:00 | |
| 2141032 | THE MAJORITY GROUP, LLC e239bd98-6741-43f0-9f17-70678324fb49 | Q2 | THE MAJORITY GROUP, LLC | 400713141 | EXPANSION FUNDING PARTNERS, LLC | 2018 | second_quarter | FIN | Capital formation for small businesses, Main Street Growth Act | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2018-07-09T11:51:28.037000-04:00 | |
| 2141124 | BRETT HEWITT 3b9bf070-94dc-46e1-ac18-304578730971 | Q2 | BRETT HEWITT | 401104924 | PROPERTY CASUALTY INSURERS ASSOCIATION OF AMERICA | 2018 | second_quarter | FIN | S. 2702 Authority of Bureau of Consumer Financial Protection | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-07-09T14:27:49.457000-04:00 | |
| 2141144 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 4db7bc13-834d-4aa7-91a7-f28e3de1f41a | Q2 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 401104451 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2018 | second_quarter | FIN | SEC oversight of private equity fund advisers H.R. 6177 | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 65000 | 0 | 0 | 2018-07-09T14:46:10.553000-04:00 | |
| 2141174 | POBLETE TAMARGO, LLP 29d63e82-6225-468e-8334-8298e0bc9d3a | Q2 | POBLETE TAMARGO, LLP | 400620885 | RD LEGAL FUNDING, LLC | 2018 | second_quarter | FIN | Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-07-09T15:17:50.887000-04:00 | ||
| 2141190 | ARENA STRATEGIES, LLC 66a70ecd-3b0b-48d6-b8c0-80155821f93e | Q2 | ARENA STRATEGIES, LLC | 401103555 | WLCC II/DBA ARROWHEAD ADVANCE | 2018 | second_quarter | FIN | Consumer financial issues and regulations | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2018-07-09T15:39:02.293000-04:00 | |
| 2141196 | ARENA STRATEGIES, LLC f5c7ccd3-4615-4c16-9fd2-b98ce94b220a | Q2 | ARENA STRATEGIES, LLC | 401103555 | COMMERCIAL FINANCE COALITION | 2018 | second_quarter | FIN | Financial CHOICE Act; general financial services issues | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2018-07-09T15:47:06.483000-04:00 | |
| 2141216 | SHAZAM INC. 8f3f52ca-b31f-41eb-b32d-7ba004d4b478 | Q2 | SHAZAM INC. | 401104920 | SHAZAM INC. | 2018 | second_quarter | FIN | Issues related to financial services, specifically payments and data security. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-07-09T16:11:26.813000-04:00 | |
| 2141451 | KABBAGE, INC. 2396ce5e-ebec-4540-848e-538aba430597 | Q2 | KABBAGE, INC. | 401104099 | KABBAGE, INC. | 2018 | second_quarter | FIN | 1. Educate members of Congress and agencies on Financial Technology solutions (FinTech) in the online small business lending space. 2. Educate on an "Open Banking Environment" (Dodd Frank Sec. 1033) so small business customers may share their financial data through permission based APIs with third party FinTech platforms. 3. Monitor and discuss H.R. 4439, the Modernizing Credit Opportunities Act. | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 95000 | 0 | 0 | 2018-07-10T10:10:56.957000-04:00 | |
| 2141634 | M&T BANK CORPORATION 82d3bdde-19d5-474c-aa4c-9ac1b7659dbc | Q2 | M&T BANK CORPORATION | 401104858 | M&T BANK CORPORATION | 2018 | second_quarter | FIN | S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act, all provisions. Other regulations related to financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-07-10T13:21:00.883000-04:00 | |
| 2141648 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 94ca05ef-6e64-449b-abad-37121d9142b3 | Q2 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2018 | second_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act of 2010. Issues related to the regulation of securities products and those who sell them. Issues related to the regulation of certain employee benefit plan sponsors/participants and IRA holders under ERISA including: H.R.3857, H.J. Res. 66, H.J.Res. 67, S.J. Res. 32, S. J. Res. 33 and H.R. 355. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens including H.R.3758, S. 223 and S. 2155. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 578000 | 0 | 0 | 2018-07-10T13:33:13.370000-04:00 | |
| 2141674 | BAKER & HOSTETLER LLP 6dec19a3-6a40-4596-9a84-6010f259e795 | Q2 | BAKER & HOSTETLER LLP | 5131 | FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ) | 2018 | second_quarter | FIN | U.S. Department of Labor regulatory issues | Justice, Dept of (DOJ),Labor, Dept of (DOL) | 40000 | 0 | 0 | 2018-07-10T14:11:50.280000-04:00 | |
| 2141801 | RICH FEUER ANDERSON a25cbab9-d646-4d69-be43-e4258a1fcdb4 | Q2 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2018 | second_quarter | FIN | Regulation of broker-dealers. Customer recovery across various dispute resolution forums, including S.2499. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-10T15:37:35.087000-04:00 | |
| 2141860 | CAPITOL-CONTEXT,LLC 282d991e-b550-4f1f-bd82-ff6ae786661c | Q2 | CAPITOL-CONTEXT,LLC | 401103233 | PRIVATE INVESTOR COALITION | 2018 | second_quarter | FIN | H.R. 3972 Family Office Technical Correction Act | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2018-07-10T16:22:40.780000-04:00 | |
| 2141931 | COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE 1b140121-b4db-4ec5-b8b6-1a8f8dc3c00f | Q2 | COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE | 11003 | COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE | 2018 | second_quarter | FIN | CCAGW Urges Support for S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act CCAGW Urges Banking Committee to Question FHFA Director Watt on GSE Activities | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-07-10T17:19:35.567000-04:00 | |
| 2141942 | THE CJR GROUP, INC. cc0140ec-88b1-4137-80e0-ba24e47dc7e7 | Q2 | THE CJR GROUP, INC. | 288293 | RPM INTERNATIONAL INC | 2018 | second_quarter | FIN | Dodd-Frank reforms | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-07-10T17:34:42.070000-04:00 | |
| 2142179 | WARNER, NORCROSS + JUDD LLP 856f1280-1e2d-4ac4-968f-6f376ed2a075 | Q2 | WARNER, NORCROSS + JUDD LLP | 401050963 | ALLIANCE OF MERGER & ACQUISITION ADVISORS | 2018 | second_quarter | FIN | Creating simplified system of federal registration and regulation for broker-dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 686 and S. 1010. The Small Business, Mergers, Acquisitions and Sales Brokerage Simplification Act of 2015. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-07-11T11:18:09.460000-04:00 | ||
| 2142209 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION b2a3e9d2-184e-41d2-bb49-465d38d6ea63 | Q2 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2018 | second_quarter | FIN | H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 110000 | 0 | 0 | 2018-07-11T11:33:30.507000-04:00 | |
| 2142214 | MAYNARD NEXSEN PC 2855543b-c240-4059-aa57-cfbf6f8eacf5 | Q2 | MAYNARD NEXSEN PC | 60116 | REGIONS FINANCIAL CORPORATION | 2018 | second_quarter | FIN | S. 2155 Economic Growth, Regulatory Relief and Consumer Protection Act, and H.R. 10, The Financial Choice Act of 2017 regarding effects on financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-07-11T11:42:37.007000-04:00 | |
| 2142351 | DEBEVOISE & PLIMPTON LLP da26a08b-e230-4c50-84bd-73133f097fab | Q2 | DEBEVOISE & PLIMPTON LLP | 400708125 | PRIVATE INVESTOR COALITION, INC. | 2018 | second_quarter | FIN | Issues related to applicability of certain provisions of the U.S. Securities laws to "family offices." | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2018-07-11T13:13:00.540000-04:00 | ||
| 2142389 | AMERICAN RESORT DEVELOPMENT ASSN a0c4f03f-0b7c-4a3b-8eb2-e5521c5b12e7 | Q2 | AMERICAN RESORT DEVELOPMENT ASSN | 3242 | AMERICAN RESORT DEVELOPMENT ASSN | 2018 | second_quarter | FIN | Issues related to the implementation of Dodd-Frank; issues related to Consumer Financial Protection Bureau reforms | HOUSE OF REPRESENTATIVES,SENATE | 270000 | 0 | 0 | 2018-07-11T14:04:35.280000-04:00 | |
| 2142478 | BOND DEALERS OF AMERICA daad72a8-6ca6-4e33-9849-edc0d58f7e58 | Q2 | BOND DEALERS OF AMERICA | 400404907 | BOND DEALERS OF AMERICA | 2018 | second_quarter | FIN | Tax & Securities | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 66000 | 0 | 0 | 2018-07-11T14:54:23.237000-04:00 | |
| 2142530 | DEERE & COMPANY a62135c6-b522-4325-a116-6b46f38a9a74 | Q2 | DEERE & COMPANY | 11878 | DEERE & COMPANY | 2018 | second_quarter | FIN | Financial Choice Act H.J. Res. 111, S. Res. 47 - Arbitration Agreements | Agriculture, Dept of (USDA),Environmental Protection Agency (EPA),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,U.S. Trade Representative (USTR),White House Office | 460000 | 0 | 0 | 2018-07-11T15:25:13.337000-04:00 | |
| 2142593 | THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES aad37355-a361-4013-87c0-e17d68ff79b0 | Q2 | THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES | 401103539 | THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES | 2018 | second_quarter | FIN | Retirement and money market fund issues, including proposed fiduciary standards; FSOC regulation of nonbank SIFIs. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 450000 | 0 | 0 | 2018-07-11T15:57:31.230000-04:00 | |
| 2142638 | REINSURANCE ASSN OF AMERICA a75952bd-2a73-40aa-838b-cf5e477fa1cf | Q2 | REINSURANCE ASSN OF AMERICA | 33044 | REINSURANCE ASSN OF AMERICA | 2018 | second_quarter | FIN | H.R. ___ - Data Acquisition and Technology Accountability and Security Act H.R. 3861 - Federal Insurance Office Reform Act of 2017 H.R. 4537 - International Insurance Standards Act of 2017 H.R. 5666 - Primary Regulators of Insurance Vote Act of 2018 S. 3177 - Primary Regulators of Insurance Vote Act of 2018 S. 1360 - International Insurance Capital Standards Accountability Act of 2017 S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act Cyber security, cyber insurance, and data breach legislation Dodd-Frank Act legislation JOBS Act 3.0 Sanctions legislation Terrorism Risk Insurance Program legislation | Executive Office of the President (EOP),Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Natl Economic Council (NEC),Natl Oceanic & Atmospheric Administration (NOAA),Office of Management & Budget (OMB),SENATE,Treasury, Dept of,Vice President of the U.S.,White House Office | 220000 | 0 | 0 | 2018-07-11T16:47:32.707000-04:00 | |
| 2142669 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 61b72036-649b-4631-a9c8-c4cbaf0e4420 | Q2 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2018 | second_quarter | FIN | Credit union operations and all aspects of lending, compliance, and member services. Hart Scott Rodino exemptions.National Credit Union Administration (NCUA) budget and appropriations. Cannabis banking H.R.2215. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE | 110000 | 0 | 0 | 2018-07-11T17:40:08.727000-04:00 | |
| 2142684 | RICH FEUER ANDERSON c500f4c0-3d88-43f5-8713-faded41046ae | Q2 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2018 | second_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including fund naming provisions; S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act;" H.R. 3093, the "Investor Clarity and Bank Parity Act."Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including H.R. 2319 and S. 1117, the "Consumer Financial Choice and Capital Markets Protection Act of 2017." | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2018-07-11T18:01:52.187000-04:00 | |
| 2142815 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 76771143-e387-4fc6-a819-f835c315633d | Q2 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2018 | second_quarter | FIN | Regulatory relief for community banks in the 115th Congress Tiered regulation and supervision for community banks as contained in the Independent Community Bankers of Americas (ICBA) Plan for Prosperity The ICBAs Plan for Prosperity contains the following issue areas and recommendations. Access to Capital Restore the original intent of the Basel III rule Create a more accurate identification of systemic risk Spur additional capital for small bank holding companies by modernizing the Federal Reserves policy statement Relieve community banks from excessive Securities and Exchange Commission rules Repeal the Collins Amendment for non-SIFIs Address minority bank capital challenges Regulatory Relief Balance consumer regulation through more accountable Consumer Financial Protection Bureau governance Eliminate arbitrary disparate impact fair lending lawsuits Ensure the viability of mutual banks through new charter and capital options Support rigorous cost-benefit analyses of all new rules to determine if they are justified and indeed needed Modernize the Bank Secrecy Act (BSA) Cut the red tape in small business lending by eliminating burdensome data collection Target the Volker Rule on a banks individual risk Preserve access to investment advice for middle-class savers Mortgage Reform Create a safe harbor from onerous underwriting standards Establish relief from burdensome HMDA, escrow and appraisal requirements Preserve the ability for community banks to continue servicing mortgage loans Reform the closing process and accompanying paperwork Bank Oversight and Examination Strengthen accountability in bank exams and create a workable appeals process Reform bank oversight and examination to better target risk Tax Relief Lower marginal rates needed for individuals, corporations and businesses Incentivize credit for low- and middle-income customers and American agriculture Modernize Subchapter S constraints Create limited liability corporation (LLC) option for community banks Repeal the estate tax Update the bank … | Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 55000 | 0 | 0 | 2018-07-12T10:18:43.373000-04:00 | |
| 2142913 | TAUZIN STRATEGIC NETWORKS c24d4c2f-471a-4a77-bc4c-8651131ce8e0 | Q2 | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) | 2018 | second_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-07-12T11:28:48.947000-04:00 | |
| 2143002 | COVINGTON & BURLING LLP 07e17c2a-83ae-460a-9af4-1c15b13fc48d | 2T | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2018 | second_quarter | FIN | Issues affecting banks, including mortgage servicing and housing issues and bank capital requirements | HOUSE OF REPRESENTATIVES,SENATE | 0 | 1 | 2018-07-12T12:21:56.187000-04:00 | ||
| 2143011 | COVINGTON & BURLING LLP e068e7b8-3b3d-4832-a90c-3d8f8a18d1be | Q2 | COVINGTON & BURLING LLP | 11195 | PROMONTORY INTERFINANCIAL NETWORK,LLC | 2018 | second_quarter | FIN | legislation relating to the regulation of bank deposits and federal insurance of bank deposits, including H R 2403 and S 1500. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-07-12T12:27:03.327000-04:00 | |
| 2143320 | STRUCTURED FINANCE ASSOCIATION 2785ff02-4425-4f02-8c5f-52dbcbec698d | Q2 | STRUCTURED FINANCE ASSOCIATION | 401103239 | STRUCTURED FINANCE ASSOCIATION | 2018 | second_quarter | FIN | 1. Collateralized Loan Obligations (CLOs) - General issues concerning changes to the risk retention compliance requirements for CLOs. 2. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules (includes the Liquidity Coverage Ratio, The Fundamental Review of the Trading Book, efforts to create "Simple, Transparent and Comparable" (STC) securitizations, STC treatment for short-term securitizations, and capital treatment of consolidated SPEs when risk transfer occurs). 3. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS asset classes, specifically auto, credit card, equipment lease and student loans. 4. General Dodd-Frank Implementation and Reform Efforts - Issues concerning the implementation of DFA final rules, including risk retention, the Liquidity Coverage Ratio (LCR), and uncleared swap margin rules; H.R. 10 (The Financial CHOICE Act), specifically risk retention provisions, Volcker Rule (discussed SFIG recommended changes with staff at SEC, Federal Reserve Board, and OCC), arbitration clauses, lead regulator concept, and "valid when made" loan provisions; reform proposals as they relate to securitization and capital markets generally; S.2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act), specifically provisions potentially related to securitization. 5. S.1642/H.R.3299 (Protecting Consumers' Access to Credit Act of 2017) - Issues concerning the effect on the secondary loan market and, by extension, securitizations. 6. Working with SFIG members and the Alternative Reference Rates Committee (ARRC) at the Federal Reserve Bank of New York to determine best path for transition away from LIBOR (in 2021, the U.K.s Financial Conduct Authority will stop compelling banks to report LIBOR). SFIG was selected to co-chair the ARRCs Securitization Working Grou… | Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 100000 | 0 | 0 | 2018-07-12T17:08:14.677000-04:00 | |
| 2143646 | MICHIGAN CREDIT UNION LEAGUE 0f3c7a7b-d284-4e61-acb1-f207d09e21de | Q2 | MICHIGAN CREDIT UNION LEAGUE | 25157 | MICHIGAN CREDIT UNION LEAGUE | 2018 | second_quarter | FIN | MCUL supports common-sense regulatory reform for community based financial institutions, like credit unions who were not responsible for the financial collapse but are subject to one size fits all regulations meant for bad actors. As such, MCUL supported passage of S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act. The bill provides targeted relief to community financial institutions, including credit unions. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-07-13T11:20:24.880000-04:00 | |
| 2143672 | THE OPTIONS CLEARING CORPORATION af4add5f-b384-4de1-b07f-99fa2c9dc70d | Q2 | THE OPTIONS CLEARING CORPORATION | 66170 | OPTIONS CLEARING CORPORATION | 2018 | second_quarter | FIN | Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act. | Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 450000 | 0 | 0 | 2018-07-13T11:53:37.417000-04:00 | |
| 2143722 | ALPINE GROUP PARTNERS, LLC. 5d3c7279-43c8-409c-889f-ffc5b6265f2c | Q2 | ALPINE GROUP PARTNERS, LLC. | 1171 | THE BLACKSTONE GROUP | 2018 | second_quarter | FIN | Financial Services Tax Reform Energy Policy Trade | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-07-13T12:18:03.323000-04:00 | |
| 2143728 | JONES WALKER, LLP 6c59b9aa-7779-435f-b057-d13b92f78de2 | Q2 | JONES WALKER, LLP | 20881 | AMERICAN FACTORING ASSOCIATION | 2018 | second_quarter | FIN | Financial services legislation and regulation that would affect the business of factoring; Operation Choke Point legislation; merchants cash advance companies and issues arising from such companies; and CFPB issues, including implementation of Section 1071 of Dodd-Frank. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-07-13T12:19:06.637000-04:00 | |
| 2143802 | THE SMITH-FREE GROUP, LLC b8ace5f6-7189-4a37-b69d-b5fa3f0dfd63 | Q2 | THE SMITH-FREE GROUP, LLC | 35800 | NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | 2018 | second_quarter | FIN | Discussions regarding draft legislation on data security Monitored P.L.115-174, Economic Growth, Regulatory Relief, and Consumer Protection Act | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-13T12:53:52.203000-04:00 | |
| 2143956 | SIFF & ASSOCIATES PLLC 5b9c3d64-ed52-4258-992b-8f53f6c48dfe | Q2 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2018 | second_quarter | FIN | H.R. 3089, the "Corporate Transparency Act of 2017," legislation directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises substantial control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill. H.R. 4015, the "Corporate Governance Reform and Transparency Act of 2017," legislation to improve the quality of proxy advisory firms for the protection of investors and the U.S. economy, and in the public interest, by fostering accountability, transparency, responsiveness, and competition in the proxy advisory firm industry; entire bill. H.R. 4790, the "Volcker Rule Regulatory Harmonization Act," legislation to amend the Bank Holding Company Act of 1956 to grant exclusive rulemaking authority under the Volcker Rule (limiting proprietary trading) to the Federal Reserve Board of Governors; entire bill. H.R. 5037, the "Securities Fraud Act of 2018," legislation to ensure that uniform application of federal securities law is applied to securities traded on nationally-registered exchanges regulated by the SEC. H.R. 5155, the "National Defense Authorization Act for Fiscal Year 2019, legislation to authorize appropriations for fiscal year 2019 for military activities of the Department of Defense, for military construction, and to prescribe military personnel strengths for such fiscal year; SA 2459, an amendment to direct each state to amend their business formation laws to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license… | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 30000 | 0 | 0 | 2018-07-13T15:12:38.987000-04:00 | |
| 2143964 | SIFF & ASSOCIATES PLLC 3ea1635d-be3c-4102-ab48-fc78452004c2 | Q2 | SIFF & ASSOCIATES PLLC | 400665998 | FMR LLC | 2018 | second_quarter | FIN | SEC proposed Regulation Best Interest, 83 Fed. Reg. 21574 (May 11, 2018), and Form CRS Relationship Summary, 83 Fed. Reg. 21416 (May 11, 2018). H.R. 4997, the "Giving Retirement Options to Workers Act of 2018 (GROW Act)", legislation to amend the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code of 1986 to authorize a new composite multiemployer pension plan design; electronic disclosure provisions in sections 439 and 803. General education concerning issues faced by financial entities regarding the lack of coordination between states that allow legal marijuana businesses and federal laws that do not account for these state regimes. General education concerning the manner of delivery for communications to mutual fund investors, including those in ERISA covered plans. | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 30000 | 0 | 0 | 2018-07-13T15:15:44.407000-04:00 | |
| 2144031 | MISSY EDWARDS STRATEGIES, LLC bea36467-e483-4480-8ade-79948aa56017 | Q2 | MISSY EDWARDS STRATEGIES, LLC | 400547641 | REAL ESTATE ROUNDTABLE | 2018 | second_quarter | FIN | Followed regulatory reform and financial services related issues Dodd/Frank - Wall Street Reform and Consumer Protection Act, OTC Derivatives, Incentive-Based Competition, Risk Retention Credit risk retention, Mark to Market, FAS 17, Vocker Rule, FASB issues, Basel III | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-13T15:50:22.490000-04:00 | |
| 2144051 | HOLLAND & KNIGHT LLP 002374b7-c779-4c3b-b190-9c488ca9bd2b | Q2 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2018 | second_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-07-13T16:00:30.413000-04:00 | |
| 2144110 | KOUNTOUPES DENHAM CARR & REID, LLC 70e326ed-aace-482b-91b7-9b6148db86b6 | Q2 | KOUNTOUPES DENHAM CARR & REID, LLC | 320918 | RETAIL INDUSTRY LEADERS ASSOCIATION (RILA) | 2018 | second_quarter | FIN | Issues related to privacy, data security, data breach notification and cybersecurity. Issues related to payments and routing including the Durbin amendment and H. R. 10, the Financial CHOICE Act. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-13T16:23:03.617000-04:00 | |
| 2144116 | INSTITUTE OF INTERNATIONAL BANKERS 0257797c-f8bc-4ea7-a4a8-d177426e4061 | Q2 | INSTITUTE OF INTERNATIONAL BANKERS | 19480 | INSTITUTE OF INTERNATIONAL BANKERS | 2018 | second_quarter | FIN | Dodd-Frank Act -- Section 165 implementation, Section 619 and cross border implementation of Title VII; Dodd-Frank SIFI Threshold; HR 3312, the Systemic Risk Designation Improvement Act of 2017; S 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act; Cybersecurity | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 140000 | 0 | 0 | 2018-07-13T16:24:04.807000-04:00 | |
| 2144209 | HOLLAND & KNIGHT LLP eabebb77-ac0b-4e2d-a177-a7bb81be3746 | Q2 | HOLLAND & KNIGHT LLP | 18466 | DEPOSITORY TRUST & CLEARING CORPORATION | 2018 | second_quarter | FIN | Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-07-13T17:14:06.217000-04:00 | |
| 2144279 | INTEREL US 308ed2c1-ffe1-4a3a-bf74-1f143917e682 | Q2 | INTEREL US | 401104823 | ISACA | 2018 | second_quarter | FIN | Lobbying on legislation includes cybersecurity issues related to the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) and the FINANCIAL Choice Act (H.R. 10). | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-13T21:46:10.330000-04:00 | |
| 2144307 | DALY CONSULTING GROUP 1fbf04ce-2ad9-4b6e-9252-944e9ac99876 | Q2 | DALY CONSULTING GROUP | 400923683 | INVESTMENT COMPANY INSTITUTE | 2018 | second_quarter | FIN | Fiduciary Duty and SIFI designation issues. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2018-07-14T11:31:06.973000-04:00 | |
| 2144309 | DALY CONSULTING GROUP a9e97ff3-9fbc-4eba-b5ef-c07b50d304f4 | 2A | DALY CONSULTING GROUP | 400923683 | INVESTMENT COMPANY INSTITUTE | 2018 | second_quarter | FIN | Fiduciary Duty and SIFI designation issues. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2018-07-14T11:36:09.380000-04:00 | |
| 2144312 | DALY CONSULTING GROUP 362dc106-6c6b-4a0d-b117-2a4ae786df1a | Q2 | DALY CONSULTING GROUP | 400923683 | FMR LLC ("FIDELITY INVESTMENTS") | 2018 | second_quarter | FIN | Issues related to regulation of asset managers | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2018-07-14T11:44:13.383000-04:00 | |
| 2144313 | DALY CONSULTING GROUP 70af25e7-f1b3-46d6-a8d5-33d20a616267 | Q2 | DALY CONSULTING GROUP | 400923683 | S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) | 2018 | second_quarter | FIN | Financial reform legislation (not yet introduced) | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 80000 | 0 | 0 | 2018-07-14T11:45:14.663000-04:00 | |
| 2144314 | DALY CONSULTING GROUP 3caefcaa-928c-4364-b676-ea910037c0ca | Q2 | DALY CONSULTING GROUP | 400923683 | S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC. | 2018 | second_quarter | FIN | Securities law development and reform | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-07-14T11:46:15.960000-04:00 | |
| 2144315 | DALY CONSULTING GROUP e4c4b10c-a335-483b-9132-d543be16e377 | Q2 | DALY CONSULTING GROUP | 400923683 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA", FORMERLY NASD) | 2018 | second_quarter | FIN | Financial reform legislation (not yet introduced) | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2018-07-14T11:48:16.977000-04:00 | |
| 2144316 | DALY CONSULTING GROUP a40011a4-8c6f-4cb8-8fc6-c4c7d22602fb | Q2 | DALY CONSULTING GROUP | 400923683 | NOMURA HOLDING AMERICA INC. | 2018 | second_quarter | FIN | Legislation and regulation related to capital markets and commodities issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-14T11:49:18.057000-04:00 | |
| 2144318 | DALY CONSULTING GROUP 9c35347e-7397-4f35-9d7d-03cf2e6b6173 | Q2 | DALY CONSULTING GROUP | 400923683 | STATE STREET BANK AND TRUST COMPANY | 2018 | second_quarter | FIN | Issues related to capital markets | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 40000 | 0 | 0 | 2018-07-14T11:51:20.383000-04:00 | |
| 2144319 | DALY CONSULTING GROUP 5510a8c5-56f0-453f-b310-cfc12620450e | Q2 | DALY CONSULTING GROUP | 400923683 | DEPOSITORY TRUST & CLEARING CORPORATION | 2018 | second_quarter | FIN | ISSUES RELATED TO THE CAPITAL MARKETS | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2018-07-14T11:52:21.587000-04:00 | |
| 2144321 | DALY CONSULTING GROUP 785d110a-4e90-4dec-a736-a277b64f4c41 | Q2 | DALY CONSULTING GROUP | 400923683 | KOCH COMPANIES PUBLIC SECTOR, LLC | 2018 | second_quarter | FIN | Issues related to financial regulatory reform | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-14T11:55:23.920000-04:00 | |
| 2144323 | DALY CONSULTING GROUP 43932965-acbe-4d56-aec6-b0e0cf7a2514 | Q2 | DALY CONSULTING GROUP | 400923683 | HARBOR | 2018 | second_quarter | FIN | blockchain technology, securities regulation, and related issues | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2018-07-14T11:57:25.053000-04:00 | |
| 2144340 | EXPERIAN NORTH AMERICA af917568-43c3-4663-94d3-f77605ba05a5 | Q2 | EXPERIAN NORTH AMERICA | 293038 | EXPERIAN NORTH AMERICA | 2018 | second_quarter | FIN | Legislative and regulatory issues pertaining to credit reporting and scoring, including S. 2155, S. 744, S. 3040, H.R. 2683, H.R. 435, H.R. 2359 and H.R. 5078. Legislative issues related to financial literacy tools and the Credit Repair Organizations Act. | Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),Federal Trade Commission (FTC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE | 360000 | 0 | 0 | 2018-07-14T12:46:31.687000-04:00 | |
| 2144412 | VANTAGEKNIGHT LLC 816e5eeb-87d5-464e-944b-b7f3acb4188f | Q2 | VANTAGEKNIGHT LLC | 401104100 | CITIGROUP MANAGEMENT CORP. | 2018 | second_quarter | FIN | Matters related to global operations and competition issues | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office | 60000 | 0 | 0 | 2018-07-14T16:06:14.030000-04:00 | |
| 2144481 | LARRY BLANCHARD 668eee6f-5cf0-4569-985a-62d5c046f47d | Q2 | LARRY BLANCHARD | 400470324 | TRUSTAGE | 2018 | second_quarter | FIN | HR 1, Tax Cuts and Jobs Act HR 3746, Business of Insurance Regulatory Reform Act of 2017 S. 2155, Economic Growth, Regulatory Reluef and Consumer Protectiin Act HR 1264, Community Financial Institution Exemption Act | HOUSE OF REPRESENTATIVES,SENATE | 37500 | 0 | 0 | 2018-07-15T12:53:33.100000-04:00 | |
| 2144659 | IMPERIUM GLOBAL ADVISORS 87befab2-c630-41db-bf4d-43b88538a427 | Q2 | IMPERIUM GLOBAL ADVISORS | 401104114 | PAYSCOUT | 2018 | second_quarter | FIN | Virtual Reality Commerce | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-07-16T09:56:34.983000-04:00 | ||
| 2144674 | KPMG LLP 00e9019d-ab3e-4d02-ae21-a44f90578830 | Q2 | KPMG LLP | 21893 | KPMG LLP | 2018 | second_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 400000 | 0 | 0 | 2018-07-16T10:02:44.453000-04:00 | |
| 2144764 | MONEYGRAM INTERNATIONAL INC. 0bef3110-0404-4736-98d6-62ac9a86ea76 | Q2 | MONEYGRAM INTERNATIONAL INC. | 401103625 | MONEYGRAM INTERNATIONAL INC. | 2018 | second_quarter | FIN | Issues related to money transfer services, de-risking and fintech | HOUSE OF REPRESENTATIVES,SENATE | 140000 | 0 | 0 | 2018-07-16T10:25:34.720000-04:00 | |
| 2144793 | ABERNATHY CONSULTANTS, CATHY c4402b8b-1cea-42b8-a995-357f9e9a3766 | Q2 | ABERNATHY CONSULTANTS, CATHY | 69151 | ACCOUNT CONTROL TECHNOLOGY, INC. | 2018 | second_quarter | FIN | Servicing and counseling student loan collections for the Department of Education | HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB) | 30000 | 0 | 0 | 2018-07-16T10:37:51.957000-04:00 | |
| 2144915 | MOTORCYCLE INDUSTRY COUNCIL 3765d747-bb71-4974-9469-ceec8ec5484b | 2A | MOTORCYCLE INDUSTRY COUNCIL | 57338 | MOTORCYCLE INDUSTRY COUNCIL | 2018 | second_quarter | FIN | CFPB Reform | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-07-16T11:36:19.120000-04:00 | |
| 2145033 | COVINGTON & BURLING LLP 8d43aaac-5c2f-40d7-8db4-a3f584631758 | Q2 | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2018 | second_quarter | FIN | Issues affecting banking institutions including the regulation of derivatives | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-07-16T12:23:32.883000-04:00 | |
| 2145061 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA ced6ee73-42c5-4914-b9d4-8edbcaaff2a4 | Q2 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA | 400881578 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA | 2018 | second_quarter | FIN | Issues related to short-term lending, payday advance loans, Dodd-Frank Act implementations. | HOUSE OF REPRESENTATIVES,SENATE | 114000 | 0 | 0 | 2018-07-16T12:32:46.307000-04:00 | |
| 2145063 | RICH FEUER ANDERSON 19c05212-09c5-45af-bf2a-b9f2500b7521 | Q2 | RICH FEUER ANDERSON | 84775 | BLOCKCHAIN (US) INC. | 2018 | second_quarter | FIN | Legislative and regulatory initiatives impacting digital currencies. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-16T12:33:47.307000-04:00 | |
| 2145148 | THE SMITH-FREE GROUP, LLC 225bc239-2d75-4d83-a8dd-64ac560488e3 | Q2 | THE SMITH-FREE GROUP, LLC | 35800 | WALKER & DUNLOP INC. | 2018 | second_quarter | FIN | Monitored S.2155, Economic Growth, Regulatory Relief, and Consumer Protection Act | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-07-16T12:59:36.463000-04:00 |
Advanced export
JSON shape: default, array, newline-delimited, object
CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);