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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

920 rows where filing_period = "second_quarter", filing_year = 2018 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 920 ✖

filing_year 1

  • 2018 · 920 ✖

filing_period 1

  • second_quarter · 920 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
2139120 CARMEN GROUP INCORPORATED 0d8c7d9a-d865-48d5-b597-7161b6b0ff52 2T CARMEN GROUP INCORPORATED 8316 AMERICAN CHAMBER OF COMMERCE OF NICARAGUA 2018 second_quarter FIN Nicaraguan Investment Conditionality Act of 2017 Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of,White House Office 99000   0 1 2018-06-11T14:34:40.720000-04:00
2139325 REPUBLIC CONSULTING, LLC caa52c5a-cfd8-4427-b0b9-324aaa0102a1 Q2 REPUBLIC CONSULTING, LLC 401016871 NATIONAL READY MIXED CONCRETE ASSOCIATION 2018 second_quarter FIN Support Resiliency Language in the National Flood Insurance Program. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2018-06-24T14:48:03.940000-04:00
2139393 FINANCIAL SERVICES INSTITUTE 5f997069-1c58-43fb-8d46-ed6003b925ba Q2 FINANCIAL SERVICES INSTITUTE 400712136 FINANCIAL SERVICES INSTITUTE 2018 second_quarter FIN DOL Fiduciary Rule HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office   120000 0 0 2018-06-27T09:05:17.033000-04:00
2139796 COUNCIL OF INSTITUTIONAL INVESTORS 56e1f176-85dc-41f3-8a91-111fcbed391d Q2 COUNCIL OF INSTITUTIONAL INVESTORS 11082 COUNCIL OF INSTITUTIONAL INVESTORS 2018 second_quarter FIN May 8, 2018CII letter to SEC on oversight of cryptocurrencies and initial coin offerings May 10, 2018CII letter to SEC on transaction fee pilot May 22, 2018CII letter to Chair and Ranking Member of House Capital Markets Subcommittee on legislative proposals June 6, 2018CII letter to Chair and Ranking Member of House Financial Services Committee on markup of legislative proposals June 12, 2018CII letter to Chair and Ranking Member of House Capital Markets Subcommittee regarding H.R. 5037 June 27, 2018CII letter to Chair and Ranking Member of Senate Banking Committee on H.R. 4015 and S. 536 June 28, 2018CII letter to SEC regarding auditor independence HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2018-07-02T11:14:11.170000-04:00
2139800 MAGILL ASSOCIATES, LLC 0e019350-5845-4f9a-9a3d-aaaeff20f181 Q2 MAGILL ASSOCIATES, LLC 401103511 LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" 2018 second_quarter FIN The Consumer Financial Protection Board's (CFPB) rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2018-07-02T11:16:13.517000-04:00
2139853 COMMERCE BANK abd200f6-8605-4a6a-a318-21065df7b9fa Q2 COMMERCE BANK 400728185 COMMERCE BANK 2018 second_quarter FIN Banking regulatory reform. Discussions included the need for regulatory reform for midsized banks. HOUSE OF REPRESENTATIVES,SENATE     0 0 2018-07-02T13:10:53.363000-04:00
2139858 MOTORCYCLE INDUSTRY COUNCIL 537aa731-c64c-4122-923f-71cf242692b0 Q2 MOTORCYCLE INDUSTRY COUNCIL 57338 MOTORCYCLE INDUSTRY COUNCIL 2018 second_quarter FIN CFPB Reform HOUSE OF REPRESENTATIVES,SENATE   60000 0 0 2018-07-02T13:13:57.753000-04:00
2140017 MR. DOYCE BOESCH f84bb2ea-9093-4a5f-ad8c-e59e10bb9030 Q2 MR. DOYCE BOESCH 400677020 FIDELITY INVESTMENTS 2018 second_quarter FIN Financial regulation and legislation HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2018-07-03T09:20:46.267000-04:00
2140027 MR. DOYCE BOESCH 1aff22cd-6985-44ee-8c4a-78a4149d1a22 Q2 MR. DOYCE BOESCH 400677020 INVESTMENT COMPANY INSTITUTE 2018 second_quarter FIN Financial Regulation and Legislation HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2018-07-03T09:29:59.707000-04:00
2140044 GOLDHABER POLICY SERVICES LLC c0c7dafa-27c1-4c84-b46f-6d94ef37390b Q2 GOLDHABER POLICY SERVICES LLC 400935705 RANIERI PARTNERS MANAGEMENT LLC 2018 second_quarter FIN Worked on issues and options related to non-bank membership in Federal Home Loan Bank (FHLB) including tracking issues related to S.2155 the Senate regulatory reform bill. Housing & Urban Development, Dept of (HUD),SENATE 10000   0 0 2018-07-03T10:12:20.667000-04:00
2140048 GOLDHABER POLICY SERVICES LLC 7a4089ca-c710-43d1-adf6-18b31473f577 Q2 GOLDHABER POLICY SERVICES LLC 400935705 SHELLPOINT PARTNERS LLC 2018 second_quarter FIN Worked on issues and options related to non-bank membership in Federal Home Loan Bank (FHLB) including S.2361 to continue or restore the membership of captive insurance company in the FHLB. Tracking issues related to S.2155 the Senate regulatory reform bill.   10000   0 0 2018-07-03T10:25:23.840000-04:00
2140054 GOLDHABER POLICY SERVICES LLC d43e802a-f219-4e59-9c77-03455614ffba Q2 GOLDHABER POLICY SERVICES LLC 400935705 RENEW FINANCIAL GROUP LLC 2018 second_quarter FIN Worked on policy issues related to the PACE program, including issues in Senate Regulatory reform bill S.2155 with key consumer and housing stakeholders.   20000   0 0 2018-07-03T10:31:30.357000-04:00
2140196 JACKSON VAUGHN PUBLIC STRATEGIES d5851d49-4752-4d87-985e-339fec976eb2 Q2 JACKSON VAUGHN PUBLIC STRATEGIES 401103484 ENOVA ONLINE SERVICES, INC. 2018 second_quarter FIN CFPB small dollar rule, Operation Chokepoint HR 2706, Fintech charter, CFPB arbitration rule, True lender HR 4439, Valid when made HR 3299 & SB 1642, Military Lending Act; Financial Choice Act HR 10 Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2018-07-03T16:12:38.800000-04:00
2140197 RICH FEUER ANDERSON 79b895df-c8b8-498e-8a57-d1fe30c14550 Q2 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2018 second_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Modernization of anti-money laundering and terrorist financing legislation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-03T16:13:39.990000-04:00
2140199 RICH FEUER ANDERSON 8f143dda-4adb-4112-af44-1a3e8cc85b47 Q2 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2018 second_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2018-07-03T16:17:42.770000-04:00
2140200 JACKSON VAUGHN PUBLIC STRATEGIES 216bcbc1-1998-4769-bdbf-a8284145bb3c Q2 JACKSON VAUGHN PUBLIC STRATEGIES 401103484 FIRST COMMAND FINANCIAL SERVICES, INC. 2018 second_quarter FIN Department of Labor Fiduciary Rule; Military; Protecting Advice for Small Savers Act of 2017 HR 3857; Affordable Retirement Advice for Savers Act HR 2823 Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2018-07-03T16:19:44.020000-04:00
2140228 MORRISON PUBLIC AFFAIRS GROUP 949fdbd5-2d78-4cea-814f-afe6c727cc2d Q2 MORRISON PUBLIC AFFAIRS GROUP 67193 ESSENT U.S. HOLDINGS, INC. 2018 second_quarter FIN Housing finance reform legislation. Regulation of housing finance activities. Regulation of Fannie Mae and Freddie Mac. Legislation and regulations related to the Federal Housing Administration and Ginnie Mae. Legislation and regulation related to mortgage insurance. Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office 80000   0 0 2018-07-04T08:23:21.253000-04:00
2140304 MILNE, WIENER & SHOFE GLOBAL STRATEGIES (FKA M & W GOVERNMENT AFFAIRS, LLC) 70ca7824-6431-4af4-bb79-83433a246dbb 2T MILNE, WIENER & SHOFE GLOBAL STRATEGIES (FKA M & W GOVERNMENT AFFAIRS, LLC) 401104432 LEADSMARKET.COM 2018 second_quarter FIN HR 10, The Financial CHOICE Act of 2017 HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE 50000   0 1 2018-07-05T10:15:47.033000-04:00
2140504 RICH FEUER ANDERSON d90b9c88-ffa4-4ec9-b9bd-74da4c276bf0 Q2 RICH FEUER ANDERSON 84775 AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION 2018 second_quarter FIN Regulatory structure for insurance and financial activities, including appropriate role of Federal Insurance Office and Federal Reserve; H.R. 3861, the "Federal Insurance Office Reform Act of 2017;" H.R. 3762 and H.R. 4537, the "International Insurance Standards Act of 2017;" and S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2018-07-05T17:42:58.287000-04:00
2140615 THE VELASQUEZ GROUP, L.L.C. 9ce038a1-7440-4350-a1c7-d051f9efa3b5 Q2 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2018 second_quarter FIN Monitoring of financial services legislation generally. HOUSE OF REPRESENTATIVES 50000   0 0 2018-07-06T12:05:11.843000-04:00
2140640 THE VELASQUEZ GROUP, L.L.C. f2b9eb94-e981-4ee9-8665-54ccd8a528b0 Q2 THE VELASQUEZ GROUP, L.L.C. 53403 INVESTMENT COMPANY INSTITUTE 2018 second_quarter FIN S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs). HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2018-07-06T12:26:36.673000-04:00
2140641 THE VELASQUEZ GROUP, L.L.C. f7566bed-535d-4368-a927-ecc104396e37 2A THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2018 second_quarter FIN S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; monitoring of financial services generally. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2018-07-06T12:32:38.173000-04:00
2140665 MAYNARD NEXSEN PC 0d169616-01bd-4ba0-978f-89e64546acc3 Q2 MAYNARD NEXSEN PC 60116 CMH SERVICES 2018 second_quarter FIN H.R. 1699--To amend the Truth in Lending Act to modify the definitions of a mortgage originator and a high-cost mortgage, to amend the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 to modify the definition of a loan originator, and for other purposes. Discussions regarding the H.R. 3354--Interior and Environment, Agriculture and Rural Development, Commerce, Justice, Science, Financial Services and General Government, Homeland Security, Labor, Health and Human Services, Education, State and Foreign Operations, Transportation, Housing and Urban Development, Defense, Military Construction and Veteran Affairs, Legislative Branch, and Water Development Appropriations Act, 2018. Discussions regarding H.R. 10--The Financial Choice Act of 2017. Discussions regarding S. 2155--Relating to mortgage origination, Economic Growth, Regulatory Relief and Consumer Protection Act. HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE 60000   0 0 2018-07-06T13:12:52.843000-04:00
2140691 ALLON ADVOCACY, LLC 0ac35c4d-2170-498b-b635-212c3021141d Q2 ALLON ADVOCACY, LLC 401104657 YODLEE INC. 2018 second_quarter FIN Consumer-permissioned financial data access issues; alternative data and credit reporting, including S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act and Department of Treasury fintech report. Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 90000   0 0 2018-07-06T14:40:20.087000-04:00
2140698 ALLON ADVOCACY, LLC fc061e46-102c-4bae-8532-412dcbfb8cc6 Q2 ALLON ADVOCACY, LLC 401104657 ACHIEVE 2018 second_quarter FIN Marketplace lending issues, including H.R. 3299, The Protecting Consumers' Access to Credit Act Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 80000   0 0 2018-07-06T14:46:22.933000-04:00
2140700 ALLON ADVOCACY, LLC 69229d2e-8b7c-483a-ba98-dec35c9ba8b6 Q2 ALLON ADVOCACY, LLC 401104657 SIPREE, INCORPORATED 2018 second_quarter FIN Issues related to the usage and deployment of digital payment services. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of     0 0 2018-07-06T14:56:24.213000-04:00
2140755 RICH FEUER ANDERSON 39c87d1e-7446-4cde-b081-995d511f8878 Q2 RICH FEUER ANDERSON 84775 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 2018 second_quarter FIN Legislation and regulation affecting private equity limited partners, including H.R. 10, the "Financial CHOICE Act," and H.R. 6177, the "Developing and Empowering our Aspiring Leaders Act." HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2018-07-06T15:29:53.577000-04:00
2140819 HOLLAND & KNIGHT LLP e44f1126-3b2c-4032-b22d-a4fce4dbad6a Q2 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2018 second_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2018-07-06T17:33:08.297000-04:00
2140828 RICH FEUER ANDERSON ea2ce85d-d35e-439b-9aa1-27156bf9b4da Q2 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2018 second_quarter FIN Regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 238, the "Commodity End-User Relief Act." HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2018-07-06T17:48:20.610000-04:00
2140836 RICH FEUER ANDERSON 61437a8a-cab6-4475-a89a-255da1b0fe57 Q2 RICH FEUER ANDERSON 84775 SOCIAL FINANCE, INC. 2018 second_quarter FIN Regulation of online lenders, including potential national charter, application of banking regulations, S.2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act," and H.R.5659, the "Volcker Rule Relief Act of 2018." Securitization of student loans. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2018-07-06T18:33:30.317000-04:00
2140983 APPO-G, LLC 0dcfa010-30cd-44d3-832d-c47803d6de6a Q2 APPO-G, LLC 81156 STATE FINANCIAL OFFICERS FOUNDATION 2018 second_quarter FIN SEC Rule 2a-7, Choice Act, Repeal of Dodd-Frank, S.1117 Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of     0 0 2018-07-09T10:44:46.500000-04:00
2141011 APPO-G, LLC 4c49aa32-69da-4603-929b-a275546b4570 Q2 APPO-G, LLC 81156 COALITION FOR INVESTOR CHOICE, INC. 2018 second_quarter FIN S.1117 HR. 2319 HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-09T11:22:06.957000-04:00
2141016 TAUZIN CONSULTANTS, LLC 3f7f67da-7b3d-4d61-802a-15aa316f998d Q2 TAUZIN CONSULTANTS, LLC 400671007 ST. CHARLES PARISH 2018 second_quarter FIN Issues related to the upcoming NFIP reauthorization. Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-09T11:30:09.787000-04:00
2141032 THE MAJORITY GROUP, LLC e239bd98-6741-43f0-9f17-70678324fb49 Q2 THE MAJORITY GROUP, LLC 400713141 EXPANSION FUNDING PARTNERS, LLC 2018 second_quarter FIN Capital formation for small businesses, Main Street Growth Act HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 50000   0 0 2018-07-09T11:51:28.037000-04:00
2141124 BRETT HEWITT 3b9bf070-94dc-46e1-ac18-304578730971 Q2 BRETT HEWITT 401104924 PROPERTY CASUALTY INSURERS ASSOCIATION OF AMERICA 2018 second_quarter FIN S. 2702 Authority of Bureau of Consumer Financial Protection HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2018-07-09T14:27:49.457000-04:00
2141144 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 4db7bc13-834d-4aa7-91a7-f28e3de1f41a Q2 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 401104451 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 2018 second_quarter FIN SEC oversight of private equity fund advisers H.R. 6177 HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   65000 0 0 2018-07-09T14:46:10.553000-04:00
2141174 POBLETE TAMARGO, LLP 29d63e82-6225-468e-8334-8298e0bc9d3a Q2 POBLETE TAMARGO, LLP 400620885 RD LEGAL FUNDING, LLC 2018 second_quarter FIN Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. HOUSE OF REPRESENTATIVES,SENATE     0 0 2018-07-09T15:17:50.887000-04:00
2141190 ARENA STRATEGIES, LLC 66a70ecd-3b0b-48d6-b8c0-80155821f93e Q2 ARENA STRATEGIES, LLC 401103555 WLCC II/DBA ARROWHEAD ADVANCE 2018 second_quarter FIN Consumer financial issues and regulations Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2018-07-09T15:39:02.293000-04:00
2141196 ARENA STRATEGIES, LLC f5c7ccd3-4615-4c16-9fd2-b98ce94b220a Q2 ARENA STRATEGIES, LLC 401103555 COMMERCIAL FINANCE COALITION 2018 second_quarter FIN Financial CHOICE Act; general financial services issues HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2018-07-09T15:47:06.483000-04:00
2141216 SHAZAM INC. 8f3f52ca-b31f-41eb-b32d-7ba004d4b478 Q2 SHAZAM INC. 401104920 SHAZAM INC. 2018 second_quarter FIN Issues related to financial services, specifically payments and data security. HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2018-07-09T16:11:26.813000-04:00
2141451 KABBAGE, INC. 2396ce5e-ebec-4540-848e-538aba430597 Q2 KABBAGE, INC. 401104099 KABBAGE, INC. 2018 second_quarter FIN 1. Educate members of Congress and agencies on Financial Technology solutions (FinTech) in the online small business lending space. 2. Educate on an "Open Banking Environment" (Dodd Frank Sec. 1033) so small business customers may share their financial data through permission based APIs with third party FinTech platforms. 3. Monitor and discuss H.R. 4439, the Modernizing Credit Opportunities Act. Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of   95000 0 0 2018-07-10T10:10:56.957000-04:00
2141634 M&T BANK CORPORATION 82d3bdde-19d5-474c-aa4c-9ac1b7659dbc Q2 M&T BANK CORPORATION 401104858 M&T BANK CORPORATION 2018 second_quarter FIN S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act, all provisions. Other regulations related to financial institutions. HOUSE OF REPRESENTATIVES,SENATE   50000 0 0 2018-07-10T13:21:00.883000-04:00
2141648 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 94ca05ef-6e64-449b-abad-37121d9142b3 Q2 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 26901 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 2018 second_quarter FIN Issues related to the implementation of the Dodd-Frank Wall Street Reform Act of 2010. Issues related to the regulation of securities products and those who sell them. Issues related to the regulation of certain employee benefit plan sponsors/participants and IRA holders under ERISA including: H.R.3857, H.J. Res. 66, H.J.Res. 67, S.J. Res. 32, S. J. Res. 33 and H.R. 355. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens including H.R.3758, S. 223 and S. 2155. Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   578000 0 0 2018-07-10T13:33:13.370000-04:00
2141674 BAKER & HOSTETLER LLP 6dec19a3-6a40-4596-9a84-6010f259e795 Q2 BAKER & HOSTETLER LLP 5131 FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ) 2018 second_quarter FIN U.S. Department of Labor regulatory issues Justice, Dept of (DOJ),Labor, Dept of (DOL) 40000   0 0 2018-07-10T14:11:50.280000-04:00
2141801 RICH FEUER ANDERSON a25cbab9-d646-4d69-be43-e4258a1fcdb4 Q2 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2018 second_quarter FIN Regulation of broker-dealers. Customer recovery across various dispute resolution forums, including S.2499. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-10T15:37:35.087000-04:00
2141860 CAPITOL-CONTEXT,LLC 282d991e-b550-4f1f-bd82-ff6ae786661c Q2 CAPITOL-CONTEXT,LLC 401103233 PRIVATE INVESTOR COALITION 2018 second_quarter FIN H.R. 3972 Family Office Technical Correction Act HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2018-07-10T16:22:40.780000-04:00
2141931 COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE 1b140121-b4db-4ec5-b8b6-1a8f8dc3c00f Q2 COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE 11003 COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE 2018 second_quarter FIN CCAGW Urges Support for S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act CCAGW Urges Banking Committee to Question FHFA Director Watt on GSE Activities HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2018-07-10T17:19:35.567000-04:00
2141942 THE CJR GROUP, INC. cc0140ec-88b1-4137-80e0-ba24e47dc7e7 Q2 THE CJR GROUP, INC. 288293 RPM INTERNATIONAL INC 2018 second_quarter FIN Dodd-Frank reforms HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2018-07-10T17:34:42.070000-04:00
2142179 WARNER, NORCROSS + JUDD LLP 856f1280-1e2d-4ac4-968f-6f376ed2a075 Q2 WARNER, NORCROSS + JUDD LLP 401050963 ALLIANCE OF MERGER & ACQUISITION ADVISORS 2018 second_quarter FIN Creating simplified system of federal registration and regulation for broker-dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 686 and S. 1010. The Small Business, Mergers, Acquisitions and Sales Brokerage Simplification Act of 2015. HOUSE OF REPRESENTATIVES,SENATE     0 0 2018-07-11T11:18:09.460000-04:00
2142209 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION b2a3e9d2-184e-41d2-bb49-465d38d6ea63 Q2 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 400503478 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2018 second_quarter FIN H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   110000 0 0 2018-07-11T11:33:30.507000-04:00
2142214 MAYNARD NEXSEN PC 2855543b-c240-4059-aa57-cfbf6f8eacf5 Q2 MAYNARD NEXSEN PC 60116 REGIONS FINANCIAL CORPORATION 2018 second_quarter FIN S. 2155 Economic Growth, Regulatory Relief and Consumer Protection Act, and H.R. 10, The Financial Choice Act of 2017 regarding effects on financial institutions. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2018-07-11T11:42:37.007000-04:00
2142351 DEBEVOISE & PLIMPTON LLP da26a08b-e230-4c50-84bd-73133f097fab Q2 DEBEVOISE & PLIMPTON LLP 400708125 PRIVATE INVESTOR COALITION, INC. 2018 second_quarter FIN Issues related to applicability of certain provisions of the U.S. Securities laws to "family offices." HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2018-07-11T13:13:00.540000-04:00
2142389 AMERICAN RESORT DEVELOPMENT ASSN a0c4f03f-0b7c-4a3b-8eb2-e5521c5b12e7 Q2 AMERICAN RESORT DEVELOPMENT ASSN 3242 AMERICAN RESORT DEVELOPMENT ASSN 2018 second_quarter FIN Issues related to the implementation of Dodd-Frank; issues related to Consumer Financial Protection Bureau reforms HOUSE OF REPRESENTATIVES,SENATE   270000 0 0 2018-07-11T14:04:35.280000-04:00
2142478 BOND DEALERS OF AMERICA daad72a8-6ca6-4e33-9849-edc0d58f7e58 Q2 BOND DEALERS OF AMERICA 400404907 BOND DEALERS OF AMERICA 2018 second_quarter FIN Tax & Securities HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   66000 0 0 2018-07-11T14:54:23.237000-04:00
2142530 DEERE & COMPANY a62135c6-b522-4325-a116-6b46f38a9a74 Q2 DEERE & COMPANY 11878 DEERE & COMPANY 2018 second_quarter FIN Financial Choice Act H.J. Res. 111, S. Res. 47 - Arbitration Agreements Agriculture, Dept of (USDA),Environmental Protection Agency (EPA),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,U.S. Trade Representative (USTR),White House Office   460000 0 0 2018-07-11T15:25:13.337000-04:00
2142593 THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES aad37355-a361-4013-87c0-e17d68ff79b0 Q2 THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES 401103539 THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES 2018 second_quarter FIN Retirement and money market fund issues, including proposed fiduciary standards; FSOC regulation of nonbank SIFIs. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   450000 0 0 2018-07-11T15:57:31.230000-04:00
2142638 REINSURANCE ASSN OF AMERICA a75952bd-2a73-40aa-838b-cf5e477fa1cf Q2 REINSURANCE ASSN OF AMERICA 33044 REINSURANCE ASSN OF AMERICA 2018 second_quarter FIN H.R. ___ - Data Acquisition and Technology Accountability and Security Act H.R. 3861 - Federal Insurance Office Reform Act of 2017 H.R. 4537 - International Insurance Standards Act of 2017 H.R. 5666 - Primary Regulators of Insurance Vote Act of 2018 S. 3177 - Primary Regulators of Insurance Vote Act of 2018 S. 1360 - International Insurance Capital Standards Accountability Act of 2017 S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act Cyber security, cyber insurance, and data breach legislation Dodd-Frank Act legislation JOBS Act 3.0 Sanctions legislation Terrorism Risk Insurance Program legislation Executive Office of the President (EOP),Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Natl Economic Council (NEC),Natl Oceanic & Atmospheric Administration (NOAA),Office of Management & Budget (OMB),SENATE,Treasury, Dept of,Vice President of the U.S.,White House Office   220000 0 0 2018-07-11T16:47:32.707000-04:00
2142669 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 61b72036-649b-4631-a9c8-c4cbaf0e4420 Q2 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 7725 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2018 second_quarter FIN Credit union operations and all aspects of lending, compliance, and member services. Hart Scott Rodino exemptions.National Credit Union Administration (NCUA) budget and appropriations. Cannabis banking H.R.2215. Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE   110000 0 0 2018-07-11T17:40:08.727000-04:00
2142684 RICH FEUER ANDERSON c500f4c0-3d88-43f5-8713-faded41046ae Q2 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2018 second_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including fund naming provisions; S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act;" H.R. 3093, the "Investor Clarity and Bank Parity Act."Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including H.R. 2319 and S. 1117, the "Consumer Financial Choice and Capital Markets Protection Act of 2017." HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2018-07-11T18:01:52.187000-04:00
2142815 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 76771143-e387-4fc6-a819-f835c315633d Q2 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2018 second_quarter FIN Regulatory relief for community banks in the 115th Congress Tiered regulation and supervision for community banks as contained in the Independent Community Bankers of Americas (ICBA) Plan for Prosperity The ICBAs Plan for Prosperity contains the following issue areas and recommendations. Access to Capital Restore the original intent of the Basel III rule Create a more accurate identification of systemic risk Spur additional capital for small bank holding companies by modernizing the Federal Reserves policy statement Relieve community banks from excessive Securities and Exchange Commission rules Repeal the Collins Amendment for non-SIFIs Address minority bank capital challenges Regulatory Relief Balance consumer regulation through more accountable Consumer Financial Protection Bureau governance Eliminate arbitrary disparate impact fair lending lawsuits Ensure the viability of mutual banks through new charter and capital options Support rigorous cost-benefit analyses of all new rules to determine if they are justified and indeed needed Modernize the Bank Secrecy Act (BSA) Cut the red tape in small business lending by eliminating burdensome data collection Target the Volker Rule on a banks individual risk Preserve access to investment advice for middle-class savers Mortgage Reform Create a safe harbor from onerous underwriting standards Establish relief from burdensome HMDA, escrow and appraisal requirements Preserve the ability for community banks to continue servicing mortgage loans Reform the closing process and accompanying paperwork Bank Oversight and Examination Strengthen accountability in bank exams and create a workable appeals process Reform bank oversight and examination to better target risk Tax Relief Lower marginal rates needed for individuals, corporations and businesses Incentivize credit for low- and middle-income customers and American agriculture Modernize Subchapter S constraints Create limited liability corporation (LLC) option for community banks Repeal the estate tax Update the bank … Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE   55000 0 0 2018-07-12T10:18:43.373000-04:00
2142913 TAUZIN STRATEGIC NETWORKS c24d4c2f-471a-4a77-bc4c-8651131ce8e0 Q2 TAUZIN STRATEGIC NETWORKS 400786367 TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) 2018 second_quarter FIN Issues related to the upcoming NFIP reauthorization. Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2018-07-12T11:28:48.947000-04:00
2143002 COVINGTON & BURLING LLP 07e17c2a-83ae-460a-9af4-1c15b13fc48d 2T COVINGTON & BURLING LLP 11195 ARVEST BANK 2018 second_quarter FIN Issues affecting banks, including mortgage servicing and housing issues and bank capital requirements HOUSE OF REPRESENTATIVES,SENATE     0 1 2018-07-12T12:21:56.187000-04:00
2143011 COVINGTON & BURLING LLP e068e7b8-3b3d-4832-a90c-3d8f8a18d1be Q2 COVINGTON & BURLING LLP 11195 PROMONTORY INTERFINANCIAL NETWORK,LLC 2018 second_quarter FIN legislation relating to the regulation of bank deposits and federal insurance of bank deposits, including H R 2403 and S 1500. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2018-07-12T12:27:03.327000-04:00
2143320 STRUCTURED FINANCE ASSOCIATION 2785ff02-4425-4f02-8c5f-52dbcbec698d Q2 STRUCTURED FINANCE ASSOCIATION 401103239 STRUCTURED FINANCE ASSOCIATION 2018 second_quarter FIN 1. Collateralized Loan Obligations (CLOs) - General issues concerning changes to the risk retention compliance requirements for CLOs. 2. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules (includes the Liquidity Coverage Ratio, The Fundamental Review of the Trading Book, efforts to create "Simple, Transparent and Comparable" (STC) securitizations, STC treatment for short-term securitizations, and capital treatment of consolidated SPEs when risk transfer occurs). 3. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS asset classes, specifically auto, credit card, equipment lease and student loans. 4. General Dodd-Frank Implementation and Reform Efforts - Issues concerning the implementation of DFA final rules, including risk retention, the Liquidity Coverage Ratio (LCR), and uncleared swap margin rules; H.R. 10 (The Financial CHOICE Act), specifically risk retention provisions, Volcker Rule (discussed SFIG recommended changes with staff at SEC, Federal Reserve Board, and OCC), arbitration clauses, lead regulator concept, and "valid when made" loan provisions; reform proposals as they relate to securitization and capital markets generally; S.2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act), specifically provisions potentially related to securitization. 5. S.1642/H.R.3299 (Protecting Consumers' Access to Credit Act of 2017) - Issues concerning the effect on the secondary loan market and, by extension, securitizations. 6. Working with SFIG members and the Alternative Reference Rates Committee (ARRC) at the Federal Reserve Bank of New York to determine best path for transition away from LIBOR (in 2021, the U.K.s Financial Conduct Authority will stop compelling banks to report LIBOR). SFIG was selected to co-chair the ARRCs Securitization Working Grou… Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   100000 0 0 2018-07-12T17:08:14.677000-04:00
2143646 MICHIGAN CREDIT UNION LEAGUE 0f3c7a7b-d284-4e61-acb1-f207d09e21de Q2 MICHIGAN CREDIT UNION LEAGUE 25157 MICHIGAN CREDIT UNION LEAGUE 2018 second_quarter FIN MCUL supports common-sense regulatory reform for community based financial institutions, like credit unions who were not responsible for the financial collapse but are subject to one size fits all regulations meant for bad actors. As such, MCUL supported passage of S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act. The bill provides targeted relief to community financial institutions, including credit unions. HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2018-07-13T11:20:24.880000-04:00
2143672 THE OPTIONS CLEARING CORPORATION af4add5f-b384-4de1-b07f-99fa2c9dc70d Q2 THE OPTIONS CLEARING CORPORATION 66170 OPTIONS CLEARING CORPORATION 2018 second_quarter FIN Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act. Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   450000 0 0 2018-07-13T11:53:37.417000-04:00
2143722 ALPINE GROUP PARTNERS, LLC. 5d3c7279-43c8-409c-889f-ffc5b6265f2c Q2 ALPINE GROUP PARTNERS, LLC. 1171 THE BLACKSTONE GROUP 2018 second_quarter FIN Financial Services Tax Reform Energy Policy Trade HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2018-07-13T12:18:03.323000-04:00
2143728 JONES WALKER, LLP 6c59b9aa-7779-435f-b057-d13b92f78de2 Q2 JONES WALKER, LLP 20881 AMERICAN FACTORING ASSOCIATION 2018 second_quarter FIN Financial services legislation and regulation that would affect the business of factoring; Operation Choke Point legislation; merchants cash advance companies and issues arising from such companies; and CFPB issues, including implementation of Section 1071 of Dodd-Frank. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2018-07-13T12:19:06.637000-04:00
2143802 THE SMITH-FREE GROUP, LLC b8ace5f6-7189-4a37-b69d-b5fa3f0dfd63 Q2 THE SMITH-FREE GROUP, LLC 35800 NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 2018 second_quarter FIN Discussions regarding draft legislation on data security Monitored P.L.115-174, Economic Growth, Regulatory Relief, and Consumer Protection Act HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-13T12:53:52.203000-04:00
2143956 SIFF & ASSOCIATES PLLC 5b9c3d64-ed52-4258-992b-8f53f6c48dfe Q2 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2018 second_quarter FIN H.R. 3089, the "Corporate Transparency Act of 2017," legislation directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises substantial control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill. H.R. 4015, the "Corporate Governance Reform and Transparency Act of 2017," legislation to improve the quality of proxy advisory firms for the protection of investors and the U.S. economy, and in the public interest, by fostering accountability, transparency, responsiveness, and competition in the proxy advisory firm industry; entire bill. H.R. 4790, the "Volcker Rule Regulatory Harmonization Act," legislation to amend the Bank Holding Company Act of 1956 to grant exclusive rulemaking authority under the Volcker Rule (limiting proprietary trading) to the Federal Reserve Board of Governors; entire bill. H.R. 5037, the "Securities Fraud Act of 2018," legislation to ensure that uniform application of federal securities law is applied to securities traded on nationally-registered exchanges regulated by the SEC. H.R. 5155, the "National Defense Authorization Act for Fiscal Year 2019, legislation to authorize appropriations for fiscal year 2019 for military activities of the Department of Defense, for military construction, and to prescribe military personnel strengths for such fiscal year; SA 2459, an amendment to direct each state to amend their business formation laws to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license… HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE 30000   0 0 2018-07-13T15:12:38.987000-04:00
2143964 SIFF & ASSOCIATES PLLC 3ea1635d-be3c-4102-ab48-fc78452004c2 Q2 SIFF & ASSOCIATES PLLC 400665998 FMR LLC 2018 second_quarter FIN SEC proposed Regulation Best Interest, 83 Fed. Reg. 21574 (May 11, 2018), and Form CRS Relationship Summary, 83 Fed. Reg. 21416 (May 11, 2018). H.R. 4997, the "Giving Retirement Options to Workers Act of 2018 (GROW Act)", legislation to amend the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code of 1986 to authorize a new composite multiemployer pension plan design; electronic disclosure provisions in sections 439 and 803. General education concerning issues faced by financial entities regarding the lack of coordination between states that allow legal marijuana businesses and federal laws that do not account for these state regimes. General education concerning the manner of delivery for communications to mutual fund investors, including those in ERISA covered plans. HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE 30000   0 0 2018-07-13T15:15:44.407000-04:00
2144031 MISSY EDWARDS STRATEGIES, LLC bea36467-e483-4480-8ade-79948aa56017 Q2 MISSY EDWARDS STRATEGIES, LLC 400547641 REAL ESTATE ROUNDTABLE 2018 second_quarter FIN Followed regulatory reform and financial services related issues Dodd/Frank - Wall Street Reform and Consumer Protection Act, OTC Derivatives, Incentive-Based Competition, Risk Retention Credit risk retention, Mark to Market, FAS 17, Vocker Rule, FASB issues, Basel III HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-13T15:50:22.490000-04:00
2144051 HOLLAND & KNIGHT LLP 002374b7-c779-4c3b-b190-9c488ca9bd2b Q2 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2018 second_quarter FIN Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2018-07-13T16:00:30.413000-04:00
2144110 KOUNTOUPES DENHAM CARR & REID, LLC 70e326ed-aace-482b-91b7-9b6148db86b6 Q2 KOUNTOUPES DENHAM CARR & REID, LLC 320918 RETAIL INDUSTRY LEADERS ASSOCIATION (RILA) 2018 second_quarter FIN Issues related to privacy, data security, data breach notification and cybersecurity. Issues related to payments and routing including the Durbin amendment and H. R. 10, the Financial CHOICE Act. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-13T16:23:03.617000-04:00
2144116 INSTITUTE OF INTERNATIONAL BANKERS 0257797c-f8bc-4ea7-a4a8-d177426e4061 Q2 INSTITUTE OF INTERNATIONAL BANKERS 19480 INSTITUTE OF INTERNATIONAL BANKERS 2018 second_quarter FIN Dodd-Frank Act -- Section 165 implementation, Section 619 and cross border implementation of Title VII; Dodd-Frank SIFI Threshold; HR 3312, the Systemic Risk Designation Improvement Act of 2017; S 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act; Cybersecurity Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   140000 0 0 2018-07-13T16:24:04.807000-04:00
2144209 HOLLAND & KNIGHT LLP eabebb77-ac0b-4e2d-a177-a7bb81be3746 Q2 HOLLAND & KNIGHT LLP 18466 DEPOSITORY TRUST & CLEARING CORPORATION 2018 second_quarter FIN Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2018-07-13T17:14:06.217000-04:00
2144279 INTEREL US 308ed2c1-ffe1-4a3a-bf74-1f143917e682 Q2 INTEREL US 401104823 ISACA 2018 second_quarter FIN Lobbying on legislation includes cybersecurity issues related to the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) and the FINANCIAL Choice Act (H.R. 10). HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-13T21:46:10.330000-04:00
2144307 DALY CONSULTING GROUP 1fbf04ce-2ad9-4b6e-9252-944e9ac99876 Q2 DALY CONSULTING GROUP 400923683 INVESTMENT COMPANY INSTITUTE 2018 second_quarter FIN Fiduciary Duty and SIFI designation issues. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2018-07-14T11:31:06.973000-04:00
2144309 DALY CONSULTING GROUP a9e97ff3-9fbc-4eba-b5ef-c07b50d304f4 2A DALY CONSULTING GROUP 400923683 INVESTMENT COMPANY INSTITUTE 2018 second_quarter FIN Fiduciary Duty and SIFI designation issues. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2018-07-14T11:36:09.380000-04:00
2144312 DALY CONSULTING GROUP 362dc106-6c6b-4a0d-b117-2a4ae786df1a Q2 DALY CONSULTING GROUP 400923683 FMR LLC ("FIDELITY INVESTMENTS") 2018 second_quarter FIN Issues related to regulation of asset managers HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2018-07-14T11:44:13.383000-04:00
2144313 DALY CONSULTING GROUP 70af25e7-f1b3-46d6-a8d5-33d20a616267 Q2 DALY CONSULTING GROUP 400923683 S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) 2018 second_quarter FIN Financial reform legislation (not yet introduced) HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 80000   0 0 2018-07-14T11:45:14.663000-04:00
2144314 DALY CONSULTING GROUP 3caefcaa-928c-4364-b676-ea910037c0ca Q2 DALY CONSULTING GROUP 400923683 S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC. 2018 second_quarter FIN Securities law development and reform HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2018-07-14T11:46:15.960000-04:00
2144315 DALY CONSULTING GROUP e4c4b10c-a335-483b-9132-d543be16e377 Q2 DALY CONSULTING GROUP 400923683 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA", FORMERLY NASD) 2018 second_quarter FIN Financial reform legislation (not yet introduced) HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 60000   0 0 2018-07-14T11:48:16.977000-04:00
2144316 DALY CONSULTING GROUP a40011a4-8c6f-4cb8-8fc6-c4c7d22602fb Q2 DALY CONSULTING GROUP 400923683 NOMURA HOLDING AMERICA INC. 2018 second_quarter FIN Legislation and regulation related to capital markets and commodities issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-14T11:49:18.057000-04:00
2144318 DALY CONSULTING GROUP 9c35347e-7397-4f35-9d7d-03cf2e6b6173 Q2 DALY CONSULTING GROUP 400923683 STATE STREET BANK AND TRUST COMPANY 2018 second_quarter FIN Issues related to capital markets HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 40000   0 0 2018-07-14T11:51:20.383000-04:00
2144319 DALY CONSULTING GROUP 5510a8c5-56f0-453f-b310-cfc12620450e Q2 DALY CONSULTING GROUP 400923683 DEPOSITORY TRUST & CLEARING CORPORATION 2018 second_quarter FIN ISSUES RELATED TO THE CAPITAL MARKETS HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2018-07-14T11:52:21.587000-04:00
2144321 DALY CONSULTING GROUP 785d110a-4e90-4dec-a736-a277b64f4c41 Q2 DALY CONSULTING GROUP 400923683 KOCH COMPANIES PUBLIC SECTOR, LLC 2018 second_quarter FIN Issues related to financial regulatory reform HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-14T11:55:23.920000-04:00
2144323 DALY CONSULTING GROUP 43932965-acbe-4d56-aec6-b0e0cf7a2514 Q2 DALY CONSULTING GROUP 400923683 HARBOR 2018 second_quarter FIN blockchain technology, securities regulation, and related issues HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2018-07-14T11:57:25.053000-04:00
2144340 EXPERIAN NORTH AMERICA af917568-43c3-4663-94d3-f77605ba05a5 Q2 EXPERIAN NORTH AMERICA 293038 EXPERIAN NORTH AMERICA 2018 second_quarter FIN Legislative and regulatory issues pertaining to credit reporting and scoring, including S. 2155, S. 744, S. 3040, H.R. 2683, H.R. 435, H.R. 2359 and H.R. 5078. Legislative issues related to financial literacy tools and the Credit Repair Organizations Act. Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),Federal Trade Commission (FTC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE   360000 0 0 2018-07-14T12:46:31.687000-04:00
2144412 VANTAGEKNIGHT LLC 816e5eeb-87d5-464e-944b-b7f3acb4188f Q2 VANTAGEKNIGHT LLC 401104100 CITIGROUP MANAGEMENT CORP. 2018 second_quarter FIN Matters related to global operations and competition issues HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office 60000   0 0 2018-07-14T16:06:14.030000-04:00
2144481 LARRY BLANCHARD 668eee6f-5cf0-4569-985a-62d5c046f47d Q2 LARRY BLANCHARD 400470324 TRUSTAGE 2018 second_quarter FIN HR 1, Tax Cuts and Jobs Act HR 3746, Business of Insurance Regulatory Reform Act of 2017 S. 2155, Economic Growth, Regulatory Reluef and Consumer Protectiin Act HR 1264, Community Financial Institution Exemption Act HOUSE OF REPRESENTATIVES,SENATE 37500   0 0 2018-07-15T12:53:33.100000-04:00
2144659 IMPERIUM GLOBAL ADVISORS 87befab2-c630-41db-bf4d-43b88538a427 Q2 IMPERIUM GLOBAL ADVISORS 401104114 PAYSCOUT 2018 second_quarter FIN Virtual Reality Commerce HOUSE OF REPRESENTATIVES,SENATE     0 0 2018-07-16T09:56:34.983000-04:00
2144674 KPMG LLP 00e9019d-ab3e-4d02-ae21-a44f90578830 Q2 KPMG LLP 21893 KPMG LLP 2018 second_quarter FIN Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   400000 0 0 2018-07-16T10:02:44.453000-04:00
2144764 MONEYGRAM INTERNATIONAL INC. 0bef3110-0404-4736-98d6-62ac9a86ea76 Q2 MONEYGRAM INTERNATIONAL INC. 401103625 MONEYGRAM INTERNATIONAL INC. 2018 second_quarter FIN Issues related to money transfer services, de-risking and fintech HOUSE OF REPRESENTATIVES,SENATE   140000 0 0 2018-07-16T10:25:34.720000-04:00
2144793 ABERNATHY CONSULTANTS, CATHY c4402b8b-1cea-42b8-a995-357f9e9a3766 Q2 ABERNATHY CONSULTANTS, CATHY 69151 ACCOUNT CONTROL TECHNOLOGY, INC. 2018 second_quarter FIN Servicing and counseling student loan collections for the Department of Education HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB) 30000   0 0 2018-07-16T10:37:51.957000-04:00
2144915 MOTORCYCLE INDUSTRY COUNCIL 3765d747-bb71-4974-9469-ceec8ec5484b 2A MOTORCYCLE INDUSTRY COUNCIL 57338 MOTORCYCLE INDUSTRY COUNCIL 2018 second_quarter FIN CFPB Reform HOUSE OF REPRESENTATIVES,SENATE   60000 0 0 2018-07-16T11:36:19.120000-04:00
2145033 COVINGTON & BURLING LLP 8d43aaac-5c2f-40d7-8db4-a3f584631758 Q2 COVINGTON & BURLING LLP 11195 BROWN BROTHERS HARRIMAN 2018 second_quarter FIN Issues affecting banking institutions including the regulation of derivatives HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2018-07-16T12:23:32.883000-04:00
2145061 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA ced6ee73-42c5-4914-b9d4-8edbcaaff2a4 Q2 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 400881578 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 2018 second_quarter FIN Issues related to short-term lending, payday advance loans, Dodd-Frank Act implementations. HOUSE OF REPRESENTATIVES,SENATE   114000 0 0 2018-07-16T12:32:46.307000-04:00
2145063 RICH FEUER ANDERSON 19c05212-09c5-45af-bf2a-b9f2500b7521 Q2 RICH FEUER ANDERSON 84775 BLOCKCHAIN (US) INC. 2018 second_quarter FIN Legislative and regulatory initiatives impacting digital currencies. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-16T12:33:47.307000-04:00
2145148 THE SMITH-FREE GROUP, LLC 225bc239-2d75-4d83-a8dd-64ac560488e3 Q2 THE SMITH-FREE GROUP, LLC 35800 WALKER & DUNLOP INC. 2018 second_quarter FIN Monitored S.2155, Economic Growth, Regulatory Relief, and Consumer Protection Act HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2018-07-16T12:59:36.463000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
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