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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

880 rows where filing_period = "second_quarter", filing_year = 2017 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 880 ✖

filing_year 1

  • 2017 · 880 ✖

filing_period 1

  • second_quarter · 880 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1980772 STUMP STRATEGIC LLC 1b16948b-788b-4526-b0b5-ab93ae60f824 2T STUMP STRATEGIC LLC 401104047 FUTURES INDUSTRY ASSOCIATION 2017 second_quarter FIN Monitor Financial Derivatives Legislation and Regulation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 1 2017-05-05T16:21:39.947000-04:00
1981290 MARYLAND & DISTRICT OF COLUMBIA CREDIT UNION ASSOCIATION 58990dd2-0ee2-44b3-9525-44b129a37c64 Q2 MARYLAND & DISTRICT OF COLUMBIA CREDIT UNION ASSOCIATION 303416 MARYLAND & DISTRICT OF COLUMBIA CREDIT UNION ASSOCIATION 2017 second_quarter FIN tax reform, cyber security and Financial CHOICE Act Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE     0 0 2017-05-12T13:58:32.903000-04:00
1982237 IBARRA STRATEGY GROUP 05279916-4e41-495c-9301-790a521ba552 2T IBARRA STRATEGY GROUP 72177 PERSHING SQUARE CAPITAL MANAGEMENT, L.P. 2017 second_quarter FIN Issues relating to enforcement of consumer protection laws and securities regulations relating to pyramid schemes. HOUSE OF REPRESENTATIVES,SENATE 40000   0 1 2017-06-22T14:32:00.187000-04:00
1982526 BOCKORNY GROUP, INC. 92a1b37c-88c3-4dc3-9129-826c47cab065 2T BOCKORNY GROUP, INC. 289773 QUANTLAB FINANCIAL, LLC. 2017 second_quarter FIN Issues related to market structure and Dodd-Frank reform HOUSE OF REPRESENTATIVES,SENATE 50000   0 1 2017-06-30T15:51:02.580000-04:00
1982691 HUTTON STRATEGIES 8bb4c591-213e-4ab0-84da-c7ec81633bb5 Q2 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2017 second_quarter FIN Advocating in support of S. 1117 and HR 2319 and financial services legislation generally. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-07-03T10:24:37.780000-04:00
1982741 PHILLIP RIVERS 93fc5be2-b5e2-4457-8fd1-a799b90fb9bd Q2 PHILLIP RIVERS 401098065 FINANCIAL PLANNING COALITION 2017 second_quarter FIN Fiduciary Rule for Investment Advisors HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-07-03T12:50:39.993000-04:00
1982829 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 6c575fae-1d06-41e5-a75b-a2547ff94a75 Q2 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 7725 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2017 second_quarter FIN Credit union operations and all aspects of lending, compliance, and member services. Hart Scott Rodino exemptions. Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE   110000 0 0 2017-07-03T15:25:30.047000-04:00
1982878 REPUBLIC CONSULTING, LLC 999c9dab-3984-406c-8878-87b916fdc9b3 Q2 REPUBLIC CONSULTING, LLC 401016871 CITIGROUP WASHINGTON INC. 2017 second_quarter FIN Monitor CHOICE Act (HR 314) and NFIP Reauthorization. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-07-04T11:41:41.223000-04:00
1982881 REPUBLIC CONSULTING, LLC dd9e5c0d-5b36-47ee-b19c-bf941d7d1b82 Q2 REPUBLIC CONSULTING, LLC 401016871 NATIONAL READY MIXED CONCRETE ASSOCIATION 2017 second_quarter FIN Monitor the Reauthorization of the National Flood Insurance Program and advocate for resilient construction and usability standards, as well as improved public and private data sharing and integration. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-07-04T11:58:43.377000-04:00
1982903 MORRISON PUBLIC AFFAIRS GROUP 0abb5ade-280e-4bd7-9235-5dfb9686cf8e Q2 MORRISON PUBLIC AFFAIRS GROUP 67193 ESSENT U.S. HOLDINGS, INC. 2017 second_quarter FIN Housing finance reform legislation. Regulation of housing finance activities. Regulation of Fannie Mae and Freddie Mac. Legislation and regulations related to the Federal Housing Administration and Ginnie Mae. Legislation and regulation related to mortgage insurance. Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office 80000   0 0 2017-07-04T18:44:19.817000-04:00
1983016 POBLETE TAMARGO, LLP 28a78194-4e62-4de4-ab16-fd0cf7c7342f Q2 POBLETE TAMARGO, LLP 400620885 RD LEGAL FUNDING, LLC 2017 second_quarter FIN Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-07-05T11:32:04.100000-04:00
1983110 MAGILL ASSOCIATES, LLC 9be61575-8967-4ea2-b502-10b41bd13ad6 Q2 MAGILL ASSOCIATES, LLC 401103511 LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" 2017 second_quarter FIN The Consumer Financial Protection Board's (CFPB) proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The CFPB's rule on prepaid cards. Funding for the Department of Justice's Justice Reinvestment Initiative for FY 2018. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-05T13:18:32.197000-04:00
1983111 MAGILL ASSOCIATES, LLC 068191bc-ab46-4c73-bf07-83d8713f2e08 Q2 MAGILL ASSOCIATES, LLC 401103511 MOUNTAIN WEST CREDIT UNION ASSOCIATION 2017 second_quarter FIN Legislation affecting credit unions HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-07-05T13:19:34.540000-04:00
1983167 RICH FEUER ANDERSON 7205abbd-64a4-4c60-8133-0b6af2519205 Q2 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2017 second_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-05T14:49:58.317000-04:00
1983183 RICH FEUER ANDERSON 226aaa2f-42ff-48bd-a4f1-5d20fd650ef4 Q2 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2017 second_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2017-07-05T15:05:12.750000-04:00
1983217 YODLEE INC. 4abb908e-61be-4cec-a30f-22fbd8f949cb Q2 YODLEE INC. 401104165 YODLEE INC. 2017 second_quarter FIN Consumer-permissioned financial data access issues; alternative data Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   90000 0 0 2017-07-05T17:08:51.467000-04:00
1983222 RICH FEUER ANDERSON 3df404d7-a50d-4b72-b6bd-01a7a574c2a0 Q2 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2017 second_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including fund naming provisions and H.R. 10, the "Financial CHOICE Act." Regulation of asset managers as systemically important financial institutions. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2017-07-05T17:18:53.123000-04:00
1983236 SKLADANY CONSULTING LLC a0fb7c9e-24fa-475b-883b-8312450182a9 Q2 SKLADANY CONSULTING LLC 401104209 DUFF & PHELPS 2017 second_quarter FIN Acquaint Congressional and Administration officials with client's financial regulatory expertise. HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE 10000   0 0 2017-07-05T19:04:19.110000-04:00
1983329 GOLDHABER POLICY SERVICES LLC b9aae180-0886-4ece-bb54-1d60de5a0e9e Q2 GOLDHABER POLICY SERVICES LLC 400935705 RANIERI PARTNERS MANAGEMENT LLC 2017 second_quarter FIN Worked with stakeholders on CFPB including policy issues related to the functioning and structure of the CFPB.       0 0 2017-07-06T10:46:01.387000-04:00
1983336 CAPITOL HILL STRATEGIES, LLC b2691f8b-c3e2-4ac2-9fe2-5eabe10c2b33 Q2 CAPITOL HILL STRATEGIES, LLC 91774 ALLY FINANCIAL, INC. 2017 second_quarter FIN Proposals regarding financial regulatory reform implementation- relating to consumer products, consumer financial protection, and indirect auto-finance. Financial Literacy & Education Efforts. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-07-06T10:53:08.667000-04:00
1983342 GOLDHABER POLICY SERVICES LLC b75a802c-ad2c-4f23-8141-f51888b61e29 Q2 GOLDHABER POLICY SERVICES LLC 400935705 SHELLPOINT PARTNERS LLC 2017 second_quarter FIN Worked on issues and options related to non-bank membership in Federal Home Loan Bank.   10000   0 0 2017-07-06T10:58:17.633000-04:00
1983352 PICKARD DJINIS AND PISARRI LLP e6aacc91-b459-4746-89dc-4853de5f5ada Q2 PICKARD DJINIS AND PISARRI LLP 400568702 INSTITUTIONAL SHAREHOLDER SERVICES INC. 2017 second_quarter FIN H.R. 5983, the Financial CHOICE Act of 2016. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-07-06T11:15:33.503000-04:00
1983385 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 0c8cdb25-c0e8-403f-8d7b-ee760f36438c Q2 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 400503478 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2017 second_quarter FIN H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE   80000 0 0 2017-07-06T12:12:16.693000-04:00
1983442 HOLLAND & KNIGHT LLP f17e5df5-a480-4125-b576-38e56e531f33 2T HOLLAND & KNIGHT LLP 18466 NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 2017 second_quarter FIN Department of Labor Fiduciary rule. SENATE 30000   0 1 2017-07-06T13:44:08.823000-04:00
1983531 RICH FEUER ANDERSON e0107b7d-7878-473f-a4d7-a9cd864456ce Q2 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2017 second_quarter FIN Regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-06T15:16:44.657000-04:00
1983744 RICH FEUER ANDERSON b0ee62db-85eb-4d2c-874e-f134631ea703 Q2 RICH FEUER ANDERSON 84775 KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) 2017 second_quarter FIN Regulations affecting trading of securities, including market structure issues and regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2017-07-06T18:53:27.173000-04:00
1983805 NORTHEASTERN RETIAL LUMBER ASSOCIATION 069fe733-56a0-4bbd-8896-e8c860743dff Q2 NORTHEASTERN RETIAL LUMBER ASSOCIATION 400711131 NORTHEASTERN RETIAL LUMBER ASSOCIATION 2017 second_quarter FIN H.R. 10 - Financial CHOICE Act of 2017 - This bill amends the Dodd-Frank Wall Street Reform and Consumer Protection Act, among other Acts, to: repeal Volcker Rule restrictions on certain speculative investments by banks; with respect to winding down failing banks, eliminate the Federal Deposit Insurance Corporation's orderly liquidation authority and establish new provisions regarding financial institution bankruptcy; and repeal Durbin Amendment limitations on fees that may be charged to retailers for debit card processing. Lobbied against repeal of Durbin amendment. Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA)     0 0 2017-07-07T10:40:53.123000-04:00
1983866 HOLLAND & KNIGHT LLP 475e15fa-8e9b-4ad8-b98d-85bd58b93141 Q2 HOLLAND & KNIGHT LLP 18466 PCI SECURITY STANDARDS COUNCIL, LLC 2017 second_quarter FIN Policy issues related to data breach and cyber security. Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),Office of the Comptroller of the Currency (OCC),SENATE 40000   0 0 2017-07-07T12:06:48.700000-04:00
1983913 CAPITAL CONCEPTS 6726c033-0830-4476-a4df-8a37aeaad3aa Q2 CAPITAL CONCEPTS 8065 ASSOCIATION FOR FINANCIAL COUNSELING & PLANNING EDUCATION (AFCPE) 2017 second_quarter FIN House Financial CHOICE Act HOUSE OF REPRESENTATIVES     0 0 2017-07-07T13:10:35.390000-04:00
1983921 TEXAS RETAILERS ASSOCIATION 1c0a9fa8-3ad9-431f-ae9d-2778a52555e0 Q2 TEXAS RETAILERS ASSOCIATION 401104299 TEXAS RETAILERS ASSOCIATION 2017 second_quarter FIN Financial CHOICE Act (HR 10) - Debit Card Swipe Fee Reform HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-07-07T13:19:44.480000-04:00
1983996 CAPITOL-CONTEXT,LLC b53c4ffa-d9ae-4619-828f-916bafafde83 Q2 CAPITOL-CONTEXT,LLC 401103233 PRIVATE INVESTOR COALITION 2017 second_quarter FIN Financial CHOICE Act HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-07-07T14:50:51.800000-04:00
1984049 RICH FEUER ANDERSON 2c1695e8-1129-457a-8143-a86b22fc462f Q2 RICH FEUER ANDERSON 84775 AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION 2017 second_quarter FIN Regulatory structure for insurance and financial activities, including appropriate role of Federal Insurance Office and Federal Reserve. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-07-07T16:17:13.980000-04:00
1984055 RICH FEUER ANDERSON 2367eaf1-2ebe-45c9-95da-8aed561653c0 Q2 RICH FEUER ANDERSON 84775 INSTITUTIONAL LIMITED PARTNERS ASSOCIATION 2017 second_quarter FIN Legislation and regulation affecting private equity limited partners, including H.R. 10, the "Financial CHOICE Act." HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-07T16:54:22.737000-04:00
1984073 PENN AVENUE PARTNERS bcfc7128-a0a1-4dc9-adbf-233c74e024d1 Q2 PENN AVENUE PARTNERS 400918672 ELLIOTT MANAGEMENT CORPORATION 2017 second_quarter FIN Monitoring issues related to the financial services industry. SENATE 30000   0 0 2017-07-07T17:19:14.730000-04:00
1984109 PENN AVENUE PARTNERS 8227183b-275b-4021-ace4-600c3388a04f Q2 PENN AVENUE PARTNERS 400918672 WESTERN UNION 2017 second_quarter FIN Financial services issues. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-07-07T18:10:09.887000-04:00
1984119 THE WILLIAMS GROUP 5ec5563e-5646-4cdf-8ca3-ed2a43338986 Q2 THE WILLIAMS GROUP 401104049 METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) 2017 second_quarter FIN Non-Bank SIFI Designation HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2017-07-07T22:36:28.523000-04:00
1984120 THE WILLIAMS GROUP e624adcb-f93e-4e93-8706-fe946f6bd024 Q2 THE WILLIAMS GROUP 401104049 GENERAL MOTORS 2017 second_quarter FIN Privacy Notification HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2017-07-07T22:41:30.507000-04:00
1984210 THE VELASQUEZ GROUP, L.L.C. cb94b014-68ce-4a00-b6a1-304df830f464 Q2 THE VELASQUEZ GROUP, L.L.C. 53403 INVESTMENT COMPANY INSTITUTE 2017 second_quarter FIN H.R. 10, Financial CHOICE Act of 2017 particularly language related to the designation of non-bank financial companies as systemically important financial institutions (SIFIs); monitoring of regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services general. HOUSE OF REPRESENTATIVES 60000   0 0 2017-07-09T16:39:25.657000-04:00
1984216 THE VELASQUEZ GROUP, L.L.C. e5cc6075-e234-4766-9e25-d99947bebbcb Q2 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2017 second_quarter FIN H.R. 10, Financial CHOICE Act of 2017, all provisions, and in particular any language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs). HOUSE OF REPRESENTATIVES 50000   0 0 2017-07-09T16:45:30.327000-04:00
1984218 THE VELASQUEZ GROUP, L.L.C. 2fff33f7-43ff-40c0-9894-d5d4c076a5c4 Q2 THE VELASQUEZ GROUP, L.L.C. 53403 ELECTRONIC PAYMENTS COALITION 2017 second_quarter FIN H.R. 10, Financial CHOICE Act of 2017, all provisions, and in particular language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees. HOUSE OF REPRESENTATIVES 30000   0 0 2017-07-09T16:50:34.277000-04:00
1984424 KPMG LLP 59eb44ed-8b53-475a-b4be-4a15cb3bd97d Q2 KPMG LLP 21893 KPMG LLP 2017 second_quarter FIN Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE   280000 0 0 2017-07-10T13:17:39.010000-04:00
1984530 CAPITOL LEGISLATIVE STRATEGIES LLC 250b63f0-edf6-4e76-9bde-7045b25498a2 Q2 CAPITOL LEGISLATIVE STRATEGIES LLC 400432093 LEADING BUILDERS OF AMERICA 2017 second_quarter FIN All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-10T14:26:26.430000-04:00
1984757 RICH FEUER ANDERSON 13a16007-a363-498f-b394-4c77f27b644f Q2 RICH FEUER ANDERSON 84775 SYMPHONY COMMUNICATIONS SERVICES LLC 2017 second_quarter FIN Legislation and regulation affecting secure communications services. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-07-10T17:57:37.187000-04:00
1984773 RICH FEUER ANDERSON 69e06284-2f16-4e1e-97cd-a687e44d7c5d Q2 RICH FEUER ANDERSON 84775 SOCIAL FINANCE, INC. 2017 second_quarter FIN Regulation of online lenders, including potential national charter and application of banking regulations. Securitization of student loans. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-07-10T18:18:49.040000-04:00
1984814 THE WILLIAMS GROUP 348a3ed6-1e02-48ec-b15f-439793e1bee2 2A THE WILLIAMS GROUP 401104049 AMERICAN FINANCIAL SERVICES ASSOCIATION 2017 second_quarter FIN Annual Privacy Notification HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2017-07-10T19:43:43.220000-04:00
1984818 BOND DEALERS OF AMERICA c6fcda96-b89a-464e-b723-d11e24c5ce09 Q2 BOND DEALERS OF AMERICA 400404907 BOND DEALERS OF AMERICA 2017 second_quarter FIN Tax & Securities HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   66000 0 0 2017-07-10T20:25:51.600000-04:00
1984825 BAKER & HOSTETLER LLP eda566f1-b74e-4e20-9ad7-22b17759e794 Q2 BAKER & HOSTETLER LLP 5131 FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ) 2017 second_quarter FIN U.S. Department of Labor regulatory issues HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),SENATE,White House Office 70000   0 0 2017-07-10T22:30:09.710000-04:00
1984948 NASDAQ, INC. 24fabcaa-7663-4a4c-ba94-fd5605410518 Q2 NASDAQ, INC. 27115 NASDAQ INC 2017 second_quarter FIN General issues relating to the following: Revitalize the market for small public companies/policies that promote IPOs; Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, HR 5311 - Corporate Governance Reform and Transparency Act of 2016 (114th Congress); HR 10 - Financial CHOICE Act of 2017; Trading and listings standards needed for a U.S. Venture Exchange, HR 4638 - Main Street Growth Act (114th Congress); Section 31 Fee Overpayments, S. 462 - Section 31 Fee Overpayments, H.R. 1257 - Section 31 Fee Overpayments; Cross border regulatory issues between the U.S. and Europe; SEC Conflict Minerals Rule; Incentives for the trading of small cap stocks/ETFs; Repatriation/tax reform; Implementation and expansion of the Jobs Act/capital formation agenda/IPOs; H1B visa/immigration reform; Securities transactions tax; Tax treatment of options contracts; Security market structure and Regulation NMS; Proprietary ownership and distribution of market data; Corporate governance issues; and Cyber Security and system infrastructure. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   300000 0 0 2017-07-11T12:18:00.423000-04:00
1984974 HARBINGER STRATEGIES, LLC bfe18ebe-e002-4412-a33b-7abc85c4bd44 Q2 HARBINGER STRATEGIES, LLC 401103523 CITIGROUP WASHINGTON INC. 2017 second_quarter FIN Issues relating to the implementation of P.L. 111-203, the Wall Street Reform and Consumer Protection Act. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-07-11T12:58:31.727000-04:00
1985016 HOLLAND & KNIGHT LLP e6bacc9c-1128-4f5c-b4b5-c847afa3e8a8 Q2 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2017 second_quarter FIN Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-07-11T13:18:07.687000-04:00
1985095 TAUZIN CONSULTANTS, LLC f209cbb5-a0aa-4df3-9aa7-9ff4ae40c5e5 Q2 TAUZIN CONSULTANTS, LLC 400671007 ST. CHARLES PARISH 2017 second_quarter FIN Issues related to the upcoming NFIP reauthorization. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-11T14:19:00.487000-04:00
1985136 THE CJR GROUP, INC. e3c48716-9570-4fd7-9a5d-d6de66950e1c Q2 THE CJR GROUP, INC. 288293 RPM INTERNATIONAL INC 2017 second_quarter FIN Dodd-Frank reforms HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-07-11T14:49:41.057000-04:00
1985175 JOHN DUNCAN AND ASSOCIATES, LLC 2995b86d-f17a-4266-a4e8-cac6decebed4 Q2 JOHN DUNCAN AND ASSOCIATES, LLC 40025200 THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) 2017 second_quarter FIN Non-bank SIFI (Systemically Important Financial Institution) designation Constitutional design of the Consumer Financial Protection Bureau   10000   0 0 2017-07-11T15:06:25.410000-04:00
1985199 HOLLAND & KNIGHT LLP a6d2705d-cef6-44ae-b3eb-7e762bd8ae91 Q2 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2017 second_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2017-07-11T15:15:50.500000-04:00
1985208 K&L GATES, LLP c69a45ee-decf-430d-89ff-99b9f880b57f Q2 K&L GATES, LLP 32098 CMS ENERGY CORP 2017 second_quarter FIN H.R. 10, Financial Choice Act of 2017: issues related to Dodd-Frank Act and Volcker Rule provision. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-07-11T15:20:04.203000-04:00
1985215 HOLLAND & KNIGHT LLP e7624dc6-3aa3-4379-9ef2-6a46075c8a78 Q2 HOLLAND & KNIGHT LLP 18466 DEPOSITORY TRUST & CLEARING CORPORATION 2017 second_quarter FIN Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain. Commerce, Dept of (DOC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE,White House Office 50000   0 0 2017-07-11T15:21:13.267000-04:00
1985222 WILLIAMS AND JENSEN, PLLC d646ddd7-47ad-4b79-b56b-2c9955ea406e Q2 WILLIAMS AND JENSEN, PLLC 41454 PROSPECT CAPITAL CORPORATION 2017 second_quarter FIN Securities legislation impacting business development companies. Financial Choice Act re: BDCs. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 10000   0 0 2017-07-11T15:23:21.857000-04:00
1985234 COUNCIL OF INSTITUTIONAL INVESTORS 4ab02e56-f2dd-4aca-a955-958a580deb3e Q2 COUNCIL OF INSTITUTIONAL INVESTORS 11082 COUNCIL OF INSTITUTIONAL INVESTORS 2017 second_quarter FIN April 6, 2017- CII letter to Senate Banking Committee in response to request for proposals to foster economic growth April 24, 2017CII letter to House Financial Services Committee on the CHOICE Act discussion draft April 28, 2017Testimony of Ken Bertsch before the Committee on Financial Services April 29, 2017CII letter to House Financial Services Committee on mark-up of the Financial CHOICE Act May 1, 2017Joint CII, Center for Audit Quality and CFA Institute letter to House Financial Services Committee on the Financial CHOICE Act May 17, 2017Co-signed letter to Speaker of the House of Representatives Paul Ryan Similar letters were sent to all members of the House of Representatives June 5, 2017Email to House Speaker Ryan regarding Joint Statement on Defending Fundamental Shareholder Rights Similar emails were sent to all members of the House of Representatives HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-07-11T15:29:42.670000-04:00
1985300 RICH FEUER ANDERSON 2a6522a9-f28f-4944-bba4-c0bc1b315fb6 Q2 RICH FEUER ANDERSON 84775 BLOCKCHAIN (US) INC. 2017 second_quarter FIN Legislative and regulatory initiatives impacting digital currencies. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-11T16:30:12.683000-04:00
1985321 RICH FEUER ANDERSON aa0b363b-75d4-4083-ab59-4369edb0a015 Q2 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2017 second_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 238, the "Commodity End-User Relief Act." HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-07-11T16:58:44.157000-04:00
1985420 TRIOPTIMA AB 2f095c49-9f21-4178-ac03-020fcba1fcca Q2 TRIOPTIMA AB 400946732 TRIOPTIMA AB 2017 second_quarter FIN Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97) Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES     0 0 2017-07-12T05:01:18.637000-04:00
1985444 WILLIAMS AND JENSEN, PLLC 8709a1c0-fcef-4f33-b45d-ab3ef57847ed Q2 WILLIAMS AND JENSEN, PLLC 41454 BLOOMBERG LP 2017 second_quarter FIN Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs) and Straight Through Processing, (STP). Issues related to economic data releases. Data storage. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 40000   0 0 2017-07-12T08:33:03.940000-04:00
1985445 WILLIAMS AND JENSEN, PLLC 7b1d56a3-912d-4d70-bc8f-3d357c48928b Q2 WILLIAMS AND JENSEN, PLLC 41454 CHICAGO DEFERRED EXCHANGE CORPORATION 2017 second_quarter FIN Tax and financial services issues related to qualified intermediaries and real estate. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-07-12T08:34:05.923000-04:00
1985448 WILLIAMS AND JENSEN, PLLC eb0b047d-d382-40af-9097-69f43a1e6c32 Q2 WILLIAMS AND JENSEN, PLLC 41454 ELLIOTT MANAGEMENT 2017 second_quarter FIN Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 10000   0 0 2017-07-12T08:35:08.080000-04:00
1985455 WILLIAMS AND JENSEN, PLLC f302d4a7-7f6a-4d6f-bec1-df391990a1ec Q2 WILLIAMS AND JENSEN, PLLC 41454 MANAGED FUNDS ASSOCIATION 2017 second_quarter FIN Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-12T08:38:14.047000-04:00
1985456 WILLIAMS AND JENSEN, PLLC 884c07ba-31c2-485a-b8a5-fb747ed70065 Q2 WILLIAMS AND JENSEN, PLLC 41454 OTC MARKETS 2017 second_quarter FIN Financial Services regulation/legislation pertaining to venture markets; issues related to over the counter market securities; Regulation A proposals; H.R. 2864. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-07-12T08:39:15.937000-04:00
1985457 WILLIAMS AND JENSEN, PLLC 97c7cc26-b05d-44ae-8052-b84bfdd36e2a Q2 WILLIAMS AND JENSEN, PLLC 41454 OXFORD BIOCHRONOMETRICS 2017 second_quarter FIN Cybersecurity. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-07-12T08:40:17.703000-04:00
1985461 WILLIAMS AND JENSEN, PLLC 6203a534-b09b-4b91-853a-46a2f600129b Q2 WILLIAMS AND JENSEN, PLLC 41454 REINSURANCE ASSOCIATION OF AMERICA 2017 second_quarter FIN Dodd- Frank regulations, issues impacting insurance reulation, 31 USC 314 covered agreements; Export Import Bank pilot program for reinsurance. International insurance standards. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-07-12T08:41:22-04:00
1985554 AMERICAN FINANCIAL SERVICES ASSOCIATION de268e6f-e0c3-4539-b488-3aa3fa3a1de5 Q2 AMERICAN FINANCIAL SERVICES ASSOCIATION 2354 AMERICAN FINANCIAL SERVICES ASSOCIATION 2017 second_quarter FIN Dodd Frank Wall Street Reform and Consumer Protection Act, Arbitration, Auto Lending, Consumer Privacy, Industrial Loan Banks, Installment Lending, Military Lending, Mortgage Lending, Payment Cards, Tax Reform, Telephone Consumer Protection Act Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office   125000 0 0 2017-07-12T10:26:20.937000-04:00
1985607 JACKSON VAUGHN PUBLIC STRATEGIES f09fce9e-fe03-488e-86d0-7ff3b4b63441 2T JACKSON VAUGHN PUBLIC STRATEGIES 401103484 FIRSTCASH INC 2017 second_quarter FIN Military Lending Act; CFPB small dollar lending rules; Operation Choke Point HR 2706; Financial Choice Act HR 10 Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 10000   0 1 2017-07-12T10:40:08.497000-04:00
1985614 JACKSON VAUGHN PUBLIC STRATEGIES e9393009-2a12-4a86-a711-44e280ea892a Q2 JACKSON VAUGHN PUBLIC STRATEGIES 401103484 ENOVA ONLINE SERVICES, INC. 2017 second_quarter FIN CFPB small dollar rule, Operation Chokepoint HR 2706, Fintech charter, CFPB arbitration rule, True lender, Valid when made, Military Lending Act; Financial Choice Act HR 10 Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2017-07-12T10:46:20.183000-04:00
1985619 JACKSON VAUGHN PUBLIC STRATEGIES 6f8c8bd5-3fcd-4e94-ad86-b3fe589b344c Q2 JACKSON VAUGHN PUBLIC STRATEGIES 401103484 FIRST COMMAND FINANCIAL SERVICES, INC. 2017 second_quarter FIN Department of Labor Fiduciary Rule; Military HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-12T10:50:27.290000-04:00
1985661 WILLIAMS AND JENSEN, PLLC 83a3b152-ec98-4750-8a03-9ebc6260a944 Q2 WILLIAMS AND JENSEN, PLLC 41454 AMERICAN COUNCIL OF LIFE INSURERS 2017 second_quarter FIN Financial services legislation. HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,White House Office 60000   0 0 2017-07-12T11:23:26.440000-04:00
1985750 COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE eb355345-7deb-409b-9383-f8565185f57a Q2 COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE 11003 COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE 2017 second_quarter FIN Vote YES on HR 10 HOUSE OF REPRESENTATIVES,SENATE   70000 0 0 2017-07-12T12:46:36.527000-04:00
1985757 RICH FEUER ANDERSON fab603ab-e471-4d5c-b537-17f29629896f Q2 RICH FEUER ANDERSON 84775 FRANKLIN SQUARE HOLDINGS, L.P. 2017 second_quarter FIN Modernization of regulation of business development companies. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-07-12T12:49:38.573000-04:00
1985848 JACKSON VAUGHN PUBLIC STRATEGIES 835b0180-f9ce-479b-b118-963b05a8307e 2@ JACKSON VAUGHN PUBLIC STRATEGIES 401103484 THE COALITION FOR INVESTOR CHOICE, INC. 2017 second_quarter FIN Consult on financial services issues for payment industry   12000   0 1 2017-07-12T13:25:18.953000-04:00
1985963 JM FAMILY ENTERPRISES, INC 2f28b81e-56ca-4734-a142-01517bf745f6 Q2 JM FAMILY ENTERPRISES, INC 20620 JM FAMILY ENTERPRISES INC 2017 second_quarter FIN Consumer Finance Protection Bureau regulatory actions, oversight and legislation to auto finance S.R. 10, "Financial Choice Act" - provisions related to CFPB reform. HOUSE OF REPRESENTATIVES,SENATE   40000 0 0 2017-07-12T15:18:24.847000-04:00
1985992 ACA INTERNATIONAL 30b6253d-ed46-43af-91e9-6d7e6e0ebd52 Q2 ACA INTERNATIONAL 81431 ACA INTERNATIONAL 2017 second_quarter FIN H.R. 1849- Practice of Law Technical Clarification Act-amends the Fair Debt Collection Practices Act to exclude law firms and licensed attorneys who are engaged in activities related to legal proceedings from the definition of debt collector and amends the Consumer Financial Protection Act from exercising supervisory or enforcement authority. S. 105 - Consumer Financial Protection Board Act - to amend the Consumer Financial Protection Act of 2010 to transition the CFPB to a 5 member board of directors. S. 387-Consumer Financial Protection Bureau Accountablity Act-To amend the Consumer Protection Act of 2010 to bring the CFPB under the congressional appropriation process. S. 370 - Bureau of Consumer Financial Protection Repeal of Title X - repeal Title X. S. 365-Consumer Financial Protection Act to terminate CFPB's funding. H.R. 10 - Financial CHOICE Act. Legislation to scale back regulations enacted by the 2010 Dodd-Frank Act. H.R. 2706 The Financial Institution Consumer Protection Act. A bill which prohibits federal regulators from directly or indirectly coercing banks to terminate relationship with legitimate business entities. H. R. 864 Stop Debt Collction Abuse Act - To amend Fair Debt Collection Act to restrict debt collection practices. S 575. Stop Debt Collection Abuse Act - mandates all federal agencies debt collection be subject to Fair Debt Collection Practices Act. H.R. 2706 - Financial Institution Consumer Protection Act. Legislative proposal to end Operation Choke Point. HOUSE OF REPRESENTATIVES,SENATE   90000 0 0 2017-07-12T16:06:01.160000-04:00
1986011 COMMERCE BANK f1dc995b-8489-46e1-bbd8-732c912b7eae Q2 COMMERCE BANK 400728185 COMMERCE BANK 2017 second_quarter FIN General banking regulatory reform. Discussions included the merits of tailoring banking regulations depending on the risk profile and business model of the financial institution. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-07-12T16:26:21.920000-04:00
1986016 KABBAGE, INC. 026baa4b-c726-465b-ac87-6363cb73c455 Q2 KABBAGE, INC. 401104099 KABBAGE, INC. 2017 second_quarter FIN 1. Educate members of Congress and agencies on Financial Technology solutions (FinTech) in the online small business lending space. 2. Advocate for open federal data (APIs) through Executive Action or Congressional action via CFPB's Dodd Frank 1033 process and the IRS Data Verification Modernization Act of 2016 (McHenry) 3. Educate the OCC, FDIC, Federal Reserve, CFPB, Treasury Dept. and Congress on an "Open Banking" environment (Dodd Frank 1033) so customers may share their data with "permissioned third party" FinTech platforms. 4. Advocating for Federal Regulatory "Sandboxes" via H.R. 6118, the Financial Services Innovation Act of 2016 (McHenry) and discussing the possibilities of a FinTech limited purpose special charter from the OCC. 5. Engage with the Federal Reserve System on the OCC's proposed Special Purpose FinTech Charter Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of   120000 0 0 2017-07-12T16:31:28.950000-04:00
1986062 RICH FEUER ANDERSON 868ea875-f821-41d8-90eb-aa53be8467df Q2 RICH FEUER ANDERSON 84775 SWIFT, INC. 2017 second_quarter FIN Imposition of sanctions on financial messaging services with respect to institutions in other countries, including H.R.1644, the "Korean Interdiction and Modernization of Sanctions Act." Issues related to cyber security. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-07-12T17:31:15.263000-04:00
1986069 TENET HEALTHCARE CORPORATION 6fd4a8e1-9b15-4cbd-ae25-fd491e407e10 Q2 TENET HEALTHCARE CORPORATION 299877 TENET HEALTHCARE CORPORATION 2017 second_quarter FIN Consumer Financial Protection Bureau Rulemaking Financial Choice Act and 1115 Waivers Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,White House Office   400000 0 0 2017-07-12T17:39:21.387000-04:00
1986116 BAKER & HOSTETLER LLP a5be6989-c1d2-465d-a859-f854579f2233 2T BAKER & HOSTETLER LLP 5131 FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY 2017 second_quarter FIN Regulation of securities industry and markets HOUSE OF REPRESENTATIVES,SENATE 30000   0 1 2017-07-12T21:00:14.153000-04:00
1986125 BAKER & HOSTETLER LLP 9d63d34c-78fb-4287-b51c-e4546c0f9977 Q2 BAKER & HOSTETLER LLP 5131 NASDAQ, INC. 2017 second_quarter FIN Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-07-12T21:27:27.910000-04:00
1986139 BAKER & HOSTETLER LLP 4793eabc-5f2e-4aae-8b1b-c4334d681d6b Q2 BAKER & HOSTETLER LLP 5131 PWC US GROUP LLP 2017 second_quarter FIN Policy issues related to financial services. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2017-07-12T22:27:48.287000-04:00
1986150 CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) f68a9c5f-fd57-46c9-8a7d-67a47eefa3ae Q2 CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) 400428072 RUSH STREET GAMING 2017 second_quarter FIN Issues related to investment funds and vehicles HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE 20000   0 0 2017-07-13T08:42:09.670000-04:00
1986232 AMERICAN COUNCIL OF LIFE INSURERS badec123-9883-4a74-be03-6aa4c22fa855 Q2 AMERICAN COUNCIL OF LIFE INSURERS 2115 AMERICAN COUNCIL OF LIFE INSURERS 2017 second_quarter FIN Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R.___ - Financial Services and General Government Appropriations Act. Making appropriations for financial services and general government for the fiscal year ending September 30, 2018, and for other purposes. Issue: Global insurance standards; SIFI de-risking. S. 223 - Senior$afe Act of 2017. This bill will provide immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. Issue: protecting seniors financial security. H.R. 10 -- Financial CHOICE Act. Issue: Implementation and regulatory reform of the financial services industry. H.R. 3110/S. 1463 - A bill to amend the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. Issue: Dodd-Frank Act reform. S. 1360 - International Insurance Capital Standards Accountability Act of 2017. Issue: international insurance standards. H.R.___ - Draft legislation on international insurance standards. Issue: international insurance standards. H.R.___ Draft legislation establishing a best interest standard for financial advisors. Issue: fiduciary rule. Issue: Covered agreement on prudential measures with respect to the business of insurance and reinsurance. No bill number assigned. Issue: Swap margin rule. The rule establishes margin requirements for swaps not cleared through a clearinghouse. No bill number assigned. Tracking: H.… HOUSE OF REPRESENTATIVES,SENATE   1132000 0 0 2017-07-13T10:05:32.617000-04:00
1986331 DYKEMA GOSSETT PLLC 39c414ac-7b78-4cdc-ab6b-c8f8dc915b3c Q2 DYKEMA GOSSETT PLLC 12915 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 2017 second_quarter FIN Support Congressional oversight regarding implementation of Department of Labor fiduciary standard rules. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-07-13T10:40:41.093000-04:00
1986460 NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) 3944f03d-a5db-4997-a931-c3b54e8eee15 Q2 NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) 85071 AFFORDABLE EQUITY PARTNERS INC. 2017 second_quarter FIN General issues - no specific legislation HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-07-13T11:28:07.177000-04:00
1986607 RICH FEUER ANDERSON 351cd459-ba84-4e1e-a51c-b387f6fb770a Q2 RICH FEUER ANDERSON 84775 ARGUS MEDIA, INC. 2017 second_quarter FIN Regulation of energy market information and price reporting agencies. HOUSE OF REPRESENTATIVES,SENATE 25000   0 0 2017-07-13T12:35:20.610000-04:00
1987308 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 0f3aef43-ae8c-4ebd-8ae4-909c87f7d3ce Q2 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 400881578 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 2017 second_quarter FIN Issues related to short-term lending, payday advance loans, Dodd-Frank Act implementations. HOUSE OF REPRESENTATIVES,SENATE   110000 0 0 2017-07-14T11:21:51.227000-04:00
1987318 THE SMITH-FREE GROUP, LLC 296423b8-be1e-4e9b-b7c5-90fef94321b4 Q2 THE SMITH-FREE GROUP, LLC 35800 HSBC TECHNOLOGY & SERVICES (USA) INC 2017 second_quarter FIN Monitored H.R.10, Financial CHOICE Act of 2017   30000   0 0 2017-07-14T11:26:02.207000-04:00
1987343 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 08f0cc51-2fb2-4a21-9d4f-af096e457f4d 2A COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 400881578 COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA 2017 second_quarter FIN Issues related to short-term lending, payday advance loans, Dodd-Frank Act implementations. HOUSE OF REPRESENTATIVES,SENATE   110000 0 0 2017-07-14T11:53:19.577000-04:00
1987476 BABBAGE COFOUNDER f91e057f-33a5-4499-a7d2-a9812e5ab515 Q2 BABBAGE COFOUNDER 68478 ADVOCATES INC DC 2017 second_quarter FIN Financial Services Issues HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2017-07-14T12:33:09.503000-04:00
1987530 DUTKO WORLDWIDE, LLC 26ea07e3-93a9-467a-bd32-7e185d04bb1b Q2 DUTKO WORLDWIDE, LLC 12868 ACCENTURE FEDERAL SERVICES LLC 2017 second_quarter FIN Monitor financial services IT modernization Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),SENATE,Treasury, Dept of 40000   0 0 2017-07-14T13:00:57.543000-04:00
1987545 FIDELIS GOVERNMENT RELATIONS c1143319-2087-40b4-a964-9ea41b9638ff Q2 FIDELIS GOVERNMENT RELATIONS 306011 AFLAC 2017 second_quarter FIN Personnel issues, financial regulatory issues generally Executive Office of the President (EOP),Office of the Vice President of the United States 45000   0 0 2017-07-14T13:04:05.290000-04:00
1987551 ASSOCIATION FOR CORPORATE GROWTH, INC. b3fc059e-c6b7-4695-a563-65f97de9275d Q2 ASSOCIATION FOR CORPORATE GROWTH, INC. 401103169 ASSOCIATION FOR CORPORATE GROWTH, INC. 2017 second_quarter FIN Legislation affecting the regulation of financial services; H.R. 5424, The Investment Advisers Modernization Act and issues impacting middle-market private equity. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   80000 0 0 2017-07-14T13:06:10.870000-04:00
1987587 CBOE GLOBAL MARKETS, INC. 2857e6fd-f924-4895-80fe-e3c4f63e7501 Q2 CBOE GLOBAL MARKETS, INC. 48510 CBOE GLOBAL MARKETS, INC. 2017 second_quarter FIN Issues related to potential change in the U.S. Tax Code impacting securities. HOUSE OF REPRESENTATIVES,SENATE   275291 0 0 2017-07-14T13:21:40.927000-04:00
1987662 LINCOLN NATIONAL CORPORATION fccbbaaa-5bea-40e9-984f-d81e54f0f8c4 Q2 LINCOLN NATIONAL CORPORATION 22872 LINCOLN NATIONAL CORPORATION 2017 second_quarter FIN Financial regulatory reform issues including implementation of PL 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act. S 223 Senior$afe Act of 2017. Issue: protection seniors' financial security. Financial CHOICE Act. Issue: implementation and regulatory reform of the financial services industry. HR 3110 / S1463 Amends the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. Issue: Dodd-Frank Act Rerform. Draft legislation establishing a best interest standard for financial advisers. Issue: fiduciary rule. HOUSE OF REPRESENTATIVES,SENATE   290000 0 0 2017-07-14T13:59:51.197000-04:00
1987691 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 3af4b364-88d7-4be4-b44c-f5717e8ca955 Q2 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2017 second_quarter FIN Regulatory relief for community banks in the 115th Congress Tiered regulation and supervision for community banks as contained in the Independent Community Bankers of Americas (ICBA) Plan for Prosperity The ICBAs Plan for Prosperity contains the following issue areas and recommendations. Access to Capital Restore the original intent of the Basel III rule Create a more accurate identification of systemic risk Spur additional capital for small bank holding companies by modernizing the Federal Reserves policy statement Relieve community banks from excessive Securities and Exchange Commission rules Repeal the Collins Amendment for non-SIFIs Address minority bank capital challenges Regulatory Relief Balance consumer regulation through more accountable Consumer Financial Protection Bureau governance Eliminate arbitrary disparate impact fair lending lawsuits Ensure the viability of mutual banks through new charter and capital options Support rigorous cost-benefit analyses of all new rules to determine if they are justified and indeed needed Modernize the Bank Secrecy Act (BSA) Cut the red tape in small business lending by eliminating burdensome data collection Target the Volker Rule on a banks individual risk Preserve access to investment advice for middle-class savers Mortgage Reform Create a safe harbor from onerous underwriting standards Establish relief from burdensome HMDA, escrow and appraisal requirements Preserve the ability for community banks to continue servicing mortgage loans Reform the closing process and accompanying paperwork Bank Oversight and Examination Strengthen accountability in bank exams and create a workable appeals process Reform bank oversight and examination to better target risk Tax Relief Lower marginal rates needed for individuals, corporations and businesses Incentivize credit for low- and middle-income customers and American agriculture Modernize Subchapter S constraints Create limited liability corporation (LLC) option for community banks Repeal the estate tax Update the bank qualifi… Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE   55000 0 0 2017-07-14T14:20:20.443000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
Powered by Datasette · Queries took 1988.949ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API