lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
889 rows where filing_period = "second_quarter", filing_year = 2016 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1836605 | INTERNATIONAL SECURITIES EXCHANGE, LLC 9005fc94-14dc-4e8a-8527-1536996e1d50 | 2T | INTERNATIONAL SECURITIES EXCHANGE, LLC | 400648955 | INTERNATIONAL SECURITIES EXCHANGE, LLC | 2016 | second_quarter | FIN | Financial regulatory reform;
 
 national market structure issues; 

taxation of financial transactions; parimutuel trading issues; Department of Labor fiduciary rule. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 80000 | 0 | 1 | 2016-06-17T15:17:34.910000-04:00 | |
| 1836647 | STRATHSPEY CROWN, LLC 057a1c5a-19c8-4423-93b1-f8a17df86008 | 2T | STRATHSPEY CROWN, LLC | 401103819 | STRATHSPEY CROWN, LLC | 2016 | second_quarter | FIN | S. 1757, The AIM Act; H.R. 2597, The AIM Act | Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 1 | 2016-06-21T14:52:41.477000-04:00 | |
| 1836792 | THE VELASQUEZ GROUP, L.L.C. 353fc297-dfbd-465b-ab55-641738cfb5c1 | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | NETWORK FOR INVESTOR ACTION AND PROTECTION (NIAP) | 2016 | second_quarter | FIN | H.R. 1982, Restoring Main Street Investor Protection and Confidence Act, or any similar or substitute legislation primarily seeking to amend the Securities Investor Protection Act of 1970 to confirm that a customers's net equity claim is based on the customer's last statement. | HOUSE OF REPRESENTATIVES | 0 | 0 | 2016-06-29T21:20:30.873000-04:00 | ||
| 1836793 | THE VELASQUEZ GROUP, L.L.C. d3a49cdc-ea78-4841-91e2-ee067534702a | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | ELECTRONIC PAYMENTS COALITION | 2016 | second_quarter | FIN | Draft of Financial CHOICE Act of 2016 particularly language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees. | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2016-06-29T21:45:34.283000-04:00 | |
| 1836795 | THE VELASQUEZ GROUP, L.L.C. 835c0f79-bda7-4543-8725-1f51d977f6c3 | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2016 | second_quarter | FIN | Draft of Financial CHOICE Act of 2016 particularly language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs). | HOUSE OF REPRESENTATIVES | 50000 | 0 | 0 | 2016-06-29T22:30:40.647000-04:00 | |
| 1836996 | GOLDHABER POLICY SERVICES LLC 7d60f179-da78-414e-b352-76fd3ad62a9b | Q2 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2016 | second_quarter | FIN | Continued to work on issues related to non-bank membership in Federal Home Loan Bank. | Ginnie Mae,Housing & Urban Development, Dept of (HUD),SENATE | 10000 | 0 | 0 | 2016-07-01T12:06:01.900000-04:00 | |
| 1836999 | GOLDHABER POLICY SERVICES LLC dcddb3dc-f8ba-4925-bdfc-baf25da7c0a7 | Q2 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2016 | second_quarter | FIN | Continued to work on issues related to non-bank membership in Federal Home Loan Bank. | Housing & Urban Development, Dept of (HUD),SENATE | 10000 | 0 | 0 | 2016-07-01T12:24:06.077000-04:00 | |
| 1837002 | GOLDHABER POLICY SERVICES LLC d24d3089-4497-47ca-97af-74552244a159 | Q2 | GOLDHABER POLICY SERVICES LLC | 400935705 | WALTER INVESTMENT MANAGEMENT CORP | 2016 | second_quarter | FIN | Worked with organization to rollout to key stakeholders participation inFHFAs principle reduction modification program. | Federal Housing Finance Agency (FHFA),Ginnie Mae,Treasury, Dept of | 20000 | 0 | 0 | 2016-07-01T12:31:11.303000-04:00 | |
| 1837034 | FINANCIAL PLANNING ASSN (FPA) 80bc5e95-2271-4fee-a575-740f7907f1c1 | Q2 | FINANCIAL PLANNING ASSN (FPA) | 53733 | FINANCIAL PLANNING ASSN (FPA) | 2016 | second_quarter | FIN | HJR 88, we oppose HR 3922, we oppose HR 4293, we oppose HR 4294, we oppose | HOUSE OF REPRESENTATIVES | 16000 | 0 | 0 | 2016-07-01T14:07:00-04:00 | |
| 1837191 | MORRISON PUBLIC AFFAIRS GROUP 7c30acb1-2136-4553-8b88-f80a9fa0841e | Q2 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2016 | second_quarter | FIN | Housing finance policy Mortgage insurance regulation and taxation | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 80000 | 0 | 0 | 2016-07-04T12:46:41.137000-04:00 | |
| 1837209 | PETER BLOCKLIN 2c609c26-22cc-48bb-bff9-f1f844cad12b | Q2 | PETER BLOCKLIN | 401014864 | INSTITUTE OF INTERNATIONAL BANKERS | 2016 | second_quarter | FIN | Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation | SENATE | 0 | 0 | 2016-07-05T07:32:18.087000-04:00 | ||
| 1837210 | PETER BLOCKLIN 5e314f6b-6465-4424-9d3c-f5fc97b59407 | Q2 | PETER BLOCKLIN | 401014864 | CREDIT SUISSE SECURITIES,LLC | 2016 | second_quarter | FIN | Dodd-Frank Act, National Treatment, Volcker Rule, Systemically Important Financial Institution designation | SENATE | 6000 | 0 | 0 | 2016-07-05T07:36:21.223000-04:00 | |
| 1837211 | PETER BLOCKLIN a9d2f3f2-53c1-4efa-90dd-4eaaa5206c77 | Q2 | PETER BLOCKLIN | 401014864 | FEDERATED INVESTORS INC. | 2016 | second_quarter | FIN | Money Market Funds | SENATE | 0 | 0 | 2016-07-05T07:38:24.143000-04:00 | ||
| 1837427 | RICH FEUER ANDERSON fb8405f6-df6f-4ebf-bad5-d330ae8c8c09 | Q2 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2016 | second_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-05T17:19:46.530000-04:00 | |
| 1837429 | RICH FEUER ANDERSON 3dc74c6c-01a3-415b-b79b-d2ab2da16883 | Q2 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2016 | second_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2016-07-05T17:25:48.530000-04:00 | |
| 1837458 | RICH FEUER ANDERSON 3a0dc88e-577d-4b33-bce1-b59f5959f9ca | Q2 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2016 | second_quarter | FIN | Regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-05T18:13:42.740000-04:00 | |
| 1837531 | THE WILLIAMS GROUP e3cb6d5a-5815-42ce-8ac7-f19a0f748759 | Q2 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2016 | second_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2016-07-05T21:06:19.260000-04:00 | |
| 1837567 | AMERICAN GAMING ASSOCIATION bd6df150-af54-4df0-bf9f-09d05af0312a | Q2 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2016 | second_quarter | FIN | -Bank Secrecy Act AML Compliance | Equal Employment Opportunity Commission (EEOC),Federal Trade Commission (FTC),Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),SENATE,Treasury, Dept of | 340000 | 0 | 0 | 2016-07-06T10:32:54.777000-04:00 | |
| 1837574 | PHILLIP RIVERS fd9321ad-ba9c-487c-8703-ef9cd509d8da | Q2 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2016 | second_quarter | FIN | Laws dealing with the regulation of the Financial Planning profession | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2016-07-06T10:43:01.770000-04:00 | |
| 1837622 | RICH FEUER ANDERSON d0fc1ea3-da26-419f-8983-bca365ba8d8c | Q2 | RICH FEUER ANDERSON | 84775 | SYMPHONY COMMUNICATIONS SERVICES LLC | 2016 | second_quarter | FIN | Legislation and regulation affecting secure communications services. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2016-07-06T11:55:20.740000-04:00 | |
| 1837623 | RICH FEUER ANDERSON c63faeda-bbf6-47ac-b462-17ae8919abcc | Q2 | RICH FEUER ANDERSON | 84775 | EQUITY DEALERS OF AMERICA | 2016 | second_quarter | FIN | Regulation of capital markets and capital formation. Definition of "fiduciary" under ERISA and application to brokers, and H.J. Res. 88. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2016-07-06T12:04:28.333000-04:00 | |
| 1837674 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA dccaee1e-f808-47c1-8582-9982ac62d6e6 | Q2 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2016 | second_quarter | FIN | Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activiti Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment company Act of 1940 regarding electronic delivery of shareholder reports. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 610000 | 0 | 0 | 2016-07-06T13:37:39.127000-04:00 | |
| 1837735 | MAGILL ASSOCIATES, LLC 557aa1b5-a671-4f60-8e00-ae37be003f6b | Q2 | MAGILL ASSOCIATES, LLC | 401103511 | LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" | 2016 | second_quarter | FIN | The Consumer Financial Protection Board's proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-06T14:57:11.290000-04:00 | |
| 1837753 | DYKEMA GOSSETT PLLC 5cd1ca68-4b76-4c3c-9879-e36753f4f01d | Q2 | DYKEMA GOSSETT PLLC | 12915 | JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | 2016 | second_quarter | FIN | Support Congressional oversight regarding Department of Labor fiduciary standard proposed rules. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2016-07-06T15:06:37.637000-04:00 | |
| 1837800 | RICH FEUER ANDERSON 3e1f0957-e23b-432c-a43b-cd0f5ea0d48c | Q2 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2016 | second_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S. 269, the "Nuclear Weapon Free Iran Act of 2015," and S.792, the "Nuclear Weapon Free Iran Act of 2015." Issues related to cyber security. | HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE | 60000 | 0 | 0 | 2016-07-06T15:20:17.137000-04:00 | |
| 1837815 | RICH FEUER ANDERSON b861dcea-6758-4860-bf33-f7139410892b | Q2 | RICH FEUER ANDERSON | 84775 | KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 2016 | second_quarter | FIN | Regulations affecting trading of securities, including market structure issues and regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2016-07-06T15:25:33.967000-04:00 | |
| 1837828 | RICH FEUER ANDERSON c4ddf660-2ce3-4169-b241-0e08c0acfc88 | Q2 | RICH FEUER ANDERSON | 84775 | BIPARTISAN POLICY CENTER ADVOCACY NETWORK | 2016 | second_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of systemically important institutions and Financial Stability Oversight Council designation procedures and transparency, and S. 1484, the "Financial Regulatory Improvement Act of 2015." | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2016-07-06T15:36:50.733000-04:00 | |
| 1837992 | NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) f2f5a7ab-4466-421f-83d4-e1142be62543 | Q2 | NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) | 85071 | PROCTOR FINANCIAL INC. | 2016 | second_quarter | FIN | Issues related to lender placed insurance | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2016-07-07T10:06:26.143000-04:00 | |
| 1838000 | NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) 382d3fcc-cd4c-4324-b86c-3bf3479aeaba | Q2 | NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) | 85071 | AFFORDABLE EQUITY PARTNERS INC. | 2016 | second_quarter | FIN | general financial institution issues; no specific legislation | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-07T10:12:37.470000-04:00 | |
| 1838070 | LOWE'S COMPANIES INC. 75301832-de35-4292-8bc6-1edb6100714b | Q2 | LOWE'S COMPANIES INC. | 312678 | LOWE'S COMPANIES INC. | 2016 | second_quarter | FIN | regarding data security/data breach legislation and penalties as well as national notification standards, etc | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2016-07-07T10:47:42.570000-04:00 | ||
| 1838214 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 40e8807d-2761-464c-aace-7cb0bd85e756 | Q2 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2016 | second_quarter | FIN | Credit unions and credit union operations. | HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE | 110000 | 0 | 0 | 2016-07-07T14:22:45.260000-04:00 | |
| 1838228 | RECREATION VEHICLE DEALERS ASSOCIATION OF NORTH AMERICA bc35b70f-0207-420b-9921-b5b3edf54671 | Q2 | RECREATION VEHICLE DEALERS ASSOCIATION OF NORTH AMERICA | 401102073 | RECREATION VEHICLE DEALERS ASSOCIATION OF NORTH AMERICA | 2016 | second_quarter | FIN | Lobbying Senate staff and Senator to support legislation to repeal unjustified CFPB burden on dealer arranged financing and to restart the process. S. 2663: Reforming CFPB Indirect Auto Financing Guidance Act. Lobbying Congressional staff on H.R. 4665 Outdoor REC Act of 2016, and S 2219 Outdoor Recreation Jobs and Economic Impact Act of 2015. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2016-07-07T14:32:58.543000-04:00 | ||
| 1838276 | RICH FEUER ANDERSON 554ba15a-c08e-4919-a183-9acd61256e58 | Q2 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2016 | second_quarter | FIN | Modernization of regulation of business development companies, including HR 3868, the "Small Business Credit Availability Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2016-07-07T15:11:57.297000-04:00 | |
| 1838309 | RICH FEUER ANDERSON f10b67a3-fa56-4fee-9ea7-0cc82591bcc9 | Q2 | RICH FEUER ANDERSON | 84775 | BLOCKCHAIN (US) INC. | 2016 | second_quarter | FIN | Legislative and regulatory initiatives impacting digital currencies. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-07T15:24:19.863000-04:00 | |
| 1838312 | RICH FEUER ANDERSON 5fda0446-e8a8-484f-88d5-a47255f72186 | Q2 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2016 | second_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application, and H.R. 2289, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2016-07-07T15:28:23.393000-04:00 | |
| 1838316 | WARNER, NORCROSS + JUDD LLP a1a945e7-1569-4fdf-b0b2-523a6eef53ff | Q2 | WARNER, NORCROSS + JUDD LLP | 401050963 | ALLIANCE OF MERGER & ACQUISITION ADVISORS | 2016 | second_quarter | FIN | Creating simplified system of federal registration and regulation for broker-dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 686 and S. 1010. The Small Business, Mergers, Acquisitions and Sales Brokerage Simplification Act of 2015. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2016-07-07T15:29:29.973000-04:00 | |
| 1838321 | RICH FEUER ANDERSON 193f917a-ca75-4ca3-b361-5beb2d39082b | Q2 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2016 | second_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 2289, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2016-07-07T15:33:35.957000-04:00 | |
| 1838357 | RICH FEUER ANDERSON a61ecd45-d2ff-4b97-9ca3-aa2233e9fc10 | Q2 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2016 | second_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions, including H.R. 1550, the "Financial Stability Oversight Council Improvement Act of 2015," and S. 1484, the "Financial Regulatory Improvement Act of 2015." Equity market structure, including coordination of halts and resumption of trading across exchanges. Protection of rights of institutional investors, including in potential bond restructurings. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2016-07-07T16:07:16.087000-04:00 | |
| 1838365 | RICH FEUER ANDERSON f73f5361-b642-4bbc-b9fc-351fc01d0cdf | Q2 | RICH FEUER ANDERSON | 84775 | ARGUS MEDIA, INC. | 2016 | second_quarter | FIN | Regulation of energy market information and price reporting agencies. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2016-07-07T16:14:27.477000-04:00 | |
| 1838495 | FINANCIAL SERVICES INSTITUTE 812a0909-9de8-47a6-9993-50790ea7eba9 | Q2 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2016 | second_quarter | FIN | Financial Advisor Independent Contractor Status (Fair Playing Field Act of 2015); Dept. of Labor Fiduciary Rule Reproposal; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder Financial Abuse; Pay to Play; Third Party Examinations; Commission Payouts; Dept. of Labor Overtime Rule; Senior Safe Act | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,White House Office | 180000 | 0 | 0 | 2016-07-08T10:37:07-04:00 | |
| 1838521 | CAPITOL LEGISLATIVE STRATEGIES LLC b7ea0381-ca79-451e-ad75-0410992d32f8 | Q2 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2016 | second_quarter | FIN | All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-08T11:09:55.367000-04:00 | |
| 1838551 | ARIZONA STATE UNIVERSITY 690e8a7e-9fdf-42fd-b920-0814fada759a | Q2 | ARIZONA STATE UNIVERSITY | 75397 | ARIZONA STATE UNIVERSITY | 2016 | second_quarter | FIN | Negotiated rule making for University use of financial services such as bank cards. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2016-07-08T11:39:42.637000-04:00 | |
| 1838722 | CAPITOL COUNSEL LLC ff7ad0af-2f27-42b7-8750-df3b6c6e833e | Q2 | CAPITOL COUNSEL LLC | 313715 | NOBLE AMERICAS | 2016 | second_quarter | FIN | Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2016-07-08T15:15:56.130000-04:00 | |
| 1838730 | CAPITOL COUNSEL LLC c0d3acea-8b9f-48b1-8720-baa1723d38ca | Q2 | CAPITOL COUNSEL LLC | 313715 | ONECHICAGO, LLC | 2016 | second_quarter | FIN | SEC and CFTC regulatory issues | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2016-07-08T15:20:12.020000-04:00 | |
| 1838733 | CAPITOL COUNSEL LLC 39ab1032-5576-4a48-9030-4f88a19761e3 | Q2 | CAPITOL COUNSEL LLC | 313715 | TRADEWEB | 2016 | second_quarter | FIN | Monitor issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2016-07-08T15:22:16.257000-04:00 | |
| 1838738 | CAPITOL COUNSEL LLC 41f4ae83-fdab-4c0a-a13b-a1f8fcf33bd9 | 2T | CAPITOL COUNSEL LLC | 313715 | VITOL | 2016 | second_quarter | FIN | Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2016-07-08T15:26:28.913000-04:00 | |
| 1838857 | BRIDGE STREET GROUP, LLC 4f4ec99a-74fc-488c-8850-049f65857ed8 | Q2 | BRIDGE STREET GROUP, LLC | 401103692 | U.S. CHAMBER INSTITUTE FOR LEGAL REFORM | 2016 | second_quarter | FIN | HR 2995 - Sec. 632, appropriations rider for the Consumer Financial Protection Bureau | HOUSE OF REPRESENTATIVES | 10000 | 0 | 0 | 2016-07-08T20:51:47.790000-04:00 | |
| 1839054 | MODERN MARKETS INITIATIVE b682db26-958f-4cf3-8b7b-a9615a1ff4c1 | 2A | MODERN MARKETS INITIATIVE | 401104051 | MODERN MARKETS INITIATIVE | 2016 | second_quarter | FIN | Financial regulatory reform; national market structure issues; taxation of financial transactions; issues impacting quantitative trading; intellectual property protection for source code. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2016-07-11T10:18:12.167000-04:00 | |
| 1839152 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 014fc92d-8504-4e06-aca4-8cf1742f3877 | Q2 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2016 | second_quarter | FIN | Issues related to H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act Issues related to H.R. 4413 - Customer Protection and End User Relief Act | Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC) | 70000 | 0 | 0 | 2016-07-11T12:01:12.443000-04:00 | |
| 1839188 | MADISON GOVERNMENT AFFAIRS b83c057b-0e9a-47be-9b4c-1ec1c67b1341 | Q2 | MADISON GOVERNMENT AFFAIRS | 23452 | ECONOMIC DEVELOPMENT COMMISSION OF FLORIDA'S SPACE COAST | 2016 | second_quarter | FIN | Reauthorization of the Export-Import Bank | Air Force, Dept of,Defense, Dept of (DOD),Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2016-07-11T12:42:50.277000-04:00 | |
| 1839308 | STUMP STRATEGIC LLC 649258a3-267b-4db8-b80b-560a41fd3c9b | Q2 | STUMP STRATEGIC LLC | 401104047 | FUTURES INDUSTRY ASSOCIATION | 2016 | second_quarter | FIN | Monitor Financial Derivatives Legislation and Regulation. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2016-07-11T14:40:39.760000-04:00 | |
| 1839611 | SIFF & ASSOCIATES PLLC 29301569-0270-4f0b-a58e-92372f60b495 | Q2 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2016 | second_quarter | FIN | S. 2943, the "National Defense Authorization Act for Fiscal Year 2017," legislation to authorize appropriations for fiscal year 2017 for military activities of the Department of Defense, for military construction, defense activities of the Department of Energy, and to prescribe military personnel strengths for such fiscal year; S. Amdt. 4409, to compel all corporations or limited liability companies in the United States or to be formed in the United States to disclose to the federal government the name, address and other personal identification data of every individual who "directly or indirectly" has a "substantial interest in or receives substantial economic benefits from the assets of a corporation or limited liability company" or who directly or indirectly controls a corporation or limited liability company. S. 2489, the Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. H.R. 4450, the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. Legislative proposals seeking authority under title 31, United States Code, for the Secretary of the Treasury to impose by regulation new disclosure mandates on all United States entities to obtain details on associated individuals in order to fulfill transparency standards advocated by international organizations such as the Financial Action Task Force, the G-20, and the OECD (no … | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-11T16:57:45.387000-04:00 | |
| 1839612 | CAPITOL COUNSEL LLC e04a4f9c-2382-4924-a003-01a221575c0c | Q2 | CAPITOL COUNSEL LLC | 313715 | BLACKHAWK NETWORK, INC. | 2016 | second_quarter | FIN | Monitoring general issues related to financial services and cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-11T16:58:47.697000-04:00 | |
| 1839619 | CAPITOL COUNSEL LLC 9bf0bcd0-9796-4c34-8e95-d11a0e05ceaa | Q2 | CAPITOL COUNSEL LLC | 313715 | FIRST DATA CORPORATION | 2016 | second_quarter | FIN | Monitoring general issues related to financial services and cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2016-07-11T17:01:57.997000-04:00 | |
| 1839622 | EXPERIAN NORTH AMERICA e736933c-f77d-47c2-b15f-a4cdc9e39456 | Q2 | EXPERIAN NORTH AMERICA | 293038 | EXPERIAN NORTH AMERICA | 2016 | second_quarter | FIN | Legislative issues related to financial literacy tools and the Credit Repair Organizations Act, including H.R. 347 and other similar legislation. Potential legislative and regulatory issues pertaining to credit reporting and scoring, including H.R. 3035, H.R. 4211, H.R. 4172 and S.2355. Regulatory issues pertaining to continued commercial access to the Death Master File. | Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Technical Information Service,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 300000 | 0 | 0 | 2016-07-11T17:04:03.010000-04:00 | |
| 1839712 | WILLIAMS AND JENSEN, PLLC fb209d89-ebb0-49ce-be1a-43d6fcbdc309 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | AMERICAN COUNCIL OF LIFE INSURERS | 2016 | second_quarter | FIN | Financial services legislation; Data Security and cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2016-07-12T09:12:47.470000-04:00 | |
| 1839715 | PENN AVENUE PARTNERS cdc5258a-e310-4395-95a3-2fef238d518d | Q2 | PENN AVENUE PARTNERS | 400918672 | MANAGED FUNDS ASSOCIATION | 2016 | second_quarter | FIN | Regulatory issues impacting the financial markets. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office | 30000 | 0 | 0 | 2016-07-12T09:12:49.220000-04:00 | |
| 1839765 | WILLIAMS AND JENSEN, PLLC 0d54a14f-2088-4f94-8804-ebccf2967aca | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | GENWORTH FINANCIAL CORP. | 2016 | second_quarter | FIN | FHA loan limit expansion extension. Government sponsored enterprise reform legislation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-12T09:35:28.943000-04:00 | |
| 1839771 | WILLIAMS AND JENSEN, PLLC 85dbed47-6d48-429a-83e3-827ec7377f25 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | BLOOMBERG LP | 2016 | second_quarter | FIN | Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases. Data storage. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 40000 | 0 | 0 | 2016-07-12T09:41:35.647000-04:00 | |
| 1839783 | WILLIAMS AND JENSEN, PLLC 60322317-04dc-4fbf-8c59-919f64f09b35 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | CHICAGO DEFERRED EXCHANGE CORPORATION | 2016 | second_quarter | FIN | Tax and financial services issues related to qualified intermediaries and real estate. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2016-07-12T09:44:40.523000-04:00 | ||
| 1839785 | ACA INTERNATIONAL c4316394-a3cb-4f22-b692-9940fc0443bb | Q2 | ACA INTERNATIONAL | 81431 | ACA INTERNATIONAL | 2016 | second_quarter | FIN | Fair Debt Collections Practices Act (FDCPA), Consumer Financial Protection Bureau (CFPB) Rulemaking, Data Security & Privacy, Fair Credit Reporting Act (FCRA), The Financial Institution Customer Protection Act (HR 766), and TABS Act of 2015 (HR 1486). | Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2016-07-12T09:44:42.227000-04:00 | |
| 1839790 | WILLIAMS AND JENSEN, PLLC 7a1c2acd-01ff-4f3e-9bef-e904aa3f4a05 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | ELLIOTT MANAGEMENT | 2016 | second_quarter | FIN | Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2016-07-12T09:45:46.850000-04:00 | |
| 1839796 | WILLIAMS AND JENSEN, PLLC f0779675-e448-4a94-8786-7432486b3dd4 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | MANAGED FUNDS ASSOCIATION | 2016 | second_quarter | FIN | Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-12T09:48:52.553000-04:00 | |
| 1839799 | WILLIAMS AND JENSEN, PLLC 1f26ee78-d890-42d0-a8eb-62d55e2e0191 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | OTC MARKETS | 2016 | second_quarter | FIN | Financial services regulation/legislation pertaining to venture markets; issues related to over the counter market securities. H.R. 4638. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2016-07-12T09:49:57.337000-04:00 | |
| 1839800 | WILLIAMS AND JENSEN, PLLC bd4be55f-51fd-4878-87a6-6452c42043b5 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | OXFORD BIOCHRONOMETRICS | 2016 | second_quarter | FIN | Cybersecurity. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2016-07-12T09:50:59.647000-04:00 | ||
| 1839804 | WILLIAMS AND JENSEN, PLLC 64a9d244-ed8c-4f39-829e-0e803926be74 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | REINSURANCE ASSOCIATION OF AMERICA | 2016 | second_quarter | FIN | Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. Export Import Bank pilot program for reinsurance. International insurance standards. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2016-07-12T09:52:03.070000-04:00 | |
| 1839836 | PENN AVENUE PARTNERS bfde62be-afa6-4eef-8a61-f72e1142c417 | Q2 | PENN AVENUE PARTNERS | 400918672 | WESTERN UNION | 2016 | second_quarter | FIN | Financial Services Issues. | SENATE | 10000 | 0 | 0 | 2016-07-12T10:14:52.277000-04:00 | |
| 1839852 | GRANT CONSULTING GROUP 1967879c-e348-4b3f-8baf-865023e45ae8 | Q2 | GRANT CONSULTING GROUP | 89155 | RAYMOND JAMES INSURANCE GROUP INC | 2016 | second_quarter | FIN | Department of Labor proposed fiduciary rule | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 0 | 0 | 2016-07-12T10:27:14.433000-04:00 | ||
| 1839943 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION 2108a9a5-ec6e-43ba-987d-63d45f180c78 | Q2 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION | 14303 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION | 2016 | second_quarter | FIN | General Agriculture Financial conditions. No specific legislation | Farm Credit Administration,HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2016-07-12T11:06:07.377000-04:00 | |
| 1840020 | WILLIAMS AND JENSEN, PLLC 27547ac3-aff5-4c62-8551-840b652f230c | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | PROSPECT CAPITAL CORPORATION | 2016 | second_quarter | FIN | H.R. 3868; Securities legislation impacting business development companies. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2016-07-12T11:44:46.177000-04:00 | |
| 1840091 | CMFG LIFE INSURANCE COMPANY 38469e1a-bc0d-4ddb-83d8-91e53d989849 | Q2 | CMFG LIFE INSURANCE COMPANY | 80510 | CMFG LIFE INSURANCE COMPANY | 2016 | second_quarter | FIN | Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau (CFPB). Support legislation that would reduce regulatory burden on credit unions. Support passage of legislation to address credit union member business lending, including H.R. 1188 and S. 2028, The Small Business Lending Enhancement Act of 2015. Support adoption of the National Credit Union Administration's proposed MBL rule and proposed Field of Membership rule. Advocate for stronger data security - particularly with regard to merchant plastic card data breaches. Support S. 754, the Cybersecurity Information Sharing Act of 2015. Support credit union access to supplemental capital, including H.R. 989. Support H.R. 1266 which would establish a five-person board for the CFPB. Support H.R. 957, The Bureau of Consumer Financial Protection - Inspector General Reform Act of 2015. Support H.R. 3192, Homebuyers Assistance Act regarding TRID. Support S. 1484, Financial Regulatory Improvement Act of 2015. Support raising the CFPB examintion threshold under S. 482. Support a best interest fiduciary standard for retirement advice and products as proposed by the Department of Labor that is effectively and efficiently workable in the market. Support H.R. 1090 regarding DOL proposed rule. | HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 114000 | 0 | 0 | 2016-07-12T12:05:20.897000-04:00 | |
| 1840189 | COMMUNITY ORGANIZATIONS IN ACTION AND MAIN STREET ALLIANCE f21eef31-0d10-45e9-9dbe-f7019bba5dde | Q2 | COMMUNITY ORGANIZATIONS IN ACTION AND MAIN STREET ALLIANCE | 400630913 | COMMUNITY ORGANIZATIONS IN ACTION AND MAIN STREET ALLIANCE | 2016 | second_quarter | FIN | Credit reporting Forced arbitration Predatory lending Access to credit Data collection of loans to small businesses | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 0 | 0 | 2016-07-12T14:04:04.150000-04:00 | ||
| 1840228 | COMMERCE BANK be1cca21-292e-45cb-8983-db8e79c85c8d | Q2 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2016 | second_quarter | FIN | Issues relating to legislation and regulation affecting the banking industry | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2016-07-12T14:17:38.010000-04:00 | ||
| 1840286 | NATIONAL COOPERATIVE SERVICES CORPORATION 7630249d-2cf0-49c4-b230-12d0e4cb0a2d | Q2 | NATIONAL COOPERATIVE SERVICES CORPORATION | 400848499 | NATIONAL COOPERATIVE SERVICES CORPORATION | 2016 | second_quarter | FIN | HR4575 - legislation to clarify the authority of the Federal Home Loan Banks to invest in rural infrastructure projects | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2016-07-12T15:01:43.783000-04:00 | |
| 1840314 | THORSEN FRENCH ADVOCACY LLC 103f2a1b-e572-42cb-ae56-cae74955dc6c | Q2 | THORSEN FRENCH ADVOCACY LLC | 400599826 | WESTERN UNION | 2016 | second_quarter | FIN | Issues related to Anti-Money Laundering. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2016-07-12T15:08:06.157000-04:00 | |
| 1840361 | RASKY PARTNERS, INC. c5b6b2f0-2c6d-43ba-9de5-b7880b112a35 | Q2 | RASKY PARTNERS, INC. | 297410 | LIVE OAK BANK | 2016 | second_quarter | FIN | Monitor Banking, Lending and Financial Services Issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-12T15:35:07.503000-04:00 | |
| 1840451 | THE LIVINGSTON GROUP, LLC 468472b9-6880-4f18-b50b-c634d7d7c1b6 | Q2 | THE LIVINGSTON GROUP, LLC | 49635 | NEW DAY FINANCIAL LLC | 2016 | second_quarter | FIN | Mortgage regulatory issues | 20000 | 0 | 0 | 2016-07-12T16:41:55.590000-04:00 | ||
| 1840714 | HILL STRATEGY LLC cc4766fa-706b-46cd-b1ea-05b6d1b68099 | Q2 | HILL STRATEGY LLC | 401103312 | IEX GROUP, INC. | 2016 | second_quarter | FIN | IEX Form 1 application and related equity market structure matters | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2016-07-13T09:55:06.063000-04:00 | |
| 1840768 | THINKP3, LLC e44e8684-27fa-4b11-92bc-68f7c33070fc | Q2 | THINKP3, LLC | 401103858 | ASSOCIATION FOR THE IMPROVEMENT OF AMERICAN INFRASTRUCTURE | 2016 | second_quarter | FIN | Seeking to ensure client representation at a meeting of potential sources of foreign investment for U.S. infrastructure development opportunities. | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2016-07-13T10:29:10.677000-04:00 | |
| 1840785 | NELSON MULLINS RILEY & SCARBOROUGH d9b0313c-727f-4ddd-9b03-5d5d5dbca9a8 | Q2 | NELSON MULLINS RILEY & SCARBOROUGH | 285871 | COALITION FOR RESPONSIBLE BUSINESS FINANCE | 2016 | second_quarter | FIN | Background and education on non-traditional small business lending | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-13T10:33:21.270000-04:00 | |
| 1840811 | BOND DEALERS OF AMERICA c7a16838-b8ec-41e6-a43d-afac9fee528b | Q2 | BOND DEALERS OF AMERICA | 400404907 | BOND DEALERS OF AMERICA | 2016 | second_quarter | FIN | Tax and Securities | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 66000 | 0 | 0 | 2016-07-13T10:49:49-04:00 | |
| 1840819 | DC STRATEGIES GROUP, LLC 4cf04550-ac66-40a0-8267-ef0095d108c3 | Q2 | DC STRATEGIES GROUP, LLC | 400683034 | NATIONAL ASSOCIATION OF MORTGAGE BROKERS | 2016 | second_quarter | FIN | Removal of creditor increase in par mortgage rates from Dodd-Frank QM mortgage rules. - HR 3393 Increase in VA Loan limits. Prohibit unlicensed loan originator activities. | Consumer Financial Protection Bureau (CFPB),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,Veterans Affairs, Dept of (VA) | 30000 | 0 | 0 | 2016-07-13T11:01:02.413000-04:00 | |
| 1840830 | DC STRATEGIES GROUP, LLC 84609197-c6a3-4042-bc1a-d30a38b9d006 | Q2 | DC STRATEGIES GROUP, LLC | 400683034 | COWEN GROUP | 2016 | second_quarter | FIN | Small cap liquidity issues relating to tick-size legislation and tick-size SEC pilot program. Venture Exchange issues relating to creating liquidity and capital access for smaller companies. MiFIDII relating to European regulations limiting payments for research. Impact on biotech investments. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2016-07-13T11:04:08.523000-04:00 | |
| 1840869 | MISSY EDWARDS STRATEGIES, LLC a438ec31-2349-4b8f-81b5-e256c4e4ff14 | Q2 | MISSY EDWARDS STRATEGIES, LLC | 400547641 | REAL ESTATE ROUNDTABLE | 2016 | second_quarter | FIN | Followed regulatory reform and other financial services related issues Dodd/Frank - Wall Street Reform and Consumer Protection Act, OTC Derivatives, Incentive-Based Competition, Risk Retention Credit risk retention, Mark to Market - FAS 17, Vocker Rule, FASB issues, Basel III | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-13T11:22:49.040000-04:00 | |
| 1840906 | THE OPTIONS CLEARING CORPORATION 62ce86e0-cd59-43be-80cf-a99eb2903983 | Q2 | THE OPTIONS CLEARING CORPORATION | 66170 | OPTIONS CLEARING CORPORATION | 2016 | second_quarter | FIN | Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Impact of DOL Fiduciary Proposal under ERISA; CFTC Reauthorization; Qualified Central Counterparty Recognition; and possible amendment to Exchange Act regarding NMS plans. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 244520 | 0 | 0 | 2016-07-13T11:37:28.230000-04:00 | |
| 1840953 | THE SMITH-FREE GROUP, LLC 19c6bbb7-2cc1-4d84-9ced-cc13fed5cbc1 | Q2 | THE SMITH-FREE GROUP, LLC | 35800 | NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | 2016 | second_quarter | FIN | Monitored discussions involving draft Financial CHOICE Act legislation | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2016-07-13T12:15:14.807000-04:00 | |
| 1841128 | CBOE GLOBAL MARKETS, INC. 43ab6db6-b885-4d3e-8ca4-b2e89a45af8a | Q2 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2016 | second_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 253939 | 0 | 0 | 2016-07-13T14:40:45.713000-04:00 | |
| 1841229 | THE SMITH-FREE GROUP, LLC 4fc7db01-02e6-432a-bca0-a4bc79c57003 | Q2 | THE SMITH-FREE GROUP, LLC | 35800 | MASTERCARD WORLDWIDE | 2016 | second_quarter | FIN | Monitored discussions involving draft Financial CHOICE Act legislation | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2016-07-13T15:45:45.257000-04:00 | |
| 1841263 | HILLTOP ADVOCACY d41c8083-a2ce-45d3-b71f-386a6b0cd039 | Q2 | HILLTOP ADVOCACY | 401104048 | CLIENT CYPRESS ADVOCACY LLC ON BEHALF OF COFINA SENIORS COALITION | 2016 | second_quarter | FIN | H.R. 4990, Puerto Rico Oversight, Management, and Economic Stability Act (PROMESA) | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2016-07-13T16:00:45.517000-04:00 | |
| 1841361 | THE SMITH-FREE GROUP, LLC aa802e32-b9ab-4961-9fb9-803a29f68409 | Q2 | THE SMITH-FREE GROUP, LLC | 35800 | HSBC TECHNOLOGY & SERVICES (USA) INC | 2016 | second_quarter | FIN | Monitored discussions involving draft Financial CHOICE Act legislation | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-07-13T17:04:03.757000-04:00 | |
| 1841377 | ALLIANCE FOR AUTOMOTIVE INNOVATION f98abb2d-2aee-4e7e-9ae2-b0cc82950cac | Q2 | ALLIANCE FOR AUTOMOTIVE INNOVATION | 49681 | ALLIANCE FOR AUTOMOTIVE INNOVATION | 2016 | second_quarter | FIN | H.R.1737 - Reforming CFPB Indirect Auto Financing Guidance Act | Bureau of Industry and Security (BIS),Commerce, Dept of (DOC),Environmental Protection Agency (EPA),Federal Communications Commission (FCC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Highway Traffic Safety Administration (NHTSA),Office of Management & Budget (OMB),Office of Science & Technology Policy (OSTP),Research & Special Programs Administration,SENATE,Surface Transportation Board (STB),Transportation, Dept of (DOT),U.S. Customs & Border Protection,U.S. Trade Representative (USTR),White House Office | 1881000 | 0 | 0 | 2016-07-13T17:32:28.260000-04:00 | |
| 1841396 | CALIFORNIA ASSOCIATION OF REALTORS bd83478f-0d66-454b-8095-25cc73a87428 | Q2 | CALIFORNIA ASSOCIATION OF REALTORS | 7691 | CALIFORNIA ASSOCIATION OF REALTORS | 2016 | second_quarter | FIN | H.R. 685: The Mortgage Choice Act - The bill would make changes to the Qualified Mortgage rule by treating charges to affiliated companies the same as charges to unaffiliated companies. H.R. 5282: Comprehensive Consumer Credit Reporting Reform Act: Would change to consumer credit reporting laws. S. 1484: Financial Regulatory Improvement Act - The bill would, among other things, make changes to Fannie Mae and Freddie Mac. C.A.R. has discussed with the Federal Housing Finance Agency California's Property Assessed Clean Energy (PACE) program and its lien seniority to first mortgages. C.A.R. has discussed with the Federal Housing Finance Agency California's earthquake retrofit loan program and proposed changes to the program by state legislation. | Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 38302 | 0 | 0 | 2016-07-13T17:41:40.540000-04:00 | |
| 1841415 | KRAMER LEVIN NAFTALIS & FRANKEL LLP 04c0d473-f64c-4654-95d9-5be9bec1a77c | Q2 | KRAMER LEVIN NAFTALIS & FRANKEL LLP | 401104003 | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | 2016 | second_quarter | FIN | H.R. 4099 re-introduced and passed as H.R. 5278 and S. 2328 and enacted and signed into law as P.L. 114-187, The Puerto Rico Oversight Management and Economic Stability Act of 2016." | HOUSE OF REPRESENTATIVES,SENATE | 210000 | 0 | 0 | 2016-07-13T17:56:57.013000-04:00 | |
| 1841418 | KRAMER LEVIN NAFTALIS & FRANKEL LLP c89996f6-9e60-4660-a2de-be4477ce2752 | Q2 | KRAMER LEVIN NAFTALIS & FRANKEL LLP | 401104003 | FRANKLIN ADVISERS, INC. | 2016 | second_quarter | FIN | H.R. 4099 re-introduced and passed as H.R. 5278 and S. 2328 and enacted and signed into law as P.L. 114-187, The Puerto Rico Oversight Management and Economic Stability Act of 2016." | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2016-07-13T18:00:02.107000-04:00 | |
| 1841548 | CASSIDY & ASSOCIATES, INC. ac9eecf4-7e39-4cbf-a7ce-394f7a7aa570 | Q2 | CASSIDY & ASSOCIATES, INC. | 8453 | AMERICAN SUPERCONDUCTOR | 2016 | second_quarter | FIN | Issue: seeking a TAX extender | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,Navy, Dept of,SENATE | 20000 | 0 | 0 | 2016-07-14T08:53:42.017000-04:00 | |
| 1841573 | WILLIAMS AND JENSEN, PLLC af4ddca7-6a02-42aa-a68f-f27f870d1793 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | SECURITY TRADERS ASSOCIATION | 2016 | second_quarter | FIN | Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2016-07-14T09:16:18.173000-04:00 | |
| 1841582 | WILLIAMS AND JENSEN, PLLC 1014a08c-3509-4516-b997-6f51337e4b3f | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | TD AMERITRADE | 2016 | second_quarter | FIN | Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2016-07-14T09:18:24.987000-04:00 | |
| 1841585 | WILLIAMS AND JENSEN, PLLC 7a478ec5-18b1-4f63-a829-82c5b0fec2c8 | Q2 | WILLIAMS AND JENSEN, PLLC | 41454 | THE VANGUARD GROUP, INC. | 2016 | second_quarter | FIN | Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015). | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2016-07-14T09:18:27.627000-04:00 | |
| 1841776 | KPMG LLP eaae7e57-22c4-454b-9345-9edfef748c6a | Q2 | KPMG LLP | 21893 | KPMG LLP | 2016 | second_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE | 310000 | 0 | 0 | 2016-07-14T10:45:30.557000-04:00 | |
| 1841848 | AMERICAN COUNCIL OF LIFE INSURERS 8d2a887e-f01a-45b3-b629-d746856abb38 | 2A | AMERICAN COUNCIL OF LIFE INSURERS | 2115 | AMERICAN COUNCIL OF LIFE INSURERS | 2016 | second_quarter | FIN | Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R. 1090/S. 2497, the Retail Investor Protection Act. Prohibits the Secretary of Labor from prescribing any regulation under the Employee Retirement Income Security Act of 1974 (ERISA) defining the circumstances under which an individual is considered a fiduciary until 60 days after the Securities and Exchange Commission (SEC) issues a final rule governing standards of conduct for brokers and dealers under specified law. Issue: Fiduciary Duties Amendment to the Transportation, Housing & Urban Development Appropriations act, to prohibit federal guarantees for mortgages seized through eminent domain. Issue: Mortgage Investments. H.R. 5484/S. 3067 - Financial Services and General Government Appropriations Act, 2017. Making appropriations for financial services and general government for the fiscal year ending September 30, 2017, and for other purposes. Issue: Global insurance standards; SIFI de-risking. H.R. 1478/S. 798 - Policyholder Protection Act of 2015. To amend the Federal Deposit Insurance Act to provide for notice to, and input by, State insurance commissioners when requiring an insurance company to serve as a source of financial strength pursuant to such Act. Issue: Source of strength H.R. 601 - Eliminate Privacy Notice Confusion Act. This bill amends the Gramm-Leach-Bliley Act to exempt from its annual privacy policy notice requirement any financial institution which: (1) provides nonpublic personal… | HOUSE OF REPRESENTATIVES,SENATE | 1188000 | 0 | 0 | 2016-07-14T11:11:40.247000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);