lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
825 rows where filing_period = "second_quarter", filing_year = 2013 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1375544 | DELTA STRATEGY GROUP 7e05cc8a-9b71-401b-8227-70fba11de60f | Q2 | DELTA STRATEGY GROUP | 310370 | CME GROUP | 2013 | second_quarter | FIN | Monitor legislation and regulations impacting the futures markets and regulatory reform efforts. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2013-04-17T15:58:35.053000-04:00 | |
| 1401787 | FINANCIAL EXECUTIVES INTERNATIONAL fc17bcb4-6e98-4fe5-b5c7-d3231dec6ba4 | Q2 | FINANCIAL EXECUTIVES INTERNATIONAL | 14520 | FINANCIAL EXECUTIVES INTERNATIONAL | 2013 | second_quarter | FIN | Volcker rule; Proposed Money Market Fund reforms; Dodd-Frank Act over-the-counter derivatives regulation; Dodd-Frank Title VII; Extra territoriality issues in swaps regulation; Too big to fail; H.R. 634, The Business Risk Mitigation and Price Stabilization Act; H.R. 677, The Inter-Affililate Swap Clarification Act | Commodity Futures Trading Commission (CFTC),Defense, Dept of (DOD),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 68756 | 0 | 0 | 2013-06-25T10:47:46.557000-04:00 | |
| 1401913 | PUBLIC AFFAIRS RESOURCES, INC. d2e92b1d-456e-414d-8ab9-f9e0d6ddd4a2 | Q2 | PUBLIC AFFAIRS RESOURCES, INC. | 31270 | PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ) | 2013 | second_quarter | FIN | H. Res. 97, Paper Statements | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2013-06-28T14:42:48.107000-04:00 | |
| 1402065 | COUNCIL OF INSTITUTIONAL INVESTORS 2fecc3ce-fda9-4197-9789-0b1023d9933e | Q2 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2013 | second_quarter | FIN | Dodd-Frank Implementation JOBS Act Implementation | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2013-07-01T14:58:27.620000-04:00 | ||
| 1402110 | PETER BLOCKLIN 127388e7-7b1b-4b6c-98ba-91143cfef92e | Q2 | PETER BLOCKLIN | 401014864 | INSTITUTE OF INTERNATIONAL BANKERS | 2013 | second_quarter | FIN | SWAPS pushouts, Basel 111, National Treatment | 0 | 0 | 2013-07-02T08:54:03.607000-04:00 | |||
| 1402256 | CORNERSTONE GOVERNMENT AFFAIRS, INC. c9a2ba05-03cc-4cd0-b509-f26f40bc90d4 | Q2 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | HUNT DEVELOPMENT GROUP LLC | 2013 | second_quarter | FIN | Public / Private Partnerships | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2013-07-02T12:38:16.447000-04:00 | |
| 1402281 | CYBER SECURITY RESEARCH CONSULTANTS, LLC 227478c0-0270-48c7-98ae-8b0bf4708790 | Q2 | CYBER SECURITY RESEARCH CONSULTANTS, LLC | 91694 | U.S. CHAMBER OF COMMERCE | 2013 | second_quarter | FIN | FY 14 Financial Services Appropriations Bill | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2013-07-02T12:46:23.970000-04:00 | |
| 1402504 | JOHN SATAGAJ 1a01c6da-80d6-49dc-a5ad-264ca26eb9ac | Q2 | JOHN SATAGAJ | 23064 | NATIONAL HOME FURNISHINGS ASSOCIATION | 2013 | second_quarter | FIN | Consumer Credit, Swipe Fees | Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,White House Office | 0 | 0 | 2013-07-03T09:09:28.857000-04:00 | ||
| 1402516 | JM FAMILY ENTERPRISES, INC 265ac7ff-7d45-4e96-993f-eed4e58f0e83 | Q2 | JM FAMILY ENTERPRISES, INC | 20620 | JM FAMILY ENTERPRISES INC | 2013 | second_quarter | FIN | Proposed Consumer Finance Protection Board | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2013-07-03T09:10:32.267000-04:00 | |
| 1402524 | GOLDHABER POLICY SERVICES LLC 87473bfd-5305-419b-9cfe-00bf2ba23d95 | Q2 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2013 | second_quarter | FIN | Discussed GSE reform S.1217 and Secondary market issues including the current state of the non-agency market. | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2013-07-03T09:20:15.137000-04:00 | |
| 1402560 | PETER BLOCKLIN f0c543f3-7b7b-4431-b399-25d3f193ae07 | 2A | PETER BLOCKLIN | 401014864 | INSTITUTE OF INTERNATIONAL BANKERS | 2013 | second_quarter | FIN | SWAPS pushouts, Basel 111, National Treatment | SENATE | 0 | 0 | 2013-07-03T11:12:57.463000-04:00 | ||
| 1402564 | PETER BLOCKLIN 862e5a7e-3cfa-47a2-a249-8c487869da61 | 2A | PETER BLOCKLIN | 401014864 | CREDIT SUISSE SECURITIES,LLC | 2013 | second_quarter | FIN | SWAPS pushouts, Basel 111, National Treatment | SENATE | 6000 | 0 | 0 | 2013-07-03T11:22:00.067000-04:00 | |
| 1402568 | PETER BLOCKLIN 7d2a1e63-c61d-4fe4-bc6b-c086f0bebcb6 | Q2 | PETER BLOCKLIN | 401014864 | FEDERATED INVESTORS INC. | 2013 | second_quarter | FIN | Money Market Funds | SENATE | 9000 | 0 | 0 | 2013-07-03T11:41:02.567000-04:00 | |
| 1402675 | COVINGTON & BURLING LLP c9f95317-49c3-42c5-98f7-0e9c34622e62 | Q2 | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2013 | second_quarter | FIN | issues affecting banks and bank holding companies, including housing, mortgage, and servicing issues, capital requirements and amendments to the Dodd-Frank Act | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2013-07-03T15:20:16.593000-04:00 | |
| 1402680 | COVINGTON & BURLING LLP bc022776-69ac-4b74-b2d9-211785a45ec9 | Q2 | COVINGTON & BURLING LLP | 11195 | AMERICAN BANKERS ASSOCIATION | 2013 | second_quarter | FIN | Issues of interest to banking institutions, including housing and GSE issues, relief from regulatory burdens, credit and debit card issues, bank capital requirements, and amendments to the Dodd Frank Act. | 20000 | 0 | 0 | 2013-07-03T15:33:26.397000-04:00 | ||
| 1402840 | CONFRERE STRATEGIES, LLC 5b4647bb-a97b-4937-866f-2d1401182746 | Q2 | CONFRERE STRATEGIES, LLC | 40025211 | NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES | 2013 | second_quarter | FIN | Dodd-Frank Wall Street Reform and Consumer Protection Act (PL 111-203) - Implementation Issues and Capital Standards Financial Stability Oversight Council -Designation Process and Criteria Federal Insurance Office - Congressional Report | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2013-07-05T00:16:20.330000-04:00 | |
| 1402842 | CONFRERE STRATEGIES, LLC 0b2b8e39-6c1b-413a-8f1a-6fef44ff8550 | Q2 | CONFRERE STRATEGIES, LLC | 40025211 | STATE FARM INSURANCE COMPANIES | 2013 | second_quarter | FIN | Dodd- Frank Wall Street and Consumer Protection Act (PL 111-203) - Implementation issues, including capital rules, Collins amend Financial Services Regulatory Reform - Issues in General; Federal Insurance Office - oversight issues and report. Privacy, Data Security, Cybersecurity and Data Breach Notification - including HR 1528, HR 1707, HR 1841, S 799, S 1207 and executive order on cybersecurity | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 10000 | 0 | 0 | 2013-07-05T00:26:21.277000-04:00 | |
| 1402894 | DOWNEY MCGRATH GROUP, INC. 9b575b37-f835-4ed9-8cea-19bfbdde5335 | Q2 | DOWNEY MCGRATH GROUP, INC. | 12573 | LAZARD GROUP LLC | 2013 | second_quarter | FIN | proposals related to comprehensive tax reform Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to securities holding companies | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2013-07-05T10:11:50.053000-04:00 | |
| 1402949 | DALY CONSULTING GROUP f22521ca-18ae-4f54-ae29-c26b92de01a2 | Q2 | DALY CONSULTING GROUP | 400923683 | INVESTMENT COMPANY INSTITUTE | 2013 | second_quarter | FIN | Issues related to investment companies. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2013-07-05T12:27:16.557000-04:00 | |
| 1402952 | DALY CONSULTING GROUP f2fcd380-d967-4fae-be15-307a0dc59f5f | Q2 | DALY CONSULTING GROUP | 400923683 | KNIGHT CAPITAL GROUP | 2013 | second_quarter | FIN | Issues related to the capital markets. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 18000 | 0 | 0 | 2013-07-05T12:34:19.457000-04:00 | |
| 1402955 | DALY CONSULTING GROUP e8951f4c-b5ad-473e-b5ec-ba6f17764796 | Q2 | DALY CONSULTING GROUP | 400923683 | CITADEL LLC | 2013 | second_quarter | FIN | Issues related to the capital markets. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2013-07-05T12:43:21.837000-04:00 | |
| 1402960 | DALY CONSULTING GROUP 37c0c29d-0532-4943-816e-4d1522fa0946 | Q2 | DALY CONSULTING GROUP | 400923683 | FMR LLC ("FIDELITY INVESTMENTS") | 2013 | second_quarter | FIN | Issues related to investment companies. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 45000 | 0 | 0 | 2013-07-05T12:56:22.953000-04:00 | |
| 1402963 | DALY CONSULTING GROUP 8063d886-dda8-49b7-9195-5e649d1d0434 | Q2 | DALY CONSULTING GROUP | 400923683 | S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) | 2013 | second_quarter | FIN | Issues related to credit rating agencies. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2013-07-05T13:03:24.073000-04:00 | |
| 1402965 | DALY CONSULTING GROUP 6eb06004-3f0d-4616-a56e-faf9c963e804 | Q2 | DALY CONSULTING GROUP | 400923683 | CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC | 2013 | second_quarter | FIN | Issues related to the capital markets. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 52500 | 0 | 0 | 2013-07-05T13:09:25.223000-04:00 | |
| 1402966 | DALY CONSULTING GROUP af56b233-b8fd-4157-8e29-fc80b212c63a | Q2 | DALY CONSULTING GROUP | 400923683 | VERIZON COMMUNICATIONS INC. | 2013 | second_quarter | FIN | Mobile payments, Dodd-Frank Act, corporate governance, and other issues. | HOUSE OF REPRESENTATIVES,SENATE | 16000 | 0 | 0 | 2013-07-05T13:19:26.420000-04:00 | |
| 1403033 | THE VELASQUEZ GROUP, L.L.C. 6fc7d2e2-27c3-40c6-b5b7-9fdfad2beb51 | 2T | THE VELASQUEZ GROUP, L.L.C. | 53403 | TASSEY & ASSOCIATES | 2013 | second_quarter | FIN | Matters pertaining to interchange and payment card systems which may arise. | 0 | 1 | 2013-07-06T16:40:05.400000-04:00 | |||
| 1403053 | DEMOTECH 8ff02c9a-7cd4-47ed-8d3b-8a78228d2b1f | Q2 | DEMOTECH | 400720167 | DEMOTECH | 2013 | second_quarter | FIN | Financial Strength Ratings | 0 | 0 | 2013-07-07T13:33:10.150000-04:00 | |||
| 1403242 | CORNERSTONE GOVERNMENT AFFAIRS, INC. 86f5bc9a-3dce-429d-b574-30f4906353d5 | Q2 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | VISA | 2013 | second_quarter | FIN | Electronic payments | Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2013-07-08T13:42:48.040000-04:00 | |
| 1403311 | BECKER & POLIAKOFF, P.A. 3308e52e-3262-4c62-9b45-f005719e5386 | Q2 | BECKER & POLIAKOFF, P.A. | 283696 | MARSHA PESHKIN | 2013 | second_quarter | FIN | Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2013-07-08T16:01:32.870000-04:00 | ||
| 1403411 | THORSEN FRENCH ADVOCACY LLC 31b67575-e7f1-463d-8b82-b9411b00e13d | Q2 | THORSEN FRENCH ADVOCACY LLC | 400599826 | WESTERN UNION | 2013 | second_quarter | FIN | Scams directed at the ederly. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2013-07-08T18:40:34.287000-04:00 | |
| 1403534 | SMITH, COSTELLO & CRAWFORD 956ce463-6900-4ed4-99b8-fc59f0aec904 | Q2 | SMITH, COSTELLO & CRAWFORD | 35742 | INVESTMENT COMPANY INSTITUTE | 2013 | second_quarter | FIN | Mutual Fund Issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2013-07-09T11:29:29.850000-04:00 | |
| 1403688 | THE VELASQUEZ GROUP, L.L.C. c66664b5-c11a-4dba-addc-7e5b5ec4114d | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2013 | second_quarter | FIN | Congressional regulation of money market funds and oversight of federal agencies who regulate them; Financial Services generally. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2013-07-09T14:25:38.317000-04:00 | |
| 1403703 | THE VELASQUEZ GROUP, L.L.C. 0ee6cb2d-ff00-45c3-af23-4ce43d6677da | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2013 | second_quarter | FIN | H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under the Employee Retirement Income Security Act (ERISA) with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; any Congressional regulation of money market funds or oversight of federal agencies who regulate them. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2013-07-09T14:39:44.870000-04:00 | |
| 1403704 | FORSCEY, PLLC 5e71b122-1054-4c19-bda0-658797368c77 | Q2 | FORSCEY, PLLC | 52880 | NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS | 2013 | second_quarter | FIN | Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2013-07-09T14:39:45.667000-04:00 | |
| 1403735 | THE VELASQUEZ GROUP, L.L.C. 6805dfdd-3edf-4aac-a29b-1c0bb53e6f1e | 2T | THE VELASQUEZ GROUP, L.L.C. | 53403 | ELECTRONIC PAYMENTS COALITION | 2013 | second_quarter | FIN | Monitoring for any legislation pertaining to interchange and payment card systems. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2013-07-09T14:56:58.403000-04:00 | |
| 1403756 | RICHARD F. HOHLT 21b5a04d-1dc2-4358-b8fc-b4a217ad4335 | Q2 | RICHARD F. HOHLT | 18433 | SALLIE MAE, INC. | 2013 | second_quarter | FIN | All legislation relating to the above issues. | HOUSE OF REPRESENTATIVES,SENATE | 9500 | 0 | 0 | 2013-07-09T15:17:08.670000-04:00 | |
| 1403764 | HILLS STERN & MORLEY, LLP 5754b70f-0c72-451e-93b7-c9283d860330 | Q2 | HILLS STERN & MORLEY, LLP | 400957765 | WORLDBUSINESS CAPITAL | 2013 | second_quarter | FIN | Small business lending using U.S. Government finance and investent programs, including those of the Overseas Private Investment Corporation, U.S. Export-Import Bank and U.S. Department of Agriculture. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2013-07-09T15:25:11.787000-04:00 | |
| 1404097 | ACA INTERNATIONAL 396ed07d-6b2e-4e3f-9640-1cdf8869f229 | Q2 | ACA INTERNATIONAL | 81431 | ACA INTERNATIONAL | 2013 | second_quarter | FIN | Amending the Fair Debt Collection Practices Act; Consumer Financial Protection Bureau complaint database; H.R. 1767 and S. 160 Medical Debt Responsibility Act of 2013; H.R. 2211 Accuracy in Reporting Medical Debt Act of 2013 | Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 130000 | 0 | 0 | 2013-07-10T11:57:59.260000-04:00 | |
| 1404132 | COVINGTON & BURLING LLP bb182892-1f94-4c00-b98f-94f843efce49 | Q2 | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2013 | second_quarter | FIN | Matters relating to the regulation of banks, including the Dodd-Frank Act and proposed amendments to that Act, capital requirements, and regulation of the mortgage process. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2013-07-10T12:23:20.917000-04:00 | |
| 1404189 | CAPITOL HILL CONSULTING GROUP 690e52f8-6b5c-4ae9-8b98-ac8ccc120512 | Q2 | CAPITOL HILL CONSULTING GROUP | 72053 | POPULUS FINANCIAL GROUP, INC. (FORMERLY ACE CASH EXPRESS, INC.) | 2013 | second_quarter | FIN | General financial issues pertaining to the company | HOUSE OF REPRESENTATIVES,SENATE | 24000 | 0 | 0 | 2013-07-10T13:42:00.743000-04:00 | |
| 1404364 | VENABLE LLP 7ea16d7d-0a1c-4739-b021-5ef8583103c0 | Q2 | VENABLE LLP | 39941 | STATE STREET BANK AND TRUST COMPANY | 2013 | second_quarter | FIN | Financial legislation. | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) | 20000 | 0 | 0 | 2013-07-10T16:13:25.603000-04:00 | |
| 1404422 | MILLER & CHEVALIER CHARTERED f6de57a6-d65e-4617-ad8a-6e3e6f2f432a | Q2 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2013 | second_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 170000 | 0 | 0 | 2013-07-10T17:15:54.647000-04:00 | |
| 1404539 | DUTKO WORLDWIDE, LLC 0d27ba0c-e8f1-4058-8387-3d44464f211c | Q2 | DUTKO WORLDWIDE, LLC | 12868 | U.S.A.A. | 2013 | second_quarter | FIN | Monitor and assist on all financial services related issues. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2013-07-11T08:05:02.283000-04:00 | |
| 1404596 | COBANK, ACB 16ad858c-bf31-4c1d-b8ca-a2f55cfd613f | Q2 | COBANK, ACB | 9738 | COBANK ACB | 2013 | second_quarter | FIN | Financial Regulatory Reform; Derivatives Reform Legislation; GSE Reform; Farm Credit Administration regulatory proposals; CFTC Regulations implementing Financial Reform Legislation; Prudential Regulators' Derivatives Regulatory Proposals | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Farm Credit Administration,Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 150000 | 0 | 0 | 2013-07-11T09:47:32.797000-04:00 | |
| 1404659 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 78356082-b5b5-4eae-8ed3-a5b43f23623f | Q2 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2013 | second_quarter | FIN | Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should note be designated as systemically important financial institutions under sec.113 of Dodd-Frank. Also track international developemnts regarding systemic risk designation.Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation. Target Date Funds: Monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor and see proposed SEC regulations Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of H.R. 4623, to make permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor the SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank ACT that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. Lifetime Income Disclosure: Lobby in favor of H.R. 2171, the Lifetime Income Disclosure Act. Lobby in support of DOL's Advanced Notice of Proposed Rulemaking regarding Lifetime Income Illustration's on deferred contribution plan statements. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 570000 | 0 | 0 | 2013-07-11T10:46:08.720000-04:00 | |
| 1404681 | ENTERPRISE HOLDINGS, INC. DBA ENTERPRISE MOBILITY e3793a3a-f034-47c9-a90d-9bb333121272 | Q2 | ENTERPRISE HOLDINGS, INC. DBA ENTERPRISE MOBILITY | 89031 | ENTERPRISE HOLDINGS, INC. DBA ENTERPRISE MOBILITY | 2013 | second_quarter | FIN | Risk-based securities | HOUSE OF REPRESENTATIVES,SENATE | 113000 | 0 | 0 | 2013-07-11T10:59:16.553000-04:00 | |
| 1404775 | KAMINS CONSULTING b54305d9-7002-4bba-ab92-94dda1fabb36 | Q2 | KAMINS CONSULTING | 401051964 | WILDCAT COMMUNICATIONS I LLC | 2013 | second_quarter | FIN | HR 880 Wall Street Trading and Speculators Tax Act s 410 - Wall Street Trading and Speculators Tax Act | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2013-07-11T11:46:29.623000-04:00 | |
| 1404786 | PENN AVENUE PARTNERS 0b45e69a-cf5d-4536-a0d9-c49ed0e41bbe | Q2 | PENN AVENUE PARTNERS | 400918672 | WESTERN UNION | 2013 | second_quarter | FIN | Financial Services Integration | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2013-07-11T11:52:05.260000-04:00 | |
| 1404885 | AMERICAN BAKERS ASSOCIATION 7e2ed63b-d548-4fbe-8b07-e82ca6dd035f | Q2 | AMERICAN BAKERS ASSOCIATION | 1774 | AMERICAN BAKERS ASSOCIATION | 2013 | second_quarter | FIN | Commodity Futures Trading Regulation- Position Limit Regulations | Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Commodity Futures Trading Commission (CFTC),Environmental Protection Agency (EPA),Federal Trade Commission (FTC),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 19122 | 0 | 0 | 2013-07-11T12:40:38.427000-04:00 | |
| 1405098 | AMERICAN SECURITIZATION FORUM, INC. d2ea38db-eb37-42b1-a71f-04379905068c | Q2 | AMERICAN SECURITIZATION FORUM, INC. | 400761299 | AMERICAN SECURITIZATION FORUM, INC. | 2013 | second_quarter | FIN | Dodd-Frank Wall Street Reform and Consumer Protection Act Title 1, Financial Stability Title 2, Orderly Liquidation Authority Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository InstitutionsDodd-Frank Act continued Title 7, Regulation of OTC Swaps Market Title 9, Investor Protections and Improvements to Regulation of Securities Title 10, Bureau of Consumer Financial Protection S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013 S. 113 Know Before you Owe Private Student Loan Act of 2013 S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy S. 205 Responsible Consumer Financial Protection Regulations Act of 2013 S. 249 Responsible Homeowner Refinancing Act of 2013 S. 450 Financial Regulatory Responsibility Act of 2013 S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013 S. 563 Jumpstart GSE Reform Act S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans Covered Bonds legislative initiatives Basel III implementation Making Home Affordable Programs HAMP and HARP FHFA Real Estate Owned Disposition Initiative FHFA plan on single securitization platform Eminent Domain Seizure of Mortgage Loans Property Bill introduced by Senators' Corker and Warner entitled "Housing Finance Reform and Taxpayer Protection Act of 2013"y Assessed Clean Energy Programs | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2013-07-11T14:45:59.167000-04:00 | |
| 1405138 | NATIONAL TAXPAYERS UNION 7611df19-eeb6-45a8-bb47-a20221f798ba | Q2 | NATIONAL TAXPAYERS UNION | 28663 | NATIONAL TAXPAYERS UNION | 2013 | second_quarter | FIN | H.R. 2263, S. 1102 Terminate Export-Import Bank | Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE | 49375 | 0 | 0 | 2013-07-11T15:08:19.650000-04:00 | |
| 1405200 | HOLLAND & KNIGHT LLP b39d09e4-e272-47df-af52-63979ce444ad | Q2 | HOLLAND & KNIGHT LLP | 18466 | FALLBROOK TECHNOLOGIES | 2013 | second_quarter | FIN | Regulation A for public offerings. | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2013-07-11T15:43:41.280000-04:00 | ||
| 1405338 | SIFF & ASSOCIATES PLLC d935da50-2f1a-4111-ba93-0c5902291990 | Q2 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2013 | second_quarter | FIN | "Money Market Fund Reform," SEC regulations to transition Money Market Mutual Funds to a floating Net Asset Value (NAV) and impose restrictions on redemptions from such funds as well as additional capital buffer; RIN 3235-AK61. Supplemental notice of proposed rulemaking regarding definition of "Financial Activity and Activities Incidental Thereto;" RIN 3064-AD73. Definitions of "Predominantly Engaged in Financial Activities" and "Significant" Nonbank Financial Company and Bank Holding Company;RIN 7100-AD64. H.R. 1626, the "Focusing the SEC on Its Mission Act," a bill to amend the Securities Exchange Act of 1934 to prohibit the SEC from requiring the disclosure by an issuer of any political expenditure. Proposed regulations under consideration at the SEC to mandate that public companies disclose spending on politics and issues of public concern. General education concerning corporate governance issues related to proxy voting. General oversight of the Government Accounting Standards Board and general principles applicable to proxy advisory services. Support for prompt confirmation of SEC nominees. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2013-07-11T17:25:07.177000-04:00 | |
| 1405509 | MEHLMAN CONSULTING, INC. 0db31d1a-9e7a-44dd-bda5-660a336af307 | Q2 | MEHLMAN CONSULTING, INC. | 284950 | INTUIT, INC. AND AFFILIATES | 2013 | second_quarter | FIN | Mobile payments Tax settlement products Financial services Information reporting | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2013-07-12T10:45:31.620000-04:00 | |
| 1405614 | CMFG LIFE INSURANCE COMPANY 6e7a7cd6-ac5f-4234-b0ee-44fc326ce32e | Q2 | CMFG LIFE INSURANCE COMPANY | 80510 | CMFG LIFE INSURANCE COMPANY | 2013 | second_quarter | FIN | Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau. Advocate for the continued use and expansion of the market share of private mortgage insurance; including the impact of the proposed Fed regulation on risk retention and "qualified residential mortgages". Influence and monitor legislation impacting the Government Sponsored Entities as it impacts credit unions and private mortgage insurance, including S. 1217, Housing Finance Reform and Taxpayer Protection Act of2013. Support legislation that would reduce regulatory burden on credit unions, including H.R. 2572, Regulatory Relief for Credit Unions Act of 2013. Support passage of legislation to address credit union member business lending. | Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 268632 | 0 | 0 | 2013-07-12T12:56:33.190000-04:00 | |
| 1405658 | ESSENTIAL MINERALS ASSOCIATION (FKA INDUSTRIAL MINERALS ASSOCIATION - NORTH AMERICA) ad75756f-9383-4f04-a2ff-e6e4ae935036 | Q2 | ESSENTIAL MINERALS ASSOCIATION (FKA INDUSTRIAL MINERALS ASSOCIATION - NORTH AMERICA) | 309333 | ESSENTIAL MINERALS ASSOCIATION (FKA INDUSTRIAL MINERALS ASSOCIATION-NORTH AMERI) | 2013 | second_quarter | FIN | Mine Safety Disclosure | Bureau of Labor Statistics (BLS),Bureau of Land Management (BLM),Centers For Disease Control & Prevention (CDC),Commerce, Dept of (DOC),Energy, Dept of,Environmental Protection Agency (EPA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Intl Trade Administration (ITA),Labor, Dept of (DOL),Mine Safety & Health Administration (MSHA),Mine Safety & Health Review Commission,Occupational Safety & Health Administration (OSHA),SENATE,Small Business Administration (SBA),U.S. Forest Service,U.S. Geological Survey (USGS),U.S. Trade Representative (USTR),White House Office | 22000 | 0 | 0 | 2013-07-12T13:14:54.690000-04:00 | |
| 1405793 | PACE, LLP 592e796a-7e67-4967-9de7-ae80a996c752 | Q2 | PACE, LLP | 30495 | INDEPENDENT BANKERS ASSN OF TEXAS | 2013 | second_quarter | FIN | Financial Services, Implementation of Dodd-Frank Legislation Regulatory Reform Legislation Consumer Financial Protection Legislation Patent Reform Legislation Community Banking Relief Legislation | Consumer Product Safety Commission (CPSC),Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 10000 | 0 | 0 | 2013-07-12T14:38:33.703000-04:00 | |
| 1406044 | STEPTOE LLP b6fb7329-fc52-472b-9a94-bd5ab8a91296 | Q2 | STEPTOE LLP | 36710 | COMMERCIAL REAL ESTATE FINANCE COUNCIL | 2013 | second_quarter | FIN | - Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act - Securitization issues | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2013-07-12T16:18:18.593000-04:00 | |
| 1406070 | STEPTOE LLP 9ba8135f-2385-467d-be95-0124b1f93c11 | Q2 | STEPTOE LLP | 36710 | NAVIGATORS GLOBAL LLC ON BEHALF OF PROCTOR FINANCIAL INC. | 2013 | second_quarter | FIN | GSE Issues | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2013-07-12T16:24:32.900000-04:00 | |
| 1406289 | MORRISON PUBLIC AFFAIRS GROUP b99d43f0-0086-4068-bb2e-0f5348afb65e | Q2 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2013 | second_quarter | FIN | Mortgage insurance regulation and related policies Future structure for housing finance | Federal Housing Finance Agency (FHFA),Federal Reserve System,Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2013-07-13T21:11:38.557000-04:00 | |
| 1406356 | OLSON ADVOCACY GROUP LLC 81b9ad03-d040-4a01-8c71-d4fef1dadae3 | Q2 | OLSON ADVOCACY GROUP LLC | 400833471 | POTOMAC PARTNERS LLC ON BEHALF OF COMPLIANCE MANAGEMENT SERVICES LLC | 2013 | second_quarter | FIN | SAFE Act | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2013-07-14T14:25:20.460000-04:00 | |
| 1406416 | LAWRENCE J. ROMANS & ASSOCIATES, LLC b0d65f85-546c-48ef-926a-bfe660971a2c | Q2 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | JPMORGAN CHASE & CO. | 2013 | second_quarter | FIN | H.R. 677, the Inter-Affiliate Swap Clarification Act H.R. 1256, the Swap Jurisdiction Certainty Act H.R. 1341, Financial Competitive Act of 2013 | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2013-07-15T09:28:50.357000-04:00 | |
| 1406418 | LAWRENCE J. ROMANS & ASSOCIATES, LLC 6fb69542-1550-4703-961a-c653669a348f | Q2 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | CHARLES SCHWAB & CO INC | 2013 | second_quarter | FIN | Regulations on Money Market Funds; Department of Labor regulations on Fiduciary Duty for retirement plans | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2013-07-15T09:29:51.310000-04:00 | |
| 1406422 | LAWRENCE J. ROMANS & ASSOCIATES, LLC 3ac2feae-a062-4377-810b-f2d572f032df | Q2 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | PRUDENTIAL FINANCIAL | 2013 | second_quarter | FIN | Regulations on capital standards for nondepository institutions | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2013-07-15T09:30:52.197000-04:00 | |
| 1406501 | CROWELL & MORING LLP 25d686b1-311f-4851-8347-a828de893927 | Q2 | CROWELL & MORING LLP | 11377 | INTL FCSTONE INC. | 2013 | second_quarter | FIN | Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2013-07-15T10:45:23-04:00 | |
| 1406503 | CROWELL & MORING LLP 7628ea15-39cf-4ca5-8b97-dceec107a988 | Q2 | CROWELL & MORING LLP | 11377 | FRANKLIN SQUARE HOLDINGS, L.P. D/B/A FRANKLIN SQUARE CAPITAL PARTNERS | 2013 | second_quarter | FIN | Investment Company Act of 1940. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2013-07-15T10:45:24.313000-04:00 | |
| 1406512 | THE JOSEPH GROUP, LLC f843f8fb-f9f2-495e-a63e-1ed2bdf3af02 | Q2 | THE JOSEPH GROUP, LLC | 288613 | ANGELLIST | 2013 | second_quarter | FIN | Issues relating to capital formation legislation | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2013-07-15T10:50:27.430000-04:00 | ||
| 1406616 | ASSOCIATION FOR FINANCIAL PROFESSIONALS dbd5910a-5306-4ffd-820a-cc4f8014f5b4 | Q2 | ASSOCIATION FOR FINANCIAL PROFESSIONALS | 38437 | ASSOCIATION FOR FINANCIAL PROFESSIONALS | 2013 | second_quarter | FIN | Accounting Reforms, Credit Rating Agency Reform, Commodities Exchange Act/Derivatives Reform, Hard to Value Assets, Market-to-Market Accounting Reform, Money Market Fund Reform, Foreign Exchange, Dodd-Frank | Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Accounting Standards Advisory Board (FASAB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 6250 | 0 | 0 | 2013-07-15T11:37:21.643000-04:00 | |
| 1406741 | THE AMERICAN PUBLIC GAS ASSOCIATION 1e73c48c-4bb9-4332-8bdb-c575750e2730 | Q2 | THE AMERICAN PUBLIC GAS ASSOCIATION | 74077 | AMERICAN PUBLIC GAS ASSOCIATION | 2013 | second_quarter | FIN | APGA has pushed for passage of legislation and rulemakings that increase natural gas market transparency and provide the CFTC with the resources needed to ensure the appropriate level of market oversight. APGA has also opposed legislation/regulations that would require public gas systems to post margin for OTC derivatives. | Commodity Futures Trading Commission (CFTC),Energy, Dept of,Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2013-07-15T12:53:22.640000-04:00 | |
| 1406795 | CBOE GLOBAL MARKETS, INC. 3ea334a3-da80-4e2f-9ba4-a80a9e71fc73 | Q2 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2013 | second_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 220777 | 0 | 0 | 2013-07-15T13:29:59.093000-04:00 | |
| 1406799 | MEHLMAN CONSULTING, INC. 281460dc-c3be-45ef-b6cb-c921a853d9ad | Q2 | MEHLMAN CONSULTING, INC. | 284950 | ENCORE CAPITAL GROUP | 2013 | second_quarter | FIN | Issues regarding the Fair Debt Collection Practices Act. (Note: The Consumer Financial Protection Bureau was contacted; it was established in January 2012 and not yet listed under agencies on #17 thus the Dept. of Treasury has been listed.) | Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2013-07-15T13:36:47.103000-04:00 | |
| 1406820 | KATE MOSS ca4f2412-9fe4-4031-a817-fb2580aa2cdc | Q2 | KATE MOSS | 25988 | MORGAN STANLEY | 2013 | second_quarter | FIN | Implementation of Dodd/Frank, GSE reform and issues relating to too big to fail | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2013-07-15T13:45:56.707000-04:00 | |
| 1406858 | AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS 1115ca27-8228-4192-982f-3ef253287bc3 | Q2 | AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS | 2640 | AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS | 2013 | second_quarter | FIN | Regulation of Municipal Advisors, H.R. 797; SEC Regulatory Accountability Act, H.R. 1062; Retail Investor Protection Act, HR 2374; Municipal Advisory Relief Act of 2013, S 710; Investment Advisory Examination Improvement Act of 2013, HR 1627. | Agriculture, Dept of (USDA),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),SENATE,Treasury, Dept of | 1070000 | 0 | 0 | 2013-07-15T13:57:13.277000-04:00 | |
| 1406973 | CORNERSTONE GOVERNMENT AFFAIRS, INC. 4a8260ac-8fdc-4aed-a299-7482bd98a3c9 | Q2 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | CUSTODIA FINANCIAL | 2013 | second_quarter | FIN | monitor the issues relateted to retirement plans | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2013-07-15T14:25:02.033000-04:00 | |
| 1407026 | HOLLAND & KNIGHT LLP 60f485e3-5df6-41b4-8cfa-490f93e9246d | Q2 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2013 | second_quarter | FIN | Policy issues related to data and cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2013-07-15T14:36:22.883000-04:00 | |
| 1407100 | FINANCIAL SERVICES INSTITUTE 0b2a3cee-1e69-43a4-9eba-64203c9c1bad | Q2 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2013 | second_quarter | FIN | H.R. 2374 Retail Investor Protection Act H.R. 1062 SEC Cost Benefits Analysis H.R. 2117 REtirement Plan Simplification and Enhancement Act of 2013 S. 286 Stronger Enforcement of Civil Penalties Act of 2013H.R. 1627 The Investment Adviser Examination Act of 2013 S. 606 SEAL Act S. 450 Financial Regulatory Responsibility Act | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 203666 | 0 | 0 | 2013-07-15T14:54:03.637000-04:00 | |
| 1407112 | COLORADO SPRINGS UTILITIES 17c566ec-e1f5-419f-be38-9e2176b92328 | Q2 | COLORADO SPRINGS UTILITIES | 40029251 | COLORADO SPRINGS UTILITIES | 2013 | second_quarter | FIN | Support - HR 1038 the public power risk management act. | Bureau of Reclamation,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE | 45000 | 0 | 0 | 2013-07-15T14:59:08.630000-04:00 | |
| 1407245 | AMERICAN COUNCIL OF LIFE INSURERS 432e7d3a-ef02-419f-b8c2-396ea0803a4f | Q2 | AMERICAN COUNCIL OF LIFE INSURERS | 2115 | AMERICAN COUNCIL OF LIFE INSURERS | 2013 | second_quarter | FIN | Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform.H.R. 214, the Insurance Capital and Accounting Standards Act of 2013. Amends the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) and the Home Owners' Loan Act to make minimum leverage and risk-based capital requirements governing insurance companies under the state law also apply to insurance companies that are either depository holding companies or subsidiaries of depository holding companies. Issue: Capital Standards, Basel III H.R. 1062, SEC Regulatory Accountability Act. Issue: SEC Rulemaking, Cost-Benefit Analysis, Derivatives H.AMDT.64 to H.R. 1062, Amendment expresses the sense of Congress that rules adopted by the Public Company Accounting Oversight Board (PCAOB) comply with the same standards required of the SEC. It also requires the SEC to ensure that any rules adopted by the Municipal Securities Rulemaking Board (MSRB), and other national securities associations comply with the standards set forth in the bill. Issue: FINRA, Securities Rulemaking H.R. 1564, the Audit Integrity and Job Protection Act. Amends the Sarbanes-Oxley Act of 2002 (SOX) to deny the Public Company Accounting Oversight Board any authority to require that audits conducted for a particular issuer of securities in accordance with SOX standards be conducted by specific auditors, or that such audits be conducted for an issuer by different auditors on a rotating basis. Issue: Mandatory Auditor Rotation H.R. 2374, the Retail Investor Protection Act. To amend the Securities Exchange Act of 1934 to provide protections for retail customers, and for other purposes. Issue: Fiduciary Duties S. 731, the Basel III CASE Act. Directs the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency, before issuing any final rule in relation to proposals they have issued for the International Basel II… | HOUSE OF REPRESENTATIVES,SENATE | 2060500 | 0 | 0 | 2013-07-15T15:40:03.443000-04:00 | |
| 1407441 | WATKINSON MILLER PLLC 0fc72bdd-6c35-4c3f-aa6f-45d0ed85d7d9 | Q2 | WATKINSON MILLER PLLC | 24624 | MONEX DEPOSIT COMPANY | 2013 | second_quarter | FIN | Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203); opposition to inclusion of cash markets under CFTC jurisdiction | Commodity Futures Trading Commission (CFTC) | 0 | 0 | 2013-07-15T16:53:32.680000-04:00 | ||
| 1407466 | MERCURY PUBLIC AFFAIRS, LLC 79bbee32-fb8e-4c75-af4d-ea845b6e2179 | Q2 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | SALLIE MAE, INC. | 2013 | second_quarter | FIN | Lobbied in support of fair value accounting. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2013-07-15T16:58:43.177000-04:00 | |
| 1407481 | VENABLE LLP b3ac5ddc-f7d2-44a8-80e6-35878fd2eb4f | Q2 | VENABLE LLP | 39941 | NOBLE ENERGY, INC. | 2013 | second_quarter | FIN | Implementation of the Dodd-Frank Act | Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Trade Representative (USTR) | 90000 | 0 | 0 | 2013-07-15T17:04:50.737000-04:00 | |
| 1407552 | VENABLE LLP 89d277c6-86bf-451a-b633-6bcd5df03aa7 | Q2 | VENABLE LLP | 39941 | NAVY MUTUAL AID ASSOCIATION | 2013 | second_quarter | FIN | Legislative and regulatory issues involving or impacting life insurance for members of the sea services. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2013-07-15T17:29:23.777000-04:00 | ||
| 1407558 | VENABLE LLP ba6a646b-246a-490d-a1d1-c2ab1ba43935 | Q2 | VENABLE LLP | 39941 | VANTAGESCORE SOLUTIONS LLC | 2013 | second_quarter | FIN | Legislative and regulatory issues involving or impacting credit scores. | Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE | 100000 | 0 | 0 | 2013-07-15T17:34:28.117000-04:00 | |
| 1407615 | BAKER & HOSTETLER LLP 04a6dd89-7b8b-47a6-a50a-e6ccac6cbf8a | Q2 | BAKER & HOSTETLER LLP | 5131 | FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY | 2013 | second_quarter | FIN | Regulation of securities industry and markets | HOUSE OF REPRESENTATIVES,SENATE | 75000 | 0 | 0 | 2013-07-15T19:40:02.270000-04:00 | |
| 1407646 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION bfb120a2-324a-4038-a5b9-facfcf9c3dcd | Q2 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2013 | second_quarter | FIN | Issues related to H.R.4173 - dodd-Frank Wall Street Reform and Consumer Protection Act | Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 70000 | 0 | 0 | 2013-07-16T06:03:16.883000-04:00 | |
| 1407647 | LCH.CLEARNET GROUP LIMITED 82fbe684-742d-4434-a6d4-c4b790720b0a | Q2 | LCH.CLEARNET GROUP LIMITED | 400785364 | LCH.CLEARNET GROUP LIMITED | 2013 | second_quarter | FIN | CFTC Reauthorization H.R. 1256, Swap Jurisdiction Certainty Act Proposed Dodd-Frank implementation rules related to Titles VII and VIII | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 200000 | 0 | 0 | 2013-07-16T07:06:17.663000-04:00 | |
| 1407765 | STIEN CONSULTING, LLC e4943810-fbff-454f-bdfc-345338c1e10d | Q2 | STIEN CONSULTING, LLC | 400658982 | SAP AMERICA INC | 2013 | second_quarter | FIN | Data Modernization/Management, Cybersecurity | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Patent & Trademark Office (PTO),SENATE | 42000 | 0 | 0 | 2013-07-16T10:42:49.280000-04:00 | |
| 1407790 | INTERNATIONAL SECURITIES EXCHANGE, LLC fc282a34-3d20-4373-8ac7-6192976ec93d | Q2 | INTERNATIONAL SECURITIES EXCHANGE, LLC | 400648955 | INTERNATIONAL SECURITIES EXCHANGE, LLC | 2013 | second_quarter | FIN | Financial regulatory reform; national market structure issues; taxation of financial transactions; online gaming. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2013-07-16T10:52:50.427000-04:00 | |
| 1407882 | MERCURY PUBLIC AFFAIRS, LLC 479a28fe-dded-49d3-a07c-480f70c9bb7e | Q2 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | SALLIE MAE, INC. | 2013 | second_quarter | FIN | Lobbied in support of fair value accounting, | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2013-07-16T11:25:08.667000-04:00 | |
| 1407933 | OCCIDENTAL PETROLEUM CORPORATION 06994667-2fbc-49e3-bd6f-9e0cc331d6ba | Q2 | OCCIDENTAL PETROLEUM CORPORATION | 29994 | OCCIDENTAL PETROLEUM CORPORATION | 2013 | second_quarter | FIN | Pub.L. 111-203 Dodd Frank Wall Street Reform and Consumer Protection Act OTC Derivatives End-User Exemption Extractive Industries Transparency (Sec. 1504) | Agriculture, Dept of (USDA),Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Natl Oceanic & Atmospheric Administration (NOAA),Securities & Exchange Commission (SEC),SENATE,Surface Transportation Board (STB),Treasury, Dept of,U.S. Fish & Wildlife Service (USFWS),U.S. Forest Service,U.S. Trade Representative (USTR) | 1716792 | 0 | 0 | 2013-07-16T11:48:36.853000-04:00 | |
| 1408112 | HUNTINGTON BANCSHARES INCORPORATED d9d0e32a-336b-42c7-b08b-27b9351e9d5f | Q2 | HUNTINGTON BANCSHARES INCORPORATED | 77435 | HUNTINGTON BANCSHARES INCORPORATED | 2013 | second_quarter | FIN | H.B. 1077, Consumer Mortgage Choice Act, all provisions; H.B. 624, Cyber Intelligence Sharing and Protection Act, all provisions; regional bank education issues, housing education issues, general tax impact educaiton discussions, general economic climate issues. | HOUSE OF REPRESENTATIVES,SENATE | 85800 | 0 | 0 | 2013-07-16T12:58:57.357000-04:00 | |
| 1408119 | WHIRLPOOL CORPORATION 1aaca381-e93f-4a44-9669-00c6620de797 | Q2 | WHIRLPOOL CORPORATION | 41168 | WHIRLPOOL CORPORATION | 2013 | second_quarter | FIN | Clarification of Dodd - Frank provisions. Exempt Inter Affiliate Swaps (HR 677), End User Exemption (HR 634 / S 888) | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 220000 | 0 | 0 | 2013-07-16T13:11:59.677000-04:00 | |
| 1408309 | WEC ENERGY GROUP 43d96594-d43b-4146-aad6-47da2021c06b | Q2 | WEC ENERGY GROUP | 43833 | WEC ENERGY GROUP | 2013 | second_quarter | FIN | OTC Derivatives and Financial Regulatory Reform and CFTC/SEC Proposed Regulations. | Environmental Protection Agency (EPA),Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE | 190000 | 0 | 0 | 2013-07-16T14:25:18.400000-04:00 | |
| 1408322 | DUTKO WORLDWIDE, LLC 25e2d3e7-a911-4427-8517-fd1b53f22ae1 | Q2 | DUTKO WORLDWIDE, LLC | 12868 | CITGO PETROLEUM CORPORATION | 2013 | second_quarter | FIN | Monitor regulations developed pursuant to and legislation related to the Wall Street Reform and Consumer Protection Act of 2009 of interest to refineries. | Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT) | 100000 | 0 | 0 | 2013-07-16T14:30:23.737000-04:00 | |
| 1408476 | EQUIPMENT LEASING AND FINANCE ASSOCIATION f81fa415-895a-4b73-8dfe-ca9d839dda3e | Q2 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2013 | second_quarter | FIN | Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (P.L. 111-203): Section 1071 ECOA data collection | Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE | 240000 | 0 | 0 | 2013-07-16T14:58:34.623000-04:00 | |
| 1408625 | DAVIS & HARMAN LLP 717e055a-b373-45db-876c-66cb646a0225 | Q2 | DAVIS & HARMAN LLP | 11674 | CME GROUP | 2013 | second_quarter | FIN | Reauthorization of the Commodities Future Trading Commission. All issues relating to the Commodities Future Exchange. Proposals related to the restructuring of financial institution regulation. | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2013-07-16T15:19:40.217000-04:00 | |
| 1408708 | MISSY EDWARDS STRATEGIES, LLC aaf24829-8985-49ee-b21c-c43641193d5a | Q2 | MISSY EDWARDS STRATEGIES, LLC | 400547641 | REAL ESTATE ROUNDTABLE | 2013 | second_quarter | FIN | Followed regulatory reform and other financial services related issues Dodd/Frank - Wall Street Reform and Consumer Protection Act, OTC Derivatives, Incentive-Based Competition, Risk Retention Credit risk retention, Mark to Market FAS 17, Vocker Rule, FASB issues, Basel III | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2013-07-16T15:36:13.893000-04:00 | |
| 1408757 | DAVIS & HARMAN LLP d13058db-bed5-4f2b-b11a-781cece319d7 | Q2 | DAVIS & HARMAN LLP | 11674 | FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) | 2013 | second_quarter | FIN | Regulation of broker-dealers, securities industry and markets; investor education. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2013-07-16T15:46:32.493000-04:00 | |
| 1408761 | WEBMD HEALTH CORP. 0c3d4d17-7909-4976-b980-c6b142632b47 | Q2 | WEBMD HEALTH CORP. | 55473 | WEBMD HEALTH CORP | 2013 | second_quarter | FIN | Student loan rate security | SENATE | 30000 | 0 | 0 | 2013-07-16T15:47:35.367000-04:00 | |
| 1409067 | UNITED SERVICES AUTOMOBILE ASSOCIATION 85d96610-6fda-4bb0-ab33-eee871eec66f | Q2 | UNITED SERVICES AUTOMOBILE ASSOCIATION | 39245 | UNITED SERVICES AUTOMOBILE ASSOCIATION | 2013 | second_quarter | FIN | Dodd-Frank Consumer Protection and Wall Street Reform Act implementation including, but not limited to, interchange fees, brokered deposits, Volcker Rule, mortgage reforms, credit and debit products, consumer disclosures and capital standards. S. 563, the Jumpstart GSE Reform Act H.R. 749, the Eliminate Privacy Notice Confusion ActS. 635, the Privacy Notice Modernization Act of 2013 H.R. 789, the Build America Bonds Act of 2013 The following additional agencies were contacted in connection with this issue code: the Consumer Financial Protection Bureau (CFPB) and the Federal Housing Finance Agency (FHFA). | Defense, Dept of (DOD),Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 670000 | 0 | 0 | 2013-07-16T16:55:28.233000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);