lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
968 rows where filing_period = "second_quarter", filing_year = 2011 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1106819 | ASSOCIATION FOR FINANCIAL PROFESSIONALS 4bebca82-0d30-4edf-9cfd-11f89a01f324 | Q2 | ASSOCIATION FOR FINANCIAL PROFESSIONALS | 38437 | ASSOCIATION FOR FINANCIAL PROFESSIONALS | 2011 | second_quarter | FIN | Accounting Reforms, Credit Rating Agency Reform, Commodities Exchange Act/Derivatives Reform, Hard to Value Assets, Market-to-Market Accounting Reform, Money Market Fund Reform, Foreign Exchange, Dodd-Frank | Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Accounting Standards Advisory Board (FASAB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 6250 | 0 | 0 | 2011-06-29T11:16:08.463000-04:00 | |
| 1106844 | DC LEGISLATIVE AND REGULATORY SERVICES, INC. ba4d63e3-0c37-47c7-a12b-ee30b05b5026 | Q2 | DC LEGISLATIVE AND REGULATORY SERVICES, INC. | 11526 | NATIONAL CREDIT REPORTING ASSOCAITON | 2011 | second_quarter | FIN | GSE reform | HOUSE OF REPRESENTATIVES,SENATE | 5000 | 0 | 0 | 2011-06-29T13:20:26.820000-04:00 | |
| 1106864 | JOHN DUDINSKY & ASSOCIATES 20867e88-c03b-443a-8e97-412ce6c08ad7 | Q2 | JOHN DUDINSKY & ASSOCIATES | 90534 | PSCU FINANCIAL SERVICES | 2011 | second_quarter | FIN | Mitigation of fraud; assist in business development. | Federal Bureau of Investigation (FBI),U.S. Postal Service (USPS),U.S. Secret Service | 0 | 0 | 2011-06-29T17:18:44.640000-04:00 | ||
| 1106899 | TRIBUTARY LLP c7f9bcc0-6c08-41f7-a201-9fc89bad1fd1 | Q2 | TRIBUTARY LLP | 319756 | CHRO ASSOCIATION (FKA HR POLICY ASSOCIATION) | 2011 | second_quarter | FIN | H.R. 1062, Burdensome Data Collection Relief Act to Repeal Section 953(b) of the Dodd-Frank Act P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, all provisions relating to executive compensation and corporate governance Comment Letter on Proposed Guidance by the Federal Reserve, OCC, SEC, OTS and FDIC related to executive compensation in large complex banking organizations under Section 956 of Dodd-Frank Act Discussions with SEC regarding implementation of Section 954 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Comment letter to SEC regarding proposed regulations implementing Section 952 of P.L. 111-203, Dodd-Frank Wall Street Return and Consumer Protection Act of 2010. | Employment Standards Administration,Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 380000 | 0 | 0 | 2011-06-30T13:43:06.140000-04:00 | |
| 1106961 | JOLLY/RISSLER, INC. e3c49d87-91ec-40cd-982f-a52e1d8a0820 | Q2 | JOLLY/RISSLER, INC. | 20835 | AFLAC INCORPORATED | 2011 | second_quarter | FIN | Issues related to insurance sales and underwriting | HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 130000 | 0 | 0 | 2011-07-01T07:27:51.730000-04:00 | |
| 1107004 | JOHN SATAGAJ eb98cbe3-ab74-46c2-a6f5-2d236c91808e | Q2 | JOHN SATAGAJ | 23064 | NATIONAL HOME FURNISHINGS ASSOCIATION | 2011 | second_quarter | FIN | Consumer Credit | Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,White House Office | 0 | 0 | 2011-07-01T10:49:14.163000-04:00 | ||
| 1107106 | ALAN REUTHER 15d9f597-37a9-44f7-ae83-d9439eebfe06 | Q2 | ALAN REUTHER | 400618875 | UAW RETIREE MEDICAL BENEFITS TRUST | 2011 | second_quarter | FIN | Oversight of Financial Advisers | Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,White House Office | 15000 | 0 | 0 | 2011-07-01T13:47:59.503000-04:00 | |
| 1107117 | MCMURRAY STRATEGY GROUP, LLC 4973f769-53a8-43b1-b208-24e27423244f | Q2 | MCMURRAY STRATEGY GROUP, LLC | 400339575 | THE AGILE FUNDS INVESTOR COMMITTEE | 2011 | second_quarter | FIN | Discussed HR 1987 Ponzi Scheme Investor Protection Act of 2011 that will amend the Securities Investor Protection Act of 1970 to provide insurance coverage for certain indirect investors caught in Ponzi schemes. Monitored and discussed HR 757 Equitable Treatment of Investors Act which would amend the Securities Investor Protection Act of 1970 to revise the definition of "net equity." | HOUSE OF REPRESENTATIVES | 0 | 0 | 2011-07-01T14:49:11.080000-04:00 | ||
| 1107187 | MR. ROBERT ZIMMER 5b14d3c9-ceb7-4aba-acd9-1ff89f88f49c | Q2 | MR. ROBERT ZIMMER | 400531587 | COMMUNITY HOME LENDERS OF AMERICA (FKA COMMUNITY MORTGAGE LENDERS OF AMERICA) | 2011 | second_quarter | FIN | Regulatory work resulting from Dodd-Frank Act; specifically the Qualifed Residential Mortgage rule; Loan Officer Compensation rule under TILA. | HOUSE OF REPRESENTATIVES,SENATE | 23000 | 0 | 0 | 2011-07-03T15:16:26.937000-04:00 | |
| 1107209 | MORRISON PUBLIC AFFAIRS GROUP 008841a7-63d8-44d8-b37a-57e87932b73c | Q2 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2011 | second_quarter | FIN | Mortgage insurance regulation and related policies Future structure for housing finance | Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2011-07-03T18:04:45.470000-04:00 | |
| 1107352 | BARLOW CONSULTING, INC e4a4cbd6-2f7b-47a2-bcc3-234890b256c4 | Q2 | BARLOW CONSULTING, INC | 400420001 | TULEPAN MANAGEMENT | 2011 | second_quarter | FIN | ObtainingNew Market Tax Credits for Florida | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2011-07-05T12:11:00.863000-04:00 | ||
| 1107378 | DUTKO WORLDWIDE, LLC e072de8c-0249-4400-9291-f1f9d0a5f58c | Q2 | DUTKO WORLDWIDE, LLC | 12868 | AMERICAN CHEMISTRY COUNCIL | 2011 | second_quarter | FIN | Monitored legislation affecting the financial system, including H.R. 87: To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act, and H.R. 1062: Burdensome Data Collection Relief Act. | Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2011-07-05T12:35:16.313000-04:00 | |
| 1107387 | DUTKO WORLDWIDE, LLC 08b1bd43-9def-4d2c-aa65-9fe7971cadbc | Q2 | DUTKO WORLDWIDE, LLC | 12868 | CITGO PETROLEUM CORPORATION | 2011 | second_quarter | FIN | Monitor potential derivatives-related modifications to Dodd-Frank Act (Wall Street Reform and Consumer Protection Act of 2009), including H.R. 1573 and the Business Risk Mitigation and Price Stabilization Act of 2011 (H.R. 1610). | Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT) | 110000 | 0 | 0 | 2011-07-05T12:41:21.330000-04:00 | |
| 1107443 | MALKIN & ROSS 98719364-8404-46cc-ae73-d80ae6e9192c | Q2 | MALKIN & ROSS | 400390815 | ELLIOTT MANAGEMENT | 2011 | second_quarter | FIN | H.R. 1798, Judgment Evading Foreign States Accountability Act of 2011 | HOUSE OF REPRESENTATIVES | 15000 | 0 | 0 | 2011-07-05T13:30:43.377000-04:00 | |
| 1107568 | ILLINOIS GOVERNMENTAL CONSULTING GROUP, LLC 3e62c1f9-edc2-4c24-8271-d5719f05ea58 | Q2 | ILLINOIS GOVERNMENTAL CONSULTING GROUP, LLC | 400273263 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA ("CFSA") | 2011 | second_quarter | FIN | Pursue agenda as directed by client | HOUSE OF REPRESENTATIVES | 5000 | 0 | 0 | 2011-07-05T17:50:49.287000-04:00 | |
| 1107579 | CYBER SECURITY RESEARCH CONSULTANTS, LLC 6dbe0184-4fa5-4bd4-83a1-cf919e63b446 | Q2 | CYBER SECURITY RESEARCH CONSULTANTS, LLC | 91694 | THE LIVINGSTON GROUP (ON BEHALF OF U.S. CHAMBER OF COMMERCE) | 2011 | second_quarter | FIN | FY 12 Financial Services Appropriations Act | HOUSE OF REPRESENTATIVES,SENATE | 6000 | 0 | 0 | 2011-07-05T21:13:58.047000-04:00 | |
| 1107580 | CYBER SECURITY RESEARCH CONSULTANTS, LLC b223ba85-3536-4b5f-984a-ef7a156898c5 | Q2 | CYBER SECURITY RESEARCH CONSULTANTS, LLC | 91694 | U.S. CHAMBER OF COMMERCE | 2011 | second_quarter | FIN | FY 12 Financial Services Appropriations FY 12 CJS Appropriations | HOUSE OF REPRESENTATIVES | 18000 | 0 | 0 | 2011-07-05T21:14:58.860000-04:00 | |
| 1107640 | MS. ELLEN MARSHALL 7f979b7e-cc12-4380-9f1b-0bf286423caa | Q2 | MS. ELLEN MARSHALL | 297716 | BOND DEALERS OF AMERICA | 2011 | second_quarter | FIN | Issues relating to Dodd-Frank legislation, including proposed fiduciary standard, capital requirements, and cost-benefit analysis for proposed rulemakings | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2011-07-06T11:03:33.497000-04:00 | |
| 1107862 | FOGNANI & FAUGHT PLLC 9799a065-68ac-4534-8bc0-bcf402d10127 | 2A | FOGNANI & FAUGHT PLLC | 44014 | IVANHOE CAPITAL CORPORATION | 2011 | second_quarter | FIN | Provision of information concerning Financial Institutions/Investments/Sec issues | 0 | 0 | 2011-07-06T16:48:35.337000-04:00 | |||
| 1107977 | CLARK & WEINSTOCK 5b5a3a5f-9603-4673-9fee-5cec6e3013f3 | Q2 | CLARK & WEINSTOCK | 9443 | AGSTAR FINANCIAL SERVICES ACA | 2011 | second_quarter | FIN | General representation for AgStar, primarily liaison between AgStar, Congress and agricultural trade organizations, including the Farm Credit Council. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-07T10:55:51.737000-04:00 | |
| 1108068 | PUBLIC AFFAIRS RESOURCES, INC. 9a90fce1-7093-47a9-a6d0-ed902f74b3c4 | Q2 | PUBLIC AFFAIRS RESOURCES, INC. | 31270 | PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ) | 2011 | second_quarter | FIN | Fees for Paper Statements | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-07T12:58:21.857000-04:00 | |
| 1108126 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 43f8e746-3643-4676-bf16-59d31de95eb0 | Q2 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2011 | second_quarter | FIN | H.R. 4 - Comprehensive 1099 Taxpayer Protection and Repayment of Exchange Subsidy Overpayments Act of 2011 (Repeal of 1099 reporting requirements) S. 712 - Financial Takeover Repeal Act of 2011 (Repeal of Dodd Frank Act) H.R. 1081 - Consumers Payment System Protection Act (Delay and Study of debit interchange regulation) S 575 - Debit Interchange Fee Study Act of 2011(Delay and study of debit interchange regulation) S.AMDT.392 - To improve the regulatory structure for electronic debit card transactions, and for other purposes (Delay and study of debit interchange regulation) H.R. 1418 - Small Business Lending Enhancement Act of 2011 (Expansion of credit unions commercial lending powers) S. 509 - Small Business Lending Enhancement Act of 2011 (Expansion of credit unions commercial lending powers) Farm Credit Administration (FCA) - Federal Credit Service (FCS) lenders bidding on loans of failed banks from the FDIC Farm Credit Systems Rural Community Investment proposal Implementation of the Small Business Lending Fund (SBLF) including dividend restrictions and funding delays H.R. 1697 - Communities First Act (all, including tiered supervision and regulation of community banks) H.R. 1249 - Leahy-Smith America Invents Act (Section 18 only) QRM Qualified Residential Mortgages Consumer Financial Protection Bureau focus on too-big-to-fail banks and financial firms and shadow financial industry, the high standards for consumer compliance required of community banks, accommodation of community banks in serving the needs of their customers, avoid hindering product innovation and customer service, regulatory compliance and increased regulatory burden, and regulatory relief FDIC Insurance reforms - implementation of assessment base change, Deposit Insurance Fund (DIF), premium rates, restoration of target reserve ratios, permanent extension of the Transaction Account Guarantee (TAG) program Regulation of too-big-to-fail banks and financial firms and the shadow financial industry, separation of banking and com… | Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2011-07-07T15:42:15.243000-04:00 | |
| 1108218 | JM FAMILY ENTERPRISES, INC 0183a696-5a0b-4faf-8e7f-01ba6e0ff27e | Q2 | JM FAMILY ENTERPRISES, INC | 20620 | JM FAMILY ENTERPRISES INC | 2011 | second_quarter | FIN | Proposed Consumer Finance Protection Board | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2011-07-07T16:43:06.633000-04:00 | |
| 1108237 | DUTKO WORLDWIDE, LLC 81ea8810-f053-4de7-a046-8b3ea25a85a0 | Q2 | DUTKO WORLDWIDE, LLC | 12868 | FOREX CAPITAL MARKETS LLC | 2011 | second_quarter | FIN | Provide strategy and advice to Forex on legislation that affects them and their industry, including implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) and other executive branch regulations affecting the retail foreign exchange business such as definitions and regulation of swap execution facilities (SEF) and the segregated funds rule. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2011-07-07T16:51:15.350000-04:00 | |
| 1108274 | CRACKER BARREL OLD COUNTRY STORE, INC. 93f302b4-8a85-46ec-93cf-9d09d70811fd | Q2 | CRACKER BARREL OLD COUNTRY STORE, INC. | 400721169 | CRACKER BARREL OLD COUNTRY STORE, INC. | 2011 | second_quarter | FIN | S. 575 and H.R. 1081, relating to debit card interchange fees and Federal Reserve regulation thereof Federal Reserve rulemaking on debit card interchange fees (section 1075 of the Dodd-Frank law, P.L. 111-203 Tester amendment on debit card interchange fee regulation, to Senate Economic Development Act legislation | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-07T17:33:33.617000-04:00 | |
| 1108347 | MEHLMAN CONSULTING, INC. 3b05656e-c1b3-43e0-a26b-11fa69e5bdd3 | Q2 | MEHLMAN CONSULTING, INC. | 284950 | DAVIDSON KEMPNER CAPITAL MANAGEMENT | 2011 | second_quarter | FIN | Issues related to Credit Default Swaps, Credit Reporting Agencies Issues related to interchange fees on debit cards | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2011-07-08T09:35:17.217000-04:00 | |
| 1108438 | MEHLMAN CONSULTING, INC. 343d5c3e-4979-411d-9919-9b56c9d8b904 | Q2 | MEHLMAN CONSULTING, INC. | 284950 | SLARS (STUDENT LOAN AUCTION RATE SECURITIES) COALITION | 2011 | second_quarter | FIN | Relief for the holders of Student Loan Auction Rate Securities S. 1068, Student Loan Simplification Opportunity Act | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2011-07-08T10:38:34.183000-04:00 | |
| 1108449 | ACT FOR AMERICA e4a69e29-3377-45ea-bda8-b18949cb9c29 | Q2 | ACT FOR AMERICA | 400434104 | ACT FOR AMERICA | 2011 | second_quarter | FIN | Shariah Compliant Finance: ACT! for America opposes Shariah Compliant Finance transactions for a variety of reasons including that there is no full disclosure or transparency about these products. General Issue Lobbying only - We are not supporting or opposing any particular legislation at this time. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-08T10:43:38.950000-04:00 | |
| 1108523 | COLORADO SPRINGS UTILITIES 19c85039-4646-43ca-a09d-52c2576a9a35 | Q2 | COLORADO SPRINGS UTILITIES | 40029251 | COLORADO SPRINGS UTILITIES | 2011 | second_quarter | FIN | CFTC Rulemakings on Dodd-Frank - extend the statutory deadline for the promulgation of the derivatives rules; | HOUSE OF REPRESENTATIVES,SENATE | 48000 | 0 | 0 | 2011-07-08T12:18:30.977000-04:00 | |
| 1108595 | COZEN O'CONNOR PUBLIC STRATEGIES 192fdc09-5647-482c-9d13-3dd5e55ec8e9 | Q2 | COZEN O'CONNOR PUBLIC STRATEGIES | 400459252 | FAMILY MANAGEMENT CORPORATION | 2011 | second_quarter | FIN | Treatment of losses related to Bernard L. Madoff Investment Securities, LLC | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2011-07-08T14:06:16.603000-04:00 | |
| 1108672 | DUTKO WORLDWIDE, LLC db4e2300-082e-4fb7-9459-04f9df811ea9 | 2T | DUTKO WORLDWIDE, LLC | 12868 | HSBC (HOUSEHOLD INTL) | 2011 | second_quarter | FIN | Monitor and advise client on strategy related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) and the Basel III international financial accords; provide legislative intelligence and information to client regarding the creation of a U.S. covered bonds market; Monitor and advise client on any legislation and/or regulation affecting the U.S. mortgage market. | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 0 | 1 | 2011-07-08T14:24:51.757000-04:00 | ||
| 1108889 | THE ASSOCIATION OF MORTGAGE INVESTORS 997eb7c7-309e-4ca0-8396-960d54a9f620 | Q2 | THE ASSOCIATION OF MORTGAGE INVESTORS | 400614861 | THE ASSOCIATION OF MORTGAGE INVESTORS | 2011 | second_quarter | FIN | GSE Reform, Securitization, Servicing Standards | Federal Reserve System,Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 195888 | 0 | 0 | 2011-07-08T19:24:41.807000-04:00 | |
| 1108952 | BEN BARNES GROUP LP ee28e294-7d76-4335-91e7-78f53128bfd1 | Q2 | BEN BARNES GROUP LP | 5415 | SHARP & BARNES LP | 2011 | second_quarter | FIN | Online Consumer Network - Issues pertaining to microloans aks apyday loans | HOUSE OF REPRESENTATIVES,SENATE | 100000 | 0 | 0 | 2011-07-10T13:50:49.017000-04:00 | |
| 1108969 | ALBERTINE ENTERPRISES, INC. ccbfb4c6-2dc6-47ba-a507-46826028936d | Q2 | ALBERTINE ENTERPRISES, INC. | 795 | AURA INC | 2011 | second_quarter | FIN | Consumer Financial Protection Agency Bill | HOUSE OF REPRESENTATIVES,SENATE | 18000 | 0 | 0 | 2011-07-10T14:08:57.920000-04:00 | |
| 1109010 | INTERNATIONAL DERIVATIVES CLEARING GROUP, LLC fc6f7b9f-b958-4e3a-bb49-fbf3c2eee99a | Q2 | INTERNATIONAL DERIVATIVES CLEARING GROUP, LLC | 400537611 | INTERNATIONAL DERIVATIVES CLEARING GROUP LLC | 2011 | second_quarter | FIN | issues related to the clearing of interest rate swaps | Commodity Futures Trading Commission (CFTC) | 0 | 0 | 2011-07-11T09:11:18.723000-04:00 | ||
| 1109083 | DEBEVOISE & PLIMPTON LLP 036fd852-78a7-467d-a45b-9e13342daacb | Q2 | DEBEVOISE & PLIMPTON LLP | 400708125 | PRIVATE EQUITY GROWTH CAPITAL COUNCIL | 2011 | second_quarter | FIN | Issues under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 affecting private equity funds and their managers, including specifically (1) incentive-based compensation restrictions (SEC Release No. 34-64140), (2) Form PF (SEC Release No. IA-3145) and (3) investment adviser registration (including SEC Release No. IA-3110). | Securities & Exchange Commission (SEC) | 90000 | 0 | 0 | 2011-07-11T11:24:11.843000-04:00 | |
| 1109162 | DUTKO WORLDWIDE, LLC 90e8be92-1aca-472e-bd08-c48c953fb7a1 | Q2 | DUTKO WORLDWIDE, LLC | 12868 | U.S.A.A. | 2011 | second_quarter | FIN | Advise client on ongoing implementation of insurance provisions as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) including the creation and implementation of the Federal Insurance Office (FIO). Monitor and track any additional legislation or regulatory issue related to the insurance industry. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2011-07-11T12:02:56.937000-04:00 | |
| 1109237 | HOLLAND & KNIGHT LLP cf47c5c5-3f1b-4ead-b7ea-b91ec9587963 | Q2 | HOLLAND & KNIGHT LLP | 18466 | AMERICAN RESORT DEVELOPMENT ASSOCIATION | 2011 | second_quarter | FIN | Work on predatory lending issues in H.R. 4173 and conference bill text as they affect the timeshare industry. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2011-07-11T12:29:31.577000-04:00 | ||
| 1109294 | HOLLAND & KNIGHT LLP d4457c83-4fbd-47e7-964e-56a22f0c49f2 | Q2 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2011 | second_quarter | FIN | Legislation and policies affecting financial services; including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2011-07-11T13:19:02.810000-04:00 | |
| 1109433 | BECKER & POLIAKOFF, P.A. 03eaabc4-e5f1-480e-b183-accf7d3660a6 | Q2 | BECKER & POLIAKOFF, P.A. | 283696 | MARSHA PESHKIN | 2011 | second_quarter | FIN | Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2011-07-11T14:45:23.747000-04:00 | ||
| 1109571 | VENABLE LLP e68a8123-8e3b-47c4-a09d-a1e10e31b6fa | Q2 | VENABLE LLP | 39941 | PRIVATE INVESTOR COALITION | 2011 | second_quarter | FIN | Reform of the Dodd-Frank Act | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) | 50000 | 0 | 0 | 2011-07-11T16:59:44.343000-04:00 | |
| 1109666 | THE BUSINESS ROUNDTABLE, INC. 314d4880-bbca-43ea-9d97-a21562333455 | Q2 | THE BUSINESS ROUNDTABLE, INC. | 7543 | BUSINESS ROUNDTABLE INC | 2011 | second_quarter | FIN | H.R. 1610, Business Risk Mitigation and Price Stabilization Act of 2011; all provisions H.R. 1062, Burdensome Data Collection Relief Act; all provisions S. 947, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes; all provisions | Commodity Futures Trading Commission (CFTC),Education, Dept of,Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Office of Management & Budget (OMB),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) | 2730000 | 0 | 0 | 2011-07-11T21:38:54.430000-04:00 | |
| 1109836 | SQUIRE PATTON BOGGS 2e2cdb0c-ea7a-4078-a1f8-532a1bc6678a | Q2 | SQUIRE PATTON BOGGS | 30906 | AMERICAN ASSOCIATION OF RESPONSIBLE AUTO LENDERS | 2011 | second_quarter | FIN | Issues related to the powers and jurisdiction of the Consumer Financial Protection Bureau. | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2011-07-12T10:36:02.857000-04:00 | |
| 1109878 | SQUIRE PATTON BOGGS 0ead9fca-9f5f-45ff-bcf0-f81dfd39f73c | Q2 | SQUIRE PATTON BOGGS | 30906 | LONDON STOCK EXCHANGE | 2011 | second_quarter | FIN | Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2011-07-12T10:43:22.310000-04:00 | |
| 1109917 | CASSIDY & ASSOCIATES, INC. 17039891-bef1-4ba9-a198-e2f454179b8b | Q2 | CASSIDY & ASSOCIATES, INC. | 8453 | OCEAN SPRAY CRANBERRIES | 2011 | second_quarter | FIN | Proposed sugar excise tax | Agriculture, Dept of (USDA),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 100000 | 0 | 0 | 2011-07-12T10:59:46.497000-04:00 | |
| 1109973 | AUTO CARE ASSOCIATION 39e2631f-21ad-457f-8273-d89cdf0cc67b | Q2 | AUTO CARE ASSOCIATION | 52696 | AUTO CARE ASSOCIATION | 2011 | second_quarter | FIN | Supported Extension of SBA loan program stimulus provisions in the American Recovery and Reinvestment Act through the end of 2010 (H.R. 5297). Opposed Tester-Corker amendment to postpone implementation of swie fee reform in Dodd-Franks Wall Street Reform and Consumer Protection Act. | Commerce, Dept of (DOC),Environmental Protection Agency (EPA),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 499262 | 0 | 0 | 2011-07-12T11:24:14.013000-04:00 | |
| 1110055 | COUNCIL OF INSTITUTIONAL INVESTORS a8ed899d-d92e-4165-a333-ebcffc8efe9c | Q2 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2011 | second_quarter | FIN | Dodd-Frank Wall Street Consumer Reform and Protection Act- Implementation issues SEC and CFTC Funding Issues | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 0 | 0 | 2011-07-12T12:40:03.473000-04:00 | ||
| 1110266 | THE MADISON GROUP 8b3d8927-dbc8-4242-8c93-c8e0cb2ca36d | Q2 | THE MADISON GROUP | 284050 | GENWORTH FINANCIAL | 2011 | second_quarter | FIN | Reg. Reform, Financial Reform Risk Retention | HOUSE OF REPRESENTATIVES,SENATE | 39000 | 0 | 0 | 2011-07-12T15:00:16.753000-04:00 | |
| 1110288 | R-CALF UNITED STOCKGROWERS OF AMERICA d7e41014-5284-4283-93d7-1043360f86aa | Q2 | R-CALF UNITED STOCKGROWERS OF AMERICA | 81054 | R-CALF UNITED STOCKGROWERS OF AMERICA | 2011 | second_quarter | FIN | Reform of commodity futures markets to limit excessive speculation and increase market transparency, oversight and accountability through CFTC's rulemaking to implement the Wall Street Reform Act passed in 2010. To urge the CFTC to reject proposal by the Chicago Merchantile Exchange (CME) to change the weight catagories of cattle used to calculate the CBE Feeder Cattle Index. | Agriculture, Dept of (USDA),Bureau of Land Management (BLM),Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Justice, Dept of (DOJ),President of the U.S.,SENATE,Treasury, Dept of,U.S. International Trade Commission (ITC),U.S. Trade Representative (USTR),White House Office | 50000 | 0 | 0 | 2011-07-12T15:11:35.957000-04:00 | |
| 1110420 | KATE MOSS 2ec6bd20-48a2-43d6-9666-ff4a4d469a2b | Q2 | KATE MOSS | 25988 | MORGAN STANLEY | 2011 | second_quarter | FIN | Implementation of Dodd/Frank | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2011-07-12T16:07:06.783000-04:00 | |
| 1110493 | SHARP & BARNES, LP b469a8e6-2430-4d79-81ed-34d7cae83a4c | Q2 | SHARP & BARNES, LP | 400309445 | ONLINE CONSUMERS NETWORK | 2011 | second_quarter | FIN | Issues pertaining to microloans, aka payday loans | HOUSE OF REPRESENTATIVES,SENATE | 100000 | 0 | 0 | 2011-07-12T16:56:56.047000-04:00 | |
| 1110600 | STRATEGIC MARKETING INNOVATIONS 258361e5-e67f-4b65-b208-07d8c509e6e3 | Q2 | STRATEGIC MARKETING INNOVATIONS | 60550 | UNIVERSITY OF DAYTON | 2011 | second_quarter | FIN | Funding for non profit business assistance | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) | 20000 | 0 | 0 | 2011-07-12T18:59:40.317000-04:00 | |
| 1110672 | FELICIA SMITH LAW OFFICE, P.C. b40d6b9d-3d5c-4a02-b774-03a21ce373c3 | Q2 | FELICIA SMITH LAW OFFICE, P.C. | 400739214 | THE FINANCIAL SERVICES ROUNDTABLE | 2011 | second_quarter | FIN | Department of Labor, Definition of the Term Fiduciary, RIN 1210-AB32, 75 FR 65263 (Oct. 22, 2010) (Proposing Release) | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),SENATE,Treasury, Dept of | 0 | 0 | 2011-07-13T08:34:12.917000-04:00 | ||
| 1110697 | NATIONAL MULTIFAMILY HOUSING COUNCIL, INC. cbbb8f25-ca1f-44dd-adef-5e5aaecb780f | Q2 | NATIONAL MULTIFAMILY HOUSING COUNCIL, INC. | 28220 | NATIONAL MULTIFAMILY HOUSING COUNCIL INC | 2011 | second_quarter | FIN | GSE reform H.R. 31 - Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act of 2011 (all provisions) H.R. 940 - United States Covered Bond Act of 2011 (all provisions) H.R. 1221 - Equity in Government Compensation Act of 2011 (all provisions) H.R. 1082 - Small Business Capital Access and Job Preservation Act; Asked House Financial Services Committee to include report language stating the Committees intent that real estate funds would be included in bills exemption of private equity fund advisors from SEC registration and reporting. H.R. 1182 - GSE Bailout Elimination and Taxpayer Protection Act (all provisions) H.R. 1222 - GSE Subsidy Elimination Act of 2011 (all provisions) H.R. 1223 - GSE Credit Risk Equitable Treatment Act of 2011 (all provisions) H.R. 1224: GSE Portfolio Risk Reduction Act of 2011, GSE portfolio limits; Asked House Financial Services Committee to include possible amendment regarding protecting multifamily as GSE portfolios are reduced H.R. 1225 - GSE Debt Issuance Approval Act of 2011 (all provisions) H.R. 1226 - GSE Mission Improvement Act of 2011 (all provisions) H.R. 1227 - GSE Risk and Activities Limitation Act of 2011 (all provisions); Asked House Financial Services Committee to include possible amendment that would allow GSEs to offer new mortgage products if they protected taxpayers P.L. 111-203, DoddFrank Wall Street Reform and Consumer Protection Act H.R. 1610 - Business Risk Mitigation and Price Stabilization Act of 2011; To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934 FHA: worked on testimony for 5/25 hearing before House Financial Services on Federal Housing Administrations FHA programs. GSE Multifamily Portfolios: Asked that House Financial Services Committee send Federal Housing Finance Agency (FHFA) a letter asking for information regarding GSE portfolio holdings and products. Fair Market Rents Transformation Rental Initiative Lease Accounting Rules: Joined coalition le… | Energy, Dept of,Environmental Protection Agency (EPA),Federal Housing Finance Agency (FHFA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Natl Economic Council (NEC),Natl Labor Relations Board (NLRB),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office | 850000 | 0 | 0 | 2011-07-13T09:03:21.793000-04:00 | |
| 1110756 | DOWNEY MCGRATH GROUP, INC. 8d63643e-b97a-4a3d-b517-a00cf4042146 | Q2 | DOWNEY MCGRATH GROUP, INC. | 12573 | ENTRUST CAPITAL INC | 2011 | second_quarter | FIN | HR 1082 - Small Business Capital and Access Job Preservation Act | 0 | 0 | 2011-07-13T09:39:00.073000-04:00 | |||
| 1110817 | THE WALTER GROUP 44ce702e-e675-49f9-b455-72d9f2cd4869 | Q2 | THE WALTER GROUP | 309537 | JPMORGAN CHASE & CO | 2011 | second_quarter | FIN | Implementation of Dodd-Frank, general tax issues, deritives | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-13T10:08:54.277000-04:00 | |
| 1110836 | THE WALTER GROUP 771fdf2a-15a2-4ab6-9c85-ca3fab753460 | Q2 | THE WALTER GROUP | 309537 | SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSN (SIFMA) | 2011 | second_quarter | FIN | Implementation of Dodd/Frank, derivitives, and general tax issues | HOUSE OF REPRESENTATIVES,SENATE | 45000 | 0 | 0 | 2011-07-13T10:17:58.463000-04:00 | |
| 1110842 | THE WASHINGTON TAX & PUBLIC POLICY GROUP d74b30f5-3b0a-4abf-a6dd-4f4c2bc54e5b | Q2 | THE WASHINGTON TAX & PUBLIC POLICY GROUP | 294930 | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | 2011 | second_quarter | FIN | Issues relating to the treatment of derivatives. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-13T10:20:52.493000-04:00 | |
| 1110854 | THE WALTER GROUP fdedeed1-8a6f-449e-9cd8-3cac798ed982 | Q2 | THE WALTER GROUP | 309537 | REGIONS FINANCIAL CORP | 2011 | second_quarter | FIN | Implementation of Dodd/Frank | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2011-07-13T10:23:01.760000-04:00 | |
| 1110877 | NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES 84f77d2d-fbdd-47c5-863c-ab50b44b6e89 | Q2 | NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES | 26945 | NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES | 2011 | second_quarter | FIN | To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 87/S. 712, all provisions Responsible Consumer Financial Protection Regulations Act H.R. 1121, all provisions Bureau of Consumer Financial Protection Transfer Clarification Act H.R. 1667, all provisions Consumer Financial Protection Safety and Soundness Improvement Act H.R. 1315, all provisions | HOUSE OF REPRESENTATIVES,SENATE | 262000 | 0 | 0 | 2011-07-13T10:30:14.493000-04:00 | |
| 1111035 | GRAY GLOBAL ADVISORS, LLC 3c1195c6-5df4-4466-8958-71c6d7581414 | Q2 | GRAY GLOBAL ADVISORS, LLC | 295053 | UNITED SERVICES AUTOMOBILE ASSOCIATION | 2011 | second_quarter | FIN | Matters related to insurance and financial services legislation. | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2011-07-13T11:16:49.463000-04:00 | |
| 1111058 | MILLER & CHEVALIER CHARTERED bd61cf00-8ebf-423f-8078-4e328d2cd351 | Q2 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2011 | second_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 160000 | 0 | 0 | 2011-07-13T11:27:03.337000-04:00 | |
| 1111080 | DOWNEY MCGRATH GROUP, INC. 772473ab-b7b1-4b30-9810-078f60c5e709 | Q2 | DOWNEY MCGRATH GROUP, INC. | 12573 | INTERCONTINENTAL EXCHANGE | 2011 | second_quarter | FIN | Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act; Title 7 - derivatives proposed acquisition of New York Stock Exchange | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Economic Council (NEC),SENATE | 40000 | 0 | 0 | 2011-07-13T11:38:15.650000-04:00 | |
| 1111109 | DOWNEY MCGRATH GROUP, INC. f84849ae-fa14-45c7-aaab-eadb78375054 | Q2 | DOWNEY MCGRATH GROUP, INC. | 12573 | LAZARD GROUP LLC | 2011 | second_quarter | FIN | Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to securities holding companies | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2011-07-13T11:50:33.993000-04:00 | |
| 1111245 | FIERCE, ISAKOWITZ & BLALOCK 69f4e27d-c286-44db-a2fc-d64075893ea0 | Q2 | FIERCE, ISAKOWITZ & BLALOCK | 44812 | DELTA AIR LINES, INC. | 2011 | second_quarter | FIN | H.R. 2072- Securing American Jobs through Exports Act of 2011, Export/Import Bank Reauthorization | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2011-07-13T13:26:10.093000-04:00 | |
| 1111330 | KEYCORP 8faf3a76-2d56-4d2e-9754-59d84df9141e | Q2 | KEYCORP | 400276327 | KEYCORP | 2011 | second_quarter | FIN | Interchange | HOUSE OF REPRESENTATIVES,SENATE | 35000 | 0 | 0 | 2011-07-13T14:03:38.373000-04:00 | |
| 1111367 | SMITH, COSTELLO & CRAWFORD ca414dac-a264-41b4-86d0-b76b1a25d413 | Q2 | SMITH, COSTELLO & CRAWFORD | 35742 | INVESTMENT COMPANY INSTITUTE | 2011 | second_quarter | FIN | Financial Reorganization Legislation; Mutual Fund Issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-13T14:29:55.920000-04:00 | |
| 1111398 | CORNERSTONE GOVERNMENT AFFAIRS, INC. 9faacd7d-102b-4b82-b6f7-7fd016ca92ae | Q2 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | ICON CAPITAL CORPORATION | 2011 | second_quarter | FIN | Legislative proposal related to the related business income tax. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2011-07-13T14:40:14.403000-04:00 | |
| 1111418 | CORNERSTONE GOVERNMENT AFFAIRS, INC. b283b5f8-c91f-4dc2-a82f-b016c1d04233 | Q2 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | COBANK | 2011 | second_quarter | FIN | Preserve the ability to effectively hedge risks in the derivatives markets, implementation of the Dodd-Frank Act. | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2011-07-13T14:44:25.247000-04:00 | |
| 1111439 | CORNERSTONE GOVERNMENT AFFAIRS, INC. 39d50273-5559-4d1a-b7fb-03180055bd1f | Q2 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | VISA | 2011 | second_quarter | FIN | Electronic payments | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2011-07-13T14:49:34.420000-04:00 | |
| 1111497 | ACG ADVOCACY 4eed816e-5c85-4f59-9ade-cea4ec0eaa31 | 2T | ACG ADVOCACY | 2057 | TOYOTA MOTOR NORTH AMERICA, INC. | 2011 | second_quarter | FIN | Financial Regulatory Modernization Financial Regulatory Reform | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2011-07-13T15:05:00.763000-04:00 | |
| 1111588 | ACG ADVOCACY 2ab48d4c-9340-42ba-8db5-d75b92d817d7 | Q2 | ACG ADVOCACY | 2057 | EMERSON ECOLOGICS LLC | 2011 | second_quarter | FIN | Regulatory Reform | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2011-07-13T15:44:46.873000-04:00 | |
| 1111593 | ACG ADVOCACY eb2a5107-493a-4750-8fac-e388dc88881f | Q2 | ACG ADVOCACY | 2057 | MORGAN DREXEN, INC. | 2011 | second_quarter | FIN | Federal regulation of the debt settlement industry. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2011-07-13T15:47:49.967000-04:00 | |
| 1111741 | THE BAPTISTA GROUP fb4d74ff-e620-4961-b896-bb891a02175a | Q2 | THE BAPTISTA GROUP | 307091 | PRUDENTIAL FINANCIAL, INC. | 2011 | second_quarter | FIN | Monitoring issues impacting GSE's including: H.R. 1182 - GSE Bailout Elimination and Taxpayer Protection Act H.R. 1223 - GSE Credit Risk Equitable Treatment Act of 2011 H.R. 1224 - GSE Portfolio Risk Reduction Act of 2011 | HOUSE OF REPRESENTATIVES | 15000 | 0 | 0 | 2011-07-13T17:14:09.010000-04:00 | |
| 1111808 | LEVINE & COMPANY 75206370-3ad4-49bb-9656-952a367b461d | Q2 | LEVINE & COMPANY | 46916 | KOHLBERG KRAVIS & CO | 2011 | second_quarter | FIN | Tax and regulatory issues affecting private equity firms | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-13T19:43:41.400000-04:00 | |
| 1111810 | LEVINE & COMPANY 00d75bd2-0209-4b44-876f-85d6ebd9a8bd | Q2 | LEVINE & COMPANY | 46916 | REGIONS FINANCIAL CORPORATION | 2011 | second_quarter | FIN | Issues related to existing and future regulations of banks and financial institutions | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2011-07-13T19:50:42.337000-04:00 | |
| 1111852 | EQUIPMENT LEASING AND FINANCE ASSOCIATION cb464860-26b9-4bc6-91db-933203de9990 | Q2 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2011 | second_quarter | FIN | Financial Regulatory Reform/ Wall Street Reform and Consumer Protection Act of 2010 (P.L. 111-203) Securitization/ Risk Retention Rules/ ECOA | Federal Aviation Administration (FAA),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of | 60000 | 0 | 0 | 2011-07-14T09:04:03.627000-04:00 | |
| 1111858 | TORREY ADVISORY GROUP (FORMERLY MICHAEL TORREY ASSOCIATES, LLC) 47ab97c7-c60c-43bb-9e1a-3a0789671608 | Q2 | TORREY ADVISORY GROUP (FORMERLY MICHAEL TORREY ASSOCIATES, LLC) | 297033 | OPTIONS CLEARING CORPORATION | 2011 | second_quarter | FIN | Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restricting; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act. Governance Requirements and Risk Management Requirements of Derivatives Clearing Organizations and Clearing Agencies. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-14T09:10:08.703000-04:00 | |
| 1111873 | TORREY ADVISORY GROUP (FORMERLY MICHAEL TORREY ASSOCIATES, LLC) 8f813ce5-300e-48f1-a75f-09d2c8463aba | Q2 | TORREY ADVISORY GROUP (FORMERLY MICHAEL TORREY ASSOCIATES, LLC) | 297033 | MOTION PICTURE ASSOCIATION OF AMERICA | 2011 | second_quarter | FIN | Issues related to the implementation date of Dodd-Frank Wall Street Reform and Consumer Protection Act and the impact on movie futures. H.R. 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2011-07-14T09:28:15.890000-04:00 | |
| 1111934 | SQUIRE PATTON BOGGS 608262e9-d39b-4cac-95dc-205cf9fb80c6 | Q2 | SQUIRE PATTON BOGGS | 30906 | ASSURED GUARANTY | 2011 | second_quarter | FIN | Regulation of the over-the-counter derivatives market. H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 140000 | 0 | 0 | 2011-07-14T10:05:51.390000-04:00 | |
| 1112039 | SQUIRE PATTON BOGGS 55ced7e6-4f34-4538-bd54-51df4ecb30ac | Q2 | SQUIRE PATTON BOGGS | 30906 | DEPOSITORY TRUST CLEARING CORPORATION | 2011 | second_quarter | FIN | Issues related to Financial Services Regulatory Reform generally including the clearance and settlement of securities transactions, regulation of credit default swaps, regulation of the over-the-counter derivatives market. Issues related to creation of carbon markets. H.R. 4173, Dodd-Frank Wall Street Reform and consumer Protection Act of 2010. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 270000 | 0 | 0 | 2011-07-14T10:25:42.093000-04:00 | |
| 1112078 | SQUIRE PATTON BOGGS 073d0d91-f270-4303-8996-e2f26c7c7f95 | Q2 | SQUIRE PATTON BOGGS | 30906 | WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS | 2011 | second_quarter | FIN | Regulation of the over-the-counter derivatives market. H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 230000 | 0 | 0 | 2011-07-14T10:42:09.733000-04:00 | |
| 1112241 | EMERSON c0e3fde2-38bc-45b2-bf65-e4f8deb40907 | Q2 | EMERSON | 13506 | EMERSON | 2011 | second_quarter | FIN | Burdensome Data Collection Relief Act, H.R. 1062 Proxy Access Issues General Corporate Governance Reform Issues | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 311750 | 0 | 0 | 2011-07-14T11:45:41.310000-04:00 | |
| 1112290 | PARK STRATEGIES, LLC 6247c819-09fe-482e-abcd-ded2aaec3db2 | Q2 | PARK STRATEGIES, LLC | 58432 | BETHPAGE FEDERAL CREDIT UNION | 2011 | second_quarter | FIN | Operation of Finacial institutions | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2011-07-14T11:59:07.870000-04:00 | |
| 1112320 | RICH FEUER ANDERSON 5876c30b-273b-47d1-94a7-c1f12c3ac9b4 | Q2 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2011 | second_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-14T12:14:27.450000-04:00 | |
| 1112392 | FORSCEY, PLLC fed358f9-1004-4e17-adbf-6e6d0989226e | Q2 | FORSCEY, PLLC | 52880 | NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS | 2011 | second_quarter | FIN | Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2011-07-14T12:52:02.260000-04:00 | |
| 1112547 | PRIME POLICY GROUP 8042d9d5-00de-44a8-ab96-8a038869604b | Q2 | PRIME POLICY GROUP | 400532589 | PRAIRIE CAPITAL | 2011 | second_quarter | FIN | Home owner loss mitigation legislation. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2011-07-14T14:11:36.087000-04:00 | |
| 1112570 | KSG LLC, DBA KLEIN AND SAKS GROUP c784795c-2fa3-453d-a8b3-7db5eb75b29b | 2A | KSG LLC, DBA KLEIN AND SAKS GROUP | 83477 | WORLD GOLD TRUST SERVICES | 2011 | second_quarter | FIN | Regulations promulgated by FinCEN under the Bank Secrecy Act relating to Reports of Foreign Financial Accounts (31 CFR Part 1010) | Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,State, Dept of (DOS) | 42840 | 0 | 0 | 2011-07-14T14:19:50.040000-04:00 | |
| 1112642 | MONSTER WORLDWIDE 009f357a-e33d-4749-ba0d-d050889c4d2c | Q2 | MONSTER WORLDWIDE | 299310 | MONSTER WORLDWIDE | 2011 | second_quarter | FIN | Issues related to liquidity in the Student Loan Auction Rate Securities (SLARS) market. | HOUSE OF REPRESENTATIVES,SENATE,Veterans Affairs, Dept of (VA) | 140000 | 0 | 0 | 2011-07-14T14:44:29.743000-04:00 | |
| 1112685 | THE AMERICAN PUBLIC GAS ASSOCIATION e515aa8a-df22-498d-9977-2aadb8ce939f | Q2 | THE AMERICAN PUBLIC GAS ASSOCIATION | 74077 | AMERICAN PUBLIC GAS ASSOCIATION | 2011 | second_quarter | FIN | APGA has pushed for the passage of legislation and rulemakings that would increase natural gas market transparency and provide the CFTC with the resources needed to ensure appropriate level of market oversight. APGA has also opposed legislation/regulations that would require public gas systems to post margin for over-the-counter derivatives. | Commodity Futures Trading Commission (CFTC),Energy, Dept of,Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-14T14:50:43.807000-04:00 | |
| 1112794 | THE NICKLES GROUP, LLC e882afdf-0bef-43f4-bd7b-4533fae6a669 | Q2 | THE NICKLES GROUP, LLC | 293335 | FINANCIAL SERVICES CENTER OF AMERICA INC | 2011 | second_quarter | FIN | HR 1121 / S. 737, Responsible Consumer Financial Protection Regulations Act; H.R. 1667, Bureau of Consumer Financial Protection Transfer Clarification Act, issues related to regulation of check cashing and other money services. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2011-07-14T15:13:37.663000-04:00 | |
| 1112832 | PILLSBURY WINTHROP SHAW PITTMAN LLP 2368e4bc-9bcf-4717-93b9-ef58ba7886ee | Q2 | PILLSBURY WINTHROP SHAW PITTMAN LLP | 35002 | BLACKHAWK NETWORK | 2011 | second_quarter | FIN | Monitor credit card and pre-paid card legislation and impact on pre-paid card industry; monitor implementation of Dodd-Frank statute. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2011-07-14T15:30:55.570000-04:00 | |
| 1112905 | CONSTANTINE CANNON, LLP 001f3aa9-2011-4de4-a9df-4e3af179e0bc | Q2 | CONSTANTINE CANNON, LLP | 295532 | CONSUMER ELECTRONICS RETAILERS COALITION (CERC) | 2011 | second_quarter | FIN | SEC regulations concerning Conflict Minerals. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2011-07-14T15:47:25.490000-04:00 | ||
| 1112910 | PILLSBURY WINTHROP SHAW PITTMAN LLP c3960195-7241-448d-89ae-d8806a6498e1 | Q2 | PILLSBURY WINTHROP SHAW PITTMAN LLP | 35002 | LOMBARD INVESTMENTS | 2011 | second_quarter | FIN | Financial Investments/Institutions. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2011-07-14T15:48:27.833000-04:00 | ||
| 1112926 | UPSTREAM CONSULTING, INC. b7ab2e3a-aa70-48c6-8e6e-dddeef3936b8 | Q2 | UPSTREAM CONSULTING, INC. | 88278 | PRUDENTIAL FINANCIAL | 2011 | second_quarter | FIN | H.R.31, Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act of 2011; H.R.1221, Equity in Government Compensation Act of 2011; H.R.830, FHA Refinance Program Termination Act; Issues related to the taxation of life insurance and retirement saving products. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-14T15:52:36-04:00 | |
| 1112941 | PILLSBURY WINTHROP SHAW PITTMAN LLP 34b64557-723a-42d1-855b-d7bf9579b556 | Q2 | PILLSBURY WINTHROP SHAW PITTMAN LLP | 35002 | MITSUI OIL EXPLORATION COMPANY, LTD. | 2011 | second_quarter | FIN | Environmental, Natural Resources and Energy issues; offshore drilling regulations; oversight of Deepwater Horizon oil spill. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2011-07-14T15:55:42.507000-04:00 | |
| 1112962 | VENABLE LLP b74bdf76-4b38-4cce-99d1-6000dfaa6636 | Q2 | VENABLE LLP | 39941 | FINANCIAL EDUCATION AND COUNSELING ALLIANCE | 2011 | second_quarter | FIN | Legislative issues pertaining to financial counseling. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2011-07-14T16:00:53.660000-04:00 | |
| 1112966 | THE VELASQUEZ GROUP, L.L.C. 7608d2fb-cd9e-4422-b455-8ac1281fe0c0 | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | VISA INC | 2011 | second_quarter | FIN | Legislation to delay the implementation of the proposed or final rules issued under the Dodd Frank Wall Street Reform and Consumer Protection Act including S. 575, Debit Interchange Fee Study Act of 2011, all provisions; H.R. 1081, Consumer Payment System Protection Act, all provisions; potential amendments to S. 493, Small Business Reauthorization Act; Corker-Tester amendment to S.782, Economic Development Revitalization Act of 2011 pertaining debit interchange. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2011-07-14T16:02:56.117000-04:00 | |
| 1112999 | THE VELASQUEZ GROUP, L.L.C. 734be970-5f6f-430b-9915-00bce59f7af4 | Q2 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2011 | second_quarter | FIN | Proposed rulemaking as relates to the Dodd Frank Wall Street Reform and Consumer Protection Act; especially any regulation pertaining to fiduciary duty of securities brokers or self review organizations. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2011-07-14T16:14:09.727000-04:00 | |
| 1113041 | WEYERHAEUSER COMPANY 1925b6a7-2394-4e1f-b4d2-a4e1ead389f5 | Q2 | WEYERHAEUSER COMPANY | 41124 | WEYERHAEUSER COMPANY | 2011 | second_quarter | FIN | PL 111-203: Dodd-Frank Wall Street Reform and Consumer Protection Act (Business Conduct Standards related to the implementation of derivatives & swaps provisions); Issues: Use of swaps by pension funds HR 1573: To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption (Business Conduct Standards related to the implementation of derivatives & swaps provisions) | Agriculture, Dept of (USDA),Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Council on Environmental Quality (CEQ),Defense, Dept of (DOD),Energy, Dept of,Environmental Protection Agency (EPA),General Services Administration (GSA),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Labor, Dept of (DOL),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,U.S. Fish & Wildlife Service (USFWS),U.S. Forest Service,U.S. Trade Representative (USTR) | 750000 | 0 | 0 | 2011-07-14T16:26:31.710000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);