lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
898 rows where filing_period = "fourth_quarter", filing_year = 2017 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2052922 | ALTA CREST LLC c9d2dad9-49ca-490a-8c66-68ff4f90155a | Q4 | ALTA CREST LLC | 401104600 | SANOVAS, INC. | 2017 | fourth_quarter | FIN | Regulation D reform | HOUSE OF REPRESENTATIVES | 0 | 0 | 2017-10-23T17:14:51.797000-04:00 | ||
| 2055557 | 3 CLICK SOLUTIONS, LLC 81fb71aa-3162-4707-b804-6175034f7b10 | 4T | 3 CLICK SOLUTIONS, LLC | 400536607 | PROGRESSIVE FINANCIAL SERVICES,INC. | 2017 | fourth_quarter | FIN | Student loan collections program | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2017-11-16T16:39:28.950000-05:00 | |
| 2055920 | YODLEE INC. a2f3fabb-05ba-480c-911e-c6ad739ecf9a | 4T | YODLEE INC. | 401104165 | YODLEE INC. | 2017 | fourth_quarter | FIN | Consumer-permissioned financial data access issues; alternative data and credit reporting | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 1 | 2017-11-27T15:58:21.573000-05:00 | |
| 2056784 | THE VELASQUEZ GROUP, L.L.C. 816a7a3b-fd79-428b-b129-7c898e6743e8 | 4T | THE VELASQUEZ GROUP, L.L.C. | 53403 | ELECTRONIC PAYMENTS COALITION | 2017 | fourth_quarter | FIN | Monitoring of financial services generally, especially legislation pertaining to interchange fees on payment cards.. | HOUSE OF REPRESENTATIVES | 30000 | 0 | 1 | 2017-12-16T14:30:06.557000-05:00 | |
| 2057023 | BEN BARNES GROUP LP 17ff6344-8933-4c41-bd1f-fb12b895963f | 4T | BEN BARNES GROUP LP | 5415 | SCONSET STRATEGIES LLC ON BEHALF OF EXCHANGE CAPITAL | 2017 | fourth_quarter | FIN | Matters surrounding the sale of the Chicago Stock Exchange | SENATE | 0 | 1 | 2017-12-21T15:43:04.130000-05:00 | ||
| 2057045 | MODERN MARKETS INITIATIVE 5bedb678-e978-48ba-b4fb-2506528159a0 | Q4 | MODERN MARKETS INITIATIVE | 401104051 | MODERN MARKETS INITIATIVE | 2017 | fourth_quarter | FIN | Financial regulatory reform; national market structure issues; taxation of financial transactions; issues impacting quantitative trading; intellectual property protection for source code. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2017-12-22T11:23:39.243000-05:00 | |
| 2057090 | THE WILLIAMS GROUP 3612874e-b30b-4202-b9c9-78ea99c99b27 | Q4 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2017 | fourth_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 45000 | 0 | 0 | 2017-12-22T22:45:59.160000-05:00 | |
| 2057092 | THE WILLIAMS GROUP aa7b7883-f08d-4942-b865-fc0d83716390 | Q4 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2017 | fourth_quarter | FIN | Annual Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2017-12-22T22:47:02.130000-05:00 | |
| 2057095 | THE WILLIAMS GROUP 79c404f1-c8f0-41e6-b3d3-d575afb5aff6 | Q4 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2017 | fourth_quarter | FIN | Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2017-12-22T22:56:07.697000-05:00 | |
| 2057127 | REPUBLIC CONSULTING, LLC 89887f80-4d48-497b-8c58-45403a50513b | Q4 | REPUBLIC CONSULTING, LLC | 401016871 | NATIONAL READY MIXED CONCRETE ASSOCIATION | 2017 | fourth_quarter | FIN | Monitor the Reauthorization of the National Flood Insurance Program and advocate for resilient construction and usability standards, as well as improved public and private data sharing and integration. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-12-26T14:45:48.687000-05:00 | |
| 2057337 | NORTH STAR STRATEGIES, LLC 4a38889b-929e-4025-87c2-f1ff7411ef48 | Q4 | NORTH STAR STRATEGIES, LLC | 401104651 | ICO PATHFINDER | 2017 | fourth_quarter | FIN | Education of CryptoCurrency to members of Congress. | HOUSE OF REPRESENTATIVES,SENATE | 12500 | 0 | 0 | 2018-01-01T13:46:43.933000-05:00 | |
| 2057434 | HERITAGE ACTION FOR AMERICA 65f58be9-4eb1-4755-87e3-3673fb8a0be5 | Q4 | HERITAGE ACTION FOR AMERICA | 400609853 | HERITAGE ACTION FOR AMERICA | 2017 | fourth_quarter | FIN | HR 3089 "Corporate Transparency Act of 2017," all provisions pertaining to beneficial ownership. Issues pertaining to the CRA resolution to repeal the CFPB's Arbitration Rule and a CRA to repeal the CFPB's Payday rule. Issues pertaining to free market reforms to monetary policy, to securities laws and regulations, to the Dodd-Frank Act, and reforms to increase entrepreneurs' access to capital. Issues pertaining to a new OCC charter to allow financial institutions to hold a certain amount of equity capital in exchange for regulatory relief. | HOUSE OF REPRESENTATIVES,SENATE | 200000 | 0 | 0 | 2018-01-02T10:08:19.117000-05:00 | |
| 2057448 | GOLDHABER POLICY SERVICES LLC 528add0a-c385-4ec9-b846-98cd04ad0012 | Q4 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2017 | fourth_quarter | FIN | Worked with stakeholders on CFPB including policy issues and staffing. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Treasury, Dept of | 10000 | 0 | 0 | 2018-01-02T10:23:21.983000-05:00 | |
| 2057449 | PHILLIP RIVERS 6d31fa08-76b1-4eb9-90da-00866dea5199 | Q4 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2017 | fourth_quarter | FIN | Fiduciary Rule for Investment Advisors | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-01-02T10:29:24.063000-05:00 | |
| 2057452 | GOLDHABER POLICY SERVICES LLC aa1a2654-c5f7-41af-b013-ebeb48135217 | Q4 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2017 | fourth_quarter | FIN | Worked on issues and options related to non-bank membership in Federal Home Loan Bank. Worked with stakeholders on CFPB including policy issues and staffing. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Treasury, Dept of | 10000 | 0 | 0 | 2018-01-02T10:33:26.487000-05:00 | |
| 2057468 | GOLDHABER POLICY SERVICES LLC 6cacb227-0938-47c4-968a-c5dfed2dd160 | Q4 | GOLDHABER POLICY SERVICES LLC | 400935705 | RENEW FINANCIAL GROUP LLC | 2017 | fourth_quarter | FIN | Worked on policy issues related to the PACE program in Senate Regulatory reform bill S.2155 with key consumer and housing stakeholders. | 20000 | 0 | 0 | 2018-01-02T11:17:42.260000-05:00 | ||
| 2057499 | COUNCIL OF INSTITUTIONAL INVESTORS 20d000f6-c825-476c-b0db-46e96c412f36 | Q4 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2017 | fourth_quarter | FIN | Oct. 10, 2017CII letter to SEC on human capital management disclosures Oct. 25, 2017CII letter to SEC on NASDAQ listing standard for SPACs Nov. 9, 2017CII joint letter to House Financial Services Committee on H.R. 4015 on legislation relating to proxy advisory firms Nov. 9, 2017Joint letter from CII, Ceres, ICCR, and US SIF regarding rule 14a-8 Attachment: An Investor Response to the U.S. Chamber's Proposal to Revise SEC Rule 14a-8 Nov. 16, 2017CII letter to Federal Reserve on boards of directors Nov. 22, 2017CII letter to Chair and Ranking Member of the Senate Finance Committee on the Unrelated Business Income Tax and Public Pension Plans Dec. 12, 2017CII letter to Speaker and Minority Leader on proxy advisory firm legislation Dec. 20, 2017CII letter to SEC on NYSE listing standard for SPACs Dec. 20, 2017CII letter to SEC on FAST Act proposal | Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2018-01-02T12:21:16.857000-05:00 | ||
| 2057550 | RICH FEUER ANDERSON d7548753-1167-4974-b89d-6146bed015d8 | Q4 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2017 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-01-02T15:24:10.587000-05:00 | |
| 2057551 | RICH FEUER ANDERSON 51943a25-619d-4771-bb5f-180d00839828 | Q4 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2017 | fourth_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-01-02T15:26:12.137000-05:00 | |
| 2057598 | ADVANCED POLICY CONSULTING, LLC 8e123dbb-364c-4242-b48f-389fbbe0b1e3 | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INDEPENDENT INVESTMENT BANKERS, CORP. | 2017 | fourth_quarter | FIN | H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-01-03T08:13:07.280000-05:00 | |
| 2057599 | ADVANCED POLICY CONSULTING, LLC 4277dd50-be9a-4efc-acbf-6defcedf9bf9 | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BA SECURITIES, LLC | 2017 | fourth_quarter | FIN | H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-01-03T08:17:09.547000-05:00 | |
| 2057600 | ADVANCED POLICY CONSULTING, LLC 86fd8963-83df-4c17-bbeb-e2b287b1fd08 | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | M&A SECURITIES GROUP, INC. | 2017 | fourth_quarter | FIN | H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-01-03T08:19:11.003000-05:00 | |
| 2057601 | ADVANCED POLICY CONSULTING, LLC 004330e8-6e4f-4951-8cc9-33f956924b97 | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BURCH & CO., INC. | 2017 | fourth_quarter | FIN | H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-01-03T08:24:12.333000-05:00 | |
| 2057602 | ADVANCED POLICY CONSULTING, LLC 3db189b0-9e40-4cdf-ad17-8dbcb414a0ba | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INVESTMENT COMPANY INSTITUTE (ICI) | 2017 | fourth_quarter | FIN | Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI). Opposed inclusion of language in the FY17 Omnibus Appropriations Bill that would have prohibit the new SEC Proposed Rule 30e-3 that allows mutual funds to communicate to their customers using digital delivery of financial reporting information. | HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2018-01-03T08:28:13.710000-05:00 | |
| 2057654 | AMERICAN FINANCIAL SERVICES ASSOCIATION b63a001e-d79c-49f0-8793-1ab53802beb4 | Q4 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2017 | fourth_quarter | FIN | Dodd Frank Wall Street Reform and Consumer Protection Act, Arbitration (HJ Res 111/Senate Res 47), Auto Lending (CFPB regulations), Consumer Privacy (HR 2396), Industrial Loan Banks, Installment Lending, Military Lending (DoD regulations), Mortgage Lending, Payment Cards, Small Business Lending, Tax Reform, Telephone Consumer Protection Act | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of Management & Budget (OMB),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office | 150000 | 0 | 0 | 2018-01-03T10:43:01.073000-05:00 | |
| 2057747 | RICH FEUER ANDERSON d643ce06-fd68-4951-b25f-32a493e55209 | Q4 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2017 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including international coordination of financial regulation; fund naming provisions; S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act;" H.R. 3093, the "Investor Clarity and Bank Parity Act;" and H.R. 10, the "Financial CHOICE Act." Regulation of asset managers as systemically important financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2018-01-03T13:31:21.183000-05:00 | |
| 2057908 | POBLETE TAMARGO, LLP 145230ed-4de6-4378-b523-67702d8d8bb4 | Q4 | POBLETE TAMARGO, LLP | 400620885 | RD LEGAL FUNDING, LLC | 2017 | fourth_quarter | FIN | Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-01-03T15:52:47.863000-05:00 | ||
| 2057934 | KABBAGE, INC. da887c67-7b63-41d3-929c-5f0e39df4342 | Q4 | KABBAGE, INC. | 401104099 | KABBAGE, INC. | 2017 | fourth_quarter | FIN | 1. Educate members of Congress and agencies on Financial Technology solutions (FinTech) in the online small business lending space and Artificial Intelligence (AI) and machine learning usage in financial institutions. 2. Advocate for open federal data (APIs) through Executive Action or Congressional action via CFPB's Dodd Frank 1033 process and the IRS Data Verification Modernization Act of 2016 (McHenry and Booker) 3. Educate the OCC, and CFPB on an "Open Banking Environment" (Dodd Frank Sec. 1033) so customers may share their data through permission based APIs with third party FinTech platforms. 4. Discuss the OCC's proposed special purpose national bank charter for FinTech companies. 5. Advocate for Federal Regulatory "Sandboxes" via H.R. 6118, the Financial Services Innovation Act of 2016 (McHenry). | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 110000 | 0 | 0 | 2018-01-03T18:14:14.327000-05:00 | |
| 2057943 | POLICY DEVELOPMENT GROUP 07acf5ad-f021-41fe-8093-c1e953237083 | Q4 | POLICY DEVELOPMENT GROUP | 31736 | SECURED FINANCIAL SOLUTIONS | 2017 | fourth_quarter | FIN | insurance regulations | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-01-03T19:21:27.733000-05:00 | ||
| 2057995 | ADVANCED POLICY CONSULTING, LLC b3efd0f2-535b-4124-a2ff-085066572187 | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | MANUFACTURED HOUSING INSTITUTE (MHI) | 2017 | fourth_quarter | FIN | H.R. 1699 "Preserving Access to Manufactured Housing Act of 2017." Senate/House Financial Services Appropriations Bill as it relates to Manufactured Housing provisions contained in H.R. 1699 "Preserving Access to Manufactured Housing Act of 2017." The "Financial CHOICE Act" as it relates to manufactured housing. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 20000 | 0 | 0 | 2018-01-04T10:18:12.940000-05:00 | |
| 2058018 | ALLON ADVOCACY, LLC 05190bc5-e57a-4bf2-b4e6-1d493ff805e7 | Q4 | ALLON ADVOCACY, LLC | 401104657 | YODLEE INC. | 2017 | fourth_quarter | FIN | Consumer-permissioned financial data access issues; alternative data and credit reporting, including S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act. | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2018-01-04T11:54:33.207000-05:00 | |
| 2058024 | ALLON ADVOCACY, LLC ffb5f50b-65ea-4849-9eac-08cdc3b0a11e | Q4 | ALLON ADVOCACY, LLC | 401104657 | ACHIEVE | 2017 | fourth_quarter | FIN | Marketplace lending issues, including H.R. 3299, The Protecting Consumers' Access to Credit Act | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-01-04T12:06:40.637000-05:00 | |
| 2058064 | CAPITAL CONCEPTS 23e49a48-73e6-47ea-af71-814011106f45 | Q4 | CAPITAL CONCEPTS | 8065 | ASSOCIATION FOR FINANCIAL COUNSELING & PLANNING EDUCATION (AFCPE) | 2017 | fourth_quarter | FIN | House Financial CHOICE Act; National Defense Authorization Act to include financial coaching in an amendment | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-01-04T15:00:15.690000-05:00 | ||
| 2058109 | RICH FEUER ANDERSON 2f012939-6f46-4caa-85cc-0d8ebe63d21b | Q4 | RICH FEUER ANDERSON | 84775 | AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION | 2017 | fourth_quarter | FIN | Regulatory structure for insurance and financial activities, including appropriate role of Federal Insurance Office and Federal Reserve; H.R. 3861, the "Federal Insurance Office Reform Act of 2017;" H.R. 3762 and H.R. 4537, the "International Insurance Standards Act of 2017;" and S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-01-04T17:25:12.230000-05:00 | |
| 2058117 | RICH FEUER ANDERSON 4de0dddd-b070-43b8-bfdf-1a6d057cb098 | Q4 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2017 | fourth_quarter | FIN | Regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-01-04T18:13:19.347000-05:00 | |
| 2058284 | RICH FEUER ANDERSON 08cb9e35-f4c8-4923-8342-adbb009a233b | Q4 | RICH FEUER ANDERSON | 84775 | INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 2017 | fourth_quarter | FIN | Legislation and regulation affecting private equity limited partners, including H.R. 10, the "Financial CHOICE Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-01-05T15:12:11.497000-05:00 | |
| 2058332 | RICH FEUER ANDERSON 8a6d56f5-5533-443f-b6aa-eb9c0502d6c4 | Q4 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2017 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 238, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-01-05T16:52:05.627000-05:00 | |
| 2058352 | MORRISON PUBLIC AFFAIRS GROUP 7663a715-ebfc-4418-89ac-e97b2e2c526d | Q4 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2017 | fourth_quarter | FIN | Housing finance reform legislation. Regulation of housing finance activities. Regulation of Fannie Mae and Freddie Mac. Legislation and regulations related to the Federal Housing Administration and Ginnie Mae. Legislation and regulation related to mortgage insurance. | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 80000 | 0 | 0 | 2018-01-06T13:14:53.077000-05:00 | |
| 2058541 | MAGILL ASSOCIATES, LLC 30d3996f-491d-479a-8206-db7ca2471438 | Q4 | MAGILL ASSOCIATES, LLC | 401103511 | LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" | 2017 | fourth_quarter | FIN | The Consumer Financial Protection Board's (CFPB) rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-01-08T13:49:38.607000-05:00 | |
| 2058547 | MAGILL ASSOCIATES, LLC 7f769ff6-ab9f-447b-94d2-997787fac0d5 | Q4 | MAGILL ASSOCIATES, LLC | 401103511 | MOUNTAIN WEST CREDIT UNION ASSOCIATION | 2017 | fourth_quarter | FIN | Legislation affecting credit unions, including the credit union federal tax exemption. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-01-08T14:07:45.770000-05:00 | |
| 2058595 | MAYNARD NEXSEN PC ca16d6a1-371c-4e1c-93bf-6f9e4ce9830c | Q4 | MAYNARD NEXSEN PC | 60116 | REGIONS FINANCIAL CORPORATION | 2017 | fourth_quarter | FIN | S.J.Res.47, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements", and H.R. 10, The Financial Choice Act of 2017 regarding effects on financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-01-08T15:25:40.167000-05:00 | |
| 2058649 | MAYNARD NEXSEN PC 5b59ab52-a094-4e7d-a121-8491232b19d6 | Q4 | MAYNARD NEXSEN PC | 60116 | GLOBE LIFE INC F/K/A TORCHMARK CORPORATION | 2017 | fourth_quarter | FIN | H.R. 10, The Financial Choice Act of 2017 regarding effects on financial institutions. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-01-08T16:02:25.547000-05:00 | |
| 2058659 | JACKSON VAUGHN PUBLIC STRATEGIES 7ea67f1e-7689-4f5c-86d6-8609de90921b | Q4 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ENOVA ONLINE SERVICES, INC. | 2017 | fourth_quarter | FIN | CFPB small dollar rule, Operation Chokepoint HR 2706, Fintech charter, CFPB arbitration rule, True lender HR 4439, Valid when made HR 3299 & SB 1642, Military Lending Act; Financial Choice Act HR 10 | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-01-08T16:10:31.583000-05:00 | |
| 2058661 | JACKSON VAUGHN PUBLIC STRATEGIES db2e8784-41ed-4092-8bf2-701f080a0436 | Q4 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | FIRST COMMAND FINANCIAL SERVICES, INC. | 2017 | fourth_quarter | FIN | Department of Labor Fiduciary Rule; Military; Protecting Advice for Small Savers Act of 2017 HR 3857; Affordable Retirement Advice for Savers Act HR 2823 | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-01-08T16:14:34.787000-05:00 | |
| 2058731 | RICH FEUER ANDERSON 9fd0ab66-d48e-4d13-8f33-9d8eba7e47fa | Q4 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2017 | fourth_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries, including H.R.1644, the "Korean Interdiction and Modernization of Sanctions Act;" and S.1591, the "Otto Warmbier Banking Restrictions Involving North Korea Act of 2017." Issues related to cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-01-08T18:02:51.777000-05:00 | |
| 2058749 | CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) 2e9a659e-7757-4cc0-b3ab-c58aa274a186 | Q4 | CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) | 400428072 | RUSH STREET GAMING | 2017 | fourth_quarter | FIN | Issues related to investment funds and vehicles | HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE | 20000 | 0 | 0 | 2018-01-09T06:36:20.783000-05:00 | |
| 2058819 | IMPERIUM GLOBAL ADVISORS 1787f4b7-6f4f-4da2-b19e-a8b0599b1a16 | Q4 | IMPERIUM GLOBAL ADVISORS | 401104114 | PAYSCOUT | 2017 | fourth_quarter | FIN | Virtual Reality Commerce | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-01-09T10:51:45.817000-05:00 | ||
| 2058880 | LARRY BLANCHARD 7ae0afd0-c672-4928-993e-f19c8bef7e36 | Q4 | LARRY BLANCHARD | 400470324 | TRUSTAGE | 2017 | fourth_quarter | FIN | HR 1, Tax Cuts and Jobs Act HR 3746, Business of Insurance Regulatory Reform Act of 2017 | HOUSE OF REPRESENTATIVES,SENATE | 12500 | 0 | 0 | 2018-01-09T13:00:23.617000-05:00 | |
| 2058906 | HOGAN LOVELLS US LLP 5ea4cff8-4c1d-41d2-afcd-3f7d388c0826 | Q4 | HOGAN LOVELLS US LLP | 18422 | CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM | 2017 | fourth_quarter | FIN | Financial services legislation affecting State and local pension plans as investors of plan assets. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-01-09T14:22:52.490000-05:00 | |
| 2059115 | MCDERMOTT WILL & SCHULTE LLP ffd5799b-8bea-4af7-b94f-d83caf80e04f | Q4 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2017 | fourth_quarter | FIN | Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-01-09T17:48:57.640000-05:00 | |
| 2059193 | GRANT CONSULTING GROUP 5925222c-2999-4671-ab4a-3e24056dd44c | Q4 | GRANT CONSULTING GROUP | 89155 | RAYMOND JAMES INSURANCE GROUP INC | 2017 | fourth_quarter | FIN | fiduciary rule | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 0 | 0 | 2018-01-10T09:43:10.823000-05:00 | ||
| 2059252 | KPMG LLP 765af11e-c2bc-4ebc-91a6-cdd6e7907b91 | Q4 | KPMG LLP | 21893 | KPMG LLP | 2017 | fourth_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 340000 | 0 | 0 | 2018-01-10T10:35:07.110000-05:00 | |
| 2059282 | NORTHEASTERN RETIAL LUMBER ASSOCIATION 53793194-1785-4a57-95a8-f3a3d6a3ab57 | Q4 | NORTHEASTERN RETIAL LUMBER ASSOCIATION | 400711131 | NORTHEASTERN RETIAL LUMBER ASSOCIATION | 2017 | fourth_quarter | FIN | H.R. 10 - Financial CHOICE Act of 2017 - This bill amends the Dodd-Frank Wall Street Reform and Consumer Protection Act, among other Acts, to: repeal Volcker Rule restrictions on certain speculative investments by banks; with respect to winding down failing banks, eliminate the Federal Deposit Insurance Corporation's orderly liquidation authority and establish new provisions regarding financial institution bankruptcy; and repeal Durbin Amendment limitations on fees that may be charged to retailers for debit card processing. Lobbied against repeal of Durbin amendment. | Agriculture, Dept of (USDA),Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Occupational Safety & Health Administration (OSHA),SENATE,Small Business Administration (SBA) | 0 | 0 | 2018-01-10T11:02:49.810000-05:00 | ||
| 2059445 | SOBBA PUBLIC, LLC acc112d6-1480-48de-bb10-b4714910a169 | Q4 | SOBBA PUBLIC, LLC | 316797 | VIRTU FINANCIAL, LLC | 2017 | fourth_quarter | FIN | issues related to the electronic trading of equities and derivatives | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2018-01-10T12:36:06.420000-05:00 | |
| 2059454 | SOBBA PUBLIC, LLC dcf1ad26-81bb-4243-af48-96b3e2ddb380 | Q4 | SOBBA PUBLIC, LLC | 316797 | INTERCONTINENTAL EXCHANGE | 2017 | fourth_quarter | FIN | issued related to the exchange trading of equities and derivatives | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 0 | 0 | 2018-01-10T12:37:11.373000-05:00 | ||
| 2059573 | MAYNARD NEXSEN PC f0e56ad7-0b2d-43a8-ad8c-cfaa25873b41 | Q4 | MAYNARD NEXSEN PC | 60116 | CMH SERVICES | 2017 | fourth_quarter | FIN | H.R. 1699--To amend the Truth in Lending Act to modify the definitions of a mortgage originator and a high-cost mortgage, to amend the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 to modify the definition of a loan originator, and for other purposes. Discussions regarding the H.R. 3354--Interior and Environment, Agriculture and Rural Development, Commerce, Justice, Science, Financial Services and General Government, Homeland Security, Labor, Health and Human Services, Education, State and Foreign Operations, Transportation, Housing and Urban Development, Defense, Military Construction and Veteran Affairs, Legislative Branch, and Water Development Appropriations Act, 2018. Discussions regarding H.R. 10--The Financial Choice Act of 2017 | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 80000 | 0 | 0 | 2018-01-10T13:34:47.077000-05:00 | |
| 2059702 | ALPINE GROUP PARTNERS, LLC. 4e5afec9-0c13-4a42-89e5-bf2b2978d594 | Q4 | ALPINE GROUP PARTNERS, LLC. | 1171 | THE BLACKSTONE GROUP | 2017 | fourth_quarter | FIN | Financial Services Tax Reform Energy Policy Trade | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-01-10T15:49:21.457000-05:00 | |
| 2059783 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 69f63698-b18e-49a5-bc5c-9513bdea5b87 | Q4 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) | 24486 | TIAA | 2017 | fourth_quarter | FIN | Issues related oversight and regulation of insurance companies, insurance products and retirement accounts | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2018-01-10T16:42:30.510000-05:00 | |
| 2059795 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 35bda1af-aa34-407c-95ed-b1adf207ef93 | Q4 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) | 24486 | SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION (SIFMA) | 2017 | fourth_quarter | FIN | Taxation of asset managers | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2018-01-10T16:48:39.020000-05:00 | |
| 2059928 | AMERICAN RESORT DEVELOPMENT ASSN dcccd4b1-14ca-4633-bfa8-ec9da180c5fc | Q4 | AMERICAN RESORT DEVELOPMENT ASSN | 3242 | AMERICAN RESORT DEVELOPMENT ASSN | 2017 | fourth_quarter | FIN | Issues related to the implementation of Dodd-Frank; issues related to Consumer Financial Protection Bureau reforms | HOUSE OF REPRESENTATIVES,SENATE | 270000 | 0 | 0 | 2018-01-10T22:51:46.720000-05:00 | |
| 2059936 | AMERICAN GAMING ASSOCIATION 37a60bf7-cc10-4439-a632-2a43a19a632f | Q4 | AMERICAN GAMING ASSOCIATION | 2434 | AMERICAN GAMING ASSOCIATION | 2017 | fourth_quarter | FIN | Bank Secrecy Act AML Compliance | Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Internal Revenue Service (IRS),Justice, Dept of (DOJ),SENATE,Treasury, Dept of | 340000 | 0 | 0 | 2018-01-11T08:40:08.147000-05:00 | |
| 2060071 | AKIN GUMP STRAUSS HAUER & FELD 3f96d67c-c210-4995-9e22-2d423366477b | Q4 | AKIN GUMP STRAUSS HAUER & FELD | 682 | MOODY'S CORPORATION | 2017 | fourth_quarter | FIN | Financial CHOICE Act, H.R. 10; debt ceiling legislation. | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2018-01-11T10:57:00.650000-05:00 | |
| 2060108 | AMERICAN COUNCIL OF LIFE INSURERS 8248d9aa-d446-4c41-9834-96b0d5c2fdf5 | Q4 | AMERICAN COUNCIL OF LIFE INSURERS | 2115 | AMERICAN COUNCIL OF LIFE INSURERS | 2017 | fourth_quarter | FIN | Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R.___ - Financial Services and General Government Appropriations Act. Making appropriations for financial services and general government for the fiscal year ending September 30, 2018, and for other purposes. Issue: Global insurance standards; SIFI de-risking. S. 223/H.R. 3758 - Senior$afe Act of 2017. This bill will provide immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. Issue: protecting seniors financial security. S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act. Issue: Implementation and regulatory reform of the financial services industry. H.R. 10 -- Financial CHOICE Act. Issue: Implementation and regulatory reform of the financial services industry. H.R. 3110/S. 1463 - A bill to amend the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. Issue: Dodd-Frank Act reform. S. 1360 - International Insurance Capital Standards Accountability Act of 2017. Issue: international insurance standards. H.R. 3762 - International Insurance Standards Act of 2017. Issue: international insurance standards. H.R. 4537 - International Insurance Standards Act of 2017. Issue: international insurance standards. H.R. 3857 - Protecting Advice for Small Savers (PASS) Act of 2017. Issue: Establishing a best interest standard for financial advisors and fi… | HOUSE OF REPRESENTATIVES,SENATE | 1036400 | 0 | 0 | 2018-01-11T11:16:50.683000-05:00 | |
| 2060251 | TAUZIN CONSULTANTS, LLC d18d15c6-bfde-4a59-a458-c18d013c0045 | Q4 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2017 | fourth_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-01-11T12:37:18.597000-05:00 | |
| 2060263 | TAUZIN CONSULTANTS, LLC b2c3c854-1c5c-4c51-a184-61479f5476d5 | Q4 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. BERNARD PARISH COUNCIL | 2017 | fourth_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),Federal Emergency Management Agency (FEMA),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-01-11T12:52:30.793000-05:00 | |
| 2060424 | HOGAN LOVELLS US LLP cb4e81dc-889b-4ff4-9b8d-100e73d2ec7d | Q4 | HOGAN LOVELLS US LLP | 18422 | MECHANICAL CONTRACTORS OF AMERICA | 2017 | fourth_quarter | FIN | Multi-employer defined benefit pension reform, Pension reform legislation | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-01-11T14:44:09.367000-05:00 | |
| 2060535 | COVINGTON & BURLING LLP ed8f7df6-6e34-428a-b733-9cb80b2210bf | Q4 | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2017 | fourth_quarter | FIN | Issues affecting banking institutions including the regulation of derivatives | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-01-11T15:33:44.843000-05:00 | ||
| 2060564 | COVINGTON & BURLING LLP f56586ea-a0bd-4cf1-8e0d-b1eed427ecef | 4T | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2017 | fourth_quarter | FIN | Issues affecting banking institutions, including housing finance, the Dodd-Frank Act, bank sales practices and consumer issues, and bank capital and liquidity requirements. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2018-01-11T15:42:08.580000-05:00 | |
| 2060577 | COVINGTON & BURLING LLP e16e1c06-ff19-46d8-a0e3-7956eb43509f | Q4 | COVINGTON & BURLING LLP | 11195 | PROMONTORY INTERFINANCIAL NETWORK,LLC | 2017 | fourth_quarter | FIN | legislation relating to the regulation of bank deposits and federal insurance of bank deposits, including H R 2403 and S 1500. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-01-11T15:45:21.723000-05:00 | |
| 2060588 | COVINGTON & BURLING LLP 168ce0f6-0f57-459d-8858-31396c5bf38e | Q4 | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2017 | fourth_quarter | FIN | Issues affecting banks, including mortgage servicing and housing issues and bank capital requirements | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-01-11T15:50:36.243000-05:00 | ||
| 2060658 | EQUIPMENT LEASING AND FINANCE ASSOCIATION bc5e85a8-257d-425d-b94e-760f5e2e68cb | Q4 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2017 | fourth_quarter | FIN | HR 10: Financial CHOICE Act: Subtitle M - Right to Lend CFPB-2017-0011: RFI regarding implementation of Section 1071 of Dodd-Frank. 31 CFR Parts 1010,1020, 1023, 1024, and 1026: Customer Due Diligence Requirements for Financial Institutions Final Rule; 1010.230(h)(iv):Exemptions regarding the leasing of equipment. | Consumer Financial Protection Bureau (CFPB),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,SENATE | 180000 | 0 | 0 | 2018-01-11T16:18:31.567000-05:00 | |
| 2060819 | BAKER & HOSTETLER LLP a6c6ea5d-d603-44a5-bb92-5d27d1d1847b | Q4 | BAKER & HOSTETLER LLP | 5131 | FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ) | 2017 | fourth_quarter | FIN | U.S. Department of Labor regulatory issues | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 80000 | 0 | 0 | 2018-01-11T20:46:59.367000-05:00 | |
| 2060901 | SMW PARTNERS, LLC 17bb1d5d-e5a7-4de9-b90a-3ee74e0cabc8 | 4T | SMW PARTNERS, LLC | 401104362 | MARKS AND SOKOLOV, LLC ON BEHALF OF IGOR KOLOMOISKY | 2017 | fourth_quarter | FIN | Business issues related to investments in the U.S. | Executive Office of the President (EOP) | 20000 | 0 | 1 | 2018-01-12T09:31:26.300000-05:00 | |
| 2060910 | SMW PARTNERS, LLC 21338a7f-5ef7-480d-8dc5-2979b61503ba | Q4 | SMW PARTNERS, LLC | 401104362 | ROBERTI GLOBAL ON BEHALF OF NORD STREAM 2 AG | 2017 | fourth_quarter | FIN | Issues related to the U.S. position toward the Nord Stream 2 pipeline, including potential financial sanctions affecting the project. | Executive Office of the President (EOP) | 80000 | 0 | 0 | 2018-01-12T09:35:32.193000-05:00 | |
| 2060966 | WILLIAMS AND JENSEN, PLLC d3986461-3f2c-4eb0-ac08-c4135bc7bb18 | Q4 | WILLIAMS AND JENSEN, PLLC | 41454 | FEDERAL HOME LOAN BANK OF CINCINNATI | 2017 | fourth_quarter | FIN | GSE reform and Dodd-Frank; FHLB membership. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-01-12T09:42:45.230000-05:00 | |
| 2060990 | WILLIAMS AND JENSEN, PLLC d55fd577-a742-48d9-9445-6cc399319dff | Q4 | WILLIAMS AND JENSEN, PLLC | 41454 | VERITEC SOLUTIONS, LLC | 2017 | fourth_quarter | FIN | Payday lending regulation and databases. Inquiring and monitoring fintech charter. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2018-01-12T09:48:01.983000-05:00 | |
| 2061002 | MR. DOYCE BOESCH 4b3f5a53-52ba-45a5-a33e-54d6dfaba3c0 | Q4 | MR. DOYCE BOESCH | 400677020 | FIDELITY INVESTMENTS | 2017 | fourth_quarter | FIN | Financial regulation and legislation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2018-01-12T09:56:15.597000-05:00 | |
| 2061013 | MR. DOYCE BOESCH b7b9e774-ce16-4ac5-95d0-d445175a9374 | Q4 | MR. DOYCE BOESCH | 400677020 | INVESTMENT COMPANY INSTITUTE | 2017 | fourth_quarter | FIN | Financial Regulation and Legislation | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2018-01-12T10:02:26.537000-05:00 | |
| 2061042 | SIFF & ASSOCIATES PLLC 087174e4-180b-455c-b964-f563a3b64811 | Q4 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2017 | fourth_quarter | FIN | H.R. 3089, the "Corporate Transparency Act of 2017," legislation directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill. S. 1717, the "Corporate Transparency Act of 2017," legislation directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill. S. 1241, the "Combating Money Laundering, Terrorist Financing, and Counterfeiting Act of 2017," legislation to expand prohibitions on money laundering and tax evasion; entire bill. S. 1454, the "True Incorporation Transparency for Law Enforcement (TITLE) Act," legislation to direct each state to amend their business formation laws to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises control over, or has … | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 20000 | 0 | 0 | 2018-01-12T10:34:49.677000-05:00 | |
| 2061149 | MR. DOYCE BOESCH 10652017-ce2c-4720-a5cb-3da9981e376e | 4A | MR. DOYCE BOESCH | 400677020 | FIDELITY INVESTMENTS | 2017 | fourth_quarter | FIN | Financial regulation and legislation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2018-01-12T12:11:23.663000-05:00 | |
| 2061388 | ATLANTIC POLICY SOLUTIONS, LLC b86c53e9-03ca-44e6-bf36-b450d40af8b1 | Q4 | ATLANTIC POLICY SOLUTIONS, LLC | 401104443 | CAPITAL CONCEPTS ON BEHALF OF ASSN. FOR FINANCIAL COUNSELING AND PLANNING EDU. | 2017 | fourth_quarter | FIN | House Financial CHOICE Act National Defense Authorization Act- To include financial coaching in amendment | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-01-12T15:24:53.923000-05:00 | ||
| 2061435 | NATIONAL MULTIFAMILY HOUSING COUNCIL, INC. 8828f576-8af8-4a5e-8ad4-1a682af56c08 | Q4 | NATIONAL MULTIFAMILY HOUSING COUNCIL, INC. | 28220 | NATIONAL MULTIFAMILY HOUSING COUNCIL INC | 2017 | fourth_quarter | FIN | GSE Reform: Proposals to ensure liquidity in multifamily mortgage market in a post Fannie Mae / Freddie Mac environment Public Proposals for the Future of the Housing Finance System H.R.1491, Partnership to Strengthen Homeownership Act of 2015 H.R. 2767 Protecting American Taxpayers and Homeowners Act, all provisions, from the 113th Congress. Community Reinvestment Act Rules High Volatility Commercial Real Estate (HVCRE) legislative proposals H.R. 2148, Clarifying High Volatility Commercial Real Estate Loans FHFA: Federal Housing Finance Agency (FHFA) Quarterly Market Update FHFA: Federal Housing Finance Agency (FHFA: Housing Goals for 2018 - 2020 Financial Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs (CHOICE) Act Dodd-Frank Reform Commented on High Volatility Commercial Real Estate (HVCRE) - Office of the Comptroller of the Currency, FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 324 RIN 3064-AE59, Simplifications to the Capital Rule Pursuant to the Economic Growth and Regulatory Paperwork Reduction Act of 1996 Commented on Federal Housing Finance Agency (FHFA) 2018-2020 Housing Goals For 2018-2022 Fannie Mae and Freddie Mac Briefed Federal Housing Finance Agency (FHFA), on multifamily conditions/production caps. HMDA joint industry letter to CFPB | Army, Dept of (Corps of Engineers),Consumer Financial Protection Bureau (CFPB),Energy, Dept of,Environmental Protection Agency (EPA),Federal Communications Commission (FCC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Economic Council (NEC),SENATE,Small Business Administration (SBA),Treasury, Dept of,U.S. Postal Service (USPS),White House Office | 1080000 | 0 | 0 | 2018-01-12T15:55:23.907000-05:00 | |
| 2061460 | VANTAGEKNIGHT LLC fc81d6bb-e8e8-419b-a0dc-6400ff9644b6 | Q4 | VANTAGEKNIGHT LLC | 401104100 | CITIGROUP MANAGEMENT CORP. | 2017 | fourth_quarter | FIN | Matters related to global operations and competition issues | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office | 20000 | 0 | 0 | 2018-01-12T16:01:29.380000-05:00 | |
| 2061505 | CMFG LIFE INSURANCE COMPANY 477fd4ff-b850-4e50-ab15-837bd6a9cfc0 | Q4 | CMFG LIFE INSURANCE COMPANY | 80510 | CMFG LIFE INSURANCE COMPANY | 2017 | fourth_quarter | FIN | Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau (CFPB). Support H.R. 3746, Business of Insurance Regulatory Reform Act of 2017. Support adoption of the National Credit Union Administration's Field of Membership rule. Advocate for stronger data security - particularly with regard to merchant plastic card data breaches. Support a best interest fiduciary standard for retirement advice and products as proposed by the Department of Labor that is effectively and efficiently workable in the market. Support insurance reform provisions that will provide regulatory relief in the CHOICE 2.0 bill, H.R. 10. Reinforce the limitation on the CFPB in regulating the business of insurance. Worked on HR 1, the Tax Cuts & Jobs Act, as passed by House and Senate. | HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 140000 | 0 | 0 | 2018-01-12T16:30:58.817000-05:00 | |
| 2061519 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 565218c8-6b0c-4492-bda0-5c925fa9c59a | Q4 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2017 | fourth_quarter | FIN | Regulatory relief for community banks in the 115th Congress Tiered regulation and supervision for community banks as contained in the Independent Community Bankers of Americas (ICBA) Plan for Prosperity The ICBAs Plan for Prosperity contains the following issue areas and recommendations. Access to Capital Restore the original intent of the Basel III rule Create a more accurate identification of systemic risk Spur additional capital for small bank holding companies by modernizing the Federal Reserves policy statement Relieve community banks from excessive Securities and Exchange Commission rules Repeal the Collins Amendment for non-SIFIs Address minority bank capital challenges Regulatory Relief Balance consumer regulation through more accountable Consumer Financial Protection Bureau governance Eliminate arbitrary disparate impact fair lending lawsuits Ensure the viability of mutual banks through new charter and capital options Support rigorous cost-benefit analyses of all new rules to determine if they are justified and indeed needed Modernize the Bank Secrecy Act (BSA) Cut the red tape in small business lending by eliminating burdensome data collection Target the Volker Rule on a banks individual risk Preserve access to investment advice for middle-class savers Mortgage Reform Create a safe harbor from onerous underwriting standards Establish relief from burdensome HMDA, escrow and appraisal requirements Preserve the ability for community banks to continue servicing mortgage loans Reform the closing process and accompanying paperwork Bank Oversight and Examination Strengthen accountability in bank exams and create a workable appeals process Reform bank oversight and examination to better target risk Tax Relief Lower marginal rates needed for individuals, corporations and businesses Incentivize credit for low- and middle-income customers and American agriculture Modernize Subchapter S constraints Create limited liability corporation (LLC) option for community banks Repeal the estate tax Update the bank qualif… | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 55000 | 0 | 0 | 2018-01-12T17:21:24.200000-05:00 | |
| 2061552 | RICH FEUER ANDERSON 30d39caf-e455-4074-b4fd-868356f9ff84 | Q4 | RICH FEUER ANDERSON | 84775 | ARGUS MEDIA, INC. | 2017 | fourth_quarter | FIN | Regulation of energy market information and price reporting agencies. | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2018-01-12T18:07:50.223000-05:00 | |
| 2061555 | COMMERCE BANK e8551c14-2988-42fe-bf38-1cc32faa805a | Q4 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2017 | fourth_quarter | FIN | Banking regulatory reform. Discussions included the merits of tailoring banking regulations depending on the risk profile and business model of the financial institution. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2018-01-12T18:08:51.677000-05:00 | ||
| 2062154 | DAVIS & HARMAN LLP b8184d4d-939b-4ee2-a92c-67b40ffebca9 | Q4 | DAVIS & HARMAN LLP | 11674 | STATE STREET BANK AND TRUST CO. | 2017 | fourth_quarter | FIN | H.R. 1611, Gender Diversity in Corporate Leadership Act | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-01-15T14:13:06.283000-05:00 | |
| 2062157 | DAVIS & HARMAN LLP df164836-7160-4988-b8eb-a2d63b6aaf8d | Q4 | DAVIS & HARMAN LLP | 11674 | TRANSAMERICA LIFE INSURANCE COMPANY | 2017 | fourth_quarter | FIN | Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office | 20000 | 0 | 0 | 2018-01-15T14:14:07.533000-05:00 | |
| 2062192 | HUTTON STRATEGIES e1ec99b3-7856-40bb-90bb-a4aaa74abfd1 | Q4 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2017 | fourth_quarter | FIN | Advocating in support of S. 1117 and HR 2319 and financial services legislation generally. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-01-15T14:59:37.303000-05:00 | |
| 2062201 | APPRAISAL INSTITUTE efd7d989-3f58-4d81-9fc8-3fc42989aea4 | Q4 | APPRAISAL INSTITUTE | 4163 | APPRAISAL INSTITUTE | 2017 | fourth_quarter | FIN | Banking Appraisals | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-01-15T15:01:41.710000-05:00 | |
| 2062224 | RICH FEUER ANDERSON be8dfd8a-9bb5-4dbe-9bf7-0efa9a746512 | Q4 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2017 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application; and H.R.238, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-01-15T16:10:01.383000-05:00 | |
| 2062246 | RICH FEUER ANDERSON 4c9cd169-5220-4200-bc88-6d27cbaced81 | Q4 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2017 | fourth_quarter | FIN | Modernization of regulation of business development companies, including H.R. 10, the "Financial CHOICE Act," and H.R.4267, the "Small Business Credit Availability Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-01-15T16:28:12.660000-05:00 | |
| 2062255 | RICH FEUER ANDERSON 4999cf15-b43b-474c-8662-64a2479a5c37 | Q4 | RICH FEUER ANDERSON | 84775 | BLOCKCHAIN (US) INC. | 2017 | fourth_quarter | FIN | Legislative and regulatory initiatives impacting digital currencies. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-01-15T16:34:15.487000-05:00 | |
| 2062269 | RICH FEUER ANDERSON 75381456-ed56-407f-ba0c-8fcc76c1a752 | Q4 | RICH FEUER ANDERSON | 84775 | SOCIAL FINANCE, INC. | 2017 | fourth_quarter | FIN | Regulation of online lenders, including potential national charter and application of banking regulations. Securitization of student loans. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2018-01-15T16:50:21.013000-05:00 | |
| 2062540 | PAUL MARCONE & ASSOCIATES, LLC 2abe17df-e523-45d5-a30a-f46f2949ef59 | Q4 | PAUL MARCONE & ASSOCIATES, LLC | 283732 | NATIONAL LAW ENFORCEMENT OFFICERS MEMORIAL FUND | 2017 | fourth_quarter | FIN | Outreach to House and Senate offices in support of legislation to have the U.S. Treasury mint a coin in commemoration of the National Law Enforcement Museum. | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2018-01-16T09:31:48.910000-05:00 | |
| 2062561 | THE CJR GROUP, INC. e1099a8a-b35d-41fe-b1e2-38d938fb2329 | Q4 | THE CJR GROUP, INC. | 288293 | RPM INTERNATIONAL INC | 2017 | fourth_quarter | FIN | Dodd-Frank reforms | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2018-01-16T09:41:04.313000-05:00 | |
| 2062583 | JAMES W SEGEL LLC b5c0dcb6-4ab1-4c6c-853c-de81f76a117a | Q4 | JAMES W SEGEL LLC | 401103350 | BOSTON ASSET MANAGEMENT ASSOCIATION INC | 2017 | fourth_quarter | FIN | Member Introduction and organization overview. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2018-01-16T09:44:14.327000-05:00 | |
| 2062584 | JAMES W SEGEL LLC d9f26036-d55b-4c57-a7a4-b11469e8ac33 | Q4 | JAMES W SEGEL LLC | 401103350 | INVESTMENT COMPANY INSTITUTE | 2017 | fourth_quarter | FIN | Mutual Fund issues. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2018-01-16T09:45:15.813000-05:00 | |
| 2062659 | DYKEMA GOSSETT PLLC e0829f94-af33-49c4-a492-39937d25c4b8 | Q4 | DYKEMA GOSSETT PLLC | 12915 | JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | 2017 | fourth_quarter | FIN | Support Congressional oversight regarding implementation of Department of Labor fiduciary standard rules. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2018-01-16T10:19:19.487000-05:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);