lobbying_activities
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874 rows where filing_period = "fourth_quarter", filing_year = 2016 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1879542 | ACG ADVOCACY 3b35b31b-7978-48bd-8224-119bbd080f40 | 4T | ACG ADVOCACY | 2057 | PAULSON & COMPANY, INC. | 2016 | fourth_quarter | FIN | Housing Finance Issues. H.R.4913: Housing Finance Restructuring Act of 2016. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 1 | 2016-10-17T14:15:06.100000-04:00 | ||
| 1906703 | URBAN SWIRSKI & ASSOCIATES, LLC 5e740363-7ca8-43e4-8061-713ea1d21ad9 | Q4 | URBAN SWIRSKI & ASSOCIATES, LLC | 400584784 | REINSURANCE GROUP OF AMERICA, INCORPORATED | 2016 | fourth_quarter | FIN | General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform and Consumer Protection Act" P.L. No. 111-203 | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 40000 | 0 | 0 | 2016-11-21T11:25:40.877000-05:00 | |
| 1907623 | AMERICAN PROPERTY CASUALTY INSURANCE ASSOCIATION FKA PROPERTY CASUALTY INSURERS ASSOC. OF AMERICA d220b61e-f706-4236-b2fd-6af086271f23 | Q4 | AMERICAN PROPERTY CASUALTY INSURANCE ASSOCIATION FKA PROPERTY CASUALTY INSURERS ASSOC. OF AMERICA | 26854 | AMERICAN PROPERTY CASUALTY INSURANCE ASSOCIATION | 2016 | fourth_quarter | FIN | H.R. 601- Consumer Financial Products H.R. 888- Dodd-Frank amendment H.R. 1233- Regulatory Relief H.R. 1262- Consumer Financial Products H.R. 1264- Consumer Financial Products H.R. 1266- Financial Product Safety Commission H.R. 1550- Financial Stability Oversight Council (FSOC) H.R. 1965- Securities and Exchange Commission (SEC) H.R. 2029- Appropriations H.R. 2099- Consumer Financial Products H.R. 3340- FSOC H.R. 3189- Federal Reserve H.R. 3557- FSOC H.R. 3738- Data Security H.R. 3857- FSOC H.R. 4538- Senior Citizens; Finance H.R. 5983- Financial CHOICE Act of 2016 S. 2038- Finance Reform S. 2216- Senior Citizens; Finance | Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Executive Office of the President (EOP),Federal Aviation Administration (FAA),Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Highway Administration (FHA),Federal Housing Finance Agency (FHFA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Internal Revenue Service (IRS),Natl Geospatial Intelligence Agency,Natl Highway Traffic Safety Administration (NHTSA),Natl Transportation Safety Board (NTSB),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office | 0 | 0 | 2016-12-12T11:06:52.787000-05:00 | ||
| 1907652 | BROWNSTEIN HYATT FARBER SCHRECK, LLP 440a45ee-ccc4-4896-9665-26d7a3e01d7a | Q4 | BROWNSTEIN HYATT FARBER SCHRECK, LLP | 7257 | INDEPENDENT DIRECTORS OF THE BOARD OF DIRECTORS OF WELLS FARGO & COMPANY | 2016 | fourth_quarter | FIN | Issues related to congressional investigations of Wells Fargo & Company | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2016-12-13T09:05:52.977000-05:00 | |
| 1907783 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 014d072b-b9b8-4f31-8cbe-b9f8763e90b0 | Q4 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC | 41113 | PERSHING SQUARE CAPITAL MANAGEMENT, L.P. | 2016 | fourth_quarter | FIN | Issues regarding enforcement of and developments with respect to consumer protection laws and regulations and securities laws and regulations. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 60000 | 0 | 0 | 2016-12-13T14:31:02.737000-05:00 | |
| 1907813 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC cf9239d9-c755-41d2-abbf-737bae7e084d | Q4 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC | 41113 | SPACE SYSTEMS/LORAL, INC. | 2016 | fourth_quarter | FIN | Ex-Im Bank Reauthorization | Commerce, Dept of (DOC),Defense, Dept of (DOD),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Natl Aeronautics & Space Administration (NASA),Natl Oceanic & Atmospheric Administration (NOAA),Office of Management & Budget (OMB),SENATE,State, Dept of (DOS) | 80000 | 0 | 0 | 2016-12-13T15:11:12.457000-05:00 | |
| 1907830 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 9ebf4540-fab3-4916-ab0e-e159037c4aec | Q4 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC | 41113 | THE CLEARING HOUSE ASSOCIATION L.L.C. | 2016 | fourth_quarter | FIN | Payments-related legislation; cyber security legislation; patent reform legislation; bankruptcy reform legislation | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2016-12-13T15:50:17.650000-05:00 | |
| 1907851 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 92ea7eef-9792-46c9-b315-9bdab41d6a87 | Q4 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC | 41113 | UNITED TECHNOLOGIES CORPORATION | 2016 | fourth_quarter | FIN | Ex-Im Bank Reauthorization | Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2016-12-13T16:01:27.417000-05:00 | |
| 1907862 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 6246e63a-93a5-41de-ae22-5cbef2273809 | Q4 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC | 41113 | WORKIVA (FORMERLY WEBFILINGS / WEBFILINGS) | 2016 | fourth_quarter | FIN | Small Company Disclosure Simplication Act Financial Transparency Act | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2016-12-13T16:07:32.560000-05:00 | |
| 1907993 | THE WILLIAMS GROUP 5293c67b-7af0-4dd3-8006-0d37f41f1c7f | Q4 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2016 | fourth_quarter | FIN | OTC Derivatives | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2016-12-19T22:17:09.353000-05:00 | |
| 1907996 | THE WILLIAMS GROUP fd705dc8-2285-4897-89d1-7063f6aadb87 | Q4 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2016 | fourth_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2016-12-19T22:18:10.727000-05:00 | |
| 1908049 | NELSON MULLINS RILEY & SCARBOROUGH 29d47c61-e1f6-4dc7-ba91-2990e3fa0189 | 4T | NELSON MULLINS RILEY & SCARBOROUGH | 285871 | COALITION FOR RESPONSIBLE BUSINESS FINANCE | 2016 | fourth_quarter | FIN | Background and education on non-traditional small business lending | HOUSE OF REPRESENTATIVES,SENATE | 33000 | 0 | 1 | 2016-12-21T16:21:53.947000-05:00 | |
| 1908135 | THE VELASQUEZ GROUP, L.L.C. 6d840e16-f24a-4019-b733-ec842db02f0b | Q4 | THE VELASQUEZ GROUP, L.L.C. | 53403 | ELECTRONIC PAYMENTS COALITION | 2016 | fourth_quarter | FIN | H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees. | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2016-12-23T19:28:28.007000-05:00 | |
| 1908136 | THE VELASQUEZ GROUP, L.L.C. a672eaa0-23ab-4ba5-991d-345fcc6bfcf1 | 4T | THE VELASQUEZ GROUP, L.L.C. | 53403 | NETWORK FOR INVESTOR ACTION AND PROTECTION (NIAP) | 2016 | fourth_quarter | FIN | H.R. 5852, To amend the Securities Investor Protection Act of 1970 to confirm that a customers net equity claim is based on the customers last statement and to provide the Securities and Exchange Commission with oversight of the Securities Investor Protection Corporation, or any similar legislation including H.R. 1982, Restoring Main Street Investor Protection and Confidence Act seeking to amend the Securities Investor Protection Act of 1970 to confirm that a customers's net equity claim is based on the customer's last statement. | HOUSE OF REPRESENTATIVES | 0 | 1 | 2016-12-23T19:46:29.693000-05:00 | ||
| 1908137 | THE VELASQUEZ GROUP, L.L.C. f5c84078-ddc1-45f7-852e-943863b6bddc | Q4 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2016 | fourth_quarter | FIN | H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board. | HOUSE OF REPRESENTATIVES | 60000 | 0 | 0 | 2016-12-23T19:53:31.320000-05:00 | |
| 1908139 | THE VELASQUEZ GROUP, L.L.C. 68b986f2-33d1-4361-926d-61ca2c9e7b2e | Q4 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2016 | fourth_quarter | FIN | H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular any language pertaining to the 10% capital leverage ratio or changes thereto; and, any language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs). | HOUSE OF REPRESENTATIVES | 50000 | 0 | 0 | 2016-12-23T20:09:34.197000-05:00 | |
| 1908210 | HOLCH & ERICKSON, LLP bee351f8-5905-42d8-aab6-50ded0318ca6 | Q4 | HOLCH & ERICKSON, LLP | 305032 | SHAREHOLDER COMMUNICATIONS COALITION | 2016 | fourth_quarter | FIN | Proxy voting and communications issues | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) | 22500 | 0 | 0 | 2016-12-29T09:38:52.610000-05:00 | |
| 1908213 | ADVANCED POLICY CONSULTING, LLC d3ef2224-2633-434c-88e1-1606fef3b7b9 | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INDEPENDENT INVESTMENT BANKERS, CORP. | 2016 | fourth_quarter | FIN | H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015." | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2016-12-29T10:09:57.537000-05:00 | ||
| 1908215 | ADVANCED POLICY CONSULTING, LLC 06caf48b-bb22-4a9b-8999-16b80e4b3fba | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BA SECURITIES, LLC | 2016 | fourth_quarter | FIN | H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015" | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2016-12-29T10:10:59.910000-05:00 | |
| 1908217 | ADVANCED POLICY CONSULTING, LLC ac61cf23-82ab-4147-a97d-0862f60a271a | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | M&A SECURITIES GROUP, INC. | 2016 | fourth_quarter | FIN | H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015" | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2016-12-29T10:12:01.867000-05:00 | |
| 1908220 | ADVANCED POLICY CONSULTING, LLC 54700d6e-444b-4892-8b0e-fec7912cc205 | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BURCH & CO., INC. | 2016 | fourth_quarter | FIN | H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015" | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2016-12-29T10:14:04.897000-05:00 | |
| 1908224 | ADVANCED POLICY CONSULTING, LLC d7db5b9e-027d-414b-8647-54bfe278eebc | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INVESTMENT COMPANY INSTITUTE (ICI) | 2016 | fourth_quarter | FIN | S. 1484 "the Financial Regulatory Improvement Act of 2015 as it relates to the Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI). HR 1550 "Financial Stability Oversight Council Improvement Act of 2015." Opposed Amendment #39 to H.R. 5485, the Financial Services and General Government Appropriations Act of 2017. Amendment #39 would have prohibit the new SEC Proposed Rule 30e-3 that allows mutual funds to communicate to their customers using digital delivery of financial reporting information. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2016-12-29T10:18:09.773000-05:00 | |
| 1908234 | ADVANCED POLICY CONSULTING, LLC 6e47a2ee-1943-4d93-8ee0-165cb3b4a0e5 | Q4 | ADVANCED POLICY CONSULTING, LLC | 401103524 | MANUFACTURED HOUSING INSTITUTE (MHI) | 2016 | fourth_quarter | FIN | H.R. 650, "Preserving Access to Manufactured Housing Act of 2015" and S.682, "Preserving Access to Manufactured Housing Act of 2015." Senate Financial Services Appropriations Bill as it relates to Manufactured Housing provisions contained in S. 682 and House Financial Services Appropriations Bill as it relates to Manufactured Housing provisions contained in H.R. 650. H.R. 5983, the Financial CHOICE Act of 2016 as it relates to manufactured housing. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2016-12-29T10:23:15.413000-05:00 | |
| 1908367 | VAN SCOYOC ASSOCIATES caf4d4bd-1248-4506-9024-3d9e6c722148 | 4T | VAN SCOYOC ASSOCIATES | 39837 | FEDERAL HOME LOAN BANK OF SAN FRANCISCO | 2016 | fourth_quarter | FIN | Monitor the following: Public Law 111-517, Dodd-Frank Wall Street Reform and Consumer Protection Act, Financial Services Regulatory Reform issues. S.495, Mortgage Finance Act of 2015, GSE Reform issues. Regulation and financial products generally. GSE Reform issues S.2038, Jumpstart GSE Reform Act, generally. H.R.5394/S.2844, Transportation, Housing and Urban Development, and Independent Agencies Appropriations Act, FY2017, HUD initiatives and budgetary treatment of government sponsored enterprises. H.R.5485/S.3067, Financial Services and General Government Appropriations Act, FY2017, generally Monitor budget process as it relates to housing, including housing appropriations legislation. H.R.1355, Small Business and Community Investments Expansion Act of 2015, Community Development Financial Institutions | 20000 | 0 | 1 | 2016-12-30T18:54:05.370000-05:00 | ||
| 1908590 | J.C. WATTS COMPANIES e731b5a4-5d73-405a-9580-5f233b50de10 | Q4 | J.C. WATTS COMPANIES | 87858 | NATIONAL INSTALLMENT LENDERS ASSOCIATION | 2016 | fourth_quarter | FIN | Implementation of Dodd-Frank Act, Military Lending Act | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE | 37500 | 0 | 0 | 2017-01-02T14:48:56-05:00 | |
| 1908595 | J.C. WATTS COMPANIES b4b673a5-882e-43f1-9a0f-a1b4a0527b5b | Q4 | J.C. WATTS COMPANIES | 87858 | NATIONAL ASSOCIATION OF SECURITIES PROFESSIONALS | 2016 | fourth_quarter | FIN | Implementation of Dodd-Frank, Federal retirement Reform | Consumer Financial Protection Bureau (CFPB),Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 19500 | 0 | 0 | 2017-01-02T14:54:23-05:00 | |
| 1908630 | FINANCIAL SERVICES INSTITUTE 77b55781-36ea-4b0d-a458-2be34eb89825 | Q4 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2016 | fourth_quarter | FIN | Financial Advisor Independent Contractor Status (Fair Playing Field Act of 2015); Dept. of Labor Fiduciary Rule; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder Financial Abuse, Senior Safe Act of 2016; Pay to Play; Third Party Examinations; Commission Payouts; Dept. of Labor Overtime Rule; Regulatory Relief Act | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 180000 | 0 | 0 | 2017-01-03T09:40:01-05:00 | |
| 1908639 | PETER BLOCKLIN eaeb79d4-378d-4320-bc39-5b443a05dbb8 | 4T | PETER BLOCKLIN | 401014864 | INSTITUTE OF INTERNATIONAL BANKERS | 2016 | fourth_quarter | FIN | Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation | SENATE | 0 | 1 | 2017-01-03T10:20:24-05:00 | ||
| 1908641 | PETER BLOCKLIN ecb31a71-02dc-43c1-9e5e-ca5888283efa | 4T | PETER BLOCKLIN | 401014864 | CREDIT SUISSE SECURITIES,LLC | 2016 | fourth_quarter | FIN | Dodd-Frank Act, National Treatment, Volcker Rule, Systemically Important Financial Institution designation | SENATE | 6000 | 0 | 1 | 2017-01-03T10:25:25-05:00 | |
| 1908643 | PETER BLOCKLIN 7dc63cb1-91f4-4507-8a5c-6a88473cf573 | 4T | PETER BLOCKLIN | 401014864 | FEDERATED INVESTORS INC. | 2016 | fourth_quarter | FIN | Money Market Funds | SENATE | 0 | 1 | 2017-01-03T10:28:56-05:00 | ||
| 1908687 | COUNCIL OF INSTITUTIONAL INVESTORS 28ad2b71-5289-4656-a5dd-c06b570e6542 | Q4 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2016 | fourth_quarter | FIN | Dec. 28, 2016CII comment letter to SEC on universal proxy Dec. 8, 2016CII Executive Director Ken Bertsch - Remarks to SEC Investor Advisory Committee Nov. 10, 2016CII letter to Congressional Leadership opposing riders Oct. 26, 2016CII letter to SEC on Subpart 400 of Regulation S-K Oct. 18, 2016CII letter to SEC on Exhibit Hyperlinks | Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2017-01-03T13:49:30-05:00 | ||
| 1908719 | PICKARD DJINIS AND PISARRI LLP 00fdb82d-abda-4239-afbc-bb3c71369395 | Q4 | PICKARD DJINIS AND PISARRI LLP | 400568702 | INSTITUTIONAL SHAREHOLDER SERVICES INC. | 2016 | fourth_quarter | FIN | H.R. 5311, Corporate Governance Reform and Transparency Act of 2016. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-01-03T15:40:24-05:00 | |
| 1908849 | VENABLE LLP 6ab3b293-0f63-4da8-8fb6-26a68f4b30bb | Q4 | VENABLE LLP | 39941 | THE CLEARING HOUSE ASSOCIATION | 2016 | fourth_quarter | FIN | Monitoring financial services issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-01-04T11:21:07-05:00 | |
| 1909056 | MAGILL ASSOCIATES, LLC c0c42381-c483-4182-9855-35651ebd27c7 | Q4 | MAGILL ASSOCIATES, LLC | 401103511 | LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" | 2016 | fourth_quarter | FIN | The Consumer Financial Protection Board's proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) | HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE | 30000 | 0 | 0 | 2017-01-05T10:37:30-05:00 | |
| 1909058 | MAGILL ASSOCIATES, LLC 4827b1fe-6053-48bc-9368-985ff28048cd | Q4 | MAGILL ASSOCIATES, LLC | 401103511 | MOUNTAIN WEST CREDIT UNION ASSOCIATION | 2016 | fourth_quarter | FIN | legislation affecting credit unions | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-01-05T10:41:10-05:00 | |
| 1909149 | MADISON GOVERNMENT AFFAIRS dd570fd3-88cd-4eba-ae6f-bc3bbe0be652 | Q4 | MADISON GOVERNMENT AFFAIRS | 23452 | ECONOMIC DEVELOPMENT COMMISSION OF FLORIDA'S SPACE COAST | 2016 | fourth_quarter | FIN | Reauthorization of the Export-Import Bank | Air Force, Dept of,Defense, Dept of (DOD),Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-01-05T11:58:47-05:00 | |
| 1909329 | COMMERCE BANK 4117645f-e101-4119-84f4-447e7e094ee9 | Q4 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2016 | fourth_quarter | FIN | Issues relating to legislation and regulation which affect the banking industry | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-01-05T16:08:05-05:00 | ||
| 1909344 | GOLDHABER POLICY SERVICES LLC 254bf8b0-258e-4950-a548-df909933e808 | Q4 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2016 | fourth_quarter | FIN | Continued to work on issues related to non-bank membership in Federal Home Loan Bank. | Ginnie Mae,Housing & Urban Development, Dept of (HUD),SENATE | 10000 | 0 | 0 | 2017-01-05T16:49:13-05:00 | |
| 1909354 | GOLDHABER POLICY SERVICES LLC 6dbb022d-80a4-4782-90da-d93368cd4dd2 | Q4 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2016 | fourth_quarter | FIN | Continued to work on issues and options related to non-bank membership in Federal Home Loan Bank. | Housing & Urban Development, Dept of (HUD) | 10000 | 0 | 0 | 2017-01-05T16:59:24-05:00 | |
| 1909360 | GOLDHABER POLICY SERVICES LLC c1fb290d-4ba5-47e2-bf95-9e125cc79cfa | Q4 | GOLDHABER POLICY SERVICES LLC | 400935705 | WALTER INVESTMENT MANAGEMENT CORP | 2016 | fourth_quarter | FIN | Continued to worked to inform key stakeholders concerned withFHFAs principle reduction modification program | 20000 | 0 | 0 | 2017-01-05T17:05:52-05:00 | ||
| 1909374 | MR. DOYCE BOESCH 280a542e-0caf-4229-85a7-dfadff92fcff | Q4 | MR. DOYCE BOESCH | 400677020 | FIDELITY INVESTMENTS | 2016 | fourth_quarter | FIN | Banking legislation and regulation | HOUSE OF REPRESENTATIVES,SENATE | 5000 | 0 | 0 | 2017-01-05T17:43:54-05:00 | |
| 1909379 | MR. DOYCE BOESCH 5087bdd4-856e-474a-8d08-fdeeb7e8f06a | Q4 | MR. DOYCE BOESCH | 400677020 | INVESTMENT COMPANY INSTITUTE | 2016 | fourth_quarter | FIN | Banking legislation and regulation | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2017-01-05T17:49:00-05:00 | |
| 1909399 | YODLEE INC. ba191b54-c3bf-4b87-82a1-89cc0e896f7d | Q4 | YODLEE INC. | 401104165 | YODLEE INC. | 2016 | fourth_quarter | FIN | Consumer-permissioned financial data access issues | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Natl Economic Council (NEC),Office of Science & Technology Policy (OSTP),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 80000 | 0 | 0 | 2017-01-06T08:43:36-05:00 | |
| 1909465 | PHILLIP RIVERS aca514b0-1969-4c74-a155-9ba59a909794 | Q4 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2016 | fourth_quarter | FIN | Laws dealing with the regulation of the Financial Planning profession | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-01-06T10:17:06-05:00 | |
| 1909622 | HUTTON STRATEGIES 49e7b6db-f187-4b4f-8418-f8ce43f6438d | Q4 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2016 | fourth_quarter | FIN | general securities issues -- H.R. 4216 Consumer Financial Choice & Capital Markets Protection Act. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-01-06T14:12:22-05:00 | |
| 1909757 | AMERICAN FINANCIAL SERVICES ASSOCIATION 237e9443-0683-4f9e-ab7e-29eea38ad201 | Q4 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2016 | fourth_quarter | FIN | Dodd-Frank Wall Street Reform and Consumer Protection Act, Arbitration, Auto Lending, Consumer Privacy, Industrial Loan Banks, Installment Lending, Military Lending, Mortgage Lending, Payment Cards, Tax Reform, Telephone Consumer Protection Act | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of | 125000 | 0 | 0 | 2017-01-06T17:17:21-05:00 | |
| 1909867 | RICH FEUER ANDERSON 2101879a-511c-47b8-91b3-aaa914fa850e | Q4 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2016 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 2289, the "Commodity End-User Relief Act." | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-01-08T16:32:51-05:00 | |
| 1909872 | RICH FEUER ANDERSON cdc5f039-a833-457f-a444-37c75824350e | Q4 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2016 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Market structure issues, including implementation of Consolidated Audit Trail. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-01-08T16:40:20-05:00 | |
| 1909877 | RICH FEUER ANDERSON 720272ef-06e1-4e2c-bb84-fa94d5026c04 | Q4 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2016 | fourth_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-01-08T16:47:49-05:00 | |
| 1909883 | RICH FEUER ANDERSON 67618673-f8a5-4e40-be68-3120494c04de | Q4 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2016 | fourth_quarter | FIN | Regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-01-08T18:12:30-05:00 | |
| 1909929 | TRIOPTIMA AB 126bf378-8947-434b-86f2-43fe881c387e | Q4 | TRIOPTIMA AB | 400946732 | TRIOPTIMA AB | 2016 | fourth_quarter | FIN | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97) | Commodity Futures Trading Commission (CFTC) | 0 | 0 | 2017-01-09T10:07:46-05:00 | ||
| 1909950 | WESTERN UNION 9f02bc4f-234b-4942-9e83-1c2aad112678 | Q4 | WESTERN UNION | 323672 | WESTERN UNION | 2016 | fourth_quarter | FIN | general cross-border remittance issues; general de-risking issues; general issues concerning money services businesses; general issues related to anti-money laundering and terrorist finance; issues related to implementation of the Dodd-Frank Act regarding money remitters; issues related to financial fraud; regulation and licensing of money remitters; data protection; financial services integration; human trafficking. | HOUSE OF REPRESENTATIVES,SENATE | 220000 | 0 | 0 | 2017-01-09T10:51:51-05:00 | |
| 1909954 | KABBAGE, INC. 13b4371c-529e-452f-b430-3fe4cc92c817 | Q4 | KABBAGE, INC. | 401104099 | KABBAGE, INC. | 2016 | fourth_quarter | FIN | Educating Members of Congress, the OCC, Treasury Department and CFPB on FinTech and non-bank lending issues. Advocating for open federal data (APIs) through Executive Action or Congressional action via CFPB's DF-1033 request for comment, the IRS Data Verification Modernization Act of 2016 and advocating for Federal Regulatory "Sandboxes" via H.R. 6118, the Financial Services Innovation Act of 2016. Discussing the possibilities of FinTech limited purpose charters with the OCC and their open comment white paper. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 90000 | 0 | 0 | 2017-01-09T10:53:19-05:00 | |
| 1909963 | RICH FEUER ANDERSON b347e4cd-5f40-4a1e-91b1-74b272b7c867 | Q4 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2016 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions, including H.R. 1550, the "Financial Stability Oversight Council Improvement Act of 2015," and S. 1484, the "Financial Regulatory Improvement Act of 2015." H.R. 4096, the "Investor Clarity and Bank Parity Act." Protection of rights of institutional investors, including in potential bond restructurings. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2017-01-09T11:11:14-05:00 | |
| 1909990 | THE OPTIONS CLEARING CORPORATION 6cc73393-c3a5-43fa-9608-d1c1e3e970c6 | Q4 | THE OPTIONS CLEARING CORPORATION | 66170 | OPTIONS CLEARING CORPORATION | 2016 | fourth_quarter | FIN | Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Qualifying Central Counterparty Recognition; and Financial Choice Act. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 690740 | 0 | 0 | 2017-01-09T11:44:58-05:00 | |
| 1910063 | SIXKILLER CONSULTING, LLC 927733da-200c-4dba-937f-7be5031e64b2 | 4T | SIXKILLER CONSULTING, LLC | 400635921 | NATIVE AMERICAN FINANCIAL SERVICES ASSOCIATION (NAFSA) | 2016 | fourth_quarter | FIN | Issues related to financial services. H.R.4737, the State and Tribal Government Sovereignty Protection Act of 2016. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2017-01-09T13:45:05-05:00 | |
| 1910068 | SIFF & ASSOCIATES PLLC ee444660-e83b-4282-8f7d-a6b84a967ed7 | Q4 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2016 | fourth_quarter | FIN | H.R. 4450, the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. S. 2489 the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. Proposed rule to require the use of universal proxies in all non-exempt solicitations in connection with contested elections of directors; RIN 3235-AL84; November 10, 2016; 81 FR 79122. Proposed rule to limit the use of arbitration agreements in certain financial contracts; RIN 3170-AA51; May 24, 2016; 81 FR 32829. Potential proposed rule under consideration at the U.S. Securities and Exchange Commission ("SEC") concerning the public reporting/disclosure of political contributions and contributions to advocacy organizations by public companies regulated by the SEC that would not otherwise be disclosed. Governance structure of the Consumer Financial Protection Bureau following the U.S. Court of Appeals for the District of Columbia decision in PHH Corporation v. Consumer Financial Protection Bureau, 839 F.3d 1 (D.C. Cir. 2016). | SENATE | 20000 | 0 | 0 | 2017-01-09T13:56:25-05:00 | |
| 1910136 | PRINTING INDUSTRIES OF AMERICA, INC. a7f507be-9e3e-4613-ab43-aa87b7d4c210 | Q4 | PRINTING INDUSTRIES OF AMERICA, INC. | 32203 | PRINTING INDUSTRIES OF AMERICA INC | 2016 | fourth_quarter | FIN | SEC Modernization Rules | Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS) | 80000 | 0 | 0 | 2017-01-09T15:12:25-05:00 | |
| 1910182 | HERBALIFE INTERNATIONAL OF AMERICA, INC. 62544ebd-08d3-4b93-8255-d5f36306bea5 | Q4 | HERBALIFE INTERNATIONAL OF AMERICA, INC. | 287018 | HERBALIFE INTERNATIONAL OF AMERICA INC | 2016 | fourth_quarter | FIN | Corporate governance issues | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 180000 | 0 | 0 | 2017-01-09T15:30:33-05:00 | |
| 1910267 | THE SMITH-FREE GROUP, LLC 710aa309-0d38-4a04-9f41-c7bb4cfd4eaf | Q4 | THE SMITH-FREE GROUP, LLC | 35800 | MASTERCARD WORLDWIDE | 2016 | fourth_quarter | FIN | H.R.5983, Financial CHOICE Act of 2016 (All sections of full text) | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2017-01-09T16:24:59-05:00 | |
| 1910272 | THE SMITH-FREE GROUP, LLC 52c971cd-b3b0-422b-a7eb-7bac265214d3 | Q4 | THE SMITH-FREE GROUP, LLC | 35800 | REGIONS FINANCIAL CORPORATION | 2016 | fourth_quarter | FIN | H.R.5983, Financial CHOICE Act of 2016 (All sections of full text) | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-01-09T16:27:54-05:00 | |
| 1910290 | RICH FEUER ANDERSON 41d55c26-63a8-449f-aac4-d71938f80aa0 | Q4 | RICH FEUER ANDERSON | 84775 | KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 2016 | fourth_quarter | FIN | Regulations affecting trading of securities, including market structure issues and regulation of broker-dealers. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-01-09T16:43:34-05:00 | |
| 1910312 | RICH FEUER ANDERSON 9af206d4-1566-4333-867b-8fe602b0c201 | Q4 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2016 | fourth_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S. 269, the "Nuclear Weapon Free Iran Act of 2015," and S.792, the "Nuclear Weapon Free Iran Act of 2015." Issues related to cyber security. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-01-09T17:14:20-05:00 | |
| 1910447 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 2e0a0748-8f77-417b-96e5-ff1d19251364 | Q4 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2016 | fourth_quarter | FIN | Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activiti Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment company Act of 1940 regarding electronic delivery of shareholder reports. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 600000 | 0 | 0 | 2017-01-10T10:00:35-05:00 | |
| 1910582 | CAPITOL LEGISLATIVE STRATEGIES LLC 3129cfa0-6b0d-4bab-b230-3436a9d399b0 | Q4 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2016 | fourth_quarter | FIN | All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-01-10T12:16:22-05:00 | |
| 1910622 | WILLIAMS AND JENSEN, PLLC 7ce0afc9-b8f4-476d-84bb-ab0da02be636 | 4T | WILLIAMS AND JENSEN, PLLC | 41454 | GENWORTH FINANCIAL CORP. | 2016 | fourth_quarter | FIN | FHA loan limit expansion extension. Government sponsored enterprise reform legislation. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2017-01-10T12:45:31-05:00 | |
| 1910723 | WILLIAMS AND JENSEN, PLLC 3301a62e-cb68-4a24-8159-efc7b0641b07 | Q4 | WILLIAMS AND JENSEN, PLLC | 41454 | PROSPECT CAPITAL CORPORATION | 2016 | fourth_quarter | FIN | H.R. 3868; Securities legislation impacting business development companies. H.R. 5983, Section 1036, 1037 and 1038 regarding BDCS. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2017-01-10T13:57:22-05:00 | ||
| 1910729 | HOLLAND & KNIGHT LLP 3e21cdd3-b8a7-44b6-ab1a-a383621da52d | Q4 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2016 | fourth_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-01-10T14:06:18-05:00 | ||
| 1910751 | THE SMITH-FREE GROUP, LLC e678f201-8816-4053-8916-0e42373755e9 | Q4 | THE SMITH-FREE GROUP, LLC | 35800 | NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | 2016 | fourth_quarter | FIN | Monitored H.R.5983, Financial CHOICE Act of 2016 | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-01-10T14:25:00-05:00 | |
| 1910884 | RICH FEUER ANDERSON 6622fa1c-56a8-45a2-8cba-59b1f7c2588c | Q4 | RICH FEUER ANDERSON | 84775 | SYMPHONY COMMUNICATIONS SERVICES LLC | 2016 | fourth_quarter | FIN | Legislation and regulation affecting secure communications services. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2017-01-10T16:13:34-05:00 | |
| 1910894 | HOLLAND & KNIGHT LLP 50607ca7-a31c-4cea-ab4b-2a6424e0ef3c | Q4 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2016 | fourth_quarter | FIN | Policy issues related to data breach and cyber security. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-01-10T16:16:08-05:00 | |
| 1910991 | GRANT CONSULTING GROUP e2a21538-f3e0-40ea-bb5f-a1a65c7ffbef | Q4 | GRANT CONSULTING GROUP | 89155 | RAYMOND JAMES INSURANCE GROUP INC | 2016 | fourth_quarter | FIN | Department of Labor proposed fiduciary rule | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 0 | 0 | 2017-01-11T11:16:59-05:00 | ||
| 1911019 | RICCHETTI INCORPORATED 0ea59538-cf12-4c38-9a14-15ffa35294fb | Q4 | RICCHETTI INCORPORATED | 62778 | FINSECA | 2016 | fourth_quarter | FIN | Issues related to the standard of care insurance agents must exercise in providing investment advice to clients, and restrictions on commission based compensation arrangements. | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2017-01-11T11:46:22-05:00 | |
| 1911069 | HOLLAND & KNIGHT LLP 77a99a77-9cd6-4624-a872-57a292cd124e | Q4 | HOLLAND & KNIGHT LLP | 18466 | NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | 2016 | fourth_quarter | FIN | Department of Labor Fiduciary rule. | SENATE | 30000 | 0 | 0 | 2017-01-11T12:08:23-05:00 | |
| 1911100 | HOLLAND & KNIGHT LLP e2616999-da8f-4aa8-8a95-8c6196c05a69 | Q4 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2016 | fourth_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2017-01-11T12:31:17-05:00 | |
| 1911116 | JENKINS HILL CONSULTING, LLC 14eae196-2a72-4cda-aa06-2bc812f82a16 | Q4 | JENKINS HILL CONSULTING, LLC | 303575 | EQUITABLE (FORMERLY AXA FINANCIAL) | 2016 | fourth_quarter | FIN | Implementation of Dodd-Frank regulations | HOUSE OF REPRESENTATIVES,SENATE | 25000 | 0 | 0 | 2017-01-11T12:41:28-05:00 | |
| 1911169 | JENKINS HILL CONSULTING, LLC 5f64f482-23bd-4a64-aaa5-0ad8716f6ccc | Q4 | JENKINS HILL CONSULTING, LLC | 303575 | FLOODPLAIN ALLIANCE FOR INSURANCE REFORM (FAIR) | 2016 | fourth_quarter | FIN | Flood related issues | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-01-11T12:58:53-05:00 | |
| 1911220 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES fdeb36cf-0ac5-4303-80b5-ea5591b74608 | Q4 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2016 | fourth_quarter | FIN | Credit unions and credit union operations. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE | 110000 | 0 | 0 | 2017-01-11T14:07:54-05:00 | |
| 1911310 | MILLER & CHEVALIER CHARTERED ab93064f-baff-48fc-9102-5bd558e6cbf7 | Q4 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2016 | fourth_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2017-01-11T15:21:05-05:00 | |
| 1911391 | KPMG LLP eaa625c7-3b86-43a5-93c7-b8b6024f3969 | Q4 | KPMG LLP | 21893 | KPMG LLP | 2016 | fourth_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE | 500000 | 0 | 0 | 2017-01-11T16:12:09-05:00 | |
| 1911396 | THE LIVINGSTON GROUP, LLC df446a2c-fe6c-440f-97e8-aca1023bf999 | 4T | THE LIVINGSTON GROUP, LLC | 49635 | NEW DAY FINANCIAL LLC | 2016 | fourth_quarter | FIN | Mortgage regulatory issues | 20000 | 0 | 1 | 2017-01-11T16:12:27-05:00 | ||
| 1911416 | POBLETE TAMARGO, LLP 34812fa2-a93d-4e28-b67e-e44f71ad7d6c | 4A | POBLETE TAMARGO, LLP | 400620885 | RD LEGAL FUNDING, LLC | 2016 | fourth_quarter | FIN | Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-01-11T16:48:29-05:00 | ||
| 1911422 | MONEYGRAM INTERNATIONAL INC. 72283b8f-57db-4c2f-bf09-a5bba1e3f831 | Q4 | MONEYGRAM INTERNATIONAL INC. | 401103625 | MONEYGRAM INTERNATIONAL INC. | 2016 | fourth_quarter | FIN | Issues related to money transfer business, generally; de-risking; remittances | HOUSE OF REPRESENTATIVES,SENATE | 130000 | 0 | 0 | 2017-01-11T17:20:54-05:00 | |
| 1911526 | CMFG LIFE INSURANCE COMPANY f268151e-39df-4ea7-8ebb-b4160dbea2d4 | Q4 | CMFG LIFE INSURANCE COMPANY | 80510 | CMFG LIFE INSURANCE COMPANY | 2016 | fourth_quarter | FIN | Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau (CFPB). Support legislation that would reduce regulatory burden on credit unions. Support passage of legislation to address credit union member business lending, including H.R. 1188 and S. 2028, The Small Business Lending Enhancement Act of 2015. Support adoption of the National Credit Union Administration's proposed MBL rule and proposed Field of Membership rule. Advocate for stronger data security - particularly with regard to merchant plastic card data breaches. Support S. 754, the Cybersecurity Information Sharing Act of 2015. Support credit union access to supplemental capital, including H.R. 989. Support H.R. 1266 which would establish a five-person board for the CFPB. Support H.R. 957, The Bureau of Consumer Financial Protection - Inspector General Reform Act of 2015. Support H.R. 3192, Homebuyers Assistance Act regarding TRID. Support S. 1484, Financial Regulatory Improvement Act of 2015. Support raising the CFPB examintion threshold under S. 482. Support a best interest fiduciary standard for retirement advice and products as proposed by the Department of Labor that is effectively and efficiently workable in the market. Support H.R. 1090 regarding DOL proposed rule. Support insurance and credit union reform provisions in the Financial CHOICE Act, H.R. 5983. | HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 128942 | 0 | 0 | 2017-01-12T09:46:55-05:00 | |
| 1911694 | STEPTOE LLP c27d3498-7a6b-4cd7-b695-da970bcb8b59 | Q4 | STEPTOE LLP | 36710 | ASSURED GUARANTY LTD. (AGL) | 2016 | fourth_quarter | FIN | Legislative proposals impacting the municipal bond market. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2017-01-12T13:45:58-05:00 | |
| 1911856 | RICH FEUER ANDERSON 4f843355-799e-44cb-9f58-2e7836d17402 | Q4 | RICH FEUER ANDERSON | 84775 | BLOCKCHAIN (US) INC. | 2016 | fourth_quarter | FIN | Legislative and regulatory initiatives impacting digital currencies. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-01-12T15:01:26-05:00 | |
| 1911888 | AMERICAN COUNCIL OF LIFE INSURERS 69cacae5-3a55-407a-ad81-8d5de1f7259d | Q4 | AMERICAN COUNCIL OF LIFE INSURERS | 2115 | AMERICAN COUNCIL OF LIFE INSURERS | 2016 | fourth_quarter | FIN | Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R. 1090/S. 2497, the Retail Investor Protection Act. Prohibits the Secretary of Labor from prescribing any regulation under the Employee Retirement Income Security Act of 1974 (ERISA) defining the circumstances under which an individual is considered a fiduciary until 60 days after the Securities and Exchange Commission (SEC) issues a final rule governing standards of conduct for brokers and dealers under specified law. Issue: Fiduciary Duties Amendment to the Transportation, Housing & Urban Development Appropriations act, to prohibit federal guarantees for mortgages seized through eminent domain. Issue: Mortgage Investments. H.R. 5484/S. 3067 - Financial Services and General Government Appropriations Act, 2017. Making appropriations for financial services and general government for the fiscal year ending September 30, 2017, and for other purposes. Issue: Global insurance standards; SIFI de-risking. H.R. 1478/S. 798 - Policyholder Protection Act of 2015. To amend the Federal Deposit Insurance Act to provide for notice to, and input by, State insurance commissioners when requiring an insurance company to serve as a source of financial strength pursuant to such Act. Issue: Source of strength H.R. 601 - Eliminate Privacy Notice Confusion Act. This bill amends the Gramm-Leach-Bliley Act to exempt from its annual privacy policy notice requirement any financial institution which: (1) provides nonpublic personal… | HOUSE OF REPRESENTATIVES,SENATE | 1134000 | 0 | 0 | 2017-01-12T15:11:40-05:00 | |
| 1911905 | CROWE LLP 7bdd61a2-f12b-4cc0-8324-dd389d97e8ac | Q4 | CROWE LLP | 401103843 | CROWE LLP | 2016 | fourth_quarter | FIN | Farm Credit Administration Puerto Rico Oversight Board | HOUSE OF REPRESENTATIVES,SENATE | 24000 | 0 | 0 | 2017-01-12T15:20:37-05:00 | |
| 1911942 | SIXKILLER CONSULTING, LLC 0d53d2e6-cb81-4f36-893d-d51e045cf47c | 4@ | SIXKILLER CONSULTING, LLC | 400635921 | NATIVE AMERICAN FINANCIAL SERVICES ASSOCIATION (NAFSA) | 2016 | fourth_quarter | FIN | Issues related to financial services. H.R.4737, the State and Tribal Government Sovereignty Protection Act of 2016. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2017-01-12T15:39:01-05:00 | |
| 1911970 | AKIN GUMP STRAUSS HAUER & FELD 962afdcc-3f2d-4ab9-b9b9-596c96386edc | Q4 | AKIN GUMP STRAUSS HAUER & FELD | 682 | MOODY'S CORPORATION | 2016 | fourth_quarter | FIN | Dodd-Frank Act implementation | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2017-01-12T15:56:11-05:00 | |
| 1911986 | AMERICAN FEED INDUSTRY ASSN ac8f95a7-6222-430b-8986-71e3fdaade5b | Q4 | AMERICAN FEED INDUSTRY ASSN | 2343 | AMERICAN FEED INDUSTRY ASSN | 2016 | fourth_quarter | FIN | Issues related to U.S. Commodity Futures Trading Commission regulation, oversight, re-authorization, and rule-making; Dodd-Frank Implementation and amendments | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade & Development Agency (USTDA),U.S. Trade Representative (USTR) | 20000 | 0 | 0 | 2017-01-12T16:03:40-05:00 | |
| 1912020 | STEPTOE LLP 8abd0de9-2cdf-4d0e-9df7-f805a215af57 | Q4 | STEPTOE LLP | 36710 | DEPOSITORY TRUST CLEARING CORPORATION | 2016 | fourth_quarter | FIN | Issues relating to implementation of the Dodd-Frank Act in the following areas: over-the-counter derivatives; swap data reporting standards, and global legal entity identifiers. Issues in connection with Commodity Exchange Act reauthorization. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2017-01-12T16:24:51-05:00 | |
| 1912052 | STEPTOE LLP 4325c567-61a3-4c57-a5d9-3f61787936ce | Q4 | STEPTOE LLP | 36710 | WHOLESALE MARKETS BROKERS ASSOCIATION -- AMERICAS | 2016 | fourth_quarter | FIN | Regulation of over-the-counter derivatives markets, including swap execution facility registration and cross-border application of domestic regulations. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2017-01-12T16:50:25-05:00 | |
| 1912058 | RICH FEUER ANDERSON f065e632-054f-429a-aa38-f9f529198253 | Q4 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2016 | fourth_quarter | FIN | Modernization of regulation of business development companies, including HR 3868, the "Small Business Credit Availability Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-01-12T16:57:28-05:00 | |
| 1912151 | CALIFORNIA ASSOCIATION OF REALTORS b7760d68-cd7a-4b16-9c7f-a94e28c84793 | Q4 | CALIFORNIA ASSOCIATION OF REALTORS | 7691 | CALIFORNIA ASSOCIATION OF REALTORS | 2016 | fourth_quarter | FIN | H.R. 685: The Mortgage Choice Act - The bill would make changes to the Qualified Mortgage rule by treating charges to affiliated companies the same as charges to unaffiliated companies. H.R. 5282: Comprehensive Consumer Credit Reporting Reform Act: Would change to consumer credit reporting laws. S. 1484: Financial Regulatory Improvement Act - The bill would, among other things, make changes to Fannie Mae and Freddie Mac. C.A.R. has discussed with the Federal Housing Finance Agency California's Property Assessed Clean Energy (PACE) program and its lien seniority to first mortgages. | Consumer Financial Protection Bureau (CFPB),Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 25342 | 0 | 0 | 2017-01-12T18:25:45-05:00 | |
| 1912192 | WILLIAMS AND JENSEN, PLLC 33763ccc-4a02-4e16-a312-85dd525942fc | Q4 | WILLIAMS AND JENSEN, PLLC | 41454 | BLOOMBERG LP | 2016 | fourth_quarter | FIN | Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases. Data storage. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 60000 | 0 | 0 | 2017-01-13T09:13:46-05:00 | |
| 1912195 | WILLIAMS AND JENSEN, PLLC 272036f3-e877-4267-9b72-a3d04ea5ff39 | Q4 | WILLIAMS AND JENSEN, PLLC | 41454 | CHICAGO DEFERRED EXCHANGE CORPORATION | 2016 | fourth_quarter | FIN | Tax and financial services issues related to qualified intermediaries and real estate. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-01-13T09:21:56-05:00 | ||
| 1912197 | WILLIAMS AND JENSEN, PLLC 214fa2a5-7055-4c16-87a5-526316af7adc | Q4 | WILLIAMS AND JENSEN, PLLC | 41454 | ELLIOTT MANAGEMENT | 2016 | fourth_quarter | FIN | Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2017-01-13T09:23:13-05:00 | |
| 1912211 | WILLIAMS AND JENSEN, PLLC d5d234be-6fd9-4a72-9df5-4e6da8470248 | Q4 | WILLIAMS AND JENSEN, PLLC | 41454 | MANAGED FUNDS ASSOCIATION | 2016 | fourth_quarter | FIN | Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-01-13T09:32:31-05:00 | |
| 1912212 | BLACK & VEATCH 65ec7b42-e4f1-4a87-a12a-472c8349dc8c | Q4 | BLACK & VEATCH | 6278 | BLACK & VEATCH | 2016 | fourth_quarter | FIN | Issues related to Puerto Rico economic stability | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2017-01-13T09:33:23-05:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);