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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

874 rows where filing_period = "fourth_quarter", filing_year = 2016 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 874 ✖

filing_year 1

  • 2016 · 874 ✖

filing_period 1

  • fourth_quarter · 874 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1879542 ACG ADVOCACY 3b35b31b-7978-48bd-8224-119bbd080f40 4T ACG ADVOCACY 2057 PAULSON & COMPANY, INC. 2016 fourth_quarter FIN Housing Finance Issues. H.R.4913: Housing Finance Restructuring Act of 2016. HOUSE OF REPRESENTATIVES,SENATE     0 1 2016-10-17T14:15:06.100000-04:00
1906703 URBAN SWIRSKI & ASSOCIATES, LLC 5e740363-7ca8-43e4-8061-713ea1d21ad9 Q4 URBAN SWIRSKI & ASSOCIATES, LLC 400584784 REINSURANCE GROUP OF AMERICA, INCORPORATED 2016 fourth_quarter FIN General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform and Consumer Protection Act" P.L. No. 111-203 Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) 40000   0 0 2016-11-21T11:25:40.877000-05:00
1907623 AMERICAN PROPERTY CASUALTY INSURANCE ASSOCIATION FKA PROPERTY CASUALTY INSURERS ASSOC. OF AMERICA d220b61e-f706-4236-b2fd-6af086271f23 Q4 AMERICAN PROPERTY CASUALTY INSURANCE ASSOCIATION FKA PROPERTY CASUALTY INSURERS ASSOC. OF AMERICA 26854 AMERICAN PROPERTY CASUALTY INSURANCE ASSOCIATION 2016 fourth_quarter FIN H.R. 601- Consumer Financial Products H.R. 888- Dodd-Frank amendment H.R. 1233- Regulatory Relief H.R. 1262- Consumer Financial Products H.R. 1264- Consumer Financial Products H.R. 1266- Financial Product Safety Commission H.R. 1550- Financial Stability Oversight Council (FSOC) H.R. 1965- Securities and Exchange Commission (SEC) H.R. 2029- Appropriations H.R. 2099- Consumer Financial Products H.R. 3340- FSOC H.R. 3189- Federal Reserve H.R. 3557- FSOC H.R. 3738- Data Security H.R. 3857- FSOC H.R. 4538- Senior Citizens; Finance H.R. 5983- Financial CHOICE Act of 2016 S. 2038- Finance Reform S. 2216- Senior Citizens; Finance Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Executive Office of the President (EOP),Federal Aviation Administration (FAA),Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Highway Administration (FHA),Federal Housing Finance Agency (FHFA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Internal Revenue Service (IRS),Natl Geospatial Intelligence Agency,Natl Highway Traffic Safety Administration (NHTSA),Natl Transportation Safety Board (NTSB),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office     0 0 2016-12-12T11:06:52.787000-05:00
1907652 BROWNSTEIN HYATT FARBER SCHRECK, LLP 440a45ee-ccc4-4896-9665-26d7a3e01d7a Q4 BROWNSTEIN HYATT FARBER SCHRECK, LLP 7257 INDEPENDENT DIRECTORS OF THE BOARD OF DIRECTORS OF WELLS FARGO & COMPANY 2016 fourth_quarter FIN Issues related to congressional investigations of Wells Fargo & Company HOUSE OF REPRESENTATIVES,SENATE 150000   0 0 2016-12-13T09:05:52.977000-05:00
1907783 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 014d072b-b9b8-4f31-8cbe-b9f8763e90b0 Q4 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 41113 PERSHING SQUARE CAPITAL MANAGEMENT, L.P. 2016 fourth_quarter FIN Issues regarding enforcement of and developments with respect to consumer protection laws and regulations and securities laws and regulations. Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 60000   0 0 2016-12-13T14:31:02.737000-05:00
1907813 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC cf9239d9-c755-41d2-abbf-737bae7e084d Q4 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 41113 SPACE SYSTEMS/LORAL, INC. 2016 fourth_quarter FIN Ex-Im Bank Reauthorization Commerce, Dept of (DOC),Defense, Dept of (DOD),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Natl Aeronautics & Space Administration (NASA),Natl Oceanic & Atmospheric Administration (NOAA),Office of Management & Budget (OMB),SENATE,State, Dept of (DOS) 80000   0 0 2016-12-13T15:11:12.457000-05:00
1907830 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 9ebf4540-fab3-4916-ab0e-e159037c4aec Q4 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 41113 THE CLEARING HOUSE ASSOCIATION L.L.C. 2016 fourth_quarter FIN Payments-related legislation; cyber security legislation; patent reform legislation; bankruptcy reform legislation HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2016-12-13T15:50:17.650000-05:00
1907851 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 92ea7eef-9792-46c9-b315-9bdab41d6a87 Q4 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 41113 UNITED TECHNOLOGIES CORPORATION 2016 fourth_quarter FIN Ex-Im Bank Reauthorization Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-12-13T16:01:27.417000-05:00
1907862 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 6246e63a-93a5-41de-ae22-5cbef2273809 Q4 WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 41113 WORKIVA (FORMERLY WEBFILINGS / WEBFILINGS) 2016 fourth_quarter FIN Small Company Disclosure Simplication Act Financial Transparency Act HOUSE OF REPRESENTATIVES,SENATE 90000   0 0 2016-12-13T16:07:32.560000-05:00
1907993 THE WILLIAMS GROUP 5293c67b-7af0-4dd3-8006-0d37f41f1c7f Q4 THE WILLIAMS GROUP 401104049 GENERAL MOTORS 2016 fourth_quarter FIN OTC Derivatives HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2016-12-19T22:17:09.353000-05:00
1907996 THE WILLIAMS GROUP fd705dc8-2285-4897-89d1-7063f6aadb87 Q4 THE WILLIAMS GROUP 401104049 METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) 2016 fourth_quarter FIN Non-Bank SIFI Designation HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2016-12-19T22:18:10.727000-05:00
1908049 NELSON MULLINS RILEY & SCARBOROUGH 29d47c61-e1f6-4dc7-ba91-2990e3fa0189 4T NELSON MULLINS RILEY & SCARBOROUGH 285871 COALITION FOR RESPONSIBLE BUSINESS FINANCE 2016 fourth_quarter FIN Background and education on non-traditional small business lending HOUSE OF REPRESENTATIVES,SENATE 33000   0 1 2016-12-21T16:21:53.947000-05:00
1908135 THE VELASQUEZ GROUP, L.L.C. 6d840e16-f24a-4019-b733-ec842db02f0b Q4 THE VELASQUEZ GROUP, L.L.C. 53403 ELECTRONIC PAYMENTS COALITION 2016 fourth_quarter FIN H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees. HOUSE OF REPRESENTATIVES 30000   0 0 2016-12-23T19:28:28.007000-05:00
1908136 THE VELASQUEZ GROUP, L.L.C. a672eaa0-23ab-4ba5-991d-345fcc6bfcf1 4T THE VELASQUEZ GROUP, L.L.C. 53403 NETWORK FOR INVESTOR ACTION AND PROTECTION (NIAP) 2016 fourth_quarter FIN H.R. 5852, To amend the Securities Investor Protection Act of 1970 to confirm that a customers net equity claim is based on the customers last statement and to provide the Securities and Exchange Commission with oversight of the Securities Investor Protection Corporation, or any similar legislation including H.R. 1982, Restoring Main Street Investor Protection and Confidence Act seeking to amend the Securities Investor Protection Act of 1970 to confirm that a customers's net equity claim is based on the customer's last statement. HOUSE OF REPRESENTATIVES     0 1 2016-12-23T19:46:29.693000-05:00
1908137 THE VELASQUEZ GROUP, L.L.C. f5c84078-ddc1-45f7-852e-943863b6bddc Q4 THE VELASQUEZ GROUP, L.L.C. 53403 INVESTMENT COMPANY INSTITUTE 2016 fourth_quarter FIN H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board. HOUSE OF REPRESENTATIVES 60000   0 0 2016-12-23T19:53:31.320000-05:00
1908139 THE VELASQUEZ GROUP, L.L.C. 68b986f2-33d1-4361-926d-61ca2c9e7b2e Q4 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2016 fourth_quarter FIN H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular any language pertaining to the 10% capital leverage ratio or changes thereto; and, any language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs). HOUSE OF REPRESENTATIVES 50000   0 0 2016-12-23T20:09:34.197000-05:00
1908210 HOLCH & ERICKSON, LLP bee351f8-5905-42d8-aab6-50ded0318ca6 Q4 HOLCH & ERICKSON, LLP 305032 SHAREHOLDER COMMUNICATIONS COALITION 2016 fourth_quarter FIN Proxy voting and communications issues HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) 22500   0 0 2016-12-29T09:38:52.610000-05:00
1908213 ADVANCED POLICY CONSULTING, LLC d3ef2224-2633-434c-88e1-1606fef3b7b9 Q4 ADVANCED POLICY CONSULTING, LLC 401103524 INDEPENDENT INVESTMENT BANKERS, CORP. 2016 fourth_quarter FIN H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015." HOUSE OF REPRESENTATIVES,SENATE     0 0 2016-12-29T10:09:57.537000-05:00
1908215 ADVANCED POLICY CONSULTING, LLC 06caf48b-bb22-4a9b-8999-16b80e4b3fba Q4 ADVANCED POLICY CONSULTING, LLC 401103524 BA SECURITIES, LLC 2016 fourth_quarter FIN H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015" HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-12-29T10:10:59.910000-05:00
1908217 ADVANCED POLICY CONSULTING, LLC ac61cf23-82ab-4147-a97d-0862f60a271a Q4 ADVANCED POLICY CONSULTING, LLC 401103524 M&A SECURITIES GROUP, INC. 2016 fourth_quarter FIN H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015" HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-12-29T10:12:01.867000-05:00
1908220 ADVANCED POLICY CONSULTING, LLC 54700d6e-444b-4892-8b0e-fec7912cc205 Q4 ADVANCED POLICY CONSULTING, LLC 401103524 BURCH & CO., INC. 2016 fourth_quarter FIN H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. H.R. 686 - "Small Business Mergers, Acquisitions, Sales and Brokerage Simplification" S. 1010 - "Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015" S. 1484 - "The Financial Regulatory Improvement Act of 2015" HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2016-12-29T10:14:04.897000-05:00
1908224 ADVANCED POLICY CONSULTING, LLC d7db5b9e-027d-414b-8647-54bfe278eebc Q4 ADVANCED POLICY CONSULTING, LLC 401103524 INVESTMENT COMPANY INSTITUTE (ICI) 2016 fourth_quarter FIN S. 1484 "the Financial Regulatory Improvement Act of 2015 as it relates to the Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI). HR 1550 "Financial Stability Oversight Council Improvement Act of 2015." Opposed Amendment #39 to H.R. 5485, the Financial Services and General Government Appropriations Act of 2017. Amendment #39 would have prohibit the new SEC Proposed Rule 30e-3 that allows mutual funds to communicate to their customers using digital delivery of financial reporting information. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-12-29T10:18:09.773000-05:00
1908234 ADVANCED POLICY CONSULTING, LLC 6e47a2ee-1943-4d93-8ee0-165cb3b4a0e5 Q4 ADVANCED POLICY CONSULTING, LLC 401103524 MANUFACTURED HOUSING INSTITUTE (MHI) 2016 fourth_quarter FIN H.R. 650, "Preserving Access to Manufactured Housing Act of 2015" and S.682, "Preserving Access to Manufactured Housing Act of 2015." Senate Financial Services Appropriations Bill as it relates to Manufactured Housing provisions contained in S. 682 and House Financial Services Appropriations Bill as it relates to Manufactured Housing provisions contained in H.R. 650. H.R. 5983, the Financial CHOICE Act of 2016 as it relates to manufactured housing. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2016-12-29T10:23:15.413000-05:00
1908367 VAN SCOYOC ASSOCIATES caf4d4bd-1248-4506-9024-3d9e6c722148 4T VAN SCOYOC ASSOCIATES 39837 FEDERAL HOME LOAN BANK OF SAN FRANCISCO 2016 fourth_quarter FIN Monitor the following: Public Law 111-517, Dodd-Frank Wall Street Reform and Consumer Protection Act, Financial Services Regulatory Reform issues. S.495, Mortgage Finance Act of 2015, GSE Reform issues. Regulation and financial products generally. GSE Reform issues S.2038, Jumpstart GSE Reform Act, generally. H.R.5394/S.2844, Transportation, Housing and Urban Development, and Independent Agencies Appropriations Act, FY2017, HUD initiatives and budgetary treatment of government sponsored enterprises. H.R.5485/S.3067, Financial Services and General Government Appropriations Act, FY2017, generally Monitor budget process as it relates to housing, including housing appropriations legislation. H.R.1355, Small Business and Community Investments Expansion Act of 2015, Community Development Financial Institutions   20000   0 1 2016-12-30T18:54:05.370000-05:00
1908590 J.C. WATTS COMPANIES e731b5a4-5d73-405a-9580-5f233b50de10 Q4 J.C. WATTS COMPANIES 87858 NATIONAL INSTALLMENT LENDERS ASSOCIATION 2016 fourth_quarter FIN Implementation of Dodd-Frank Act, Military Lending Act Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE 37500   0 0 2017-01-02T14:48:56-05:00
1908595 J.C. WATTS COMPANIES b4b673a5-882e-43f1-9a0f-a1b4a0527b5b Q4 J.C. WATTS COMPANIES 87858 NATIONAL ASSOCIATION OF SECURITIES PROFESSIONALS 2016 fourth_quarter FIN Implementation of Dodd-Frank, Federal retirement Reform Consumer Financial Protection Bureau (CFPB),Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE 19500   0 0 2017-01-02T14:54:23-05:00
1908630 FINANCIAL SERVICES INSTITUTE 77b55781-36ea-4b0d-a458-2be34eb89825 Q4 FINANCIAL SERVICES INSTITUTE 400712136 FINANCIAL SERVICES INSTITUTE 2016 fourth_quarter FIN Financial Advisor Independent Contractor Status (Fair Playing Field Act of 2015); Dept. of Labor Fiduciary Rule; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder Financial Abuse, Senior Safe Act of 2016; Pay to Play; Third Party Examinations; Commission Payouts; Dept. of Labor Overtime Rule; Regulatory Relief Act HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office   180000 0 0 2017-01-03T09:40:01-05:00
1908639 PETER BLOCKLIN eaeb79d4-378d-4320-bc39-5b443a05dbb8 4T PETER BLOCKLIN 401014864 INSTITUTE OF INTERNATIONAL BANKERS 2016 fourth_quarter FIN Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation SENATE     0 1 2017-01-03T10:20:24-05:00
1908641 PETER BLOCKLIN ecb31a71-02dc-43c1-9e5e-ca5888283efa 4T PETER BLOCKLIN 401014864 CREDIT SUISSE SECURITIES,LLC 2016 fourth_quarter FIN Dodd-Frank Act, National Treatment, Volcker Rule, Systemically Important Financial Institution designation SENATE 6000   0 1 2017-01-03T10:25:25-05:00
1908643 PETER BLOCKLIN 7dc63cb1-91f4-4507-8a5c-6a88473cf573 4T PETER BLOCKLIN 401014864 FEDERATED INVESTORS INC. 2016 fourth_quarter FIN Money Market Funds SENATE     0 1 2017-01-03T10:28:56-05:00
1908687 COUNCIL OF INSTITUTIONAL INVESTORS 28ad2b71-5289-4656-a5dd-c06b570e6542 Q4 COUNCIL OF INSTITUTIONAL INVESTORS 11082 COUNCIL OF INSTITUTIONAL INVESTORS 2016 fourth_quarter FIN Dec. 28, 2016CII comment letter to SEC on universal proxy Dec. 8, 2016CII Executive Director Ken Bertsch - Remarks to SEC Investor Advisory Committee Nov. 10, 2016CII letter to Congressional Leadership opposing riders Oct. 26, 2016CII letter to SEC on Subpart 400 of Regulation S-K Oct. 18, 2016CII letter to SEC on Exhibit Hyperlinks Securities & Exchange Commission (SEC),SENATE     0 0 2017-01-03T13:49:30-05:00
1908719 PICKARD DJINIS AND PISARRI LLP 00fdb82d-abda-4239-afbc-bb3c71369395 Q4 PICKARD DJINIS AND PISARRI LLP 400568702 INSTITUTIONAL SHAREHOLDER SERVICES INC. 2016 fourth_quarter FIN H.R. 5311, Corporate Governance Reform and Transparency Act of 2016. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-01-03T15:40:24-05:00
1908849 VENABLE LLP 6ab3b293-0f63-4da8-8fb6-26a68f4b30bb Q4 VENABLE LLP 39941 THE CLEARING HOUSE ASSOCIATION 2016 fourth_quarter FIN Monitoring financial services issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-01-04T11:21:07-05:00
1909056 MAGILL ASSOCIATES, LLC c0c42381-c483-4182-9855-35651ebd27c7 Q4 MAGILL ASSOCIATES, LLC 401103511 LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" 2016 fourth_quarter FIN The Consumer Financial Protection Board's proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE 30000   0 0 2017-01-05T10:37:30-05:00
1909058 MAGILL ASSOCIATES, LLC 4827b1fe-6053-48bc-9368-985ff28048cd Q4 MAGILL ASSOCIATES, LLC 401103511 MOUNTAIN WEST CREDIT UNION ASSOCIATION 2016 fourth_quarter FIN legislation affecting credit unions HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-01-05T10:41:10-05:00
1909149 MADISON GOVERNMENT AFFAIRS dd570fd3-88cd-4eba-ae6f-bc3bbe0be652 Q4 MADISON GOVERNMENT AFFAIRS 23452 ECONOMIC DEVELOPMENT COMMISSION OF FLORIDA'S SPACE COAST 2016 fourth_quarter FIN Reauthorization of the Export-Import Bank Air Force, Dept of,Defense, Dept of (DOD),Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-01-05T11:58:47-05:00
1909329 COMMERCE BANK 4117645f-e101-4119-84f4-447e7e094ee9 Q4 COMMERCE BANK 400728185 COMMERCE BANK 2016 fourth_quarter FIN Issues relating to legislation and regulation which affect the banking industry HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-01-05T16:08:05-05:00
1909344 GOLDHABER POLICY SERVICES LLC 254bf8b0-258e-4950-a548-df909933e808 Q4 GOLDHABER POLICY SERVICES LLC 400935705 RANIERI PARTNERS MANAGEMENT LLC 2016 fourth_quarter FIN Continued to work on issues related to non-bank membership in Federal Home Loan Bank. Ginnie Mae,Housing & Urban Development, Dept of (HUD),SENATE 10000   0 0 2017-01-05T16:49:13-05:00
1909354 GOLDHABER POLICY SERVICES LLC 6dbb022d-80a4-4782-90da-d93368cd4dd2 Q4 GOLDHABER POLICY SERVICES LLC 400935705 SHELLPOINT PARTNERS LLC 2016 fourth_quarter FIN Continued to work on issues and options related to non-bank membership in Federal Home Loan Bank. Housing & Urban Development, Dept of (HUD) 10000   0 0 2017-01-05T16:59:24-05:00
1909360 GOLDHABER POLICY SERVICES LLC c1fb290d-4ba5-47e2-bf95-9e125cc79cfa Q4 GOLDHABER POLICY SERVICES LLC 400935705 WALTER INVESTMENT MANAGEMENT CORP 2016 fourth_quarter FIN Continued to worked to inform key stakeholders concerned withFHFAs principle reduction modification program   20000   0 0 2017-01-05T17:05:52-05:00
1909374 MR. DOYCE BOESCH 280a542e-0caf-4229-85a7-dfadff92fcff Q4 MR. DOYCE BOESCH 400677020 FIDELITY INVESTMENTS 2016 fourth_quarter FIN Banking legislation and regulation HOUSE OF REPRESENTATIVES,SENATE 5000   0 0 2017-01-05T17:43:54-05:00
1909379 MR. DOYCE BOESCH 5087bdd4-856e-474a-8d08-fdeeb7e8f06a Q4 MR. DOYCE BOESCH 400677020 INVESTMENT COMPANY INSTITUTE 2016 fourth_quarter FIN Banking legislation and regulation HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2017-01-05T17:49:00-05:00
1909399 YODLEE INC. ba191b54-c3bf-4b87-82a1-89cc0e896f7d Q4 YODLEE INC. 401104165 YODLEE INC. 2016 fourth_quarter FIN Consumer-permissioned financial data access issues Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Natl Economic Council (NEC),Office of Science & Technology Policy (OSTP),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   80000 0 0 2017-01-06T08:43:36-05:00
1909465 PHILLIP RIVERS aca514b0-1969-4c74-a155-9ba59a909794 Q4 PHILLIP RIVERS 401098065 FINANCIAL PLANNING COALITION 2016 fourth_quarter FIN Laws dealing with the regulation of the Financial Planning profession HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-01-06T10:17:06-05:00
1909622 HUTTON STRATEGIES 49e7b6db-f187-4b4f-8418-f8ce43f6438d Q4 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2016 fourth_quarter FIN general securities issues -- H.R. 4216 Consumer Financial Choice & Capital Markets Protection Act. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-01-06T14:12:22-05:00
1909757 AMERICAN FINANCIAL SERVICES ASSOCIATION 237e9443-0683-4f9e-ab7e-29eea38ad201 Q4 AMERICAN FINANCIAL SERVICES ASSOCIATION 2354 AMERICAN FINANCIAL SERVICES ASSOCIATION 2016 fourth_quarter FIN Dodd-Frank Wall Street Reform and Consumer Protection Act, Arbitration, Auto Lending, Consumer Privacy, Industrial Loan Banks, Installment Lending, Military Lending, Mortgage Lending, Payment Cards, Tax Reform, Telephone Consumer Protection Act Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of   125000 0 0 2017-01-06T17:17:21-05:00
1909867 RICH FEUER ANDERSON 2101879a-511c-47b8-91b3-aaa914fa850e Q4 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2016 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act," including Title VII regulation of derivatives and capital requirements. Equities market structure issues. Reauthorization of the Commodity Exchange Act, including H.R. 2289, the "Commodity End-User Relief Act." HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2017-01-08T16:32:51-05:00
1909872 RICH FEUER ANDERSON cdc5f039-a833-457f-a444-37c75824350e Q4 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2016 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Market structure issues, including implementation of Consolidated Audit Trail. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-01-08T16:40:20-05:00
1909877 RICH FEUER ANDERSON 720272ef-06e1-4e2c-bb84-fa94d5026c04 Q4 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2016 fourth_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2017-01-08T16:47:49-05:00
1909883 RICH FEUER ANDERSON 67618673-f8a5-4e40-be68-3120494c04de Q4 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2016 fourth_quarter FIN Regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-01-08T18:12:30-05:00
1909929 TRIOPTIMA AB 126bf378-8947-434b-86f2-43fe881c387e Q4 TRIOPTIMA AB 400946732 TRIOPTIMA AB 2016 fourth_quarter FIN Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97) Commodity Futures Trading Commission (CFTC)     0 0 2017-01-09T10:07:46-05:00
1909950 WESTERN UNION 9f02bc4f-234b-4942-9e83-1c2aad112678 Q4 WESTERN UNION 323672 WESTERN UNION 2016 fourth_quarter FIN general cross-border remittance issues; general de-risking issues; general issues concerning money services businesses; general issues related to anti-money laundering and terrorist finance; issues related to implementation of the Dodd-Frank Act regarding money remitters; issues related to financial fraud; regulation and licensing of money remitters; data protection; financial services integration; human trafficking. HOUSE OF REPRESENTATIVES,SENATE   220000 0 0 2017-01-09T10:51:51-05:00
1909954 KABBAGE, INC. 13b4371c-529e-452f-b430-3fe4cc92c817 Q4 KABBAGE, INC. 401104099 KABBAGE, INC. 2016 fourth_quarter FIN Educating Members of Congress, the OCC, Treasury Department and CFPB on FinTech and non-bank lending issues. Advocating for open federal data (APIs) through Executive Action or Congressional action via CFPB's DF-1033 request for comment, the IRS Data Verification Modernization Act of 2016 and advocating for Federal Regulatory "Sandboxes" via H.R. 6118, the Financial Services Innovation Act of 2016. Discussing the possibilities of FinTech limited purpose charters with the OCC and their open comment white paper. Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of   90000 0 0 2017-01-09T10:53:19-05:00
1909963 RICH FEUER ANDERSON b347e4cd-5f40-4a1e-91b1-74b272b7c867 Q4 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2016 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." Regulation of asset managers as systemically important financial institutions, including H.R. 1550, the "Financial Stability Oversight Council Improvement Act of 2015," and S. 1484, the "Financial Regulatory Improvement Act of 2015." H.R. 4096, the "Investor Clarity and Bank Parity Act." Protection of rights of institutional investors, including in potential bond restructurings. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2017-01-09T11:11:14-05:00
1909990 THE OPTIONS CLEARING CORPORATION 6cc73393-c3a5-43fa-9608-d1c1e3e970c6 Q4 THE OPTIONS CLEARING CORPORATION 66170 OPTIONS CLEARING CORPORATION 2016 fourth_quarter FIN Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Qualifying Central Counterparty Recognition; and Financial Choice Act. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   690740 0 0 2017-01-09T11:44:58-05:00
1910063 SIXKILLER CONSULTING, LLC 927733da-200c-4dba-937f-7be5031e64b2 4T SIXKILLER CONSULTING, LLC 400635921 NATIVE AMERICAN FINANCIAL SERVICES ASSOCIATION (NAFSA) 2016 fourth_quarter FIN Issues related to financial services. H.R.4737, the State and Tribal Government Sovereignty Protection Act of 2016. HOUSE OF REPRESENTATIVES,SENATE 30000   0 1 2017-01-09T13:45:05-05:00
1910068 SIFF & ASSOCIATES PLLC ee444660-e83b-4282-8f7d-a6b84a967ed7 Q4 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2016 fourth_quarter FIN H.R. 4450, the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. S. 2489 the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill. Proposed rule to require the use of universal proxies in all non-exempt solicitations in connection with contested elections of directors; RIN 3235-AL84; November 10, 2016; 81 FR 79122. Proposed rule to limit the use of arbitration agreements in certain financial contracts; RIN 3170-AA51; May 24, 2016; 81 FR 32829. Potential proposed rule under consideration at the U.S. Securities and Exchange Commission ("SEC") concerning the public reporting/disclosure of political contributions and contributions to advocacy organizations by public companies regulated by the SEC that would not otherwise be disclosed. Governance structure of the Consumer Financial Protection Bureau following the U.S. Court of Appeals for the District of Columbia decision in PHH Corporation v. Consumer Financial Protection Bureau, 839 F.3d 1 (D.C. Cir. 2016). SENATE 20000   0 0 2017-01-09T13:56:25-05:00
1910136 PRINTING INDUSTRIES OF AMERICA, INC. a7f507be-9e3e-4613-ab43-aa87b7d4c210 Q4 PRINTING INDUSTRIES OF AMERICA, INC. 32203 PRINTING INDUSTRIES OF AMERICA INC 2016 fourth_quarter FIN SEC Modernization Rules Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS)   80000 0 0 2017-01-09T15:12:25-05:00
1910182 HERBALIFE INTERNATIONAL OF AMERICA, INC. 62544ebd-08d3-4b93-8255-d5f36306bea5 Q4 HERBALIFE INTERNATIONAL OF AMERICA, INC. 287018 HERBALIFE INTERNATIONAL OF AMERICA INC 2016 fourth_quarter FIN Corporate governance issues Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR)   180000 0 0 2017-01-09T15:30:33-05:00
1910267 THE SMITH-FREE GROUP, LLC 710aa309-0d38-4a04-9f41-c7bb4cfd4eaf Q4 THE SMITH-FREE GROUP, LLC 35800 MASTERCARD WORLDWIDE 2016 fourth_quarter FIN H.R.5983, Financial CHOICE Act of 2016 (All sections of full text) HOUSE OF REPRESENTATIVES,SENATE 70000   0 0 2017-01-09T16:24:59-05:00
1910272 THE SMITH-FREE GROUP, LLC 52c971cd-b3b0-422b-a7eb-7bac265214d3 Q4 THE SMITH-FREE GROUP, LLC 35800 REGIONS FINANCIAL CORPORATION 2016 fourth_quarter FIN H.R.5983, Financial CHOICE Act of 2016 (All sections of full text) HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-01-09T16:27:54-05:00
1910290 RICH FEUER ANDERSON 41d55c26-63a8-449f-aac4-d71938f80aa0 Q4 RICH FEUER ANDERSON 84775 KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) 2016 fourth_quarter FIN Regulations affecting trading of securities, including market structure issues and regulation of broker-dealers. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2017-01-09T16:43:34-05:00
1910312 RICH FEUER ANDERSON 9af206d4-1566-4333-867b-8fe602b0c201 Q4 RICH FEUER ANDERSON 84775 SWIFT, INC. 2016 fourth_quarter FIN Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S. 269, the "Nuclear Weapon Free Iran Act of 2015," and S.792, the "Nuclear Weapon Free Iran Act of 2015." Issues related to cyber security. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-01-09T17:14:20-05:00
1910447 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 2e0a0748-8f77-417b-96e5-ff1d19251364 Q4 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2016 fourth_quarter FIN Derivatives: monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation. Target Date Funds: monitor possible legislation and SEC as well as Department of Labor regulatory activiti Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment company Act of 1940 regarding electronic delivery of shareholder reports. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   600000 0 0 2017-01-10T10:00:35-05:00
1910582 CAPITOL LEGISLATIVE STRATEGIES LLC 3129cfa0-6b0d-4bab-b230-3436a9d399b0 Q4 CAPITOL LEGISLATIVE STRATEGIES LLC 400432093 LEADING BUILDERS OF AMERICA 2016 fourth_quarter FIN All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-01-10T12:16:22-05:00
1910622 WILLIAMS AND JENSEN, PLLC 7ce0afc9-b8f4-476d-84bb-ab0da02be636 4T WILLIAMS AND JENSEN, PLLC 41454 GENWORTH FINANCIAL CORP. 2016 fourth_quarter FIN FHA loan limit expansion extension. Government sponsored enterprise reform legislation. HOUSE OF REPRESENTATIVES,SENATE 30000   0 1 2017-01-10T12:45:31-05:00
1910723 WILLIAMS AND JENSEN, PLLC 3301a62e-cb68-4a24-8159-efc7b0641b07 Q4 WILLIAMS AND JENSEN, PLLC 41454 PROSPECT CAPITAL CORPORATION 2016 fourth_quarter FIN H.R. 3868; Securities legislation impacting business development companies. H.R. 5983, Section 1036, 1037 and 1038 regarding BDCS. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2017-01-10T13:57:22-05:00
1910729 HOLLAND & KNIGHT LLP 3e21cdd3-b8a7-44b6-ab1a-a383621da52d Q4 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2016 fourth_quarter FIN Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-01-10T14:06:18-05:00
1910751 THE SMITH-FREE GROUP, LLC e678f201-8816-4053-8916-0e42373755e9 Q4 THE SMITH-FREE GROUP, LLC 35800 NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 2016 fourth_quarter FIN Monitored H.R.5983, Financial CHOICE Act of 2016 HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2017-01-10T14:25:00-05:00
1910884 RICH FEUER ANDERSON 6622fa1c-56a8-45a2-8cba-59b1f7c2588c Q4 RICH FEUER ANDERSON 84775 SYMPHONY COMMUNICATIONS SERVICES LLC 2016 fourth_quarter FIN Legislation and regulation affecting secure communications services. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 60000   0 0 2017-01-10T16:13:34-05:00
1910894 HOLLAND & KNIGHT LLP 50607ca7-a31c-4cea-ab4b-2a6424e0ef3c Q4 HOLLAND & KNIGHT LLP 18466 PCI SECURITY STANDARDS COUNCIL, LLC 2016 fourth_quarter FIN Policy issues related to data breach and cyber security. Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-01-10T16:16:08-05:00
1910991 GRANT CONSULTING GROUP e2a21538-f3e0-40ea-bb5f-a1a65c7ffbef Q4 GRANT CONSULTING GROUP 89155 RAYMOND JAMES INSURANCE GROUP INC 2016 fourth_quarter FIN Department of Labor proposed fiduciary rule HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE     0 0 2017-01-11T11:16:59-05:00
1911019 RICCHETTI INCORPORATED 0ea59538-cf12-4c38-9a14-15ffa35294fb Q4 RICCHETTI INCORPORATED 62778 FINSECA 2016 fourth_quarter FIN Issues related to the standard of care insurance agents must exercise in providing investment advice to clients, and restrictions on commission based compensation arrangements. HOUSE OF REPRESENTATIVES,SENATE 90000   0 0 2017-01-11T11:46:22-05:00
1911069 HOLLAND & KNIGHT LLP 77a99a77-9cd6-4624-a872-57a292cd124e Q4 HOLLAND & KNIGHT LLP 18466 NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 2016 fourth_quarter FIN Department of Labor Fiduciary rule. SENATE 30000   0 0 2017-01-11T12:08:23-05:00
1911100 HOLLAND & KNIGHT LLP e2616999-da8f-4aa8-8a95-8c6196c05a69 Q4 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2016 fourth_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2017-01-11T12:31:17-05:00
1911116 JENKINS HILL CONSULTING, LLC 14eae196-2a72-4cda-aa06-2bc812f82a16 Q4 JENKINS HILL CONSULTING, LLC 303575 EQUITABLE (FORMERLY AXA FINANCIAL) 2016 fourth_quarter FIN Implementation of Dodd-Frank regulations HOUSE OF REPRESENTATIVES,SENATE 25000   0 0 2017-01-11T12:41:28-05:00
1911169 JENKINS HILL CONSULTING, LLC 5f64f482-23bd-4a64-aaa5-0ad8716f6ccc Q4 JENKINS HILL CONSULTING, LLC 303575 FLOODPLAIN ALLIANCE FOR INSURANCE REFORM (FAIR) 2016 fourth_quarter FIN Flood related issues HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2017-01-11T12:58:53-05:00
1911220 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES fdeb36cf-0ac5-4303-80b5-ea5591b74608 Q4 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 7725 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2016 fourth_quarter FIN Credit unions and credit union operations. Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE   110000 0 0 2017-01-11T14:07:54-05:00
1911310 MILLER & CHEVALIER CHARTERED ab93064f-baff-48fc-9102-5bd558e6cbf7 Q4 MILLER & CHEVALIER CHARTERED 25306 AMERICAN FIDELITY CORPORATION 2016 fourth_quarter FIN Legislation affecting financial services issues. HOUSE OF REPRESENTATIVES,SENATE 150000   0 0 2017-01-11T15:21:05-05:00
1911391 KPMG LLP eaa625c7-3b86-43a5-93c7-b8b6024f3969 Q4 KPMG LLP 21893 KPMG LLP 2016 fourth_quarter FIN Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE   500000 0 0 2017-01-11T16:12:09-05:00
1911396 THE LIVINGSTON GROUP, LLC df446a2c-fe6c-440f-97e8-aca1023bf999 4T THE LIVINGSTON GROUP, LLC 49635 NEW DAY FINANCIAL LLC 2016 fourth_quarter FIN Mortgage regulatory issues   20000   0 1 2017-01-11T16:12:27-05:00
1911416 POBLETE TAMARGO, LLP 34812fa2-a93d-4e28-b67e-e44f71ad7d6c 4A POBLETE TAMARGO, LLP 400620885 RD LEGAL FUNDING, LLC 2016 fourth_quarter FIN Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-01-11T16:48:29-05:00
1911422 MONEYGRAM INTERNATIONAL INC. 72283b8f-57db-4c2f-bf09-a5bba1e3f831 Q4 MONEYGRAM INTERNATIONAL INC. 401103625 MONEYGRAM INTERNATIONAL INC. 2016 fourth_quarter FIN Issues related to money transfer business, generally; de-risking; remittances HOUSE OF REPRESENTATIVES,SENATE   130000 0 0 2017-01-11T17:20:54-05:00
1911526 CMFG LIFE INSURANCE COMPANY f268151e-39df-4ea7-8ebb-b4160dbea2d4 Q4 CMFG LIFE INSURANCE COMPANY 80510 CMFG LIFE INSURANCE COMPANY 2016 fourth_quarter FIN Work to keep insurance regulated by the states and not by the Consumer Financial Protection Bureau (CFPB). Support legislation that would reduce regulatory burden on credit unions. Support passage of legislation to address credit union member business lending, including H.R. 1188 and S. 2028, The Small Business Lending Enhancement Act of 2015. Support adoption of the National Credit Union Administration's proposed MBL rule and proposed Field of Membership rule. Advocate for stronger data security - particularly with regard to merchant plastic card data breaches. Support S. 754, the Cybersecurity Information Sharing Act of 2015. Support credit union access to supplemental capital, including H.R. 989. Support H.R. 1266 which would establish a five-person board for the CFPB. Support H.R. 957, The Bureau of Consumer Financial Protection - Inspector General Reform Act of 2015. Support H.R. 3192, Homebuyers Assistance Act regarding TRID. Support S. 1484, Financial Regulatory Improvement Act of 2015. Support raising the CFPB examintion threshold under S. 482. Support a best interest fiduciary standard for retirement advice and products as proposed by the Department of Labor that is effectively and efficiently workable in the market. Support H.R. 1090 regarding DOL proposed rule. Support insurance and credit union reform provisions in the Financial CHOICE Act, H.R. 5983. HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of   128942 0 0 2017-01-12T09:46:55-05:00
1911694 STEPTOE LLP c27d3498-7a6b-4cd7-b695-da970bcb8b59 Q4 STEPTOE LLP 36710 ASSURED GUARANTY LTD. (AGL) 2016 fourth_quarter FIN Legislative proposals impacting the municipal bond market. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 30000   0 0 2017-01-12T13:45:58-05:00
1911856 RICH FEUER ANDERSON 4f843355-799e-44cb-9f58-2e7836d17402 Q4 RICH FEUER ANDERSON 84775 BLOCKCHAIN (US) INC. 2016 fourth_quarter FIN Legislative and regulatory initiatives impacting digital currencies. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-01-12T15:01:26-05:00
1911888 AMERICAN COUNCIL OF LIFE INSURERS 69cacae5-3a55-407a-ad81-8d5de1f7259d Q4 AMERICAN COUNCIL OF LIFE INSURERS 2115 AMERICAN COUNCIL OF LIFE INSURERS 2016 fourth_quarter FIN Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R. 1090/S. 2497, the Retail Investor Protection Act. Prohibits the Secretary of Labor from prescribing any regulation under the Employee Retirement Income Security Act of 1974 (ERISA) defining the circumstances under which an individual is considered a fiduciary until 60 days after the Securities and Exchange Commission (SEC) issues a final rule governing standards of conduct for brokers and dealers under specified law. Issue: Fiduciary Duties Amendment to the Transportation, Housing & Urban Development Appropriations act, to prohibit federal guarantees for mortgages seized through eminent domain. Issue: Mortgage Investments. H.R. 5484/S. 3067 - Financial Services and General Government Appropriations Act, 2017. Making appropriations for financial services and general government for the fiscal year ending September 30, 2017, and for other purposes. Issue: Global insurance standards; SIFI de-risking. H.R. 1478/S. 798 - Policyholder Protection Act of 2015. To amend the Federal Deposit Insurance Act to provide for notice to, and input by, State insurance commissioners when requiring an insurance company to serve as a source of financial strength pursuant to such Act. Issue: Source of strength H.R. 601 - Eliminate Privacy Notice Confusion Act. This bill amends the Gramm-Leach-Bliley Act to exempt from its annual privacy policy notice requirement any financial institution which: (1) provides nonpublic personal… HOUSE OF REPRESENTATIVES,SENATE   1134000 0 0 2017-01-12T15:11:40-05:00
1911905 CROWE LLP 7bdd61a2-f12b-4cc0-8324-dd389d97e8ac Q4 CROWE LLP 401103843 CROWE LLP 2016 fourth_quarter FIN Farm Credit Administration Puerto Rico Oversight Board HOUSE OF REPRESENTATIVES,SENATE   24000 0 0 2017-01-12T15:20:37-05:00
1911942 SIXKILLER CONSULTING, LLC 0d53d2e6-cb81-4f36-893d-d51e045cf47c 4@ SIXKILLER CONSULTING, LLC 400635921 NATIVE AMERICAN FINANCIAL SERVICES ASSOCIATION (NAFSA) 2016 fourth_quarter FIN Issues related to financial services. H.R.4737, the State and Tribal Government Sovereignty Protection Act of 2016. HOUSE OF REPRESENTATIVES,SENATE 20000   0 1 2017-01-12T15:39:01-05:00
1911970 AKIN GUMP STRAUSS HAUER & FELD 962afdcc-3f2d-4ab9-b9b9-596c96386edc Q4 AKIN GUMP STRAUSS HAUER & FELD 682 MOODY'S CORPORATION 2016 fourth_quarter FIN Dodd-Frank Act implementation HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2017-01-12T15:56:11-05:00
1911986 AMERICAN FEED INDUSTRY ASSN ac8f95a7-6222-430b-8986-71e3fdaade5b Q4 AMERICAN FEED INDUSTRY ASSN 2343 AMERICAN FEED INDUSTRY ASSN 2016 fourth_quarter FIN Issues related to U.S. Commodity Futures Trading Commission regulation, oversight, re-authorization, and rule-making; Dodd-Frank Implementation and amendments Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade & Development Agency (USTDA),U.S. Trade Representative (USTR)   20000 0 0 2017-01-12T16:03:40-05:00
1912020 STEPTOE LLP 8abd0de9-2cdf-4d0e-9df7-f805a215af57 Q4 STEPTOE LLP 36710 DEPOSITORY TRUST CLEARING CORPORATION 2016 fourth_quarter FIN Issues relating to implementation of the Dodd-Frank Act in the following areas: over-the-counter derivatives; swap data reporting standards, and global legal entity identifiers. Issues in connection with Commodity Exchange Act reauthorization. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 50000   0 0 2017-01-12T16:24:51-05:00
1912052 STEPTOE LLP 4325c567-61a3-4c57-a5d9-3f61787936ce Q4 STEPTOE LLP 36710 WHOLESALE MARKETS BROKERS ASSOCIATION -- AMERICAS 2016 fourth_quarter FIN Regulation of over-the-counter derivatives markets, including swap execution facility registration and cross-border application of domestic regulations. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 50000   0 0 2017-01-12T16:50:25-05:00
1912058 RICH FEUER ANDERSON f065e632-054f-429a-aa38-f9f529198253 Q4 RICH FEUER ANDERSON 84775 FRANKLIN SQUARE HOLDINGS, L.P. 2016 fourth_quarter FIN Modernization of regulation of business development companies, including HR 3868, the "Small Business Credit Availability Act." HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2017-01-12T16:57:28-05:00
1912151 CALIFORNIA ASSOCIATION OF REALTORS b7760d68-cd7a-4b16-9c7f-a94e28c84793 Q4 CALIFORNIA ASSOCIATION OF REALTORS 7691 CALIFORNIA ASSOCIATION OF REALTORS 2016 fourth_quarter FIN H.R. 685: The Mortgage Choice Act - The bill would make changes to the Qualified Mortgage rule by treating charges to affiliated companies the same as charges to unaffiliated companies. H.R. 5282: Comprehensive Consumer Credit Reporting Reform Act: Would change to consumer credit reporting laws. S. 1484: Financial Regulatory Improvement Act - The bill would, among other things, make changes to Fannie Mae and Freddie Mac. C.A.R. has discussed with the Federal Housing Finance Agency California's Property Assessed Clean Energy (PACE) program and its lien seniority to first mortgages. Consumer Financial Protection Bureau (CFPB),Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE   25342 0 0 2017-01-12T18:25:45-05:00
1912192 WILLIAMS AND JENSEN, PLLC 33763ccc-4a02-4e16-a312-85dd525942fc Q4 WILLIAMS AND JENSEN, PLLC 41454 BLOOMBERG LP 2016 fourth_quarter FIN Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases. Data storage. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office 60000   0 0 2017-01-13T09:13:46-05:00
1912195 WILLIAMS AND JENSEN, PLLC 272036f3-e877-4267-9b72-a3d04ea5ff39 Q4 WILLIAMS AND JENSEN, PLLC 41454 CHICAGO DEFERRED EXCHANGE CORPORATION 2016 fourth_quarter FIN Tax and financial services issues related to qualified intermediaries and real estate. HOUSE OF REPRESENTATIVES,SENATE     0 0 2017-01-13T09:21:56-05:00
1912197 WILLIAMS AND JENSEN, PLLC 214fa2a5-7055-4c16-87a5-526316af7adc Q4 WILLIAMS AND JENSEN, PLLC 41454 ELLIOTT MANAGEMENT 2016 fourth_quarter FIN Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 10000   0 0 2017-01-13T09:23:13-05:00
1912211 WILLIAMS AND JENSEN, PLLC d5d234be-6fd9-4a72-9df5-4e6da8470248 Q4 WILLIAMS AND JENSEN, PLLC 41454 MANAGED FUNDS ASSOCIATION 2016 fourth_quarter FIN Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2017-01-13T09:32:31-05:00
1912212 BLACK & VEATCH 65ec7b42-e4f1-4a87-a12a-472c8349dc8c Q4 BLACK & VEATCH 6278 BLACK & VEATCH 2016 fourth_quarter FIN Issues related to Puerto Rico economic stability HOUSE OF REPRESENTATIVES,SENATE   70000 0 0 2017-01-13T09:33:23-05:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
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