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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

820 rows where filing_period = "fourth_quarter", filing_year = 2012 and issue_code = "FIN" sorted by filing_year descending

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issue_code 1

  • FIN · 820 ✖

filing_year 1

  • 2012 · 820 ✖

filing_period 1

  • fourth_quarter · 820 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
1329765 THE RABEN GROUP c306cb35-ef8c-42bf-88dd-b4bd57c93b57 Q4 THE RABEN GROUP 61458 AMERICAN TASK FORCE ARGENTINA 2012 fourth_quarter FIN Support Congressional efforts to engage the Argentine government and the U.S. State, Treasury and Justice Departments with respect to the $3 billion the country owes to U.S. holders of Argentine debt in default. Lobbying Congress on behalf of H.R. 1798 and S.912, the Judgment Evading Foreign States Accountability Act. Lobbied The Interamerican Development Bank and The World Bank. HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,Treasury, Dept of 90000   0 0 2012-12-22T07:33:09.107000-05:00
1330016 THE VELASQUEZ GROUP, L.L.C. 7d73e72d-dbd3-4cba-b008-89c116bea4f4 Q4 THE VELASQUEZ GROUP, L.L.C. 53403 VISA INC 2012 fourth_quarter FIN Any legislation seeking to change debit card interchange price control provisions of the Dodd Frank Wall Street Reform and Consumer Act. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2012-12-30T22:31:59.260000-05:00
1330017 THE VELASQUEZ GROUP, L.L.C. febf3cf9-69ba-4b71-8d63-f662707ddb1a Q4 THE VELASQUEZ GROUP, L.L.C. 53403 CHARLES SCHWAB & COMPANY 2012 fourth_quarter FIN Proposed rulemaking as relates to the Dodd Frank Wall Street Reform and Consumer Protection Act, especially any regulation pertaining to fiduciary duty of securities brokers or self review organizations; general legislative monitoring, especially any legislation pertaining to self review/regulatory organizations as relates to regulation of broker dealers; any proposed regulation pertaining to money market funds. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2012-12-30T22:33:59.977000-05:00
1330176 CYBER SECURITY RESEARCH CONSULTANTS, LLC a99b6308-a90a-4641-bfc3-b39583022300 Q4 CYBER SECURITY RESEARCH CONSULTANTS, LLC 91694 THE LIVINGSTON GROUP (ON BEHALF OF U.S. CHAMBER OF COMMERCE) 2012 fourth_quarter FIN FY 13 Financial Services Act HOUSE OF REPRESENTATIVES 10000   0 0 2013-01-01T13:42:24.127000-05:00
1330188 JOHN SATAGAJ aa39b0c6-782b-4928-94ad-c636f5ab5078 Q4 JOHN SATAGAJ 23064 NATIONAL HOME FURNISHINGS ASSOCIATION 2012 fourth_quarter FIN Consumer Credit, Swipe Fees Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,White House Office     0 0 2013-01-01T14:58:27.657000-05:00
1330246 CYBER SECURITY RESEARCH CONSULTANTS, LLC 847c32cc-9475-417f-b7f6-28a8d250e152 Q4 CYBER SECURITY RESEARCH CONSULTANTS, LLC 91694 U.S. CHAMBER OF COMMERCE 2012 fourth_quarter FIN FY 13 Finanical Services Appropriations Act HOUSE OF REPRESENTATIVES 20000   0 0 2013-01-02T09:27:58.110000-05:00
1330415 URBAN SWIRSKI & ASSOCIATES, LLC 4edfe561-ef64-44be-a47e-ccf0ad768796 4T URBAN SWIRSKI & ASSOCIATES, LLC 400584784 METLIFE 2012 fourth_quarter FIN General issues for insurance companies and their products related to financial services, including "The Dodd-Frank Wall Street Reform & Consumer Protection Act", P.L. No. 111-203 - Regulatory implementation of provisions relating to insurance companies. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) 20000   0 1 2013-01-02T15:57:48.137000-05:00
1330421 URBAN SWIRSKI & ASSOCIATES, LLC b77e00fa-d38d-49a4-bd29-f0d88593e7f7 Q4 URBAN SWIRSKI & ASSOCIATES, LLC 400584784 REINSURANCE GROUP OF AMERICA, INCORPORATED 2012 fourth_quarter FIN General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform & Consumer Protection Act", P.L. No. 111-203. Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Trade Representative (USTR) 30000   0 0 2013-01-02T16:03:51.557000-05:00
1330434 RICH FEUER ANDERSON cb7675c4-886a-4e7e-a27f-b149d9f4c195 Q4 RICH FEUER ANDERSON 84775 BARCLAYS PLC 2012 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-02T17:26:58.807000-05:00
1330682 BUNGE NORTH AMERICA, INC a15df234-7612-467d-b56a-d37805cf466a Q4 BUNGE NORTH AMERICA, INC 83331 BUNGE NORTH AMERICA, INC 2012 fourth_quarter FIN Monitoring Dodd-Frank implementation affecting commodity market speculation, CFTC actions, margin requirements, and financial market regulatory reform. Agriculture, Dept of (USDA),Army, Dept of (Corps of Engineers),Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Surface Transportation Board (STB),U.S. Agency for International Development (USAID),U.S. Trade Representative (USTR)   240000 0 0 2013-01-03T14:52:42.433000-05:00
1330751 MCMURRAY STRATEGY GROUP, LLC f1657100-b0c5-4233-b7ed-726846ef58f9 Q4 MCMURRAY STRATEGY GROUP, LLC 400339575 THE AGILE FUNDS INVESTOR COMMITTEE 2012 fourth_quarter FIN Discussed HR 1987 Ponzi Scheme Investor Protection Act of 2011 that will amend the Securities Investor Protection Act of 1970 to provide insurance coverage for certain indirect investors caught in Ponzi schemes. Monitored and discussed HR 757 Equitable Treatment of Investors Act which would amend the Securities Investor Protection Act of 1970 to revise the definition of "net equity." HOUSE OF REPRESENTATIVES     0 0 2013-01-04T06:51:22.657000-05:00
1330893 PENN AVENUE PARTNERS 87cbf473-48f8-46eb-b490-90778e5ea3fe Q4 PENN AVENUE PARTNERS 400918672 EUFORA, LLC 2012 fourth_quarter FIN Regulatory issues related to pre-paid cards. Federal Deposit Insurance Corporation (FDIC),Office of the Comptroller of the Currency (OCC),SENATE     0 0 2013-01-04T15:01:04.613000-05:00
1330921 PENN AVENUE PARTNERS 556147a9-0340-4bb6-948b-9fa992efea85 Q4 PENN AVENUE PARTNERS 400918672 WESTERN UNION 2012 fourth_quarter FIN Financial Services Integration HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2013-01-04T16:08:22.867000-05:00
1330932 RICH FEUER ANDERSON 9c79a39f-ea77-48f4-afb3-f2b7fad05a4a Q4 RICH FEUER ANDERSON 84775 GENWORTH FINANCIAL INC 2012 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-04T17:01:29.577000-05:00
1330939 RICH FEUER ANDERSON eaee9b8c-30fe-420a-bbf4-10512fca14b9 Q4 RICH FEUER ANDERSON 84775 CHICAGO BOARD OPTIONS EXCHANGE 2012 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivatives. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-01-04T17:52:36.043000-05:00
1330942 RICH FEUER ANDERSON b90dbd37-e5fc-4909-bfff-a05439b541da Q4 RICH FEUER ANDERSON 84775 GENWORTH FINANCIAL INC 2012 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-04T17:55:36.980000-05:00
1330944 RICH FEUER ANDERSON a95162f2-3b85-46c4-8cb3-3357f90e1cb2 Q4 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2012 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of asset managers as systemically important financial institutions. Regulation of money market funds and exchange-traded funds. Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 70000   0 0 2013-01-04T18:32:37.823000-05:00
1331007 THE MAJORITY GROUP, LLC 42c752d2-aa75-4fa1-ad07-15c69b6023c1 Q4 THE MAJORITY GROUP, LLC 400713141 GRANITE LOAN SOLUTIONS, LLC 2012 fourth_quarter FIN Lobbying the members and staff of multiple state delegations and relevant committees of jurisdiction in the House and Senate and Federal Agencies looking to sell distressed loans and assets. In additional to the House(s) and agencies listed below, also made contact with Freddie Mac. Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of 10000   0 0 2013-01-06T12:35:20.623000-05:00
1331011 THE MAJORITY GROUP, LLC 9b4757b4-3899-4484-bc81-5e6c1e771a05 Q4 THE MAJORITY GROUP, LLC 400713141 NEWPORT INVESTMENT ASSOCIATES 2012 fourth_quarter FIN Lobbying members and staff of multiple state delegations and relevant committees of jurisdiction in the House and Senate and federal agencies looking to sell distressed loans and assets. Federal Deposit Insurance Corporation (FDIC),General Services Administration (GSA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Justice, Dept of (DOJ),SENATE 30000   0 0 2013-01-06T12:42:23.857000-05:00
1331227 MULTIPLE STRATEGIES LLC 5d75a6ac-2d20-42ae-88c9-4aa16c52fe0e Q4 MULTIPLE STRATEGIES LLC 318254 AXA SA 2012 fourth_quarter FIN Holocaust Insurance Reparations HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-01-07T14:09:21.573000-05:00
1331231 MULTIPLE STRATEGIES LLC 5466726d-b5fc-4415-b7cc-bfaf1ec5ac6c Q4 MULTIPLE STRATEGIES LLC 318254 INVESTMENT COMPANY INSTITUTE 2012 fourth_quarter FIN Retirement Savings Dodd-Frank Money Market Mutual Funds HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-07T14:15:24.773000-05:00
1331262 RICH FEUER ANDERSON a3acf226-5af3-4680-b68b-d8bca8132410 Q4 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2012 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives, including capital requirements and extraterritorial application (H.R. 3283, the "Swap Jurisdiction Certainty Act"). HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2013-01-07T15:32:47.490000-05:00
1331383 FORSCEY, PLLC b46dbf01-f6a7-4237-b4bd-37bfc13d75ac Q4 FORSCEY, PLLC 52880 NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS 2012 fourth_quarter FIN Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. H.R. 3606, Jumpstart Our Business Startups Act or JOBS Act. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 20000   0 0 2013-01-08T10:51:03.177000-05:00
1331443 BOND DEALERS OF AMERICA a0706102-ff10-46f2-a748-ea34610fa247 Q4 BOND DEALERS OF AMERICA 400404907 BOND DEALERS OF AMERICA 2012 fourth_quarter FIN Development of financial institution agency Volcker Rule; Development of SEC municipal financial advisor rule ; general issue of municipal securities disclosure; Tax reform Tax-exemption for municipal bonds Bank-qualified bonds HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE     0 0 2013-01-08T11:46:19.263000-05:00
1331508 HUTTON STRATEGIES ce72152c-3538-4bac-adf4-2ca7784f2a8b Q4 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2012 fourth_quarter FIN Advocacy for money market funds generally -- including oversight by Senate Banking Committee and the implementation of the Dodd-Frank law by the Security & Exchange Commission. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2013-01-08T13:25:13.897000-05:00
1331826 RICH FEUER ANDERSON 13f9742f-7545-4116-8620-43e57dd100ba Q4 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2012 fourth_quarter FIN Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2013-01-09T12:19:34.393000-05:00
1331836 HOLLAND & KNIGHT LLP 377c4858-6a92-468e-9eeb-90143f27abe3 Q4 HOLLAND & KNIGHT LLP 18466 DEPOSITORY TRUST & CLEARING CORPORATION 2012 fourth_quarter FIN Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the Dodd-Frank regulations with EU regulations; HR 4235, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2012 and cybersecurity. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-01-09T12:44:41.507000-05:00
1331840 HOLLAND & KNIGHT LLP f0c7ffd2-6447-4000-834b-03bf600ff169 Q4 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2012 fourth_quarter FIN Legislation and policies affecting financial services; including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2013-01-09T12:49:43.223000-05:00
1331921 MICHAEL CLAUNCH e569609c-ebf3-4fef-9631-736054e4d49b Q4 MICHAEL CLAUNCH 400836474 LEXINGTON LAW 2012 fourth_quarter FIN legislative issues regarding credit report error correction, no specific legislation HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2013-01-09T13:54:19.993000-05:00
1331998 MICHAEL A. ANDREWS 350b25e9-b490-4888-8a03-3971ed8d54d5 4T MICHAEL A. ANDREWS 81076 PILLSBURY WINTHROP SHAW PITTMAN LLP 2012 fourth_quarter FIN Environmental, natural resources, and energy issues; off-shore drilling regulations; oversight of the Deepwater Horizon oil spill. HOUSE OF REPRESENTATIVES,SENATE     0 1 2013-01-09T15:20:50.317000-05:00
1332116 DALY CONSULTING GROUP a1cbfd6c-0a69-4ea2-aa19-5f8587492c2f Q4 DALY CONSULTING GROUP 400923683 INVESTMENT COMPANY INSTITUTE 2012 fourth_quarter FIN Issues related to investment companies HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2013-01-10T08:38:35.810000-05:00
1332118 DALY CONSULTING GROUP 8f7b77f8-aee3-4801-8e9b-9590bbbf3579 Q4 DALY CONSULTING GROUP 400923683 KNIGHT CAPITAL GROUP 2012 fourth_quarter FIN Issues related to the capital markets HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 13500   0 0 2013-01-10T08:48:38.400000-05:00
1332127 DALY CONSULTING GROUP 7d4395fa-f940-400b-b09f-c7f36306547f Q4 DALY CONSULTING GROUP 400923683 CITADEL LLC 2012 fourth_quarter FIN Issues related to the capital markets HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 30000   0 0 2013-01-10T09:09:42.160000-05:00
1332131 VENABLE LLP 15b771aa-f992-4445-a08d-452cc15d79c8 Q4 VENABLE LLP 39941 PRIVATE INVESTOR COALITION 2012 fourth_quarter FIN Reform of the Dodd-Frank Act HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) 20000   0 0 2013-01-10T09:19:52.687000-05:00
1332137 DALY CONSULTING GROUP c5b59657-a5e3-43dd-bcbb-b67c3b9af66b Q4 DALY CONSULTING GROUP 400923683 FMR LLC ("FIDELITY INVESTMENTS") 2012 fourth_quarter FIN Issues related to investment companies HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 15000   0 0 2013-01-10T09:35:43.383000-05:00
1332178 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA ec6fe7fa-d85f-40a5-a1a4-5059705bbbee Q4 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2012 fourth_quarter FIN Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of H.R. 4173, the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under sec.133 of Dodd-Frank. Also track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation. Target Date Funds: Monitor possible legislation and SEC as well as Department of Labor regulatory activities. SEC and Money Markets: Monitor and see proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of H.R. 4623, to make permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor the SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC rulemaking implementing a provision in the Dodd-Frank Act that creates a new Whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   560000 0 0 2013-01-10T10:50:14.387000-05:00
1332297 AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I. b0b60763-f6da-42f3-a1f6-2f68c819314e Q4 AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I. 293552 AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I. 2012 fourth_quarter FIN S 3414 The Cybersecurity Act of 2012 - monitoring this issue for potential impact on our information security practices HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE   20000 0 0 2013-01-10T13:57:04.313000-05:00
1332375 DUTKO WORLDWIDE, LLC e58b82ce-ba4a-49dd-96b5-a444a48083c4 Q4 DUTKO WORLDWIDE, LLC 12868 CITGO PETROLEUM CORPORATION 2012 fourth_quarter FIN Monitor potential derivatives-related modifications to Dodd-Frank Act (Wall Street Reform and Consumer Protection Act of 2009), including H.R. 1573 and the Business Risk Mitigation and Price Stabilization Act of 2011 (H.R. 1610). Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT) 70000   0 0 2013-01-10T14:54:44.710000-05:00
1332433 VENABLE LLP e478d018-5643-4d63-b7e6-c41c9dd63d75 Q4 VENABLE LLP 39941 VANTAGESCORE SOLUTIONS LLC 2012 fourth_quarter FIN H.R. 321 - Equal Employment For All Act H.R. 769 - Fair Access to Credit Scores Act of 2011 Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE 60000   0 0 2013-01-10T15:31:07.837000-05:00
1332449 SOBBA PUBLIC, LLC b1c626a5-d568-444e-8bd2-9da846978868 Q4 SOBBA PUBLIC, LLC 316797 VIRTU FINANCIAL, LLC 2012 fourth_quarter FIN issues related to financial markets and electronic market making Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC) 30000   0 0 2013-01-10T15:37:13.817000-05:00
1332452 VAN HEUVELEN STRATEGIES, LLC 7b73bf6b-0b02-43c5-aff8-6630d9ab8642 Q4 VAN HEUVELEN STRATEGIES, LLC 321874 GENWORTH FINANCIAL INC 2012 fourth_quarter FIN Long term health care, tax reform, mortgage insurance, housing and extension of mortgage insureance deductibility. Implementation of Dodd-Frank as it pertains to mortgage service providers. Implementation of the Budget Control Act. H.R. 3630, Temporary Payroll Tax Cut Continuation Act of 2011. H.R. 4264, The FHA Emergency Fiscal Solvency Act of 2012, S. 3085 Responsible Homeowner Refinancing Act. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-01-10T15:38:15.037000-05:00
1332458 VENABLE LLP eafe9bae-5777-480e-af66-748da1ba19c4 Q4 VENABLE LLP 39941 FINANCIAL EDUCATION AND COUNSELING ALLIANCE 2012 fourth_quarter FIN Legislative issues pertaining to financial counseling. Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of 30000   0 0 2013-01-10T15:38:15.787000-05:00
1332463 MERCURY PUBLIC AFFAIRS, LLC 1ae53364-6323-45d3-9ad4-a95b89acb458 Q4 MERCURY PUBLIC AFFAIRS, LLC 70175 SALLIE MAE, INC. 2012 fourth_quarter FIN Lobbied in support of fair value accounting in the following bills: H.R. 3581, the Budget and Accounting Transparency Act; S. 1651, the Honest Budget Act, and H.Con.Res. 112, the Concurrent Resolution on the Budget for FY 2012. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-01-10T15:39:16.800000-05:00
1332465 VENABLE LLP d26b80ac-76dc-4f2b-856e-9873ff399823 Q4 VENABLE LLP 39941 NAVY MUTUAL AID ASSOCIATION 2012 fourth_quarter FIN S. 486 - Protecting Servicemembers From Mortgage Abuse Act of 2011 HOUSE OF REPRESENTATIVES,SENATE     0 0 2013-01-10T15:39:18.143000-05:00
1332523 TOMPKINS STRATEGIES, LLC d7fe2db7-d9e0-4577-86fd-ca5c9210e9da Q4 TOMPKINS STRATEGIES, LLC 400971785 THE BLACKSTONE GROUP 2012 fourth_quarter FIN Issues related to private equity and the tax treatment of carried interest. Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-01-10T16:57:18.393000-05:00
1332612 RICH FEUER ANDERSON f9468249-2806-46f3-9297-5cfb404043a1 Q4 RICH FEUER ANDERSON 84775 LPL FINANCIAL CORPORATION 2012 fourth_quarter FIN Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Definition of "fiduciary" under ERISA and application to providers of brokerage services. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-01-10T18:49:41.237000-05:00
1332614 RICH FEUER ANDERSON 66449a40-9c1e-41b1-89b3-4226b04478ec Q4 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2012 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-10T18:58:41.890000-05:00
1332738 NATIONAL COOPERATIVE SERVICES CORPORATION 7a3b81df-56a1-4da3-a7d2-ab3aaa0bc9c7 Q4 NATIONAL COOPERATIVE SERVICES CORPORATION 400848499 NATIONAL COOPERATIVE SERVICES CORPORATION 2012 fourth_quarter FIN Clarification of the authority of the Federal Home Loan Bank to purchase certain securities from CFC Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE   50000 0 0 2013-01-11T10:58:40.407000-05:00
1332769 NATIONAL COOPERATIVE SERVICES CORPORATION cbff6f81-959b-4e45-8fb4-3a7996fb1956 Q4 NATIONAL COOPERATIVE SERVICES CORPORATION 400848499 NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORPORATION (CFC) 2012 fourth_quarter FIN Clarification of the authority of the Federal Home Loan Bank to purchase certain securities from CFC Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-01-11T11:17:55.277000-05:00
1332930 VENABLE LLP 497fa8a4-37f5-4cf6-a119-2f01624adaa1 Q4 VENABLE LLP 39941 NOBLE ENERGY, INC. 2012 fourth_quarter FIN Implementation of the Dodd-Frank Act Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),U.S. Trade Representative (USTR) 130000   0 0 2013-01-11T13:38:15.467000-05:00
1332979 COVINGTON & BURLING LLP 54748e8d-5250-41e8-984c-7589baf19c62 Q4 COVINGTON & BURLING LLP 11195 AMERICAN BANKERS ASSOCIATION 2012 fourth_quarter FIN Issues affecting banks including housing issues and amendments to the Dodd-Frank Act. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2013-01-11T14:08:38.127000-05:00
1332983 VAN NESS FELDMAN, LLP 6fd830c2-3ccd-4d99-8db9-5300ea394db0 Q4 VAN NESS FELDMAN, LLP 39815 KINDER MORGAN 2012 fourth_quarter FIN OTC Derivatives Regulations HOUSE OF REPRESENTATIVES,SENATE     0 0 2013-01-11T14:10:40.140000-05:00
1332990 COVINGTON & BURLING LLP 0deb9323-6fe0-4ace-8fc3-89f592e4730f Q4 COVINGTON & BURLING LLP 11195 WELLS FARGO & CO 2012 fourth_quarter FIN Issues affecting banks including housing issues and amendments to the Dodd-Frank Act, including the Transaction Account Guarantee program and CFPB privilege. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-11T14:13:42.737000-05:00
1333020 STIEN CONSULTING, LLC a8e5e04c-09b5-433b-bd0d-bc2253c8e40a Q4 STIEN CONSULTING, LLC 400658982 SAP AMERICA INC 2012 fourth_quarter FIN Extractive Industries Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Patent & Trademark Office (PTO),SENATE 42000   0 0 2013-01-11T14:25:46.167000-05:00
1333035 OCCIDENTAL PETROLEUM CORPORATION ba0911c6-5722-40cd-8308-162d60dc9c32 Q4 OCCIDENTAL PETROLEUM CORPORATION 29994 OCCIDENTAL PETROLEUM CORPORATION 2012 fourth_quarter FIN Pub.L. 111-203 Dodd Frank Wall Street Reform and Consumer Protection Act OTC Dirivatives Extractive Industries Transparency (Sec. 1504) HR. 1610 - Business Risk Mitigation and Price Stabilization Act of 2011 HR. 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption HR. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 HR. 2779 Bill to exempt inter-affiliate swaps from the regulatory requirements of Title VII of the Dodd-Frank Act S. 947 A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes Agriculture, Dept of (USDA),Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Natl Oceanic & Atmospheric Administration (NOAA),Securities & Exchange Commission (SEC),SENATE,Surface Transportation Board (STB),Treasury, Dept of,U.S. Fish & Wildlife Service (USFWS),U.S. Forest Service,U.S. Trade Representative (USTR)   1877243 0 0 2013-01-11T14:32:58.647000-05:00
1333126 MISSY EDWARDS STRATEGIES, LLC c25caaf1-dc46-49d3-aaf8-95e6af0b5a5a Q4 MISSY EDWARDS STRATEGIES, LLC 400547641 REAL ESTATE ROUNDTABLE 2012 fourth_quarter FIN Followed regulatory reform and other financial services related issues Dodd/Frank - Wall Street Reform and Consumer Protection Act, OTC Derivatives, Incentive-Based Competition, Risk Retention HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2013-01-11T15:55:36.243000-05:00
1333179 THE MADISON GROUP 8a89207a-f70a-47ef-b310-3561af845521 Q4 THE MADISON GROUP 284050 GENWORTH FINANCIAL 2012 fourth_quarter FIN Issues pertaining to regulatory reform, financial reform and risk retention. HOUSE OF REPRESENTATIVES,SENATE 39000   0 0 2013-01-11T16:39:03.267000-05:00
1333221 ACT FOR AMERICA 403c2479-4b4f-4b5a-bfed-bf0cc37e2591 Q4 ACT FOR AMERICA 400434104 ACT FOR AMERICA 2012 fourth_quarter FIN Shariah Compliant Finance: ACT! for America opposes Shariah Compliant Financial products in the U.S. for a variety of reasons including that there is currently no full disclosure or transparency about these products. General issue lobbying only. The organization is not supporting or opposing any particular legislation on this issue at this time. HOUSE OF REPRESENTATIVES,SENATE   30000 0 0 2013-01-11T17:22:19.467000-05:00
1333281 RICH FEUER ANDERSON eb3f720b-2038-41f4-adce-0809c5838740 Q4 RICH FEUER ANDERSON 84775 KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) 2012 fourth_quarter FIN Regulations affecting electronic trading of securities, including market structure issues and decisions to close markets. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 50000   0 0 2013-01-11T18:52:43.307000-05:00
1333292 RICH FEUER ANDERSON c06819f7-2909-464f-8925-d221c2de0cf1 Q4 RICH FEUER ANDERSON 84775 SWIFT, INC. 2012 fourth_quarter FIN Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 4310, the "National Defense Authorization Act for Fiscal Year 2013." Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of remittances. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-01-11T19:09:48.080000-05:00
1333366 SQUIRE PATTON BOGGS d2362bb4-17b4-4902-819c-4de4637178f9 Q4 SQUIRE PATTON BOGGS 30906 LONDON STOCK EXCHANGE 2012 fourth_quarter FIN Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability. Implementation of Dodd-Frank. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 40000   0 0 2013-01-12T05:57:28.410000-05:00
1333452 PUBLIC AFFAIRS RESOURCES, INC. 7b48b905-4d21-4b02-bf18-ee0da21e81ec Q4 PUBLIC AFFAIRS RESOURCES, INC. 31270 PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ) 2012 fourth_quarter FIN Fees for Paper Statements HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-13T09:56:18.943000-05:00
1333555 BLANK ROME GOVERNMENT RELATIONS ab714619-0d85-40f8-a8e9-24aaac9a6dcc Q4 BLANK ROME GOVERNMENT RELATIONS 6325 PRUDENTIAL FINANCIAL INC 2012 fourth_quarter FIN Issues related to implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-01-14T08:14:25.943000-05:00
1333574 HENGEN GROUP, LLC 39fde101-dfc0-441c-9ec8-942a1136e3bc Q4 HENGEN GROUP, LLC 400459260 ROCKTENN 2012 fourth_quarter FIN PBGC reform; Pension Premium Increases; Pension Stabilization HOUSE OF REPRESENTATIVES,SENATE 33000   0 0 2013-01-14T09:02:39.333000-05:00
1333687 MALKIN & ROSS 8d52a3c7-a563-4200-b84f-ba92a149dc21 Q4 MALKIN & ROSS 400390815 ELLIOTT MANAGEMENT 2012 fourth_quarter FIN JEFSA - Judgment Evading Foreign States Accountability Act HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2013-01-14T10:29:37.320000-05:00
1333712 COVINGTON & BURLING LLP 26001757-5304-4fa3-99b1-2c6a926891a4 Q4 COVINGTON & BURLING LLP 11195 ASSOCIATION OF CHILEAN BANKS AND FINANCIAL INSTITUTIONS 2012 fourth_quarter FIN Issues related to 26 U.S.C. 1471-1474: Withholdable payments to foreign financial institutions. Treasury, Dept of 20000   0 0 2013-01-14T11:02:52.947000-05:00
1333727 ALPINE GROUP PARTNERS, LLC. 5124eddf-718f-431e-98bb-57bdd7e91004 Q4 ALPINE GROUP PARTNERS, LLC. 1171 SOUTHWIRE CO 2012 fourth_quarter FIN Issues affecting the copper industry HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-14T11:18:04.913000-05:00
1333805 POLICY DIRECTIONS INC. 2fb8ae3a-2965-4ac6-8deb-cfb8aaa049a3 Q4 POLICY DIRECTIONS INC. 31747 AMERICAN FEED INDUSTRY ASSOCIATION 2012 fourth_quarter FIN Issues related to regulation and oversight by the Commodity Futures Trading Commission. Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office 20000   0 0 2013-01-14T12:04:41.897000-05:00
1333949 KATE MOSS dcd231df-809c-454b-9b7d-b9f137ca017f Q4 KATE MOSS 25988 MORGAN STANLEY 2012 fourth_quarter FIN Implementation of Dodd/Frank HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2013-01-14T13:03:54.740000-05:00
1333968 JOHN T. O'ROURKE 5fe80d0f-d19f-49c2-9c88-826fc71b64e1 Q4 JOHN T. O'ROURKE 29937 THE TRAVELERS COMPANIES, INC. AND SUBSIDIARIES 2012 fourth_quarter FIN Dodd-Frank implementation and oversight. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-14T13:10:02.897000-05:00
1334098 SMITH, COSTELLO & CRAWFORD 26bf34d4-0cfe-4a18-96c0-87a7a73de690 Q4 SMITH, COSTELLO & CRAWFORD 35742 INVESTMENT COMPANY INSTITUTE 2012 fourth_quarter FIN Mutual Fund Issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-14T14:24:11.160000-05:00
1334117 ESSENTIAL MINERALS ASSOCIATION (FKA INDUSTRIAL MINERALS ASSOCIATION - NORTH AMERICA) a836cfc5-2d51-4265-ae2a-c8773ca8e6df Q4 ESSENTIAL MINERALS ASSOCIATION (FKA INDUSTRIAL MINERALS ASSOCIATION - NORTH AMERICA) 309333 ESSENTIAL MINERALS ASSOCIATION (FKA INDUSTRIAL MINERALS ASSOCIATION-NORTH AMERI) 2012 fourth_quarter FIN Mine Safety Disclosure Bureau of Labor Statistics (BLS),Bureau of Land Management (BLM),Centers For Disease Control & Prevention (CDC),Commerce, Dept of (DOC),Energy, Dept of,Environmental Protection Agency (EPA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Intl Trade Administration (ITA),Labor, Dept of (DOL),Mine Safety & Health Administration (MSHA),Mine Safety & Health Review Commission,Occupational Safety & Health Administration (OSHA),SENATE,Small Business Administration (SBA),U.S. Forest Service,U.S. Geological Survey (USGS),U.S. Trade Representative (USTR),White House Office   14500 0 0 2013-01-14T14:39:21.457000-05:00
1334236 HILLS STERN & MORLEY, LLP bcd193c1-20a6-49a7-9f3a-d1dbfff9ed50 Q4 HILLS STERN & MORLEY, LLP 400957765 WORLDBUSINESS CAPITAL 2012 fourth_quarter FIN Small business lending using U.S. Government finance and investment programs, including those of the Overseas Private Investment Corporation and U.S. Export-Import Bank. HOUSE OF REPRESENTATIVES,SENATE 45000   0 0 2013-01-14T15:45:08.783000-05:00
1334246 TRANE TECHNOLOGIES COMPANY LLC (FKA INGERSOLL RAND, TRANE, AMERICAN STANDARD) bcb38964-43e0-47e7-ad78-00e64ab6e5a6 Q4 TRANE TECHNOLOGIES COMPANY LLC (FKA INGERSOLL RAND, TRANE, AMERICAN STANDARD) 3537 TRANE TECHNOLOGIES COMPANY LLC (FKA INGERSOLL RAND TRANE AMERICAN STANDARD) 2012 fourth_quarter FIN Corporate governance issues (no specific legislation) Energy, Dept of,HOUSE OF REPRESENTATIVES,SENATE   131000 0 0 2013-01-14T15:48:15.987000-05:00
1334270 SIFF & ASSOCIATES PLLC 3de72f16-8d73-4ffb-8a5f-dca1b98a53d9 Q4 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2012 fourth_quarter FIN "Prohibitions and Restrictions on Proprietary Trading and Certain Interests in and Relationships with Hedge Funds and Private Equity Funds," Proposed Rule; Docket No. OCC-2011-0014, RIN 1557-AD44; Docket No. R-14, RIN 7100 AD 82; RIN 3064-AD85; Release No. 34-65545, RIN 3235-AL-07. Implementation of Basel III Capital standards and finalization of related Federal Reserve Rulemakings to implement these capital standards. Regulations being discussed at Securities and Exchange Commission to transition Money Market Mutual Funds to a floating Net Asset Value (NAV) and impose restrictions on redemptions from such funds as well as additional capital buffers (no rules yet proposed) and FSOC recommendation that SEC propose rules on these topics. Supplemental notice of proposed rulemaking regarding definition of "Financial Activity and Activities Incidental Thereto;" RIN 3064-AD73. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2013-01-14T15:56:23.860000-05:00
1334305 KPMG LLP a6644af5-8085-431b-aa0e-380aa2568aa0 Q4 KPMG LLP 21893 KPMG LLP 2012 fourth_quarter FIN HR 6161- Redefining "accelerated filer" Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   390000 0 0 2013-01-14T16:22:40.093000-05:00
1334308 WEBMD HEALTH CORP. 8e586255-c27f-4146-864f-d82de8ddccc7 Q4 WEBMD HEALTH CORP. 55473 WEBMD HEALTH CORP 2012 fourth_quarter FIN Student loan auction rate security SENATE   30000 0 0 2013-01-14T16:23:42.077000-05:00
1334318 THE AMERICAN PUBLIC GAS ASSOCIATION a3d00dc0-781a-497c-a936-741bcc1f6e72 Q4 THE AMERICAN PUBLIC GAS ASSOCIATION 74077 AMERICAN PUBLIC GAS ASSOCIATION 2012 fourth_quarter FIN APGA has pushed for the passage of legislation and rulemakings that would increase natural gas market transparency and provide the CFTC with the resources needed to ensure the appropriate level of market oversight. APGA has also opposed legislation/regulations that would require public gas systems to post margin for the over-the-counter derivatives. Commodity Futures Trading Commission (CFTC),Energy, Dept of,Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   30000 0 0 2013-01-14T16:26:46.127000-05:00
1334330 ALPINE GROUP PARTNERS, LLC. 61bf9b2e-3a3c-418f-85d4-8d03e9825323 Q4 ALPINE GROUP PARTNERS, LLC. 1171 LOEWS GOVERNMENT AFFAIRS SERVICES INC 2012 fourth_quarter FIN Systemic risk regulation and regulation of insurance. HR 977, Derivatives Markets and Transparency and Accountability Act. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2013-01-14T16:32:52.517000-05:00
1334465 AMERICAN COUNCIL OF LIFE INSURERS 666358be-74fb-41b9-b624-29a74009e437 Q4 AMERICAN COUNCIL OF LIFE INSURERS 2115 AMERICAN COUNCIL OF LIFE INSURERS 2012 fourth_quarter FIN Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. H.R. 2309: The Postal Reform Act of 2011 Issue: USPS sale of financial products. S.1789: The 21st Century Postal Service Act of 2012. Issue: USPS sale of financial services products H.R. 1905: Iran Threat Reduction Act of 2011. A bill to compel Iran to abandon its pursuit of nuclear weapons. Issue: Investment Restrictions S. 2101: Iran Sanctions, Accountability, and Human Rights Act of 2012. A bill to urge the President to initiate diplomatic efforts to expand the multilateral sanctions regime regarding Iran. Issue: Investment Restrictions HR 4624: To amend the Investment Advisers Act of 1940 to provide for the registration and oversight of national investment adviser associations. Issue: Investment Adviser Regulations HR 2827: To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes. Issue: Investment Adviser Regulations HAMDT 1074 to HR 5326: An amendment to prohibit the use of funds to be used by the Department of Justice to be a party to a single or multi-state court settlement where funds are removed from any residential mortgage-backed securitization trust. Issue: Investor Protection H.R. 6020: Financial Services & General Government Appropriations bill for Fiscal Year 2013. Issue: Agency Funding S. 3301: Financial Services & General Government Appropriations bill for Fiscal Year 2013. Issue: Agency Funding Tracking: H.R. 1610: The Business Risk Mitigation and Price Stabilization Act of 2011. A bill to amend the definitions major swap participant and major security-based swap participant in the Commodity Exchange Act and the Securities Exchange Act of 1934, respectively. Issue: Dodd-Frank/Derivatives S. 947: A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes. Issue: Dodd-Frank… HOUSE OF REPRESENTATIVES,SENATE   1063984 0 0 2013-01-14T17:07:56.733000-05:00
1334470 ALPINE GROUP PARTNERS, LLC. 4f3f6d89-b43b-4982-aed7-d142fe08611d Q4 ALPINE GROUP PARTNERS, LLC. 1171 UNITED STATES COMMODITY FUNDS, LLC 2012 fourth_quarter FIN Financial services overhaul, Energy trading and Regulation of OTC derivatives H.R. 1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2013-01-14T17:08:58.030000-05:00
1334548 RICH FEUER ANDERSON 739dac92-7754-4434-bb5e-69b0e48f2f46 Q4 RICH FEUER ANDERSON 84775 LCH.CLEARNET GROUP LIMITED 2012 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application.. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 60000   0 0 2013-01-14T19:03:29.730000-05:00
1334629 MILLER & CHEVALIER CHARTERED e3a04b7a-7f14-40d3-bf7e-fcd5f1d6180a Q4 MILLER & CHEVALIER CHARTERED 25306 AMERICAN FIDELITY CORPORATION 2012 fourth_quarter FIN Legislation affecting financial services issues. HOUSE OF REPRESENTATIVES,SENATE 130000   0 0 2013-01-15T08:13:10.757000-05:00
1335001 WEC ENERGY GROUP fbc95a4c-ea1b-4d9c-92d2-49e7016ca132 Q4 WEC ENERGY GROUP 43833 WEC ENERGY GROUP 2012 fourth_quarter FIN OTC Derivatives and Financial Regulatory Reform and CFTC SEC Proposed Regulations (H.R.1573, H.R.2682, H.R.1610, H.R.1062, H.R.2483, H.R.3527). Environmental Protection Agency (EPA),Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE   200000 0 0 2013-01-15T11:30:48.400000-05:00
1335059 RICH FEUER ANDERSON 8fe34fea-b434-4e3f-98df-5d80e0ee69f0 Q4 RICH FEUER ANDERSON 84775 THOMSON REUTERS 2012 fourth_quarter FIN Oversight and operation of financial benchmarks. Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2013-01-15T11:58:12.567000-05:00
1335200 PRASAM f2b23f9a-e37a-4efa-81f7-2015f3be0ad1 Q4 PRASAM 31895 RINA SYSTEMS, INC. 2012 fourth_quarter FIN Federal Government policies for identifying and preventing credit card fraud and implementation of the Government Charge Card Abuse Prevention Act of 2012. General Services Administration (GSA)     0 0 2013-01-15T13:13:27.317000-05:00
1335324 CAPITOL HILL CONSULTING GROUP 7eca4157-e89f-4fe4-911b-c148c65d6bce Q4 CAPITOL HILL CONSULTING GROUP 72053 POPULUS FINANCIAL GROUP, INC. (FORMERLY ACE CASH EXPRESS, INC.) 2012 fourth_quarter FIN General financial issues and issues pertaining to the company HOUSE OF REPRESENTATIVES,SENATE 24000   0 0 2013-01-15T13:56:16.113000-05:00
1335437 MUTUAL OF OMAHA 15ee448f-6f2b-4c7e-a1d5-ab401daef8da Q4 MUTUAL OF OMAHA 26284 MUTUAL OF OMAHA 2012 fourth_quarter FIN HR 2682 - Business Risk Mitigation & Price Stabilization Act of 2011 - end user exemptions from certain provisions of the Commodity Exchange Act & the Securities Exchange Act of 1934. HR 4173 - Dodd-Frank Wall Street Reform & Consumer Protection Act - accountability & transparency in rating agencies, banking & insurance regulators, capital requirements, investor protections, over the counter derivatives, federal insurance office, private fund investment advisor registration, consumer financial protections, executive compensation and mortgage lending practices. HR 87 - Repeal of the Wall Street Reform and Consumer Protection Act - Provisions repealing Dodd-Frank. HOUSE OF REPRESENTATIVES,SENATE   155000 0 0 2013-01-15T14:23:55.050000-05:00
1335568 RICH FEUER ANDERSON 28e0d31a-e5e8-4ef6-a16e-0a755dc165a2 4T RICH FEUER ANDERSON 84775 FX ALLIANCE, LLC 2012 fourth_quarter FIN Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and HR 2586, the "Swap Execution Facility Clarification Act." HOUSE OF REPRESENTATIVES,SENATE 30000   0 1 2013-01-15T14:50:48.393000-05:00
1335699 ROBERT E. JULIANO ASSOCIATES 8d122649-8411-466c-a276-71d7e8572886 Q4 ROBERT E. JULIANO ASSOCIATES 20972 UNITEHERE 2012 fourth_quarter FIN FIN - Financial - Monitoring efforts regareding any changes in the Dodd-Frank bill. HOUSE OF REPRESENTATIVES,SENATE 45000   0 0 2013-01-15T15:39:48.703000-05:00
1335784 CORNERSTONE GOVERNMENT AFFAIRS, INC. f6d220fd-7cb2-413a-8b0f-5773f9eab7a7 Q4 CORNERSTONE GOVERNMENT AFFAIRS, INC. 75557 VISA 2012 fourth_quarter FIN Electronic payments Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 60000   0 0 2013-01-15T16:07:37.923000-05:00
1335816 MEHLMAN CONSULTING, INC. 559e7aa5-a2c7-4171-b41f-5db722a2371a Q4 MEHLMAN CONSULTING, INC. 284950 ENCORE CAPITAL GROUP 2012 fourth_quarter FIN Financial Services Issues. H.R. 3309/S. 1784, Federal Communications Commission Process Reform Act of 2012 (Note: The Consumer Financial Protection Bureau was contacted; it was established in January 2012 and not yet listed under agencies on #17 thus the Dept. of Treasury has been listed.) Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 60000   0 0 2013-01-15T16:12:50.063000-05:00
1336061 THE NICKLES GROUP, LLC 9786a824-d965-459c-8ac2-fdd94ede0db6 Q4 THE NICKLES GROUP, LLC 293335 FINANCIAL SERVICES CENTER OF AMERICA INC 2012 fourth_quarter FIN HR 1121 / S. 737, Responsible Consumer Financial Protection Regulations Act; H.R. 1667, Bureau of Consumer Financial Protection Transfer Clarification Act; H.R.1315, Consumer Financial Protection Safety and Soundness Improvement Act; H.R. 4014, To amend the Federal Deposit Insurance Act with respect to information provided to the CFPB, issues related to regulation of check cashing and other money services. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-01-15T17:36:41.077000-05:00
1336101 HUNTON ANDREWS KURTH LLP 3016b326-4e56-4823-a55d-dfb5437eefca Q4 HUNTON ANDREWS KURTH LLP 18978 ACXIOM LLC 2012 fourth_quarter FIN Issues surrounding data security and privacy, including behavioral marketing via internet web pages, and use of social security numbers and other personal information in the private sector; privacy and data security legislation. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2013-01-15T17:53:00.357000-05:00
1336173 FINANCIAL SERVICES INSTITUTE 724ac0c1-55c9-4309-926a-a87785c8abce Q4 FINANCIAL SERVICES INSTITUTE 400712136 FINANCIAL SERVICES INSTITUTE 2012 fourth_quarter FIN Fiduciary Duty S. 1615 - Financial Regulatory Responsibility Act S. 1787 & H.R. 3313 - Wall Street Trading and Speculators Tax Act S. 3416 - A bill to enhance civil penalties under the Federal securities laws, and for other purposes. S. 3620 - A bill to amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes. H.R. 2483 - Whistleblower Improvement Act H. R. 2308 - SEC Regulatory Accountability Act H.R.2827 - To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes H.R. 4624 - Investment Adviser Oversight Act of 2012 H.R. 5050 - Social Networking Online Protection Act H.R. 757 - Equitable Treatment of Investors Act H.R. 4078 - Red Tape Reduction and Small Business Job Creation Act H.R. 6204 - Investment Adviser Examination Improvement Act of 2012 Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE   150000 0 0 2013-01-16T06:40:44.643000-05:00
1336175 LCH.CLEARNET GROUP LIMITED 4541f031-1943-42ed-a6b8-ed605889a2c7 Q4 LCH.CLEARNET GROUP LIMITED 400785364 LCH.CLEARNET GROUP LIMITED 2012 fourth_quarter FIN H.R. 1573: To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. Proposed Dodd-Frank implementation rules related to Titles VII and VIII. Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   197000 0 0 2013-01-16T06:58:45.367000-05:00
1336227 SIFF & ASSOCIATES PLLC bb1bd499-d7f6-4b54-8bc9-7c698fa5e167 Q4 SIFF & ASSOCIATES PLLC 400665998 KOCH COMPANIES PUBLIC SECTOR LLC 2012 fourth_quarter FIN S. 1483, the "Incorporation Transparency and Law Enforcement Assistance Act," a bill to direct each state to amend their state business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation, entire bill. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2013-01-16T09:04:05.810000-05:00
1336245 COBANK, ACB 396de3f8-1cfe-455e-817e-6647708732fe Q4 COBANK, ACB 9738 COBANK ACB 2012 fourth_quarter FIN Financial Regulatory Reform; Derivatives Reform Legislation; GSE Reform; Farm Credit Administration regulatory proposals; CFTC Regulations implementing Financial Reform Legislation; Prudential Regulators' Derivatives Regulatory Proposals Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Farm Credit Administration,Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR)   190000 0 0 2013-01-16T09:15:13.123000-05:00
1336288 STEPTOE LLP 283b00f0-3d5b-4113-be88-6ccb7259dd27 Q4 STEPTOE LLP 36710 TRAVELERS COMPANIES INC AND SUBSIDIARIES 2012 fourth_quarter FIN Issues relating to financial services, systemic risk regulation, credit scoring and financial services regulatory reform Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act Issues related to the Flood Insurance Program HOUSE OF REPRESENTATIVES,SENATE     0 0 2013-01-16T09:44:33.437000-05:00
1336386 LAND O'LAKES, INC. cb17aedd-efbe-44a8-98a3-7b67e7300fa7 Q4 LAND O'LAKES, INC. 22110 LAND O'LAKES INC 2012 fourth_quarter FIN Wall Street Reform and Consumer Protection Act, HR 4173, Implementation rules as they pertain to farmer cooperatives Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Environmental Protection Agency (EPA),Federal Trade Commission (FTC),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR)   280000 0 0 2013-01-16T10:37:24.747000-05:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
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