lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
918 rows where filing_period = "fourth_quarter", filing_year = 2011 and issue_code = "FIN" sorted by filing_year descending
This data as json, CSV (advanced)
Suggested facets: filing_type, is_termination, received_date (date)
| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1070519 | TRANS UNION LLC fee93372-19ab-4f2a-840e-c0541f8d0340 | Q4 | TRANS UNION LLC | 62131 | TRANS UNION LLC | 2011 | fourth_quarter | FIN | Red Flag Clarification Act HR 6420/S3987--concern that the duty to maintain identity fraud prevention and detection processes was being defined by this bill in terms of an entity's participation in the consumer credit reporting system. | SENATE | 50000 | 0 | 0 | 2011-01-17T10:27:10.957000-05:00 | |
| 1181062 | CYBER SECURITY RESEARCH CONSULTANTS, LLC cc91acd4-91ec-4292-a2bb-e0b3f0b13f05 | Q4 | CYBER SECURITY RESEARCH CONSULTANTS, LLC | 91694 | U.S. CHAMBER OF COMMERCE | 2011 | fourth_quarter | FIN | FY 12 Financial Services Appropriations Act (Volcker Provisions of Dodd Frank) FY 12 Commerce Justice Science Appropriations Act | HOUSE OF REPRESENTATIVES | 24000 | 0 | 0 | 2012-01-01T11:23:35-05:00 | |
| 1181063 | CYBER SECURITY RESEARCH CONSULTANTS, LLC 50e460fd-33c7-4c5e-a21e-006d1eb38bdf | Q4 | CYBER SECURITY RESEARCH CONSULTANTS, LLC | 91694 | THE LIVINGSTON GROUP (ON BEHALF OF U.S. CHAMBER OF COMMERCE) | 2011 | fourth_quarter | FIN | FY 12 Financial Services Act (Volcker Provisions of Dodd Frank) FY 12 Commerce Justice Science Appropriations Act | HOUSE OF REPRESENTATIVES | 9000 | 0 | 0 | 2012-01-01T11:26:36-05:00 | |
| 1181071 | JOHN SATAGAJ 30f965ab-6a5b-4d7c-9ad6-6231344c37ad | Q4 | JOHN SATAGAJ | 23064 | NATIONAL HOME FURNISHINGS ASSOCIATION | 2011 | fourth_quarter | FIN | Consumer Credit | Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,White House Office | 0 | 0 | 2012-01-01T13:22:38-05:00 | ||
| 1181692 | HOLLAND & KNIGHT LLP fe2afa35-1c15-45fe-855a-759c855bb966 | Q4 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2011 | fourth_quarter | FIN | Legislation and policies affecting financial services; including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2012-01-04T14:25:49-05:00 | |
| 1181696 | HOLLAND & KNIGHT LLP 93b60e58-df75-4714-9071-e103fa165cf2 | Q4 | HOLLAND & KNIGHT LLP | 18466 | DEPOSITORY TRUST & CLEARING CORPORATION | 2011 | fourth_quarter | FIN | Financial Services regulatory reform; General Financial Services issues before the legislative branch. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-01-04T14:28:51-05:00 | |
| 1181697 | COUNCIL OF INSTITUTIONAL INVESTORS f1befa0a-1a34-4231-9f39-bdea6afd7cd8 | Q4 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2011 | fourth_quarter | FIN | Dodd-Frank Implementation, proposed rules and amendments | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2012-01-04T14:28:51-05:00 | ||
| 1181715 | THE NELSON LAW FIRM, LLC 52cb3212-c608-468c-b5f7-cd7fe2a81ee8 | 4T | THE NELSON LAW FIRM, LLC | 400837476 | OPPENHEIMER & CLOSE, INC. | 2011 | fourth_quarter | FIN | HR 2167 and HR 1965 -- Counting beneficial owners of securities for purposes of determining when an issuer is required to register a class of securities under Section 12(g) of the Securities Exchange Act of 1934. | HOUSE OF REPRESENTATIVES | 5000 | 0 | 1 | 2012-01-04T15:15:55-05:00 | |
| 1181759 | MS. ELLEN MARSHALL c8e2f9fe-260b-4652-afc0-d612c32b9477 | Q4 | MS. ELLEN MARSHALL | 297716 | BOND DEALERS OF AMERICA | 2011 | fourth_quarter | FIN | Definition of municipal advisor; implementation of Dodd-Frank | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-01-04T16:30:26-05:00 | |
| 1181771 | FOGNANI & FAUGHT PLLC 011a8cb7-dac6-45e4-b982-837363cbf03e | Q4 | FOGNANI & FAUGHT PLLC | 44014 | IVANHOE CAPITAL CORPORATION | 2011 | fourth_quarter | FIN | Provision of information concerning Financial Institutions/Investments/Sec issues | 0 | 0 | 2012-01-04T17:58:35-05:00 | |||
| 1181824 | PUBLIC AFFAIRS RESOURCES, INC. 2bf483fb-381c-4d99-8570-af3125f019d7 | Q4 | PUBLIC AFFAIRS RESOURCES, INC. | 31270 | PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ) | 2011 | fourth_quarter | FIN | Fees for paper statements | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-05T09:03:15-05:00 | |
| 1181892 | VENABLE LLP 503bb65e-bfec-41de-87a1-39790d22dbf9 | Q4 | VENABLE LLP | 39941 | PRIVATE INVESTOR COALITION | 2011 | fourth_quarter | FIN | Reform of the Dodd-Frank Act | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC) | 20000 | 0 | 0 | 2012-01-05T10:49:22-05:00 | |
| 1182014 | EMERSON 2b4ff550-cec0-4a4e-9764-0bbd951da3a0 | Q4 | EMERSON | 13506 | EMERSON | 2011 | fourth_quarter | FIN | Burdensome Data Collection Relief Act, H.R. 1062 | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 323000 | 0 | 0 | 2012-01-05T16:32:25-05:00 | |
| 1182063 | THE BAPTISTA GROUP 6c69a489-ac53-4e3b-b409-108f81438c93 | Q4 | THE BAPTISTA GROUP | 307091 | PRUDENTIAL FINANCIAL, INC. | 2011 | fourth_quarter | FIN | Monitoring issues impacting GSE's including: H.R. 1182 - GSE Bailout Elimination and Taxpayer Protection Act H.R. 1223 - GSE Credit Risk Equitable Treatment Act of 2011 H.R. 1224 - GSE Portfolio Risk Reduction Act of 2011 | HOUSE OF REPRESENTATIVES | 15000 | 0 | 0 | 2012-01-06T09:31:54-05:00 | |
| 1182208 | THE VELASQUEZ GROUP, L.L.C. 0377d199-f973-4fca-8ab3-466856197a68 | Q4 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2011 | fourth_quarter | FIN | Rulemaking as relates to the Dodd Frank Wall Street Reform and Consumer Protection Act; especially any regulation pertaining to fiduciary duty of securities brokers or self review organizations; general legislative monitoring, especially any legislation pertaining to self review/regulatory organizations as relates to regulation of broker dealers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-06T14:10:02-05:00 | |
| 1182246 | STRATEGIC MARKETING INNOVATIONS f85cab71-e567-40cf-b528-1f29e9a17b34 | Q4 | STRATEGIC MARKETING INNOVATIONS | 60550 | UNIVERSITY OF DAYTON | 2011 | fourth_quarter | FIN | Funding for non profit business assistance | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) | 20000 | 0 | 0 | 2012-01-06T15:02:14-05:00 | |
| 1182331 | RICH FEUER ANDERSON 85155f6f-a45a-4b99-a1d0-100e697f0314 | Q4 | RICH FEUER ANDERSON | 84775 | BARCLAYS PLC | 2011 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-06T17:55:00-05:00 | |
| 1182352 | THE VELASQUEZ GROUP, L.L.C. 48cbce86-34d3-4cac-b211-aee59c6a0b08 | Q4 | THE VELASQUEZ GROUP, L.L.C. | 53403 | VISA INC | 2011 | fourth_quarter | FIN | Any legislation seeking to mitigate debit card interchange price control provisions of the Dodd Frank Wall Street Reform and Consumer Act; Chaffetz-Owens "Consumer Debit Card Protection Act" (no bill number assigned as of filing). | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-01-07T13:02:14-05:00 | |
| 1182418 | LEDGE COUNSEL, INC. 07da88a6-626e-470d-9ac1-8ac567c13196 | Q4 | LEDGE COUNSEL, INC. | 22438 | NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION | 2011 | fourth_quarter | FIN | Federal Retirement Thrift Savings Plan investment | Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Office of Personnel Management (OPM),President of the U.S.,SENATE | 30000 | 0 | 0 | 2012-01-07T18:19:39-05:00 | |
| 1182429 | LEDGE COUNSEL, INC. 5fc8522b-2f61-4d21-9032-073e46d01326 | Q4 | LEDGE COUNSEL, INC. | 22438 | NATIONAL ASSOCIATION OF THRIFT SAVINGS PLAN PARTICIPANTS | 2011 | fourth_quarter | FIN | Federal Retirement Thrift Savings Plan | Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,President of the U.S.,SENATE | 0 | 0 | 2012-01-07T18:37:43-05:00 | ||
| 1182478 | ALBERTINE ENTERPRISES, INC. 5b4e4958-4bcb-43d8-b19d-3717dfbf8c6f | Q4 | ALBERTINE ENTERPRISES, INC. | 795 | AURA INC | 2011 | fourth_quarter | FIN | Consumer Financial Protection Agency Bill | HOUSE OF REPRESENTATIVES,SENATE | 18000 | 0 | 0 | 2012-01-08T18:58:12-05:00 | |
| 1182492 | MCMURRAY STRATEGY GROUP, LLC e1f7ab4d-8bb6-4f9b-83fd-9d03e52b8de7 | Q4 | MCMURRAY STRATEGY GROUP, LLC | 400339575 | THE AGILE FUNDS INVESTOR COMMITTEE | 2011 | fourth_quarter | FIN | Discussed HR 1987 Ponzi Scheme Investor Protection Act of 2011 that will amend the Securities Investor Protection Act of 1970 to provide insurance coverage for certain indirect investors caught in Ponzi schemes. Monitored and discussed HR 757 Equitable Treatment of Investors Act which would amend the Securities Investor Protection Act of 1970 to revise the definition of "net equity." | HOUSE OF REPRESENTATIVES | 0 | 0 | 2012-01-09T08:24:22-05:00 | ||
| 1182549 | HEIDEMAN NUDELMAN & KALIK, PC 71ecc898-1116-4460-b527-c747447bfcdb | Q4 | HEIDEMAN NUDELMAN & KALIK, PC | 314113 | AMERICAN VICTIMS OF TERRORISM C/O HEIDEMAN NUDELMAN & KALIK, P.C. | 2011 | fourth_quarter | FIN | Lobbying for Congressional support to urge state sponsors of terrorism to resolve the claims of the United States victims who were injured and/or killed as a result of terrorism. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2012-01-09T11:08:18-05:00 | ||
| 1182569 | HEIDEMAN NUDELMAN & KALIK, PC d345df40-9b73-49f5-a2ba-0f7145619d6e | Q4 | HEIDEMAN NUDELMAN & KALIK, PC | 314113 | FRANCK CINE C/O HEIDEMAN NUDELMAN & KALIK, P.C. | 2011 | fourth_quarter | FIN | Lobbying for Congressional support to urge the Haitian Government to remit appropriate compensation to Franck Cine for the government interference with, and expropriation of, assets and business interests, and also for the violation of the human rights of Mr. Cine. | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS) | 0 | 0 | 2012-01-09T11:11:23-05:00 | ||
| 1182580 | HEIDEMAN NUDELMAN & KALIK, PC 2b807039-4850-4387-b604-94263e85c4f1 | Q4 | HEIDEMAN NUDELMAN & KALIK, PC | 314113 | JACKIE NINK PFLUG & OTHER AMERICAN VICTIMS OF EGYPTAIR #648 | 2011 | fourth_quarter | FIN | Lobbying for Congressional support to urge Libya to resolve the claims of the United States victims who were injured and/or killed on November 23, 1985, and their family members, as a result of the Libyan-sponsored terrorist attack on EgyptAir Flight 648. | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS) | 0 | 0 | 2012-01-09T11:15:27-05:00 | ||
| 1182594 | HEIDEMAN NUDELMAN & KALIK, PC 48476802-2647-4bce-be0d-89da988e4c3a | Q4 | HEIDEMAN NUDELMAN & KALIK, PC | 314113 | CECILE BUONOCORE & OTHER AMERICAN VICTIMS OF THE ROME AIRPORT ATTACK | 2011 | fourth_quarter | FIN | Lobbying for Congressional support to urge Libya to resolve the claims of the United States victims who were injured and/or killed on December 27, 1985, and theor family members, as a result of the Libyan-sponsored terrorist attack on the Fiumicino Airport, a/k/a Leonardo da Vinci Airport, in Rome, Italy. | HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS) | 0 | 0 | 2012-01-09T11:16:30-05:00 | ||
| 1182656 | RICH FEUER ANDERSON 58e1d5d1-ccbc-48e8-8304-8799d07cc754 | Q4 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2011 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-09T12:58:59-05:00 | |
| 1182691 | RICH FEUER ANDERSON 19a22c61-991f-43b2-bde0-de0e464a2401 | Q4 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2011 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including connectivity and transparency regarding trading in derivatives, operation of swap execution facilities, protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of systemically important financial institutions. Regulation of money market funds and exchange-traded funds. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 70000 | 0 | 0 | 2012-01-09T14:37:26-05:00 | |
| 1182700 | JOLLY/RISSLER, INC. 5f760cc2-7bfc-4a39-9b1e-46fa138051fe | 4T | JOLLY/RISSLER, INC. | 20835 | AFLAC INCORPORATED | 2011 | fourth_quarter | FIN | Issues related to insurance sales and underwriting | HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 50000 | 0 | 1 | 2012-01-09T15:09:31-05:00 | |
| 1182738 | JOLLY/RISSLER, INC. e9440484-594a-4601-807a-1998d82a46c9 | 4@ | JOLLY/RISSLER, INC. | 20835 | AFLAC INCORPORATED | 2011 | fourth_quarter | FIN | Issues related to insurance sales and underwriting | HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 50000 | 0 | 1 | 2012-01-09T16:09:53-05:00 | |
| 1182801 | RICH FEUER ANDERSON 41d35db1-fb52-4893-8b09-b897bacb83ee | Q4 | RICH FEUER ANDERSON | 84775 | THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. | 2011 | fourth_quarter | FIN | Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2012-01-09T17:54:29-05:00 | |
| 1182809 | RICH FEUER ANDERSON f1e80c3d-9fb3-4873-8730-099805071d16 | 4T | RICH FEUER ANDERSON | 84775 | CREDIT SUISSE SECURITIES (USA) LLC | 2011 | fourth_quarter | FIN | Regulation of securities market structure and securities trading. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 15000 | 0 | 1 | 2012-01-09T19:02:31-05:00 | |
| 1182883 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA c9b0ff4a-8ae2-4eda-adc8-335ef4037268 | Q4 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2011 | fourth_quarter | FIN | Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds, and activity within Congress, especially in the context of the HR 4173, the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under sec.113 of Dodd-Frank. Also track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation. Target Date Funds: Monitor possible legislation and SEC as Well as Department of Labor regulatory activities. SEC and money markets: Monitor and see proposed SEC regulations. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Fiduciary Duty-Monitor the SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA. Whistleblower Program: Monitor and oppose SEC rulemaking implementing a provision in the Dodd-Frank Act that creates a new Whistleblower program with the agency. CFTC: Argue against rule that would impose position limits on commodity index mutual funds. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 640000 | 0 | 0 | 2012-01-10T09:37:27-05:00 | |
| 1182914 | DUTKO WORLDWIDE, LLC f5fc14ac-16ba-47f4-a7b1-dd8768be778b | Q4 | DUTKO WORLDWIDE, LLC | 12868 | FOREX CAPITAL MARKETS LLC | 2011 | fourth_quarter | FIN | Provide strategy and advice to Forex on legislation that affects them and their industry, including implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) and other executive branch regulations affecting the retail foreign exchange business such as definitions and regulation of swap execution facilities (SEF) and the segregated funds rule. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2012-01-10T10:02:42-05:00 | |
| 1182946 | VENABLE LLP a540f172-f799-4d53-9308-79210112c7be | Q4 | VENABLE LLP | 39941 | VANTAGESCORE SOLUTIONS LLC | 2011 | fourth_quarter | FIN | H.R. 321 - Equal Employment For All Act H.R. 769 - Fair Access to Credit Scores Act of 2011 | Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE | 50000 | 0 | 0 | 2012-01-10T10:18:02-05:00 | |
| 1182949 | VENABLE LLP a21c3381-681e-4151-89b6-9f532885e012 | Q4 | VENABLE LLP | 39941 | NAVY MUTUAL AID ASSOCIATION | 2011 | fourth_quarter | FIN | S. 486 - Protecting Servicemembers From Mortgage Abuse Act of 2011 | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2012-01-10T10:21:04-05:00 | |
| 1183004 | CREDIT SUISSE SECURITIES (USA) 42b27f73-6bc6-4b34-92ee-4a6322251db2 | Q4 | CREDIT SUISSE SECURITIES (USA) | 62596 | CREDIT SUISSE SECURITIES (USA) | 2011 | fourth_quarter | FIN | Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 4… | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 370000 | 0 | 0 | 2012-01-10T11:37:32-05:00 | |
| 1183081 | MCALLISTER & QUINN, LLC 3728a9ca-f149-4759-8939-91e331653b4b | Q4 | MCALLISTER & QUINN, LLC | 292573 | EXELON BUSINESS SERVICES (FORMERLY CONSTELLATION ENERGY) | 2011 | fourth_quarter | FIN | Financial Reform | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2012-01-10T13:08:13-05:00 | |
| 1183088 | MILLER & CHEVALIER CHARTERED 69997f69-baa8-4f3d-8d26-c17899fdcb75 | Q4 | MILLER & CHEVALIER CHARTERED | 25306 | AMERICAN FIDELITY CORPORATION | 2011 | fourth_quarter | FIN | Legislation affecting financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 120000 | 0 | 0 | 2012-01-10T13:14:16-05:00 | |
| 1183095 | FINANCIAL SERVICES INSTITUTE 97853f7f-364a-431f-9ffa-466dfd66b80a | Q4 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2011 | fourth_quarter | FIN | Fiduciary Duty Enhancing Investment Advisor Examinations S. 1615 - Financial Regulatory Responsibility Act S. 1787 & H.R. 3313 - Wall Street Trading and Speculators Tax Act H.R. 2483 - Whistleblower Improvement Act H. R. 2308 - SEC Regulatory Accountability Act H.R. 3178 - Employee Misclassification Prevention Act S. 770 - Payroll Fraud Prevention Act | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE | 90000 | 0 | 0 | 2012-01-10T13:20:21-05:00 | |
| 1183142 | FORSCEY, PLLC b5846259-5812-45b9-b534-54669c7681ae | Q4 | FORSCEY, PLLC | 52880 | NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS | 2011 | fourth_quarter | FIN | Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 20000 | 0 | 0 | 2012-01-10T14:34:55-05:00 | |
| 1183214 | LOWE'S COMPANIES INC. 3865498b-dca4-40cc-b584-c40d1eaa5c29 | Q4 | LOWE'S COMPANIES INC. | 312678 | LOWE'S COMPANIES INC. | 2011 | fourth_quarter | FIN | Relating to sourcing disclosure requirements in Dodd-Frank re certification of conflict mineral sourcing in proprietary brands as defined by the SEC rulemaking process | HOUSE OF REPRESENTATIVES,SENATE | 75000 | 0 | 0 | 2012-01-10T15:33:34-05:00 | |
| 1183334 | RICH FEUER ANDERSON 15a51567-d9d8-4872-8b4e-d0d7d75be604 | Q4 | RICH FEUER ANDERSON | 84775 | FX ALLIANCE, LLC | 2011 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation of swap execution facilities and HR 2586, the "Swap Execution Facility Clarification Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2012-01-10T19:30:35-05:00 | |
| 1183605 | SCHUMACHER PARTNERS INTERNATIONAL, LLC 62c70102-528d-4d7a-9f20-93988a88d9ab | 4A | SCHUMACHER PARTNERS INTERNATIONAL, LLC | 76217 | MATERION CORPORATION | 2011 | fourth_quarter | FIN | Reporting regulations to implement the Conflict Minerals Law | Commerce, Dept of (DOC),Defense, Dept of (DOD),Environmental Protection Agency (EPA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Intl Trade Administration (ITA),Labor, Dept of (DOL),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE | 50000 | 0 | 0 | 2012-01-11T14:21:19-05:00 | |
| 1183611 | NATIONAL ASSOCIATION OF SHELL MARKETERS 4019f86f-0e1c-452d-9bd3-8351a2f8b540 | Q4 | NATIONAL ASSOCIATION OF SHELL MARKETERS | 319632 | NATIONAL ASSOCIATION OF SHELL MARKETERS | 2011 | fourth_quarter | FIN | Signed on letters from the Merchants Payments Coalition to both houses of Congress urging them to ignore false arguments about the impact of debit swipe fee reform and asking them to oppose H.R. 3156. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2012-01-11T14:22:51-05:00 | ||
| 1183635 | HOULIHAN INTERNATIONAL LLC 58960b1c-f957-4089-b741-e06db5096c2b | Q4 | HOULIHAN INTERNATIONAL LLC | 42672 | WORLDBUSINESS CAPITAL INC | 2011 | fourth_quarter | FIN | Competitive access to U.S. government loan guarantee programs supporting Americas small and mid-sized businesses competing in global markets through the Overseas Private Investment Corporation (OPIC) and the Export-Import Bank of the United States. | Agriculture, Dept of (USDA),Commerce, Dept of (DOC),Export-Import Bank of the United States (EXIM Bank),HOUSE OF REPRESENTATIVES,Overseas Private Investment Corp (OPIC),SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Trade & Development Agency (USTDA),U.S. Trade Representative (USTR) | 10000 | 0 | 0 | 2012-01-11T14:45:59-05:00 | |
| 1183695 | FINANCIAL EXECUTIVES INTERNATIONAL 24151ce5-3f8c-4145-ac91-8c0e34236fb6 | Q4 | FINANCIAL EXECUTIVES INTERNATIONAL | 14520 | FINANCIAL EXECUTIVES INTERNATIONAL | 2011 | fourth_quarter | FIN | Credit Rating Agencies; Regulation of Derivatives and Exemption of Corporate End Users from Clearing and Margin Requirements; Dodd-Frank Act; Money Market Fund Reform and Preserving Stable Net Asset Value; Debt ceiling impact; H.R. 1610, Business Risk Mitigation and Price Stabilization Act; H.R. 1573 To Facilitate Implementation of Dodd-Frank Title VII; H.R. 2779 To Exempt Inter-Affiliate Swaps; H.R. 2682 The Business Risk Mitigation and Price Stabilization Act; S. 1650 the Dodd-Frank Improvement Act; Volker Rule; H.R. 2308 the SEC Regulatory Accountability Act; H.R. 3045 the Retirement Income Protection Act; H.R. 2586 the Swap Execution Facility Clarification Act; | Commodity Futures Trading Commission (CFTC),Defense, Dept of (DOD),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Office of Management & Budget (OMB),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 70000 | 0 | 0 | 2012-01-11T15:15:21-05:00 | |
| 1183746 | EQUIPMENT LEASING AND FINANCE ASSOCIATION 0a363150-d860-48ad-881d-a8cc0821e931 | Q4 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2011 | fourth_quarter | FIN | Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (P.L. 111-203): Securitization/ Credit Risk Retention Rules/ Data collection requirements under ECOA | Federal Aviation Administration (FAA),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,U.S. International Trade Commission (ITC) | 60000 | 0 | 0 | 2012-01-11T15:52:41-05:00 | |
| 1183783 | VENABLE LLP d2b64362-295c-4789-aa79-211923f69e13 | Q4 | VENABLE LLP | 39941 | STATE STREET BANK AND TRUST COMPANY | 2011 | fourth_quarter | FIN | Financial Legislation. | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR) | 20000 | 0 | 0 | 2012-01-11T16:24:55-05:00 | |
| 1183864 | ACT FOR AMERICA 16f608f7-8272-4db4-a0e6-7db00d79b778 | Q4 | ACT FOR AMERICA | 400434104 | ACT FOR AMERICA | 2011 | fourth_quarter | FIN | Shariah Compliant Finance: ACT! for America opposes Shariah Compliant Financial products for a variety of reasons including that there is no full disclosure or transparency about these products. General Issue Lobbying/Education only - We are not supporting or opposing any particular legislation at this time. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-11T17:42:29-05:00 | |
| 1183890 | RICH FEUER ANDERSON a7743471-d3c0-46d4-b5e8-44b6fa4256ce | Q4 | RICH FEUER ANDERSON | 84775 | GENWORTH FINANCIAL INC | 2011 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-11T19:47:39-05:00 | |
| 1184126 | THE JOSEPH GROUP, LLC 92d58cca-b0cb-4d2a-b9b7-c1edd76c89ec | Q4 | THE JOSEPH GROUP, LLC | 288613 | ANGELLIST | 2011 | fourth_quarter | FIN | Issues relating to capital formation legislation | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2012-01-12T12:11:38-05:00 | ||
| 1184187 | KATE MOSS a4f0ae40-2395-4e30-b325-fa4a0d19e894 | Q4 | KATE MOSS | 25988 | MORGAN STANLEY | 2011 | fourth_quarter | FIN | Implementation of Dodd/Frank | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-01-12T12:36:04-05:00 | |
| 1184218 | RICH FEUER ANDERSON 7ea19f33-27ea-4aba-bf9c-8324e3832367 | Q4 | RICH FEUER ANDERSON | 84775 | KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 2011 | fourth_quarter | FIN | Regulations affecting electronic trading of securities, including market structure issues. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2012-01-12T12:51:17-05:00 | |
| 1184301 | RICH FEUER ANDERSON b9e76410-60ef-4b46-a91c-43ae9256524e | Q4 | RICH FEUER ANDERSON | 84775 | INTERACTIVE DATA CORPORATION | 2011 | fourth_quarter | FIN | Regulation of securities market structure and securities trading, including provision of market data. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives and standardization of data. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 40000 | 0 | 0 | 2012-01-12T14:16:00-05:00 | |
| 1184404 | ASSOCIATION FOR FINANCIAL PROFESSIONALS cb92f6e7-b685-4acb-889d-88038d09e4fa | Q4 | ASSOCIATION FOR FINANCIAL PROFESSIONALS | 38437 | ASSOCIATION FOR FINANCIAL PROFESSIONALS | 2011 | fourth_quarter | FIN | Accounting Reforms, Credit Rating Agency Reform, Commodities Exchange Act/Derivatives Reform, Hard to Value Assets, Market-to-Market Accounting Reform, Money Market Fund Reform, Foreign Exchange, Dodd-Frank | Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Accounting Standards Advisory Board (FASAB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 6250 | 0 | 0 | 2012-01-12T15:06:45-05:00 | |
| 1184462 | DAVIS & HARMAN LLP d565cd0e-6931-439e-b903-65e73f62b6d8 | Q4 | DAVIS & HARMAN LLP | 11674 | CME GROUP | 2011 | fourth_quarter | FIN | Reauthorization of the Commodities Future Trading Commission. All issues relating to the Commodities Future Exchange. Proposals related to the restructuring of financial institution regulation. | HOUSE OF REPRESENTATIVES,SENATE | 70000 | 0 | 0 | 2012-01-12T15:55:17-05:00 | |
| 1184494 | DOWNEY MCGRATH GROUP, INC. d8f3db7e-7906-4926-b4a0-e41d4c57e117 | Q4 | DOWNEY MCGRATH GROUP, INC. | 12573 | LAZARD GROUP LLC | 2011 | fourth_quarter | FIN | Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to securities holding companies | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2012-01-12T16:03:27-05:00 | |
| 1184592 | SHARP & BARNES, LP 65387d37-c38f-4e5e-a650-39622a1347d6 | Q4 | SHARP & BARNES, LP | 400309445 | ONLINE CONSUMERS NETWORK | 2011 | fourth_quarter | FIN | Issues pertaining to microloans, aka payday loans | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-01-12T17:05:09-05:00 | |
| 1184647 | RICH FEUER ANDERSON dda500ec-4e6e-4b80-b96a-9d2f4ad79319 | Q4 | RICH FEUER ANDERSON | 84775 | LCH.CLEARNET GROUP LIMITED | 2011 | fourth_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-01-12T18:34:34-05:00 | |
| 1184700 | SCONSET STRATEGIES, LLC e6cd3638-6917-481f-8e1a-94f9494ab748 | Q4 | SCONSET STRATEGIES, LLC | 400794388 | ARISTEIA CAPITAL | 2011 | fourth_quarter | FIN | No lobbying activity. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-01-13T07:28:56-05:00 | |
| 1184708 | SCONSET STRATEGIES, LLC 01c804e3-5d48-4379-9c40-04f4d6e30576 | Q4 | SCONSET STRATEGIES, LLC | 400794388 | VALTUS CAPITAL GROUP | 2011 | fourth_quarter | FIN | No lobbying activity. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-01-13T07:33:57-05:00 | |
| 1184717 | DUTKO WORLDWIDE, LLC 94274e5f-f15b-4240-838b-c89b3d3e5e91 | Q4 | DUTKO WORLDWIDE, LLC | 12868 | U.S.A.A. | 2011 | fourth_quarter | FIN | Advise client on ongoing implementation of insurance provisions as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) including the creation and implementation of the Federal Insurance Office (FIO). Monitor and track any additional legislation or regulatory issue related to the insurance industry. | Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2012-01-13T08:39:01-05:00 | |
| 1184746 | DAVIS & HARMAN LLP 1f98fa10-9feb-49ef-9b3a-dc95cebc6a56 | Q4 | DAVIS & HARMAN LLP | 11674 | FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) | 2011 | fourth_quarter | FIN | Harmonizing the regulation of broker-dealers and investment advisers; proposals to increase examinations of investment advisers; regulation of securities industry and markets. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-13T09:22:14-05:00 | |
| 1184796 | DUTKO WORLDWIDE, LLC 1bda07cc-6460-4b6a-baef-f101264254ab | Q4 | DUTKO WORLDWIDE, LLC | 12868 | CITGO PETROLEUM CORPORATION | 2011 | fourth_quarter | FIN | Monitor potential derivatives-related modifications to Dodd-Frank Act (Wall Street Reform and Consumer Protection Act of 2009), including H.R. 1573 and the Business Risk Mitigation and Price Stabilization Act of 2011 (H.R. 1610). | Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT) | 100000 | 0 | 0 | 2012-01-13T09:52:33-05:00 | |
| 1184846 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) e02165a8-70c4-4b46-b88d-da0b58919c1c | Q4 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) | 24486 | FEDERAL HOME LOAN BANK OF ATLANTA | 2011 | fourth_quarter | FIN | HR 4173 Dodd-Frank Wall Street Reform & Consumer Protection Act | HOUSE OF REPRESENTATIVES,SENATE | 45000 | 0 | 0 | 2012-01-13T10:18:50-05:00 | |
| 1184856 | ACA INTERNATIONAL c3aead7b-bb38-4a69-ba7e-234f3a08a852 | Q4 | ACA INTERNATIONAL | 81431 | ACA INTERNATIONAL | 2011 | fourth_quarter | FIN | Fair Debt Collection Practices Act; Consumer Financial Protection Bureau; Financial account record keeping | Federal Communications Commission (FCC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 180000 | 0 | 0 | 2012-01-13T10:21:54-05:00 | |
| 1184894 | BECKER & POLIAKOFF, P.A. a2a75e8c-e344-415e-8100-73c560dd3bc0 | Q4 | BECKER & POLIAKOFF, P.A. | 283696 | MARSHA PESHKIN | 2011 | fourth_quarter | FIN | Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2012-01-13T10:39:07-05:00 | ||
| 1185007 | MEHLMAN CONSULTING, INC. 24874120-fc64-43c3-8bc8-3e9b59fe7b01 | Q4 | MEHLMAN CONSULTING, INC. | 284950 | INTUIT, INC. AND AFFILIATES | 2011 | fourth_quarter | FIN | Mobile payments | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2012-01-13T11:49:05-05:00 | |
| 1185008 | MEHLMAN CONSULTING, INC. c61eb8ac-67c8-4137-a6c0-08d1a4cca0e5 | Q4 | MEHLMAN CONSULTING, INC. | 284950 | SLARS (STUDENT LOAN AUCTION RATE SECURITIES) COALITION | 2011 | fourth_quarter | FIN | Relief for the holders of Student Loan Auction Rate Securities S. 1068, Student Loan Simplification Opportunity Act | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-01-13T11:51:06-05:00 | |
| 1185015 | BEN BARNES GROUP LP 893fe913-473e-40eb-8989-357213558e11 | 4A | BEN BARNES GROUP LP | 5415 | SHARP & BARNES LP | 2011 | fourth_quarter | FIN | Online Consumer Network - Issues pertaining to microloans aka payday loans | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-01-13T11:54:10-05:00 | |
| 1185274 | PEPSICO, INC c5992838-6eaf-4fd6-a809-0e366efc28da | Q4 | PEPSICO, INC | 31202 | PEPSICO INC | 2011 | fourth_quarter | FIN | Corporate Governance issues generally, no specific legislation | Agriculture, Dept of (USDA),Executive Office of the President (EOP),Federal Trade Commission (FTC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE | 650000 | 0 | 0 | 2012-01-13T14:22:46-05:00 | |
| 1185344 | LAWRENCE J. ROMANS & ASSOCIATES, LLC 06dd582f-71bf-44a9-bcf3-c7ad86e6e782 | Q4 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | JPMORGAN CHASE & CO. | 2011 | fourth_quarter | FIN | Proposed capital requirement for foreign subsidiaries of domestic institutions; HR 2682, the Business Risk Mitigation and Price Stabilization Act of 2011; HR 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall; HR 2568, the Swap Execution Facility Clarifiction Act; Implementation of the Volcker Rule of the Dodd Frank Act; Proposed rule on premium capture cash reserve account submitted by federal financial regulators. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-01-13T14:47:13-05:00 | |
| 1185346 | LAWRENCE J. ROMANS & ASSOCIATES, LLC 6414402c-138d-403b-a962-eea59499e65a | Q4 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | PRUDENTIAL FINANCIAL | 2011 | fourth_quarter | FIN | HR 1062 the Burdensome Data Collection Relief Act; HR 3559, Insurance Data Protection Act; HR 3045, Retirement Income Protection Act; HR 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by Dodd Frank Wall | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-01-13T14:48:15-05:00 | |
| 1185349 | THE OPTIONS CLEARING CORPORATION 8902ac7d-c7ba-4771-a9eb-f8f22b8fa456 | Q4 | THE OPTIONS CLEARING CORPORATION | 66170 | OPTIONS CLEARING CORPORATION | 2011 | fourth_quarter | FIN | Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 208700 | 0 | 0 | 2012-01-13T14:50:16-05:00 | |
| 1185353 | LAWRENCE J. ROMANS & ASSOCIATES, LLC 8ffd3819-97d3-4f34-a29d-21984fe6a5ec | Q4 | LAWRENCE J. ROMANS & ASSOCIATES, LLC | 61072 | CHARLES SCHWAB & CO INC | 2011 | fourth_quarter | FIN | Department of Labor proposed rule on the Definition of Fiduciary under Section 3(21) of the Employee Retirement Income Security Act; Proposed legislation to provide for registration & oversight of investment advisers. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-13T14:51:19-05:00 | |
| 1185578 | COVINGTON & BURLING LLP f27b9819-3763-40e3-8f39-ffea9c551307 | Q4 | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2011 | fourth_quarter | FIN | all issues affecting banks, including housing issues, SBA, consumer law issues and proposed changes to the Dodd-Frank Act | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-13T17:11:12-05:00 | |
| 1185584 | ASH GROVE CEMENT COMPANY c6acf5e6-3a1f-4ea3-8625-71c5ce80f8ce | Q4 | ASH GROVE CEMENT COMPANY | 400319498 | ASH GROVE CEMENT COMPANY | 2011 | fourth_quarter | FIN | Student Loan Auction Rate Securities | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2012-01-13T17:12:15-05:00 | |
| 1185607 | COVINGTON & BURLING LLP 16bdfa45-ccbb-462f-921a-3a524dd583d8 | Q4 | COVINGTON & BURLING LLP | 11195 | AMERICAN BANKERS ASSOCIATION | 2011 | fourth_quarter | FIN | all issues affecting banks, including housing issues, SBA, consumer law issues, interchange, examination procedures, and proposed changes to the Dodd-Frank Act | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-01-13T17:19:28-05:00 | |
| 1185619 | K&L GATES, LLP 21ce9111-81bb-46c1-afb1-1c5b8f510d72 | Q4 | K&L GATES, LLP | 32098 | PEABODY ENERGY CORPORATION | 2011 | fourth_quarter | FIN | Dodd-Frank Act (P.L. 111-203) implementation; H.R. 1610, provisions to codify end-user exemption from margin requirements. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-01-13T17:25:33-05:00 | |
| 1185649 | VENABLE LLP 7bc4b767-ed5a-4192-a076-0d493375caee | Q4 | VENABLE LLP | 39941 | FINANCIAL EDUCATION AND COUNSELING ALLIANCE | 2011 | fourth_quarter | FIN | Legislative issues pertaining to financial counseling. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-13T17:53:45-05:00 | |
| 1185682 | VENABLE LLP 143c1300-af0d-453a-8284-871fe0cce497 | Q4 | VENABLE LLP | 39941 | NOBLE ENERGY, INC. | 2011 | fourth_quarter | FIN | Implementation of the Dodd-Frank Act | Commerce, Dept of (DOC),Council on Environmental Quality (CEQ),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Minerals Management Service,SENATE,State, Dept of (DOS),U.S. Trade Representative (USTR) | 130000 | 0 | 0 | 2012-01-13T18:10:52-05:00 | |
| 1185688 | PILLSBURY WINTHROP SHAW PITTMAN LLP 9aff8534-f2fd-4f35-ba47-a36821c06268 | Q4 | PILLSBURY WINTHROP SHAW PITTMAN LLP | 35002 | BLACKHAWK NETWORK | 2011 | fourth_quarter | FIN | Monitor credit card and prepaid card legislation and impact on prepaid card industry; monitor implementation of Dodd-Frank statute; communicate on consumer financial protection issues | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2012-01-13T18:15:54-05:00 | ||
| 1185691 | RICH FEUER ANDERSON b1ae9868-de27-4c3d-9297-1df0cf63f5a6 | Q4 | RICH FEUER ANDERSON | 84775 | LPL FINANCIAL CORPORATION | 2011 | fourth_quarter | FIN | Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Definition of "fiduciary" under ERISA and application to providers of brokerage services. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-01-13T18:16:54-05:00 | |
| 1185726 | PILLSBURY WINTHROP SHAW PITTMAN LLP 19a2c96a-ba9a-42e5-885a-f0518cea458f | Q4 | PILLSBURY WINTHROP SHAW PITTMAN LLP | 35002 | MITSUI OIL EXPLORATION COMPANY, LTD. | 2011 | fourth_quarter | FIN | Environmental, Natural Resources and Energy issues; offshore drilling regulations; oversight of Deepwater Horizon oil spill; RESTORE Act. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-01-13T18:31:06-05:00 | |
| 1185980 | CROSSROADS STRATEGIES, LLC bec82424-d46d-42cd-9b0e-63ee2a0b6cd1 | Q4 | CROSSROADS STRATEGIES, LLC | 400531586 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2011 | fourth_quarter | FIN | H.R.1573, To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; Issues related to hedge fund regulation, financial services regulatory reform and possible Self-Regulating Organizations (SRO) derivatives. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2012-01-15T11:11:10-05:00 | |
| 1186009 | TIMOTHY R. RUPLI & ASSOCIATES, INC. 055ac45e-aac0-414b-8323-248f3d8702f2 | Q4 | TIMOTHY R. RUPLI & ASSOCIATES, INC. | 56417 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA | 2011 | fourth_quarter | FIN | Issues related to Financial Reform, implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act, treatment of community lenders and the formation of CFPB. | HOUSE OF REPRESENTATIVES,SENATE | 250000 | 0 | 0 | 2012-01-15T12:43:23-05:00 | |
| 1186034 | THORN RUN PARTNERS cf12d1b9-076b-4d47-8334-2f0432922e21 | Q4 | THORN RUN PARTNERS | 400534596 | XEROX BUSINESS SERVICES LLC AND ITS AFFILIATES | 2011 | fourth_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act and financial services. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-15T14:40:40-05:00 | |
| 1186049 | BRACEWELL LLP aa10b209-77e7-4f5b-a70a-99ed930b69f7 | Q4 | BRACEWELL LLP | 6837 | A.M. BEST COMPANY, INC. | 2011 | fourth_quarter | FIN | Credit rating agency regulatory reform issues | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2012-01-15T16:03:49-05:00 | |
| 1186153 | UPSTREAM CONSULTING, INC. 90ba6a09-c037-4549-bb9c-b57abb5612d9 | Q4 | UPSTREAM CONSULTING, INC. | 88278 | CASH AMERICA INTERNATIONAL, INC. | 2011 | fourth_quarter | FIN | Issues related to H.R.1909, FFSCC Charter Act of 2011 (To create a charter for Federal Financial Services and Credit Companies). | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2012-01-15T21:26:37-05:00 | |
| 1186200 | LCH.CLEARNET GROUP LIMITED 61ce3555-3717-4f56-8d53-9d3e2d37470e | Q4 | LCH.CLEARNET GROUP LIMITED | 400785364 | LCH.CLEARNET GROUP LIMITED | 2011 | fourth_quarter | FIN | H.R. 1573: To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. Proposed Dodd-Frank implementation rules related to Titles VII and VIII. | Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 200000 | 0 | 0 | 2012-01-16T07:22:05-05:00 | |
| 1186205 | SIFF & ASSOCIATES PLLC 3c5f971f-d4a4-45e5-9002-36a5bf456313 | Q4 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2011 | fourth_quarter | FIN | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in and Relationships with Hedge Funds and Private Equity Funds; Proposed Rule; OCC-2011-0014, RIN 1557-AD44; Docket No. R-14; RIN 7100AD; RIN 2064-AD85; Release No 34; RIN 3235-AL-07. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2012-01-16T08:45:09-05:00 | |
| 1186238 | THE ASSOCIATION OF MORTGAGE INVESTORS 57dbc92b-4768-432f-a334-8ecb2fed47ac | Q4 | THE ASSOCIATION OF MORTGAGE INVESTORS | 400614861 | THE ASSOCIATION OF MORTGAGE INVESTORS | 2011 | fourth_quarter | FIN | GSE Reform, Securitization, Servicing Standards, Private Mortgage Market Investment Act, H.R. 3644 | Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 112000 | 0 | 0 | 2012-01-16T10:36:56-05:00 | |
| 1186258 | DC STRATEGIES GROUP, LLC 67a0c156-bf9d-4698-81f8-ccacc67fb570 | Q4 | DC STRATEGIES GROUP, LLC | 400683034 | INTEX SOLUTIONS | 2011 | fourth_quarter | FIN | Reporting requirements utilzing computer programs. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 30000 | 0 | 0 | 2012-01-16T10:56:07-05:00 | |
| 1186291 | POLICY DIRECTIONS INC. bdff23bf-8e01-4f0b-88f9-8943d5d9068c | Q4 | POLICY DIRECTIONS INC. | 31747 | AMERICAN FEED INDUSTRY ASSOCIATION | 2011 | fourth_quarter | FIN | Issues related to regulation and oversight by the Commodity Futures Trading Commission. | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office | 20000 | 0 | 0 | 2012-01-16T11:23:21-05:00 | |
| 1186486 | MR. MATTHEW G. KALLNER 517980c7-4221-4c6e-add5-47a4500fb72f | Q4 | MR. MATTHEW G. KALLNER | 78276 | WORTHINGTON INDUSTRIES | 2011 | fourth_quarter | FIN | Coin conversion | HOUSE OF REPRESENTATIVES | 0 | 0 | 2012-01-16T13:22:41-05:00 | ||
| 1186517 | BLACK & VEATCH 2919944b-b253-441e-b4aa-38c0dea4bbb2 | Q4 | BLACK & VEATCH | 6278 | BLACK & VEATCH | 2011 | fourth_quarter | FIN | Clarify " Municiple Advisor" definition in Dobb-Frank Wall Street Reform and Consumer Protection Act | HOUSE OF REPRESENTATIVES,SENATE | 35136 | 0 | 0 | 2012-01-16T13:42:52-05:00 | |
| 1186533 | CASSIDY & ASSOCIATES, INC. b5320a07-e68a-4419-9375-e8bb4f073fe4 | Q4 | CASSIDY & ASSOCIATES, INC. | 8453 | NCR VOYIX CORPORATION | 2011 | fourth_quarter | FIN | PL 111-203; The Wall Street Reform and Comsumer Protection Act (Dodd-Frank Act)-provisions related to debit card transaction fees | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2012-01-16T13:50:58-05:00 | |
| 1186569 | CORNERSTONE GOVERNMENT AFFAIRS, INC. 212c8f0d-3a08-4b87-bf22-386558002eb4 | Q4 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | VISA | 2011 | fourth_quarter | FIN | Electronic payments | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2012-01-16T14:12:11-05:00 | |
| 1186793 | EXPERIAN NORTH AMERICA f9c5022d-91bc-4357-864d-5e87b69ea08c | Q4 | EXPERIAN NORTH AMERICA | 293038 | EXPERIAN NORTH AMERICA | 2011 | fourth_quarter | FIN | Legislative issues related to financial literacy tools. Legislative issues pertaining to identity theft and social security numbers, including H.R. 220. Legislative issues pertaining to consumer reports, including H.R. 2086. Legislative issues pertaining to the Wall Street Reform and Consumer Protection Act of 2010. | Commerce, Dept of (DOC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 230000 | 0 | 0 | 2012-01-16T16:45:30-05:00 |
Advanced export
JSON shape: default, array, newline-delimited, object
CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);