lobbying_activities: 2686099
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2686099 | e68bb8ad-6035-4599-9939-1526aa10bb7f | Q3 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2021 | third_quarter | RET | Amendments to Prohibited Transaction Exemption (PTE) 2020-02 to allow compliance with the SEC's Regulation Best Interest to be a safe harbor that satisfies PTE 2020-02's requirement that a financial institution have policies and procedures that mitigate conflicts of interest. Possible revisions to PTE 2020-02 permitting investment advice fiduciaries to receive compensation for providing advice, including for rollovers from a retirement plan to an IRA. Non-enforcement policy in Department of Labor Field Assistance Bulletin 2018-02 related to new compliance requirements from PTE 2020-02 and the expiration of this non-enforcement policy. Forthcoming Department of Labor proposal regarding the "Definition of the Term 'Fiduciary'" (RIN 1210-AC02). Forthcoming Department of Labor proposed rule on "Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights" (RIN 1210-AC03) to replace prior administration's final rules regarding "Financial Factors in Selecting Plan Investments" (85 Fed. Reg. 39113; June 30, 2020) and "Fiduciary Duties Regarding Proxy Voting and Shareholder Rights" (85 Fed. Reg. 81658; December 16, 2020). Internal Revenue Service "Proposed Revision of Annual Information Return/Reports" (86 Fed. Reg. 51488; Sept. 15, 2021) regarding section 202 of the SECURE Act requiring implementation of a consolidated Form 5500 annual report for certain groups of similar plans by no later than January 1, 2022. | Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2021-10-18T15:32:27.813000-04:00 |