{"database": "lobbying", "table": "lobbying_activities", "is_view": false, "human_description_en": "where filing_period = \"fourth_quarter\", filing_year = 2015 and issue_code = \"FIN\" sorted by filing_year descending", "rows": [[1761160, "2563084f-8df0-41ec-8bb6-7249c01f8580", "4T", "TONIO BURGOS & ASSOCIATES, INC.", 54984, "AMBAC ASSURANCE  CORPORATION", 2015, "fourth_quarter", "FIN", "Issues related to the economy of Puerto Rico.", "HOUSE OF REPRESENTATIVES,SENATE", 10000, null, 0, 1, "2015-12-01T14:17:47.453000-05:00"], [1761948, "d2122692-6774-46cd-aeca-ba17b1c14889", "Q4", "THE VELASQUEZ GROUP, L.L.C.", 53403, "ELECTRONIC PAYMENTS COALITION", 2015, "fourth_quarter", "FIN", "Monitoring for any legislation pertaining to interchange and payment card systems.", "HOUSE OF REPRESENTATIVES,SENATE", 30000, null, 0, 0, "2016-01-02T20:32:54.197000-05:00"], [1761949, "cb2ead77-c46d-4cfe-a9de-7e28a81071bd", "Q4", "THE VELASQUEZ GROUP, L.L.C.", 53403, "CHARLES SCHWAB & COMPANY", 2015, "fourth_quarter", "FIN", "Monitoring the Department of Labor's expected rulemaking to amend the definition of \"fiduciary\" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; H.R. 1090, Retail Investor Protection Act, all provisions, especially those relating to creation of a uniform fiduciary standard for brokers or dealers; Oversight pertaining to the Financial Stability Oversight Council.", "HOUSE OF REPRESENTATIVES,SENATE", 50000, null, 0, 0, "2016-01-02T20:46:58.300000-05:00"], [1761951, "0336a3d8-2386-434c-91b7-1286e96e9c79", "Q4", "THE VELASQUEZ GROUP, L.L.C.", 53403, "INVESTMENT COMPANY INSTITUTE", 2015, "fourth_quarter", "FIN", "H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally.", "HOUSE OF REPRESENTATIVES,SENATE", 60000, null, 0, 0, "2016-01-02T21:10:03.983000-05:00"], [1762078, "d51ee0cc-4dbf-4ed7-8abd-69fb1947cd6c", "Q4", "GOLDHABER POLICY SERVICES LLC", 400935705, "RANIERI PARTNERS MANAGEMENT LLC", 2015, "fourth_quarter", "FIN", "Met with a Member of House Financial Services Committee related to the Federal Home Loan Bank membership rule for non-banks. Continuing discussions with organizations on GSE and mortgage finance reform.", "HOUSE OF REPRESENTATIVES", 20000, null, 0, 0, "2016-01-04T11:15:59.933000-05:00"], [1762081, "1fd9a347-1c23-4aa0-b363-a7b00a38ff1e", "Q4", "GOLDHABER POLICY SERVICES LLC", 400935705, "SHELLPOINT PARTNERS LLC", 2015, "fourth_quarter", "FIN", "Worked on issues related to membership in a FHLB for a nonbank including H.R. 3808 that would compel the Federal Housing Finance Agency (FHFA) to withdraw a proposed rule concerning bank membership.", "Housing & Urban Development, Dept of (HUD)", 10000, null, 0, 0, "2016-01-04T11:25:02.713000-05:00"], [1762082, "df44a22b-8314-4c3d-ab95-84c92619bc76", "Q4", "GOLDHABER POLICY SERVICES LLC", 400935705, "WALTER INVESTMENT MANAGEMENT CORP", 2015, "fourth_quarter", "FIN", "Work on potential programs involving Fannie Mae and Freddie Mac that would need FHFA approval. Continue to work with stakeholders on the expected CFPB debt collection rule late next year.", null, 20000, null, 0, 0, "2016-01-04T11:34:04.163000-05:00"], [1762083, "713d699f-a723-4530-862b-c479cfe135a0", "Q4", "PETER BLOCKLIN", 401014864, "INSTITUTE OF INTERNATIONAL BANKERS", 2015, "fourth_quarter", "FIN", "Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation", "SENATE", null, null, 0, 0, "2016-01-04T11:35:06.397000-05:00"], [1762085, "e7d395d9-9740-44c8-9253-cfea93eba307", "Q4", "PETER BLOCKLIN", 401014864, "CREDIT SUISSE SECURITIES,LLC", 2015, "fourth_quarter", "FIN", "Dodd-Frank Act, National Treatment, Volcker Rule, Systemically Important Financial Institution designation", "SENATE", 6000, null, 0, 0, "2016-01-04T11:42:10.487000-05:00"], [1762087, "c904e0be-31dc-4199-901c-65b88ca8ac71", "Q4", "PETER BLOCKLIN", 401014864, "FEDERATED INVESTORS INC.", 2015, "fourth_quarter", "FIN", "Money Market Funds", "SENATE", null, null, 0, 0, "2016-01-04T11:50:17.360000-05:00"], [1762308, "9bec0505-313a-4156-8f40-f390ab8a9375", "Q4", "HEIDEMAN NUDELMAN & KALIK, PC", 314113, "JACKIE NINK PFLUG & OTHER AMERICAN VICTIMS OF EGYPTAIR #648", 2015, "fourth_quarter", "FIN", "Lobbying for Congressional support to urge Libya to resolve the claims of the United States victims who were injured and/or killed on November 23, 1985, and their family members, as a result of the Libyan-sponsored terrorist attack on EgyptAir Flight 648.", "HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS)", null, null, 0, 0, "2016-01-05T11:54:55.247000-05:00"], [1762316, "00830504-6aad-48ed-9a4c-cc2b0d2f13f1", "Q4", "HEIDEMAN NUDELMAN & KALIK, PC", 314113, "AMERICAN VICTIMS OF TERRORISM C/O HEIDEMAN NUDELMAN & KALIK, P.C.", 2015, "fourth_quarter", "FIN", "Lobbying for Congressional support to urge state sponsors of terrorism to resolve the claims of the United States victims who were injured and/or killed as a result of terrorism.", "HOUSE OF REPRESENTATIVES,SENATE", null, null, 0, 0, "2016-01-05T11:55:57.137000-05:00"], [1762327, "b4973d41-b9a8-448f-a953-cad48bca100b", "Q4", "HEIDEMAN NUDELMAN & KALIK, PC", 314113, "CECILE BUONOCORE & OTHER AMERICAN VICTIMS OF THE ROME AIRPORT ATTACK", 2015, "fourth_quarter", "FIN", "Lobbying for Congressional support to urge Libya to resolve the claims of the United States victims who were injured and/or killed on December 27, 1985, and theor family members, as a result of the Libyan-sponsored terrorist attack on the Fiumicino Airport, a/k/a Leonardo da Vinci Airport, in Rome, Italy.", "HOUSE OF REPRESENTATIVES,SENATE", null, null, 0, 0, "2016-01-05T11:55:59.057000-05:00"], [1762406, "8311cf33-6caa-4dc0-be76-a5dfe47e05f7", "Q4", "PHILLIP RIVERS", 401098065, "FINANCIAL PLANNING COALITION", 2015, "fourth_quarter", "FIN", "Laws dealing with the regulation of the Financial Planning profession", "HOUSE OF REPRESENTATIVES,SENATE", 10000, null, 0, 0, "2016-01-05T13:51:42.460000-05:00"], [1762817, "c64b7b7d-86c2-4a8e-ae0b-ff29e2073a1b", "Q4", "RICH FEUER ANDERSON", 84775, "THOMSON REUTERS", 2015, "fourth_quarter", "FIN", "Implementation of the \"Dodd-Frank Wall Street Reform and Consumer Protection Act,\" including trade execution requirements for foreign exchange products.", "HOUSE OF REPRESENTATIVES,SENATE", 50000, null, 0, 0, "2016-01-06T11:54:22.453000-05:00"], [1762839, "4f48c09c-8db8-490d-9957-42b8e67bc7d2", "Q4", "RICH FEUER ANDERSON", 84775, "ARGUS MEDIA, INC.", 2015, "fourth_quarter", "FIN", "Regulation of energy market information and price reporting agencies.", "Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE", 50000, null, 0, 0, "2016-01-06T12:12:42.120000-05:00"], [1762848, "3e76d370-0d82-429f-b3e3-f40c147fdf61", "Q4", "DALY CONSULTING GROUP", 400923683, "INVESTMENT COMPANY INSTITUTE", 2015, "fourth_quarter", "FIN", "ISSUES RELATED TO INVESTMENT COMPANIES", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 30000, null, 0, 0, "2016-01-06T12:25:46.460000-05:00"], [1762851, "c465ffc3-2f32-40d6-bdd1-6c6715416f0f", "Q4", "DALY CONSULTING GROUP", 400923683, "FMR LLC (\"FIDELITY INVESTMENTS\")", 2015, "fourth_quarter", "FIN", "ISSUES RELATED TO INVESTMENT COMPANIES", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 50000, null, 0, 0, "2016-01-06T12:29:53.273000-05:00"], [1762852, "5a64ed41-4fac-4b9a-a3ad-780071954fee", "Q4", "DALY CONSULTING GROUP", 400923683, "S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL)", 2015, "fourth_quarter", "FIN", "ISSUES RELATED TO CREDIT RATING AGENCIES", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 80000, null, 0, 0, "2016-01-06T12:30:56.037000-05:00"], [1762853, "a6155939-6b85-4293-9d2f-8ce384856b90", "Q4", "DALY CONSULTING GROUP", 400923683, "CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC", 2015, "fourth_quarter", "FIN", "ISSUES RELATED TO THE CAPITAL MARKETS", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 50000, null, 0, 0, "2016-01-06T12:31:58.443000-05:00"], [1762943, "5df1e9b2-a00e-4337-b8fd-591db611389b", "Q4", "COMMERCE BANK", 400728185, "COMMERCE BANK", 2015, "fourth_quarter", "FIN", "Issues relating to legislation and regulation affecting the banking industry", "HOUSE OF REPRESENTATIVES,SENATE", null, null, 0, 0, "2016-01-06T14:39:57.627000-05:00"], [1762983, "1537e07b-3a3a-45de-83c3-5f24172d02b5", "Q4", "TOWNSEND PUBLIC AFFAIRS, INC", 54734, "CITY OF HUNTINGTON BEACH", 2015, "fourth_quarter", "FIN", "reauthorization of the export-import bank", "Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ)", 6000, null, 0, 0, "2016-01-06T15:05:42.713000-05:00"], [1763201, "f4e6ea7e-2e11-4963-99d0-fd58c5a13e34", "Q4", "MADISON GOVERNMENT AFFAIRS", 23452, "ECONOMIC DEVELOPMENT COMMISSION OF FLORIDA'S SPACE COAST", 2015, "fourth_quarter", "FIN", "Reauthorization of the Export-Import Bank", "Air Force, Dept of,Defense, Dept of (DOD),Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE", 20000, null, 0, 0, "2016-01-07T11:18:11.617000-05:00"], [1763227, "41788018-34c5-4e19-9842-b6e463fce946", "Q4", "RICH FEUER ANDERSON", 84775, "WELLINGTON MANAGEMENT CO LLP", 2015, "fourth_quarter", "FIN", "Regulation of asset managers, including implementation of the \"Dodd-Frank Wall Street Reform and Consumer Protection Act.\"", "HOUSE OF REPRESENTATIVES,SENATE", 50000, null, 0, 0, "2016-01-07T11:57:45.090000-05:00"], [1763278, "641a9ff4-ed19-4ab9-9af2-99fad5ad57b1", "Q4", "AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA", 14611, "AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES", 2015, "fourth_quarter", "FIN", "Derivatives:  monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC.\n\nSystemic Risk:  Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank.  Also, track international developments regarding systemic risk designation.\n\nConsumer Financial Protection Bureau:  Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation.\n\nTarget Date Funds:  monitor possible legislation and SEC as well as Department of Labor regulatory activities.\n\nSEC and Money Markets:  Monitor proposed SEC regulations.\n\nMutual Funds:  Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds.  Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds.\n\nFiduciary Duty:  Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers.\n\nMonitor the DOL's efforts to change the fiduciary standard under ERISA.\n\nWhistleblower Program:  Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency.\n\nCFTC:  Argue against rule that would impose position limits on commodity index mutual funds.", "Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of", null, 590000, 0, 0, "2016-01-07T14:32:01.690000-05:00"], [1763287, "4a91d4a2-71c8-4131-8fab-2f95109d6d32", "Q4", "RICH FEUER ANDERSON", 84775, "FINANCIAL INDUSTRY REGULATORY AUTHORITY (\"FINRA\" FORMERLY NASD)", 2015, "fourth_quarter", "FIN", "Regulation of broker-dealers.", "HOUSE OF REPRESENTATIVES,SENATE", 30000, null, 0, 0, "2016-01-07T14:43:09.060000-05:00"], [1763300, "29f188df-89b8-4827-8b7e-7d50cc479760", "Q4", "NATIONAL COOPERATIVE SERVICES CORPORATION", 400848499, "NATIONAL COOPERATIVE SERVICES CORPORATION", 2015, "fourth_quarter", "FIN", "Clarification of the authority of the Federal Home Loan Banks to invest in rural infrastructure projects", "Federal Communications Commission (FCC)", null, 20000, 0, 0, "2016-01-07T15:00:35.790000-05:00"], [1763317, "ce36b01b-fcde-422f-97e5-e4ab6c993ae3", "Q4", "ABB, INC.", 55, "ABB, INC.", 2015, "fourth_quarter", "FIN", "Ex-Im Reauthorization", "Commerce, Dept of (DOC),Energy, Dept of,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,U.S. Trade Representative (USTR)", null, 80000, 0, 0, "2016-01-07T15:14:51.960000-05:00"], [1763340, "01f6a23c-cd95-40e1-9de2-c4e1ae36d367", "Q4", "LEDGE COUNSEL, INC.", 22438, "NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION", 2015, "fourth_quarter", "FIN", "Investments in the Federal Retirement Thrift Savings Plan and their adequate and fair return on investment,\nThwarting efforts to use the Thrift Savings Fund to finance highway improvements", "Federal Retirement Thrift Investment Board,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),President of the U.S.,SENATE", 30000, null, 0, 0, "2016-01-07T15:56:29.027000-05:00"], [1763376, "24641a7b-17d7-4ffb-a050-6124955dcc22", "Q4", "ECA STRATEGIES, INC.", 401103826, "DMP INVESTMENTS", 2015, "fourth_quarter", "FIN", "CFPB reform efforts; HR 766 - Financial Institution Customer Protection Act of 2015; Dodd-Frank implementation and reform", "HOUSE OF REPRESENTATIVES,SENATE", 20000, null, 0, 0, "2016-01-07T16:43:05.373000-05:00"], [1763539, "1a9a1973-a3cf-4113-b380-bd38ebe8e92c", "Q4", "AMERICAN GAMING ASSOCIATION", 2434, "AMERICAN GAMING ASSOCIATION", 2015, "fourth_quarter", "FIN", "-Bank Secrecy Act AML Compliance", "Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),SENATE,Treasury, Dept of", null, 270000, 0, 0, "2016-01-08T10:47:56.807000-05:00"], [1763576, "3a400774-ac2b-4f29-8899-05986460f0f2", "Q4", "HOLLAND & KNIGHT LLP", 18466, "DEPOSITORY TRUST & CLEARING CORPORATION", 2015, "fourth_quarter", "FIN", "Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the indemnity provisions of Dodd-Frank regulations with EU regulations.", "Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE,White House Office", 180000, null, 0, 0, "2016-01-08T11:36:02.527000-05:00"], [1763580, "6a2ccab0-1e16-4bda-bae5-70025ffdaf02", "Q4", "HOLLAND & KNIGHT LLP", 18466, "AMSCOT FINANCIAL CORPORATION", 2015, "fourth_quarter", "FIN", "Legislation and policies affecting financial services, including pay day advances and check cashing.", "HOUSE OF REPRESENTATIVES,SENATE", 80000, null, 0, 0, "2016-01-08T11:44:09.743000-05:00"], [1763659, "3b97e3e1-119f-4079-b73e-100f5a504318", "Q4", "FORSCEY, PLLC", 52880, "NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS", 2015, "fourth_quarter", "FIN", "Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency.  Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law.  SEC implementation of investor protection provisions of Dodd Frank.  Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 20000, null, 0, 0, "2016-01-08T13:30:53.723000-05:00"], [1763684, "c38eeed6-4e28-48d6-a227-4021696d8fdc", "Q4", "HOLLAND & KNIGHT LLP", 18466, "INSTITUTIONAL LIMITED PARTNERS ASSOCIATION", 2015, "fourth_quarter", "FIN", "Financial services.", "HOUSE OF REPRESENTATIVES,SENATE", 50000, null, 0, 0, "2016-01-08T14:03:25.793000-05:00"], [1763991, "19391198-2edf-4f13-a754-d2c1468b23b4", "Q4", "MICHAEL CLAUNCH", 400836474, "LEXINGTON LAW", 2015, "fourth_quarter", "FIN", "issues regarding consumer credit report correction (credit repair), H.R. 347 - The Facilitating Access to Credit Act of 2015", "HOUSE OF REPRESENTATIVES,SENATE", 10000, null, 0, 0, "2016-01-11T09:35:39.130000-05:00"], [1764004, "d8ea1d8b-250f-4882-8c99-435fbe1c75c3", "Q4", "MICHAEL CLAUNCH", 400836474, "PROGREXION ASG", 2015, "fourth_quarter", "FIN", "issues regarding consumer credit report correction (credit repair), H.R. 347 - The Facilitating Access to Credit Act", "HOUSE OF REPRESENTATIVES,SENATE", 10000, null, 0, 0, "2016-01-11T09:37:43.897000-05:00"], [1764090, "8e7269b2-6a75-472c-b1e8-0ecc8c484ff5", "Q4", "MCDERMOTT WILL & SCHULTE LLP", 24338, "SANTA BARBARA TAX PRODUCTS GROUP", 2015, "fourth_quarter", "FIN", "Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards.", "HOUSE OF REPRESENTATIVES,SENATE", 10000, null, 0, 0, "2016-01-11T10:29:22.427000-05:00"], [1764119, "a5b08ee9-027a-47f2-8ac1-6172f5e37e30", "Q4", "HUTTON STRATEGIES", 312758, "FEDERATED INVESTORS", 2015, "fourth_quarter", "FIN", "Monitored implementation of recent SEC money market rules and impact on state and local governments.", "HOUSE OF REPRESENTATIVES,SENATE", 60000, null, 0, 0, "2016-01-11T10:52:03.533000-05:00"], [1764314, "96801f61-94dd-4ae7-9098-642bd7a6751e", "Q4", "THE ROTH GROUP", 33795, "PUERTO RICO FEDERAL AFFAIRS ADMINISTRATION", 2015, "fourth_quarter", "FIN", "H.R. 870 Puerto Rico Chapter 9 Uniformity Act of 2015 (All provisions that apply)", "Education, Dept of,Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Natl Aeronautics & Space Administration (NASA),Natl Institute of Standards & Technology (NIST),Natl Science Foundation (NSF),SENATE", 120000, null, 0, 0, "2016-01-11T13:50:25.903000-05:00"], [1764474, "f8bb3746-0de9-4b1e-bd66-e978926c8b84", "4A", "HOLLAND & KNIGHT LLP", 18466, "AMSCOT FINANCIAL CORPORATION", 2015, "fourth_quarter", "FIN", "Legislation and policies affecting financial services, including pay day advances and check cashing.", "HOUSE OF REPRESENTATIVES,SENATE", 80000, null, 0, 0, "2016-01-11T15:37:40.577000-05:00"], [1764535, "46519a6c-a569-463a-84f3-7d94eafe58b1", "Q4", "GRANT CONSULTING GROUP", 89155, "RAYMOND JAMES INSURANCE GROUP INC", 2015, "fourth_quarter", "FIN", "Department of Labor proposed fiduciary rule", "HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE", 20000, null, 0, 0, "2016-01-11T16:14:11.803000-05:00"], [1764543, "d72a4f57-dc21-4fac-9b88-8db9d07e833e", "Q4", "MR. DOYCE BOESCH", 400677020, "FIDELITY INVESTMENTS", 2015, "fourth_quarter", "FIN", "Banking legislation and regulation", "HOUSE OF REPRESENTATIVES,SENATE", 15000, null, 0, 0, "2016-01-11T16:18:25.740000-05:00"], [1764554, "e9c93d38-d396-40a4-bd6b-6f114789d806", "Q4", "MR. DOYCE BOESCH", 400677020, "INVESTMENT COMPANY INSTITUTE", 2015, "fourth_quarter", "FIN", "Banking legislation and regulation", "HOUSE OF REPRESENTATIVES,SENATE", 22500, null, 0, 0, "2016-01-11T16:24:44.737000-05:00"], [1764584, "60338db3-38e6-4eba-80c3-09de10eeb6d5", "Q4", "CAPITAL ONE FINANCIAL CORPORATION", 53824, "CAPITAL ONE FINANCIAL CORPORATION", 2015, "fourth_quarter", "FIN", "Advanced approaches, capital and liquidity requirements, lending products and the Consumer Financial Protection Bureau including the following legislation: Systemic Risk Designation Improvement Act of 2015 (HR 1309); Taking Account of Institutions with Low Operation Risk Act (TAILOR Act) of 2015 (HR 2896); Financial Regulatory Improvement Act (S 1484); National Defense Authorization Act (HR 1735); and Financial Services and General Government Appropriations Act (HR 2995/S 1910).", "HOUSE OF REPRESENTATIVES,SENATE", null, 600000, 0, 0, "2016-01-11T17:01:28.117000-05:00"], [1764592, "15869607-be9e-40c5-8109-3588b7ecf2bf", "Q4", "HOLLAND & KNIGHT LLP", 18466, "PCI SECURITY STANDARDS COUNCIL, LLC", 2015, "fourth_quarter", "FIN", "Policy issues related to data breach and cyber security.", "HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of", 40000, null, 0, 0, "2016-01-11T17:06:34.197000-05:00"], [1764606, "41d35407-7209-4cf7-a8a1-b5a94ddcb2dd", "Q4", "HOLLAND & KNIGHT LLP", 18466, "NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY", 2015, "fourth_quarter", "FIN", "Department of Labor Fiduciary rule.", "SENATE", 30000, null, 0, 0, "2016-01-11T17:14:42.457000-05:00"], [1764610, "0a36a2e0-6a41-44a7-9b0e-5af4058722f4", "Q4", "HOLLAND & KNIGHT LLP", 18466, "SMALL BUSINESS INVESTOR ALLIANCE", 2015, "fourth_quarter", "FIN", "H.R. 432, SBIC Advisors Relief Act; H.R. 37, Promoting Job Creation & Reducing Small Business Burdens Act; Business Development company legislation; Appropriations report language on Business Development Corporations.", "HOUSE OF REPRESENTATIVES,SENATE", 20000, null, 0, 0, "2016-01-11T17:24:48.910000-05:00"], [1764636, "7eef5d6c-6735-499f-a4d3-1f7abf0bb21c", "Q4", "INTERNATIONAL SECURITIES EXCHANGE, LLC", 400648955, "INTERNATIONAL SECURITIES EXCHANGE, LLC", 2015, "fourth_quarter", "FIN", "Financial regulatory reform;â\u20ac¨ â\u20ac¨\nnational market structure issues;\nâ\u20ac¨â\u20ac¨taxation of financial transactions;\nparimutuel trading issues;\nDepartment of Labor fiduciary rule.", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", null, 130000, 0, 0, "2016-01-11T18:09:36.600000-05:00"], [1764685, "afe3bb92-055b-45d4-8852-32d4c5da4bf3", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "GENWORTH FINANCIAL CORP.", 2015, "fourth_quarter", "FIN", "FHA loan limit expansion extension.  Government sponsored enterprise reform legislation.", "HOUSE OF REPRESENTATIVES,SENATE", 30000, null, 0, 0, "2016-01-12T09:33:40.783000-05:00"], [1764717, "8eca3952-26ce-447b-885c-6ef1e85f85b8", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "PROSPECT CAPITAL CORPORATION", 2015, "fourth_quarter", "FIN", "H.R. 3868; Securities legislation impacting business development companies.", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 20000, null, 0, 0, "2016-01-12T10:00:15.543000-05:00"], [1764761, "772b2fd2-f35f-4509-8cc0-472c7d548ba4", "Q4", "MOTORCYCLE INDUSTRY COUNCIL", 57338, "MOTORCYCLE INDUSTRY COUNCIL", 2015, "fourth_quarter", "FIN", "Reforming CFPB Indirect Auto Financing Guidance Act", "HOUSE OF REPRESENTATIVES,SENATE", null, 60000, 0, 0, "2016-01-12T10:46:59.093000-05:00"], [1764799, "9a6abce1-6a90-4ba0-9a43-c9d1eaa5d1c1", "Q4", "WESTERN UNION", 323672, "WESTERN UNION", 2015, "fourth_quarter", "FIN", "general cross-border remittance issues; general de-risking issues; general issues concerning money services businesses; general issues related to anti-money laundering and terrorist finance; issues related to implementation of the Dodd-Frank Act regarding money remitters; issues related to financial fraud; regulation and licensing of money remitters;\ndata protection; financial services integration.", "HOUSE OF REPRESENTATIVES,SENATE", null, 220000, 0, 0, "2016-01-12T11:05:23.073000-05:00"], [1764830, "2ca4c374-1963-49dc-ad41-723fcf7fb167", "Q4", "COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE", 11003, "COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE", 2015, "fourth_quarter", "FIN", "Vote 'YES' on H.R. 692", "HOUSE OF REPRESENTATIVES,SENATE", null, 40000, 0, 0, "2016-01-12T11:31:45.877000-05:00"], [1764866, "1a97aecd-6dcb-407e-a20b-50bb848c5d28", "Q4", "FINANCIAL SERVICES INSTITUTE", 400712136, "FINANCIAL SERVICES INSTITUTE", 2015, "fourth_quarter", "FIN", "Financial Advisor Independent Contractor Status; Dept. of Labor Fiduciary Rule Reproposal; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder; AbusePay to Play; Third Party Examinations; Commission Payouts", "HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,White House Office", null, 185324, 0, 0, "2016-01-12T12:01:18.823000-05:00"], [1764906, "c164d968-3cc1-4dd2-b828-04cb22b5d423", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "BLOOMBERG LP", 2015, "fourth_quarter", "FIN", "Market data issues. Issues related to the use of financial product identifiers; economic data release issues.  Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act.  Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases.", "Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office", 30000, null, 0, 0, "2016-01-12T12:43:57.577000-05:00"], [1764908, "d254f364-0585-4ea6-8590-e6d7d408fb47", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "CHICAGO DEFERRED EXCHANGE CORPORATION", 2015, "fourth_quarter", "FIN", "Tax and financial services issues related to qualified intermediaries and real estate.", "HOUSE OF REPRESENTATIVES,SENATE", null, null, 0, 0, "2016-01-12T12:44:59.170000-05:00"], [1764912, "37f7686f-b167-470d-af44-0f82cbef7279", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "ELLIOTT MANAGEMENT", 2015, "fourth_quarter", "FIN", "Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.", "Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 10000, null, 0, 0, "2016-01-12T12:46:03.017000-05:00"], [1764917, "c466fd05-2896-4bf3-a0b6-99dc235744cd", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "MANAGED FUNDS ASSOCIATION", 2015, "fourth_quarter", "FIN", "Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation.  Commodity Speculation Legislation, derivatives and OTC trading provisions.  CEA Reauthorization.", "Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE", 30000, null, 0, 0, "2016-01-12T12:48:08.170000-05:00"], [1764919, "ec000cef-a8c6-48ca-b296-bfc42269386f", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "OTC MARKETS", 2015, "fourth_quarter", "FIN", "Financial services regulation/legislation pertaining to venture markets; issues related to over the counter market securities.", "HOUSE OF REPRESENTATIVES,SENATE", 70000, null, 0, 0, "2016-01-12T12:49:09.983000-05:00"], [1764920, "21be9c09-971a-4a8f-802e-0045fa38ca3b", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "OXFORD BIOCHRONOMETRICS", 2015, "fourth_quarter", "FIN", "Cybersecurity.", "HOUSE OF REPRESENTATIVES,SENATE", null, null, 0, 0, "2016-01-12T12:50:11.843000-05:00"], [1764924, "2166f678-eb32-4679-8252-43a15a1a71c5", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "REINSURANCE ASSOCIATION OF AMERICA", 2015, "fourth_quarter", "FIN", "Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements.  Export Import Bank pilot program for reinsurance.", "Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE", 40000, null, 0, 0, "2016-01-12T12:50:13.717000-05:00"], [1764927, "6d0fb8fb-c8e1-444e-9791-0078b231d69b", "Q4", "FINANCIAL INDUSTRY REGULATORY AUTHORITY", 304097, "FINANCIAL INDUSTRY REGULATORY AUTHORITY", 2015, "fourth_quarter", "FIN", "Regulation of broker-dealers, securities industry and markets.  Investor protection and education.", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", null, 200000, 0, 0, "2016-01-12T13:00:19.357000-05:00"], [1765026, "7796a97d-14e8-4b75-8a62-c7064193ad4d", "Q4", "MEHLMAN CONSULTING, INC.", 284950, "VALEANT PHARMACEUTICAL NORTH AMERICA LLC", 2015, "fourth_quarter", "FIN", "Corporate structure.", "HOUSE OF REPRESENTATIVES,SENATE", 60000, null, 0, 0, "2016-01-12T14:08:13.790000-05:00"], [1765031, "7df2a379-788f-48ad-958a-77eee176dfa9", "Q4", "AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I.", 293552, "AMERICAN FAMILY MUTUAL INSURANCE COMPANY, S.I.", 2015, "fourth_quarter", "FIN", "HR 601, S 423 Eliminate Privacy Notice Confusion Act; We support these bills to eliminate costly, unnecessary and confusing annual privacy notices when no changes in privacy policy have been made.\nAlso monitoring S 1484 The Financial Regulatory Improvement Act of 2015, particularly those provisions that relate to insurance company regulation; and HR 1550 Financial Stability Oversight Council Improvement Act of 2015, particularly those aspects that promote greater transparency in the work of the Financial Stability Oversight Council;  HR 3340 Financial Stability Oversight Council Reform Act, monitoring the process for creating domestic capital standards; and HR 3557 FSOC Transparency and Accountability Act, tracking the involvement of the Federal Reserve and other federal entities in the regulation of the insurance industry; and HR 3189 The Fed Oversight and Reform Modernization Act, particular those sections aimed to increase transparency of Fed activities", "HOUSE OF REPRESENTATIVES,SENATE", null, 90000, 0, 0, "2016-01-12T14:08:15.337000-05:00"], [1765074, "a1dbec98-fecb-47e9-90ab-4bdd61da7c3a", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "AMERICAN COUNCIL OF LIFE INSURERS", 2015, "fourth_quarter", "FIN", "Financial services legislation; Data Security and cyber security.", "HOUSE OF REPRESENTATIVES,SENATE", 60000, null, 0, 0, "2016-01-12T14:31:46.377000-05:00"], [1765123, "07dd5dd2-d3f8-48ca-9743-4e53b9be7e17", "Q4", "NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS", 27230, "NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS", 2015, "fourth_quarter", "FIN", "HR.1266, The Financial Product Safety Commission Act", "Consumer Product Safety Commission (CPSC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of", null, 209050, 0, 0, "2016-01-12T14:48:31.670000-05:00"], [1765173, "6c64db09-20a6-4b7f-870e-77989b0eff82", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "SECURITY TRADERS ASSOCIATION", 2015, "fourth_quarter", "FIN", "Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program.", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 30000, null, 0, 0, "2016-01-12T15:27:32.893000-05:00"], [1765178, "aab7e2d0-61c0-4944-97b4-cb4fbe58f8e0", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "TD AMERITRADE", 2015, "fourth_quarter", "FIN", "Equity Market Structure issues.  Fiduciary Duty.  Investment Advisor oversight; Minimum pricing variation pilot program.", "HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 50000, null, 0, 0, "2016-01-12T15:29:40.660000-05:00"], [1765181, "97c375f8-af2f-444c-bf4f-f9fa1f8ce6e9", "Q4", "WILLIAMS AND JENSEN, PLLC", 41454, "THE VANGUARD GROUP, INC.", 2015, "fourth_quarter", "FIN", "Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).", "Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of", 60000, null, 0, 0, "2016-01-12T15:30:42.567000-05:00"], [1765205, "2a777768-3614-45af-bc63-118a967c5788", "4T", "DOWNEY MCGRATH GROUP, INC.", 12573, "LAZARD GROUP LLC", 2015, "fourth_quarter", "FIN", "proposals related to comprehensive tax reform", null, 30000, null, 0, 1, "2016-01-12T15:57:20.183000-05:00"], [1765409, "c652f85d-a12e-49b6-a736-c71d951af5b2", "Q4", "KUTAK ROCK LLP", 21962, "WEST GATE BANK/ARVEST BANK", 2015, "fourth_quarter", "FIN", "Banking and Financial Services", "HOUSE OF REPRESENTATIVES,SENATE", 10000, null, 0, 0, "2016-01-12T17:43:42.017000-05:00"], [1765414, "9adda7e8-29ab-4b51-9561-97f7a3a69dda", "Q4", "REDFIVE STRATEGIES", 401103506, "NATIONAL ASSOCIATION OF FEDERAL CREDIT UNIONS", 2015, "fourth_quarter", "FIN", "Annual Privacy Disclosure Notices:[H.R. 601, S.423, S.1484]; Capital Reform:[ H.R.2769]; Consumer Financial Protection Bureau Improvements:[H.R. 3193, H.R. 1266]; Consumer Financial Protection Bureaus Qualified Mortgage Definition:[H.R. 685, H.R. 1259, S. 871]; Credit Union Tax Exemption:[H.R. 1]; Data Security:[H.R. 2205, S. 961]; Defense Credit Union Issues:[H.R. 1735]; Housing Finance Reform:[S. 1217]; Interchange Fees;Member Business Lending:[H.R. 1133, H.R. 1188, H.R. 1422]; Regulatory Relief:[S. 1484, H.R. 3468]; Supplemental Capital:[H.R.719, H.R. 989].", "HOUSE OF REPRESENTATIVES,SENATE", 20000, null, 0, 0, "2016-01-12T18:29:52.677000-05:00"], [1765462, "ce141702-93ed-4183-a5fb-c530654ccb67", "Q4", "LARRY BLANCHARD", 400470324, "TRUSTAGE", 2015, "fourth_quarter", "FIN", "data security, cyber security, taxation", "HOUSE OF REPRESENTATIVES,SENATE", 12500, null, 0, 0, "2016-01-12T23:32:59.033000-05:00"], [1765525, "289f1599-d836-49c7-aa8a-487be8d74e1e", "Q4", "MILLER & CHEVALIER CHARTERED", 25306, "AMERICAN FIDELITY CORPORATION", 2015, "fourth_quarter", "FIN", "Legislation affecting financial services issues.", "HOUSE OF REPRESENTATIVES,SENATE", 150000, null, 0, 0, "2016-01-13T09:56:17.953000-05:00"], [1765527, "1fcceef6-eda4-496d-9732-ed9b1fff1b32", "Q4", "RICH FEUER ANDERSON", 84775, "KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC)", 2015, "fourth_quarter", "FIN", "Regulations affecting trading of securities, including market structure issues.", "Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE", 50000, null, 0, 0, "2016-01-13T09:59:19.483000-05:00"], [1765607, "eda325bd-d70d-424c-b6d2-9a7403033a2c", "Q4", "RICH FEUER ANDERSON", 84775, "BLOCKCHAIN (US) INC.", 2015, "fourth_quarter", "FIN", "Legislative and regulatory initiatives impacting digital currencies.", "HOUSE OF REPRESENTATIVES,SENATE", 30000, null, 0, 0, "2016-01-13T11:00:30.847000-05:00"], [1765627, "ad7f9a04-a6df-44fb-b671-49784c98f621", "4T", "POLICY DIRECTIONS INC.", 31747, "AMERICAN FEED INDUSTRY ASSOCIATION", 2015, "fourth_quarter", "FIN", "Issues related to regulation and oversight by the Commodity Futures Trading Commission;\nCFTC Reauthorization;\nDodd-Frank Implementation; amendments;\nCFTC Rulemaking.", "Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade & Development Agency (USTDA),White House Office", 20000, null, 0, 1, "2016-01-13T11:03:43.590000-05:00"], [1765634, "069dbd92-05df-49ae-8e9c-942c394bb20c", "4T", "RICH FEUER ANDERSON", 84775, "LPL FINANCIAL CORPORATION", 2015, "fourth_quarter", "FIN", "Regulation of broker-dealers and harmonization of regulation of broker-dealers and investment advisers.  Definition of \"fiduciary\" and application to brokers.", "HOUSE OF REPRESENTATIVES,SENATE", 30000, null, 0, 1, "2016-01-13T11:04:47.667000-05:00"], [1765830, "78a75b74-412c-48b7-957e-28d3ad33c9d7", "Q4", "SQUIRE PATTON BOGGS", 30906, "AMERICAN ASSOCIATION OF RESPONSIBLE AUTO LENDERS", 2015, "fourth_quarter", "FIN", "Issues related to Consumer Financial Protection Bureau rulemakings on short-term lending. Legislative issues related to lending  and Operation Chokepoint.  SBREFA Panel for short-term lending rulemaking process.", "HOUSE OF REPRESENTATIVES,SENATE", 50000, null, 0, 0, "2016-01-13T12:00:17.213000-05:00"], [1765865, "d986145d-1679-4a1e-a255-9fc8079a0a29", "Q4", "THE LIVINGSTON GROUP, LLC", 49635, "NEW DAY FINANCIAL LLC", 2015, "fourth_quarter", "FIN", "Home equity conversion mortgages: regulatory and legislative issues.", null, 20000, null, 0, 0, "2016-01-13T12:33:51.797000-05:00"], [1765890, "7bdcb965-d1cb-44a9-94bc-c869418e5659", "Q4", "JM FAMILY ENTERPRISES, INC", 20620, "JM FAMILY ENTERPRISES INC", 2015, "fourth_quarter", "FIN", "Consumer Finance Protection Board regulatory actions\nConsumer Finance Protection Board oversight and related legislation\nCFPB policies and regulations related to auto finance\nH.R. 1266, \"Financial Product Safety Commission Act\" - Provisions to reform the CFPB's structure from Director-led to a bipartisan five-person commission appointed by the President\nS.1484, \"Financial Regulatory Improvement Act\"\nH.R. 1737, \"Reforming CFPB Indirect Auto Financing Guidance Act\"", "HOUSE OF REPRESENTATIVES,SENATE", null, 50000, 0, 0, "2016-01-13T13:01:23.493000-05:00"], [1765980, "d74a8d50-14db-42ef-84d1-e900aad18c46", "Q4", "SQUIRE PATTON BOGGS", 30906, "THE INSTITUTE OF INTERNAL AUDITORS", 2015, "fourth_quarter", "FIN", "Issues related to comprehensive corporate governance, risk management, financial reform and auditing standards. Issues related to the internal auditing industry.  Issues related to appointment process for Inspectors General.  Inspector General Empowerment Act (S.579).  CFPB IG Act (H.R. 957/S. 510).  Export-Import Bank Reauthorization.", "Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE", 90000, null, 0, 0, "2016-01-13T13:51:04.620000-05:00"], [1766016, "65db56e0-7b66-45f3-ae6a-56578b051c40", "Q4", "WISE PUBLIC AFFAIRS", 401103300, "US CONSUMER COALITION", 2015, "fourth_quarter", "FIN", "Legislative advocacy in support of reform of the Consumer Financial Protection Bureau\nHR 1261, Bureau of Consumer Financial Protection Accountability Act of 2015\nHR 1262, Consumer Right to Financial Privacy Act of 2015\nHR 1263, Consumer Financial Protection Safety and Soundness Improvement Act of 2015\nHR 1264, CFPB Pay Fairness Act of 2015\nHR 1195, Bureau of Consumer Financial Protection Advisory Boards Act\nHR 957, S 510;  CFPB-IG Act of 2015\nHR 766, Financial Institution Customer Protection Act of 2015\nHR 1266, Financial Product Safety Commission Act of 2015\nS 96, A bill to amend the Consumer Financial Protection Act of 2010\nS 1383, Consumer Financial Protection Bureau Accountability Act of 2015 \nHR 1737,  Reforming CFPB Indirect Auto Financing Guidance Act of 2015", "HOUSE OF REPRESENTATIVES,SENATE", 20000, null, 0, 0, "2016-01-13T13:57:39.243000-05:00"], [1766049, "554f2470-e1e9-44a9-8ed6-1af9ad3f2a8f", "Q4", "COVINGTON & BURLING LLP", 11195, "AMERICAN BANKERS ASSOCIATION", 2015, "fourth_quarter", "FIN", "Issues affecting banks, including housing issues and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens, and credit unions", "HOUSE OF REPRESENTATIVES,SENATE", 10000, null, 0, 0, "2016-01-13T14:09:10.677000-05:00"], [1766059, "a43013c7-0360-4d76-bedb-43f9719cefb2", "Q4", "COVINGTON & BURLING LLP", 11195, "BROWN BROTHERS HARRIMAN", 2015, "fourth_quarter", "FIN", "Issues affecting banking institutions including regulation of derivatives", "HOUSE OF REPRESENTATIVES,SENATE", null, null, 0, 0, "2016-01-13T14:14:23.847000-05:00"], [1766061, "24872f2b-d18c-4890-bfae-73d5f1bb64ab", "Q4", "COVINGTON & BURLING LLP", 11195, "WELLS FARGO & CO", 2015, "fourth_quarter", "FIN", "issues affecting banking institutions including housing finance, the Dodd-Frank Act, and bank capital and liquidity reqirements.", "HOUSE OF REPRESENTATIVES,SENATE", 30000, null, 0, 0, "2016-01-13T14:20:28.707000-05:00"], [1766062, "e15bca93-29e3-4b5d-98ad-6ceb13d19f24", "Q4", "COVINGTON & BURLING LLP", 11195, "ARVEST BANK", 2015, "fourth_quarter", "FIN", "Issues relating to banking institutions, including mortgage and mortgage servicing issues", "HOUSE OF REPRESENTATIVES,SENATE", 20000, null, 0, 0, "2016-01-13T14:24:30.707000-05:00"], [1766066, "3d827451-bf23-4512-9bd5-78d78559c038", "Q4", "COVINGTON & BURLING LLP", 11195, "PROMONTORY INTERFINANCIAL NETWORK,LLC", 2015, "fourth_quarter", "FIN", "Legislation relating to bank deposits and federal insurance of bank deposits. H.R. 4116", "HOUSE OF REPRESENTATIVES,SENATE", 20000, null, 0, 0, "2016-01-13T14:27:37.643000-05:00"], [1766091, "5793e26a-9f42-40f6-bc9a-416a6e15e807", "Q4", "SIFF & ASSOCIATES PLLC", 400665998, "CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE", 2015, "fourth_quarter", "FIN", "General education concerning petitions filed with the Securities and Exchange Commission (SEC) to require regulated issuers to make public disclosures concerning political expenditures.  General education concerning expected SEC rulemaking altering the process for nominating boards of directors at publicly-traded companies, including so-called \"universal ballot access.\"", "HOUSE OF REPRESENTATIVES,SENATE", 30000, null, 0, 0, "2016-01-13T14:43:14.623000-05:00"], [1766118, "95b73703-74f1-459f-b0a6-b6d4829b5800", "Q4", "MAGILL ASSOCIATES, LLC", 401103511, "THE LIVINGSTON GROUP (ON BEHALF OF MERSCORP, INC)", 2015, "fourth_quarter", "FIN", "Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L.111-517)concerning the transparency and data gathering requirements of the Office of Financial Research (Title 1,Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process.S.2038, S.1484, S.2642, HR.1491, FHFA, CFPB (HMDA) and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.", null, 10000, null, 0, 0, "2016-01-13T14:55:45.633000-05:00"], [1766128, "3d3832dc-9b52-4baa-8b7e-0688043d009e", "Q4", "MAGILL ASSOCIATES, LLC", 401103511, "LIVINGSTON GROUP L L C \"ON BEHALF OF THE PEW CHARITABLE TRUSTS\"", 2015, "fourth_quarter", "FIN", "The Consumer Financial Protection Board's proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act)", "HOUSE OF REPRESENTATIVES,SENATE", 30000, null, 0, 0, "2016-01-13T15:01:53.523000-05:00"], [1766135, "1ae92420-a2eb-4d29-b4c3-dead07730849", "Q4", "WITT O'BRIEN'S, LLC (F/K/A WITT GROUP HOLDINGS, LLC)", 76491, "CMFG LIFE INSURANCE COMPANY", 2015, "fourth_quarter", "FIN", "Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act: Support legislation that would reduce regulatory burden on credit unions. 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Equities market structure issues.", "HOUSE OF REPRESENTATIVES,SENATE", 10000, null, 0, 0, "2016-01-13T18:43:12.107000-05:00"], [1766542, "2d43578d-c603-4491-b031-e37eb49107e3", "Q4", "FINANCIAL EXECUTIVES INTERNATIONAL", 14520, "FINANCIAL EXECUTIVES INTERNATIONAL", 2015, "fourth_quarter", "FIN", "Volcker rule; Proposed money market fund reforms; Dodd-Frank Act over-the-counter derivatives regulation; Dodd-Frank Title VII; Extra territoriality issues in swaps regulation; Too big to fail; H.R. 1317, a bill to specify how clearing requirements apply to certain affiliate transactions; H.R. 37, Promoting Job Creation and Reducing Small Business Burdens Act; CFTC reauthorization; Capital requirements; Stay of early termination rights; Volumetric optionality; Cross border harmonization", "Commodity Futures Trading Commission (CFTC),Defense, Dept of (DOD),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of", null, 109613, 0, 0, "2016-01-14T09:30:34.877000-05:00"], [1766705, "d3ae8dd0-34cd-4884-8a05-c2c708f6d9c7", "Q4", "RICCHETTI INCORPORATED", 62778, "FINSECA", 2015, "fourth_quarter", "FIN", "Issues related ot the standard of care insurance agents must exercise in providing investment advice to cliens, and restrictions on commision based compensation arrangements.", "HOUSE OF REPRESENTATIVES,SENATE", 90000, null, 0, 0, "2016-01-14T10:38:12.157000-05:00"]], "truncated": false, "filtered_table_rows_count": 855, "expanded_columns": [], "expandable_columns": [[{"column": "filing_uuid", "other_table": "lobbying_filings_raw", "other_column": "filing_uuid"}, "registrant_name"]], "columns": ["id", "filing_uuid", "filing_type", "registrant_name", "registrant_id", "client_name", "filing_year", "filing_period", "issue_code", "specific_issues", "government_entities", "income_amount", "expense_amount", "is_no_activity", "is_termination", "received_date"], "primary_keys": ["id"], "units": {}, "query": {"sql": "select id, filing_uuid, filing_type, registrant_name, registrant_id, client_name, filing_year, filing_period, issue_code, specific_issues, government_entities, income_amount, expense_amount, is_no_activity, is_termination, received_date from lobbying_activities where \"filing_period\" = :p0 and \"filing_year\" = :p1 and \"issue_code\" = :p2 order by filing_year desc limit 101", "params": {"p0": "fourth_quarter", "p1": "2015", "p2": "FIN"}}, "facet_results": {"issue_code": {"name": "issue_code", "type": "column", "hideable": false, "toggle_url": "/lobbying/lobbying_activities.json?filing_period=fourth_quarter&filing_year=2015&issue_code=FIN", "results": [{"value": "FIN", "label": "FIN", "count": 855, "toggle_url": "https://www.pawtectors.org/lobbying/lobbying_activities.json?filing_period=fourth_quarter&filing_year=2015", "selected": true}], "truncated": false}, "filing_year": {"name": "filing_year", "type": "column", "hideable": false, "toggle_url": "/lobbying/lobbying_activities.json?filing_period=fourth_quarter&filing_year=2015&issue_code=FIN", "results": [{"value": 2015, "label": 2015, "count": 855, "toggle_url": "https://www.pawtectors.org/lobbying/lobbying_activities.json?filing_period=fourth_quarter&issue_code=FIN", "selected": true}], "truncated": false}, "filing_period": {"name": "filing_period", "type": "column", "hideable": false, "toggle_url": "/lobbying/lobbying_activities.json?filing_period=fourth_quarter&filing_year=2015&issue_code=FIN", "results": [{"value": "fourth_quarter", "label": "fourth_quarter", "count": 855, "toggle_url": "https://www.pawtectors.org/lobbying/lobbying_activities.json?filing_year=2015&issue_code=FIN", "selected": true}], "truncated": false}}, "suggested_facets": [{"name": "filing_type", "toggle_url": "https://www.pawtectors.org/lobbying/lobbying_activities.json?filing_period=fourth_quarter&filing_year=2015&issue_code=FIN&_facet=filing_type"}, {"name": "is_termination", "toggle_url": "https://www.pawtectors.org/lobbying/lobbying_activities.json?filing_period=fourth_quarter&filing_year=2015&issue_code=FIN&_facet=is_termination"}, {"name": "received_date", "type": "date", "toggle_url": "https://www.pawtectors.org/lobbying/lobbying_activities.json?filing_period=fourth_quarter&filing_year=2015&issue_code=FIN&_facet_date=received_date"}], "next": "2015,1766705", "next_url": "https://www.pawtectors.org/lobbying/lobbying_activities.json?filing_period=fourth_quarter&filing_year=2015&issue_code=FIN&_next=2015%2C1766705&_sort_desc=filing_year", "private": false, "allow_execute_sql": true, "query_ms": 3053.9800480473787, "source": "Federal Register API & Regulations.gov API", "source_url": "https://www.federalregister.gov/developers/api/v1", "license": "Public Domain (U.S. Government data)", "license_url": "https://www.regulations.gov/faq"}