id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
2954056,8fd6111e-712d-4906-8e22-d0a276bf59cc,1T,"MEHLMAN CONSULTING, INC.",284950,"ONFIDO, INC.",2023,first_quarter,FIN,Issues related to Digital Identity. Federal Privacy legislation.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,1,2023-02-14T15:04:33-05:00
2954094,4bf65b62-e75c-4a3f-8de5-578f35cbf2d9,1T,ABI ASSOCIATES,401106072,"ARISTOTLE INTERNATIONAL, INC.",2023,first_quarter,FIN,Regulation of certain event contract markets by the Commodity Futures Trading Commission.,SENATE,,,0,1,2023-03-03T10:35:19-05:00
2954231,acad7ee9-e269-45de-bbb8-9bfcdb508800,1T,"ACTUM I, LLC",401106319,"HIGH THROUGHPUT PRODUCTIONS, LLC (DBA BITBOY CRYPTO)",2023,first_quarter,FIN,General issues related to the regulation of digital assets,HOUSE OF REPRESENTATIVES,30000,,0,1,2023-03-24T15:43:43-04:00
2954238,7052fcd1-f9a4-4667-9bb2-ab5718fbe55e,Q1,CORPORATION FOR SUPPORTIVE HOUSING,69195,CORPORATION FOR SUPPORTIVE HOUSING,2023,first_quarter,FIN,"Community Development Financial Insistitutions, community reinvestment activities",,,30000,0,0,2023-03-24T16:26:32-04:00
2954279,198f8041-33d9-421f-89d1-2bff93fc268a,1T,CORPORATION FOR SUPPORTIVE HOUSING,69195,CORPORATION FOR SUPPORTIVE HOUSING,2023,first_quarter,FIN,"Community Development Financial Insistitutions, community reinvestment activities",,,30000,0,1,2023-03-29T00:17:55-04:00
2954294,4b0999a7-8ec9-44b7-a878-be0e7eb4b653,Q1,P F GREER CONSULTING,401106875,AMERICAN TRANSACTION PROCESSORS COALITION,2023,first_quarter,FIN,"H.R. 1165- the Data Privacy Act of 2023: The organization lobbied in support of this legislation, specifically highlighting support for strong preemption and no inclusion of a private right of action.",HOUSE OF REPRESENTATIVES,,,0,0,2023-03-29T16:13:30-04:00
2954335,7938ab90-7dde-44be-95e1-a32177c33149,Q1,"THE MAJORITY GROUP, LLC",400713141,"EXPANSION FUNDING PARTNERS, LLC",2023,first_quarter,FIN,Securities and stock exchange,"HOUSE OF REPRESENTATIVES,SENATE",320000,,0,0,2023-03-31T08:55:18-04:00
2954345,0c242aa2-264e-4c70-baa4-34951dda0027,Q1,"THE MAJORITY GROUP, LLC",400713141,AMERICAN PETROLEUM INSTITUTE,2023,first_quarter,FIN,Corporate and investor disclosures,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-03-31T09:09:33-04:00
2954349,d2c1baf7-b80f-4365-9a21-13fa1f441aef,Q1,"THE MAJORITY GROUP, LLC",400713141,CLICK N' CLOSE (FORMERLY MID AMERICA MORTGAGE),2023,first_quarter,FIN,Ongoing monitoring of legislative and regulatory issues impacting the mortgage industry,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2023-03-31T09:14:46-04:00
2954350,891fc4d5-a742-4b47-b20c-2261549aac02,Q1,"THE MAJORITY GROUP, LLC",400713141,NATIONSTAR MORTGAGE,2023,first_quarter,FIN,Ongoing monitoring of legislative and regulatory issues impacting the mortgage industry,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-03-31T09:16:11-04:00
2954358,41ba6c07-5639-469b-bf79-f2a8643d1ea3,Q1,"ANCHOR LABS, INC.",401106823,"ANCHOR LABS, INC.",2023,first_quarter,FIN,"S. 4356 - Lummis-Gillibrand Responsible Financial Innovation Act - comprehensive crypto bill; Securities and Exchange Commission's Staff Accounting Bulletin No. 121 (SAB 121) - new accounting requirement for digital-asset custody; S. 5340, Stablecoin TRUST Act - Stablecoin legislation; S. 4760/ H.R. 8950 - Digital Commodities Consumer Protection Act - CFTC regulation of ""digital commodities""; H.R. 7614, the Digital Commodity Exchange Act- CFTC regulation of crypto","HOUSE OF REPRESENTATIVES,SENATE",,100000,0,0,2023-03-31T10:30:34-04:00
2954511,a6c8c3ce-eff7-481c-b7c6-8970368474a5,Q1,DALY CONSULTING GROUP,400923683,INVESTMENT COMPANY INSTITUTE,2023,first_quarter,FIN,Issues related to investment companies.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2023-04-02T11:10:16-04:00
2954516,1eaf3c8b-f519-47e8-9ac6-52b96a1831a0,Q1,DALY CONSULTING GROUP,400923683,S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL),2023,first_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",80000,,0,0,2023-04-02T11:21:41-04:00
2954518,da67afa1-9c29-4a71-a1ea-7aad32078cd6,Q1,DALY CONSULTING GROUP,400923683,STATE STREET BANK AND TRUST COMPANY,2023,first_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",40000,,0,0,2023-04-02T11:24:00-04:00
2954519,06283b59-1f38-4c48-8fe4-1a98fa0a2d30,Q1,DALY CONSULTING GROUP,400923683,DEPOSITORY TRUST & CLEARING CORPORATION,2023,first_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2023-04-02T11:25:19-04:00
2954521,107c4c71-67f9-40c3-ac2d-8d04e30523ce,Q1,DALY CONSULTING GROUP,400923683,XTX MARKETS LLC (AMERICAS),2023,first_quarter,FIN,Issues related to the capital markets.,"Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC)",20000,,0,0,2023-04-02T11:28:28-04:00
2954524,d841dfc7-70c3-452c-b338-77c1c80a5d33,Q1,DALY CONSULTING GROUP,400923683,"BROADRIDGE FINANCIAL SOLUTIONS, INC.",2023,first_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",60000,,0,0,2023-04-02T11:31:13-04:00
2954525,66a0b2dd-6a52-488e-8da1-045c30709d88,Q1,DALY CONSULTING GROUP,400923683,"ROBINHOOD MARKETS, INC.",2023,first_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2023-04-02T11:32:58-04:00
2954526,0c879d3d-20bf-4b29-853c-fcd05758f0be,Q1,DALY CONSULTING GROUP,400923683,"BLACKROCK FUNDS SERVICES GROUP LLC (FKA BLACKROCK, INC.)",2023,first_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",80000,,0,0,2023-04-02T11:35:50-04:00
2954527,994156c2-d4ed-4c66-af51-fbc20844d644,Q1,DALY CONSULTING GROUP,400923683,"CHIME FINANCIAL, INC.",2023,first_quarter,FIN,Issues related to financial services.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-02T11:37:43-04:00
2954542,b7f50f70-4b45-408b-8e60-f70a63ee4a15,Q1,DALY CONSULTING GROUP,400923683,"BLACKROCK FUNDS SERVICES GROUP LLC (FKA BLACKROCK, INC.)",2023,first_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",80000,,0,0,2023-04-03T09:35:42-04:00
2954573,e5586cf3-26f7-4d79-9ade-b650f5d7b6bc,1T,PENN AVENUE PARTNERS,400918672,BLACKROCK FUNDS SERVICES GROUP LLC,2023,first_quarter,FIN,Issues related to the financial services and asset management industry.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,1,2023-04-03T11:50:38-04:00
2954715,08fd8fad-4ef3-4455-8cd1-3233693193fe,Q1,PENN AVENUE PARTNERS,400918672,WESTERN UNION,2023,first_quarter,FIN,Financial Services Issues. Cross Border Remittance Issues.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-04-03T15:16:34-04:00
2954883,5d3f169b-f358-4a3e-8a7e-1254f985b11a,1T,SOCIETY FOR CORPORATE GOVERNANCE,400789376,SOCIETY FOR CORPORATE GOVERNANCE,2023,first_quarter,FIN,SEC Rules 13D & 13F,"HOUSE OF REPRESENTATIVES,SENATE",,,0,1,2023-04-04T11:27:10-04:00
2954902,bfa9878c-1bf8-4fd7-8721-d7bba8c7de01,Q1,NEBRASKA FARM BUREAU FEDERATION,400276326,NEBRASKA FARM BUREAU FEDERATION,2023,first_quarter,FIN,Worked to oppose a proposed rule from the SEC that would require regulated companies to report greenhouse gas emissions including Scope 3 or supply chain emissions. We support H.R. 1018 and S. 391 the Protect Farmers from the SEC Act.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,60000,0,0,2023-04-04T12:44:41-04:00
2954913,d4bc06b3-01a3-4da8-84fd-294b5418a345,Q1,"PARRY, ROMANI, DECONCINI & SYMMS",30792,"NETWORTH SERVICES, INC",2023,first_quarter,FIN,Urging the IRS to adopt an independent system to verify the taxable basis of capital assets,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-04-04T13:03:36-04:00
2954991,1858f028-cbd2-4543-a631-143d1cc87765,Q1,ACG ANALYTICS,401104741,"ANCHOR LABS, INC.",2023,first_quarter,FIN,Regulatory issues in the block chain space.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-04-05T07:49:33-04:00
2954997,f1107e2b-0c60-4d2d-9073-ae4436f068e1,Q1,HOLLAND & KNIGHT LLP,18466,"CONTINENTAL SERVICE GROUP, INC. D/B/A CONSERVE",2023,first_quarter,FIN,Education and advocacy around the private debt collection program required under Section 6306(c)(1) of the Internal Revenue Code and ConServe's position as an approved private debt collector under the program.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-04-05T08:55:03-04:00
2955078,c5613bae-deb0-462c-9a00-a5c96bbfc127,Q1,HOLLAND & KNIGHT LLP,18466,AMERICAN FACTORING ASSOCIATION,2023,first_quarter,FIN,Educating Congress on the importance of the factoring industry to the U.S. economy.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-04-05T12:18:53-04:00
2955101,de0120b4-dc97-435b-a5f7-dcb2cc3adc62,Q1,HOLLAND & KNIGHT LLP,18466,AMSCOT FINANCIAL CORPORATION,2023,first_quarter,FIN,"Legislation and policies affecting financial services, including pay day advances and check cashing.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2023-04-05T12:59:05-04:00
2955111,d3b9ebab-1598-493d-ba5f-bb47eaac473d,Q1,IUS IMPACT LLC,401107384,COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY,2023,first_quarter,FIN,securities law development and reform,HOUSE OF REPRESENTATIVES,30000,,0,0,2023-04-05T13:32:09-04:00
2955137,b1c6eb5f-f15a-4de3-b272-9cbb3845968b,1T,POLARIS CAPITOL STRATEGIES LLC,401106822,"FRANKLIN RESOURCES, INC.",2023,first_quarter,FIN,"Issues related to Crypto, digital assets regulation, Stablecoins legislation, MMF regulation, ESG investing, retirement security initiatives, the Increasing Investor Opportunities Act and retail investor access to alternative investments & private markets, domestic and international tax issues - stock buyback proposals, corporate tax rates, and Pillar One & Two international regimes.","HOUSE OF REPRESENTATIVES,SENATE",90000,,0,1,2023-04-05T13:57:48-04:00
2955149,323faa25-0263-4224-a579-241b837b12a2,Q1,EXIGENT GOVERNMENT RELATIONS,401106236,BRIDGE STREET GROUP LLC ON BEHALF OF IGGY VENTURES LLC,2023,first_quarter,FIN,Building consumer credit scores,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-04-05T14:08:34-04:00
2955172,be54d681-fb97-448c-9041-f79d9ef1e72a,Q1,"NASDAQ, INC.",27115,NASDAQ INC,2023,first_quarter,FIN,"Transparency and accuracy of proxy advisors; Venture Exchange, Main Street Growth Act, Main Street Growth Act; Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act; Legislation on reforming U.S. antitrust laws - American Choice and Innovation Online Act, Platform Competition and Opportunity Act, Ending Platform Monopolies Act, Augmenting Compatibility and Competition by Enabling Service Switching Act, Merger Filing Fee Modernization Act, The State Antitrust Enforcement Venue Act; Federal financial transaction tax, Protecting Retirement Savers and Everyday Investors Act, Tax on Wall Street Speculation Act; Mark-to-market - Modernization of Derivatives Tax Act of 2021; H1B visa/immigration reform; Digital asset regulatory reform, The Digital Commodities Consumer Protection Act; Equity market structure and SECs pending action on market structure, Regulation NMS, market data - Amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations approach 1, Securities Exchange Reform Act of 2022, Main Street Growth Act, Amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations approach 2, Amend the Securities Exchange Act of 1934 to improve the governance of multi-class stock companies, Free-market Accountability through Investor Rights Act, Require the SEC to engage in rulemaking to prohibit or limit the use of rebate payments by exchanges that are tiered based on the aggregate volume of transactions effected by such members, Registration for Index-Linked Annuities Act; ESG and public company regulations, Corporate Governance Improvement and Investor Protection Act. SEC climate disclosure rule.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,565000,0,0,2023-04-05T14:44:52-04:00
2955457,b065e50a-8698-43df-81b4-b219cf5db679,Q1,"THE NORMANDY GROUP, LLC",306636,LEADING BUILDERS OF AMERICA,2023,first_quarter,FIN,GSE reform,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-04-06T12:15:52-04:00
2955461,8e0550bd-eb01-46f9-98d5-9dfc190d1608,Q1,NOMURA HOLDING AMERICA INC.,400609851,NOMURA HOLDING AMERICA INC.,2023,first_quarter,FIN,General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,120000,0,0,2023-04-06T12:18:07-04:00
2955541,30f7ae87-b0ee-4689-ae62-8501120b80ad,Q1,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,26901,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,2023,first_quarter,FIN,"Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title ""advisor.adviser"" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens.","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE",,457875,0,0,2023-04-06T13:59:21-04:00
2955594,7f1f6868-4cad-43b4-b3c6-74044c3e58a5,Q1,"REPUBLIC CONSULTING, LLC",401016871,WORKIVA,2023,first_quarter,FIN,Monitor Financial Technology Policy.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-04-06T15:46:11-04:00
2955602,9065917f-804c-478a-929a-065d80b69054,Q1,"REPUBLIC CONSULTING, LLC",401016871,MORTGAGE BANKERS ASSOCIATION,2023,first_quarter,FIN,Monitor policy related to housing finance and mortgage issues.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-06T15:53:29-04:00
2955610,b138ccd6-abe4-4d09-99ac-cf0b14771db0,Q1,"REPUBLIC CONSULTING, LLC",401016871,COGNIZANT TECHNOLOGY SOLUTIONS,2023,first_quarter,FIN,Monitor Policy Affecting the Data and Technology Industry.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-06T15:56:14-04:00
2955752,2121e4ca-125d-4e99-af8b-4738ca63cadb,Q1,CAPSTONE NATIONAL PARTNERS,8214,MGIC,2023,first_quarter,FIN,HR 1384,"HOUSE OF REPRESENTATIVES,SENATE",65000,,0,0,2023-04-07T10:32:55-04:00
2955808,5ad83961-3f2e-4f13-9b81-bd0daa015f55,1T,CAPSTONE NATIONAL PARTNERS,8214,DIGITAL FEDERAL CREDIT UNION,2023,first_quarter,FIN,federal oversight,"HOUSE OF REPRESENTATIVES,SENATE",7500,,0,1,2023-04-07T12:00:44-04:00
2955812,31097e7d-b4a2-463b-aa37-f24666c8cf0b,1T,CAPSTONE NATIONAL PARTNERS,8214,"FITCH GROUP, INC",2023,first_quarter,FIN,federal oversight,"HOUSE OF REPRESENTATIVES,SENATE",22500,,0,1,2023-04-07T12:02:20-04:00
2955855,4c665cc5-983d-4668-98a5-ad96543b9ae7,Q1,HOLLAND & KNIGHT LLP,18466,TRICON RESIDENTIAL INC.,2023,first_quarter,FIN,Issues related to housing policy.,"HOUSE OF REPRESENTATIVES,SENATE",70000,,0,0,2023-04-07T14:51:10-04:00
2955978,b4389932-be00-46fb-9d22-700a2309cae7,Q1,"CASSIDY & ASSOCIATES, INC.",8453,CHAINALYSIS,2023,first_quarter,FIN,Issues related to blockchain analysis technology,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-07T16:42:24-04:00
2956051,91c8eab4-fb9f-48c2-95b5-06192e8cc0f5,1T,RICH FEUER ANDERSON,84775,LONDON STOCK EXCHANGE GROUP PLC,2023,first_quarter,FIN,"Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,1,2023-04-07T21:07:02-04:00
2956290,fd09fdf5-c3a5-491b-a1c7-4d05d7f47032,Q1,"MINDSET ADVOCACY, LLC",296271,"VISA USA, INC.",2023,first_quarter,FIN,Credit Card Competition Act.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-10T11:13:11-04:00
2956761,72d44689-8f20-4a65-aa54-e8f21c08b666,Q1,HOLLAND & KNIGHT LLP,18466,ALIBABA GROUP HOLDING LIMITED,2023,first_quarter,FIN,Issues related to access to U.S. capital markets.,,80000,,0,0,2023-04-11T07:39:35-04:00
2956767,e1eda986-0199-498e-9187-5c5f076777f0,Q1,HOLLAND & KNIGHT LLP,18466,"PCI SECURITY STANDARDS COUNCIL, LLC",2023,first_quarter,FIN,"Payment card security standards issues related to data breach, privacy, data security, and cyber security.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-04-11T07:47:15-04:00
2956942,a299dd20-6e88-46e5-a338-bc2727b9eb40,Q1,"NATIONAL GROUP, LLP",66090,BLACKSTONE ADMINISTRATIVE SERVICES PARTNERSHIP L.P.,2023,first_quarter,FIN,Inflation Reduction Act Implementation,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-04-11T11:39:52-04:00
2957016,e1928080-5648-4118-9587-5b9b24c5596e,Q1,AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA,14611,AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES,2023,first_quarter,FIN,"Implementation of H.R.4865/S.3198, the Registration for Index-Linked Annuities Act, regarding the use of Statutory Accounting Principles. H.R. 1165, the Data Privacy Act of 2023 The swing pricing/hard close proposal issued by the Securities & Exchange Commission (no bills introduced.)","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,480000,0,0,2023-04-11T12:15:34-04:00
2957152,c3b4f56f-f887-450f-a0b6-4dbd1e6fea4d,Q1,"NAVIENT SOLUTIONS, LLC",401103296,NAVIENT SOLUTIONS LLC,2023,first_quarter,FIN,Issues pertaining to student loans.,"HOUSE OF REPRESENTATIVES,SENATE",,580000,0,0,2023-04-11T14:10:04-04:00
2957228,933bc65e-390e-4bdc-8034-a9e50a7c62d3,Q1,HUTTON STRATEGIES,312758,FEDERATED INVESTORS,2023,first_quarter,FIN,monitor financial services and capital markets/SEC issues generally.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-04-11T15:20:50-04:00
2957249,1f18a1af-7b86-4170-974a-2ab7edbe3e1c,Q1,HERITAGE ACTION FOR AMERICA,400609853,HERITAGE ACTION FOR AMERICA,2023,first_quarter,FIN,"HJ Res 30 / SJ Res 8 ""Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to ""Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights"","" all provisions.","HOUSE OF REPRESENTATIVES,SENATE",,200000,0,0,2023-04-11T15:26:46-04:00
2957297,fd898a29-3843-46f7-9041-7c8159ce14a7,Q1,"FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.)",292458,"FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.)",2023,first_quarter,FIN,"Issues related to Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law 111-203) implementation and regulations; proposals related to potential money market and other mutual fund regulations by the SEC (e.g., floating net asset value and liquidity gates and fees) and implementation thereof.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,125000,0,0,2023-04-11T15:53:39-04:00
2957329,07a778e8-5ce2-4d36-be25-692fb32a730f,Q1,THE OPTIONS CLEARING CORPORATION,66170,OPTIONS CLEARING CORPORATION,2023,first_quarter,FIN,Health and function of the listed options industry; operational issues related to delisting of securities; discussion draft to amend the Securities Exchange Act of 1934 to reform certain requirements with respect to the registration and operation of national securities exchanges; discussion drafts to amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations; potential operational procedures related to a potential downgrade in US Treasury Securities.,"HOUSE OF REPRESENTATIVES,SENATE",,190000,0,0,2023-04-11T16:11:12-04:00
2957335,18ed5207-55a4-4260-baa9-869271b961e5,Q1,COUNCIL OF INSTITUTIONAL INVESTORS,11082,COUNCIL OF INSTITUTIONAL INVESTORS,2023,first_quarter,FIN,"April 3, 2023CII letter to SEC on Nasdaq & NYSE clawback proposals March 30, 2023CII letter to SEC on equity market structure proposals March 23, 2023CII/CFA/HMA joint letter to SEC on research payment practices and expiration of SIFMA no-action letter March 16, 2023CII letter to SEC on reg flex agenda Feb. 16, 2023CII letter to PCAOB on confirmation proposal Jan. 19, 2023CII letter to PCAOB on proposed amendments on quality control",Securities & Exchange Commission (SEC),,,0,0,2023-04-11T16:30:42-04:00
2957651,8182552a-e4de-47a2-98e1-6deaf1cc5181,Q1,ALPINE ADVISORS,401106595,"COALITION FOR CANNABIS POLICY, EDUCATION AND REGULATION",2023,first_quarter,FIN,Issues pertaining to government-wide federal regulation of cannabis,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-04-12T11:53:49-04:00
2957667,41401634-77ed-4d16-a53a-74f76ea4fdec,Q1,"PUBLIC STRATEGIES WASHINGTON, INC.",32486,INVESTMENT COMPANY INSTITUTE,2023,first_quarter,FIN,Issues related to the regulation of asset managers Issues related to the electronic delivery of investor materials Monitoring issues related to U.S.-China relationship Proposals related to ESG disclosures,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-04-12T12:10:05-04:00
2957672,38a2fb9a-18e7-48df-b934-4a169935115a,Q1,"PUBLIC STRATEGIES WASHINGTON, INC.",32486,LIBERTY MUTUAL GROUP,2023,first_quarter,FIN,Financial regulatory reform proposals,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2023-04-12T12:15:39-04:00
2957701,f639f799-2e96-4e50-bca2-6d21323807da,Q1,"PUBLIC STRATEGIES WASHINGTON, INC.",32486,"NASDAQ OMX GROUP (FORMERLY ""THE NASDAQ STOCK MARKET"")",2023,first_quarter,FIN,Proposals related to carried interest SEC proposals related to cybersecurity and ESG disclosures Issues relating to proxy Legislation related to national securities exchange liabilities,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-04-12T12:31:11-04:00
2957753,33bd155a-97b5-4c38-9a05-a8c43738cbca,Q1,MCDERMOTT WILL & SCHULTE LLP,24338,SANTA BARBARA TAX PRODUCTS GROUP,2023,first_quarter,FIN,"Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards.","HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE",10000,,0,0,2023-04-12T13:20:17-04:00
2957799,8ea118ba-7515-40c1-9a66-90ac3088e504,Q1,"CASSIDY & ASSOCIATES, INC.",8453,SOCIETY OF ACTUARIES,2023,first_quarter,FIN,General legislative issues related to actuarial profession,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",20000,,0,0,2023-04-12T14:15:24-04:00
2957810,21470517-5ca6-4863-b66f-109f0a45e7e0,Q1,RICH FEUER ANDERSON,84775,WELLINGTON MANAGEMENT CO LLP,2023,first_quarter,FIN,Legislation and regulation affecting asset management services.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-12T14:21:10-04:00
2957816,65231ab6-e4b0-4f5c-bb61-d447ef5a910b,Q1,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2023,first_quarter,FIN,Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2023-04-12T14:25:05-04:00
2957824,6ed6e3b2-4552-4220-91c0-f72a3340af43,Q1,RICH FEUER ANDERSON,84775,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"" FORMERLY NASD)",2023,first_quarter,FIN,Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-04-12T14:28:56-04:00
2957857,fd2e82fd-ae40-4d64-a2b6-73b759b99803,Q1,COMMUNITY BANKERS ASSOCIATION OF ILLINOIS,400531588,COMMUNITY BANKERS ASSOCIATION OF ILLINOIS,2023,first_quarter,FIN,"CBAI 2022 Federal Policy Priorities - Community Bank Response to the COVID-19 Pandemic COVID-19 has focused community bank efforts on helping their individual and small business customers and their communities weather the virus crisis and assist in the recovery effort. Community banks stepped-up during the crisis despite the many challenges and frustrations they encountered. They should be commended for what they are doing, treated fairly and equally, encouraged to do more, and not penalized for successfully performing their essential function. Independent Community Bankers of Americas Legislative and Regulatory Agenda for the Second Session of the 117th Congress CBAI joins the Independent Community Bankers of America (ICBA) in supporting a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to support the nations economic growth and development in every corner of the country. Additional Meaningful Regulatory Relief for Community Banks Community bankers seek additional regulatory relief including on several fronts (i.e., BSA reform, CTRs, SARs, and the CBLR) to permit them to better serve their customers and communities while proudly fulfilling their reasonable responsibility to identify and report illicit actors. Community Bank Position on Credit Unions and Their Expanded Powers Credit unions have long since strayed from their founding purpose of serving individuals of modest means and with a common bond. They blatantly abuse their competitive advantages and are virtually indistinguishable from tax-paying community banks. Credit union acquisitions of community banks is a recent and disturbing trend that negatively impacts all taxpayers. An exit fee should be imposed on these acquisitions. This escalation of credit unions abusing of their tax-exemption should prompt Congress to act now. This abuse is an existential threat to community banks and the communities they serve. Community Bank Position on the Farm Credit System and its Expanded Powers The Farm Credit System (FCS) has long since strayed from its founding purposes, blatantly abusing its competitive advantages against community banks. The FCS is the only GSE that competes directly with community banks. This blatant and continuing discrimination against community banks must end and FCS competitive advantages must be reined-in, and the playing field leveled for community banks. Closing the Industrial Loan Company (ILC) Regulatory Loophole ILCs represent the unacceptable mixing of banking and commerce. They pose risks to the financial system, our economy and American taxpayers. ILCs are the functional equivalent of banks and should be properly regulated. The loophole permits their holding companies from being supervised and regulated by the Federal Reserve - and must be closed. Federal Reserves Role in Payments System Improvement (FedNow Service) A fast and secure payments system is the very foundation of financial services and the economy and must be modernized. The payments system must not be monopolized by The Clearing House and its 25 large bank owners that endangered our financial system and the entire economy during the financial crisis. Community banks, small businesses and consumers must rely on the Federal Reserve to provide access to a safe and secure payments system. The Federal Reserve must be supported in its development of the FedNow Service to ensure that all participants have access to a real-time system on a fair and impartial basis. Modernizing the Community Reinvestment Act (CRA) The modernization of the CRA must enhance the ability of community banks to serve their communities and must not impose any additional regulatory burden. All financial service providers must be subject to the CRA to provide a complete picture of every financial institutions performance in serving their communities. A modernization of the CRA that does not encompass credit unions, Farm Credit System lenders and Fintechs (including the OCCs Special Purpose National Banks) will be a sham. All the banking regulators must cooperate on a joint final rule to modernize the CRA. Safe Harbor for Banking Cannabis-Related Businesses Without taking a position on the legalization of cannabis, a safe harbor from federal sanctions for financial institutions that choose to serve legally compliant cannabis-related business in states where cannabis is legal is a matter of public safety and should be permitted. De Novo Community Bank Formation, the Dual Banking System and Charter Choice Newly chartered (de novo) community banks are vitally important to maintaining a strong, growing, evolving and vibrant profession in the face of banking industry consolidation. Many new banks must be chartered each year to help maintain the vitality of the community banking profession. The dual banking system, where chartering and supervision is divided between the federal government and the states, is important and must be maintained. Community banks should be able to choose the banking charter that best fits their unique business model. A banking system with multi-agency (state and federal) regulators and charter choice provides the necessary checks and balances as well as improved rulemaking on complex issues. Sound Principles for GSE Reform The seemingly endless and ongoing period of government ownership and control of Fannie and Freddie must come to an end. GSE reform remains critically important to the future of the housing market and the U.S. economy. Community banks depend on the GSE for direct access to the secondary market. The GSEs must provide a steady and reliable source of funding for home mortgage lending for lenders of all sizes and through all economic cycles. This is particularly critical to maintaining liquidity when the markets are experiencing financial stress. Federal Home Loan Banks Most community banks are members and shareholders of their regional Federal Home Loan Bank (FHLB). The FHLBs provide short-term liquidity, long-term funding, mortgage-related products, and other financial services in order to help their members provide affordable credit to the local communities they serve. The regional structure, special functions, and unique purpose of the FHLBs must be recognized and maintained by the Federal Housing Finance Agency (FHFA). As the Administration and Congress consider reforming the housing finance system, care must be taken not to harm the FHLBs. They must remain healthy, stable, and reliable sources of funding for their members. Agriculture and Rural America A vibrant rural economy is vital to Americas prosperity. The multi-year Farm Bill provided a strong safety net for farmers and ranchers including adequate price-protection programs and enhanced USDA-guaranteed farm and business loan programs. These programs must be protected from cuts or any adverse changes that would discourage farmer and rancher participation or undermine private-sector delivery. Enhanced Data, Cyber and Payment Card Security (Data Security) Enhanced security standards should be enforced through a tiered system where the more restrictive rules and are imposed on the largest and most critical members of the financial system and economy where their lapses pose the greatest threat to the largest number of consumers. Core data security principals in standards enacted by legislation and regulations must include the complete cost of data breaches being borne by that party that caused the breach; all participants should be subject to verifiable Gramm-Leach-Bliley Act-like data security standards; and any new data security standard proposals should ensure that community banks are not overburdened with redundant standards. Consumer Financial Protection Bureau Reform and Meaningful Exemptions for Community Banks Regulations promulgated by the CFPB must provide community banks with the flexibility to meet the needs of its customers and they must not be burdened with additional and unnecessary regulatory requirements that would prevent them from serving their customers and communities. A one-size-fits-all approach to CFPB regulations harms the successful community bank business model. In reforming the CFPB, the single Director governance should be replaced by a five-member board or commission; a broader definition of firms that grant credit should be subject to the CFPB rules, these firm should be robustly supervised and examined; and the focus of any enhanced regulation of financial products should be on the mega banks and financial firms, the unregulated shadow financial industry and emerging Fintech companies. The CFPB has the statutory authority under the Dodd-Frank Act to exempt any class of providers [community banks] or any products or services from the rules it writes, but to-date the Bureau has been far too reticent to do so. The effective use of this authority will ensure community banks continue to be a healthy alternative to large banks and non-banks for consumers seeking to use responsible financial service providers. Community Bank Positions on New and Emerging Issues - Leadership for Bank Regulatory Agencies (Administration, Congress, and the Agencies) Recent nominees have held extreme views on the banking system and financial services and their nominations have increasingly caused unproductive political wrangling. Nominees should be qualified, hold reasonable positions, be willing to work collegially and cooperatively with colleagues and counterparts, serve the best interests of the banking and financial system and economy, and clearly understand the vital importance of and support community banks. Fintechs and Innovation in Financial Services (Congress and the Agencies) Financial innovation presents community banks with challenges and opportunities which they are rising to meet. Policymakers should reasonably assist community banks to prepare for this new and evolving era, not pose any unreasonable requirements, and not give fintechs any competitive advantages over community banks by subjecting them to lesser regulatory requirements. Special Purpose National Banks (SPNBs) (OCC) SPNBs, raise many concerns. They cannot have the advantages of a bank charter with limited requirements, regulations, and liability. Digital Assets - Crypto Currency, Central Bank Digital Currency (CBDC), and Stablecoins (Congress and the Agencies) The risks posed by digital assets are enormous, as well as the consequences for monetary policy, our financial system, and the banking industry (i.e., disintermediation.). They also pose threats to the privacy and security of consumers and small businesses. Of great concern is that there is no single regulator responsible for this rapidly growing sector which combines elements of currency, payments, and investments, and there is insufficient transparency and lack of accountability in this ecosystem. Policymakers must cooperate and collaborate in the development and implementation of a comprehensive approach to ensure a consistent Federal regulatory framework that does not permit digital assets to threaten the essential and highly successful business model of regulated and responsible community banks. IRS Reporting Plan (Administration, Congress, and Treasury) The various proposed IRS reporting requirements are unprecedented, misguided, raise serious concerns about government overreach, and is an invasion of their financial privacy. If implemented, they will damage the trusted and beneficial relationship between community banks and their customers. If the IRS wants to ensure greater compliance with tax laws, it can be accomplished by more appropriately using the existing tools and the wealth of information it currently possesses. SBA Direct Lending (Congress) Community banks and the SBA have a long, beneficial, and cooperative private sector/public sector relationship, where SBA does not compete with banks in lending to small businesses. Direct SBA lending would violate this tradition. Community banks are far superior in establishing and prudently underwriting commercial lending relationships. The SBA originating and disbursing 7(a) loans will put billions of taxpayer dollars at risk of loss. Financial Inclusion (Congress and the Agencies) CBAI supports government initiatives that educate consumers and encourage financial inclusion, but it is not the proper role of government to provide banking services direct to individuals either through the Federal Reserve, state-owned public banks, or the U.S. Postal Service. Providing banking services to individuals and businesses is the proper role of the private-sector banking system. Government can assist the private sector in financial inclusion efforts especially to low- and middle-income consumers, which are those most likely to be un- or underbanked. Postal Banking - Congress Postal banking is misguided and any entry of the USPS (Postal Service) into banking services is a significant government-sponsored, competitive threat to the viability of tax-paying community banks. Public Banking (Congress) Public banking (i.e., publicly owned banks) is misguided and is a significant government-sponsored, competitive threat to the viability of tax-paying community banks. Current Expected Credit Loss Model (CECL) (FASB and the Agencies) Community bankers and Congress must continue to be vigilant to assure the CECL Model implementation provides a clear, practical, and easy-to-use methodologies for calculating expected losses which can be seamlessly incorporated into existing processes for community banks. Customer Data Sharing (CFPB) Community banks are financially sound and take great care in protecting consumer privacy. Non-bank entities must be held responsible for ensuring the safety of the customer information they are accessing and to be able to satisfy the liability for any financial harm which they cause community banks and their consumers. Small Business Data Collection (CFPB) Small business lending data clearly suggests fair lending is not a problem at community banks as they treat their customers honestly and fairly. The regulatory burden of these collection and reporting requirements falls disproportionately hard on community banks, and community banks should be provided with meaningful exemptions in this rulemaking. Nonsufficient Funds (Overdraft) Policies and Practices (OCC and the CFPB) CBAI does not support overdraft policies and practices that abuse consumers. Policymakers must accept that it is the consumers responsibility to always know their account balance and not write checks or initiate debit transactions that would overdraw their account. The cost for processing overdrafts may include returning the item or paying the overdraft which creates the equivalent of an unauthorized, unsecured, and interest-free loan. Effectively managing risks associated with overdrafts is a safety and soundness regulatory requirement. Reporting Beneficial Ownership Information (FinCEN) Provisions in the NDAA in the 116th Congress shifted the burden of collecting and reporting beneficial ownership to FinCEN. This transfer must be accomplished expeditiously. Financial Transaction Tax (Congress) Tax laws should encourage and promote robust economic activity and a thriving community banking sector, not impose new bank-specific fees, punitive new levies, transaction taxes, limitations on the deductibility of expenses, revenue offsets or pay-fors that target the banking industry. Rather, there should be parity among all financial service providers; there should be tax incentives for community banks serving low- and moderate-income individuals, small businesses, and small farms; and there should be a tax credit equivalent to the cost of community bank compliance with BSA compliance. Climate Risks (Administration, Congress, and the Agencies) CBAI opposes any climate change regulations that will adversely impact community banks and their ability to support their customers and communities including setting hard lending concentration limits on lending to fossil fuel or other carbon-intensive industries, stress testing or scenario analysis based on adverse climate change assumptions, and capital requirements based on climate risks. Community bankers high-contact and relationship-based lending model together with the soon-to-be-implemented Current Expected Credit Loss model, will incorporate material risk assumptions in estimating loan losses - including climate risks. Additional separate climate risk stress testing, concentration limits, and capital requirements for community banks are duplicative and unnecessary. Bank Merger Activity (Congress and the Agencies) New bank merger legislation or regulation should not apply to community banks. Rather, policymakers should seriously consider the impact on our financial system, economy, and American taxpayers by allowing the nations mega banks, which are too big and unable to fail, to become even larger and more interconnected. Finally Address the Risks of Too-Big-To-Fail Banks and Financial Firms to Protect Our Financial System, the Economy, and American Taxpayers from Future Bailouts The financial crisis, taxpayer bailouts, and subsequent recession was caused by the misconduct of the nations largest banks and financial firms. These megabanks have proven, at great cost to American taxpayers, that they cannot be effectively managed, supervised or disciplined. They are clearly too-big-to-change, too-big-to-fail and must be downsized. (House and Senate, Federal Reserve, OCC) Legislation and Regulation - None Letters - Comment Letter to the SBA regarding Proposed Rule - Small Business Lending Company (SBLC) Moratorium Rescission and Removal of Requirement for a Loan Authorization; Docket Number SBA-2022-0013 and RIN 3425-AH92 (SBA) Comment Letter to the CFPB regarding SBREFA - Dodd-Frank Section 1033 Rulemaking - Personal Financial Data Sharing (CFPB) Comment Letter to FinCEN regarding Proposed Rule - Beneficial Ownership Information Access and Safeguards, and Use of FinCEN Identifiers for Entities - Docket Number FINCEN-2021-0005 and RIN 1506-AB49/AB50 (FinCEN) Comment Letter to the CFPB regarding - the ICBAs Trial Disclosure Application, Docket No. CFPB-2023-0016 (CFPB) Comment Letter to the FHFA regarding - The FHLBank System at 100: Focusing on the Future (Comprehensive Review) (FHFA) Action Alerts - Action Alert titled Urge CFPB to Approve TRID Improvement Proposal which is regarding the testing and adoption of a proposal to improve mortgage disclosures under TILA-RESPA Integrated Disclosure (TRID) rules (CFPB) Miscellaneous - Letter to the President about nominations for the FDIC Board - Dodd-Frank Act requirements that one member of the Board shall have state supervisory experience (President, Senate) Letter to the OCC, Federal Reserve, and the FDIC about delays in receiving reimbursement for Fraudulently Altered Return Checks (OCC, Federal Reserve, FDIC, House) Letter to the Federal Reserve about their denial of Custodia Banks application for Federal Reserve membership (Federal Reserve) Letter to House Financial Services Committee (HFSC) and Senate Banking Committee leadership requesting oversight hearings on the National Credit Union Administration (NCUA) (House and Senate) Legitimate bank service charges and fees are not, as characterized by the CFPB, exploitive, unfair, unlawful - Junk Fees (House, Senate, OCC) FHFA Listening Session (Second Round) - FHLBank System at 100: Focusing on the Future regarding the comprehensive review of the FHLBs including their role and potential policy changes (FHFA) The responsibility for the reimbursing the FDICs Deposit Insurance Fund (DIF) resulting from the failures of Silicon Valley Bank and Signature Bank and the FDICs insuring 100% of those failed banks deposits (House) Regarding the failures of Silicon Valley Bank and Signature Bank, policymakers did not follow the Dodd-Frank Act in using the Orderly Liquidation Authority (OLA) and the Orderly Liquidation Fund (OLF) but instead relied on the Systemic Risk Exception (SRE) to resolve these failed banks and insure 100% of the failed banks deposits (House)","Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),President of the U.S.,SENATE,Small Business Administration (SBA)",,60000,0,0,2023-04-12T14:56:55-04:00
2957980,543e1b21-12a5-40bf-93ae-0607692e3dbc,Q1,"LONGBOW PUBLIC POLICY GROUP, LLC",401106355,SIGNATORY WALL AND CEILING CONTRACTORS ALLIANCE,2023,first_quarter,FIN,"Financial Crimes Enforcement Network proposed rule entitled, Beneficial Ownership Information Access and Safeguards, and Use of FinCEN Identifiers for Entities. (87 FR 77404, Dec. 16, 2022).","Treasury, Dept of",50000,,0,0,2023-04-12T15:45:57-04:00
2957995,044b07be-73a4-43b9-a759-e196ddbdfde1,Q1,"EARLY WARNING SERVICES, LLC",401105876,"EARLY WARNING SERVICES, LLC",2023,first_quarter,FIN,"Issues related to financial services, fraud and risk management, payments, and technology.","HOUSE OF REPRESENTATIVES,SENATE",,70000,0,0,2023-04-12T15:53:09-04:00
2958124,a99627b4-dbc3-4454-81ab-922368a1ce6f,Q1,"DUTKO WORLDWIDE, LLC",12868,ACCENTURE FEDERAL SERVICES LLC,2023,first_quarter,FIN,Monitor financial services IT modernization,"Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",40000,,0,0,2023-04-12T17:08:15-04:00
2958159,e15179be-45e3-4727-b9a6-0342278486f2,Q1,UNITED STATES CANNABIS COUNCIL,401105969,UNITED STATES CANNABIS COUNCIL,2023,first_quarter,FIN,HR1996/S910SAFE Banking Act - The Secure and Fair Enforcement (SAFE) Banking Act - Legislation allowing financial institutions to conduct business with cannabis companies conducting business in legal states.,"HOUSE OF REPRESENTATIVES,SENATE",,20000,0,0,2023-04-12T18:17:32-04:00
2958296,2e8c65d6-1cca-4e58-8fcf-e3c45ee615d6,Q1,"MERCURY PUBLIC AFFAIRS, LLC",70175,"DAILYPAY, INC.",2023,first_quarter,FIN,Government affairs counseling and outreach to legislators in Congress,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-04-13T09:48:16-04:00
2958523,f9d3798f-2dd8-4f2e-ba77-fc8d905ea7e7,Q1,THE WILLIAMS GROUP,401104049,GENERAL MOTORS,2023,first_quarter,FIN,Legislation impact ILCs,"HOUSE OF REPRESENTATIVES,SENATE",37500,,0,0,2023-04-13T12:04:18-04:00
2958529,59c8285b-c1f3-4c4c-bd2b-b41701443084,Q1,THE WILLIAMS GROUP,401104049,AMERICAN FINANCIAL SERVICES ASSOCIATION,2023,first_quarter,FIN,Legislation impacting ILCs,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2023-04-13T12:08:23-04:00
2958531,fd003ac7-de76-4105-9bbf-77de58e06ba4,Q1,THE WILLIAMS GROUP,401104049,TRANSUNION,2023,first_quarter,FIN,Legislation related to the fair credit reporting act,"HOUSE OF REPRESENTATIVES,SENATE",11250,,0,0,2023-04-13T12:12:12-04:00
2958542,d53cf9ae-5463-4504-b5b1-cc117a9988f8,Q1,THE WILLIAMS GROUP,401104049,THE MANAGED FUNDS ASSOCIATION,2023,first_quarter,FIN,Legislation related to securities law reform,"HOUSE OF REPRESENTATIVES,SENATE",25000,,0,0,2023-04-13T12:15:51-04:00
2958547,0a2ef6ef-bac1-4161-a725-5222650e2903,Q1,THE WILLIAMS GROUP,401104049,ROBINHOOD,2023,first_quarter,FIN,Securities law reform,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-04-13T12:18:54-04:00
2958554,fbec8c22-806e-41ae-b360-0d5f53069140,Q1,THE WILLIAMS GROUP,401104049,H&R BLOCK,2023,first_quarter,FIN,Consumer protection reform legislation,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-04-13T12:22:23-04:00
2958556,8ce38f44-013f-4bac-941d-cd1de147c7aa,Q1,WEB 3.0 TECHNOLOGIES FOUNDATION,401107189,WEB 3.0 TECHNOLOGIES FOUNDATION,2023,first_quarter,FIN,Issues relating to Blockchain and Cryptocurrencies,"HOUSE OF REPRESENTATIVES,SENATE",,130000,0,0,2023-04-13T12:23:35-04:00
2958559,619aaa84-df71-42a5-b020-20a10a950d6d,Q1,THE WILLIAMS GROUP,401104049,"MUFG BANK, LTD.",2023,first_quarter,FIN,Securities law reform legislation,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-04-13T12:24:23-04:00
2958572,8e476886-073c-414b-b039-55972e5708d4,Q1,THE WILLIAMS GROUP,401104049,"METLIFE GROUP, INC.(FKA METROPOLITAN LIFE)",2023,first_quarter,FIN,Financial services and securities law reforms,"HOUSE OF REPRESENTATIVES,SENATE",19500,,0,0,2023-04-13T12:35:34-04:00
2958573,9549a3b5-8129-4f3a-9bdd-fb9a31f5c78d,Q1,HOGAN LOVELLS US LLP,18422,BINANCE HOLDINGS LIMITED,2023,first_quarter,FIN,Crypto industry issues,"HOUSE OF REPRESENTATIVES,SENATE",150000,,0,0,2023-04-13T12:36:23-04:00
2958575,182e9ef4-4e83-4a67-ae56-277f73322daf,Q1,HOGAN LOVELLS US LLP,18422,POPULUS FINANCIAL GROUP,2023,first_quarter,FIN,Work to establish Federal Rate Caps,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-04-13T12:39:07-04:00
2958594,54c7a45b-a24f-4c52-82d3-33ab9b2a4f36,Q1,STELLAR DEVELOPMENT FOUNDATION,401105816,STELLAR DEVELOPMENT FOUNDATION,2023,first_quarter,FIN,"CFTC regulation of digital assets; Development of a legislative framework for stablecoins; Increasing the regulatory clarity pertaining to crypto assets and crypto facilities; Diversity, equity, and financial inclusion matters in the digital assets sector; Illicit finance and Know Your Customer (KYC)/Anti-Money Laundering (AML) matters; Cryptocurrency and application of blockchain and distributed ledger technology to financial services applications; Central Bank Digital Currencies (CBDCs); Crypto exchanges; Interoperability","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of Science & Technology Policy (OSTP),SENATE,Treasury, Dept of,U.S. Agency for International Development (USAID)",,230000,0,0,2023-04-13T12:55:18-04:00
2958647,d7029782-dd61-4bde-94bb-d17c2d03fefd,Q1,KASOWITZ LLP,401103221,BIZ2CREDIT INC.,2023,first_quarter,FIN,Monitor policy and legislation with impact on fintechs and small businesses.,"Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office",38709,,0,0,2023-04-13T13:47:58-04:00
2958666,07259c7a-ea00-4518-baeb-a0fdbec172e6,Q1,HOGAN LOVELLS US LLP,18422,AIG,2023,first_quarter,FIN,Insurance related issues including cyber insurance,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2023-04-13T14:02:16-04:00
2958670,52fcd9d0-ce3e-4b86-92f5-4e9d425a45be,Q1,HOGAN LOVELLS US LLP,18422,CORPORATION SERVICES COMPANY,2023,first_quarter,FIN,U.S. cybersecurity strategy,,10000,,0,0,2023-04-13T14:05:32-04:00
2958677,40bcedbc-b791-423e-825d-31a2bee2012b,Q1,HOGAN LOVELLS US LLP,18422,"ELDRIDGE BUSINESS SERVICES, LLC",2023,first_quarter,FIN,"General issues related to insurance, financial services and agricultural policy.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-13T14:06:43-04:00
2958818,d94242d9-e05a-4cae-b6e8-2d5958ecb4f8,Q1,NCR VOYIX CORPORATION (FKA NCR CORPORATION),28925,NCR VOYIX CORPORATION (FKA NCR CORPORATION),2023,first_quarter,FIN,Regulatory issues related to financial services technology. Policies related to innovation in and security of payments technology.,"HOUSE OF REPRESENTATIVES,SENATE",,110000,0,0,2023-04-13T15:28:46-04:00
2958837,44ebcbee-3ebf-46f4-9874-4f173cb34b46,Q1,"CASSIDY & ASSOCIATES, INC.",8453,NCR VOYIX CORPORATION,2023,first_quarter,FIN,Regulatory issues related to financial services technology. Policies related to innovation in and security of payment technologies.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-04-13T15:52:13-04:00
2959011,1306e958-94e2-46b5-ab93-5d14adb273fb,Q1,"CERES, INC.",400426044,"CERES, INC.",2023,first_quarter,FIN,Climate Smart Agriculture,"HOUSE OF REPRESENTATIVES,SENATE",,70000,0,0,2023-04-14T00:49:14-04:00
2959083,39aa04f7-e991-42f1-a3b9-beb034ed1208,Q1,AARP,1694,AARP,2023,first_quarter,FIN,No bill number. Discussed Person to Person (P2P) platform reforms and P.L. 95-630 Electronic Funds Transfer Act. No bill number. Discussed cryptocurrency fraud. No bill number. Discussed the Edith Shorougian Senior Victims of Fraud Compensation Act. No bill number. Discussed accredited investor definition. No bill number. Discussed digital engagement practices and securities.,"Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE",,3850000,0,0,2023-04-14T08:31:06-04:00
2959143,6a9702be-76f3-44b5-a73a-baeffd2d41ef,Q1,FINSECA,298034,FINSECA,2023,first_quarter,FIN,H.R. 1059: SECURE Notarization Act of 2023 H.R. 1165: Data Privacy Act of 2023 Issues related to retirement security Information reporting for Certain Life Insurance Contract Transactions and Modifications to the Transfer for Valuable Consideration Rules (RE-103083-18),"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of",,650000,0,0,2023-04-14T09:18:45-04:00
2959201,f1d43b3c-8496-4bb6-88b2-d33384f3256b,Q1,"PUBLIC STRATEGIES WASHINGTON, INC.",32486,PRUDENTIAL FINANCIAL INC,2023,first_quarter,FIN,Proposals related to ESG disclosures Monitoring issues related to U.S.-China relationship,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-14T09:54:33-04:00
2959282,787f591b-65e4-4a34-9391-5305600ca600,Q1,"CME GROUP, INC.",9033,CME GROUP INC,2023,first_quarter,FIN,"Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title II: Issues related to orderly liquidation authority and Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities; Issues related to Crypto Spot Market Regulation","HOUSE OF REPRESENTATIVES,SENATE",,340000,0,0,2023-04-14T10:41:20-04:00
2959298,f047e772-4ca4-492f-a85a-587a6f5b7ee0,Q1,"T CAP SOLUTIONS, LLC",401106172,INTERCONTINENTAL EXCHANGE GROUP INC,2023,first_quarter,FIN,Legislation or issues concerning trading in the securities and derivatives markets.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-04-14T11:05:25-04:00
2959300,e843731d-eb5b-42d3-9d16-87ca6f3387aa,Q1,"T CAP SOLUTIONS, LLC",401106172,JAPAN SECURITIES CLEARING CORPORATION,2023,first_quarter,FIN,Legislation or issues concerning trading in the securities and derivatives markets.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-14T11:06:16-04:00
2959301,16602625-f363-4e47-a7da-6cbf2d1ab81a,Q1,"T CAP SOLUTIONS, LLC",401106172,CITADEL ENTERPRISE AMERICAS LLC,2023,first_quarter,FIN,Legislation or issues concerning trading in the securities and derivatives markets.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-04-14T11:06:56-04:00
2959302,6893a6c0-d21d-4d52-b26b-b4a14c6dbb48,Q1,"T CAP SOLUTIONS, LLC",401106172,CHAINALYSIS INC.,2023,first_quarter,FIN,Issues or legislation regarding the use of blockchain analysis technology to pursue illicit financial activity and to support financial regulation.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-04-14T11:08:51-04:00
2959304,8e944ad3-53b9-466b-8f39-299f3a8980dc,Q1,"T CAP SOLUTIONS, LLC",401106172,MANAGED FUNDS ASSOCIATION,2023,first_quarter,FIN,"Issues, regulation, or legislation related to market structure of the financial services industry.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-04-14T11:09:47-04:00