id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
2769083,29e18f2b-d3c1-45e5-bb31-9de0fd9545f7,1T,"T CAP SOLUTIONS, LLC",401106172,"WEST REALM SHIRES SERVICES, INC. D/B/A FTX US",2022,first_quarter,FIN,Legislation or regulation concerning the treatment of digital assets.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,1,2022-02-03T10:35:30.943000-05:00
2769174,8be28c84-452e-4dc4-a708-e20789fccaed,1T,LXR GROUP,401106346,NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION,2022,first_quarter,FIN,"Advocated on behalf of policies to enhance investor protection for investors, with emphasis on retail investors and elderly investors, as well as issues that implicated state securities regulators or their regulatory responsibilities.","HOUSE OF REPRESENTATIVES,SENATE",11250,,0,1,2022-03-12T11:57:27-05:00
2769234,84ae7afd-4f43-4f5b-b2db-d525f7a22b3c,Q1,HUTTON STRATEGIES,312758,FEDERATED INVESTORS,2022,first_quarter,FIN,monitor financial services and capital markets issues generally -- including S. 2684,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2022-03-21T14:29:26-04:00
2769324,f234a2eb-8c8f-448f-be5f-a03fc4246114,Q1,MAX BURNS,401106379,TRANSPARENCY INTERNATIONAL E.V.,2022,first_quarter,FIN,Foreign Extortion Prevention Act Corporate Transparency Act Russia sanctions package FinCen rulemaking,"HOUSE OF REPRESENTATIVES,SENATE",5856,,0,0,2022-03-31T11:48:44-04:00
2769479,ead6ceac-4316-4072-a897-dfdee9ba3ae9,Q1,CAPITOL COUNSEL LLC,313715,DIGITAL CURRENCY GROUP,2022,first_quarter,FIN,Issues regarding cryptocurrency regulation.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",60000,,0,0,2022-04-01T15:22:35-04:00
2769623,da212a76-b0ab-4b0e-907e-be0b35763364,Q1,"THE MAJORITY GROUP, LLC",400713141,"EXPANSION FUNDING PARTNERS, LLC",2022,first_quarter,FIN,Securities and stock exchange,"HOUSE OF REPRESENTATIVES,SENATE",235000,,0,0,2022-04-04T08:55:18-04:00
2769634,f6c8371a-1548-404c-aec9-779165f99924,Q1,"THE MAJORITY GROUP, LLC",400713141,AMERICAN PETROLEUM INSTITUTE,2022,first_quarter,FIN,Corporate and investor disclosures,"HOUSE OF REPRESENTATIVES,SENATE",23000,,0,0,2022-04-04T09:11:27-04:00
2769640,07139d60-afca-41a0-8c20-dbe4bfdcae6d,Q1,"THE MAJORITY GROUP, LLC",400713141,CLICK N' CLOSE (FORMERLY MID AMERICA MORTGAGE),2022,first_quarter,FIN,Work on HUDs upcoming down payment assistance rule making,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2022-04-04T09:50:41-04:00
2769655,e15ecc02-9e80-49e0-9b17-bd9e6fb52ba9,Q1,"THE MAJORITY GROUP, LLC",400713141,NATIONSTAR MORTGAGE,2022,first_quarter,FIN,Ongoing monitoring of legislative and regulatory issues impacting the mortgage industry,"HOUSE OF REPRESENTATIVES,SENATE",23000,,0,0,2022-04-04T10:06:38-04:00
2769818,2ff2fbd4-c2a3-4301-9e0b-f2a252bb43aa,Q1,CORPORATION FOR SUPPORTIVE HOUSING,69195,CORPORATION FOR SUPPORTIVE HOUSING,2022,first_quarter,FIN,grandfather CDFIs into managing SBA programs such as Paycheck Protection Program without requiring that they comply with banking regulations or SBA designations,,,25000,0,0,2022-04-04T15:43:36-04:00
2769849,9cfc893e-561c-4176-a1a2-e7813643b2a9,Q1,PENN AVENUE PARTNERS,400918672,WESTERN UNION,2022,first_quarter,FIN,Financial Services Issues. Cross Border Remittance Issues.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2022-04-04T17:50:03-04:00
2769871,7b4c0617-614e-4d76-a49b-601420534daf,Q1,THORSEN FRENCH ADVOCACY LLC,400599826,WESTERN UNION,2022,first_quarter,FIN,Monitor Issues Related to Anti-Money Laundering. Monitor Counterfeiting Issues.,,20000,,0,0,2022-04-04T21:50:10-04:00
2769876,e1a7018e-1489-4f10-a9e1-a19c9403e6e7,Q1,"J.P. DEESE & ASSOCIATES, LLC",401106194,DEFI ANGELS LLC,2022,first_quarter,FIN,"1) Biden Executive Order on cryptocurrencies, digital assets - guidance to federal cabinet-level and other regulatory agencies and authorities, considerations, compliance, and best practices for stakeholders, developers, and other elements within the decentralized finance space. 2) H.R. 6006 - Keep Innovation in America Act 3. H.R. 5496 - Clarity of Digital Tokens Act of 2021",HOUSE OF REPRESENTATIVES,,,0,0,2022-04-05T01:47:33-04:00
2769922,eb7436fe-3f54-4807-9cc3-329dd07c0331,Q1,NOMURA HOLDING AMERICA INC.,400609851,NOMURA HOLDING AMERICA INC.,2022,first_quarter,FIN,General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. Issues related to the transition from LIBOR to SOFR.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,120000,0,0,2022-04-05T10:49:11-04:00
2770029,cce1f11e-1295-4882-ac85-4fda93188a8d,Q1,VALERIE MORSE WHITE CONSULTING,40041336,VISA U.S.A. INC.,2022,first_quarter,FIN,Issues relating to interchange fees issues relating to diversity and inclusion,HOUSE OF REPRESENTATIVES,30000,,0,0,2022-04-05T17:26:58-04:00
2770071,db720152-b465-4470-9086-0aa00cf63fcd,Q1,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,26901,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,2022,first_quarter,FIN,"Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title ""advisor.adviser"" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens.","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE",,425387,0,0,2022-04-06T09:13:09-04:00
2770118,934e938f-3c2e-4949-869d-454f5515c2b8,Q1,"URBAN SWIRSKI & ASSOCIATES, LLC",400584784,"REINSURANCE GROUP OF AMERICA, INCORPORATED",2022,first_quarter,FIN,"General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to ""The Dodd-Frank Wall Street Reform and Consumer Protection Act"" P.L. No. 111-203","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2022-04-06T10:32:50-04:00
2770131,ece86dd7-8623-4657-967a-153e0a05912e,Q1,RICH FEUER ANDERSON,84775,WELLINGTON MANAGEMENT CO LLP,2022,first_quarter,FIN,Legislation and regulation affecting asset management services.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2022-04-06T12:04:11-04:00
2770213,f5953713-579c-4f7f-872c-6d13dd4e0692,Q1,"PRI US, INC",401105678,"PRI US, INC",2022,first_quarter,FIN,"SEC Climate change disclosure, ESG disclosure",Securities & Exchange Commission (SEC),,,0,0,2022-04-06T16:11:16-04:00
2770228,d6e0fa99-dc1a-4f26-8cbd-a46ff1786e3f,Q1,EQUIPMENT LEASING AND FINANCE ASSOCIATION,13767,EQUIPMENT LEASING AND FINANCE ASSOCIATION,2022,first_quarter,FIN,Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203) Issues related to HR 2540 Small Business and Lending Fairness Act HR 4521 America COMPETES Act S 1260 US Innovation and Competition Act of 2021,"Consumer Financial Protection Bureau (CFPB),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE",,120000,0,0,2022-04-06T16:52:53-04:00
2770459,260b3ae1-5937-4681-930f-33e065052d86,Q1,EXPERIAN NORTH AMERICA,293038,EXPERIAN NORTH AMERICA,2022,first_quarter,FIN,"Legislative and regulatory issues pertaining to credit reporting and scoring, including H.R. 773, H.R. 1645, H.R. 2537, H.R. 2547, H.R. 4120, S. 214, and S. 2417.","Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE",,360000,0,0,2022-04-07T18:50:10-04:00
2770470,0bb3ce66-952f-4dc3-9c59-fb28768241f5,Q1,M&T BANK CORPORATION,401104858,M&T BANK CORPORATION,2022,first_quarter,FIN,"economic development, retirement savings, other regulations related to financial institutions","HOUSE OF REPRESENTATIVES,SENATE",,80000,0,0,2022-04-07T19:55:14-04:00
2770518,9e07cf90-7469-4f48-b3f5-f5a6997d1cdb,Q1,HOLLAND & KNIGHT LLP,18466,"CONTINENTAL SERVICE GROUP, INC. D/B/A CONSERVE",2022,first_quarter,FIN,Education and advocacy around the private debt collection program required under Section 6306(c)(1) of the Internal Revenue Code and ConServe's position as an approved private debt collector under the program.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2022-04-08T07:35:03-04:00
2770561,2b5ac3f5-516b-41da-ace7-50ac59753b7e,Q1,"RWC, INC",400510505,COIN CENTER,2022,first_quarter,FIN,Issues related to cryptocurrency technology,"Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",100000,,0,0,2022-04-08T09:48:25-04:00
2770562,6a9d4376-8007-4cf8-96f1-8b20a0c095fc,Q1,"RWC, INC",400510505,COIN CENTER,2022,first_quarter,FIN,Issues related to cryptocurrency technology,"Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",100000,,0,0,2022-04-08T09:48:33-04:00
2770639,07594531-2812-4eb8-8e9e-19c407ffa71a,Q1,MCDERMOTT WILL & SCHULTE LLP,24338,SANTA BARBARA TAX PRODUCTS GROUP,2022,first_quarter,FIN,"Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2022-04-08T10:52:30-04:00
2770651,d4fb5b2e-5999-407d-a378-a14c5e45b077,Q1,HOLLAND & KNIGHT LLP,18466,"CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC.",2022,first_quarter,FIN,Educating members of Congress and staff on financial planning business tax incentives and retirement issues and policy.,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2022-04-08T11:06:56-04:00
2770698,47b7f0be-bb12-41af-98d5-39adc2997bc5,Q1,SOCIETY FOR CORPORATE GOVERNANCE,400789376,SOCIETY FOR CORPORATE GOVERNANCE,2022,first_quarter,FIN,SEC Rules 13D & 13F,"HOUSE OF REPRESENTATIVES,SENATE",,16000,0,0,2022-04-08T12:04:01-04:00
2770831,8f572f7d-4db7-4696-84e6-8ec1c3f31f1b,Q1,HOLLAND & KNIGHT LLP,18466,"AVA LABS, INC.",2022,first_quarter,FIN,"Educating targeted House & Senate Members and staff regarding issues including blockchain, decentralized finance, digital coins and assets and related issues.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2022-04-08T16:57:56-04:00
2770920,c1e17d68-0905-4653-91b9-c7165a80e695,Q1,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2022,first_quarter,FIN,Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2022-04-08T20:32:13-04:00
2770922,f5356510-9d1d-4abd-a69d-5348c272270f,Q1,RICH FEUER ANDERSON,84775,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"" FORMERLY NASD)",2022,first_quarter,FIN,Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2022-04-08T20:36:04-04:00
2770926,124323b9-8b6b-42f2-899d-c85357b78939,Q1,RICH FEUER ANDERSON,84775,NOMURA AMERICA HOLDING INC.,2022,first_quarter,FIN,"Regulation of broker-dealers, including capital requirements. Regulation of derivatives and equity market structure issues.","HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2022-04-08T20:53:20-04:00
2770928,dd6bd147-e567-4778-a525-7f5d8e95547b,Q1,RICH FEUER ANDERSON,84775,"SWIFT, INC.",2022,first_quarter,FIN,"Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the ""United States Innovation and Competition Act of 2021,"" and H.R.3524, the ""EAGLE Act."" Issues related to central bank digital currencies.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2022-04-08T21:04:34-04:00
2770930,90349c9e-4321-4dda-a222-a5407f9a6eca,Q1,RICH FEUER ANDERSON,84775,"FRANKLIN SQUARE HOLDINGS, L.P.",2022,first_quarter,FIN,Regulation of business development companies.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2022-04-08T21:11:26-04:00
2770934,078fe03e-3606-498d-af99-088d53e9e83d,Q1,RICH FEUER ANDERSON,84775,"SOCIAL FINANCE, INC.",2022,first_quarter,FIN,"Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2022-04-08T21:14:28-04:00
2770939,275f1948-4e1a-47a5-bb8a-85226064e826,Q1,RICH FEUER ANDERSON,84775,AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION,2022,first_quarter,FIN,Regulatory structure for insurance and financial services.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2022-04-08T21:20:38-04:00
2770943,df32f25c-21a2-4ff9-9a2a-e9535e78545c,Q1,RICH FEUER ANDERSON,84775,"THE HARTFORD FINANCIAL SERVICES GROUP, INC.",2022,first_quarter,FIN,Legislative proposals addressing pandemic risk insurance and business interruption insurance.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2022-04-08T21:47:19-04:00
2770949,6a54106b-8889-43b1-9fc6-410c9a423373,Q1,RICH FEUER ANDERSON,84775,GUARDIAN LIFE INSURANCE COMPANY,2022,first_quarter,FIN,"Legislation and regulation affecting provision of life insurance and disability insurance, including implementation of H.R.748, the ""Coronavirus Aid, Relief, and Economic Security Act.""","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2022-04-08T22:06:46-04:00
2771252,f25f0a5b-93ac-4add-af04-a7443758fb83,Q1,"RESOLUTION PUBLIC AFFAIRS, LLC",401105068,WELLS FARGO & COMPANY,2022,first_quarter,FIN,"Issues related to GSIBs, generally","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2022-04-11T10:08:24-04:00
2771261,3c517283-e877-4a15-ade2-8ab852468971,Q1,"RESOLUTION PUBLIC AFFAIRS, LLC",401105068,INVESTMENT COMPANY INSTITUTE,2022,first_quarter,FIN,"The Build Back Better Act, pay fors related to investment tax increases Issues related to registered funds, generally","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2022-04-11T10:13:52-04:00
2771263,1727b260-272c-444f-aa62-939464b470b3,Q1,"CASSIDY & ASSOCIATES, INC.",8453,SOCIETY OF ACTUARIES,2022,first_quarter,FIN,General legislative issues related to actuarial profession,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",20000,,0,0,2022-04-11T10:14:26-04:00
2771486,54e812a5-8881-41ae-9fd7-703d96e666be,Q1,DENT STRATEGIES,401105616,CUNA MUTUAL GROUP,2022,first_quarter,FIN,H.R. 3962/S. 1625 - SECURE Notarization Act - expands access to remote online notary services H.R. 4350/S. 1605 - National Defense Authorization Act for FY 2022 - includes SECURE Notarization Act S. 3715 - E-Sign Modernization Act - the bill repeals the requirement that consumers must demonstrate their ability to access information electronically in order to consent to the use of electronic records.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2022-04-11T13:27:07-04:00
2771512,50c881dc-485d-437b-b8e1-06286fcc3049,Q1,DENT STRATEGIES,401105616,AMERICAN FAMILY MUTUAL INSURANCE COMPANY,2022,first_quarter,FIN,H.R. 2471 - Omnibus spending bill - includes cyber incident reporting provision,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2022-04-11T13:45:01-04:00
2771721,3bbc9d84-32fe-4557-baf7-8ccf4d82f59b,Q1,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,7725,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,2022,first_quarter,FIN,Credit union and credit union related issues.,"HOUSE OF REPRESENTATIVES,SENATE",,110000,0,0,2022-04-11T19:41:54-04:00
2771745,84d54b44-9a54-493c-85d9-884b1531c368,Q1,THE WILLIAMS GROUP,401104049,GENERAL MOTORS,2022,first_quarter,FIN,Federal charters,"HOUSE OF REPRESENTATIVES,SENATE",37500,,0,0,2022-04-11T20:26:14-04:00
2771747,f93d0156-c5be-4167-b0c7-aa6fc538f9df,Q1,THE WILLIAMS GROUP,401104049,"METLIFE GROUP, INC.(FKA METROPOLITAN LIFE)",2022,first_quarter,FIN,Insurance and Securities Law,"HOUSE OF REPRESENTATIVES,SENATE",19500,,0,0,2022-04-11T20:27:04-04:00
2771748,5b0df28f-ff20-4776-9eba-437c3bcd9909,Q1,THE WILLIAMS GROUP,401104049,AMERICAN FINANCIAL SERVICES ASSOCIATION,2022,first_quarter,FIN,Banking Law,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2022-04-11T20:27:39-04:00
2771750,a6b82420-a2f5-463b-abb0-e34d03c75117,Q1,THE WILLIAMS GROUP,401104049,TRANSUNION,2022,first_quarter,FIN,Fai Credit Reporting Act,"HOUSE OF REPRESENTATIVES,SENATE",11250,,0,0,2022-04-11T20:29:13-04:00
2771753,1a10d74e-55f3-4538-b19a-b5092b93aee9,Q1,THE WILLIAMS GROUP,401104049,ROBINHOOD,2022,first_quarter,FIN,Securities Law,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2022-04-11T20:31:45-04:00
2771774,e7410b3b-3eee-4fea-8ff7-0f60b6cd48a2,Q1,RICH FEUER ANDERSON,84775,FAIR ISAAC CORPORATION (DBA FICO),2022,first_quarter,FIN,"Issues related to credit scores, including implementation of S.2155, the ""Economic Growth, Regulatory Relief and Consumer Protection Act,"" and of H.R.748, the ""Coronavirus Aid, Relief and Economic Security Act."" S. 2417 Credit access and inclusion Act; S. 1838 - Building Credit Access for Veterans Act of 2021.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2022-04-12T08:27:33-04:00
2771833,7788673e-4c29-4624-8776-6cf66c8a9ec5,Q1,GUSTO,401106368,GUSTO,2022,first_quarter,FIN,Issues related to consumer credit and earned wage advance,"Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2022-04-12T10:00:45-04:00
2771849,904a2025-2087-4516-b284-6dacb51b6f14,Q1,"CBOE GLOBAL MARKETS, INC.",48510,"CBOE GLOBAL MARKETS, INC.",2022,first_quarter,FIN,Issues related to potential change in the U.S. Tax Code impacting securities.,"HOUSE OF REPRESENTATIVES,SENATE",,60000,0,0,2022-04-12T10:15:42-04:00
2771875,4d2cb96c-f537-4315-9349-3b3846c7c507,Q1,"MINDSET ADVOCACY, LLC",296271,INVESCO LTD,2022,first_quarter,FIN,"Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; Federal data privacy and data security proposals.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2022-04-12T10:26:47-04:00
2771910,9bd68707-4306-4035-9023-7c838be984af,Q1,HOLLAND & KNIGHT LLP,18466,"PCI SECURITY STANDARDS COUNCIL, LLC",2022,first_quarter,FIN,"Payment card security standards issues related to data breach, privacy, data security, and cyber security.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2022-04-12T10:51:09-04:00
2771911,4b501c41-c0bc-4ab2-8c03-963d92627484,Q1,ACG ADVOCACY,2057,AMBAC ASSURANCE CORPORATION,2022,first_quarter,FIN,Military housing finance issues. Fiscal issues impacting Puerto Rico.,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",90000,,0,0,2022-04-12T10:51:35-04:00
2772202,de29eeac-7592-45ae-b080-6d30473d9f2a,Q1,"EARLY WARNING SERVICES, LLC",401105876,"EARLY WARNING SERVICES, LLC",2022,first_quarter,FIN,"Issues related to financial services, fraud and risk management, payments, and technology.","HOUSE OF REPRESENTATIVES,SENATE",,30000,0,0,2022-04-12T13:58:47-04:00
2772241,9fd26734-61dd-48ea-b21b-bba6dbbc4f3d,1A,EQUIPMENT LEASING AND FINANCE ASSOCIATION,13767,EQUIPMENT LEASING AND FINANCE ASSOCIATION,2022,first_quarter,FIN,Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203) Issues related to HR 2540 Small Business and Lending Fairness Act HR 4521 America COMPETES Act S 1260 US Innovation and Competition Act of 2021,"Consumer Financial Protection Bureau (CFPB),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE",,120000,0,0,2022-04-12T14:39:12-04:00
2772270,3ab999d5-9cf7-4789-8328-658c4d915749,Q1,THE WILLIAMS GROUP,401104049,THE MANAGED FUNDS ASSOCIATION,2022,first_quarter,FIN,Securities Law Changes,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2022-04-12T14:57:23-04:00
2772316,88f3029e-991b-401b-bf08-5d9766b6a817,Q1,RELX INC.,49511,RELX INC,2022,first_quarter,FIN,Issues related to consumer reporting for the unbanked and underbanked. Issues related to algorithmic bias and algorithmic discrimination. Issues related to the used of Artificial Intelligence in financial services.,"HOUSE OF REPRESENTATIVES,SENATE",,520000,0,0,2022-04-12T15:51:20-04:00
2772405,38991989-8a4e-4816-8b23-d8789494edc1,Q1,BOSE PUBLIC AFFAIRS GROUP,297294,NAVIENT SOLUTIONS LLC (FORMERLY NAVIENT CORPORATION),2022,first_quarter,FIN,issues affecting student loan servicing and financial literacy and education,"Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE",20000,,0,0,2022-04-12T16:46:54-04:00
2772806,038658cc-0ca5-493a-99b7-2d1b6a30596b,Q1,MICHIGAN CREDIT UNION LEAGUE,25157,MICHIGAN CREDIT UNION LEAGUE,2022,first_quarter,FIN,"Lapses by the retail industry/merchants in securing consumer information continue to be extremely problematic and costly to consumers and financial institutions. MCUL is advocating that Congress hold retailers to the same or similar data security standards as the financial service industry has to abide by and require retailers notify credit unions sooner once a breach occurs. We support legislation that ensures all businesses, institutions and organizations that collect, use or share personal data are subject to national standards, to include language that preempts state requirements, among other things. MCUL supports modernizing the Federal Credit Union Act (FCUA). The financial service industry is rapidly changing. Advancements in technology, including high speed internet connectivity, have significantly change our society and how financial institutions do business. Updating the FCUA has become necessary to ensure federally chartered credit unions have the powers and flexibility to be competitive and members can benefit from new technology. We are currently supporting S.762 and H.R. 5189, to increase the limit on federal credit union loan maturity. Additionally, as a result of the ongoing COVID-19 crisis, Rep. Brad Sherman (D-CA-30) introduced legislation we are supporting, H.R. 6550, the Access to Credit for Small Businesses Impacted by the COVID-19 Crisis Act. The bill would exempt credit union loans related to the pandemic from the MBL for a period of three years. MCUL supports H.R. 2311, the Credit Union Governance Modernization Act of 2021 that was recently signed into law. The bill updates how federal credit unions can handle violent members or members that have or seek to commit fraud against the credit union. The bill provides an important update to the FCUA and prioritizes member and credit union staff safety. We support passage of the H.R. 7003, the Expanding Finance Access for Underserved Communities Act, which would allow federal credit unions to add underserved communities to their fields of membership, exempt business loans by FCU's in underserved areas from the member business lending cap and expand the definition of an underserved area to include areas that are more than 10 miles from the nearest financial institution branch. MCUL is monitoring developments for GSE/housing finance reform and will advocate to make sure any reforms reflect the significant role credit unions play in the secondary mortgage market and we will defend against anything that is potentially harmful to credit unions and our members. MCUL supports congressional efforts, including H.R. 2040, to reform bank secrecy act/anti-money laundering reforms and provide financial institutions relief from unnecessary, duplicate and burdensome rules. H.R. 2040 would increase the CTR threshold from $10,000 to $30,000 and adjust the SAR threshold from $5,000 to $10,000 for most financial institutions. MCUL is educating members of our congressional delegation on the growing interest among credit union members and credit unions in cryptocurrency. We believe Congress should explore ways to regulate the delivery of financial services using digital currencies to ensure consumers are protected in the same way if they received financial services from a financial institution. We urge Congress to look for ways to enable credit unions and other financial institutions to provide digital assets, so that these services can be properly overseen by federal regulators. Finally, credit unions seek parity with other financial institutions in this area as credit unions must be able to offer digital/crypto products and services directly to their members in the same way that other institutions can to their customers. MCUL stands opposed to a proposal by the U.S. Treasury Department that would require financial institutions to report on an annual basis, the gross inflows and outflows, for member accounts (businesses and individuals). We have been educating our congressional delegation on the issue and urging them to reject including the proposal in legislation. Lastly, credit unions are not-for-profit member-owned financial institutions, owned by members they service. Credit unions consumer-focused model is self-regulating and a principle reason why credit unions are not covered by the Community Reinvestment Act (CRA). MCUL will educate members of the delegation of the work credit unions are doing to serve low/moderate-income, diverse communities and the negative impacts of including credit unions in the CRA. We will oppose efforts that would result in credit unions of any size being included in the CRA.","HOUSE OF REPRESENTATIVES,SENATE",,10000,0,0,2022-04-13T11:51:58-04:00
2772869,e7bf2974-e5e9-4dae-89b4-c65ec9d30c5d,Q1,EXEL ADVISORS,401105119,MGIC,2022,first_quarter,FIN,SEC activities relating to reporting for public companies.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2022-04-13T12:43:31-04:00
2772914,eb1fc7d8-31a8-4c89-a641-11c3456b4374,Q1,SQUIRE PATTON BOGGS,30906,GOVERNMENT OF U.S. VIRGIN ISLANDS,2022,first_quarter,FIN,Acceptance of direction letter to pay matching fund receipts to Special Purpose Securitization Corporation for stabilization of USVI Government Employees Retirement System (GERS).,"Interior, Dept of (DOI),Treasury, Dept of,White House Office",220000,,0,0,2022-04-13T13:53:59-04:00
2772922,12cef166-1d7e-4d78-95da-b4b4bdf9d2f6,Q1,FEDERAL AGRICULTURAL MORTGAGE CORPORATION,14303,FEDERAL AGRICULTURAL MORTGAGE CORPORATION,2022,first_quarter,FIN,Modifications to enhance Farmer Mac's renewable energy and telecommunications authorities,"Farm Credit Administration,HOUSE OF REPRESENTATIVES,SENATE",,70000,0,0,2022-04-13T14:04:37-04:00
2772925,67eaf86f-1abb-4154-901c-8ffcf600b155,Q1,FEDERAL AGRICULTURAL MORTGAGE CORPORATION,14303,FEDERAL AGRICULTURAL MORTGAGE CORPORATION,2022,first_quarter,FIN,Modifications to enhance Farmer Mac's renewable energy and telecommunications authorities,"Farm Credit Administration,HOUSE OF REPRESENTATIVES,SENATE",,70000,0,0,2022-04-13T14:04:47-04:00
2773171,31aeeb4c-1d8b-43bf-9782-9059319f2676,Q1,"DUTKO WORLDWIDE, LLC",12868,ACCENTURE FEDERAL SERVICES LLC,2022,first_quarter,FIN,Monitor financial services IT modernization,"Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",40000,,0,0,2022-04-13T16:36:52-04:00
2773360,c0e54b48-e849-4506-a70e-01b21385ad62,Q1,"HUDSON COOK, LLP",308731,"INFIN, A FINANCIAL SERVICES ALLIANCE (F/K/A FINANCIAL SERVICE CENTERS AMERICA)",2022,first_quarter,FIN,"Federal policy relating to anticipated Consumer Financial Protection Bureau regulation of consumer financial services including payday lending, auto title lending, and regulatory process. Potential legislation to regulate interest rates on financial products. S.J. Res. 15 - A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Office of the Comptroller of the Currency relating to ""National Banks and Federal Savings Associations as Lenders."" Implementation of the CARES Act (PL 116-136), provisions relating to the payroll protection program. Implementation of the American Rescue Plan Act of 2021 (PL-117-2), provisions relating to the payroll protection program. Legislative proposals relating to prohibiting retail businesses from refusing cash payments. H.R. 2040, The Financial Reporting Threshold Modernization Act, provisions relating to updating thresholds for certain currency transaction reports and suspicious activity reports. H.R. 1996, The SAFE Banking Act of 2021, provisions relating to the provision of financial services to cannabis-related businesses and service providers S. 563, The Fair Access to Banking Act, provisions relating to fair access to financial services and discount window lending programs. Veterans and Consumers Fair Credit Act (H.R. 5974/S. 2508), provisions relating to regulation of interest rates on financial products.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2022-04-13T18:10:50-04:00
2773361,46d55bcb-a508-41b6-86e0-0e05cfd69e67,Q1,"HUDSON COOK, LLP",308731,"INFIN, A FINANCIAL SERVICES ALLIANCE (F/K/A FINANCIAL SERVICE CENTERS AMERICA)",2022,first_quarter,FIN,"Federal policy relating to anticipated Consumer Financial Protection Bureau regulation of consumer financial services including payday lending, auto title lending, and regulatory process. Potential legislation to regulate interest rates on financial products. S.J. Res. 15 - A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Office of the Comptroller of the Currency relating to ""National Banks and Federal Savings Associations as Lenders."" Implementation of the CARES Act (PL 116-136), provisions relating to the payroll protection program. Implementation of the American Rescue Plan Act of 2021 (PL-117-2), provisions relating to the payroll protection program. Legislative proposals relating to prohibiting retail businesses from refusing cash payments. H.R. 2040, The Financial Reporting Threshold Modernization Act, provisions relating to updating thresholds for certain currency transaction reports and suspicious activity reports. H.R. 1996, The SAFE Banking Act of 2021, provisions relating to the provision of financial services to cannabis-related businesses and service providers S. 563, The Fair Access to Banking Act, provisions relating to fair access to financial services and discount window lending programs. Veterans and Consumers Fair Credit Act (H.R. 5974/S. 2508), provisions relating to regulation of interest rates on financial products.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2022-04-13T18:11:02-04:00
2773394,f4f671a4-2ab6-4e3b-826a-3f567c8f618a,Q1,COGENT STRATEGIES LLC,401104684,"LEAPYEAR TECHNOLOGIES, INC.",2022,first_quarter,FIN,"Issues related to data security, differential privacy, and privacy enhancing technologies.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2022-04-13T19:35:19-04:00
2773602,5e085323-52db-434e-b20d-1730aec26b89,Q1,MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP),24486,"MORTGAGE RESEARCH CENTER, LLC",2022,first_quarter,FIN,Mortgage servicing issues and general financial services issues,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2022-04-14T10:20:27-04:00
2773625,029a47b9-f8c8-40fb-83b1-9de3dbf94ac5,Q1,FINANCIAL SERVICES INSTITUTE,400712136,FINANCIAL SERVICES INSTITUTE,2022,first_quarter,FIN,"independent contractor status (HR 842/S 420 - the PRO Act, and the DOL's delay & withdrawal of the final rule clarifying the definition of independent contractor under the FLSA); retirement security legislation such as the Securing a Strong Retirement Act; SEC Regulation Best Interest, diversity & inclusion, payments to ensemble practices, SEC share class enforcement efforts, fixes to Tax Cuts and Jobs Act (TCJA) 2017 such as restoring the tax deductibility of advisory fees, tax provisions in the Build Back Better Act","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE",,212000,0,0,2022-04-14T10:42:23-04:00
2773675,c9bb2b7a-768c-42ab-bb76-ffa5200e4b8e,Q1,AMERICAN FINANCIAL SERVICES ASSOCIATION,2354,AMERICAN FINANCIAL SERVICES ASSOCIATION,2022,first_quarter,FIN,"Issues pertaining to installment lending and vehicle financing, data security matters, credit reporting issues, industrial loan companies charters, postal banking, debt collection and third party vendors, Consumer Financial Protection Bureau matters, legislation regarding rates on credit lending, provisions in American Rescue Plan Act relating to credit provisions and small business loans, HEROES Act on provisions relating to the PPP loans, H.R.1799 PPP Extension Act regarding processing applications, HR 1996 and S. 910 SAFE Banking Act on provisions related to lawful businesses, Section 1071 of Dodd-Frank act","Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE,White House Office",,280000,0,0,2022-04-14T11:18:46-04:00
2773695,20b2754c-8e55-4e54-ad2b-4c33cd4b80b9,Q1,"MINDSET ADVOCACY, LLC",296271,THE BLACKSTONE GROUP INC.,2022,first_quarter,FIN,Issues affecting the regulation of private equity,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2022-04-14T11:29:56-04:00
2773820,dc8372e7-e8b4-4002-946b-995e968f2dd1,Q1,60 PLUS ASSOCIATION,41988,60 PLUS ASSOCIATION,2022,first_quarter,FIN,Support for IRA Perseverance Act. Support for transparency with proxy advisory firms. Opposition to the Financial Transactions Tax (FTT).,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2022-04-14T12:13:30-04:00
2773863,39548466-4721-423b-b95b-ee34399956ec,Q1,"THE LIVINGSTON GROUP, LLC",49635,INVESTMENT COMPANY INSTITUTE,2022,first_quarter,FIN,"1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940. (15) H.R. 3899, FSOC nonbank SIFI designation",,30000,,0,0,2022-04-14T12:30:47-04:00
2773947,788bb2f1-fbb2-47a2-8de4-27aeb23bf7e0,Q1,SIDLEY AUSTIN LLP,35230,ALBERTA INVESTMENT MANAGEMENT CORPORATION,2022,first_quarter,FIN,CFIUS reform legislation (FIRRMA) including S. 2098 and H.R. 4311.,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2022-04-14T13:07:40-04:00
2773951,9efdfb78-d7f6-49fc-878f-77aecc19cdfd,Q1,SIDLEY AUSTIN LLP,35230,BLOOMBERG LP,2022,first_quarter,FIN,"H.R. 3555, ""the Exchange Regulatory Improvement Act"".","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2022-04-14T13:12:01-04:00
2773989,ab9cc4b2-d196-48df-ae02-80f068e11332,Q1,SIDLEY AUSTIN LLP,35230,EQUILIBRIUM CAPITAL,2022,first_quarter,FIN,"H.R. 748-116th Congress (2019-2020), agriculture infrastructure","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2022-04-14T13:22:33-04:00
2774041,8ea1dd56-056b-47e9-9fa1-476fe6c9f393,Q1,SIDLEY AUSTIN LLP,35230,INTERNATIONAL COUNCIL OF SHOPPING CENTERS,2022,first_quarter,FIN,CARES Act and potential stimulus assistance for the retail real estate industry,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",,,0,0,2022-04-14T13:32:08-04:00
2774054,772418b9-5f37-410c-bf89-9c3133377267,Q1,SIDLEY AUSTIN LLP,35230,OWL ROCK CAPITAL PARTNERS,2022,first_quarter,FIN,Implementation of CARES Act; tax policy; financial disclosures,"HOUSE OF REPRESENTATIVES,U.S. Trade Representative (USTR),White House Office",50000,,0,0,2022-04-14T13:35:08-04:00
2774069,dc059376-5e1c-413c-9d4f-f2372b34fa57,Q1,SIDLEY AUSTIN LLP,35230,WEB BANK,2022,first_quarter,FIN,"Issues that impact state-chartered banks that operate under Federal banking law, including financial technology proposals.","Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE",,,0,0,2022-04-14T13:38:46-04:00
2774070,d4b76058-6e9c-44ca-ade1-50f760a008a4,Q1,SIDLEY AUSTIN LLP,35230,"YUM CHINA HOLDINGS, INC.",2022,first_quarter,FIN,S. 945/H.R. 7000 Holding Foreign Companies Accountable Act,HOUSE OF REPRESENTATIVES,35000,,0,0,2022-04-14T13:40:01-04:00
2774077,d093bcf1-5e01-49a7-be03-2c9840bc7266,Q1,STRUCTURED FINANCE ASSOCIATION,401103239,STRUCTURED FINANCE ASSOCIATION,2022,first_quarter,FIN,"1. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules (includes the Liquidity Coverage Ratio, The Fundamental Review of the Trading Book, efforts to create ""Simple, Transparent and Comparable"" (STC) securitizations, STC treatment for short-term securitizations, and capital treatment of consolidated SPEs when risk transfer occurs). 2. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS asset classes, specifically auto, credit card, equipment lease and student loans. 3. General Dodd-Frank Implementation and Reform Efforts - Issues concerning the implementation of DFA final rules, including risk retention, the Liquidity Coverage Ratio (LCR), and uncleared swap margin rules; issues related to risk retention provisions, the Volcker Rule (discussed SFA's recommended changes with staff at SEC, Federal Reserve Board, FDIC and OCC), arbitration clauses, lead regulator concept, and ""valid when made"" loan provisions; reform proposals as they relate to securitization and capital markets generally; the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act of 2018, specifically provisions potentially related to securitization. 4. SFA is a member of the Alternative Reference Rates Committee (ARRC) at the Federal Reserve Bank of New York working to determine best path for transition away from LIBOR (in 2021, the U.K.s Financial Conduct Authority will stop compelling banks to report LIBOR). SFA co-chairs the ARRCs Securitization Working Group which meets regularly with the goal of producing concrete recommendations on how best to effect the transition. 5. Advocacy related to industry concerns regarding the Bureaus proposed consent judgment in the case of Consumer Financial Protection Bureau v. National Collegiate Master Student Loan Trusts. This case has broad implications for the securitization market as the consent order could alter the parties settled contractual rights and obligations in these transactions. 6. Employee Retirement Income Security Act of 1974 (ERISA) - Issues relating to the interpretation and implementation of amendments and exemptions to ERISA as they relate to structured finance; issues related to ERISA disclosures provided in securitization offering documents. 7. Trust Indenture Act of 1939 (TIA) - Issues relating to a potential conflict with a provision of the Trust Indenture Act - allowing for a clarification to be limited to the LIBOR transition event and eliminating the potential of setting an unintended precedent. 8. True Lender - Issues relating to the Office of the Comptroller of the Currency rule issued in October 2020 that eliminates any ambiguity to when a bank is considered the true lender when extending a loan, including in the context of a bank and third-party partnership, including S.J. Res. 15. 9. Section 1062 (Certain Sales Between Grantor Trust and Deemed Owner) of the Amendment in the Nature of a Substitute to the Build Back Better Act (H.R. 5376) which would treat certain grantor trusts as separate from their owners for certain purposes. 10. LIBOR Transition - Issues related to H.R. 4616, the Adjustable Interest Rate (LIBOR) Act of 2021, and its inclusion in the Consolidated Appropriations Act, 2022.","Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of",,264376,0,0,2022-04-14T13:42:03-04:00
2774177,ae8e7611-89b6-4f67-b969-5033b06ba95d,Q1,"ADVANCED POLICY CONSULTING, LLC",401103524,"INDEPENDENT INVESTMENT BANKERS, CORP.",2022,first_quarter,FIN,"HR 935 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"" and S. 3391 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021""","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2022-04-14T14:13:18-04:00
2774182,7765e6d9-c13a-4470-ac1d-a8261e7e6958,Q1,"ADVANCED POLICY CONSULTING, LLC",401103524,"BA SECURITIES, LLC",2022,first_quarter,FIN,"HR 935 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"" and S. 3391 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021""","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2022-04-14T14:14:46-04:00
2774187,b07fd007-563d-44e7-98c6-f3a532e01dad,Q1,"ADVANCED POLICY CONSULTING, LLC",401103524,"M&A SECURITIES GROUP, INC.",2022,first_quarter,FIN,"HR 935 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"" and S. 3391 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021""","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2022-04-14T14:16:47-04:00
2774195,458b93b5-cfe7-4b45-9c4d-699e5ef703b0,Q1,FUTURES INDUSTRY ASSOCIATION,15678,FUTURES INDUSTRY ASSOCIATION,2022,first_quarter,FIN,Monitor financial derivatives legislation and regulation and any such laws or rules that impact derivatives market participants. Monitor and ensure capital rules do not disincentive clearing. Monitor the prospects of CFTC reauthorization. Monitor emerging legislation related to digital asset regulation. H.R.4337 - The Commodity Futures Trading Commission Research and Development Modernization Act H.R.5767 - The Risk Management for Derivatives Clearing Organizations Act,"HOUSE OF REPRESENTATIVES,SENATE",,200000,0,0,2022-04-14T14:18:23-04:00
2774217,500e1e71-94ad-4edc-80e9-b2c4ea1eb7f8,Q1,"ADVANCED POLICY CONSULTING, LLC",401103524,INVESTMENT COMPANY INSTITUTE (ICI),2022,first_quarter,FIN,"Monitoring Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI) and related legislation. Support e-delivery of shareholder communications. H.R. 2954 - ""Securing a Strong Retirement Act of 2021"" and S.1770 - ""Retirement Security and Savings Act of 2021.""","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2022-04-14T14:29:15-04:00
2774420,7572bbaa-0e8c-407e-a728-27fceb2d2cc0,Q1,DENTONS US LLP,36105,AMERICAN AMUSEMENT MACHINE ASSOCIATION,2022,first_quarter,FIN,"Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus funding, American Recovery Act of 2021; Implementation of American Recovery Act programs;","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2022-04-14T16:00:05-04:00
2774430,3e172006-6287-45dc-b4ee-1a39c2b106d0,Q1,"PORTERFIELD, FETTIG & SEARS, LLC",305054,NATIONAL AUTOMOBILE DEALERS ASSOCIATION,2022,first_quarter,FIN,General issues related to indirect auto financing.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2022-04-14T16:03:48-04:00
2774471,71355892-1ce5-45bd-8152-8d6bda8d3e98,Q1,"PORTERFIELD, FETTIG & SEARS, LLC",305054,STRUCTURED FINANCE ASSOCIATION,2022,first_quarter,FIN,Structured finance issues; housing finance; issues related to LIBOR transition.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2022-04-14T16:16:22-04:00
2774473,ba1f2935-38a9-4465-9e21-9312b849ad8f,Q1,"PORTERFIELD, FETTIG & SEARS, LLC",305054,ACORNS,2022,first_quarter,FIN,Financial wellness; issues related to consumer data; issues related to digital engagement.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2022-04-14T16:18:42-04:00
2774493,0f267bbf-cf05-4aed-9f57-ffe512315f08,Q1,"MINDSET ADVOCACY, LLC",296271,"ZILLOW GROUP, INC.",2022,first_quarter,FIN,"Issues related to home valuation, real estate market trends and outlook; Issues related to data security and privacy; Issues related to online real estate; Mortgage policy, Issues related to Covid-19 relief proposals","Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2022-04-14T16:33:50-04:00
2774497,c09d92e0-e189-4ded-920c-763f06ff483f,Q1,"WARNER, NORCROSS + JUDD LLP",401050963,BUSINESS INTERMEDIARY EDUCATION FOUNDATION,2022,first_quarter,FIN,"Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 935 (117th Congress) the Small Business, Mergers, Acquisitions and Sales Broker Simplification Act.","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2022-04-14T16:36:42-04:00
2774517,fac0db33-114c-4dfe-9d41-1b55553d67dc,Q1,DENTONS US LLP,36105,AMUSEMENT AND MUSIC OPERATORS ASSOCIATION,2022,first_quarter,FIN,"Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID Relief Program implementation, American Recovery Act of 2021;","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2022-04-14T16:46:26-04:00
2774544,5d9dabdc-946f-43fc-a3bb-7b702343c1c4,Q1,DAVIS & HARMAN LLP,11674,LPL FINANCIAL,2022,first_quarter,FIN,"H.R. 3279, Gender Diversity in Corporate Leadership Act (116th Congress).","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2022-04-14T17:12:25-04:00
2774553,4aec2257-3b19-4ee9-87af-08f58ae4f9cc,Q1,TIBER CREEK GROUP,20744,"SECRETARY OF STATE, STATE OF DELAWARE",2022,first_quarter,FIN,Issues related to implementation of beneficial ownership reporting requirements.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2022-04-14T17:18:45-04:00
2774598,4934e2d9-3710-4316-9de8-8a3a661c6e46,Q1,DAVIS & HARMAN LLP,11674,BROKER/DEALER COORDINATION GROUP,2022,first_quarter,FIN,Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE",40000,,0,0,2022-04-14T17:41:11-04:00
2774710,13d78f1f-15d2-4567-8471-89bb40d0ba84,Q1,"PORTERFIELD, FETTIG & SEARS, LLC",305054,"(""BIO"") BIOTECHNOLOGY INDUSTRY ORGANIZATION",2022,first_quarter,FIN,Issues related to capital formation and capital markets.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2022-04-15T08:20:49-04:00
2774711,b589c4b5-f731-4dda-b929-56bfc8762cc9,Q1,"PORTERFIELD, FETTIG & SEARS, LLC",305054,"BLOCK, INC. (FORMERLY REPORTED AS SQUARE, INC.)",2022,first_quarter,FIN,"Issues related to payment processing, mobile payments, lending and fintech, ILC issues; issues related to cryptocurrency.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2022-04-15T08:24:39-04:00