id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date 2260605,5b94e31f-2479-4073-9249-6af4b116f7ec,1T,ERIS GROUP,82055,EQUITY DEALERS OF AMERICA,2019,first_quarter,FIN,"Issues affecting U.S. equity markets, including capital formation, market structure and private client issues.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,1,2019-03-07T17:53:49.857000-05:00 2260618,29944d88-ba33-4893-80f3-16fda408f455,1T,ERIS GROUP,82055,"NIKE, INC.",2019,first_quarter,FIN,Issues affecting corporate governance of publicly-listed companies.,"HOUSE OF REPRESENTATIVES,SENATE",5000,,0,1,2019-03-08T11:21:19.513000-05:00 2260625,a1800c92-8a53-4604-9ab0-593a807ce050,1T,ERIS GROUP,82055,SCRATCH SERVICES INC.,2019,first_quarter,FIN,"Issues relating to student loan servicing. Issues relating to Federal student aid.","Consumer Financial Protection Bureau (CFPB),Education, Dept of,Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE",,,0,1,2019-03-08T12:17:27.793000-05:00 2260636,9f27d49c-d84d-4c84-a102-9b0ecda627f9,1T,ERIS GROUP,82055,WESTERN UNION,2019,first_quarter,FIN,General cross border remittance issues; general de-risking issues; general issues concerning money service businesses; general issues related to anti-money laundering and terrorist finance; issues related to implementation of the Dodd-Frank Act regarding money remitters; issues related to financial fraud; regulation and licensing of money remitters; data protection; financial services integration; human trafficking.,"HOUSE OF REPRESENTATIVES,SENATE",11000,,0,1,2019-03-08T14:23:41.097000-05:00 2260642,18e6eae6-0d33-446b-a232-7a65d2817da0,1T,ERIS GROUP,82055,BROADMARK CAPITAL LLC,2019,first_quarter,FIN,"Issues related to the implementation of the JOBS Act. Issues affecting strategic investing, new company IPO formation, and the qualifications of accredited investors.","Commerce, Dept of (DOC),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA)",7500,,0,1,2019-03-08T15:31:47.397000-05:00 2260643,faebad2d-1eb3-443a-9b41-33e377ddd158,1T,ERIS GROUP,82055,INSTITUTE FOR PORTFOLIO ALTERNATIVES FORMERLY INVESTMENT PROGRAM ASSOCIATION,2019,first_quarter,FIN,"SEC rules relating to changes to section 12(g) of the Securities Exchange Act of 1934 implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act. Issues relating to leverage ratios for non-traded business development companies.","HOUSE OF REPRESENTATIVES,SENATE",18600,,0,1,2019-03-08T15:42:49.757000-05:00 2260759,2c6c56df-6e59-4d41-893c-660a4e06ce7e,1T,BRETT HEWITT,401104924,PROPERTY CASUALTY INSURERS ASSOCIATION OF AMERICA,2019,first_quarter,FIN,Oversight of insurance savings and loan holding companies,"Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of",10000,,0,1,2019-03-22T15:27:59.633000-04:00 2260838,88355cfe-b96a-44a4-b8c9-d902156e7b82,Q1,"REPUBLIC CONSULTING, LLC",401016871,FINICITY,2019,first_quarter,FIN,Advocate Consumer Access to financial data.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2019-03-30T13:18:12.380000-04:00 2260840,91869ab4-f333-41bf-b318-4dc33ffb6ab2,Q1,"REPUBLIC CONSULTING, LLC",401016871,CFA INSTITUTE,2019,first_quarter,FIN,"Capital Markets Policy and regulation of investment professionals, and investment products.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2019-03-30T13:27:14.033000-04:00 2260850,5c32c8df-2f77-4c42-8948-f4661e462246,Q1,"REPUBLIC CONSULTING, LLC",401016871,WORKIVA,2019,first_quarter,FIN,Financial Transparency Act and Use of machine readable data in government reports.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2019-03-30T13:48:26.387000-04:00 2260937,5ab43b4f-c9b3-45bc-b0c8-6bdff19c618b,Q1,COMMERCE BANK,400728185,COMMERCE BANK,2019,first_quarter,FIN,"Marijuana Banking, CECL, Export Import Bank,","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2019-04-01T10:59:12.937000-04:00 2261024,c4b08172-8784-43b3-b9c0-6816a1a0d190,Q1,"RWC, INC",400510505,COIN CENTER,2019,first_quarter,FIN,Issues related to cryptocurrency technology,"Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",40000,,0,0,2019-04-01T15:10:40.047000-04:00 2261075,ee7d7bc1-6518-4d86-9f3e-0fd1968b4def,Q1,"THE VELASQUEZ GROUP, L.L.C.",53403,CHARLES SCHWAB & COMPANY,2019,first_quarter,FIN,"Monitoring for introduction of any legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.",HOUSE OF REPRESENTATIVES,30000,,0,0,2019-04-01T16:55:02.790000-04:00 2261262,068f6dbf-8d08-421a-99ee-ea52e74e191a,Q1,MCDERMOTT WILL & SCHULTE LLP,24338,SANTA BARBARA TAX PRODUCTS GROUP,2019,first_quarter,FIN,"Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards.","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2019-04-02T16:11:22.960000-04:00 2261265,cec579d5-62be-42b7-aa25-7fb38d068391,Q1,PICKARD DJINIS AND PISARRI LLP,400568702,INSTITUTIONAL SHAREHOLDER SERVICES INC.,2019,first_quarter,FIN,H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017; Corporate Governance Fairness Act; Issues related to regulation of proxy advisory firms.,SENATE,,,0,0,2019-04-02T16:16:23.873000-04:00 2261289,4d56d8f1-889e-4537-a2a0-8b88ece85ae4,Q1,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,7725,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,2019,first_quarter,FIN,"Credit unions operations, capital requirements and reserves Current Expected Credit Losses (CECL), and issues related to the Federal Credit Union Act.","Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE",,110000,0,0,2019-04-02T17:23:38.143000-04:00 2261309,2a91f008-098c-4a70-b2a7-5d46761ef328,Q1,INTEREL US,401104823,ISACA,2019,first_quarter,FIN,Lobbied on cybersecurity and related issues in regard to the financial services sector.,"HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),SENATE,Treasury, Dept of",30000,,0,0,2019-04-02T18:05:43.757000-04:00 2261449,230f20c8-fd8e-4c9e-b1b3-49c2e873cc1b,Q1,ACG ADVOCACY,2057,AMBAC ASSURANCE CORPORATION,2019,first_quarter,FIN,Military housing finance issues.,"HOUSE OF REPRESENTATIVES,SENATE",90000,,0,0,2019-04-03T13:39:16.120000-04:00 2261611,9eca0ea7-3f70-4254-ab22-ed7c86552030,Q1,"KABBAGE, INC.",401104099,"KABBAGE, INC.",2019,first_quarter,FIN,"1. Educate members of Congress and agencies on Financial Technology solutions (FinTech) in the online small business lending space. 2. Educate on an ""Open Banking Environment"" (Dodd Frank Sec. 1033 compared to international systems like U.K. Open Banking) so small business customers may share their financial data through permission based APIs with third party FinTech platforms.","Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of",,85000,0,0,2019-04-04T09:32:08.487000-04:00 2261731,acc2a6c2-552b-4061-9b5e-208d151564d5,Q1,"A10 ASSOCIATES, LLC",401105040,ASCENSUS,2019,first_quarter,FIN,Issues related to Retirement Enhancement and Savings Act.,"Treasury, Dept of",30000,,0,0,2019-04-04T13:17:24.897000-04:00 2261978,dea44dc2-100f-4a5a-988e-cc66b61f4d70,Q1,ONE ACTION,400615867,ONE ACTION,2019,first_quarter,FIN,"BUILD Act Oversight with OPIC, USAID, and new DFC","HOUSE OF REPRESENTATIVES,Natl Security Council (NSC),Office of Management & Budget (OMB),Overseas Private Investment Corp (OPIC),SENATE,State, Dept of (DOS),U.S. Agency for International Development (USAID),White House Office",,630000,0,0,2019-04-05T09:26:51.247000-04:00 2262052,267e713d-d9a1-4762-9ff7-15e1d90d5ccc,Q1,EMERSON,13506,EMERSON,2019,first_quarter,FIN,Corporate Governance Fairness Act,"HOUSE OF REPRESENTATIVES,SENATE",,70000,0,0,2019-04-05T11:48:36.300000-04:00 2262128,dcc1a4a6-e888-476b-a17e-6d9893f64628,Q1,COUNCIL OF INSTITUTIONAL INVESTORS,11082,COUNCIL OF INSTITUTIONAL INVESTORS,2019,first_quarter,FIN,"March 21, 2019CII letter to SEC on earnings releases and quarterly reports March 13, 2019CII letter to SEC on NASDAQ direct listing proposal Feb. 27, 2019CII letter to Chair and Ranking Member of Senate Banking Committee regarding hearing on capital formation and corporate governance Feb. 15, 2019CII letter to SEC on stock exchange costs Feb. 11, 2019CII letter to SEC on NYSE SPACs proposal Feb. 6, 2019CII letter to Representative Meeks on Improving Corporate Governance Through Diversity Act Jan. 31, 2019CII letter to SEC on proxy mechanics Jan. 31, 2019CII letter to SEC on MiFID II research provisions Jan. 31, 2019CII letter to SEC on mandatory arbitration Jan. 22, 2019CII letter to SEC on Long-Term Stock Exchange, Inc's registration as a national securities exchange Jan. 22, 2019CII letter to Chair and Ranking Member of Committee on Financial Services regarding H.R. 624","Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,,0,0,2019-04-05T14:45:28.433000-04:00 2262451,42066cd3-94b0-490e-8702-d6d386785084,Q1,"ALLON ADVOCACY, LLC",401104657,YODLEE INC.,2019,first_quarter,FIN,"Access to consumer permissioned financial electronic records, third-party bank vendor risk management guidance","Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",80000,,0,0,2019-04-08T11:52:49.590000-04:00 2262512,3b9aa11f-aabd-4952-948f-64df203674bb,Q1,"ALLON ADVOCACY, LLC",401104657,ACHIEVE,2019,first_quarter,FIN,Marketplace lending issues,"Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of",80000,,0,0,2019-04-08T12:54:23.107000-04:00 2262567,1cb5ed55-7057-442a-a5c5-e681202166e8,Q1,MILLER & CHEVALIER CHARTERED,25306,AMERICAN FIDELITY CORPORATION,2019,first_quarter,FIN,Legislation affecting financial services issues.,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2019-04-08T14:14:57.583000-04:00 2262579,a0d060ef-db2a-4000-bf93-fc9432341668,1T,RICH FEUER ANDERSON,84775,THOMSON REUTERS,2019,first_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act."" Modernization of anti-money laundering, terrorist financing and data security legislation.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,1,2019-04-08T14:22:03.560000-04:00 2262699,af6e8f9d-c0ee-49db-abc6-2808334697ea,Q1,AMERICAN FINANCIAL SERVICES ASSOCIATION,2354,AMERICAN FINANCIAL SERVICES ASSOCIATION,2019,first_quarter,FIN,"legislation (not yet introduced on unsolicited loan applications), issues pertaining to installment lending and vehicle financing, data security matters, credit reporting issues, Consumer Financial Protection Bureau matters","Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Accounting Standards Advisory Board (FASAB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,Vice President of the U.S.,White House Office",,250000,0,0,2019-04-08T16:50:21.017000-04:00 2262702,882f9498-6817-4eea-a83b-6173011f6fd9,Q1,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,400503478,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,2019,first_quarter,FIN,Proposal for a Harmonized Primary Regulator Approach to SEC and CFTC Regulation of Dual Registrants,"Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC)",,100000,0,0,2019-04-08T16:54:21.973000-04:00 2262707,f1c32a4c-21d1-44ed-8882-5cbd217088bb,Q1,RICH FEUER ANDERSON,84775,WELLINGTON MANAGEMENT CO LLP,2019,first_quarter,FIN,Regulation of asset managers.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2019-04-08T17:26:29.920000-04:00 2262792,079c7170-3235-4ac5-9a8d-0eb7708ab07b,Q1,"NASDAQ, INC.",27115,NASDAQ INC,2019,first_quarter,FIN,"General issues relating to the following: Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016; Legislation on confidential filing and test the waters, Encouraging Public Offerings Act of 2017; Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act of 2018; Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2018; Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018; SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017; Section 31 Fee Overpayments, Section 31 Fee Overpayments of 2017 (Senate), Section 31 Fee Overpayments of 2017 (House); Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Financial transaction tax; Tax treatment of buybacks and dividends; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and Requiring transparency of short positions that match existing requirements on long position holders.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,385000,0,0,2019-04-09T10:32:49.073000-04:00 2262938,14a62b03-3770-4cda-848e-5d670d687a28,Q1,CAPSTONE NATIONAL PARTNERS,8214,MGIC,2019,first_quarter,FIN,CECL ; FHFA,HOUSE OF REPRESENTATIVES,40000,,0,0,2019-04-09T14:13:20.730000-04:00 2262943,f1e988a7-f347-44c5-8c4f-f47d37991fd6,1T,"MINDSET ADVOCACY, LLC",296271,QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION,2019,first_quarter,FIN,Puerto Rico economic crisis,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",40000,,0,1,2019-04-09T14:20:22.740000-04:00 2262960,e34082f2-30e8-467b-94cc-7137f00aace7,Q1,CAPSTONE NATIONAL PARTNERS,8214,"FITCH GROUP, INC",2019,first_quarter,FIN,FY20,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2019-04-09T14:44:41.367000-04:00 2262972,7a5c8d10-51d8-4f54-bfa9-fe3794e78a55,Q1,CAPSTONE NATIONAL PARTNERS,8214,DIGITAL FEDERAL CREDIT UNION,2019,first_quarter,FIN,FY20,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2019-04-09T14:48:49.090000-04:00 2262975,6df6f0cc-fa75-4f77-9d6f-79485227faa2,Q1,CAPSTONE NATIONAL PARTNERS,8214,"NATIONAL COOPERATIVE BANK, N.A.",2019,first_quarter,FIN,FY20,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2019-04-09T14:49:50.497000-04:00 2263098,d62d9b31-6fc9-4420-9897-2585251736a7,Q1,MICHIGAN CREDIT UNION LEAGUE,25157,MICHIGAN CREDIT UNION LEAGUE,2019,first_quarter,FIN,"Lapses by the retail industry/merchants in security consumer information continue to be extremely problematic and costly to consumers and financial institutions. MCUL is advocating that Congress hold retailers to the same or similar data security standards as financial service industry have to abide by and require retailers notify credit unions sooner once a breach occurs. Currently, we are not supporting any specific legislation. MCUL supports modernizing the Federal Credit Union Act (FCUA). The financial service industry is rapidly changing. Advancements in technology, including high speed internet connectivity, have significantly change our society and how financial institutions do business. Updating the FCUA has become necessary to ensure federally chartered credit unions have the powers and flexibility to be competitive and members can benefit from new technology. We are currently supporting H.R. 1661, a bill that would provide the NCUA flexibility to increase non-mortgage loan maturity limits for federal credit unions. MCUL is monitoring developments for GSE/housing finance reform and will advocate to make sure any reforms reflect the significant role credit unions play in the secondary mortgage market and we will defend against anything that is potentially harmful to credit unions and our members.","HOUSE OF REPRESENTATIVES,SENATE",,10000,0,0,2019-04-09T16:16:29.107000-04:00 2263195,1d2910ba-0ec1-4824-9fa2-b52216d89376,Q1,THE WASHINGTON TAX & PUBLIC POLICY GROUP,294930,"LEGGETT & PLATT, INC.",2019,first_quarter,FIN,Issues related to Dodd-Frank reporting requirements.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2019-04-09T17:23:24.537000-04:00 2263220,30839188-9406-410c-ba4e-492581388946,Q1,HOLLAND & KNIGHT LLP,18466,DEPOSITORY TRUST & CLEARING CORPORATION,2019,first_quarter,FIN,"Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2019-04-09T17:59:41.817000-04:00 2263383,5fe22b75-8fc2-4469-8467-fc9505c5f643,Q1,"JM FAMILY ENTERPRISES, INC",20620,JM FAMILY ENTERPRISES INC,2019,first_quarter,FIN,"Consumer Financial Protection Bureau regulatory actions, oversight and legislation related to auto finance. ""Privacy Notification Technical Clarification Act"" Modernizing Annual Privacy Notice Requirement under the Gramm-Leach-Bliley Act","HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2019-04-10T11:02:50.803000-04:00 2263411,1b607318-37b4-4282-8c62-bec31f9985d5,Q1,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,26901,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,2019,first_quarter,FIN,"Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title ""advisor.adviser"" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens.","Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,590412,0,0,2019-04-10T11:36:07.047000-04:00 2263473,18316751-c7bc-42d7-95f2-85ee080f73d4,Q1,HOLLAND & KNIGHT LLP,18466,AMSCOT FINANCIAL CORPORATION,2019,first_quarter,FIN,"Legislation and policies affecting financial services, including pay day advances and check cashing.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2019-04-10T13:36:38.543000-04:00 2263485,f5014382-73b5-4784-8b51-80c108e85ed9,Q1,HOLLAND & KNIGHT LLP,18466,"PCI SECURITY STANDARDS COUNCIL, LLC",2019,first_quarter,FIN,Policy issues related to data breach and cyber security.,"Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE",50000,,0,0,2019-04-10T13:59:47.620000-04:00 2263547,4fd25301-12e3-4b84-b806-e442e86ef4b2,Q1,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2019,first_quarter,FIN,"Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the ""Consumer Financial Choice and Capital Markets Protection Act of 2019.""","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2019-04-10T14:50:23.687000-04:00 2263556,132eb7e5-eaef-4a45-9e89-5c4e323c5312,Q1,RICH FEUER ANDERSON,84775,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"" FORMERLY NASD)",2019,first_quarter,FIN,Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2019-04-10T14:56:28.067000-04:00 2263569,f93d7e7a-5bfc-4e8a-a448-59a1b7262f2b,Q1,JACKSON VAUGHN PUBLIC STRATEGIES,401103484,"ENOVA ONLINE SERVICES, INC.",2019,first_quarter,FIN,"CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019","Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2019-04-10T15:01:32.073000-04:00 2263578,5055408b-d938-4b0e-add6-7732460e5738,Q1,JACKSON VAUGHN PUBLIC STRATEGIES,401103484,"FIRST COMMAND FINANCIAL SERVICES, INC.",2019,first_quarter,FIN,"Department of Labor Fiduciary Rule; Department of Defense Rule 1344.07; HR 189, Financial Institution Customer Protection Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests in the States Act of 2019","Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE",,,0,0,2019-04-10T15:06:35.817000-04:00 2263580,7947f14c-56aa-47df-af66-5ba05e08e7e5,Q1,JACKSON VAUGHN PUBLIC STRATEGIES,401103484,ONLINE LENDERS ALLIANCE,2019,first_quarter,FIN,"CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1508/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability & Transparency to Advance Privacy Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests in the States Act of 2019","Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2019-04-10T15:11:38.307000-04:00 2263642,dd4e8204-bab1-4bf9-9165-142fa95ce602,Q1,SIFF & ASSOCIATES PLLC,400665998,"CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE",2019,first_quarter,FIN,"H.R. 1, the ""For the People Act of 2019""; Title IV, Subtitle F repealing the prohibition on the Securities and Exchange Commission promulgating regulations to require a shareholder vote for a corporation to engage in spending that supports the best interests of the company on public issues directly and through trade associations and other entities. Legislative proposal directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises substantial control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest (no bill introduced). Proposals related to public disclosure of all individuals who directly or indirectly derive a benefit from a corporation, limited liability company, or other entity. Proposals for a regulatory ""sandbox"" to facilitate innovation and consumer choice in financial services consistent with legal and regulatory requirements. CFPB development of ""No Action Letter"" process to clarify the scope of permissible activities by regulated entities. General education regarding the SEC's proposed Regulation Best Interest (83 Fed. Reg. 21574, May 9, 2018). General education concerning the need to simplify AML/BSA reporting mandates under the Bank Secrecy Act.","Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of",50000,,0,0,2019-04-10T16:17:21.283000-04:00 2263684,9544106d-2482-4dbf-ad0f-22a27b36a178,Q1,FIDELIS GOVERNMENT RELATIONS,306011,AFLAC,2019,first_quarter,FIN,Insurance issues generally,"Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE",45000,,0,0,2019-04-10T17:18:42.707000-04:00 2263833,ccdef045-208f-4f85-8604-75d46189821d,Q1,EXEL ADVISORS,401105119,MGIC,2019,first_quarter,FIN,Housing finance reform. Qualified mortgage patch.,"HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE",30000,,0,0,2019-04-11T10:13:39.830000-04:00 2263860,c97fd25b-4dbf-4414-b72e-1bda25892ebe,Q1,DEERE & COMPANY,11878,DEERE & COMPANY,2019,first_quarter,FIN,"Financial Choice Act H.J. Res 111, S. Res. 47 - Arbitration Agreements","Agriculture, Dept of (USDA),Environmental Protection Agency (EPA),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,U.S. Trade Representative (USTR)",,270000,0,0,2019-04-11T10:32:56.410000-04:00 2263863,23099b69-0c92-460b-9dc5-b8cbb06b1183,Q1,U.S. MORTGAGE INSURERS,401104459,U.S. MORTGAGE INSURERS,2019,first_quarter,FIN,"Issues pertaining to mortgage insurance, government-sponsored enterprises (GSEs), credit risk sharing, and housing finance reform.","Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of",,90000,0,0,2019-04-11T10:32:57.457000-04:00 2263960,f98eb521-a16c-4069-852f-b69be6e53fcd,Q1,AMERICAN RESORT DEVELOPMENT ASSN,3242,AMERICAN RESORT DEVELOPMENT ASSN,2019,first_quarter,FIN,Issues related to the implementation of Dodd-Frank; issues related to Consumer Financial Protection Bureau reforms; reauthorization of terrorism risk insurance program,"HOUSE OF REPRESENTATIVES,SENATE",,270000,0,0,2019-04-11T11:48:58.740000-04:00 2264075,1f4a7b4d-5c87-4890-8b26-87997fe5bef8,Q1,THORSEN FRENCH ADVOCACY LLC,400599826,WESTERN UNION,2019,first_quarter,FIN,Issues Related to Anti-Money Laundering.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2019-04-11T12:50:44.367000-04:00 2264170,76bb904b-7d51-4a23-9a78-bd1cb85b5bfe,Q1,RICH FEUER ANDERSON,84775,JPMORGAN CHASE HOLDINGS LLC,2019,first_quarter,FIN,"Issues related to capital and liquidity, margin, bank structure, market structure and market liquidity.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2019-04-11T14:47:38.170000-04:00 2264208,c076f098-ca61-432d-a203-e58329713662,Q1,"MERCURY PUBLIC AFFAIRS, LLC",70175,HARPETH FINANCIAL SERVICES,2019,first_quarter,FIN,CFPB Small Dollar rule,"HOUSE OF REPRESENTATIVES,Office of Administration,SENATE",50000,,0,0,2019-04-11T15:03:48.567000-04:00 2264225,161058aa-84b2-461c-8f87-e35b1851d68d,Q1,"TAUZIN CONSULTANTS, LLC",400671007,ST. CHARLES PARISH,2019,first_quarter,FIN,ssues related to the upcoming NFIP reauthorization.,"Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2019-04-11T15:14:52.173000-04:00 2264329,55d8290d-58e0-4c97-a7cc-92724e1db1a2,Q1,INTERNATIONAL COUNCIL OF SHOPPING CENTERS,19935,INTERNATIONAL COUNCIL OF SHOPPING CENTERS,2019,first_quarter,FIN,"Discussion of extension of Terrorism Risk Insurance program - no bill Discussion of extension of National Flood Insurance program - no bill","Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of",,260000,0,0,2019-04-11T16:06:27.050000-04:00 2264418,9f8e5c4e-b972-4b09-917e-d99c675531bb,Q1,"HUDSON COOK, LLP",308731,"INFIN, A FINANCIAL SERVICES ALLIANCE (F/K/A FINANCIAL SERVICE CENTERS AMERICA)",2019,first_quarter,FIN,"Legislative proposal (Luetkemeyer) related to access to banking services for financial services providers. Federal policy relating to anticipated Consumer Financial Protection Bureau regulation of consumer financial services including payday, auto title lending, and regulatory process. H.J.Res.122 - Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Bureau of Consumer Financial Protection relating to ""Payday, Vehicle Title, and Certain High-Cost Installment Loans"", S.J.Res.56 - A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to ""Payday, Vehicle, Title, and Certain High-Cost Installment Loans"". Legislative proposals H.R. 3299 Protecting Consumer's Access to Credit Act of 2017"" and H.R. 4439 ""Modernizing Credit Opportunities Act.","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2019-04-11T18:28:07.527000-04:00 2264440,eafa4f56-4437-4b7b-8b0a-3c68d39faef4,Q1,CAPITOL LEGISLATIVE STRATEGIES LLC,400432093,LEADING BUILDERS OF AMERICA,2019,first_quarter,FIN,"Proposals related to the reform of the Government Sponsored Enterprises (GSEs), Fannie Mae, Freddie Mac, FHA Issues related to housing finance","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2019-04-12T05:00:27.047000-04:00 2264462,7ccabeb0-29e7-4e90-b60c-f72bea521724,Q1,"MERCURY PUBLIC AFFAIRS, LLC",70175,"PRIMERICA, INC.",2019,first_quarter,FIN,"P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers; H.R. 4538,","HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE",30000,,0,0,2019-04-12T06:47:39.247000-04:00 2264464,0fabde69-f642-4f4d-979a-8f00017e489d,Q1,"MERCURY PUBLIC AFFAIRS, LLC",70175,"SHIPCHAIN, INC.",2019,first_quarter,FIN,regulatory proposals related blockchain and cryptocurrency.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2019-04-12T06:49:40.027000-04:00 2264578,4d3013bf-d034-4100-a4de-650b88057aa2,Q1,RICCHETTI INCORPORATED,62778,FINSECA,2019,first_quarter,FIN,issues related to standards of care for insurance agents and restrictions on commission based compensation arrangements,"HOUSE OF REPRESENTATIVES,SENATE",75000,,0,0,2019-04-12T11:10:38.827000-04:00 2264727,ac5a7f0a-5794-4f02-b8dc-3805fcf66e0d,Q1,LAVENDER CONSULTANTS,401104727,"JACKSON VAUGHN PUBLIC STRATEGIES ON BEHALF OF ENOVA ONLINE SERVICES, INC.",2019,first_quarter,FIN,"CFPB Small Dollar Lending Rule Operation Chokepoint Fintech Charter True Lender Legislation Valid When Made Legislation HR 1509/S. 656 - Stopping Abuse & Fraud in Electronic Lending Act of 2019 (SAFE Lending Act of 2019) HR 56 - Financial Technology Protection Act HR 189 - Financial Institution Customer Protection Act of 2019 HR 741 - Taking Account of Institutions with Low Operation Risk Act of 2019 (TAILOR Act of 2019) HR 1282 - Data Accountability & Trust Act HR 1491 - Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019 (FINTECH Act of 2019) HR 1423 companion bill to S.610 S. 142 - American Data Dissemination Act of 2019 S. 583 - Digital Accountability and Transparency to Advance Privacy Act S. 610 - Forced Arbitration Injustice Repeal Act S. 630 - Arbitration Fairness for Consumers Act S. 635 - Restoring Statutory Rights and Interests of the States Act of 2019 (arbitration)","Consumer Financial Protection Bureau (CFPB),Executive Office of the President (EOP),Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of",30000,,0,0,2019-04-12T13:08:41.040000-04:00 2264728,27632eab-61ad-4f85-9066-964380dfe2a8,Q1,LAVENDER CONSULTANTS,401104727,"JACKSON VAUGHN PUBLIC STRATEGIES ON BEHALF OF FIRST COMMAND FINANCIAL SERVICES,",2019,first_quarter,FIN,"Dept. of labor Fiduciary Rule Dept of Defense Rule 1344.07 HR 189 - Financial Institution Customer Protection Act of 2019 HR 1282 - Data Accountability & Trust Act S. 610 - Forced Arbitration Injustice Repeal Act S. 630 - Arbitration Fairness for Consumers Act S. 635 - Restoring Statutory Rights and Interests of the States Act of 2019","Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2019-04-12T13:09:41.650000-04:00 2264824,afb87e9f-eed7-4688-951a-54f72b0aecc8,Q1,"RESOLUTION PUBLIC AFFAIRS, LLC",401105068,WELLS FARGO & COMPANY,2019,first_quarter,FIN,Issues related to financial institutions generally.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2019-04-12T14:30:18.713000-04:00 2264845,032a3a82-331c-4845-b8b2-6a048253bc4b,Q1,AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA,14611,AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES,2019,first_quarter,FIN,"Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Mutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds. Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds. Fiduciary Duty: Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Lobby in favor of the SEC's proposed rule 30e-3 under the Investment Company Act of 1940 regarding electronic delivery of shareholder reports.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,530000,0,0,2019-04-12T14:39:29.397000-04:00 2264864,9e596569-74d8-4933-9fea-a300b671bb52,Q1,60 PLUS ASSOCIATION,41988,60 PLUS ASSOCIATION,2019,first_quarter,FIN,Support for the IRA Preservation Act.,"Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,White House Office",,,0,0,2019-04-12T14:45:35.763000-04:00 2265009,44467b2d-cec3-4719-bd43-78caafded079,Q1,"POTOMAC INTERNATIONAL PARTNERS, INC.",401104488,BITTREX INCORPORATED,2019,first_quarter,FIN,Federal policy relating to Block Chain technology.,"Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE",50000,,0,0,2019-04-12T16:51:30.673000-04:00 2265154,72cbe01f-5c34-4b2e-a368-aa8c5299fe87,Q1,INSTITUTIONAL LIMITED PARTNERS ASSOCIATION,401104451,INSTITUTIONAL LIMITED PARTNERS ASSOCIATION,2019,first_quarter,FIN,SEC Regulation of Private Equity Advisers,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,20000,0,0,2019-04-13T22:40:22.950000-04:00 2265206,56355e84-9b22-46e5-97c2-27b065bca9d6,Q1,PENN AVENUE PARTNERS,400918672,ELLIOTT MANAGEMENT CORPORATION,2019,first_quarter,FIN,"Monitoring issues related to the financial services industry. Issues related to Dodd-Frank Wall Street Reform and Consumer Protection Act. Educate Congress on issues impacting Elliott Management.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2019-04-14T17:20:58.730000-04:00 2265229,0e03247d-a11f-4f2b-9667-2e9adf889a69,Q1,PENN AVENUE PARTNERS,400918672,WESTERN UNION,2019,first_quarter,FIN,"Financial Services Issues. Cross Border Remittance Issues.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2019-04-14T17:52:10.897000-04:00 2265341,925b9a89-6baf-4ecd-a782-a20c60e4dff7,Q1,"STEWART STRATEGIES AND SOLUTIONS, LLC",400797392,"CLARK GEDULDIG CRANFORD & NIELSEN ON BEHALF OF TOTAL SYSTEM SERVICES, (""TSYS"")",2019,first_quarter,FIN,"Diversity efforts, privacy, data breach",HOUSE OF REPRESENTATIVES,30000,,0,0,2019-04-15T08:58:59.563000-04:00 2265343,14209f7a-fd86-45ca-afb0-0f609786c61b,Q1,ACG ADVOCACY,2057,"VIRTU FINANCIAL, LLC",2019,first_quarter,FIN,"Financial services issues. SEC budget and fees.",,30000,,0,0,2019-04-15T09:00:00.327000-04:00 2265411,31d61d78-3032-484a-8cdd-74e549fb5066,Q1,TAUZIN STRATEGIC NETWORKS,400786367,TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH),2019,first_quarter,FIN,"Advocated for the passage of House Amendment to S. 612, the Water Resources Development Act of 2016.","Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2019-04-15T10:07:29.637000-04:00 2265535,29a914b1-6bd5-43a5-ac29-587fb1285175,Q1,COIN CENTER INC.,401105091,COIN CENTER INC.,2019,first_quarter,FIN,Issues related to cryptocurrency technology,"HOUSE OF REPRESENTATIVES,SENATE",,70000,0,0,2019-04-15T11:13:19.290000-04:00 2265611,6769799d-4730-4ea7-ae72-885eb683ec43,Q1,FAIR ISAAC CORPORATION (DBA FICO),400612859,FAIR ISAAC CORPORATION (DBA FICO),2019,first_quarter,FIN,"Issues related to credit scoring; Implementation of PL 115-174, Economic Growth, Regulatory Relief and Consumer Protection Act (credit scores)","HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE",,120000,0,0,2019-04-15T11:54:53.810000-04:00 2265614,b29f21c1-d368-47e9-9661-9ca16ec086b6,Q1,"POBLETE TAMARGO, LLP",400620885,"RD LEGAL FUNDING, LLC",2019,first_quarter,FIN,"Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB.","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2019-04-15T11:56:55.860000-04:00 2265691,0b8d75b8-dca3-4e3a-8795-c87ce4fcb9f9,Q1,MAYNARD NEXSEN PC,60116,CMH SERVICES,2019,first_quarter,FIN,"Monitoring legislation and regulations related to manufactured housing, affordable housing; Housing and Economic Recovery Act of 2008 (Duty to Serve).","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2019-04-15T12:36:19.443000-04:00 2265731,d3d83d14-cdd9-4712-80f8-27054c0369c2,Q1,PUBLIC CITIZEN,32362,PUBLIC CITIZEN,2019,first_quarter,FIN,"Oversight priorities for 116th, ESG and shareholder issues, Financial reform broadly-Glass-Steagall, postal banking etc.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,U.S. Trade Representative (USTR)",,80000,0,0,2019-04-15T13:11:36.403000-04:00 2265752,d7bf8763-4e60-4d79-86a0-2aa0a71c6911,Q1,"CAPITOL HILL STRATEGIES, LLC",91774,INVESTMENT COMPANY INSTITUTE,2019,first_quarter,FIN,"Issues related to the regulation of asset managers Issues related to the electronic delivery of investor materials Possible Legislation regarding the creation of International Regulated Investment Companies (IRICs).","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2019-04-15T13:16:39.890000-04:00 2265899,7e915ac0-a12d-4834-8c81-31de5a4b5e95,Q1,THE OPTIONS CLEARING CORPORATION,66170,OPTIONS CLEARING CORPORATION,2019,first_quarter,FIN,Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market.,"Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,750000,0,0,2019-04-15T14:25:42.827000-04:00 2265905,a5fd4449-f951-4da2-b8ee-6b25d0fd7d32,Q1,MONEYGRAM INTERNATIONAL INC.,401103625,MONEYGRAM INTERNATIONAL INC.,2019,first_quarter,FIN,"Issues related to money transfer services, de-risking and fintech","HOUSE OF REPRESENTATIVES,SENATE",,150000,0,0,2019-04-15T14:26:44.170000-04:00 2265961,aa7fd307-088f-4d86-8413-6f325f003fb5,Q1,"KOUNTOUPES DENHAM CARR & REID, LLC",320918,RETAIL INDUSTRY LEADERS ASSOCIATION (RILA),2019,first_quarter,FIN,"Issues related to privacy, data security, data breach notification and cybersecurity. Issues related to payments.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2019-04-15T14:42:55.390000-04:00 2265979,8fab2647-64a5-42eb-b29e-6d4870a6c361,Q1,"THE NORMANDY GROUP, LLC",306636,LEADING BUILDERS OF AMERICA,2019,first_quarter,FIN,GSE reform,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2019-04-15T14:48:01.347000-04:00 2266043,b9b0bf9b-0c91-4e83-ac72-1a949b67346a,Q1,"ADVANCED POLICY CONSULTING, LLC",401103524,"INDEPENDENT INVESTMENT BANKERS, CORP.",2019,first_quarter,FIN,"HR 609 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019.""","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2019-04-15T15:06:19.097000-04:00 2266047,cf58e96d-34d6-4fad-9ca8-98cfc5c23a42,Q1,"ADVANCED POLICY CONSULTING, LLC",401103524,"BA SECURITIES, LLC",2019,first_quarter,FIN,"HR 609 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019.""","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2019-04-15T15:09:21.460000-04:00 2266049,0de23cbd-cd09-4314-a63b-75e9a0c42df8,Q1,"ADVANCED POLICY CONSULTING, LLC",401103524,"M&A SECURITIES GROUP, INC.",2019,first_quarter,FIN,"HR 609 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019.""","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2019-04-15T15:13:23.743000-04:00 2266059,5fc617b9-758a-451c-8fa9-3611d9bbdd2c,Q1,"ADVANCED POLICY CONSULTING, LLC",401103524,"BURCH & CO., INC.",2019,first_quarter,FIN,"HR 609 - ""Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019.""","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2019-04-15T15:16:25.840000-04:00 2266088,df62a04e-afc8-4e1f-bd44-8e6451e5fb7c,Q1,BLUEPOINT DC,401104846,NAVIENT,2019,first_quarter,FIN,Issues affecting student loan servicing and financial literacy and education.,"Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE",29000,,0,0,2019-04-15T15:35:35.700000-04:00 2266109,e1a8814d-10df-412a-9941-bfa0acde8059,Q1,"ADVANCED POLICY CONSULTING, LLC",401103524,INVESTMENT COMPANY INSTITUTE (ICI),2019,first_quarter,FIN,"Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI). S. 603 - ""Financial Stability Oversight Council Improvement Act of 2019.""","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2019-04-15T15:42:41.410000-04:00 2266123,ca5dcff6-6743-435a-87f3-a45c9cad416e,Q1,BLUEPOINT DC,401104846,EVERFI INC.,2019,first_quarter,FIN,​Issues related to financial education. Issues related to opioid abuse prevention education.,"Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE",10000,,0,0,2019-04-15T15:44:45.130000-04:00 2266142,9a20e213-7f8b-4f16-93dd-66172ce1ec29,Q1,DALY CONSULTING GROUP,400923683,INVESTMENT COMPANY INSTITUTE,2019,first_quarter,FIN,Issues related to the capital markets,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2019-04-15T15:50:53.497000-04:00 2266154,561a885c-4042-4041-8a5b-4accb7182e07,Q1,DALY CONSULTING GROUP,400923683,"FMR LLC (""FIDELITY INVESTMENTS"")",2019,first_quarter,FIN,Issues related to investment companies,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2019-04-15T15:57:58.690000-04:00 2266157,da46f57c-9427-493f-8e95-83b5299c4472,Q1,DALY CONSULTING GROUP,400923683,S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL),2019,first_quarter,FIN,Issues related to financial services,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",80000,,0,0,2019-04-15T16:01:00.677000-04:00 2266161,4e812363-04b9-46b2-81fc-49450b026b8d,Q1,DALY CONSULTING GROUP,400923683,"S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC.",2019,first_quarter,FIN,Issues related to alternative investments,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2019-04-15T16:03:03.367000-04:00 2266168,dbc824d5-f533-4a71-a941-578031e6a877,Q1,DALY CONSULTING GROUP,400923683,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"", FORMERLY NASD)",2019,first_quarter,FIN,Issues related to financial services,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",60000,,0,0,2019-04-15T16:05:05.727000-04:00 2266180,a38bfea6-c3c5-47ca-8095-7da55930c153,Q1,DALY CONSULTING GROUP,400923683,STATE STREET BANK AND TRUST COMPANY,2019,first_quarter,FIN,Issues related to banking and securities,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",40000,,0,0,2019-04-15T16:10:09.873000-04:00 2266183,6785d9e2-74c2-42f3-af22-30d9fe36f368,Q1,DALY CONSULTING GROUP,400923683,DEPOSITORY TRUST & CLEARING CORPORATION,2019,first_quarter,FIN,Issues related to the capital markets,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2019-04-15T16:14:11.750000-04:00