id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
1802275,4162d94b-c799-406f-97c2-a2234d02b904,1T,"COINBASE, INC.",401103593,"COINBASE, INC.",2016,first_quarter,FIN,Digital currencies and blockchain technology,,,,0,1,2016-01-11T14:32:05.297000-05:00
1802620,18f69966-18cc-4ff4-b309-3585512f4b2b,Q1,"UNIFIED SOLUTIONS, LLC",401103156,"NORTH CAROLINA RURAL ECONOMIC DEVELOPMENT CENTER, INC.",2016,first_quarter,FIN,"S. 1901, Small Business Access to Capital Act of 2015, reauthorization of State Small Business Credit Initiative","HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",15000,,0,0,2016-03-31T10:50:18.273000-04:00
1802656,96827d46-d2e8-4f2b-9300-3742bd1fa1fb,Q1,PETER BLOCKLIN,401014864,INSTITUTE OF INTERNATIONAL BANKERS,2016,first_quarter,FIN,"Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation",SENATE,,,0,0,2016-04-01T10:28:21.193000-04:00
1802657,bc2adec4-f86e-4826-99f8-542fa92a2306,Q1,PETER BLOCKLIN,401014864,"CREDIT SUISSE SECURITIES,LLC",2016,first_quarter,FIN,"Dodd-Frank Act, National Treatment, Volcker Rule, Systemically Important Financial Institution designation",SENATE,6000,,0,0,2016-04-01T10:36:23.193000-04:00
1802660,66c84add-9f00-486c-b9e9-a43302a1f550,Q1,PETER BLOCKLIN,401014864,FEDERATED INVESTORS INC.,2016,first_quarter,FIN,Money Market Funds,SENATE,,,0,0,2016-04-01T10:41:26.240000-04:00
1802837,d6f6f7fc-5874-4f49-a0ff-5bb59edf82c2,Q1,OLSON ADVOCACY GROUP LLC,400833471,CAPITAL ONE MULTIFAMILY FINANCE LLC (FORMERLY BEECH STREET CAPITAL),2016,first_quarter,FIN,Financial Institutions Regulation,HOUSE OF REPRESENTATIVES,15000,,0,0,2016-04-03T19:10:40.547000-04:00
1802866,4cfd8096-bedf-4b5f-82e2-468a6b0af6cf,Q1,CAPITOL LEGISLATIVE STRATEGIES LLC,400432093,LEADING BUILDERS OF AMERICA,2016,first_quarter,FIN,"All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-04T09:08:38.917000-04:00
1802935,37b188b0-b480-4c0c-a028-5a4fef71551a,Q1,GOLDHABER POLICY SERVICES LLC,400935705,RANIERI PARTNERS MANAGEMENT LLC,2016,first_quarter,FIN,Continued to work on issues related to non-bank membership in Federal Home Loan Bank system including H.R. 3808 that would compel the Federal Housing Finance Agency (FHFA) to withdraw a proposed rule concerning bank membership.,,20000,,0,0,2016-04-04T14:17:43.917000-04:00
1802937,6dadc84b-7fed-497a-b552-414c5b3e849c,Q1,GOLDHABER POLICY SERVICES LLC,400935705,SHELLPOINT PARTNERS LLC,2016,first_quarter,FIN,Continued to work on issues related to non-bank membership in Federal Home Loan Bank system including H.R. 3808 that would compel the Federal Housing Finance Agency (FHFA) to withdraw a proposed rule concerning bank membership.,"HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,White House Office",10000,,0,0,2016-04-04T14:28:45.700000-04:00
1802942,7f2cd44e-3738-4195-9668-636f3f6c4b80,Q1,GOLDHABER POLICY SERVICES LLC,400935705,WALTER INVESTMENT MANAGEMENT CORP,2016,first_quarter,FIN,Continue work on potential programs involving Fannie Mae and Freddie Mac that would need FHFA approval,,20000,,0,0,2016-04-04T14:40:52.250000-04:00
1803390,922c5f09-aec3-4771-9292-edea1c245a6e,Q1,"FORSCEY, PLLC",52880,NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS,2016,first_quarter,FIN,"Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency.  Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law.  SEC implementation of investor protection provisions of Dodd Frank.  Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",20000,,0,0,2016-04-06T13:54:04.610000-04:00
1803447,92418a2f-df21-475a-9247-546b4c34f5e5,Q1,DALY CONSULTING GROUP,400923683,INVESTMENT COMPANY INSTITUTE,2016,first_quarter,FIN,ISSUES RELATED TO INVESTMENT COMPANIES,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2016-04-06T15:29:05.997000-04:00
1803459,83c1f462-1973-42c7-87e1-a21d50c37b01,Q1,DALY CONSULTING GROUP,400923683,"FMR LLC (""FIDELITY INVESTMENTS"")",2016,first_quarter,FIN,ISSUES RELATED TO INVESTMENT COMPANIES,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2016-04-06T15:48:31.810000-04:00
1803460,3991cb9e-7f05-4f87-b8ea-4b55f47c34c6,Q1,DALY CONSULTING GROUP,400923683,S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL),2016,first_quarter,FIN,ISSUES RELATED TO CREDIT RATING AGENCIES,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",80000,,0,0,2016-04-06T15:53:33.670000-04:00
1803461,a763713a-7f39-477c-abea-f284b015b32a,Q1,DALY CONSULTING GROUP,400923683,CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC,2016,first_quarter,FIN,ISSUES RELATED TO THE CAPITAL MARKETS,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2016-04-06T15:54:36.233000-04:00
1803579,cdb0ebd1-c0e5-4ecb-83e2-b1bb5eed3bfd,Q1,PENN AVENUE PARTNERS,400918672,MANAGED FUNDS ASSOCIATION,2016,first_quarter,FIN,Regulatory issues impacting the financial markets.,"SENATE,Treasury, Dept of,White House Office",30000,,0,0,2016-04-07T10:19:05.867000-04:00
1803643,9083864e-04b3-428d-b454-5d498cd041c6,Q1,MCDERMOTT WILL & SCHULTE LLP,24338,SANTA BARBARA TAX PRODUCTS GROUP,2016,first_quarter,FIN,"Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-04-07T11:34:31.297000-04:00
1803651,1dfcffd7-cd15-41c6-b2f3-55027af51549,Q1,COVINGTON & BURLING LLP,11195,AMERICAN BANKERS ASSOCIATION,2016,first_quarter,FIN,"Issues affecting banks, including housing issues and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens, and credit unions","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-04-07T11:46:39.593000-04:00
1803652,2d3db2a6-1ddc-49f3-a1c9-3a6ee57bb7af,Q1,COVINGTON & BURLING LLP,11195,BROWN BROTHERS HARRIMAN,2016,first_quarter,FIN,Issues affecting banking institutions including regulation of derivatives,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-04-07T11:51:41.987000-04:00
1803654,c863d01c-19fc-4b02-9200-4d65a491a827,Q1,COVINGTON & BURLING LLP,11195,WELLS FARGO & CO,2016,first_quarter,FIN,"issues affecting banking institutions including housing finance, the Dodd-Frank Act, and bank capital and liquidity reqirements.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-07T11:56:47.143000-04:00
1803655,8a2f0a1d-c59c-4f10-8797-5bcc5ccdfe7b,Q1,COVINGTON & BURLING LLP,11195,ARVEST BANK,2016,first_quarter,FIN,"Issues relating to banking institutions, including mortgage and mortgage servicing issues","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-04-07T11:59:49.923000-04:00
1803656,470ed772-d81b-406e-a266-82eaf2f0ac58,Q1,COVINGTON & BURLING LLP,11195,"PROMONTORY INTERFINANCIAL NETWORK,LLC",2016,first_quarter,FIN,Legislation relating to bank deposits and federal insurance of bank deposits. H.R. 4116,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-04-07T12:02:51.720000-04:00
1803674,a6afb23d-37bf-4c56-b7f6-3641fb26dbd0,Q1,PENN AVENUE PARTNERS,400918672,WESTERN UNION,2016,first_quarter,FIN,Financial Services Issues.,"SENATE,White House Office",10000,,0,0,2016-04-07T12:28:22.740000-04:00
1803705,8d94b9f8-5d01-4e08-a3d3-28aeca50246f,Q1,MADISON GOVERNMENT AFFAIRS,23452,ECONOMIC DEVELOPMENT COMMISSION OF FLORIDA'S SPACE COAST,2016,first_quarter,FIN,Reauthorization of the Export-Import Bank,"Air Force, Dept of,Defense, Dept of (DOD),Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-04-07T13:41:20.457000-04:00
1803730,eb6065d5-5b4b-4cc3-bd29-fe6b80d2956e,Q1,NATIONAL COOPERATIVE SERVICES CORPORATION,400848499,NATIONAL COOPERATIVE SERVICES CORPORATION,2016,first_quarter,FIN,HR4575 - legislation to clarify the authority of the Federal Home Loan Banks to invest in rural infrastructure projects,HOUSE OF REPRESENTATIVES,,,0,0,2016-04-07T14:30:02.527000-04:00
1803764,dd211818-f0cd-4f6c-9089-508ecb78d0eb,1T,THE ESTELL GROUP LLC,401103520,NATIONAL ASSOCIATION OF REAL ESTATE BROKERS (NAREB),2016,first_quarter,FIN,"FHA Mortgage Insurance Premiums,Housing Issues","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,1,2016-04-07T15:02:43.450000-04:00
1803914,a3347e24-23db-4d66-a1d1-9609c838f1b0,Q1,LARRY BLANCHARD,400470324,TRUSTAGE,2016,first_quarter,FIN,"data security, cyber security, taxation, DoL Fiduciary rule","HOUSE OF REPRESENTATIVES,SENATE",12500,,0,0,2016-04-07T17:10:46.277000-04:00
1803922,de035cca-0d39-40d0-bf66-a3912389ceb0,Q1,RICH FEUER ANDERSON,84775,THOMSON REUTERS,2016,first_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act.""","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-07T17:41:03.533000-04:00
1803924,92d06d64-0349-415a-a96d-96bdf96b5d49,Q1,COMMERCE BANK,400728185,COMMERCE BANK,2016,first_quarter,FIN,Issues relating to legislation and regulation affecting the banking industry,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-04-07T17:43:06.423000-04:00
1803926,4458a7b1-5fe5-478b-942e-0d2c820cd5cc,Q1,RICH FEUER ANDERSON,84775,WELLINGTON MANAGEMENT CO LLP,2016,first_quarter,FIN,"Regulation of asset managers, including implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act.""","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-04-07T17:49:08.470000-04:00
1803939,a9c4af3e-f243-4eda-96ca-9a860cbddc14,Q1,ARIZONA STATE UNIVERSITY,75397,ARIZONA STATE UNIVERSITY,2016,first_quarter,FIN,Negotiated rule making for University use of financial services such as bank cards.,"HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2016-04-07T18:20:26.973000-04:00
1803962,01b7e83e-e84d-43ea-b72c-ee28614bd8eb,Q1,"BRIDGE STREET GROUP, LLC",401103692,U.S. CHAMBER INSTITUTE FOR LEGAL REFORM,2016,first_quarter,FIN,"HR 2995 - Sec. 632, appropriations rider for the Consumer Financial Protection Bureau",HOUSE OF REPRESENTATIVES,10000,,0,0,2016-04-07T23:23:13.150000-04:00
1804066,a8687993-b029-4884-bbcd-554e2cee264b,Q1,KUTAK ROCK LLP,21962,WEST GATE BANK/ARVEST BANK,2016,first_quarter,FIN,Banking and Financial Services,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-04-08T12:08:38.390000-04:00
1804077,fe126ab2-d5c3-46be-b8e8-78b58afab923,Q1,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2016,first_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act.""  Regulation of asset managers as systemically important financial institutions, including H.R. 1550, the ""Financial Stability Oversight Council Improvement Act of 2015,"" and S. 1484, the ""Financial Regulatory Improvement Act of 2015.""  Equity market structure, including coordination of halts and resumption of trading across exchanges.  Protection of institutional investors in potential bond restructurings.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2016-04-08T12:16:58.140000-04:00
1804101,af6cf2c7-f9df-4274-851e-c9fb164a670c,Q1,RICH FEUER ANDERSON,84775,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"" FORMERLY NASD)",2016,first_quarter,FIN,Regulation of broker-dealers.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-08T12:57:47.457000-04:00
1804240,da2a417e-4e84-4476-8645-f775a7516216,Q1,"THE VELASQUEZ GROUP, L.L.C.",53403,NETWORK FOR INVESTOR ACTION AND PROTECTION (NIAP),2016,first_quarter,FIN,"H.R. 1982, Restoring Main Street Investor Protection and Confidence Act, or any similar or substitute legislation primarily seeking to amend the Securities Investor Protection Act of 1970 to confirm that a customers's net equity claim is based on the customer's last statement.",HOUSE OF REPRESENTATIVES,,,0,0,2016-04-08T20:01:37.203000-04:00
1804241,479432e4-4460-4580-aed4-7908f0497fe0,Q1,"THE VELASQUEZ GROUP, L.L.C.",53403,CHARLES SCHWAB & COMPANY,2016,first_quarter,FIN,"Monitoring the Department of Labor's expected rulemaking to amend the definition of ""fiduciary"" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; H.R. 1090, Retail Investor Protection Act, all provisions, especially those relating to creation of a uniform fiduciary standard for brokers or dealers; Oversight pertaining to the Financial Stability Oversight Council.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-04-08T20:26:39.767000-04:00
1804242,94861500-f002-4c82-be10-b86d93de62fa,Q1,"THE VELASQUEZ GROUP, L.L.C.",53403,ELECTRONIC PAYMENTS COALITION,2016,first_quarter,FIN,Monitoring for any legislation pertaining to interchange and payment card systems.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-08T20:38:41.427000-04:00
1804243,1224ab58-69ed-4e6e-adab-4ada87669d09,Q1,"THE VELASQUEZ GROUP, L.L.C.",53403,INVESTMENT COMPANY INSTITUTE,2016,first_quarter,FIN,"H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2016-04-08T20:47:44.130000-04:00
1804356,e6ae7432-5093-4c37-8e54-a85c43d0e2f4,Q1,RICH FEUER ANDERSON,84775,KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC),2016,first_quarter,FIN,"Regulations affecting trading of securities, including market structure issues.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-04-10T18:37:29.277000-04:00
1804389,7cb139c2-9eef-4aca-b399-a0a3e49e0880,Q1,TRIOPTIMA AB,400946732,TRIOPTIMA AB,2016,first_quarter,FIN,Risk Management services in the derivatives markets relating to RIN 3038-AD86 Clearing Requirement Determination Under Section 2(h) of the CEA and RIN 3038-AC97 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participant.,"Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System",,10000,0,0,2016-04-11T08:24:52.670000-04:00
1804556,6475692b-8f4c-4bcd-9ba6-a7c9625375ec,Q1,THE ROTH GROUP,33795,PUERTO RICO FEDERAL AFFAIRS ADMINISTRATION,2016,first_quarter,FIN,H.R. 870 Puerto Rico Chapter 9 Uniformity Act of 2015 (All provisions that apply)-- restructuring issues,"Education, Dept of,HOUSE OF REPRESENTATIVES,Natl Aeronautics & Space Administration (NASA),SENATE",114000,,0,0,2016-04-11T10:45:00.003000-04:00
1804583,cf7afd16-e7c1-4684-9667-c025c83867d6,Q1,CROWELL GLOBAL ADVISORS,11388,"PRUDENTIAL FINANCIAL, INC.",2016,first_quarter,FIN,U.S.-Czech investment relations,U.S. Trade Representative (USTR),,,0,0,2016-04-11T11:01:26.503000-04:00
1804695,a7e7418a-6ab3-4bee-8bb0-dc8baedb0f05,Q1,PHILLIP RIVERS,401098065,FINANCIAL PLANNING COALITION,2016,first_quarter,FIN,Laws dealing with the regulation of the Financial Planning profession,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-04-11T13:21:14.973000-04:00
1804709,c4a1b1c5-b458-45b5-8d26-0348a5dd0847,Q1,RICH FEUER ANDERSON,84775,NOMURA AMERICA HOLDING INC.,2016,first_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act,"" including Title VII regulation of derivatives and capital requirements.  Equities market structure issues.  Reauthorization of the Commodity Exchange Act, including H.R. 2289, the ""Commodity End-User Relief Act.""","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-04-11T13:38:48.990000-04:00
1804716,672d6e67-0e12-42e2-9174-b479b6329a3f,Q1,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,7725,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,2016,first_quarter,FIN,Credit unions and credit union operations.,"HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE",,110000,0,0,2016-04-11T13:41:55.930000-04:00
1804721,acd5696c-edcd-4c71-b6dd-57e6b6dee61f,1T,RICH FEUER ANDERSON,84775,INTERACTIVE DATA CORPORATION,2016,first_quarter,FIN,"Regulation of securities markets, including provision of market data, valuation of fixed-income securities and illiquid instruments, and liquidity in fixed-income markets.",HOUSE OF REPRESENTATIVES,40000,,0,1,2016-04-11T13:47:03.663000-04:00
1804747,bdcf9391-8b89-4006-a6e8-2a1e8c745242,Q1,HOLLAND & KNIGHT LLP,18466,NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY,2016,first_quarter,FIN,Department of Labor Fiduciary rule.,SENATE,30000,,0,0,2016-04-11T14:12:42.120000-04:00
1804787,3343cb89-a258-4ebf-aeef-33b650e2f404,Q1,HOLLAND & KNIGHT LLP,18466,DEPOSITORY TRUST & CLEARING CORPORATION,2016,first_quarter,FIN,"Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the indemnity provisions of Dodd-Frank regulations with EU regulations.","Commerce, Dept of (DOC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE,White House Office",230000,,0,0,2016-04-11T14:51:27.610000-04:00
1804833,0c95ba32-a796-4671-af50-052ba205da1c,Q1,HOLLAND & KNIGHT LLP,18466,AMSCOT FINANCIAL CORPORATION,2016,first_quarter,FIN,"Legislation and policies affecting financial services, including pay day advances and check cashing.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2016-04-11T15:16:35.470000-04:00
1804843,a696d33f-054f-449f-9d79-b199c572142d,Q1,"MAGILL ASSOCIATES, LLC",401103511,"THE LIVINGSTON GROUP (ON BEHALF OF MERSCORP, INC)",2016,first_quarter,FIN,"Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L.111-517)concerning the transparency and data gathering requirements of the Office of Financial Research (Title 1,Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process.S.2038, S.1484, S.2642, HR.1491, FHFA, CFPB (HMDA) and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.",,10000,,0,0,2016-04-11T15:29:57.333000-04:00
1804857,451d15b3-7f8d-4cc0-8606-9375258aac00,Q1,"MAGILL ASSOCIATES, LLC",401103511,"LIVINGSTON GROUP L L C ""ON BEHALF OF THE PEW CHARITABLE TRUSTS""",2016,first_quarter,FIN,The Consumer Financial Protection Board's proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act),"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-11T15:35:14.880000-04:00
1805079,e8dab6b5-d286-488a-843d-de79cafc3eb1,Q1,"GENWORTH FINANCIAL, INC.",302118,"GENWORTH FINANCIAL, INC.",2016,first_quarter,FIN,"Pub. L. 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act; specifically credit risk retention, systemic risk regulation, the Federal Insurance Office and derivatives regulation.","HOUSE OF REPRESENTATIVES,SENATE",,450000,0,0,2016-04-12T09:22:25.303000-04:00
1805130,902f2071-e057-4d83-99da-2f68023c7852,Q1,FINANCIAL SERVICES INSTITUTE,400712136,FINANCIAL SERVICES INSTITUTE,2016,first_quarter,FIN,Financial Advisor Independent Contractor Status; Dept. of Labor Fiduciary Rule Reproposal; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder; AbusePay to Play; Third Party Examinations; Commission Payouts,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,White House Office",,180000,0,0,2016-04-12T10:24:31-04:00
1805134,fc8e02f2-f206-4b97-a8cc-16a2b29bdc45,Q1,"CASSIDY & ASSOCIATES, INC.",8453,AMERICAN SUPERCONDUCTOR,2016,first_quarter,FIN,Issue: seeking a TAX extender,"Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,Navy, Dept of,SENATE",20000,,0,0,2016-04-12T10:36:40.407000-04:00
1805153,80309dae-da89-4612-8988-215c1ab39546,Q1,"CASSIDY & ASSOCIATES, INC.",8453,SOCIETY OF ACTUARIES,2016,first_quarter,FIN,General legislative issues related to actuarial profession,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",20000,,0,0,2016-04-12T11:04:16.317000-04:00
1805262,84b5671c-a29f-42f7-a985-6b89e04b1546,Q1,SCRIVNER LEON GROUP LLC,401103886,"VENABLE LLP ON BEHALF OF OVERSTOCK.COM, INC.",2016,first_quarter,FIN,Monitor potential developments regarding abusive short sale practices.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-04-12T11:52:27.787000-04:00
1805325,524191a2-1c37-4b54-bf13-793fa7056753,Q1,"INTERNATIONAL SECURITIES EXCHANGE, LLC",400648955,"INTERNATIONAL SECURITIES EXCHANGE, LLC",2016,first_quarter,FIN,"Financial regulatory reform;
 

national market structure issues;


taxation of financial transactions;
parimutuel trading issues;
Department of Labor fiduciary rule.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,120000,0,0,2016-04-12T12:52:42.093000-04:00
1805423,2546a76c-0afe-4065-8f04-a8f0da7f6b19,Q1,"WILLIAMS AND JENSEN, PLLC",41454,GENWORTH FINANCIAL CORP.,2016,first_quarter,FIN,FHA loan limit expansion extension.  Government sponsored enterprise reform legislation.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-12T14:17:41.823000-04:00
1805439,51eb4b79-1457-4936-a70a-c5bf186ca786,Q1,RICH FEUER ANDERSON,84775,"SWIFT, INC.",2016,first_quarter,FIN,"Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S. 269, the ""Nuclear Weapon Free Iran Act of 2015,"" and S.792, the ""Nuclear Weapon Free Iran Act of 2015.""  Swap data reporting, including standardization of data.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",60000,,0,0,2016-04-12T14:24:54.277000-04:00
1805468,d0e2afd8-0386-4716-a3f0-e00fb09af0af,Q1,RICH FEUER ANDERSON,84775,BIPARTISAN POLICY CENTER ADVOCACY NETWORK,2016,first_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act,"" including regulation of systemically important institutions and Financial Stability Oversight Council designation procedures and transparency, and S. 1484, the ""Financial Regulatory Improvement Act of 2015.""","HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2016-04-12T14:32:25.043000-04:00
1805590,cd87c1c4-d841-4fe4-8cce-642634ee4a14,Q1,BOND DEALERS OF AMERICA,400404907,BOND DEALERS OF AMERICA,2016,first_quarter,FIN,Tax and Securities,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,66000,0,0,2016-04-12T15:21:34-04:00
1805593,39335fc0-69ed-4777-acb8-be58d800ab77,Q1,MILLER & CHEVALIER CHARTERED,25306,AMERICAN FIDELITY CORPORATION,2016,first_quarter,FIN,Legislation affecting financial services issues.,"HOUSE OF REPRESENTATIVES,SENATE",150000,,0,0,2016-04-12T15:26:44.143000-04:00
1805596,906a2a8d-25e3-4545-afd0-e2b75957bd59,Q1,"PRINTING INDUSTRIES OF AMERICA, INC.",32203,PRINTING INDUSTRIES OF AMERICA INC,2016,first_quarter,FIN,SEC Modernization Rules,"Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS)",,100000,0,0,2016-04-12T15:28:50.723000-04:00
1805751,b8c6279f-78c2-493e-b195-574155f78147,Q1,"JOHN DUNCAN AND ASSOCIATES, LLC",40025200,LIVINGSTON GROUP (ON BEHALF OF MERSCORP INC),2016,first_quarter,FIN,"Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) concerning the transparency and data gathering requirements of the Office of Financial Research (Title I, Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process. S. 2038, S. 1484, HR. 2642, HR. 1491, FHFA, CFPB (HMDA), and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.",,30000,,0,0,2016-04-12T17:51:38.113000-04:00
1805786,cf5a4fb9-f27f-46fa-bce4-ed70337f310b,Q1,"TOWNSEND PUBLIC AFFAIRS, INC",54734,CITY OF HUNTINGTON BEACH,2016,first_quarter,FIN,reauthorization of the export-import bank,"Housing & Urban Development, Dept of (HUD),Justice, Dept of (DOJ)",6000,,0,0,2016-04-12T18:31:21.337000-04:00
1805941,3438b322-9cc6-45c8-b992-8ccb2af6456d,Q1,VENABLE LLP,39941,AON SERVICE CORPORATION,2016,first_quarter,FIN,Monitoring financial services issues.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-13T10:05:09.830000-04:00
1805951,4cb5049f-5360-4a9e-a117-0fd176aa6ad1,Q1,VENABLE LLP,39941,THE CLEARING HOUSE ASSOCIATION,2016,first_quarter,FIN,Monitoring financial services issues,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-13T10:08:18.940000-04:00
1805960,84c38142-114d-47cf-af6f-2934e1771922,Q1,KPMG LLP,21893,KPMG LLP,2016,first_quarter,FIN,Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204).,"Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE",,430000,0,0,2016-04-13T10:13:36.567000-04:00
1805964,a644ca80-6e9b-4c55-a34d-f56bfab8778f,Q1,VENABLE LLP,39941,GENERAL ELECTRIC COMPANY,2016,first_quarter,FIN,Monitoring financial services issues,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-04-13T10:14:38.753000-04:00
1805970,931f33bb-c32a-4819-84ab-7b7e085f97a5,Q1,VENABLE LLP,39941,"OVERSTOCK.COM, INC.",2016,first_quarter,FIN,"Monitor work on HR 2775, Remote Transaction Parity Act of 2015.  Legislative proposals related to origin source online sales tax collection.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-04-13T10:20:51.850000-04:00
1805973,d5b3d67d-1db8-413a-9ff8-b4465ab069e3,Q1,VENABLE LLP,39941,UNITED SERVICES AUTOMOBILE ASSOCIATION,2016,first_quarter,FIN,Monitoring financial services issues.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-04-13T10:26:57.803000-04:00
1805987,d2244569-d28a-4157-add1-5c564eeb04e4,Q1,HOLLAND & KNIGHT LLP,18466,"CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC.",2016,first_quarter,FIN,Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2016-04-13T10:50:21.790000-04:00
1806042,af491734-88c8-40ae-945f-c45152d600f2,Q1,HOLLAND & KNIGHT LLP,18466,INSTITUTIONAL LIMITED PARTNERS ASSOCIATION,2016,first_quarter,FIN,Financial services.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-04-13T11:15:29.620000-04:00
1806085,606d7b09-34bb-442d-b22e-7648f5890980,Q1,HUTTON STRATEGIES,312758,FEDERATED INVESTORS,2016,first_quarter,FIN,general securities issues -- H.R. 4216 Consumer Financial Choice & Capital Markets Protection Act.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2016-04-13T11:27:04.200000-04:00
1806154,e6117524-bfef-4d84-abcb-18bdda7212ad,Q1,"WILLIAMS AND JENSEN, PLLC",41454,PROSPECT CAPITAL CORPORATION,2016,first_quarter,FIN,H.R. 3868; Securities legislation impacting business development companies.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",20000,,0,0,2016-04-13T12:09:49.987000-04:00
1806246,fc69d128-7f75-4ee5-a3fa-791265b2128f,Q1,AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA,14611,AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES,2016,first_quarter,FIN,"Derivatives:  monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC.

Systemic Risk:  Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank.  Also, track international developments regarding systemic risk designation.

Consumer Financial Protection Bureau:  Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation.

Target Date Funds:  monitor possible legislation and SEC as well as Department of Labor regulatory activities.

SEC and Money Markets:  Monitor proposed SEC regulations.

Mutual Funds:  Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds.  Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds.

Fiduciary Duty:  Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers.

Monitor the DOL's efforts to change the fiduciary standard under ERISA.

Whistleblower Program:  Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency.

CFTC:  Argue against rule that would impose position limits on commodity index mutual funds.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,600000,0,0,2016-04-13T13:00:25.390000-04:00
1806323,39a75c47-3f2e-420f-9167-fcaeecba7206,Q1,AMERICAN COUNCIL OF LIFE INSURERS,2115,AMERICAN COUNCIL OF LIFE INSURERS,2016,first_quarter,FIN,"Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. 

Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III

H.R. 1090/S. 2497, the Retail Investor Protection Act. Prohibits the Secretary of Labor from prescribing any regulation under the Employee Retirement Income Security Act of 1974 (ERISA) defining the circumstances under which an individual is considered a fiduciary until 60 days after the Securities and Exchange Commission (SEC) issues a final rule governing standards of conduct for brokers and dealers under specified law. Issue: Fiduciary Duties

Amendment to the Transportation, Housing & Urban Development Appropriations act, to prohibit federal guarantees for mortgages seized through eminent domain. Issue: Mortgage Investments.

Financial Services and General Government Appropriations Act, 2017. Making appropriations for financial services and general government for the fiscal year ending September 30, 2017, and for other purposes. Issue: Global insurance standards; SIFI de-risking. 

H.R. 1478/S. 798 - Policyholder Protection Act of 2015. To amend the Federal Deposit Insurance Act to provide for notice to, and input by, State insurance commissioners when requiring an insurance company to serve as a source of financial strength pursuant to such Act. Issue: Source of strength

H.R. 601 - Eliminate Privacy Notice Confusion Act. This bill amends the Gramm-Leach-Bliley Act to exempt from its annual privacy policy notice requirement any financial institution which: (1) provides nonpublic personal information only in accordance with specified requirements, and (2) has not changed its policies and practices with regard to disclosing nonpublic personal information from those disclosed in the most recent disclosure sent to consumers. Issue: privacy

S. 423 - Privacy Notice Modernization Act of 2015. This bill amends the Gramm-Leach-Bliley Act to exempt from its annual written privacy policy notice requirement any financial institution which: (1) provides nonpublic personal information only in accordance with specified requirements, (2) has not changed its policies and practices with respect to disclosing nonpublic personal information from those disclosed in the most recent disclosure sent to consumers, and (3) otherwise provides customers access to such most recent disclosure in electronic or other form permitted by specified regulations. Issue: privacy

H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015. This bill prescribes negotiating objectives for international insurance regulatory frameworks, including: standards, requirements, and rules focused solely upon protection of policy holders, as reflected in the U.S. solvency regime; and a negotiated international insurance regulatory framework that recognizes U.S. prudential measures as equivalent to foreign measures. Issue: global insurance standards. 

S. 1484 - Financial Regulatory Improvement Act of 2015. This legislation will improve accountability and transparency in the United States financial regulatory system, protect access to credit for consumers, provide sensible relief to financial institutions. Issue: financial regulatory reform. 

S. 1086 - International Insurance Capital Standards Accountability Act of 2015. This bill establishes at the Board of Governors of the Federal Reserve System the Insurance Policy Advisory Committee on International Capital Standards and Other Insurance Issues, a 21-member committee representing diverse expert perspectives from the U.S. insurance industry (including life insurance, property and casualty insurance and reinsurance, agents and brokers, academics, consumer advocates, or experts on issues facing underserved insurance communities and consumers). Issue: financial regulatory reform.

H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015. Amends the Financial Stability Act of 2010 to require the Financial Stability Oversight Council, when determining whether to subject a U.S. or a foreign nonbank financial company to supervision by the Board of Governors of the Federal Reserve System (Board), including prudential standards, to consider the appropriateness of imposing such standards as opposed to other forms of regulation to mitigate identified risks to U.S. financial stability. Issue: FSOC

S. 1491/H.R. 2642 - Community Lender Regulatory Relief and Consumer Protection Act of 2015. This legislation will provide sensible relief to community financial institutions and to protect consumers. Issue: financial regulatory reform 

S. 1137 - PATENT Act - This bill amends title 35, United States Code, and the Leahy-Smith America Invents Act to make improvements and technical corrections. Issue: patent reform 

H.R. 9 - Innovation Act - This bill amends title 35, United States Code, and the Leahy-Smith America Invents Act to make improvements and technical corrections. Issue: patent reform

H.R. 2029 - Consolidated Appropriations Act. Issue: privacy, cybersecurity, source of strength, financial regulatory reform, Department of Labor proposed fiduciary rule. 

H.R. 4248 - FSOC Designation Review Act. Issue: SIFI de-risking. 

H.R. 3340 - FSOC Reform Act. Issue: SIFI de-risking. 

H.R. 4538/S. 2216 - Senior$afe Act of 2016.

Draft House International Insurance Standards legislation. Issue: international insurance standards. 

Issue: Federal Housing Finance Agency proposed rule on federal home loan bank membership. No bill number assigned. 

Issue: Covered agreements on prudential measures with respect to the business of insurance and reinsurance. No bill number assigned.   

Tracking:
 
Issue: Holocaust era insurance policy claims. No bill number assigned.

Issue: Patent reform legislation. No bill number assigned. 

Issue: Trust Indenture Act. No bill number assigned.","HOUSE OF REPRESENTATIVES,SENATE",,1129000,0,0,2016-04-13T13:23:10.307000-04:00
1806424,389f20f0-05de-440d-b23b-c44c1f98b9ea,1A,NATIONAL COOPERATIVE SERVICES CORPORATION,400848499,NATIONAL COOPERATIVE SERVICES CORPORATION,2016,first_quarter,FIN,HR4575 - legislation to clarify the authority of the Federal Home Loan Banks to invest in rural infrastructure projects,HOUSE OF REPRESENTATIVES,,10000,0,0,2016-04-13T14:02:27.017000-04:00
1806459,04c0d89c-103f-46d9-b4b0-85e71113e2df,Q1,"WILLIAMS AND JENSEN, PLLC",41454,BLOOMBERG LP,2016,first_quarter,FIN,"Market data issues. Issues related to the use of financial product identifiers; economic data release issues.  Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act.  Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",40000,,0,0,2016-04-13T14:20:14.907000-04:00
1806586,fdfdba22-3ca6-4411-a373-f1265c8a2dbe,Q1,"WILLIAMS AND JENSEN, PLLC",41454,CHICAGO DEFERRED EXCHANGE CORPORATION,2016,first_quarter,FIN,Tax and financial services issues related to qualified intermediaries and real estate.,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-04-13T15:07:03.397000-04:00
1806591,48594596-dd97-4997-b3f8-516b21869f34,Q1,"WILLIAMS AND JENSEN, PLLC",41454,ELLIOTT MANAGEMENT,2016,first_quarter,FIN,Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",10000,,0,0,2016-04-13T15:08:07.607000-04:00
1806624,514634ac-a1eb-4867-a842-3bea70ce68c4,Q1,"WILLIAMS AND JENSEN, PLLC",41454,MANAGED FUNDS ASSOCIATION,2016,first_quarter,FIN,"Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation.  Commodity Speculation Legislation, derivatives and OTC trading provisions.  CEA Reauthorization.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-13T15:18:36.077000-04:00
1806632,250bdd33-31ca-4a29-b1f7-939ae5f60662,Q1,"WILLIAMS AND JENSEN, PLLC",41454,OTC MARKETS,2016,first_quarter,FIN,Financial services regulation/legislation pertaining to venture markets; issues related to over the counter market securities.  H.R. 4638.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-13T15:19:41.983000-04:00
1806647,d420b547-2faa-4b30-a8b7-53bc4d452d7a,Q1,"WILLIAMS AND JENSEN, PLLC",41454,OXFORD BIOCHRONOMETRICS,2016,first_quarter,FIN,Cybersecurity.,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-04-13T15:20:51.247000-04:00
1806657,57b1612d-eece-49af-83d2-bf962fb8ee1c,Q1,"WILLIAMS AND JENSEN, PLLC",41454,REINSURANCE ASSOCIATION OF AMERICA,2016,first_quarter,FIN,"Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements.  Export Import Bank pilot program for reinsurance. International insurance standards.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2016-04-13T15:21:59.437000-04:00
1806678,9ae33fc0-1519-4c9d-ba55-0886d54164a0,Q1,"MEHLMAN CONSULTING, INC.",284950,JOB CREATORS NETWORK,2016,first_quarter,FIN,Access to capital for small businesses.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-04-13T15:24:12.780000-04:00
1806685,2136008e-e40e-45a0-ac4e-e74d9def08c1,Q1,"MEHLMAN CONSULTING, INC.",284950,NATIONAL VENTURE CAPITAL ASSOCIATION,2016,first_quarter,FIN,"RAISE Act, HR 1839.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2016-04-13T15:26:16.747000-04:00
1806929,b971567e-ca4f-4a1b-8f45-7db0184c02bf,Q1,"K&L GATES, LLP",32098,CMS ENERGY CORP,2016,first_quarter,FIN,"Issues pertaining to the Dodd Frank Act and Volcker Rule, including supporting H.R. 4049.","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-04-13T16:57:55.323000-04:00
1807031,073346c8-2066-46ac-914d-496c1cec80a2,Q1,VENABLE LLP,39941,DUN & BRADSTREET,2016,first_quarter,FIN,"Monitor homeland security, defense, financial regulatory","Commerce, Dept of (DOC),Energy, Dept of,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR)",,,0,0,2016-04-13T19:45:04.200000-04:00
1807041,208a2729-3048-4ce3-8370-5e11d2cd77f3,Q1,VENABLE LLP,39941,ELECTRONIC TRANSACTIONS ASSOCIATION,2016,first_quarter,FIN,Issues relating to the role of payment processors in commerce and related federal regulations,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2016-04-13T19:53:14.310000-04:00
1807070,2b7aa7a7-6564-44f5-bf5e-aac106faf8a6,Q1,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,400503478,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,2016,first_quarter,FIN,"Issues related to H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act 
Issues related to H.R. 4413 - Customer Protection and End User Relief Act","Commodity Futures Trading Commission (CFTC),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),Treasury, Dept of",,90000,0,0,2016-04-14T07:44:48.880000-04:00
1807172,6db12beb-0536-48f4-9f8a-3a362c5ecaa3,Q1,NOMURA HOLDING AMERICA INC.,400609851,NOMURA HOLDING AMERICA INC.,2016,first_quarter,FIN,"General financial services issues. General banking issues. General derivatives issues.
On-going implementation of the Dodd Frank Act.
Market structure issues.
Commodities Future Trading Commission Reauthorization.
Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements.
S. 1484 Financial Regulatory Improvement Act of 2015.
H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015.
H.R. 2289 Commodity End-User Relief Act.
Tax treatment of foreign companies in the U.S.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,110000,0,0,2016-04-14T09:58:52.867000-04:00
1807287,af9ce080-c4b7-4fa1-b7bc-42465229be14,Q1,ACA INTERNATIONAL,81431,ACA INTERNATIONAL,2016,first_quarter,FIN,"Fair Debt Collections Practices Act (FDCPA), Consumer Financial Protection Bureau (CFPB) Rulemaking, Data Security & Privacy, Fair Credit Reporting Act (FCRA), The Financial Institution Customer Protection Act (HR 766), and TABS Act of 2015 (HR 1486).","Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE",,115000,0,0,2016-04-14T11:03:00.797000-04:00
1807291,db86480b-cab5-4a28-bca9-721cc6698030,Q1,"CBOE GLOBAL MARKETS, INC.",48510,"CBOE GLOBAL MARKETS, INC.",2016,first_quarter,FIN,Issues related to potential change in the U.S. Tax Code impacting securities.,"HOUSE OF REPRESENTATIVES,SENATE",,328792,0,0,2016-04-14T11:06:04.453000-04:00
1807340,ec72a820-cc0b-46d3-8ade-f5507bfd6b33,Q1,NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS,27230,NATIONAL ASSOCIATION OF WHOLESALER-DISTRIBUTORS,2016,first_quarter,FIN,"HR.1266, The Financial Product Safety Commission Act","Centers For Medicare and Medicaid Services (CMS),Consumer Product Safety Commission (CPSC),Government Printing Office (GPO),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),SENATE",,262293,0,0,2016-04-14T11:33:45.253000-04:00
1807427,9b00c66c-9afb-478c-9f60-7e2ccd96a525,Q1,SIFF & ASSOCIATES PLLC,400665998,"CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE",2016,first_quarter,FIN,"""Customer Due Diligence Requirements for Financial Institutions"" proposed rule regarding customer due diligence requirements for financial institutions to obtain beneficial ownership information from entities opening accounts; RIN 1210-AB32; Aug. 4, 2014; 79 FR 45151.  ""Regulatory Capital Rules: The Federal Reserve Boards Framework for Implementing the U.S. Basel III Countercyclical Capital Buffer"" proposed policy statement; RIN 7100-AE43; Feb. 3, 2016; 81 FR 5661.  S. 2232, the ""Federal Reserve Transparency Act of 2015,"" legislation to require a full audit of the Board of Governors of the Federal Reserve System and the Federal Reserve Banks by the Comptroller General of the United States; entire bill.  S. 2489, the Incorporation Transparency and Law Enforcement Assistance Act,"" legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of ""financial institutions"" for purposes of federal anti-money laundering statutes; entire bill.  H.R. 4450, the ""Incorporation Transparency and Law Enforcement Assistance Act,"" legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of ""financial institutions"" for purposes of federal anti-money laundering statutes; entire bill.  General education regarding legislation to direct each state to amend their state business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation.","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-04-14T12:30:15.697000-04:00
1807463,b76b01dc-80f9-4cc4-8137-f31cac37c5d3,Q1,"THE LIVINGSTON GROUP, LLC",49635,INVESTMENT COMPANY INSTITUTE,2016,first_quarter,FIN,"H.R.____  & S.____, FY 2017 Financial Services Appropriations. Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) implementation and funding issues regarding the Financial Stability Oversight Council.  SIFI (Systemically Important Financial Institutions) designation for asset managers.  Regulatory activities of the CFPB, particularly the practice of using enforcement orders to establish policy instead of rule-making.
S. 1484, The Financial Regulatory Improvement Act of 2015.  Electronic delivery of share-holder reports.",HOUSE OF REPRESENTATIVES,30000,,0,0,2016-04-14T12:39:38.637000-04:00
1807465,30636ebe-fcb2-4009-83d7-b39a3adc8b11,Q1,WISE PUBLIC AFFAIRS,401103300,US CONSUMER COALITION,2016,first_quarter,FIN,"Legislative advocacy in support of reform of the Consumer Financial Protection Bureau
HR 1261, Bureau of Consumer Financial Protection Accountability Act of 2015
HR 1262, Consumer Right to Financial Privacy Act of 2015
HR 1263, Consumer Financial Protection Safety and Soundness Improvement Act of 2015
HR 1264, CFPB Pay Fairness Act of 2015
HR 1195, Bureau of Consumer Financial Protection Advisory Boards Act
HR 957, S 510;  CFPB-IG Act of 2015
HR 766, Financial Institution Customer Protection Act of 2015
HR 1266, Financial Product Safety Commission Act of 2015
S 96, A bill to amend the Consumer Financial Protection Act of 2010
S 1383, Consumer Financial Protection Bureau Accountability Act of 2015 
HR 1737,  Reforming CFPB Indirect Auto Financing Guidance Act of 2015","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-04-14T12:40:40.387000-04:00
1807471,9b49764e-45cf-4622-8aeb-223c0da76050,Q1,"THE LIVINGSTON GROUP, LLC",49635,NEW DAY FINANCIAL LLC,2016,first_quarter,FIN,Mortgage regulatory issues,,20000,,0,0,2016-04-14T12:47:45.560000-04:00