id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
3230102,b96fd8ac-b3cd-4a66-a0eb-c43ed6b15699,3T,"MEHLMAN CONSULTING, INC.",284950,BRALE INC.,2024,third_quarter,FIN,Issues related to cryptocurrencies and stablecoins. H.R. 4766 - Clarity for Stablecoins Act of 2023.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,1,2024-08-19T14:07:56-04:00
3231625,ce77c491-3d56-4266-ad8f-05b265e97f92,Q3,COUNCIL OF INSTITUTIONAL INVESTORS,11082,COUNCIL OF INSTITUTIONAL INVESTORS,2024,third_quarter,FIN,"t Sep. 19, 2024CII letter to SEC on Reg Flex Agenda July 25, 2024CII letter to Treasury on proposed rule on outbound investments in China July 18, 2024CII letter to the SEC regarding SPACs","Securities & Exchange Commission (SEC),Treasury, Dept of",,,0,0,2024-10-01T11:21:33-04:00
3231647,88d1389f-0a4d-4085-8fa8-e73a0a4f499b,Q3,"MCKINNON GROUP, LLC, FORMERLY DOING BUSINESS AS RR&G, LLC",306135,CHARLES SCHWAB & CO INC,2024,third_quarter,FIN,"Financial institution legislation, and SEC and federal banking regulation.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",40000,,0,0,2024-10-01T12:33:43-04:00
3231754,ef51db9b-db7a-4a16-b71c-6f1c6140c56e,Q3,M FINANCIAL,401107710,M FINANCIAL,2024,third_quarter,FIN,General Issues Related to Financial Services,"HOUSE OF REPRESENTATIVES,SENATE",,50000,0,0,2024-10-01T15:39:04-04:00
3231825,25bc9c8d-fb27-4665-9379-feb37ea48bb3,Q3,HOLLAND & KNIGHT LLP,18466,THE US CANNABIS ROUNDTABLE F/K/A NATIONAL CANNABIS ROUNDTABLE,2024,third_quarter,FIN,S.2860 - The Secure and Fair Enforcement Regulation Banking Act (SAFER Banking Act).,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-02T07:16:33-04:00
3231828,f9de3daa-af48-4da6-9710-e31ca9cd2951,Q3,HOLLAND & KNIGHT LLP,18466,"CONTINENTAL SERVICE GROUP, INC. D/B/A CONSERVE",2024,third_quarter,FIN,Education and advocacy around the private debt collection program required under Section 6306(c)(1) of the Internal Revenue Code and ConServe's position as an approved private debt collector under the program.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2024-10-02T07:50:44-04:00
3232017,74353858-9412-4aca-a12f-901cd9fcfe92,3A,PAYSAFE PAYMENT PROCESSING SOLUTIONS LLC,401108761,PAYSAFE PAYMENT PROCESSING SOLUTIONS LLC,2024,third_quarter,FIN,"Issues related to the U.S. financial services transaction and payment processing industry. Issues related to the Congressional FinTech and Payments Caucus. Issues related to the Senate Payments Innovation Caucus. Issues related to the House FinTech Task Force. Issues related to privacy and data breach notification. Issues related to FedNow and faster payments. Issues related to financial inclusion and the unbanked and underbanked. Issues related to Central Bank Digital Currencies (CBDC), stablecoins, and digital assets.","HOUSE OF REPRESENTATIVES,SENATE",,20000,0,0,2024-10-02T13:43:34-04:00
3232032,546d4553-ea13-42a3-802a-998ec470129d,Q3,"RWC, INC",400510505,COIN CENTER,2024,third_quarter,FIN,Issues related to cryptocurrency technology,"Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",100000,,0,0,2024-10-02T14:06:02-04:00
3232271,07e35fc5-cc41-4f4b-a05e-fd4c872a2c94,Q3,THE NEW ENGLAND COUNCIL,29106,NEW ENGLAND COUNCIL,2024,third_quarter,FIN,S. 3815 - Improving Disclosure for Investors Act of 2024,SENATE,,5000,0,0,2024-10-03T11:30:42-04:00
3232303,1f472b86-243a-44d5-9679-9ddae994852b,Q3,"SIVON NATTER & WECHSLER, P.C. (FKA BARNETT SIVON & NATTER, P.C.)",5448,CYPRESS GROUP DBA MINDSET,2024,third_quarter,FIN,Financial institution regulation,"Consumer Financial Protection Bureau (CFPB),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE",10000,,0,0,2024-10-03T12:55:10-04:00
3232396,d72f2610-5d4b-4461-ac8b-dfd56e8b89f2,Q3,"CAPITOL SOUTH, LLC",401107683,"MOMS FOR AMERICA, INC.",2024,third_quarter,FIN,Digital Dollar Pilot Prevention Act (H.R. 3712),"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2024-10-03T17:05:19-04:00
3232462,221079b3-b72b-4c7f-b631-18197a23ca66,Q3,RICH FEUER ANDERSON,84775,NOMURA AMERICA HOLDING INC.,2024,third_quarter,FIN,"Regulation of broker-dealers, including capital requirements. Regulation of derivatives and equity market structure issues.","HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2024-10-04T08:26:07-04:00
3232463,cd1ae039-5338-4e76-8667-06c48f6ae6d3,Q3,RICH FEUER ANDERSON,84775,THE DEPOSITORY TRUST & CLEARING CORPORATION,2024,third_quarter,FIN,Legislation and regulation affecting post-trade services for securities markets. Legislation regarding cybersecurity requirements and incident reporting.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-04T08:48:35-04:00
3232538,c9cf4869-7b5a-47ce-bda0-df616672ab06,Q3,"POBLETE TAMARGO, LLP",400620885,MS. CAROLYN CHESTER AND FAMILY,2024,third_quarter,FIN,Claims against the government of Cuba for failing to compensate certified claim holders of expropriated properties.,"HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS)",,,0,0,2024-10-04T13:53:01-04:00
3232766,cacd74a9-e195-472e-9c8e-4da10cbd1a86,Q3,HUTTON STRATEGIES,312758,FEDERATED INVESTORS,2024,third_quarter,FIN,"monitor financial services and capital markets/SEC issues generally, including HR 6783, Capital Markets Financing and Economic Growth Investments Act of 2023.","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2024-10-05T14:38:09-04:00
3232803,9b72664f-08f1-4ea2-848b-a03686dd793c,Q3,HOLLAND & KNIGHT LLP,18466,TRICON RESIDENTIAL INC.,2024,third_quarter,FIN,Issues related to housing policy.,"HOUSE OF REPRESENTATIVES,SENATE",70000,,0,0,2024-10-06T09:45:38-04:00
3232861,5a9c0679-8c69-42fd-84bc-20a80527f92a,Q3,BROWN-FORMAN CORPORATION,7213,BROWN-FORMAN CORPORATION,2024,third_quarter,FIN,Issues related to family majority controlled companies - no specific legislation.,"HOUSE OF REPRESENTATIVES,SENATE",,300000,0,0,2024-10-06T16:27:06-04:00
3232968,08ed5730-7329-4010-b66b-a4c60b2393fe,Q3,NCR ATLEOS,401108308,NCR ATLEOS,2024,third_quarter,FIN,"Regulatory issues related to self-service banking technology including H.R. 3398, The Safe Access to Cash Act, H.R. 4128, The Payment Choice Act, and FDIC digital screen logo placement.","HOUSE OF REPRESENTATIVES,SENATE",,70000,0,0,2024-10-07T10:38:04-04:00
3233236,4e8c2001-fab0-49bb-9024-56ea3cbcd31e,Q3,STUMPTOWN STRATEGIES,401106433,"OPPORTUNITY FINANCIAL, LLC",2024,third_quarter,FIN,Introduction to OppFi to the 118th Congress Rate Caps CFPB Hearing Monitoring & QFRs,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2024-10-07T18:41:22-04:00
3233245,54c718e3-1788-48c0-8c66-82e6b967ccd2,Q3,THE WILLIAMS GROUP,401104049,GENERAL MOTORS,2024,third_quarter,FIN,Legislation impact ILCs,"HOUSE OF REPRESENTATIVES,SENATE",37500,,0,0,2024-10-07T19:26:40-04:00
3233247,255fd0b7-5c84-4565-a91c-6499136210e1,Q3,THE WILLIAMS GROUP,401104049,"METLIFE GROUP, INC.(FKA METROPOLITAN LIFE)",2024,third_quarter,FIN,Financial services and securities law reforms,"HOUSE OF REPRESENTATIVES,SENATE",19000,,0,0,2024-10-07T19:27:37-04:00
3233248,f775aa01-6ef7-4d33-a59d-506d657f5dc4,Q3,THE WILLIAMS GROUP,401104049,AMERICAN FINANCIAL SERVICES ASSOCIATION,2024,third_quarter,FIN,Legislation impacting ILCs,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2024-10-07T19:28:36-04:00
3233251,05f3079d-28f5-424b-8226-de7c1b841d4d,Q3,THE WILLIAMS GROUP,401104049,TRANSUNION,2024,third_quarter,FIN,Legislation related to the fair credit reporting act,"HOUSE OF REPRESENTATIVES,SENATE",11250,,0,0,2024-10-07T19:30:35-04:00
3233253,b38cbada-09aa-4eed-ae6a-34b3916cedd9,Q3,THE WILLIAMS GROUP,401104049,THE MANAGED FUNDS ASSOCIATION,2024,third_quarter,FIN,Legislation related to securities law reform,"HOUSE OF REPRESENTATIVES,SENATE",25000,,0,0,2024-10-07T19:32:13-04:00
3233255,f6fb5772-e2a4-4dcb-81cd-7fb3042187df,Q3,THE WILLIAMS GROUP,401104049,ROBINHOOD,2024,third_quarter,FIN,Securities law reform,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-07T19:34:26-04:00
3233260,4bcbd85c-af68-4551-b375-6c912b04eb9e,Q3,THE WILLIAMS GROUP,401104049,H&R BLOCK,2024,third_quarter,FIN,Consumer protection reform legislation,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2024-10-07T19:35:09-04:00
3233263,e9f91437-a018-4e22-b41e-7bd5f5446c3d,Q3,THE WILLIAMS GROUP,401104049,"MUFG BANK, LTD.",2024,third_quarter,FIN,Securities law reform legislation,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2024-10-07T19:35:49-04:00
3233265,44b8c1e2-df4f-442b-83ee-a97de842f58e,Q3,THE WILLIAMS GROUP,401104049,MASTERCARD,2024,third_quarter,FIN,Interchange fee reform,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-07T19:38:18-04:00
3233269,a2155f0e-05b9-4903-8b97-7f78dbf7ba45,Q3,THE WILLIAMS GROUP,401104049,NATIONAL ASSOCIATION OF MORTGAGE BROKERS,2024,third_quarter,FIN,Mortgage Reform Legislation,"HOUSE OF REPRESENTATIVES,SENATE",45000,,0,0,2024-10-07T19:39:04-04:00
3233318,1a1270c2-b6ae-486f-8343-a04e0d56d51c,Q3,SYENSQO USA LLC,400408933,SYENSQO USA LLC,2024,third_quarter,FIN,"U.S. Securities and Exchange Commission Proposed Rule, ""The Enhancement and Standardization of Climate-Related Disclosures for Investors,"" including provisions related to corporate reporting of Scopes 1-3 emissions.",,,150000,0,0,2024-10-08T07:49:16-04:00
3233344,8d78331b-6863-44b2-ab17-dacae3ba17a1,Q3,DALY CONSULTING GROUP,400923683,INVESTMENT COMPANY INSTITUTE,2024,third_quarter,FIN,Issues related to investment companies.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2024-10-08T09:40:56-04:00
3233355,d4f38aad-db1b-448a-a16a-121d241f8caf,Q3,DALY CONSULTING GROUP,400923683,S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL),2024,third_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",80000,,0,0,2024-10-08T10:00:41-04:00
3233356,1c1ea18a-1f16-4508-ac96-3707b4c9c252,Q3,DALY CONSULTING GROUP,400923683,STATE STREET BANK AND TRUST COMPANY,2024,third_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",40000,,0,0,2024-10-08T10:01:20-04:00
3233358,6c2498f4-147d-4b04-8b9a-4a85f047488c,Q3,DALY CONSULTING GROUP,400923683,DEPOSITORY TRUST & CLEARING CORPORATION,2024,third_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2024-10-08T10:01:54-04:00
3233372,0e3e382d-1ecf-4597-bab4-d1e71fd24ebc,Q3,DALY CONSULTING GROUP,400923683,XTX MARKETS LLC (AMERICAS),2024,third_quarter,FIN,Issues related to the capital markets.,"Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC)",20000,,0,0,2024-10-08T10:04:48-04:00
3233383,d585cc14-982e-434b-8202-172e77255ca6,Q3,INSTITUTE OF INTERNATIONAL BANKERS,19480,INSTITUTE OF INTERNATIONAL BANKERS,2024,third_quarter,FIN,"- Basel III endgame proposed rule, GSIB Surcharge proposed rule, long-term debt proposed rule, resolution proposed rule","Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE",,120000,0,0,2024-10-08T10:08:16-04:00
3233385,93565f88-346b-4982-8c12-f282f708e110,Q3,DALY CONSULTING GROUP,400923683,"BROADRIDGE FINANCIAL SOLUTIONS, INC.",2024,third_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",60000,,0,0,2024-10-08T10:09:59-04:00
3233386,bf089695-46cc-41ca-9cf5-76945bfa690d,Q3,DALY CONSULTING GROUP,400923683,"ROBINHOOD MARKETS, INC.",2024,third_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2024-10-08T10:10:34-04:00
3233387,7b7fc275-1122-43fb-863c-efbf8c577156,Q3,DALY CONSULTING GROUP,400923683,"BLACKROCK FUNDS SERVICES GROUP LLC (FKA BLACKROCK, INC.)",2024,third_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",60000,,0,0,2024-10-08T10:11:09-04:00
3233389,6f7cf6e7-2c4c-44cf-b614-d69704fc77ef,Q3,DALY CONSULTING GROUP,400923683,"CHIME FINANCIAL, INC.",2024,third_quarter,FIN,Issues related to financial services.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-08T10:11:40-04:00
3233399,6056fa30-dcae-4d06-ae54-3a179a127abc,Q3,PATEL PARTNERS LLC,401107690,ASIAN AMERICAN HOTEL OWNERS ASSOCIATION,2024,third_quarter,FIN,"Access to capital and SBA loan increases Issues related to travel, tourism, and taxes","HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of Management & Budget (OMB),SENATE,White House Office",70000,,0,0,2024-10-08T10:37:13-04:00
3233578,6a1eaa97-5710-4355-8a0b-cc31508d1fc4,Q3,ACG ADVOCACY,2057,BANCO SAN JUAN,2024,third_quarter,FIN,International banking issues.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-08T13:45:09-04:00
3233606,52ee0212-cfc0-4482-ac7c-e9a70f62fbf2,Q3,ACG ADVOCACY,2057,CREDIT PROTECTION COALTION,2024,third_quarter,FIN,Financial services issues.,HOUSE OF REPRESENTATIVES,10000,,0,0,2024-10-08T14:22:38-04:00
3233629,84762bd1-5d6a-41aa-8be6-a7515b93627a,Q3,ACG ADVOCACY,2057,"7 ELEVEN, INC.",2024,third_quarter,FIN,Credit card swipe fees. H.R. 3381 - Credit Card Competition Act of 2023.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2024-10-08T14:27:23-04:00
3233641,e217069a-ee8a-4fb8-bfc3-31844b701db5,Q3,"CASSIDY & ASSOCIATES, INC.",8453,NCR ATLEOS,2024,third_quarter,FIN,Regulatory issues related to self-service banking technology H.R. 3398 - The Safe Access to Cash Act H.R. 4128 - The Payment Choice Act,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2024-10-08T14:32:59-04:00
3233648,4abc1405-1f77-468f-b080-5a7ab5e2adea,Q3,AMERICAN FINANCIAL SERVICES ASSOCIATION,2354,AMERICAN FINANCIAL SERVICES ASSOCIATION,2024,third_quarter,FIN,"legislation regarding the CFPB and regulation of the consumer credit industry, credit reporting legislation, auto lending regulations, TABS Act, CFPB Commission, data privacy in banking, and prevention of any legislation imposing rate caps, maintaining the status of industrial banks (oppose S. 3538, letter to FDIC protecting ILCs), CFPB examination of abusive practices and nonbank practices, CFPB as relating to the auto industry and data collection","Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,White House Office",,280000,0,0,2024-10-08T14:36:43-04:00
3233671,4bc1cd78-4fc2-4d33-930a-19a04dcfc8d4,Q3,ACG ANALYTICS,401104741,"ANCHOR LABS, INC.",2024,third_quarter,FIN,Regulatory issues in the block chain space.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2024-10-08T14:44:31-04:00
3233689,9a18d949-0f20-41ea-b52b-f290737a692b,Q3,"CASSIDY & ASSOCIATES, INC.",8453,MEDICAL PROPERTIES TRUST,2024,third_quarter,FIN,Healthcare reform and modernization efforts,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-08T14:53:18-04:00
3233887,da78ebe9-8f45-4c2e-8d0e-3e19121bfeb0,Q3,WEST FRONT STRATEGIES LLC,401103493,THE PNC FINANCIAL SERVICES GROUP,2024,third_quarter,FIN,Monitor issues impacting the financial services industry.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-08T22:15:46-04:00
3233953,8942e518-1d87-4433-8f44-5e20c976b741,Q3,HOLLAND & KNIGHT LLP,18466,"AVA LABS, INC.",2024,third_quarter,FIN,"Educating targeted House & Senate Members and staff regarding issues including blockchain, decentralized finance, digital coins and assets and related issues; H.R.3572 - Securities Clarity Act; H.R.2743/S.293 - Fair Access to Banking Act; discussion drafts on stablecoin and market structure reform legislation; H.R.1747 - Blockchain Regulatory Certainty Act; H.R.4763 - Financial Innovation and Technology for the 21st Century Act.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-09T07:25:18-04:00
3234048,b8972606-23e8-4f8a-8bae-8a17120caee8,Q3,STRUCTURED FINANCE ASSOCIATION,401103239,STRUCTURED FINANCE ASSOCIATION,2024,third_quarter,FIN,"1. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules (includes the Liquidity Coverage Ratio, The Fundamental Review of the Trading Book, efforts to create ""Simple, Transparent and Comparable"" (STC) securitizations, STC treatment for short-term securitizations, and capital treatment of consolidated SPEs when risk transfer occurs). 2. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS asset classes, specifically auto, credit card, equipment lease and student loans. 3. General Dodd-Frank Implementation and Reform Efforts - Issues concerning the implementation of DFA final rules, including risk retention, the Liquidity Coverage Ratio (LCR), and uncleared swap margin rules; issues related to risk retention provisions, the Volcker Rule (discussed SFA's recommended changes with staff at SEC, Federal Reserve Board, FDIC and OCC), arbitration clauses, lead regulator concept, and ""valid when made"" loan provisions; reform proposals as they relate to securitization and capital markets generally; the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act of 2018, specifically provisions potentially related to securitization. 4. SFA is a member of the Alternative Reference Rates Committee (ARRC) at the Federal Reserve Bank of New York working to determine best path for transition away from LIBOR (in 2021, the U.K.s Financial Conduct Authority will stop compelling banks to report LIBOR). SFA co-chairs the ARRCs Securitization Working Group which meets regularly with the goal of producing concrete recommendations on how best to effect the transition. 5. Advocacy related to industry concerns regarding the Bureaus proposed consent judgment in the case of Consumer Financial Protection Bureau v. National Collegiate Master Student Loan Trusts. This case has broad implications for the securitization market as the consent order could alter the parties settled contractual rights and obligations in these transactions. 6. Employee Retirement Income Security Act of 1974 (ERISA) - Issues relating to the interpretation and implementation of amendments and exemptions to ERISA as they relate to structured finance; issues related to ERISA disclosures provided in securitization offering documents. 7. Trust Indenture Act of 1939 (TIA) - Issues relating to a potential conflict with a provision of the Trust Indenture Act - allowing for a clarification to be limited to the LIBOR transition event and eliminating the potential of setting an unintended precedent. 8. True Lender - Issues relating to the Office of the Comptroller of the Currency rule issued in October 2020 that eliminates any ambiguity to when a bank is considered the true lender when extending a loan, including in the context of a bank and third-party partnership, including S.J. Res. 15. 9. Section 1062 (Certain Sales Between Grantor Trust and Deemed Owner) of the Amendment in the Nature of a Substitute to the Build Back Better Act (H.R. 5376) which would treat certain grantor trusts as separate from their owners for certain purposes. 10. LIBOR Transition - Issues related to H.R. 4616, the Adjustable Interest Rate (LIBOR) Act of 2021 and the Consolidated Appropriations Act, 2022. 11. SEC Rule 15c2-11 - Advocacy related to concerns regarding the rule's public disclosure requirements, and a push for delayed implementation or complete rule reversal. 12. SEC Conflicts of Interest Rule - Advocacy related to concerns regarding the rule's requirements and a push for modifications to the rule.","Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Treasury, Dept of",,253750,0,0,2024-10-09T10:49:15-04:00
3234078,4eef0339-a1af-46a6-bdea-1f0a608a7cfc,Q3,"EDUCATION FINANCE COUNCIL, INC.",13153,EDUCATION FINANCE COUNCIL INC,2024,third_quarter,FIN,"Removing QSLBs from PAB Cap and AMT; Continue to Allow Employers to Annually Repay Up To $5,250 of Their Employees Student Loans Tax-Free in 2026 and Beyond; and Amend 529 Savings Plan Qualified Expenses to Include Costs Associated with Career Training and Credentialing Pass the Freedom to Invest in Tomorrows Workforce Act","HOUSE OF REPRESENTATIVES,SENATE",,19250,0,0,2024-10-09T11:26:33-04:00
3234081,072f2d0b-9426-40e3-878b-7a6bc8ff3b41,Q3,STELLAR DEVELOPMENT FOUNDATION,401105816,STELLAR DEVELOPMENT FOUNDATION,2024,third_quarter,FIN,"Development of a legislative framework for stablecoins, including H.R. 4766, the Clarity for Payment Stablecoins Act of 2023; Increasing the regulatory clarity pertaining to crypto assets and crypto facilities, including H.R. 4763, Financial Innovation and Technology for the 21st Century Act; Illicit finance and KYC/AML matters, including S. 2355, Crypto-Asset National Security Enhancement and Enforcement (CANSEE) Act and S. 2669, Digital Asset Anti-Money Laundering Act of 2023; Senate discussion draft - Ensuring Necessary Financial Oversight and Reporting of Cryptocurrency Ecosystems (ENFORCE) Act; Senate discussion draft - Digital Commodities Consumer Protection Act of 2024; Federal blockchain and distributed ledger technology research activities; Cryptocurrency and application of blockchain and distributed ledger technology to financial services; CFTC regulation of digital assets; Central Bank Digital Currencies (CBDCs); Crypto exchanges; Interoperability; Consumer protection issues","HOUSE OF REPRESENTATIVES,SENATE",,60000,0,0,2024-10-09T11:29:54-04:00
3234130,cab2c435-1f2f-442f-9470-15a0ed1b7015,Q3,"NASDAQ, INC.",27115,NASDAQ INC,2024,third_quarter,FIN,"Monitoring legislation speaking to regulate AI, machine learning, and other tools used in the financial services arena; Transparency and accuracy of proxy advisors; Public company regulations; SEC climate disclosure rule. Legislative reforms to improve capital formation (Venture Exchange), H.R 1807, H.R. 2624, H.R. 2625, H.R. 2793, H.R. 2576, H.R. 2610, H.R. 2608, H.R. 2603, H.R. 6623 - Main Street Growth Act, legislation on 10-Q optionality; Highly skilled workforce issues, including immigration reform; Federal financial transaction tax: S. 1990 and H.R. 4119 - Tax on Wall Street Speculation Act; Digital asset regulatory reform, S. 2597 - Digital Commodities Consumer Protection Act; Equity market structure and SECs rulemaking on market structure, Regulation NMS, market data, regulation of Exchange pricing: SECs proposed elimination of volume based tiered pricing in the equities markets; Reform of SRO rulemaking; defend trading incentives such as exchange rebate programs Highlighting Nasdaqs anti-financial crime software solutions and policies aimed at those issues.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,520000,0,0,2024-10-09T12:21:52-04:00
3234156,db58003d-b59a-4fe8-b6ef-24a326d8f030,Q3,REAL ESTATE ROUNDTABLE,28435,REAL ESTATE ROUNDTABLE,2024,third_quarter,FIN,"Credit Risk Retention OTC Derivatives Basel III, Liquidity Coverage Ration, HVCRE Rule, FRTB, Basel III Endgame Flood Insurance; Terrorism Risk Insurance; Natural Catastrophe Risk Insurance CFIUS Reform (FIRRMA) Beneficial Ownership, Corporate Transparency Act, ENABLERS Act Cyber Security (H.R. 3776, H.R. 3359); Cyber Insurance Current Expected Credit Losses (CECL) LIBOR Reform Forbearance Issues Emergency Rental Assistance for Residential Business Tenants (e.g., H.R. 7301) Restart Act (S. 3814) Corporate Governance Through Diversity Act (H.R. 1018, S. 360) Pandemic Risk Insurance Troubled Deb Restructuring (TDR) CECL Reg S-K Reform SEC Proposed Rule on Financial Climate Risk Reporting SEC Proposed Rules on: Amendments to Form PF, Private Fund Advisers, Cybersecurity Risk Management SEC Custody Rule","Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),Treasury, Dept of",,1607780,0,0,2024-10-09T12:43:57-04:00
3234314,7e050a14-3fd3-46d8-9249-13864c432d07,Q3,MICHIGAN CREDIT UNION LEAGUE,25157,MICHIGAN CREDIT UNION LEAGUE,2024,third_quarter,FIN,"Lapses by the retail industry/merchants in securing consumer information continue to be extremely problematic and costly to consumers and financial institutions. MCUL is advocating that Congress hold retailers to the same or similar data security standards as the financial service industry has to abide by and require retailers notify credit unions sooner once a breach occurs. We support the introduction of legislation that ensures all businesses, institutions and organizations that collect, use or share personal data are subject to national standards, to include language that preempts state requirements, among other things. MCUL supports modernizing the Federal Credit Union Act (FCUA). The financial service industry is rapidly changing. Advancements in technology, including high speed internet connectivity, have significantly changed our society and how financial institutions do business. Updating the FCUA has become necessary to ensure federally chartered credit unions have the powers and flexibility to be competitive and members can benefit from new technology. We are currently supporting S. 539/H.R.4867, the Veterans Member Business Loan Act that would exempt credit union business loans to veterans from the member business lending cap and we are supporting H.R. 582/S.610, the Credit Union Board Modernization Act which would afford federal credit unions flexibility with regard to how often their boards meet. In addition, we are calling on Congress to pass H.R. 4868, the Member Business Loan Expansion Act, allowing the NCUA to extend the maturity limit on non-mortgage loans. MCUL is monitoring developments for GSE/housing finance reform and will advocate to make sure any reforms reflect the significant role credit unions play in the secondary mortgage market and we will defend against anything that is potentially harmful to credit unions and our members. MCUL is calling on Congress to pass bank secrecy act/anti-money laundering reforms and provide financial institutions relief from unnecessary, duplicate and burdensome rules and increase the SAR and CTR thresholds. MCUL is educating members of our congressional delegation on the growing interest among credit union members and credit unions in cryptocurrency. We believe Congress should explore ways to regulate the delivery of financial services using digital currencies to ensure consumers are protected in the same way if they received financial services from a financial institution. We urge Congress to look for ways to enable credit unions and other financial institutions to provide digital assets, so that these services can be properly overseen by federal regulators. Finally, credit unions seek parity with other financial institutions in this area as credit unions must be able to offer digital/crypto products and services directly to their members in the same way that other institutions can to their customers. MCUL is urging Congress to amend H.R. 4766, the Clarity for Payment Stablecoins Act of 2023, to remove current competitive barriers for credit unions in stablecoin legislation. MCUL remains opposed to a proposal by the U.S. Treasury Department and that has been discussed in Congress that would require financial institutions to report on an annual basis, the gross inflows and outflows, for member accounts (businesses and individuals). We have been educating our congressional delegation on the issue and urging them to reject including the proposal in future legislation. MCUL opposes H.R. 9303/S.4943, the Protecting Consumers from Payment Scams Act of 2024 provided the bill fails to tackle the root causes of criminal activity that have left consumers vulnerable to fraud/scams, does not provide resources to improve consumer education about fraud/scams and would impose severe costs on credit unions and dramatically alter their ability to absorb future loses. Lastly, credit unions are not-for-profit member-owned financial institutions, owned by members they service. Credit unions consumer-focused model is self-regulating and a principal reason why credit unions are not covered by the Community Reinvestment Act (CRA). MCUL will educate members of the delegation of the work credit unions are doing to serve low/moderate-income, diverse communities and the negative impacts of including credit unions in the CRA. We will oppose efforts that would result in credit unions of any size being included in the CRA.","HOUSE OF REPRESENTATIVES,SENATE",,20000,0,0,2024-10-09T15:21:19-04:00
3234327,a0bba404-bc66-464e-aef8-a8f98d9a4345,Q3,"MERCURY PUBLIC AFFAIRS, LLC",70175,ALIBABA GROUP HOLDING LIMITED,2024,third_quarter,FIN,"""Technology policy issues; access to U.S. capital markets; issues related to e-commerce; small- and medium-sized enterprise export promotion ""","Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of,White House Office",80000,,0,0,2024-10-09T15:32:29-04:00
3234358,8526b5b6-fc80-4685-b405-514569889de8,Q3,"MERCURY PUBLIC AFFAIRS, LLC",70175,DELFI LABS,2024,third_quarter,FIN,related to Fin Tech,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-09T15:57:32-04:00
3234412,78b5ccf0-35ec-4e68-9b9f-917bb724e079,Q3,"MERCURY PUBLIC AFFAIRS, LLC",70175,MESSER FINANCIAL GROUP,2024,third_quarter,FIN,related to Field Marketing organizations,"Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",100000,,0,0,2024-10-09T16:27:56-04:00
3234434,0a55906e-9eae-4d05-86b1-6ee6ab3a6144,Q3,TRACTOR SUPPLY COMPANY,401106669,TRACTOR SUPPLY COMPANY,2024,third_quarter,FIN,Issues related to public company disclosure rules. No specific legislation.,"HOUSE OF REPRESENTATIVES,SENATE",,110000,0,0,2024-10-09T16:44:59-04:00
3234447,7427969f-d651-47b5-8a04-5be8af930d99,3T,"MERCURY PUBLIC AFFAIRS, LLC",70175,WHITE & CASE LLP OBO HABIB BANK,2024,third_quarter,FIN,"related to financial services, international affairs and Litigation","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,1,2024-10-09T16:57:54-04:00
3234497,a379f0ec-dcd5-4f8d-85e7-920b9f7750bc,Q3,"CASSIDY & ASSOCIATES, INC.",8453,SOCIETY OF ACTUARIES,2024,third_quarter,FIN,General legislative issues related to actuarial profession,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",20000,,0,0,2024-10-09T20:19:38-04:00
3234913,a8bf1e74-2ccd-4759-b899-f3372dd37102,Q3,THORSEN FRENCH ADVOCACY LLC,400599826,WESTERN UNION,2024,third_quarter,FIN,Monitor Issues Related to Anti-Money Laundering. Monitor Counterfeiting Issues.,HOUSE OF REPRESENTATIVES,20000,,0,0,2024-10-10T14:19:05-04:00
3235031,655c737d-359e-4ede-b88f-4f7a64949162,Q3,DELTA STRATEGY GROUP,310370,CITADEL INVESTMENT GROUP,2024,third_quarter,FIN,Monitor legislation and regulation impacting derivatives and/or securities markets.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2024-10-10T15:44:45-04:00
3235037,27ecbc7d-b60a-4775-8706-2a84192ec90a,Q3,DELTA STRATEGY GROUP,310370,FIA / PTG,2024,third_quarter,FIN,Monitor legislation and regulation impacting derivatives and/or securities markets.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2024-10-10T15:47:57-04:00
3235057,ce636da7-3145-4ff6-b941-603f62a8ff70,Q3,BLUE STAR STRATEGIES LLC,400604838,"FORIS DAX, INC. D/B/A CRYPTO.COM",2024,third_quarter,FIN,Discussed status of potential cryptocurrency legislation,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office",25000,,0,0,2024-10-10T16:06:08-04:00
3235061,7cf049cb-3493-4175-a5aa-c0290fd0d364,Q3,KASOWITZ LLP,401103221,BIZ2CREDIT INC.,2024,third_quarter,FIN,Monitor and advocate for relevant legislation and regulations regarding fintechs and small businesses.,"HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of",20000,,0,0,2024-10-10T16:09:24-04:00
3235075,8f1584ac-0129-4ebf-beba-901b1d123a5d,Q3,DELTA STRATEGY GROUP,310370,"TWO SIGMA INVESTMENTS, LP",2024,third_quarter,FIN,Monitor legislation and regulation impacting derivatives and/or securities markets,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2024-10-10T16:21:09-04:00
3235078,268c9e6b-bb4f-4d29-8999-0e64ce80d393,Q3,DELTA STRATEGY GROUP,310370,DIGITAL CHAMBER OF COMMERCE,2024,third_quarter,FIN,Monitor legislation and regulations impacting derivatives and securities markets.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2024-10-10T16:22:44-04:00
3235079,ec6dafe3-d4ba-4149-a3e5-ca96e016971e,Q3,DELTA STRATEGY GROUP,310370,"FORIS DAX MARKETS, INC. DBA CRYPTO.COM",2024,third_quarter,FIN,Monitor legislation and regulation impacting digital asset markets.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES",50000,,0,0,2024-10-10T16:24:25-04:00
3235081,6486471e-d1c2-412a-bfc4-ae221be578fe,Q3,DELTA STRATEGY GROUP,310370,FALCONX BRAVO INC.,2024,third_quarter,FIN,financial regulatory and digital asset policy,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2024-10-10T16:28:06-04:00
3235084,8fe968cc-372a-4271-a566-190345159844,Q3,DELTA STRATEGY GROUP,310370,COMMODITY MARKETS COUNCIL,2024,third_quarter,FIN,Monitor legislation and regulation impacting derivatives and/or securities markets,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2024-10-10T16:32:05-04:00
3235152,f5342854-8d9c-4671-9a22-0761ab733abe,Q3,"INDIANA CHAMBER OF COMMERCE, INC.",19263,INDIANA CHAMBER OF COMMERCE INC,2024,third_quarter,FIN,S. 1838 - Credit Card Competition Act,"HOUSE OF REPRESENTATIVES,SENATE",,10000,0,0,2024-10-11T08:45:01-04:00
3235397,894ec70c-da4b-42af-ad6a-729b7dd36b84,Q3,TIBER CREEK GROUP,20744,"SECRETARY OF STATE, STATE OF DELAWARE",2024,third_quarter,FIN,Issues related to implementation of beneficial ownership reporting requirements.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-11T12:40:50-04:00
3235634,35425914-4bc5-4365-b13e-1500e911e4d9,Q3,COIN CENTER INC.,401105091,COIN CENTER INC.,2024,third_quarter,FIN,Issues related to cryptocurrency technology,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,190000,0,0,2024-10-11T15:32:57-04:00
3235913,caddc969-6d99-4e96-a644-c838b11583c8,Q3,MR. MARK REY,400454181,"MIGHT EARTH, INC",2024,third_quarter,FIN,Specific legislative proposals and administrative actions designed to reduce the rate of deforestation in the developing world,"Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,U.S. Trade Representative (USTR)",5000,,0,0,2024-10-12T14:07:05-04:00
3235920,3e7149a5-24aa-4305-b317-0108bb09b595,Q3,TIBER CREEK GROUP,20744,BANK OF AMERICA CORPORATION,2024,third_quarter,FIN,General issues related to SEC's rulemaking process for fixed-income markets.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-12T14:23:32-04:00
3235927,12a80280-2004-4208-8364-32876b97d197,Q3,TIBER CREEK GROUP,20744,EQUIPMENT LEASING AND FINANCE ASSOCIATION,2024,third_quarter,FIN,"Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (PL 111-203); H.R.1806/S.1159 - the Small Lender Act; H.J.Res.66/S.J.Res.32 - Disapproving the rule submitted by the Consumer Financial Protection Bureau relating to ""Small Business Lending Under the Equal Credit Opportunity Act (Regulation B)"".","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-12T14:48:34-04:00
3235933,ca11661c-784e-4dba-af77-0c60bd5ca43c,Q3,TIBER CREEK GROUP,20744,FINSECA,2024,third_quarter,FIN,H.R.1059 - SECURE Notarization Act of 2023; H.R.1165 - Data Privacy Act of 2023; Issues related to retirement security; Information Reporting of Certain Life Insurance Contract Transactions and Modifications to the Transfer for Valuable Consideration Rules (REG-103083-18).,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-12T15:03:39-04:00
3236026,0b050cf0-b0d1-43a0-8ce9-1bd1f629e2b6,Q3,TIBER CREEK GROUP,20744,AMERICAN PROPERTY CASUALTY INSURANCE ASSOCIATION,2024,third_quarter,FIN,"Issues related to financial services regulatory reform, specifically as it applies to insurance regulation; Issues related to third party litigation financing; Issues related to H.R. 8818 - American Privacy Rights Act of 2024.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-13T10:22:50-04:00
3236037,f342e7c6-0f23-4a75-b507-18684c486570,Q3,TIBER CREEK GROUP,20744,COMMERCIAL REAL ESTATE FINANCE COUNCIL,2024,third_quarter,FIN,Issues related to Basel III Endgame.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-13T10:33:02-04:00
3236039,870f3a8c-fd59-4e25-8f9d-4fda72cfc21b,Q3,TIBER CREEK GROUP,20744,DEUTSCHE BANK USA (FKA DEUTSCHE BANK SECURITIES INC.),2024,third_quarter,FIN,Monitoring legislative proposals affecting the regulation of financial services; Issues related to the regulation of foreign banks; General issues related to digital assets.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-13T10:37:53-04:00
3236048,341dae13-850b-4dbd-b710-f5edfd4f0359,Q3,TIBER CREEK GROUP,20744,THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY,2024,third_quarter,FIN,Issues related to Basel III Endgame; issues related to H.R. 8818 - American Privacy Rights Act of 2024.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-13T10:53:47-04:00
3236167,d633582d-ab06-4cb2-87da-33fa0c01c739,Q3,HOLLAND & KNIGHT LLP,18466,AMERICAN FACTORING ASSOCIATION,2024,third_quarter,FIN,Educating Congress on the importance of the factoring industry to the U.S. economy.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2024-10-13T12:10:29-04:00
3236189,4c4a6f54-249a-4887-a59d-f418165ddb3d,Q3,HOLLAND & KNIGHT LLP,18466,AMSCOT FINANCIAL CORPORATION,2024,third_quarter,FIN,"Legislation and policies affecting financial services, including pay day advances and check cashing.","HOUSE OF REPRESENTATIVES,SENATE",90000,,0,0,2024-10-13T12:28:03-04:00
3236352,1e27831c-4218-4f71-87b6-8b46e65e9014,Q3,"CORNERSTONE GOVERNMENT AFFAIRS, INC.",75557,TUNICA BILOXI TRIBE OF LOUISIANA,2024,third_quarter,FIN,Consumer lending regulation.,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2024-10-13T23:17:12-04:00
3236359,04370d17-a73a-4ba1-a668-0014b9877311,Q3,"CORNERSTONE GOVERNMENT AFFAIRS, INC.",75557,"AMERICAN AGCREDIT, FLCA",2024,third_quarter,FIN,"Initiatives to serve the credit and related-service needs of tribal communities, military veterans, and other association customers.",Farm Credit Administration,40000,,0,0,2024-10-13T23:45:43-04:00
3236411,3234c9bc-2589-4938-85f0-155db65f23d6,Q3,RICH FEUER ANDERSON,84775,MISSIONSQUARE RETIREMENT,2024,third_quarter,FIN,Proposals related to retirement and retiree health savings and collective investment trusts,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2024-10-14T09:14:46-04:00
3236435,409eea43-8530-4df7-9d20-92b9b7efb4a8,Q3,RICH FEUER ANDERSON,84775,CHIME FINANCIAL INC.,2024,third_quarter,FIN,Legislation and regulation relating to financial and fintech policy.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2024-10-14T09:43:30-04:00
3236439,cd65ed58-1f44-4c2c-8eef-045f442f5f12,Q3,RICH FEUER ANDERSON,84775,"SOCIAL FINANCE, INC.",2024,third_quarter,FIN,"Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Issues related to banking and fintech policy.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-14T09:46:32-04:00
3236443,5bc5ca93-9c83-4ceb-bfff-50f8484c9400,Q3,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,400503478,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,2024,third_quarter,FIN,"SR-FICC-2024-005; Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities FINCEN 31 CFR 1032 and RIN 1506-AB66 and Securities and Exchange Commission 17 CFR 275 and RIN 3235-AN34. Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers File No. S7-25-22 - Outsourcing by Investment Advisers File No. S7-04-22 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies RIN 1505-AC82 - Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern Document no 2024-12336 - Request for Information on Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector RIN 3038-AF25 - Final Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools General discussions in relation to SEC Form PF","Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC),Treasury, Dept of",,180000,0,0,2024-10-14T09:55:20-04:00
3236452,cd158b16-3b17-4c0a-9d52-c98a88d909ff,Q3,RICH FEUER ANDERSON,84775,"MERCURY TECHNOLOGIES, INC.",2024,third_quarter,FIN,Issues related to financial technology and bank partnerships.,"HOUSE OF REPRESENTATIVES,SENATE",45000,,0,0,2024-10-14T09:57:16-04:00
3236467,24e3da42-33a9-4a17-aa1b-149625ad75ea,Q3,"REMITLY GLOBAL, INC.",401107992,"REMITLY GLOBAL, INC.",2024,third_quarter,FIN,"General issues related to remittances, including de-risking and taxation of consumers who send remittances. General issues related to faster payments, such as nonbank access to FedNow. General issues related to digital identity.","Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of,White House Office",,90000,0,0,2024-10-14T10:18:55-04:00
3236576,c47aa612-430a-429a-a5a3-0c2d2f008c0d,Q3,NOMURA HOLDING AMERICA INC.,400609851,NOMURA HOLDING AMERICA INC.,2024,third_quarter,FIN,General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance reform. Foreign Agent Registration Act reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,120000,0,0,2024-10-14T11:57:32-04:00
3236605,1bf56aa0-8335-4e4c-81a2-acb26f84cd9c,Q3,9TH STREET STRATEGIES,401107899,STRUCTURED FINANCE ASSOCIATION,2024,third_quarter,FIN,"Issues related to conflict of interest rulemaking, issues related to structured finance","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2024-10-14T12:12:01-04:00
3236616,e3f255b4-91a5-4147-accf-6eebafaf7f97,Q3,9TH STREET STRATEGIES,401107899,CITADEL ENTERPRISE AMERICAS LLC,2024,third_quarter,FIN,Issues related to capital markets,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2024-10-14T12:22:02-04:00
3237048,ce349dff-0426-4a0b-ae68-7057c3d57849,Q3,FARM CREDIT MID-AMERICA,401105708,FARM CREDIT MID-AMERICA,2024,third_quarter,FIN,"Legislation related to the Farm Credit System, implementation of Section 1071 of the Dodd-Frank Act, Farm Bill provisions that would impact agricultural financing, rural housing legislation, and the Farm Food and National Security Act of 2024 (HR8467).","HOUSE OF REPRESENTATIVES,SENATE",,20000,0,0,2024-10-14T15:05:37-04:00
3237101,69524a3d-f4c1-46fe-8973-3d28c2f0b457,Q3,WINNING STRATEGIES WASHINGTON,50796,"PRIVATEER, SCA",2024,third_quarter,FIN,Banking and Financial Services legislation,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",40000,,0,0,2024-10-14T15:22:35-04:00
3237308,adb98be6-0e46-4e75-9073-a557e75af6ec,Q3,HOGAN LOVELLS US LLP,18422,POPULUS FINANCIAL GROUP,2024,third_quarter,FIN,Work to establish Federal Rate Caps,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2024-10-14T17:09:03-04:00
3237340,e8a73ead-6c31-4954-94c1-a00d5fa6ca2e,Q3,"BROWNSTEIN HYATT FARBER SCHRECK, LLP",7257,"ALLY FINANCIAL, INC.",2024,third_quarter,FIN,Proposals regarding financial regulatory reform implementation for consumer financial products,HOUSE OF REPRESENTATIVES,40000,,0,0,2024-10-14T18:23:50-04:00