id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
3043194,05e7fd02-698c-4457-b27f-b4fddf41f58f,Q3,NATIONAL ASSOCIATION OF POSTAL SUPERVISORS,401075023,NATIONAL ASSOCIATION OF POSTAL SUPERVISORS,2023,third_quarter,RET,"Legislation that may impact the Civil Service Retirement System and the Federal Employees Retirement System H.R. 82 and S. 957, the Social Security Fairness Act, legislation to repeal the Windfall Elimination Provision and the Government Pension Offset H.R. 866, the COLA Equity Act, legislation to provide equity between the CSRS retirement cost-of-living-adjustment and the FERS cost-of-living-adjustment H.R. 716, the Fair COLA for Seniors Act, legislation to provide a more accurate calculation for retirement cost-of-living-adjustments H.R. 4260, Public Servants Protection and Fairness Act,legislation to revise the Social Security Windfall Elimination Provision","HOUSE OF REPRESENTATIVES,SENATE",,21000,0,0,2023-09-06T14:27:41-04:00
3044203,05ef19e8-cfb6-40b5-8942-dc0b738f73e9,Q3,"FORSCEY, PLLC",52880,"WRITERS GUILD OF AMERICA, WEST",2023,third_quarter,RET,Work in opposition to legislation that would reduce previously enacted government approved funding for distressed multi-employer pension plans and in opposition to proposals that would increase PBGC premiums on multi-employer plans.,"HOUSE OF REPRESENTATIVES,Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of",30000,,0,0,2023-10-02T17:00:20-04:00
3044517,3dfb8ffd-f05d-40fd-9dd5-2321a6a1cff2,Q3,THE ESOP ASSOCIATION,13858,ESOP ASSOCIATION,2023,third_quarter,RET,"Any proposed legislation potentially impacting ESOP creation and operation, and employee ownership issues and generally all legislative proposals to amend the Employee Retirement Security Act of 1974. Above areas include tax and labor law issues embedded in the Employee Retirement Security Act of 1974 and the Federal Internal Revenue Code, and laws encouraging Federal agencies to promote creation and operation of ESOPs.","HOUSE OF REPRESENTATIVES,SENATE",,90000,0,0,2023-10-03T16:15:17-04:00
3045095,4546e066-4ada-4656-b116-83bfa0a92992,Q3,"DOUCET CONSULTING SOLUTIONS, LLC",401104418,LOUISIANA SHERIFFS' ASSOCIATION,2023,third_quarter,RET,Support for repeal of the Windfall Elimination Provision and the Government Pension Offset in the Social Security Program.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-05T11:41:51-04:00
3045134,fb983de9-9483-451e-b1bc-2c04f1ec4168,Q3,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2023,third_quarter,RET,"Issues related to retirement security and savings, including retirement income products and retirement income disclosures and H.R.2594, the ""Securing a Strong Retirement Act of 2021.""","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-10-05T13:25:32-04:00
3045157,e2a0e9fb-6a3e-4a41-960a-17986959b22c,Q3,MR. MARK REY,400454181,NATIONAL OLDER WORKERS CAREER CENTER,2023,third_quarter,RET,Assisting retired federal workers secure new employment opportunities,"HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE,U.S. Forest Service",6000,,0,0,2023-10-05T13:42:18-04:00
3045575,967453d5-4fb4-45ff-932f-0b411e262171,Q3,"INTERNATIONAL UNION OF POLICE ASSOCIATIONS, AFL-CIO",50400,INTERNATIONAL UNION OF POLICE ASSOCIATIONS AFL-CIO,2023,third_quarter,RET,"S2236, HR 82,","HOUSE OF REPRESENTATIVES,SENATE",,20000,0,0,2023-10-06T12:32:54-04:00
3045596,9b8d1d48-11f2-4d5e-ab58-153c4c2815ce,Q3,SCHOENING STRATEGIES,400954758,AMAC ACTION,2023,third_quarter,RET,Support social security improvements and efforts to avert insolvency; support H.R. 2593 Senior Security Act; support H.R. 3784 Improving Social Security's Services to Victims of Identity Theft Act; support H.R. 5193 Senior Citizens' Freedom to Work Act of 2023; support H.R. 5340 Providing Complete Information to Retirement Investors Act.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-10-06T13:04:35-04:00
3046103,e9116bf9-7ddc-4bcb-b83f-87e7534d26f1,Q3,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,26901,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,2023,third_quarter,RET,"Issues related to IRA and pension reform. Issues related to investment advice in connection with retirement products. Issues related to individuals and business investing in retirement vehicles, plan funding limits, participation and disclosure rules, exemptions, employer and plan sponsor duties, and safe harbors.","HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),SENATE,Treasury, Dept of",,448313,0,0,2023-10-09T09:12:40-04:00
3046193,51221642-2bbb-4c1b-8f6e-2348901de3c6,Q3,AMERICAN SOCIETY OF PENSION PROFESSIONALS & ACTUARIES,3481,AMERICAN SOCIETY OF PENSION PROFESSIONALS & ACTUARIES,2023,third_quarter,RET,"H.R. 2617 - Consolidated Appropriations Act, 2023 (117th Congress) H.R. 9462 - Retirement Savings for Americans Act of 2022 (117th Congress) H.R. 3063 - Retirement Fairness for Charities and Educational Institutions Act of 2023 (118th Congress) H.R. 3784 - Improving Social Security's Service to Victims of Identity Theft Act (118th Congress) H.R. 3942 - Lifetime Income for Employees Act H.R. 4008 - Protecting Americans Retirement Savings Act H.R. 4924 - Auto Reenroll Act of 2023 H.R. 5060 - Womens Retirement Protection Act H.R. 5337 - Retirement Proxy Protection Act H.R. 5338 - No Discrimination in My Benefits Act H.R. 5339 - RETIRE Act H.R. 5340 - Providing Complete Information to Retirement Investors Act S. 2517 - Auto Reenroll Act of 2023 S. 2627 - Womens Retirement Protection Act S. 5271 - Retirement Savings for Americans Act of 2022 (117th Congress)","HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE",,382856,0,0,2023-10-09T10:54:50-04:00
3046451,0f6501f4-6476-4fcf-baaf-9eaae6e06231,Q3,COVINGTON & BURLING LLP,11195,"JOHN HANCOCK LIFE INSURANCE COMPANY (USA) (FKA JOHN HANCOCK FIN. SERVICES, INC.)",2023,third_quarter,RET,Retirement; long term care insurance.,,40000,,0,0,2023-10-09T15:07:40-04:00
3046757,16c23dbe-3d92-4eb2-b7c3-0d484d8a5ac6,Q3,GUSTO,401106368,GUSTO,2023,third_quarter,RET,401k Safe Harbor expansion,"HOUSE OF REPRESENTATIVES,SENATE",,10000,0,0,2023-10-10T11:57:03-04:00
3046854,01016a82-5bcf-4773-883f-687cc637e7ce,Q3,"CASSIDY & ASSOCIATES, INC.",8453,SOCIETY OF ACTUARIES,2023,third_quarter,RET,General legislative issues related to actuarial profession,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-10-10T13:45:37-04:00
3047069,ab5edb41-4a96-4830-819c-74d0850a3e0f,Q3,SHEET METAL & AIR CONDITIONING CONTRACTORS NAT'L ASSN,35068,SHEET METAL & AIR CONDITIONING CONTRACTORS NAT'L ASSN,2023,third_quarter,RET,"Support appointment of Jessica Looman as Administrator of DOL W&H Division Support Accelerating Deployment of Versatile, Advanced Nuclear for Clean Energy (ADVANCE) Act of 2023 - S. 1111 Support appointment of Julie Su as DOL Secretary Oppose Perry Amendment 200; Support Prevailing Wage, Quality Work, Registered Apprenticeship Oppose Perry Amendment 202; Support use of PLAs on Federal Construction Projects Thank you to House T&I Committee for supporting Davis-Bacon by opposing Perry Amendment 200 Thank-you to House T&I Committee for supporting Project Labor Agreements by opposing Perry Amendment 202","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-10-10T16:26:10-04:00
3047166,2c8fc60c-8097-48cf-82d1-4e73544e8450,Q3,HOLLAND & KNIGHT LLP,18466,"CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC.",2023,third_quarter,RET,Educating members of Congress and staff on financial planning business tax incentives and retirement issues and policy.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-10-10T17:53:41-04:00
3047444,5b935b72-b15d-40af-8acd-ff8d7b61e31c,Q3,CMFG LIFE INSURANCE COMPANY,80510,CMFG LIFE INSURANCE COMPANY,2023,third_quarter,RET,"Support H.R. 2593/S. 955, the Senior Security Act, which establishes the Senior Investor Taskforce within the Securities and Exchange Commission. Support technical corrections to be made to SECURE 2.0 law.","HOUSE OF REPRESENTATIVES,SENATE",,110000,0,0,2023-10-11T13:42:44-04:00
3047981,eb20f417-fdb3-43e7-95d7-ce1fa3f446eb,Q3,AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA,14611,AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES,2023,third_quarter,RET,"Monitor SEC's Regulation Best Interest. Regarding the Department of Labor's Financial Factors in Selecting Plan Investments, support changes to prevent the Department from requiring plan fiduciaries to select investments based solely on pecuniary factors and prohibiting consideration of Environmental, Societal, and Governmental factors. (No specific bills.) Implementation of H.R. 2954, the SECURE 2.0 Act Fiduciary rulemaking.","HOUSE OF REPRESENTATIVES,SENATE",,480000,0,0,2023-10-12T10:51:29-04:00
3047985,8770f0e1-fed3-4c0b-866b-e57790dec0ed,Q3,ROCK CREEK COUNSEL,401103568,NATIONAL EDUCATION ASSOCIATION,2023,third_quarter,RET,Retirement issues involving qualified plans and Social Security as it impacts educators.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-10-12T10:56:31-04:00
3048002,668894a3-99d8-4e41-8dd2-cac927da4fa9,Q3,SQUIRE PATTON BOGGS,30906,AON SERVICE CORPORATION (FKA AON HEWITT),2023,third_quarter,RET,Advice regarding retirement-related legislation and regulatory reform.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-10-12T11:07:36-04:00
3048612,52c9caff-fcf7-4656-94ff-3bbc9a5956c3,Q3,"DUTKO WORLDWIDE, LLC",12868,ACCENTURE FEDERAL SERVICES LLC,2023,third_quarter,RET,Monitor IT Modernization at the Social Security Administration. Support language to accelerate IT modernization efforts at SSA,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-10-12T17:50:58-04:00
3048887,a215289d-13b9-4104-9d9a-abdec209cac2,Q3,POYNER SPRUILL LLP,400563685,AMERICAN RETIREMENT ASSOCIATION,2023,third_quarter,RET,"Implementation of retirement plan legislation, legislative proposals, retirement plan correction programs, reporting and disclosure, enforcement activities, and rulings and agreements.","HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE",30000,,0,0,2023-10-13T10:58:21-04:00
3049257,32a76708-0f20-40b9-8186-2367dca1b1a2,Q3,PETER TURZA,401103236,"ABF FREIGHT SYSTEMS, INC.",2023,third_quarter,RET,"Issues with respect to multiemployer pension plans and the obligations of contributing employers to such plans involving ERISA, the Internal Revenue Code, MPPAA, the PPA, the Butch Lewis Act and subsequent legislative and administrative efforts.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-10-13T14:33:41-04:00
3049527,d9cb5dce-a110-4d68-8d24-4f8d44ae299f,Q3,RICH FEUER ANDERSON,84775,THE GLOBAL ATLANTIC FINANCIAL GROUP LLC,2023,third_quarter,RET,Legislation and regulations expanding access to retirement solutions.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-10-13T16:35:49-04:00
3050687,0012fbef-5c99-4d6b-80cc-913efb7ca34a,Q3,TREA SENIOR CITIZENS LEAGUE,38426,TREA SENIOR CITIZENS LEAGUE,2023,third_quarter,RET,"Social Security Cost of Living Adjustment (S.394, H.R.671), Social Security Reform (H.R. 281), Repeal of the Windfall Elimination Provision and the Government Pension Offset H.R. 82, S.597), Special Stimulus for Social Security Recipients, Social Security 2100 Act (H.R. 4583, S. 2280), Social Security Enhancement Act (H.R.671), Social Security Expansion Act (H.R. 1046, S. 393).","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-10-16T10:54:07-04:00
3050730,c249f7b2-c46f-4140-b77a-527e421065cd,Q3,"ALLON ADVOCACY, LLC",401104657,YODLEE INC.,2023,third_quarter,RET,"Best interest rule finalized by SEC, revised Department of Labor fiduciary rule, market structure and ESG issues.","Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE",70000,,0,0,2023-10-16T11:04:12-04:00
3050750,c199454c-aa45-4f82-8531-0374fb253b92,Q3,DYKEMA GOSSETT PLLC,12915,JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.),2023,third_quarter,RET,Lobbied in support of retirement security and pension provisions. Lobbied on proposed Fiduciary Rule.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-16T11:05:39-04:00
3050808,47c7c925-97f5-4b57-a855-d9717158c1de,Q3,"ALLON ADVOCACY, LLC",401104657,"FORGE GLOBAL, INC.",2023,third_quarter,RET,Issues related to the treatment of certain retirement accounts.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2023-10-16T11:11:21-04:00
3050852,0182c22e-547e-4258-806b-6132716db399,Q3,AMAC ACTION,401104675,AMAC ACTION,2023,third_quarter,RET,"healthcare reform solutions and legislation, Social Security reform solutions and legislation","Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE",,130000,0,0,2023-10-16T11:24:10-04:00
3050965,6f958694-33da-41b6-95d2-92b580ddd198,Q3,DAVIS & HARMAN LLP,11674,NATIONAL RURAL ELECTRIC COOPERATIVE ASSN,2023,third_quarter,RET,"Proposals related to PBGC premiums. Proposals related to plan funding. Proposals to facilitate new growth of pension plans. Requirement for paper statements under ERISA. Proposals related to nondiscrimination testing of pension plans. Proposals related to defined benefit plan administration. Proposals related to Code Section 415 limit. Proposals related to employee tax credit for employer retirement contributions. Issues related to Internal Revenue Code Section 415. Issues related to Roth catch-up contribution effective date. H.R. 3596, Rightsizing Pension Premiums Act (115th Congress). H.R.6738, Retirement Tax Credit Parity for Cooperatives and Charities Act (117th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 1059/S. 1212, Securing and Enabling Commerce Using Remote and Electronic Notarization Act.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-16T12:14:35-04:00
3050968,12cdd94c-1617-4b9b-9422-26af10f8aea4,Q3,DAVIS & HARMAN LLP,11674,GIRL SCOUTS OF THE USA,2023,third_quarter,RET,"Pension funding issues. PBGC related issues. Proposals related to plan transfers. H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-10-16T12:17:21-04:00
3050992,ab1b2174-16ba-4ce0-a3f4-c98d68c742e3,Q3,DAVIS & HARMAN LLP,11674,FMR LLC,2023,third_quarter,RET,"Proposals to expand retirement plan coverage and adequacy, including proposals to reform the multiple employer plan rules. Proposals related to creating of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Qualified plan issues. Proposals related to self correcting inadvertent plan errors. Work related to brokerage window investments. Proposals related to electronic disclosure. Issues related to electronic witnessing. Issues related to SEC's liquidity and swing pricing proposal. Issues related to the Roth catch-up effective date. Issues related to the SEC's predictive data analytics proposal. S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). H.R. 7310, Protecting Americas Retirement Security Act (117th Congress). S. 4147/H.R. 7860, Financial Freedom Act (117th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 1059/S. 1212, Securing and Enabling Commerce Using Remote and Electronic Notarization Act. S. 2512, A bill to amend the Internal Revenue Code of 1986 to provide a credit for re-enrollment provisions in retirement plans of small employers. H.R. 4924/S. 2517, Auto Reenroll Act.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,,0,0,2023-10-16T12:22:00-04:00
3051012,d4e59b75-5b3a-41af-ae6d-3de094397035,Q3,DAVIS & HARMAN LLP,11674,AMERICAN BENEFITS COUNCIL,2023,third_quarter,RET,"Proposals related to retirement plan enhancements. Proposals relating to defined benefit plans, including plan funding and multiemployer plan issues. Issues related to nonqualified deferred compensation. Work regarding automatic plans and backdoor Roth contributions. Proposals related to plan amendment deadlines. Proposals related to PEP service crediting. Proposals related to Section 401(h) surplus and VEBA surplus. Issues related to Internal Revenue Code Section 162(m). Issues related to tax incentives for retirement savings. Issues related to electronic witnessing. Proposals related to environmental, social, and governance plan investments and proxy voting. Issues related to Qualified Professional Asset Managers. Issues related to cybersecurity in retirement plans. Proposals related to stemming leakage from retirement plans. Proposals related to stable value investment offerings in defined contribution plans. Proposals related to phased retirement. Proposals related to PBGC premiums. Proposals related to retirement target date funds. Issues related to the Department of Labor's proposed regulation defining fiduciary for investment advice purposes. Proposals and regulations related to cash balance, pension equity, and other hybrid pension plans. Issues related to PBGC collections and PBGC disclosure and mediation issues. Proposals related to electronic disclosure of information under ERISA. Proposals regarding compliance of retirement plans. Issues related to Form 5500 filing and missing participants. Issues related to the use of brokerage windows in defined contribution plans. Proposals to reform the multiple employer plan rules. Proposals regarding pension risk transfers. Proposals to modify required minimum distribution rules. Proposals that would modify limits on retirement plan contributions. Proposals related to stretch IRAs. Issues related to government issued mortality tables. Proposals to amend the nondiscrimination provisions to protect older, longer service employees. State-administered retirement plan initiatives. Annuitization with respect to defined contribution plans. QLACs. Proposals that would consolidate various retirement and IRA types. Proposals regarding a retirement lost and found. Proposals related to savings accounts for emergencies. Proposals related to disaster relief. Issues related to paid family and medical leave. Work regarding 15% pension minimum tax issue. Proposals related to self-correcting inadvertent plan errors. Issues related to SEC's liquidity and swing pricing proposal. Issues related to IRS Form W-4R and W-4P. Department of Labor Secretary nomination. Issues regarding age 18 eligibility. Issues related to the SEC's predictive data analytics proposal. Issues related to Roth catch-up contribution effective date. H.R. 4523, the Automatic Retirement Plan Act (115th Congress). H.R. 3596, Rightsizing Pension Premiums Act (115th Congress). S. 2370, Automatic IRA Act (116th Congress). H.R. 4830, Pension and Budget Integrity Act (117th Congress). H.R. 5877/S. 3746, Pension Risk Transfer Accountability Act (117th Congress). H.R. 7310, Protecting Americas Retirement Security Act (117th Congress). S. 4153, Incentivizing Small Business Retirement Savings Act (117th Congress). S. 4219/H.R. 7740, Employee and Retiree Access to Justice Act (117th Congress). H.R. 7780, Mental Health Matters Act (117th Congress). H.R. 5376, Build Back Better Act (117th Congress). Technical corrections of H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 9066/S. 4973, Retirement Savings Modernization Act (117th Congress). H.R. 9462/S. 5271, Retirement Savings for Americans Act (117th Congress). H.R. 4924/S. 2517, Auto Reenroll Act. S. 2512, A bill to amend the Internal Revenue Code of 1986 to provide a credit for re-enrollment provisions in retirement plans of small employers. H.R. 5060/S. 2627, Women's Retirement Protection Act.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2023-10-16T12:32:11-04:00
3051037,1a601655-f083-401d-bb66-337c20ec5ad6,Q3,DAVIS & HARMAN LLP,11674,EDWARD JONES INVESTMENTS,2023,third_quarter,RET,"Proposals related to small business retirement issues and retirement savings issues. SIMPLE IRAs. Issues related to automatic enrollment. Partnership tax issues. Required minimum distribution issues. Proposals to assist military spouses. Issues related to the Department of Labor's fiduciary definition. Issues related to emergency savings. Proposals related to net investment income. Proposals to assist caregivers. Issues related to SEC's liquidity and swing pricing proposal. Issues related to the SEC's predictive data analytics proposal. Issues related to Roth catch-up contribution effective date. H.R. 7146/S. 1870, Enhancing Emergency and Retirement Savings Act (117th Congress). H.R. 7310, Protecting Americas Retirement Security Act (117th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 4924/S. 2517, Auto Reenroll Act. S. 2512, A bill to amend the Internal Revenue Code of 1986 to provide a credit for re-enrollment provisions in retirement plans of small employers.","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-10-16T12:35:59-04:00
3051048,0c4dc600-5dee-4db8-b9ee-35426083e330,Q3,INTERNATIONAL ALLIANCE OF THEATRICAL STAGE EMPLOYEES,401105446,INTERNATIONAL ALLIANCE OF THEATRICAL STAGE EMPLOYEES,2023,third_quarter,RET,Oppose the Giving Retirement Options to Workers Act,,,70000,0,0,2023-10-16T12:36:55-04:00
3051366,9fb7453b-7b30-49dd-9f96-b2084853bbc7,Q3,EMERGENT STRATEGIES,401104778,RETIRESAFE,2023,third_quarter,RET,Issues related to seniors and their needs during retirement.,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-10-16T14:56:47-04:00
3051753,98d2dd1c-d2b1-4377-84bf-8996883c9c02,Q3,DAVIS & HARMAN LLP,11674,NATIONWIDE INSURANCE COMPANIES,2023,third_quarter,RET,"Proposals to expand retirement plan coverage and adequacy, including proposals to reform the multiple employer plan rules. Proposals related to creation of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's regulation defining fiduciary. Proposals related to emergency savings accounts. Qualified plan issues. Proposals related to 401(h) surplus. Proposals related to self correcting inadvertent plan errors. Proposals that would consolidate various retirement and IRA types. Proposals related to annuity incentives. Proposals to reform 403(b) plan investments. Proposals related to electronic disclosure. Proposals related to ETFs and variable annuities. Issues related to SEC's liquidity and swing pricing proposal. Proposals regarding the portability of retirement savings. Issues related to Roth catch-up contribution effective date. S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). H.R. 7310, Protecting Americas Retirement Security Act (117th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 4924/S. 2517, Auto Reenroll Act. S. 2512, A bill to amend the Internal Revenue Code of 1986 to provide a credit for re-enrollment provisions in retirement plans of small employers.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-16T17:03:17-04:00
3051761,f1e95aca-7267-4277-8dd6-161951cebaad,Q3,DAVIS & HARMAN LLP,11674,LPL FINANCIAL,2023,third_quarter,RET,"Proposals to enhance retirement savings opportunities for employers, employees, and individuals, including self correcting inadvertent plan errors. Small business tax credit. Issues related to Code Section 199A. Issues related to the Department of Labor's regulation defining fiduciary. Required minimum distribution issues. SIMPLE IRAs. S. 2387, Small Business Tax Fairness Act (117th Congress). H.R. 7310, Protecting Americas Retirement Security Act (117th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 4924/S. 2517, Auto Reenroll Act. S. 2512, A bill to amend the Internal Revenue Code of 1986 to provide a credit for re-enrollment provisions in retirement plans of small employers.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-16T17:05:27-04:00
3051775,444c55be-2d70-44ce-b58a-ad673d75263b,Q3,DAVIS & HARMAN LLP,11674,BROKER/DEALER COORDINATION GROUP,2023,third_quarter,RET,Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. SEC proposal regarding predictive data analytics.,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE",20000,,0,0,2023-10-16T17:07:34-04:00
3051780,5f38af7a-1bdf-42b2-ad09-78d3a1892f7c,Q3,DAVIS & HARMAN LLP,11674,STATE STREET BANK AND TRUST CO.,2023,third_quarter,RET,"Issues related to expanding retirement coverage and adequacy, facilitating retirement income, and increasing retirement security. Issues related to Qualified Professional Asset Managers. Issues related to qualifying longevity annuity contracts. Issues related to state law preemption. Proposals to reform the multiple employer plan rules. Issues related to default annuitization. Proposals related to environmental, social, and governance criteria in plan investments and proxy voting. Child Savings Accounts. Issues related to 403(b) investments. Annuity defaults. Annuity tax credits. H.R. 4523, the Automatic Retirement Plan Act (115th Congress). S. 1011, to modify the requirements for multiple employer plans (116th Congress). S. 321, Retirement Security Act (116th Congress). H.R. 7310, Protecting Americas Retirement Security Act (117th Congress). H.R. 5376, the Build Back Better Act (117th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 4924/S. 2517, Auto Reenroll Act. S. 2512, A bill to amend the Internal Revenue Code of 1986 to provide a credit for re-enrollment provisions in retirement plans of small employers.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-16T17:10:01-04:00
3051788,ffa4398f-a156-447d-8c9f-d61c59a1c104,Q3,"LONGBOW PUBLIC POLICY GROUP, LLC",401106355,SERGEANTS BENEVOLENT ASSOCIATION OF NEW YORK CITY,2023,third_quarter,RET,"H.R. 82, the ""Social Security Fairness Act of 2023,"" a bill to amend title II of the Social Security Act to repeal the Government pension offset and windfall elimination provisions; entire bill.",HOUSE OF REPRESENTATIVES,40000,,0,0,2023-10-16T17:10:35-04:00
3051794,207c62b5-0749-45b4-bda3-ba60f1cdb59d,Q3,"LONGBOW PUBLIC POLICY GROUP, LLC",401106355,"CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE",2023,third_quarter,RET,Anticipated Investor Protection (a.k.a. Fiduciary Rule) further defining and delimiting the definition of fiduciary pursuant to the Employee Retirement Income Security Act of 1974.,"Labor, Dept of (DOL)",20000,,0,0,2023-10-16T17:12:33-04:00
3051799,6cf0329f-4ea8-41bb-a01c-284512656455,Q3,"LONGBOW PUBLIC POLICY GROUP, LLC",401106355,UNITED BROTHERHOOD OF CARPENTERS AND JOINERS OF AMERICA,2023,third_quarter,RET,General education concerning the need for additional reform of the multiemployer pension system following the enactment of the Special Financial Assistance program as part of the American Rescue Plan Act.,SENATE,20000,,0,0,2023-10-16T17:13:20-04:00
3051809,8d079335-955d-4039-96ce-05ee038c396f,Q3,"LONGBOW PUBLIC POLICY GROUP, LLC",401106355,SIGNATORY WALL AND CEILING CONTRACTORS ALLIANCE,2023,third_quarter,RET,"General education concerning the need for additional reform of the multiemployer pension system following the enactment of the Special Financial Assistance program as part of the American Rescue Plan Act with an emphasis on the authorization of two-pool withdrawal liability for multiemployer plans in the construction industry, improved legal clarity for variable defined benefit plans, and authorization of composite plans.","HOUSE OF REPRESENTATIVES,Pension Benefit Guaranty Corporation (PBGC),SENATE",50000,,0,0,2023-10-16T17:14:00-04:00
3051816,7193cc3d-d44e-4f04-8a21-57e81b4f5c41,Q3,DAVIS & HARMAN LLP,11674,TRANSAMERICA LIFE INSURANCE COMPANY,2023,third_quarter,RET,"Proposals related to retirement plans for small business. Proposals to reform the multiple employer plan rules. Proposals related to ABLE accounts. Issues related to defined benefit plan funding. Guidance related to nondiscrimination rules for defined contribution plan annuity investment products. Issues related to tax incentives for retirement savings. Issues related to income investment options. Proposals related to electronic disclosure. Plan consolidation. Issues related to PEP trustees. Issues related to audits of groups of plans. Proposals to reform 403(b) plan investments. Proposals to amend the Internal Revenue Code and ERISA to avoid duplicative annual reporting. Issues related to electronic witnessing. Issues related to the Roth catch-up contribution effective date. S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). H.R. 4523, the Automatic Retirement Plan Act (115th Congress). H.R. 7310, Protecting Americas Retirement Security Act (117th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 1059/S. 1212, Securing and Enabling Commerce Using Remote and Electronic Notarization Act. H.R. 4924/S. 2517, Auto Reenroll Act. S. 2512, A bill to amend the Internal Revenue Code of 1986 to provide a credit for re-enrollment provisions in retirement plans of small employers.","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-10-16T17:15:28-04:00
3051829,b2f64167-1b60-447b-a2c1-cb321826b137,Q3,DAVIS & HARMAN LLP,11674,WILLIS NORTH AMERICA INC,2023,third_quarter,RET,"Issues related to government issued mortality tables. Issues related to tax incentives for retirement savings. Retirement assumption issues. Issues regarding defined benefit plans. Work regarding 15% pension minimum tax issue. Issues related to Roth catch-up contribution effective date. H.R. 7310, Protecting Americas Retirement Security Act (117th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 4924/S. 2517, Auto Reenroll Act. S. 2512, A bill to amend the Internal Revenue Code of 1986 to provide a credit for re-enrollment provisions in retirement plans of small employers.","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-10-16T17:22:02-04:00
3052181,4fceb1f6-4b19-49de-b3e1-17d98905e8b1,Q3,NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION,26477,NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION,2023,third_quarter,RET,"Air Traffic Control retirement eligibility. Controller staffing. Thrift Savings Plan, federal pensions. CIP, FERS/CSRS. Federal Employee Tax. FEHBP: Provisions relating to federal employees salaries, health benefits, and retirements. Impact of government shutdown: On FAA workforce and the national airspace system. Merit Systems Protection Board. Retired military controllers. Air Traffic Controller Federal Employees Retirement System Supplemental Retirement. Mandatory Retirement Age of Federal Employees including air traffic controllers. H.R. 82, Social Security Fairness Act: Provisions relating to the repeal of the Windfall Elimination Provision (WEP). S. 1302, Social Security Fairness Act: Provisions relating to the repeal of the Windfall Elimination Provision (WEP). H.R. 2337, the Public Servants Protection and Fairness Act: Provisions which would partially repeal and reform the Windfall Elimination Provision (WEP). H.R. 5834, the Equal Treatment of Public Servants Act: Provisions which would partially repeal and reform the Windfall Elimination Provision (WEP). H.R. 521/S. 129, the First Responder Fair RETIRE Act: This bill allows disabled federal first responders (including air traffic controllers) to continue receiving federal retirement benefits in the same manner as though they had not been disabled.","Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT)",,240000,0,0,2023-10-17T05:13:00-04:00
3052407,fdc15ca6-ca1f-4e87-8c83-a81f11991ced,Q3,NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE,27467,NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE,2023,third_quarter,RET,"Social Security Cost of Living Adjustment (COLA). The Fair COLA for Seniors Act (H.R. 716) and Social Security Cost of Living Increase Act (H.R. 1688): Proposals to adopt the Consumer Price Index for the Elderly (CPI-E) for the purpose of determining COLAs for Social Security beneficiaries. Social Security Expansion. The Social Security 2100 Act: A Sacred Trust (H.R. 4583): Proposals to improve benefits and to strengthen Social Security's financing by altering the payroll tax cap, among other changes. The Social Security Expansion Act (S. 393 and H.R. 1046): A bill to enhance Social Security benefits and ensure the long-term solvency of the Social Security program. The Safeguarding American Families & Expanding Social Security Act (No bill): Various provisions updating and modernizing Social Security benefits and extending solvency of the Social Security Trust Funds. Protecting and Preserving Social Security Act (No bill): A bill to adopt the Consumer Price Index for the Elderly (CPI-E) for the purpose of determining COLAs for Social Security beneficiaries and to ensure the long-term solvency of the Social Security program by altering the payroll tax cap. Protecting Our Widows and Widowers in Retirement Act (H.R. 3926): a bill to improve benefits for widows and widowers in two-income households; Surviving Widow(er) Income Fair Treatment Act (SWIFT Act) (S. 2741): legislation increase survivors benefits for disabled widows, widowers, and surviving divorced spouses. Social Security Funding. Medicare and Social Security Fair Share Act (H.R. 4535, S. 1174): Legislation to close the loophole for wealthy individuals who bypass paying net investment income tax (NIIT) and directing the revenue to the Social Security Trust Funds and to the Hospital Insurance Fund, which pays for Medicare Part A that covers inpatient care in hospitals. Social Security Privatization and Benefit Cuts. (No bill): Proposals to borrow funds to invest in the stock market, to raise the Social Security retirement age and to cut Social Security benefits for future retirees promoted by Senator Bill Cassidy and Senator Angus King. Caregiver Social Security Credits. The Social Security Caregiver Credits Act (S. 1211 and H.R. 3729): Proposal to provide Social Security wage credits for individuals who reduce their participation in the workforce or leave the workforce to provide care to specified family members and relatives. Social Security Government Pension Offset and Windfall Elimination Provision. The Social Security Fairness Act of 2023 (H.R. 82 and S. 597) and the Public Servants Protection and Fairness Act (H.R. 4260): Proposals to repeal or modify the Government Pension Offset and Windfall Elimination Provision. Fairness in Social Security Act (H.R. 4348): to amend the Internal Revenue Code of 1986 to exclude the portion of a lump-sum social security benefit payment that relates to periods prior to the taxable year from the determination of household income. Social Security Notch. (No bill): Proposals to ensure that Social Security benefits for individuals born in 1960 and 1961 are not reduced as a result of the coronavirus-related drop in the average wage index. Protecting Seniors from Garnishment. (No bill): Proposal to protect Social Security beneficiaries from having their Social Security benefits garnished to recover unpaid student loans. Social Security Disability Insurance Claim Adjudication. (No bill): To nullify the rule finalized by the Social Security Administration on November 16, 2020, that outlines when its administrative appeals judges may hold hearings and issue decisions on individual cases. Currently, these judges serve an appellate function where they review, at the request of Social Security claimants, the decisions of the administrative law judges who issue decisions in individual cases. Social Security Overpayments. (No bill): Proposals to protect retirees, survivors and people with disabilities from being forced to repay extra Social Security and Supplemental Security Income (SSI) benefits they received because of the COVID-19 pandemic. Strengthening Beneficiaries Rights. (No bill): Various proposals relating to the protection and rights available to Social Security and Supplemental Security Income beneficiaries. Social Security Benefit Statements. The Know Your Social Security Act (H.R. 4143 and S. 2204): Legislation to implement section 1143 of the Social Security Act by clarifying the Social Security Administration is required to mail annual benefit statements to all workers over age 25. Supplemental Security Income (SSI) Program. The Supplemental Security Income Restoration Act (No bill): Legislation to strengthen and restore the SSI program. Supplemental Security Income (SSI) Program. SSI Savings Penalty Elimination Act (S. 2767 and H.R. 5408): a bill to amend title XVI of the Social Security Act to update the resource limit for supplemental security income eligibility. Retirement Plan Distribution: IRS Notice relating to Use of an Electronic Medium to Make Participant Elections and Spousal Consents (RIN 1545-Bq50). House Committee on Aging. (No bill): A Resolution amending the Rules of the House to reestablish a Permanent Select Committee on Aging. Retirement Plan Fiduciary Rule. (No bill or regulation): Supporting the Department of Labor moving forward with a modernization of the fiduciary rule and any supporting regulatory changes. Social Security Administration. The Improving Social Securitys Service to Victims of Identity Theft Act (H.R. 3765, H.R. 3784): Improving Social Security's service to victims of identity theft by requiring the Social Security Administration to provide a single point of contact for any individual whose Social Security account number has been misused. Social Security Administration. Comments in support of Omitting Food from In-Kind Support and Maintenance Calculations, Docket No. SSA-2021-0014. Womens Retirement Security. Womens Retirement Protection Act (S. 2627, H.R. 5060): bill to amend the Employee Retirement Income Security Act of 1974 to provide for greater spousal protection under defined contribution plans.","Administration on Aging,Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),SENATE,Social Security Administration (SSA),Treasury, Dept of",,140000,0,0,2023-10-17T10:35:10-04:00
3052534,6782388b-6b64-4caa-a69f-f50401196ba8,Q3,"WILLIAMS AND JENSEN, PLLC",41454,"DEFINED BENEFIT RETIREMENT PROTECTION FUND, INC.",2023,third_quarter,RET,Legislation affecting WEP and GPO under the Social Security Program; H.R. 82; S.597.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-17T11:05:40-04:00
3052585,9bf9912e-74df-4601-b2be-81f4d1fc3e62,Q3,"WILLIAMS AND JENSEN, PLLC",41454,AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY,2023,third_quarter,RET,Benefit distributions in the form of annuities. Fiduciary Rule.,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE",20000,,0,0,2023-10-17T11:17:58-04:00
3052656,63cc326c-958c-4dac-ae37-6501957794e0,Q3,"WILLIAMS AND JENSEN, PLLC",41454,INDEXED ANNUITY LEADERSHIP COUNCIL,2023,third_quarter,RET,Regulation of Fixed Indexed Annuity.,"Labor, Dept of (DOL),White House Office",10000,,0,0,2023-10-17T11:31:35-04:00
3052777,4886bdd4-9e77-40ef-b437-5a169cfcae65,Q3,"PORTERFIELD, FETTIG & SEARS, LLC",305054,TIAA,2023,third_quarter,RET,Retirement issues.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-10-17T11:53:28-04:00
3052799,dfc2614c-341e-47a0-b8fd-96079378777b,Q3,"PORTERFIELD, FETTIG & SEARS, LLC",305054,PRUDENTIAL FINANCIAL,2023,third_quarter,RET,Issues related to retirement regulations; 403 b plans.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-10-17T11:55:30-04:00
3052822,e61329dc-08df-4157-9711-af2db4752fa5,3A,"PORTERFIELD, FETTIG & SEARS, LLC",305054,PRUDENTIAL FINANCIAL,2023,third_quarter,RET,Issues related to retirement regulations; 403 b plans.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-10-17T12:03:56-04:00
3052844,809b2de1-aa66-4e75-931e-e9f5ba3b8473,Q3,"WILLIAMS AND JENSEN, PLLC",41454,"THE VANGUARD GROUP, INC.",2023,third_quarter,RET,"Retirement and savings issues, generally.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-10-17T12:11:06-04:00
3053040,3c4afe4d-a1a1-409a-b799-4ed8a5b650fe,Q3,"WILLIAMS AND JENSEN, PLLC",41454,HOUSTON FIREFIGHTERS RELIEF AND RETIREMENT FUND,2023,third_quarter,RET,Legislation related to Social Security penalties. H.R. 82 and S. 597.,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",40000,,0,0,2023-10-17T12:52:09-04:00
3053054,c32d20c3-5aa6-443a-b274-111e0bf86d5b,Q3,"WILLIAMS AND JENSEN, PLLC",41454,LOS ANGELES COUNTY EMPLOYEES' RETIREMENT SYSTEM,2023,third_quarter,RET,Legislation related to Social Security penalties. H.R. 82 and S. 597.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-10-17T12:54:54-04:00
3053548,7415c1c8-725d-47fd-80a4-072a911babac,Q3,AMERICAN COUNCIL OF LIFE INSURERS,2115,AMERICAN COUNCIL OF LIFE INSURERS,2023,third_quarter,RET,"Retirement Security 1.SECURE 2.0 Technical Corrections: Legislative language that will amend SECURE 2.0 to make technical changes to a variety of provisions. 2.American Worker Savings & Wealth Creation Plan Act: Would create a federally run retirement plan, similar to the TSP, that would be available to all private sector workers whose employer signs up for the plan. 3.Collective Investment Trusts/Separate Accounts Parity for 403b Accounts: Would ensure parity for 403b accounts to invest in Collective Investment Trusts or Separate Accounts. 4.Expanding Access to Retirement Savings for Caregivers Act: The bill would allow individuals that took at least one year out of the workforce without receiving an earned income, for the purposes of caring for a family member, to make catch-up contributions in years prior to age 50 to their 401(k) plans, individual retirement accounts (IRAs), and other eligible retirement accounts. 5.General Accounts Product Corrections Act: Would clarify fiduciary responsibilities for life insurance companies as it relates to investments in their general accounts. 6.H.R. 4237, Ensuring Sound Guidance Act: Would require investment advisers and ERISA retirement plan sponsors to prioritize financial returns over non-pecuniary factors when making investment decisions on behalf of their clients. 7.H.R. 3942, Lifetime Income for Employees (LIFE) Act of 2022: Amends the current rules for qualified default investment alternatives to facilitate the use of an annuity component will expand the availability of guaranteed returns and guaranteed lifetime income that help savers secure their retirement futures. 8.The Automatic Retirement Plan Act: Would mandate employers with 10 or more employees to implement a retirement plan in the workplace. 9.S. 2517, H.R. 4924, The Auto Reenroll Act of 2023: The bill allows plan sponsors to re-enroll non-participants at least once every three years, unless the individual affirmatively opts-out again. The bill also permits plans to sweep all eligible employees as a group for re-enrollment and does not change the automatic enrollment safe harbors. 10.S. 2627, H.R. 5060, the Womens Retirement Protection Act (S. 2627): the legislation removes the part-time worker provision that was passed in SECURE 2.0. The bill allows for a single distribution of up to 25% of an account balance without spousal consent. It seeks to enhance financial literacy through grants to community-based organizations and also offers grants to such organizations to help low-income women and survivors of domestic abuse obtain qualified domestic relations orders. Income Security The Enhancing American Retirement Now (EARN) Act: Builds upon S. 1770 with additional retirement provisions. Considered the Senate version of SECURE 2.0. S. 2415 and H.R. 7107, the Long-Term Care Affordability Act: Would allow for tax free distributions from retirement accounts to fund LTC contracts. H.R. 133, Both provisions are in the larger bill. H.R.1185 - FAMILY Act. Issue: paid family and medical leave proposal would offer paid leave benefits via a payroll tax for birth or adoption of a child or caring for a sick family member. H.R.1940 - New Parents Act of 2019. Issue: paid family and medical leave H.R.2163 - To amend the Internal Revenue Code of 1986 to allow for tax-advantaged distributions from health savings accounts during family or medical leave, and for other purposes. Issue: paid family and medical leave S.463 - FAMILY Act. Issue: paid family and medical leave- paid family and medical leave proposal would offer paid leave benefits via a payroll tax for birth or adoption of a child or caring for a sick family member S.920 - New Parents Act of 2019. Issue: paid family and medical leave Discussion draft - CRADLE Act. Issue: paid family and medical leave - allows for a deferment of retirement benefits for paid leave benefits. Proposed FY 2020 Budget proposal on paid family and medical leave. Issue: paid family and medical leave H.R. 2694 - Pregnant Workers Fairness Act. Issue: paid family and medical leave. Concurrent Resolution on the Budget, FY2022, S.Con.Res.14. The budget resolution calls for the $3.5 trillion in long-term investments to be fully offset by a combination of new tax revenues, health care savings, and long-term economic growth. In addition, the agreement would prohibit new taxes on families making less than $400,000 per year, and on small businesses and family farms. Issue: Medicare/Dental (Expanding Medicare to include dental, vision, hearing benefits and lowering the eligibility age). H.R. 5376- Build Back Better Act This bill provides funding, establishes programs, and otherwise modifies provisions relating to a broad array of areas, including education, labor, child-care, health care, taxes, immigration, and the environment. Excepted Benefits on Supplemental Benefits-proposed tri-agency rule through HHS, Treasury and Labor. Diversity and Inclusion H.R. 5084 - Improving Corporate Governance Through Diversity Act. Issue: diversity and inclusion. H.R. 5360 - Closing the Racial Wealth Gap Act. Issue: diversity and inclusion. H.R. 281 - Ensuring Diverse Leadership Act. Issue: diversity and inclusion. H.R. 7946 and S. 4464 - Federal Reserve Racial and Economic Equity Act. Issue: diversity and inclusion.","HOUSE OF REPRESENTATIVES,SENATE",,887493,0,0,2023-10-17T14:41:11-04:00
3053678,0acd1687-d669-4531-a12e-229ace56068b,Q3,"CAPITOL CITY GROUP, LTD.",52903,"ASCENSUS, INC.",2023,third_quarter,RET,"H.Res.117 Affirming that Social Security is one of the primary pillars of retirement support for millions of older Americans, and for other purposes; H.R.2637 To amend the Internal Revenue Code of 1986 to waive the early withdrawal penalty on certain distributions from qualified retirement plans;S.1135 A bill to amend title XXVII of the Public Health Service Act, the Employee Retirement Income Security Act of 1974, the Internal Revenue Code of 1986, and the Patient Protection and Affordable Care Act to require coverage of hearing devices and systems in certain private health insurance plans, and for other purposes; H.R.585 Expanding Penalty Free Withdrawal Act; H.R.1119-S523 Freedom to Invest in a Sustainable Future Act; S.Res.42 An original resolution authorizing expenditures by the Committee on Health, Education, Labor, and Pensions; H.R.1933 To provide for a limitation on availability of funds for Department of Labor, Pension Benefit Guaranty Corporation, Salaries and Expenses for fiscal year 2024; S.1158 Health Savings Act of 2023; H.R.677 Health Freedom and Flexibility Act; S.731 TELEHEALTH HSA Act of 2023; H.R.1795 Homecare for Seniors Act; H.R.312 Emergency Savings Accounts Act of 2023; H.R.1769 Healthcare Freedom Act of 2023; H.R.4401 Restoring Earned Veterans Benefits Act; S.2277, HR 735 Susan Muffley Act .","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-10-17T15:15:51-04:00
3053842,d539bd81-7d20-4d53-a842-98bb80e729b8,Q3,NATIONWIDE MUTUAL INSURANCE COMPANY,26411,NATIONWIDE MUTUAL INSURANCE COMPANY,2023,third_quarter,RET,"PL 117-328 Consolidated Appropriations Act, 2023 - SECURE 2.0 Issue Investment Advice Standards Issue Davis Bacon Issue Retirement Security HR 1177/S 427 Financial Freedom Act of 2023 - prohibit the Secretary of Labor from constraining the range or type of investments that may be offered in retirement accounts HR 9462/S 5271 Retirement Savings for Americans Act -- establish the American Worker Retirement Plan HR 2593 Senior Security Act -- establishes the Senior Investor Taskforce within the Securities and Exchange Commission HR 2799 Expanding Access to Capital Act -- reforms to the capital markets of the United States HR 3063 Retirement Fairness for Charities and Educational Institutions Act of 2023 -- amend the Federal securities laws to enhance 403(b) plans HR 3942 Lifetime Income for Employees (LIFE) Act -- amend the Employee Retirement Income Security Act of 1974 to permit default investment arrangements in annuities HR 4237 Ensuring Sound Guidance Act -- amend the Investment Advisers Act of 1940 and the Employee Retirement Income Security Act of 1974 to specify requirements concerning the consideration of pecuniary and non-pecuniary factors DRAFT SECURE 2.0 Technical Corrections - Changes and corrections to SECURE 2.0","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE",,510000,0,0,2023-10-17T15:51:42-04:00
3054013,13e1783f-b3a7-4d3e-8a81-257f955d4335,Q3,"BROWNSTEIN HYATT FARBER SCHRECK, LLP",7257,"UNIVERSAL SAVINGS FOR AMERICANS, FORMERLY REPORTED AS, SAVINGUSA",2023,third_quarter,RET,Issues related to retirement savings,SENATE,110000,,0,0,2023-10-17T16:33:41-04:00
3054045,57e96b98-3b6c-474e-b783-be77a8d0a0d2,Q3,"VERITAS ADVISORS, LLP",283878,CLEARWATER PAPER,2023,third_quarter,RET,"Pensions, no specific bills.","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-10-17T16:42:57-04:00
3054081,4f634023-c970-4842-b07c-f31a0f892b62,Q3,"NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC.",26980,"NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC.",2023,third_quarter,RET,Public Safety Retirees Healthcare Protection Act; Public Servants Protection & Fairness Act; Social Security Fairness Act,"HOUSE OF REPRESENTATIVES,SENATE",,60000,0,0,2023-10-17T16:51:46-04:00
3054261,1179fdf6-7a30-43a7-9766-39327a9c0f82,Q3,FORBES-TATE,400976792,"EDWARD D. JONES & CO., L.P.",2023,third_quarter,RET,"Issues related to retirement security and savings matters; Issues related to small business retirement and retirement savings; Issues related to retirement savings for military spouses; SIMPLE IRAs; Issues related to financial transaction, capital gains, and dividend income taxes; Issues related to senior investor protection matters; Issues related to SEC and DOL standard of care rulemaking; Issues related to partnership tax and IRS Code Section 199A.",SENATE,50000,,0,0,2023-10-17T17:42:03-04:00
3054709,643867a9-3dec-44e5-b643-71dc56da589f,Q3,"PORT SIDE STRATEGIES, LLC",401105394,SOCIAL SECURITY WORKS,2023,third_quarter,RET,S.1174 - Medicare and Social Security Fair Share Act - in support. S. 393 - Social Security Expansion Act - in support. HR 1046 - Social Security Expansion Act - in support. H.R.4583 - Social Security 2100 Act - in support Issues related to Social Security -- no specific legislation.,"HOUSE OF REPRESENTATIVES,SENATE,White House Office",20000,,0,0,2023-10-17T21:05:38-04:00
3054732,7af89d58-b0f8-4a46-9239-7c66f805409f,Q3,"PORT SIDE STRATEGIES, LLC",401105394,MOVEON.ORG CIVIC ACTION,2023,third_quarter,RET,H.R.4583 - Social Security 2100 Act - in support.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-10-17T21:11:24-04:00
3054794,0e5badc5-0253-4bfa-824e-a8adbc50096e,Q3,FORBES-TATE,400976792,INSURED RETIREMENT INSTITUTE,2023,third_quarter,RET,Issues related to retirement savings; H.R. 2954 - Securing a Strong Retirement Act of 2021 (117th Congress). Issues related to H.R. 3063 - The Retirement Fairness for Charities and Educational Institutions Act.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2023-10-17T21:29:06-04:00
3055036,1fa33a3b-9a6e-4fd1-9ee9-d75467ec5083,Q3,DYKEMA GOSSETT PLLC,12915,THE ERISA INDUSTRY COMMITTEE,2023,third_quarter,RET,Paid leave issues Emergency savings Single-employer defined benefit issues Retirement plan disclosures Retirement plan investment requirements and optionsRetirement plan contribution flexibility Retirement savings tax issues Modernizing retirement plan administration Retirement plan recordkeeping issues PBGC premiums SECURE 2.0 Act Multiemployer pensions Litigation and enforcement affecting benefit plans,"HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of",20000,,0,0,2023-10-18T08:40:36-04:00
3055037,fe1995e2-0923-48fd-87a8-27b4e48a287c,Q3,INVARIANT LLC,314237,THE AMERICAN COUNCIL OF LIFE INSURERS,2023,third_quarter,RET,"Monitor retirement issues, including the implementation of the SECURE 2.0 Act of 2022 in P.L. 117-328.","HOUSE OF REPRESENTATIVES,SENATE",90000,,0,0,2023-10-18T08:41:13-04:00
3055409,b02611c1-14ea-4b1e-b3fa-e47c51732adf,Q3,INSTITUTE FOR PORTFOLIO ALTERNATIVES FORMERLY INVESTMENT PROGRAM ASSOCIATION,401104677,INSTITUTE FOR PORTFOLIO ALTERNATIVES FORMERLY INVESTMENT PROGRAM ASSOCIATION,2023,third_quarter,RET,Issues relating to 401(k) defined contributions. Issues relating to Fiduciary Duties Regarding Asset Classes under ERISA (Retirement Savings Modernization Act).,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE",,50000,0,0,2023-10-18T10:06:43-04:00
3055444,6eb4bd12-04d0-40cf-83b2-427a96b7a8b8,Q3,"MORGAN, LEWIS & BOCKIUS, LLP",25818,ROAD CARRIERS LOCAL 707 WELFARE AND PENSION FUNDS,2023,third_quarter,RET,Issues related to legislation affecting multiemployer pension plans,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-10-18T10:12:31-04:00
3055446,887ca624-360d-4626-89d2-1071735ce041,Q3,"MORGAN, LEWIS & BOCKIUS, LLP",25818,NEW YORK STATE TEAMSTERS CONFERENCE PENSION AND RETIREMENT FUND,2023,third_quarter,RET,Issues relating to legislation affecting multiemployer pension plans.,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-10-18T10:13:36-04:00
3055649,d22ac6e2-f5b8-4271-906f-222cda13f67b,Q3,"MCALLISTER & QUINN, LLC",292573,UNITED STATES CAPITOL POLICE LABOR COMMITTEE,2023,third_quarter,RET,"Capitol Security. Legislative Branch appropriations. H.R.1323 - Law Enforcement Officer Fair Retirement Act of 2023. In support of. H.R.82 - S.597- Social Security Fairness Act of 2023. In support of. H.R. 3170 - S. 1514- HELPER Act of 2023. In support of. H.R. 4364 - S. 2302 - Legislative Branch Appropriations Act, 2024 - Provisions related to Capitol Security, pay issues.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-18T10:55:51-04:00
3055863,f8965db8-dfba-4f14-bac2-4ca63d8a428e,Q3,NATIONAL RURAL LETTER CARRIERS' ASSOCIATION,28526,NATIONAL RURAL LETTER CARRIERS' ASSOCIATION,2023,third_quarter,RET,"H.R. 82-""Social Security Fairness Act of 2023""-this legislation repeals provisions that would reduce Social Security benefits for individuals who receive other benefits such as a pension from a state or local government, and eliminates the GPO and WEP. The NRLCA supports this bill. S. 597-""Social Security Fairness Act""-Senate companion bill, the bill repeals provisions that reduce Social Security benefits for individuals who receive other benefits such as a pension from a state and local government, as well as eliminates the GPO and WEP. The NRLCA supports this bill. H.R. 5723-""Social Security 2100""-legislation that protects Social Security. The bill also repeals WEP and GPO. The NRLCA has not taken a position on this bill. H.R. 866-""Equal COLA Act""-legislation that would revise the formula used to calculate the cost of living adjustment for annuities under FERS. The NRLCA has not taken a position on this bill.","HOUSE OF REPRESENTATIVES,SENATE",,125000,0,0,2023-10-18T11:27:37-04:00
3056515,28b6be64-47ce-4277-9b25-0e1b1ac764d0,Q3,THE VOGEL GROUP,401104734,GENWORTH FINANCIAL INC.,2023,third_quarter,RET,Issues related to long-term care insurance and retirement security and savings,"HOUSE OF REPRESENTATIVES,SENATE",36000,,0,0,2023-10-18T13:27:23-04:00
3056522,953ff6e8-3037-48e9-a527-6a2395f2b43a,Q3,WINNING STRATEGIES WASHINGTON,50796,NATIONAL TROOPERS COALITION,2023,third_quarter,RET,Retirement Issues; legislation related to Windfall Elimination Program of retirement benefits for retired law enforcement,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-18T13:29:38-04:00
3056717,9d0487fb-777c-4d14-b5ec-6481f773a4ac,Q3,WINNING STRATEGIES WASHINGTON,50796,PRUDENTIAL,2023,third_quarter,RET,Retirement & pensions,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-10-18T13:51:34-04:00
3057028,4ca1e41e-3c91-4637-b9ef-fd23e08e0612,Q3,ALLIANCE FOR RETIRED AMERICANS,67238,ALLIANCE FOR RETIRED AMERICANS,2023,third_quarter,RET,"1. Proposals to change the Social Security annual Cost of Living Adjustment formula 2. Proposals to raise the Social Security normal retirement age 3. Proposals to ""means test"" Social Security benefits 4. Proposals regarding the Social Security Windfall Elimination Provision 5. Proposals regarding the Social Security Government Pension Offset 6. Proposals to change the Social Security earnings cap 7. Proposals to change the Social Security withholding tax and increase benefits 8. H.R. 3729, Social Security Caregiver Act, entire bill 9. S. 1211, Social Security Caregiver Act, entire bill 10. H.R. 82, Social Security Fairness Act of 2023, entire bill 11. H.R. 3261, Strengthening Social Security Act of 2023, entire bill 12. H.R. 3926, Protecting Our Widows and Widowers in Retirement Act, entire bill 13. Proposals to reduce Social Security fraud 14. S. 2741, Surviving Widow(er) Income Fair Treatment Act of 2023 or the SWIFT Act,"" entire bill","HOUSE OF REPRESENTATIVES,SENATE",,80000,0,0,2023-10-18T14:23:34-04:00
3057360,808fd162-bf71-45ba-ae76-a8ef0ad230bf,Q3,PRIMACY STRATEGY GROUP,401105877,HEALTH&PENSIONWORKS (FKA HEALTHWORKS),2023,third_quarter,RET,"Multiemployer Pension Reform FY2024 Authorizations, Appropriations, and Budget Policy","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-10-18T15:06:48-04:00
3057814,a86861f3-f9fd-44e4-a355-18cc53621b37,Q3,I STREET ADVOCATES,51753,AMERICAN POSTAL WORKERS UNION,2023,third_quarter,RET,Support of the Social Security Fairness Act H.R. 82/S. 597; Support for thereintroduction of the Federal RetirementFairness Act,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-10-18T16:06:39-04:00
3058090,e84092dc-f341-47fb-ade7-2919a4545324,Q3,"CAPCITY ADVOCATES, LLC",291993,NATIONAL ASSOCIATION FOR FIXED ANNUITIES,2023,third_quarter,RET,"All legislation and regulation impacting fixed annuities. Department of Labor- Improving Investment Advice for Workers & Retirees (ZRIN 1210-ZA29). Department of Labor- Proposed Retirement Security rule (RIN: 1210-AC02). S. 1770, the Retirement Security and Savings Act. H.R. 3942, Lifetime Income For Employees Act. Support for expanding qualified longevity annuity contracts. S.RES.275, A resolution designating June as ""National Annuity Awareness Month"" H.Res.528, Expressing support for the designation of June as ""National Annuity Awareness Month""","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2023-10-18T16:51:06-04:00
3058275,0fe31adc-45b2-4a1d-a0f7-8672f1a724b1,3T,THE RABEN GROUP,61458,SMALL INVESTOR PROTECTION LEAGUE (INFORMAL COALITION),2023,third_quarter,RET,"Issues relating to professional activist investors and closed-end funds; proposals to enhance investor protections; proposals to amend the Investment Company Act, including the Increasing Investor Opportunities Act.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,,0,1,2023-10-18T17:16:54-04:00
3058898,19eea40d-4aa2-4121-8f77-1176fb95c1a1,Q3,STATE FEDERAL STRATEGIES,401104435,NCCMP,2023,third_quarter,RET,Monitor issues related to reforms of pension plans,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,White House Office",,,0,0,2023-10-18T20:51:13-04:00
3059215,e5029341-afad-4040-b96f-c02098a70170,Q3,VAN SCOYOC ASSOCIATES,39837,PAYCHEX,2023,third_quarter,RET,"Public Law 117-328, Consolidated Appropriations Act, FY2023, Retirement implementation related issues","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2023-10-19T06:06:26-04:00
3059494,fd250809-3d16-4f5f-bb90-140fff65058f,Q3,PETER DAMON GROUP LLC,401104738,STATE FEDERAL STRATEGIES ON BEHALF OF NCCMP,2023,third_quarter,RET,Monitor issues related to reforms of pension plans,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,White House Office",,,0,0,2023-10-19T08:44:57-04:00
3060737,0d5693ca-f3f9-406a-a6de-87bb0f085854,Q3,MISSIONSQUARE RETIREMENT,401106438,MISSIONSQUARE RETIREMENT,2023,third_quarter,RET,"Proposals related to retirement, employee benefit plan investments and administration, retiree health savings and collective investment trusts. Proposals related to 403(b) and governmental 457(b) plans. Issues related to tax incentives for retirement savings. Expansion of investment options for 403(b) plans. Issues related to implementation of SECURE 2.0.","HOUSE OF REPRESENTATIVES,SENATE",,70000,0,0,2023-10-19T11:33:52-04:00
3060779,a05f94f6-d184-4d16-9bb1-16eb91cdc52a,3A,INVESTMENT COMPANY INSTITUTE,20128,INVESTMENT COMPANY INSTITUTE,2023,third_quarter,RET,"H.R. 4008, Protecting Americans Retirement Savings Act H.R. 5337, Retirement Proxy Protection Act H.R. 5338, No Discrimination in My Benefits Act H.R. 5339, Roll Back ESG to Increase Retirement Earnings Act H.R. 5340, Providing Complete Information to Retirement Investors Act Department of Labor QPAM proposal Department of Labor rule on ESG investing and proxy voting Department of Labor Fiduciary proposal","HOUSE OF REPRESENTATIVES,SENATE",,1490000,0,0,2023-10-19T11:36:36-04:00
3061079,f5792e88-8f3c-44c0-b12b-5db05e5fd2c0,Q3,GUARDIAN LIFE INSURANCE COMPANY OF AMERICA,400853510,GUARDIAN LIFE INSURANCE COMPANY OF AMERICA,2023,third_quarter,RET,Regulatory activity related to fiduciary standards of care.,"HOUSE OF REPRESENTATIVES,SENATE",,440000,0,0,2023-10-19T11:57:09-04:00
3061230,04ae2993-2cdc-4ed1-a08b-40fa09c4e6db,Q3,"CGCN GROUP, LLC",76992,AMERICAN RETIREMENT ASSOCIATION,2023,third_quarter,RET,"Issues related to retirement securities; H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act of 2023.","HOUSE OF REPRESENTATIVES,SENATE",90000,,0,0,2023-10-19T12:09:29-04:00
3061406,fdaeb912-2ba4-4f28-bfe3-5b56a056e652,Q3,"MINDSET ADVOCACY, LLC",296271,"PFS INVESTMENTS, INC.",2023,third_quarter,RET,"Department of Labor proposed rule on the definition term ""fiduciary"": (RIN: 1210-AC02)","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2023-10-19T12:22:04-04:00
3061920,5580dec3-0c44-46ed-b074-cb705757e3cd,Q3,AMERICAN BENEFITS COUNCIL,4675,AMERICAN BENEFITS COUNCIL,2023,third_quarter,RET,"LEGISLATIVE TECHNICAL CORRECTIONS AND ROTH CATCH-UP DELAY. SECURE 2.0 technical corrections, delay of effective date of Roth Catch-up provision and guidance AUTO RE-ENROLLMENT. Automatic retirement plan re-enrollment, S. 2512, July 24, 2023, letter of support to sponsors Sens. Kaine and Cassidy ENVIRONMENTAL, SOCIAL, GOVERNANCE. Environmental Social and Governance (ESG) factors in retirement plan investments, HR 5339, HR 5337, HR 5340, HR 5338, HR 4008 MINIMUM PARTICIPATION REQUIREMENTS. Retirement plan minimum participation requirements DE-RISKING. Pension Plan De-risking, annuities, lump sum distributions RETIREE HEALTH PLANS. Retiree health plans, excess assets, Section 401(h) accounts SEC PROPOSALS AFFECTING RETIREMENT PLANS. Predictive Data Analytics, Open-End Fund Liquidity Risk Management Programs and Swing Pricing RETIREMENT PLAN BROKERAGE WINDOWS. Brokerage window investment options offered by retirement plans and whether there is a duty to monitor investments inside a brokerage window DEFINED BENEFIT PLANS. Defined Benefit Plans, e.g., overfunded plans, PBGC premiums CITs FOR 403(b) PLANS. Collective Investment Trusts and separate accounts for Section 403(b) charities and educational entities, HR 3063 LITIGATION. Litigation and enforcement affecting retirement plans, including pleading standards STATE PLANS. ERISA preemption, state retirement plan mandatory Roth IRA plans covering private sector employers REGULATORY ROTH CATCH-UP DELAY. SECURE 2.0 Section 603 Roth Catch-up Delay transition period SECURE 2.0 GUIDANCE. SECURE 2.0 Guidance, Roth Catch-up contributions, overpayments of benefits, IRC Section 420 transfers, pension-linked emergency savings, student loan, SEP and SIMPLE Roth IRAs, start-up credits, safe harbor for corrections, ERISA notices and disclosures, annual funding notice, pension risk transfer, lost and found registry etc. RMDs. Retirement Plan Required Minimum Distributions FIDUCIARY RULE. Re-proposal of Retirement Plan Fiduciary rule ERISA NOTICES AND DISCLOSURES. Retirement plan notices and disclosures and response to EBSA RFI, e.g., paper benefit statements, notices for unenrolled participants, elimination of certain notices, consolidation of certain notices, pooled employer plans, annual funding notice, 88 Fed. Reg. 54511 PENSION PLAN DE-RISKING. Report by DOL on Defined Benefit Pension Plan De-risking in consultation with the ERISA Advisory Council CAMT. Corporate Alternative Minimum Tax (15% Tax) application to defined benefit pension plans and certain other employee benefit plans PREDICTIVE DATA ANALYTICS, and OPEN-END LIQUIDITY RISK MANAGEMENT PROGRAMS AND SWING PRICING. Predictive Data Analytics by Broker- Dealers and Investment Advisors, Open-End Fund Liquidity Risk Management Programs and Swing Pricing, 88 Fed. Reg. 53960, 87 Fed. Reg 77172 RETIREMENT PLAN AUDITS. Audits for missing participants, cybersecurity standards for audits and duration of audits SPIN OFFS. Retirement Plan spin-off and funding rules","HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,312517,0,0,2023-10-19T13:07:47-04:00
3062411,d5b0dcab-579c-4fcb-9347-e2ca9ca4cab5,Q3,PRINCIPAL FINANCIAL GROUP,32178,PRINCIPAL FINANCIAL GROUP,2023,third_quarter,RET,"HR 5339 RETIRE Act: Summary is in progress. To amend the Employee Retirement Income Security Act of 1974 to specify requirements concerning the consideration of pecuniary and non-pecuniary factors, and for other purposes. HR 5337 Retirement Proxy Protection Act: Summary is in progress. To amend the Employee Retirement Income Security Act of 1974 to clarify the application of prudence and exclusive purpose duties to the exercise of shareholder rights. HR 5338 No Discrimination In My Benefits Act: Summary is in progress. To amend the Employee Retirement Income Security Act of 1974 to establish that fiduciaries must act with prudence and loyalty when selecting service providers for pension plans. HR 5340 Providing Complete Information to Retirement Investors Act: Summary is in progress. To amend the Employee Retirement Income Security Act of 1974 to ensure that pension plans provide notice to participants and beneficiaries on risks associated with certain investments, and for other purposes. HR 3063 Retirement Fairness for Charities and Educational Institutions Act: Summary is in progress. To amend the Federal securities laws to enhance 403(b) plans, and for other purposes.","HOUSE OF REPRESENTATIVES,SENATE",,438000,0,0,2023-10-19T13:51:20-04:00
3062441,1178e58b-5caa-4c31-a56b-353342e34509,Q3,SUMMIT STRATEGIES GOVERNMENT AFFAIRS LLC,401103550,THE ASSOCIATION OF UNION CONSTRUCTORS,2023,third_quarter,RET,Issues related to multiemployer pensions.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-10-19T13:53:53-04:00
3062449,f15955cb-2a26-485a-8b11-620911b682ab,Q3,DAVIS & HARMAN LLP,11674,LINCOLN NATIONAL CORPORATION,2023,third_quarter,RET,"Comprehensive pension and retirement savings legislation. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to paid family, sick, and medical leave. Issues related to lifetime income proposals. S. 2370, Automatic IRA Act (116th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-19T13:54:45-04:00
3062553,8d902ac2-24a1-496b-a059-8800f5e161a9,Q3,MR. DAN PERRIN,40033289,OUR GENERATION,2023,third_quarter,RET,Reform Social Security Disability Insurance,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-19T14:06:38-04:00
3062580,f051b213-7881-4a4c-a216-086f6c938805,Q3,DAVIS & HARMAN LLP,11674,MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY,2023,third_quarter,RET,"Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to lifetime income. Issues related to the tax treatment of retirement plans, IRAs, and annuity products. Issues related to pension risk transfers. H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-10-19T14:09:36-04:00
3062649,174f20e2-328d-4607-9ad1-b3d2130c81aa,Q3,TIAA,55757,TIAA,2023,third_quarter,RET,"Access to Lifetime Income Investment/Distribution Options on Retirement Plan Menus Defined Contribution Retirement Plan Design and Modernization Qualified Default Investment Alternatives (QDIA) Remote Notarization General Account Products ESG Investments on Retirement Plan Menus Post SECURE 2.0 Implementation SEC Proposed Rule, Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting Expanding Access to Retirement Savings for Family Caregivers Act Lifetime Income for Employees Act (H.R. 3942) Auto Portability Access to Workplace Retirement Plans Auto Reenroll Act of 2023 (H.R. 4924, S. 2517)","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,420000,0,0,2023-10-19T14:14:49-04:00
3062765,1c2c5892-b489-426b-9602-4a8064683e0d,Q3,DAVIS & HARMAN LLP,11674,RETIREMENT INDUSTRY TRUST ASSOCIATION,2023,third_quarter,RET,"Issues related to retirement savings and IRAs. Legislative proposals related to self-directed IRAs and IRA investments. Discussion draft of Retirement Improvements and Savings Enhancements (RISE) Act of 2016. IRA investment changes in H.R. 5376, Build Back Better Act/Inflation Reduction Act (117th Congress). H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2023-10-19T14:24:13-04:00
3062795,87c8bd85-0502-45de-969b-74e1d37ad22a,Q3,DAVIS & HARMAN LLP,11674,SPARK INSTITUTE,2023,third_quarter,RET,"Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to recordkeeping simplification for 401(k) plans. Issues related to lifetime income and auto features. Issues related to the SEC's liquidity and swing pricing proposal. H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress) related to Roth catch-up effective date. S. 2517, Auto Reenroll Act.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,,0,0,2023-10-19T14:26:43-04:00
3062936,867feff4-aefb-4adc-9a9b-1586d9bff890,Q3,DAVIS & HARMAN LLP,11674,TIAA,2023,third_quarter,RET,"Issues related to tax incentives for retirement savings. Legislation to expand the employee-sponsored retirement system. Issues related to lifetime income products in qualified retirement plans. Proposals to increase annuitization within qualified retirement plans. Issues related to employee benefit administration and electronic delivery of ERISA-mandated statements and disclosures. Proposals that would consolidate various retirement and IRA types. Issues related to electronic notarization. H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress). H.R. 3942, Lifetime Income for Employees Act.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2023-10-19T14:33:15-04:00
3062960,48947953-07f0-409c-b40f-41f4c7d9fab3,Q3,DAVIS & HARMAN LLP,11674,MISSIONSQUARE RETIREMENT,2023,third_quarter,RET,"Proposals related to retirement and retiree health savings and collective investment trusts. Proposals related to governmental 457(b) plans. H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress), related to the Roth catch-up contribution provision, and pension linked emergency savings accounts.","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2023-10-19T14:35:29-04:00