id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
1857637,1401829f-90da-4623-b7f6-d475e5fb2961,Q3,60 PLUS ASSOCIATION,41988,60 PLUS ASSOCIATION,2016,third_quarter,FIN,Support for Puerto Rico bondholders who have invested in Puerto Rico bonds,"HOUSE OF REPRESENTATIVES,SENATE",,30000,0,0,2016-07-20T11:18:32.077000-04:00
1872487,33257955-c604-4511-8ba8-b5f937f86c94,Q3,RICH FEUER ANDERSON,84775,THOMSON REUTERS,2016,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act.""  Market structure issues, including implementation of Consolidated Audit Trail.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2016-10-01T17:48:02.327000-04:00
1872489,cac82e37-586c-490b-a2bd-4923f800aca7,Q3,RICH FEUER ANDERSON,84775,WELLINGTON MANAGEMENT CO LLP,2016,third_quarter,FIN,"Regulation of asset managers, including implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act.""","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-10-01T17:50:04.203000-04:00
1872493,c9d2a72c-d82d-4c76-9a18-0b421bfa2f92,Q3,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2016,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act.""  Regulation of asset managers as systemically important financial institutions, including H.R. 1550, the ""Financial Stability Oversight Council Improvement Act of 2015,"" and S. 1484, the ""Financial Regulatory Improvement Act of 2015.""  Protection of rights of institutional investors, including in potential bond restructurings.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2016-10-01T18:01:06.890000-04:00
1872495,4cbc223e-074a-4c25-ab39-b74f2baa9683,Q3,RICH FEUER ANDERSON,84775,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"" FORMERLY NASD)",2016,third_quarter,FIN,Regulation of broker-dealers.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-01T18:07:08.377000-04:00
1872497,6563822b-1f7c-43c6-a98d-7906e25700fc,Q3,RICH FEUER ANDERSON,84775,KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC),2016,third_quarter,FIN,"Regulations affecting trading of securities, including market structure issues and regulation of broker-dealers.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-10-01T18:11:11.143000-04:00
1872501,468d75b1-faa4-422d-9227-97e0b39022dc,Q3,RICH FEUER ANDERSON,84775,NOMURA AMERICA HOLDING INC.,2016,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act,"" including Title VII regulation of derivatives and capital requirements.  Equities market structure issues.  Reauthorization of the Commodity Exchange Act, including H.R. 2289, the ""Commodity End-User Relief Act.""","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-01T18:57:14.337000-04:00
1872502,18a25373-5610-48a3-98aa-514debb94e0d,Q3,RICH FEUER ANDERSON,84775,"SWIFT, INC.",2016,third_quarter,FIN,"Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S. 269, the ""Nuclear Weapon Free Iran Act of 2015,"" and S.792, the ""Nuclear Weapon Free Iran Act of 2015.""  Issues related to cyber security.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2016-10-01T19:00:15.850000-04:00
1872506,aee879cf-5cb5-4974-be4d-d5e6db9c17d9,Q3,RICH FEUER ANDERSON,84775,BIPARTISAN POLICY CENTER ADVOCACY NETWORK,2016,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act,"" including regulation of systemically important institutions and Financial Stability Oversight Council designation procedures and transparency, and S. 1484, the ""Financial Regulatory Improvement Act of 2015.""","HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2016-10-01T19:03:17.350000-04:00
1872512,58b0bca8-caa2-4e03-ba70-6dca4b5c7529,Q3,RICH FEUER ANDERSON,84775,"ARGUS MEDIA, INC.",2016,third_quarter,FIN,Regulation of energy market information and price reporting agencies.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-01T19:09:18.883000-04:00
1872517,9fbdbad3-dae7-4640-ba11-04e23f09d7b8,Q3,RICH FEUER ANDERSON,84775,LONDON STOCK EXCHANGE GROUP PLC,2016,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act,"" including regulation of derivative instruments, regulation and capitalization of clearinghouses, protection of customer assets, and extraterritorial application, and H.R. 2289, the ""Commodity End-User Relief Act.""","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2016-10-01T19:14:21.727000-04:00
1872639,b1783825-dfef-40de-993d-f6a0ed0384cb,Q3,FINANCIAL SERVICES INSTITUTE,400712136,FINANCIAL SERVICES INSTITUTE,2016,third_quarter,FIN,Financial Advisor Independent Contractor Status (Fair Playing Field Act of 2015); Dept. of Labor Fiduciary Rule Reproposal; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder Financial Abuse; Pay to Play; Third Party Examinations; Commission Payouts; Dept. of Labor Overtime Rule; Senior Safe Act; Regulatory Relief Act,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",,180000,0,0,2016-10-03T10:02:03.847000-04:00
1872684,20fe6da1-22b2-4d87-83e8-e2767b7e0067,Q3,PETER BLOCKLIN,401014864,INSTITUTE OF INTERNATIONAL BANKERS,2016,third_quarter,FIN,"Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation",SENATE,,,0,0,2016-10-03T11:43:00.820000-04:00
1872700,552b29e1-883c-4057-a913-d3a395fc665b,3A,PETER BLOCKLIN,401014864,INSTITUTE OF INTERNATIONAL BANKERS,2016,third_quarter,FIN,"Volker Rule, Dodd-Frank Act, National Treatment, Systemically Important Financial Institutions designation",SENATE,,,0,0,2016-10-03T12:09:11.077000-04:00
1872701,f0936248-ae68-44e2-b6a5-7a3b0cf19ac4,Q3,PETER BLOCKLIN,401014864,"CREDIT SUISSE SECURITIES,LLC",2016,third_quarter,FIN,"Dodd-Frank Act, National Treatment, Volcker Rule, Systemically Important Financial Institution designation",SENATE,6000,,0,0,2016-10-03T12:12:12.623000-04:00
1872703,57bc7757-c5c9-42b1-a656-f1ddef47a222,Q3,PETER BLOCKLIN,401014864,FEDERATED INVESTORS INC.,2016,third_quarter,FIN,Money Market Funds,SENATE,,,0,0,2016-10-03T12:14:15.093000-04:00
1872706,aaf7197c-2d80-496f-9b03-81de62964df3,Q3,RICH FEUER ANDERSON,84775,SYMPHONY COMMUNICATIONS SERVICES LLC,2016,third_quarter,FIN,Legislation and regulation affecting secure communications services.,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",60000,,0,0,2016-10-03T12:41:18.487000-04:00
1872720,fdbcc661-2ff7-49bf-bc3c-99ab1bcc8dff,Q3,RICH FEUER ANDERSON,84775,BLOCKCHAIN (US) INC.,2016,third_quarter,FIN,Legislative and regulatory initiatives impacting digital currencies.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-03T12:57:27.553000-04:00
1872723,c9e6dca4-9d91-4b76-8013-b27d8a130fd8,Q3,RICH FEUER ANDERSON,84775,"FRANKLIN SQUARE HOLDINGS, L.P.",2016,third_quarter,FIN,"Modernization of regulation of business development companies, including HR 3868, the ""Small Business Credit Availability Act.""","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2016-10-03T12:59:29.910000-04:00
1872816,753966da-65be-45ab-ad61-773d98cc6a4e,Q3,"THE VELASQUEZ GROUP, L.L.C.",53403,NETWORK FOR INVESTOR ACTION AND PROTECTION (NIAP),2016,third_quarter,FIN,"H.R. 5852, To amend the Securities Investor Protection Act of 1970 to confirm that a customers net equity claim is based on the customers last statement and to provide the Securities and Exchange Commission with oversight of the Securities Investor Protection Corporation,  or any similar legislation including H.R. 1982, Restoring Main Street Investor Protection and Confidence Act seeking to amend the Securities Investor Protection Act of 1970 to confirm that a customers's net equity claim is based on the customer's last statement.",HOUSE OF REPRESENTATIVES,,,0,0,2016-10-03T15:26:01.523000-04:00
1872823,4225e402-b9db-4488-92af-b7443cd541aa,Q3,COLORADO ASSOCIATION OF COMMERCE AND INDUSTRY,400909654,COLORADO ASSOCIATION OF COMMERCE AND INDUSTRY,2016,third_quarter,FIN,Fiduciary Rule,"Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE",,,0,0,2016-10-03T15:42:04.587000-04:00
1872828,e6b176b9-5cf1-444e-ad58-c2c63ed20abb,Q3,"THE VELASQUEZ GROUP, L.L.C.",53403,ELECTRONIC PAYMENTS COALITION,2016,third_quarter,FIN,"H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees.",HOUSE OF REPRESENTATIVES,30000,,0,0,2016-10-03T15:42:05.837000-04:00
1872832,7981e33e-f999-4848-8262-7511462d4a9b,Q3,"THE VELASQUEZ GROUP, L.L.C.",53403,CHARLES SCHWAB & COMPANY,2016,third_quarter,FIN,"H.R. 5983, Financial CHOICE Act of 2016, all provisions,and in particular any language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs).",HOUSE OF REPRESENTATIVES,50000,,0,0,2016-10-03T15:58:11.997000-04:00
1872871,e38b2136-8c92-4fac-b390-0cb61d4ba451,Q3,FEDERAL AGRICULTURAL MORTGAGE CORPORATION,14303,FEDERAL AGRICULTURAL MORTGAGE CORPORATION,2016,third_quarter,FIN,General Agriculture Financial conditions.  No specific legislation,"Farm Credit Administration,HOUSE OF REPRESENTATIVES,SENATE",,10000,0,0,2016-10-03T16:22:29.687000-04:00
1872884,71edbf46-4b14-4bfb-90ac-652a07fab4c4,Q3,"THE VELASQUEZ GROUP, L.L.C.",53403,INVESTMENT COMPANY INSTITUTE,2016,third_quarter,FIN,"H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.",HOUSE OF REPRESENTATIVES,60000,,0,0,2016-10-03T16:36:41.093000-04:00
1872953,3487a9be-caea-4191-a1e8-81d41e96c9f3,Q3,PICKARD DJINIS AND PISARRI LLP,400568702,INSTITUTIONAL SHAREHOLDER SERVICES INC.,2016,third_quarter,FIN,"H.R. 5311, Corporate Governance Reform and Transparency Act of 2016.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-04T11:50:57.103000-04:00
1872965,6d8eeda3-d53d-4c6c-9fe6-44c37f4c707e,Q3,VANTAGEKNIGHT LLC,401104100,"MILBANK, TWEED, HADLEY & MCCLOY LLP (ON BEHALF OF AMBAC ASSURANCE CORPORATION)",2016,third_quarter,FIN,"H.R. 5278, Puerto Rico Oversight, Management, and Economic Stability Act","Natl Economic Council (NEC),SENATE,Treasury, Dept of,White House Office",10000,,0,0,2016-10-04T13:54:22.320000-04:00
1872973,934b3e0e-5415-4d8f-9fe3-8991d8a21929,Q3,GOLDHABER POLICY SERVICES LLC,400935705,RANIERI PARTNERS MANAGEMENT LLC,2016,third_quarter,FIN,Continued to work on issues and options related to  non-bank membership in Federal Home Loan Bank.,"Housing & Urban Development, Dept of (HUD),SENATE",10000,,0,0,2016-10-04T14:14:27.870000-04:00
1872976,dba052b9-fbd7-42a2-825c-3f93504ee415,Q3,VANTAGEKNIGHT LLC,401104100,CITIGROUP MANAGEMENT CORP.,2016,third_quarter,FIN,Matters related to global operations and competition issues,"HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office",20000,,0,0,2016-10-04T14:16:29.247000-04:00
1872980,164841bc-b220-43a8-9855-084a23fc70df,Q3,GOLDHABER POLICY SERVICES LLC,400935705,SHELLPOINT PARTNERS LLC,2016,third_quarter,FIN,Continued to work on issues and options related to non-bank membership in Federal Home Loan Bank.,"Housing & Urban Development, Dept of (HUD),SENATE",10000,,0,0,2016-10-04T14:23:34.167000-04:00
1872988,7bb04dec-f5b1-4214-a34f-b7b4caca8308,Q3,GOLDHABER POLICY SERVICES LLC,400935705,WALTER INVESTMENT MANAGEMENT CORP,2016,third_quarter,FIN,Continued to worked to inform key stakeholders concerned withFHFAs principle reduction modification program.,,20000,,0,0,2016-10-04T14:33:41.200000-04:00
1873076,13327992-8865-4782-b033-fd81aeebd7a3,Q3,CAPITOL LEGISLATIVE STRATEGIES LLC,400432093,LEADING BUILDERS OF AMERICA,2016,third_quarter,FIN,"All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-05T09:26:28.367000-04:00
1873100,fcc3757d-4831-439f-878d-fee9501f108f,Q3,"SOBBA PUBLIC, LLC",316797,"VIRTU FINANCIAL, LLC",2016,third_quarter,FIN,issues related to electronic market making in equity and derivative markets,"Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC)",30000,,0,0,2016-10-05T10:19:50.533000-04:00
1873101,76c113cd-3034-4498-a515-db19123b3d21,Q3,"SOBBA PUBLIC, LLC",316797,INTERCONTINENTAL EXCHANGE,2016,third_quarter,FIN,issues related to the exchange trading of equities and derivatives,"Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC)",18000,,0,0,2016-10-05T10:22:52.003000-04:00
1873120,7fea70bd-00df-4386-a654-8e95a5d60f7d,Q3,DALY CONSULTING GROUP,400923683,INVESTMENT COMPANY INSTITUTE,2016,third_quarter,FIN,ISSUES RELATED TO INVESTMENT COMPANIES,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2016-10-05T11:54:17.610000-04:00
1873124,08bc12ab-f48c-48e8-b757-c66a8cf25297,Q3,DALY CONSULTING GROUP,400923683,"FMR LLC (""FIDELITY INVESTMENTS"")",2016,third_quarter,FIN,ISSUES RELATED TO INVESTMENT COMPANIES,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2016-10-05T11:58:23.473000-04:00
1873125,5c22523b-fe2b-461b-b05e-2e8ee2b3a771,Q3,DALY CONSULTING GROUP,400923683,S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL),2016,third_quarter,FIN,ISSUES RELATED TO CREDIT RATING AGENCIES,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",80000,,0,0,2016-10-05T12:00:24.943000-04:00
1873126,e703ca03-cf9a-4fff-bf29-9ce13b1c814e,Q3,DALY CONSULTING GROUP,400923683,CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC,2016,third_quarter,FIN,ISSUES RELATED TO THE CAPITAL MARKETS,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2016-10-05T12:00:26.457000-04:00
1873127,c506571d-c5fb-4de4-aba3-7e68b449501a,Q3,DALY CONSULTING GROUP,400923683,AMERICAN FUEL & PETROCHEMICAL MANUFACTURERS,2016,third_quarter,FIN,Issues related to climate change disclosure,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-10-05T12:03:28.007000-04:00
1873370,194c434b-f72d-4886-ad5f-c4f84f176255,Q3,AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA,14611,AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES,2016,third_quarter,FIN,"Derivatives:  monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress, especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC.

Systemic Risk:  Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank.  Also, track international developments regarding systemic risk designation.

Consumer Financial Protection Bureau:  Monitor inclusion of this new agency in H.R. 4173 the Wall Street Reform and Consumer protection Act and its implementation.

Target Date Funds:  monitor possible legislation and SEC as well as Department of Labor regulatory activiti

Mutual Funds:  Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds.  Lobby in favor of making permanent rules related to investment by nonresident aliens in domestic Mutual Funds.

Fiduciary Duty:  Monitor SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers.

Monitor the DOL's efforts to change the fiduciary standard under ERISA.

Whistleblower Program:  Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency.

CFTC:  Argue against rule that would impose position limits on commodity index mutual funds.

Lobby in favor of the SEC's proposed rule 30e-3 under the Investment company Act of 1940 regarding electronic delivery of shareholder reports.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,610000,0,0,2016-10-06T10:45:48.527000-04:00
1873376,b755f5fb-4f47-4586-b10e-e0bbeca1ebd0,Q3,"MAGILL ASSOCIATES, LLC",401103511,MOUNTAIN WEST CREDIT UNION ASSOCIATION,2016,third_quarter,FIN,legislation affecting credit unions,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-06T10:47:50.137000-04:00
1873381,0f1a6c1c-c622-412e-8fdf-7861f7272437,Q3,"MAGILL ASSOCIATES, LLC",401103511,"LIVINGSTON GROUP L L C ""ON BEHALF OF THE PEW CHARITABLE TRUSTS""",2016,third_quarter,FIN,The Consumer Financial Protection Board's proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act),"HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE",30000,,0,0,2016-10-06T10:53:55.593000-04:00
1873396,c133ad1e-c60b-4081-9db4-483836d98772,Q3,"WARNER, NORCROSS + JUDD LLP",401050963,ALLIANCE OF MERGER & ACQUISITION ADVISORS,2016,third_quarter,FIN,"Creating simplified system of federal registration and regulation for broker-dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 686 and S. 1010.  The Small Business, Mergers, Acquisitions and Sales Brokerage Simplification Act of 2015.","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-10-06T11:15:10.493000-04:00
1873398,3d92628c-598e-49e4-9c07-41ffae50b6f8,3T,TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES),90250,EMPOWER RETIREMENT,2016,third_quarter,FIN,"Retirement savings, tax reform, company overview for members and staff. DOL FIDUCIARY RULE","HOUSE OF REPRESENTATIVES,SENATE",,,0,1,2016-10-06T11:17:13.417000-04:00
1873405,ff7d8492-fdae-4b97-bc3d-b2e6c4b3f760,3T,TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES),90250,LPL FINANCIAL LLC,2016,third_quarter,FIN,Company overview for members and staff. DOL FIDUCIARY RULE,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,1,2016-10-06T11:26:23.313000-04:00
1873431,1cbb1fc7-790d-412e-a92e-a01e25a601c7,Q3,SIFF & ASSOCIATES PLLC,400665998,"CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE",2016,third_quarter,FIN,"S. 2489, the Incorporation Transparency and Law Enforcement Assistance Act,"" legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of ""financial institutions"" for purposes of federal anti-money laundering statutes; entire bill.  H.R. 4450, the ""Incorporation Transparency and Law Enforcement Assistance Act,"" legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of ""financial institutions"" for purposes of federal anti-money laundering statutes; entire bill.  Legislative proposals seeking authority under Title 31, United States Code, for the Secretary of the Treasury to impose by regulation new disclosure mandates on all United States entities to obtain details on associated individuals in order to fulfill transparency standards advocated by international organizations such as the Financial Action Task Force, the G-20, and the OECD (no bill introduced).  Deadline for compliance with the SEC's ""Money Market Fund Reform; Amendments to Form PF"" final rule; RIN 3235-AK61; August 14, 2014; 79 FR 47735.","Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",20000,,0,0,2016-10-06T11:52:00.513000-04:00
1873440,ce0ac42b-8353-44c8-85b8-62f0033bb98b,Q3,"THE SMITH-FREE GROUP, LLC",35800,MASTERCARD WORLDWIDE,2016,third_quarter,FIN,"H.R.5983, Financial CHOICE Act of 2016 (All sections of full text)","HOUSE OF REPRESENTATIVES,SENATE",70000,,0,0,2016-10-06T12:12:11.710000-04:00
1873561,881a1147-77b8-41c1-9dd2-17394aebd392,Q3,BOND DEALERS OF AMERICA,400404907,BOND DEALERS OF AMERICA,2016,third_quarter,FIN,Tax and Securities,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,66000,0,0,2016-10-06T15:22:11.757000-04:00
1873670,dd401778-3b25-456a-9e31-c4046e58f87a,3T,"JOHN DUNCAN AND ASSOCIATES, LLC",40025200,LIVINGSTON GROUP ( ON BEHALF OF THE MORTGAGE ELECTRONIC REGISTRATION SYSTEM,2016,third_quarter,FIN,"Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) concerning the transparency and data gathering requirements of the Office of Financial Research (Title I, Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process.  S. 2038, S. 1484, HR. 2642, HR. 1491, the Financial Choice Act, FHFA, CFPB (HMDA), and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.",,10000,,0,1,2016-10-07T10:57:03.910000-04:00
1873705,9df62d5d-3225-42a1-b8fb-96aebe942dce,3@,"JOHN DUNCAN AND ASSOCIATES, LLC",40025200,LIVINGSTON GROUP ( ON BEHALF OF THE MORTGAGE ELECTRONIC REGISTRATION SYSTEM,2016,third_quarter,FIN,"Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) concerning the transparency and data gathering requirements of the Office of Financial Research (Title I, Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process.  S. 2038, S. 1484, HR. 2642, HR. 1491, the Financial Choice Act, FHFA, CFPB (HMDA), and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.",,10000,,0,1,2016-10-07T11:31:26.430000-04:00
1873727,bf4b24b0-4c6b-4b09-a5ca-e29635dc510f,Q3,"JOHN DUNCAN AND ASSOCIATES, LLC",40025200,THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE),2016,third_quarter,FIN,"H.R. 5485 & S. 3067, FY 2017 Financial Services Appropriations Bill, SEC regulation regarding electronic delivery of shareholder reports. Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) implementation and funding issues regarding the Financial Stability Oversight Council. SIFI (Systemically Important Financial Institutions) designation for asset managers. Regulatory activities of the CFPB, particularly the practice of using enforcement orders to establish policy instead of rule-making.  S. 1484, The Financial Regulatory Improvement Act of 2015. Electronic delivery of share-holder reports.",,10000,,0,0,2016-10-07T11:41:44.560000-04:00
1873786,dccd820d-5ccd-4cd5-a3fe-f78db3bcea3b,Q3,HOLLAND & KNIGHT LLP,18466,NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY,2016,third_quarter,FIN,Department of Labor Fiduciary rule.,SENATE,30000,,0,0,2016-10-07T13:07:33.977000-04:00
1873838,790fa7ea-8eb3-480c-a940-062348f4dba8,Q3,COMMERCE BANK,400728185,COMMERCE BANK,2016,third_quarter,FIN,Issues relating to legislation and regulation affecting the banking industry,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-10-07T14:20:14.153000-04:00
1873841,3de7e01b-cf8b-45fe-ad5f-5cd5e6f6496d,Q3,HOLLAND & KNIGHT LLP,18466,SMALL BUSINESS INVESTOR ALLIANCE,2016,third_quarter,FIN,"H.R. 5424, Investment Advisers Modernization Act of 2015","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-10-07T14:20:15.560000-04:00
1873845,ea210464-eb99-49c8-85dc-59ad832e8007,Q3,SCRIVNER LEON GROUP LLC,401103886,"VENABLE LLP ON BEHALF OF OVERSTOCK.COM, INC.",2016,third_quarter,FIN,Monitor potential developments regarding abusive short sale practices.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-10-07T14:23:19.517000-04:00
1874066,b2cda654-33a0-4225-a064-a9275a7883d7,Q3,MORRISON PUBLIC AFFAIRS GROUP,67193,"ESSENT U.S. HOLDINGS, INC.",2016,third_quarter,FIN,"Housing finance policy
Mortgage insurance regulation and taxation","Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office",80000,,0,0,2016-10-08T19:55:41.307000-04:00
1874203,61cd3437-555d-4fd7-92f6-a886de1419c6,Q3,AMERICAN COUNCIL OF LIFE INSURERS,2115,AMERICAN COUNCIL OF LIFE INSURERS,2016,third_quarter,FIN,"Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. 

Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III

H.R. 1090/S. 2497, the Retail Investor Protection Act. Prohibits the Secretary of Labor from prescribing any regulation under the Employee Retirement Income Security Act of 1974 (ERISA) defining the circumstances under which an individual is considered a fiduciary until 60 days after the Securities and Exchange Commission (SEC) issues a final rule governing standards of conduct for brokers and dealers under specified law. Issue: Fiduciary Duties

Amendment to the Transportation, Housing & Urban Development Appropriations act, to prohibit federal guarantees for mortgages seized through eminent domain. Issue: Mortgage Investments.

H.R. 5484/S. 3067 - Financial Services and General Government Appropriations Act, 2017. Making appropriations for financial services and general government for the fiscal year ending September 30, 2017, and for other purposes. Issue: Global insurance standards; SIFI de-risking. 

H.R. 1478/S. 798 - Policyholder Protection Act of 2015. To amend the Federal Deposit Insurance Act to provide for notice to, and input by, State insurance commissioners when requiring an insurance company to serve as a source of financial strength pursuant to such Act. Issue: Source of strength

H.R. 601 - Eliminate Privacy Notice Confusion Act. This bill amends the Gramm-Leach-Bliley Act to exempt from its annual privacy policy notice requirement any financial institution which: (1) provides nonpublic personal information only in accordance with specified requirements, and (2) has not changed its policies and practices with regard to disclosing nonpublic personal information from those disclosed in the most recent disclosure sent to consumers. Issue: privacy

S. 423 - Privacy Notice Modernization Act of 2015. This bill amends the Gramm-Leach-Bliley Act to exempt from its annual written privacy policy notice requirement any financial institution which: (1) provides nonpublic personal information only in accordance with specified requirements, (2) has not changed its policies and practices with respect to disclosing nonpublic personal information from those disclosed in the most recent disclosure sent to consumers, and (3) otherwise provides customers access to such most recent disclosure in electronic or other form permitted by specified regulations. Issue: privacy

H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015. This bill prescribes negotiating objectives for international insurance regulatory frameworks, including: standards, requirements, and rules focused solely upon protection of policy holders, as reflected in the U.S. solvency regime; and a negotiated international insurance regulatory framework that recognizes U.S. prudential measures as equivalent to foreign measures. Issue: global insurance standards. 

S. 1484 - Financial Regulatory Improvement Act of 2015. This legislation will improve accountability and transparency in the United States financial regulatory system, protect access to credit for consumers, provide sensible relief to financial institutions. Issue: financial regulatory reform. 

S. 1086 - International Insurance Capital Standards Accountability Act of 2015. This bill establishes at the Board of Governors of the Federal Reserve System the Insurance Policy Advisory Committee on International Capital Standards and Other Insurance Issues, a 21-member committee representing diverse expert perspectives from the U.S. insurance industry (including life insurance, property and casualty insurance and reinsurance, agents and brokers, academics, consumer advocates, or experts on issues facing underserved insurance communities and consumers). Issue: financial regulatory reform.

H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015. Amends the Financial Stability Act of 2010 to require the Financial Stability Oversight Council, when determining whether to subject a U.S. or a foreign nonbank financial company to supervision by the Board of Governors of the Federal Reserve System (Board), including prudential standards, to consider the appropriateness of imposing such standards as opposed to other forms of regulation to mitigate identified risks to U.S. financial stability. Issue: FSOC

S. 1491/H.R. 2642 - Community Lender Regulatory Relief and Consumer Protection Act of 2015. This legislation will provide sensible relief to community financial institutions and to protect consumers. Issue: financial regulatory reform 

S. 1137 - PATENT Act - This bill amends title 35, United States Code, and the Leahy-Smith America Invents Act to make improvements and technical corrections. Issue: patent reform 

H.R. 9 - Innovation Act - This bill amends title 35, United States Code, and the Leahy-Smith America Invents Act to make improvements and technical corrections. Issue: patent reform

H.R. 2029 - Consolidated Appropriations Act. Issue: privacy, cybersecurity, source of strength, financial regulatory reform, Department of Labor proposed fiduciary rule. 

H.R. 4248 - FSOC Designation Review Act. Issue: SIFI de-risking. 

H.R. 3340 - FSOC Reform Act. Issue: SIFI de-risking. 

H.R. 4538/S. 2216 - Senior$afe Act of 2016. Issue: protecting seniors financial security

H.R. 5143 - Transparent Insurance Standards Act. Issue: international insurance standards 

H.R. 5983 -- Financial CHOICE Act. Issue: Implementation and regulatory reform of the financial services industry. 

Draft House International Insurance Standards legislation. Issue: international insurance standards. 

Issue: Federal Housing Finance Agency proposed rule on federal home loan bank membership. No bill number assigned. 

Issue: Covered agreements on prudential measures with respect to the business of insurance and reinsurance. No bill number assigned.   

Issue: Unclaimed life insurance products. No bill number assigned. 

Tracking:
 
Issue: Holocaust era insurance policy claims. No bill number assigned.

Issue: Patent reform legislation. No bill number assigned. 

Issue: Trust Indenture Act. No bill number assigned.","HOUSE OF REPRESENTATIVES,SENATE",,1071000,0,0,2016-10-10T11:39:30.813000-04:00
1874277,fd94319f-de92-4a15-aa00-395fad173c35,Q3,THE WILLIAMS GROUP,401104049,"METLIFE GROUP, INC.(FKA METROPOLITAN LIFE)",2016,third_quarter,FIN,Non-Bank SIFI Designation,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2016-10-10T13:08:06.107000-04:00
1874279,baa82b79-eef3-4690-ae57-7ab72d6188b6,Q3,THE WILLIAMS GROUP,401104049,GENERAL MOTORS,2016,third_quarter,FIN,OTC Derivatives,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2016-10-10T13:10:07.733000-04:00
1874303,592f0372-7d01-425c-ad93-fc0b4b9e2b5c,Q3,HOLLAND & KNIGHT LLP,18466,"CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC.",2016,third_quarter,FIN,Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule.,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2016-10-10T13:43:26.593000-04:00
1874325,83ec4d50-0878-4b93-932f-caacc04e49d9,Q3,HOLLAND & KNIGHT LLP,18466,AMSCOT FINANCIAL CORPORATION,2016,third_quarter,FIN,"Legislation and policies affecting financial services, including pay day advances and check cashing.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2016-10-10T14:36:49.260000-04:00
1874339,9d97d01d-1ee6-463d-b976-d1ad49b8995b,Q3,HOLLAND & KNIGHT LLP,18466,DEPOSITORY TRUST & CLEARING CORPORATION,2016,third_quarter,FIN,"Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain.","Commerce, Dept of (DOC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),SENATE,White House Office",120000,,0,0,2016-10-10T14:51:57.157000-04:00
1874379,8195a59f-1c4a-4838-ba5b-09a464dbf5a5,Q3,ARIZONA STATE UNIVERSITY,75397,ARIZONA STATE UNIVERSITY,2016,third_quarter,FIN,Negotiated rule making for University use of financial services such as bank cards.,"HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2016-10-10T15:51:37.580000-04:00
1874479,5aa41e37-a6f6-4b30-8b23-71471a44474b,Q3,PENN AVENUE PARTNERS,400918672,MANAGED FUNDS ASSOCIATION,2016,third_quarter,FIN,Regulatory issues impacting the financial markets.,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office",30000,,0,0,2016-10-10T17:06:48.050000-04:00
1874519,f6aa1279-4fa6-4087-9771-90c7c77b536d,Q3,PENN AVENUE PARTNERS,400918672,WESTERN UNION,2016,third_quarter,FIN,Financial Services Issues.,SENATE,10000,,0,0,2016-10-10T17:31:20.797000-04:00
1874607,a9376242-cca3-4a76-8049-5d5349349058,Q3,ACA INTERNATIONAL,81431,ACA INTERNATIONAL,2016,third_quarter,FIN,"Fair Debt Collections Practices Act (FDCPA), Consumer Financial Protection Bureau (CFPB) Rulemaking, Data Security & Privacy, Fair Credit Reporting Act (FCRA), The Financial Institution Customer Protection Act (HR 766), and TABS Act of 2015 (HR 1486).","Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE",,90000,0,0,2016-10-11T08:48:36.750000-04:00
1874608,edd873dd-ac04-44eb-85cf-8994519f9e2e,Q3,JAMES W SEGEL LLC,401103350,BOSTON ASSET MANAGEMENT ASSOCIATION INC,2016,third_quarter,FIN,Member Introduction and organization overview.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-11T09:11:40.217000-04:00
1874609,fd19f00f-5042-4ae0-88aa-13b03fb5d9a2,Q3,JAMES W SEGEL LLC,401103350,FIDELITY INVESTMENTS,2016,third_quarter,FIN,Issues related to investment companies.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-10-11T09:12:41.763000-04:00
1874610,3736f568-fe0d-45c5-8d91-d79128d277f9,Q3,PHILLIP RIVERS,401098065,FINANCIAL PLANNING COALITION,2016,third_quarter,FIN,Laws dealing with the regulation of the Financial Planning profession,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-11T09:12:43.233000-04:00
1874613,7834e579-0a7f-47f4-bac4-7ea3d2a31a81,Q3,JAMES W SEGEL LLC,401103350,INVESTMENT COMPANY INSTITUTE,2016,third_quarter,FIN,Mutual Fund issues.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-11T09:13:47.560000-04:00
1874616,e0584b5f-a83c-4c59-95fc-818f5670c097,Q3,"NASDAQ, INC.",27115,NASDAQ INC,2016,third_quarter,FIN,"General issues relating to the following:
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, HR 5311 - Corporate Governance Reform and Transparency Act of 2016;
Legislation aimed at providing a less regulated/higher capital requirement to replace Dodd-Frank, HR 5983 - Financial CHOICE Act of 2016;
Trading and listings standards needed for a U.S. Venture Exchange, HR 4638 - Main Street Growth Act;
Cross border regulatory issues between the U.S. and Europe;
SEC Conflict Minerals Rule;
Incentives for the trading of small cap stocks/ETFs;
Repatriation/tax reform;
Implementation and expansion of the Jobs Act/capital formation agenda/IPOs;
Highly skilled workers -- immigration reform;
Taxation of securities transactions/tax treatment of options contracts;
Security market structure, Regulation NMS and price discovery;
Proprietary ownership and distribution of market data;
Corporate governance issues; and
Cyber Security and system infrastructure.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,370000,0,0,2016-10-11T09:25:51.770000-04:00
1874857,b26a5aee-ef7c-47aa-84bc-17be761e35f9,Q3,"WILLIAMS AND JENSEN, PLLC",41454,GENWORTH FINANCIAL CORP.,2016,third_quarter,FIN,FHA loan limit expansion extension.  Government sponsored enterprise reform legislation.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-11T14:01:57.760000-04:00
1874882,b278078f-6cd8-4ecb-8320-cf9dfc1ca916,3T,"MAGILL ASSOCIATES, LLC",401103511,"THE LIVINGSTON GROUP (ON BEHALF OF MERSCORP, INC)",2016,third_quarter,FIN,"Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L.111-517)concerning the transparency and data gathering requirements of the Office of Financial Research (Title 1,Subtitle B); the Bureau of Consumer Financial Protection (Title X); and Subtitle D of Title IX -- Improvements to the Asset-Backed Securitization Process.S.2038, S.1484, HR.2642, HR.1491, FHFA, CFPB (HMDA) and the New York Federal Reserve Board and the Uniform Law Commission proposals as they pertain to loan identifiers and electronic registration of mortgages, notes, titles and liens.",,5000,,0,1,2016-10-11T14:10:16.657000-04:00
1875049,3f29044c-f0b4-4cfe-95f3-95a3d09b74a8,Q3,COVINGTON & BURLING LLP,11195,AMERICAN BANKERS ASSOCIATION,2016,third_quarter,FIN,"Issues affecting banks, including housing issues and GSE reform, credit card issues, the Dodd-Frank Act, relief from regulatory burdens, and credit unions","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-11T15:50:43.020000-04:00
1875050,1f62d63b-745e-4f26-a01c-d35be8c18782,Q3,"WILLIAMS AND JENSEN, PLLC",41454,PROSPECT CAPITAL CORPORATION,2016,third_quarter,FIN,H.R. 3868; Securities legislation impacting business development companies.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",10000,,0,0,2016-10-11T15:50:44.363000-04:00
1875054,59f6cc50-01cc-4032-b501-f956932e8a49,Q3,COVINGTON & BURLING LLP,11195,BROWN BROTHERS HARRIMAN,2016,third_quarter,FIN,Issues affecting banking institutions including regulation of derivatives,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-10-11T15:55:49.773000-04:00
1875056,8a189d5c-92af-46b4-94dc-728983442950,Q3,COVINGTON & BURLING LLP,11195,WELLS FARGO & CO,2016,third_quarter,FIN,"issues affecting banking institutions including housing finance, the Dodd-Frank Act, bank consumer issues, and bank capital and liquidity reqirements.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-11T16:00:52.867000-04:00
1875070,356be1a5-2203-4b38-9df6-bdd80fa7eac2,Q3,COVINGTON & BURLING LLP,11195,ARVEST BANK,2016,third_quarter,FIN,"Issues relating to banking institutions, including mortgage and mortgage servicing issues and bank capital requirements","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-10-11T16:05:02.713000-04:00
1875073,c71c9535-f0e3-4c1d-b078-b93b2dc78683,Q3,COVINGTON & BURLING LLP,11195,"PROMONTORY INTERFINANCIAL NETWORK,LLC",2016,third_quarter,FIN,Legislation relating to bank deposits and federal insurance of bank deposits. H.R. 4116 and S.3373,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-11T16:09:05.513000-04:00
1875104,63d6f17a-a148-48bf-a2d6-236a1bbcef43,Q3,NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE,48975,NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE,2016,third_quarter,FIN,"Oppose any efforts to dismantle, weaken, or change the structure or the funding stream of the Consumer Financial Protection Bureau (CFPB).
Support a rule from the CFPB regarding payday lending which require the lender to determine the borrowers ability to repay the loan, including consideration of income and expenses; does not sanction any series of repeat loans or provide a safe harbor for poorly underwritten loans; establishes an outer limit on length of indebtedness that is at least as short as the FDICs 2005 guidelines - 90 days in a twelve-month period; and restricts lenders from requiring a post-dated check or electronic access to a borrowers checking account as a condition of extending credit.
Support the Department of Labor's proposed ""Conflicted Advice Rule"" (also known as the ""Fiduciary Responsibility"" rule) regarding retirement savings.
Support the CFPB's study on forced arbitration clauses; oppose efforts to disable the CFPB to act on  its findings.
Oppose H.R. 685
Oppose H.R. 1529
Oppose H.R. 650
Oppose H.R. 1408
Oppose H.R. 1265
Oppose H.R. 1259
Oppose H.R. 1195
Oppose H.R. 601
Support S. 838 / H.R. 1565
oppose H.R. 50
Oppose HR 37
Support continued implementation of Dodd-Frank Wall Street Reform Act of 2010; oppose efforts to eliminate or weaken provisions of the law
Support S. 1133 / H.R.2087
Support HR 2362
Oppose S 1484
Oppose HR 1737
Support a strong short term lending reform package by the CFPB that does not undermine state or local laws which may be stronger (offer more protection)
Urge FHA to improve its current proposal to change the certification requirements that lenders must make in order to secure Federal Housing Administration insurance on a mortgage loan and adopt an enhanced certification requirement that requires lenders to certify that they meet all three of the following:
Exercise of due diligence and good faith in underwriting the mortgage and submitting the application for insurance, which is proposed;
Establish, operate and monitor a Quality Control program that complies with all FHA requirements; and
For any defects that occur notwithstanding compliance with the first two lender duties, timely remediate or indemnify FHA for any defects that affect the insurability of the loan. 
Oppose HR 1210
Oppose HR 3192
Oppose HR 1737
Oppose HR 776
Oppose HR 1317
Oppose HR 1941
Oppose HR 3189
Support HR 3524 / S 1981
Oppose HR 1266
Oppose H.R. 4018
Support principle reduction of mortgages
Oppose H.R. 766.  Support Operation Choke Point.
Support a strong implementation of the Holder Rule, which says that when a seller of a good or service originates or helps arrange credit, the consumer is allowed to raise the sellers misconduct as a basis for bringing claims or defenses against the entity holding the debt. 
Oppose any financial riders on FY17 spending bills.
Support a robust proposed survey of financing for auto buyers.
Support CFPB moving forward on a rulemaking to address the widespread harm resulting from forced arbitration.
Support Senators signing onto a letter to the CFPB in support of their auto lending efforts.Support extending the upcoming rule curbing short-term pay day and car title loans to long term payday and car title loans.
Oppose granting certiorari in the case of Midland Funding LLC v. Madden
Support Director Cordray speaking to advocates from across the country about financial reform issues
Oppose all budget riders to weaken the powers, structure, or funding of the CFPB --particularly opposing proposals that would limit, delay or remove their authority to take action on forced arbitration.
Support reassessment of Treasurys plan to eliminate the GSEs capital buffers by the end of 2017.
Oppose S. 2663 
Support making the AFFH Assessment tool more effective and closing gaps
Oppose HR 5112 
Support suspension of GSE dividend payments to Treasury, and require the GSEs to develop and implement capital restoration plans, so they have enough capital to safely manage their business and to support Americas housing finance system.
Support the Comprehensive Consumer Credit Reporting Reform Act of 2016
Support HUD AFFH tools as designed to local PHAs and state and local governments with some strengthening suggestions.
Support Rep. Meeks Congressional sign-on letter to the regulators urging better enforcement of the Community Reinvestment Act
Support the Consumer Financial Protection Bureau (CFPB) for releasing a strong proposed payday and car title lending rule and urge the Bureau to close some concerning loopholes that would allow some lenders to continue making harmful loans business as usual.
Support the elimination / reduction of loan level price adjustments
Support capturing the borrowers preferred language on mortgage application forms.
Support HR 4893
Support principal reduction by HUD and FHFA.
Support proposed CFPB rule to limit forced arbitration by financial services
Support letter by Congressman Meeks (NY) to federal bank regulators that seeks reforms to CRA regulations and examinations practices.
Support the proposed affordability standard set by Federal Insurance Office for future auto insurance research
Oppose HR 5893
Support the inclusion of a company satisfaction survey to the CFPBs complaint process.
Oppose CFPB outline of proposed regulations of debt collection as they fail to sufficiently improve protect consumers victimized by predatory debt collection practices.
Support proposed rule on short-term loans, including payday and car title loans, support strengthening rule to close loopholes,
Oppose Congressional efforts to attach piecemeal GSE reform as amendments to must pass legislation.","Agriculture, Dept of (USDA),Bureau of Alcohol Tobacco Firearms & Explosives,Bureau of Prisons (BOP),Bureau of the Census,Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Council of Economic Advisers (CEA),Defense, Dept of (DOD),Education, Dept of,Election Assistance Commission (EAC),Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Trade Commission (FTC),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Credit Union Administration (NCUA),Natl Institute of Standards & Technology (NIST),Natl Telecommunications & Information Administration (NTIA),Office of Faith-Based & Community Initiatives,Office of Management & Budget (OMB),Office of the Comptroller of the Currency (OCC),SENATE,State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Agency for International Development (USAID),Veterans Affairs, Dept of (VA),White House Office",,68750,0,0,2016-10-11T16:45:29.953000-04:00
1875221,97a15e6f-4da7-4207-8a49-d271cd37755f,Q3,"KABBAGE, INC.",401104099,"KABBAGE, INC.",2016,third_quarter,FIN,"Educating Members of Congress, the OCC, NEC and Treasury Department on FinTech and non-bank lending. Advocating for open federal data (APIs) through Executive Action or Congressional action via H.R. 5725, the IRS Data Verification Modernization Act of 2016 and advocating for Federal Regulatory ""Sandboxes"" via H.R. 6118, the Financial Services Innovation Act of 2016. Discussing the possibilities of FinTech regulation with the OCC.","HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of",,120000,0,0,2016-10-12T09:36:36.560000-04:00
1875261,96202ca3-b777-439a-b4a3-1533aa5a5097,Q3,"PUBLIC SPHERE, INC.",401104153,"LPL FINANCIAL, LLC",2016,third_quarter,FIN,"General Overview, retirement policy, financial services","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-12T10:14:08.270000-04:00
1875280,fa7fdb16-2e97-4947-9dad-83245fee58ec,Q3,"PUBLIC SPHERE, INC.",401104153,MASSACHUSETTS EDUCATIONAL FINANCING AUTHORITY,2016,third_quarter,FIN,"Reauthorization Higher Education Act, Tax Reform","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-12T10:25:19.103000-04:00
1875287,324485a4-9bd0-4295-b785-aea0417f9e93,Q3,"PUBLIC SPHERE, INC.",401104153,PUTNAM INVESTMENTS,2016,third_quarter,FIN,"General Overview, retirement policy, tax reform, pension reform","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-12T10:31:27.873000-04:00
1875294,82fc3014-b24b-4edf-90e7-5f76244ff5a5,Q3,"PUBLIC SPHERE, INC.",401104153,GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY,2016,third_quarter,FIN,"General Overview, retirement policy, financial services, pension reform","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-12T10:35:31.717000-04:00
1875302,e886966b-ab0a-4131-ac22-3c29b19aaec4,Q3,"PUBLIC SPHERE, INC.",401104153,"BOSTON ASSET MANAGEMENT ASSOCIATION, INC.",2016,third_quarter,FIN,General overview for members and staff,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2016-10-12T10:37:34.393000-04:00
1875352,8ec3bfd8-b67d-4c12-b233-7b46cf885393,Q3,STUMP STRATEGIC LLC,401104047,FUTURES INDUSTRY ASSOCIATION,2016,third_quarter,FIN,Monitor Financial Derivatives Legislation and Regulation.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2016-10-12T11:25:20.900000-04:00
1875362,800161b2-2e24-4ab3-a86e-5d717b2946d3,Q3,"THE SMITH-FREE GROUP, LLC",35800,NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY,2016,third_quarter,FIN,"Monitored H.R.5983, Financial CHOICE Act of 2016","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-10-12T11:31:26.300000-04:00
1875532,ca3c62db-c034-40e0-a743-28dd51332fc3,Q3,"ADVANCED POLICY CONSULTING, LLC",401103524,"INDEPENDENT INVESTMENT BANKERS, CORP.",2016,third_quarter,FIN,"H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. 
H.R. 686 - ""Small Business Mergers, Acquisitions, Sales and Brokerage Simplification""
S. 1010 - ""Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015""
S. 1484 - ""The Financial Regulatory Improvement Act of 2015.""","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2016-10-12T13:54:48.303000-04:00
1875537,46729ead-bd7e-4923-9f48-3609e8c35b9e,Q3,"ADVANCED POLICY CONSULTING, LLC",401103524,"BA SECURITIES, LLC",2016,third_quarter,FIN,"H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. 
H.R. 686 - ""Small Business Mergers, Acquisitions, Sales and Brokerage Simplification"" 
S. 1010 - ""Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015"" 
S. 1484 - ""The Financial Regulatory Improvement Act of 2015""","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-12T13:55:52.603000-04:00
1875541,165399dd-3b4f-4b64-ab4b-861512ac4646,Q3,"ADVANCED POLICY CONSULTING, LLC",401103524,"M&A SECURITIES GROUP, INC.",2016,third_quarter,FIN,"H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. 
H.R. 686 - ""Small Business Mergers, Acquisitions, Sales and Brokerage Simplification"" 
S. 1010 - ""Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015"" 
S. 1484 - ""The Financial Regulatory Improvement Act of 2015""","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-12T13:56:55.137000-04:00
1875547,04acc407-2642-4022-810f-3b0c84b82c1c,Q3,"ADVANCED POLICY CONSULTING, LLC",401103524,"BURCH & CO., INC.",2016,third_quarter,FIN,"H.R. 37 - Promoting Job Creation and Reducing Small Business Burdens Act. All provisions related to Title IV of H.R. 37 - the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act. 
H.R. 686 - ""Small Business Mergers, Acquisitions, Sales and Brokerage Simplification"" 
S. 1010 - ""Small Business mergers, Acquisitions, Sales and Brokerage Simplification Act of 2015"" 
S. 1484 - ""The Financial Regulatory Improvement Act of 2015""","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2016-10-12T13:58:58.920000-04:00
1875580,d4bcfd97-b8c4-465b-ac0d-c3f9d8c35d2a,Q3,WESTERN UNION,323672,WESTERN UNION,2016,third_quarter,FIN,"general cross-border remittance issues; general de-risking issues; general issues concerning money services businesses; general issues related to anti-money laundering and terrorist finance; issues related to implementation of the Dodd-Frank Act regarding money remitters; issues related to financial fraud; regulation and licensing of money remitters;
data protection; financial services integration; human trafficking.","HOUSE OF REPRESENTATIVES,SENATE",,220000,0,0,2016-10-12T14:12:14.813000-04:00
1875583,c49650ee-6f99-4f6b-9518-5c54330db0f5,Q3,"THE SMITH-FREE GROUP, LLC",35800,BANK OF AMERICA CORPORATION,2016,third_quarter,FIN,"Monitored H.R.5983, Financial CHOICE Act of 2016","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2016-10-12T14:20:19.027000-04:00
1875599,72052aa6-0cb7-45dd-842d-09cc177f9095,Q3,"THE SMITH-FREE GROUP, LLC",35800,BANK POLICY INSTITUTE,2016,third_quarter,FIN,"H.R.5983, Financial CHOICE Act of 2016: Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs (All sections of full text)

Discussions involving Military Lending Act and implementation of Servicemembers Credit Relief Act","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-12T14:22:26.063000-04:00
1875784,2213be1b-ce4c-4f01-9f03-e3f145c3b960,Q3,"MEHLMAN CONSULTING, INC.",284950,VALEANT PHARMACEUTICAL NORTH AMERICA LLC,2016,third_quarter,FIN,Corporate structure.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-10-12T15:36:35.900000-04:00
1875891,91e7ee7e-a9eb-4310-998b-21160352584a,Q3,"THE LIVINGSTON GROUP, LLC",49635,NEW DAY FINANCIAL LLC,2016,third_quarter,FIN,Mortgage regulatory issues,,20000,,0,0,2016-10-12T16:31:55.503000-04:00
1875941,b1e27282-cdaf-4cc5-91b2-151710f229a4,Q3,WEST FRONT STRATEGIES LLC,401103493,"PRUDENTIAL FINANCIAL, INC.",2016,third_quarter,FIN,Issues related to financial services reform.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2016-10-12T16:56:29.477000-04:00
1875958,3de75776-68ec-4a18-9d30-cd153aefe095,Q3,TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES),90250,BOSTON ASSET MANAGEMENT ASSOCIATION INC,2016,third_quarter,FIN,Member introduction and organization overview.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2016-10-12T17:03:39.610000-04:00
1876034,722fd08b-0a36-4130-a80c-13aec6bb608b,Q3,"BRIDGE STREET GROUP, LLC",401103692,U.S. CHAMBER INSTITUTE FOR LEGAL REFORM,2016,third_quarter,FIN,"HR 2995 - Sec. 632, appropriations rider for the Consumer Financial Protection Bureau",HOUSE OF REPRESENTATIVES,10000,,0,0,2016-10-12T20:39:35.687000-04:00