id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
1436791,fb61b6b7-990c-4d07-9d59-931f1f0b90aa,3T,"JENKINS HILL CONSULTING, LLC",303575,CHAMPIONS FOR CHANGE,2013,third_quarter,FIN,financial services related issues,,,,0,1,2013-08-29T17:57:26.227000-04:00
1437444,24ec8795-56de-4120-bcd9-361da159fae4,Q3,PENN AVENUE PARTNERS,400918672,WESTERN UNION,2013,third_quarter,FIN,Financial Services Integration,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2013-10-01T12:34:57.840000-04:00
1437564,055654ca-0cfb-4add-a102-6b752dbf22c2,Q3,PETER BLOCKLIN,401014864,INSTITUTE OF INTERNATIONAL BANKERS,2013,third_quarter,FIN,"SWAPS pushouts, Basel lll, National Treatment",SENATE,,,0,0,2013-10-02T10:45:56.677000-04:00
1437579,ee848b33-a768-4f3c-9335-d1126a3bfd5f,Q3,PETER BLOCKLIN,401014864,"CREDIT SUISSE SECURITIES,LLC",2013,third_quarter,FIN,"SWAPS pushouts, Basel III, National Treatment",SENATE,6000,,0,0,2013-10-02T11:14:05.397000-04:00
1437580,df220064-d736-4245-beb7-2db32659aec9,Q3,PETER BLOCKLIN,401014864,FEDERATED INVESTORS INC.,2013,third_quarter,FIN,Money Market Funds,SENATE,12000,,0,0,2013-10-02T11:24:06.180000-04:00
1437707,f9fdd058-a83d-4937-a6f5-a8dba4462e8e,Q3,KATE MOSS,25988,MORGAN STANLEY,2013,third_quarter,FIN,Legislative issues related to the implementation of Dodd/Frank,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2013-10-02T14:30:48.477000-04:00
1437810,d0d7572f-a49e-4075-96dd-2326616f1b14,Q3,NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION,29460,NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION,2013,third_quarter,FIN,"SRO/IA, SEC User Fees, Crowdfunding, JOBS Act, General Solicitation, Cost-Benefit Analysis, Arbitration","HOUSE OF REPRESENTATIVES,SENATE",,50000,0,0,2013-10-03T09:55:46.307000-04:00
1437994,b8364bcd-e6e9-45ac-9c3c-542ba03c270c,Q3,GOLDHABER POLICY SERVICES LLC,400935705,RANIERI PARTNERS MANAGEMENT LLC,2013,third_quarter,FIN,"1.Ongoing discussions with CFPB staff concerning issues related to the qualified mortgage regulations of Dodd Frank. Specifically, changes to the treatment of affiliate title as it relates to the 3% cap. This same affiliate title issue is included in H.R. 1077/ S.949. Additionally, there were several meetings and conversations concerning needed clarifications relating to qualified mortgage impacts on the non-agency market.

 2. There are now several pieces of legislation that would reform the government-sponsored enterprises Fannie Mae and Freddie Mac. This quarter there has been significant industry input provided on both Corker Warner S. 1217 and the PATH act H.R.2767.","Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-03T16:07:07.383000-04:00
1438011,3f4ce225-2dde-4150-9642-2bdf1696250c,Q3,"MOFFETT GROUP, LLC",82578,"PERSHING SQUARE CAPITAL MANAGEMENT, L.P.",2013,third_quarter,FIN,Issues relating to enforcement of consumer protection laws and securities regulations relating to pyramid schemes.,"HOUSE OF REPRESENTATIVES,SENATE",24000,,0,0,2013-10-03T16:45:07.353000-04:00
1438169,edd460ad-ad40-4329-a29c-ef2b0ad4233c,Q3,THORSEN FRENCH ADVOCACY LLC,400599826,WESTERN UNION,2013,third_quarter,FIN,Scams directed at the ederly.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2013-10-04T14:15:32.397000-04:00
1438246,2d7055e3-49bb-48e5-897a-2cee0fecc6ef,Q3,TRIOPTIMA AB,400946732,TRIOPTIMA AB,2013,third_quarter,FIN,"Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, RIN 3038-AD25","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES",,,0,0,2013-10-07T04:59:41.617000-04:00
1438329,a5604372-4d48-4a66-9158-a6203e899c87,Q3,"STIEN CONSULTING, LLC",400658982,SAP AMERICA INC,2013,third_quarter,FIN,"Data Modernization/Management, Cybersecurity","HOUSE OF REPRESENTATIVES,SENATE",42000,,0,0,2013-10-07T12:05:48.280000-04:00
1438335,2edf08c1-1a73-477f-8d50-1ea40215446c,Q3,"CYBER SECURITY RESEARCH CONSULTANTS, LLC",91694,U.S. CHAMBER OF COMMERCE,2013,third_quarter,FIN,FY 14 Financial Services Appropriations Bill,HOUSE OF REPRESENTATIVES,20000,,0,0,2013-10-07T12:16:30.800000-04:00
1438336,fc389469-30db-40bb-b1a1-b570275c32c6,Q3,COMMERCE BANK,400728185,COMMERCE BANK,2013,third_quarter,FIN,General banking issues related to legislation and regulations,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2013-10-07T12:18:31.687000-04:00
1438339,b5f5c66c-3433-4310-9e35-6c5c491689c1,Q3,"SOBBA PUBLIC, LLC",316797,"VIRTU FINANCIAL, LLC",2013,third_quarter,FIN,issues related to electronic market making,"Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC)",30000,,0,0,2013-10-07T12:21:51.840000-04:00
1438356,635c1871-b37b-44c1-a22c-b2ce55740d95,Q3,UNITED SERVICES AUTOMOBILE ASSOCIATION,39245,UNITED SERVICES AUTOMOBILE ASSOCIATION,2013,third_quarter,FIN,"Dodd-Frank Consumer Protection and Wall Street Reform Act implementation including, but not limited to, interchange fees, brokered deposits, Volcker Rule, mortgage reforms, credit and debit products, consumer disclosures and capital standards.
H.R. 749, the Eliminate Privacy Notice Confusion Act
H.R. 2767, The Protecting American Taxpayers and Homeowners Act of 2013S. 635, the Privacy Notice Modernization Act of 2013
H.R. 789, the Build America Bonds Act of 2013
S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes.
S. 1217, The Housing Finance Reform and Taxpayers Protection Act of 2013
The following additional agencies were contacted in connection with this issue code: the Consumer Financial Protection Bureau (CFPB) and the Federal Housing Finance Agency (FHFA).","Defense, Dept of (DOD),Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,620000,0,0,2013-10-07T12:31:40.937000-04:00
1438393,1539013e-812e-41f8-97a1-88ace77b5650,Q3,"PUBLIC AFFAIRS RESOURCES, INC.",31270,PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ),2013,third_quarter,FIN,"H. Res. 97, Paper Statements","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-07T12:58:59.060000-04:00
1438408,24d15b6c-060b-4fb5-bd57-fe8c26185d67,Q3,ARTEMIS STRATEGIES,82990,SAP AMERICA,2013,third_quarter,FIN,Cybersecurity Issues,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2013-10-07T13:30:01-04:00
1438439,fee90910-bd31-482c-8197-6b12d1ea47e7,Q3,JOHN SATAGAJ,23064,NATIONAL HOME FURNISHINGS ASSOCIATION,2013,third_quarter,FIN,"Consumer Credit, Swipe Fees","Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,White House Office",,,0,0,2013-10-07T14:02:23.580000-04:00
1438498,4b815dab-9111-4301-95b4-9dead98e39e4,Q3,RICH FEUER ANDERSON,84775,THOMSON REUTERS,2013,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including operation and governance of swap execution facilities and relationship between swaps and futures markets.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2013-10-07T14:33:46.497000-04:00
1438597,fcde79fa-7240-4fc4-b800-e40cafc5d224,Q3,RICH FEUER ANDERSON,84775,WELLINGTON MANAGEMENT CO LLP,2013,third_quarter,FIN,"Regulation of asset managers, including implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.""","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2013-10-07T19:13:30.947000-04:00
1438603,b4a71093-7b67-43c2-9652-c695a1c1a8a6,Q3,RICH FEUER ANDERSON,84775,CHICAGO BOARD OPTIONS EXCHANGE,2013,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including regulation of derivatives.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-07T19:26:33.290000-04:00
1438708,91c341e8-f6aa-495d-a889-8f69a1691c46,Q3,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,400503478,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,2013,third_quarter,FIN,Issues related to H.R.4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act,"Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC)",,60000,0,0,2013-10-08T11:02:33.433000-04:00
1438799,371ab362-84f5-4510-91e2-a10124b9ae67,Q3,COZEN O'CONNOR PUBLIC STRATEGIES,400459252,"RETECH SYSTEMS, LLC",2013,third_quarter,FIN,Issues related to Export-Import Bank financing.,Export-Import Bank of the United States (EXIM Bank),,,0,0,2013-10-08T11:39:13.703000-04:00
1438800,f7682679-2159-4576-8e57-e0654af56558,Q3,COVINGTON & BURLING LLP,11195,AMERICAN BANKERS ASSOCIATION,2013,third_quarter,FIN,Issues affecting banks including housing issues and amendments to the Dodd-Frank Act.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2013-10-08T11:41:15.167000-04:00
1438812,28d39306-6a16-44df-b2fb-9a2842cc4dd0,Q3,COVINGTON & BURLING LLP,11195,ARVEST BANK,2013,third_quarter,FIN,"Issues affecting banking instiutions, including mortgage and mortgage servicing issues","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2013-10-08T11:50:21.143000-04:00
1438834,1cdef552-9d2d-4512-a9b7-f96e0b2fa139,Q3,COVINGTON & BURLING LLP,11195,BROWN BROTHERS HARRIMAN,2013,third_quarter,FIN,"issues affecting banking institutions,, including the regulation of deviatives under the Dodd-Frank Act","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2013-10-08T12:06:34.577000-04:00
1438839,a2424afe-5960-4ef7-abe1-112ea834af39,Q3,COVINGTON & BURLING LLP,11195,WELLS FARGO & CO,2013,third_quarter,FIN,"Issues affecting banks including housing issues, capital, regulation of Systemically Important Financial Institutions and amendments to the Dodd-Frank Act.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-08T12:11:37.820000-04:00
1438943,901601dd-e700-4c36-98d9-32afe9596841,Q3,"FORSCEY, PLLC",52880,NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS,2013,third_quarter,FIN,"Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",20000,,0,0,2013-10-08T14:49:34.073000-04:00
1438946,0ae79e44-3590-4c88-8036-4fff6ffd6dcd,Q3,EQUIPMENT LEASING AND FINANCE ASSOCIATION,13767,EQUIPMENT LEASING AND FINANCE ASSOCIATION,2013,third_quarter,FIN,SEC Proposed Rulemaking for Equipment ABS Risk Retention: SEC File No. S7-08-10,"Federal Aviation Administration (FAA),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE",,200000,0,0,2013-10-08T14:56:35.987000-04:00
1439122,11f326a3-8b5d-480f-8899-efa21ee07f76,Q3,JOHN T. O'ROURKE,29937,"THE TRAVELERS COMPANIES, INC. AND SUBSIDIARIES",2013,third_quarter,FIN,Dodd-Frank implementation and oversight.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2013-10-08T17:57:06.947000-04:00
1439504,8eed50cd-ba05-4902-a651-bb5e3523f4d9,Q3,"CORNERSTONE GOVERNMENT AFFAIRS, INC.",75557,HUNT DEVELOPMENT GROUP LLC,2013,third_quarter,FIN,Public / Private Partnerships,"HOUSE OF REPRESENTATIVES,SENATE",70000,,0,0,2013-10-09T14:09:22.560000-04:00
1439546,2faba66d-18ef-480c-bc5c-06227bb89fb8,Q3,DALY CONSULTING GROUP,400923683,INVESTMENT COMPANY INSTITUTE,2013,third_quarter,FIN,Issues related to investment companies.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2013-10-09T14:30:57.083000-04:00
1439555,93d9ae93-4557-4aff-bf7c-cf143f7134f7,3T,DALY CONSULTING GROUP,400923683,KNIGHT CAPITAL GROUP,2013,third_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",6500,,0,1,2013-10-09T14:36:59.450000-04:00
1439573,6cca0931-0045-432b-810e-d69683240c06,Q3,DALY CONSULTING GROUP,400923683,CITADEL LLC,2013,third_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2013-10-09T14:42:02.070000-04:00
1439577,ffafe8b1-b49f-4241-a30a-ef4a69f24a4b,Q3,DALY CONSULTING GROUP,400923683,"FMR LLC (""FIDELITY INVESTMENTS"")",2013,third_quarter,FIN,Issues related to investment companies.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",45000,,0,0,2013-10-09T14:44:03.190000-04:00
1439584,9cdd36ab-feb2-49c1-9bc8-a0d414ab2152,Q3,DALY CONSULTING GROUP,400923683,S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL),2013,third_quarter,FIN,Issues related to credit rating agencies.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",45000,,0,0,2013-10-09T14:48:04.327000-04:00
1439587,edc119a2-fa3f-432c-a6f5-5247785a1172,Q3,DALY CONSULTING GROUP,400923683,CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC,2013,third_quarter,FIN,Issues related to the capital markets.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",45000,,0,0,2013-10-09T14:50:05.450000-04:00
1439607,e770f7d8-fd30-45a8-8d65-8ec8ca3d41f2,Q3,"CORNERSTONE GOVERNMENT AFFAIRS, INC.",75557,VISA,2013,third_quarter,FIN,Electronic payments,"Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",80000,,0,0,2013-10-09T14:57:16.303000-04:00
1439703,02459630-c685-429c-88a4-727f3f7a8efd,Q3,"MERCURY PUBLIC AFFAIRS, LLC",70175,GERSON LEHRMAN GROUP,2013,third_quarter,FIN,Following financial services issues.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2013-10-09T15:56:09.420000-04:00
1439821,4f6547e0-f080-47e2-902c-41fcc7565734,Q3,SQUIRE PATTON BOGGS,30906,LONDON STOCK EXCHANGE,2013,third_quarter,FIN,Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability. Implementation of Dodd-Frank.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",40000,,0,0,2013-10-09T18:22:08.957000-04:00
1439835,3b2351a5-9201-4100-a5b1-a8a6c9b23b1d,Q3,HUTTON STRATEGIES,312758,FEDERATED INVESTORS,2013,third_quarter,FIN,Educate members of House Financial Services and Senate Banking Committees on the important role that money market funds play in the economy. House and Senate oversight of SEC issues.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2013-10-09T19:13:21.253000-04:00
1439846,3e215fac-2c3d-4bec-b243-6388cc01ac27,Q3,RICH FEUER ANDERSON,84775,BARCLAYS PLC,2013,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including extraterritorial application (HR 1256, the ""Swaps Jurisdiction Certainty Act""), regulation of proprietary trading and management of private funds, and capital and margin requirements.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-09T20:02:24.493000-04:00
1439968,cd0251fc-27c9-4b5b-9356-7e6e081f82d8,Q3,"MERCURY PUBLIC AFFAIRS, LLC",70175,"SALLIE MAE, INC.",2013,third_quarter,FIN,"Lobbied in support of fair value accounting,","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2013-10-10T10:52:35.470000-04:00
1440042,ad4d8539-4f53-4df7-8e33-728103ebdd46,Q3,"CORNERSTONE GOVERNMENT AFFAIRS, INC.",75557,CUSTODIA FINANCIAL,2013,third_quarter,FIN,monitor the issues relateted to retirement plans,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2013-10-10T11:29:06.317000-04:00
1440110,de480e09-0aa7-4527-baa8-d1d9147f882e,Q3,EMERSON,13506,EMERSON,2013,third_quarter,FIN,"Burdensome Data Collection Relief Act, H.R. 1135","Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE",,34011,0,0,2013-10-10T12:54:44.873000-04:00
1440128,76d969b5-6926-4454-8a34-235acb99ab40,Q3,MALKIN & ROSS,400390815,ELLIOTT MANAGEMENT,2013,third_quarter,FIN,HR 291,HOUSE OF REPRESENTATIVES,10000,,0,0,2013-10-10T13:13:52.603000-04:00
1440361,c3bec6c5-9bd6-41aa-91ba-597028acbcc9,Q3,HOLLAND & KNIGHT LLP,18466,DEPOSITORY TRUST & CLEARING CORPORATION,2013,third_quarter,FIN,"Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets. Discussion of these issues also included harmonization of the Dodd-Frank regulations with EU regulations;  HR 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 and cybersecurity.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2013-10-10T15:21:09.283000-04:00
1440375,87345863-9fc4-4fd6-8f85-5014cb5c9f52,Q3,HOLLAND & KNIGHT LLP,18466,AMSCOT FINANCIAL CORPORATION,2013,third_quarter,FIN,"Legislation and policies affecting financial services, including pay day advances and check cashing.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2013-10-10T15:24:15.107000-04:00
1440471,c1c36d75-ecbb-4828-93f0-b90d300719ef,Q3,"LEDGE COUNSEL, INC.",22438,NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION,2013,third_quarter,FIN,Federal Retirement Thrift Savings Plan,"Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),President of the U.S.,SENATE",30000,,0,0,2013-10-10T17:02:07.497000-04:00
1440517,b5162837-0ebe-4656-ad38-e7b99475d691,Q3,"LAWRENCE J. ROMANS & ASSOCIATES, LLC",61072,JPMORGAN CHASE & CO.,2013,third_quarter,FIN,"H.R. 677, the Inter-Affiliate Swap Clarification Act
H.R. 1256, the Swap Jurisdiction Certainty Act
H.R. 1341, Financial Competitive Act of 2013
H.R. 992, the Swaps Regulatory Improvement Act","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2013-10-10T18:22:27.527000-04:00
1440518,6d1ce853-fd91-4b1c-9be0-2700bf58647c,Q3,"LAWRENCE J. ROMANS & ASSOCIATES, LLC",61072,PRUDENTIAL FINANCIAL,2013,third_quarter,FIN,Regulations on capital standards for nondepository institutions,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2013-10-10T18:23:28.463000-04:00
1440522,884f56e5-eaf6-4cea-8248-14536d09244f,Q3,"LAWRENCE J. ROMANS & ASSOCIATES, LLC",61072,CHARLES SCHWAB & CO INC,2013,third_quarter,FIN,Regulations on Money Market Funds; Department of Labor regulations on Fiduciary Duty for retirement plans,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-10T18:24:29.480000-04:00
1440531,1b71a4dc-b162-4324-883e-83cda7838ccd,Q3,BAKER & HOSTETLER LLP,5131,FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY,2013,third_quarter,FIN,Regulation of securities industry and markets,,75000,,0,0,2013-10-10T21:03:37.857000-04:00
1440684,f2ba3539-44b6-4c4f-b5f3-d9fcb1485732,3T,"MEHLMAN CONSULTING, INC.",284950,"INTUIT, INC. AND AFFILIATES",2013,third_quarter,FIN,"Mobile payments
Tax settlement products
Financial services
Information reporting","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,1,2013-10-11T10:55:02.880000-04:00
1440791,dfb402c8-2de4-46b9-b6fa-e4ad75e741f9,3T,"MEHLMAN CONSULTING, INC.",284950,ENCORE CAPITAL GROUP,2013,third_quarter,FIN,"Issues regarding the Fair Debt Collection Practices Act.

(Note:  The Consumer Financial Protection Bureau was contacted; it was established in January 2012 and not yet listed under agencies on #17 thus the Dept. of Treasury has been listed.)","Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",30000,,0,1,2013-10-11T11:44:44.590000-04:00
1440864,e8253383-96be-4367-9d51-824ca9f1b42e,Q3,WYMAN CONSULTING,297077,"THE STEPHENS GROUP, LLC",2013,third_quarter,FIN,Financial reform legislation,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-11T12:20:16.190000-04:00
1440870,5b752b21-0847-4f59-8a86-cf1ad8aad249,Q3,PHILLIP RIVERS,401098065,FINANCIAL PLANNING COALITION,2013,third_quarter,FIN,Issues related to the regulation of financial planning professionals,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2013-10-11T12:21:17.937000-04:00
1440935,538e1601-e36d-42dd-a9d7-8213be92bd56,Q3,ACG ADVOCACY,2057,ASSOCIATION OF MORTGAGE INVESTORS,2013,third_quarter,FIN,"Financial Services Issues.
National Mortgage Foreclosure Settlement.
Financial Regulation Reform.
S. 1217: Housing Finance Reform and Taxpayer Protection Act of 2013.","HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE",140000,,0,0,2013-10-11T13:12:01.737000-04:00
1440982,76bdfca5-8d72-4fc0-b450-d766c2c8c312,Q3,"JM FAMILY ENTERPRISES, INC",20620,JM FAMILY ENTERPRISES INC,2013,third_quarter,FIN,Proposed Consumer Finance Protection Board,"HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2013-10-11T13:36:28.787000-04:00
1441033,e59f0a54-ba7e-4e4c-b62a-eeb5a6db80d6,Q3,"BECKER & POLIAKOFF, P.A.",283696,MARSHA PESHKIN,2013,third_quarter,FIN,"Helen Davis Chaitman has worked, entirely on a pro bono basis, to obtain tax and SIPA relief for victims of Bernard L. Madoff Investment Securities, LLC","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2013-10-11T13:59:57.933000-04:00
1441098,1d644c79-84d0-4ba3-b181-e004a74a0e40,Q3,"THE LIVINGSTON GROUP, LLC",49635,INVESTMENT COMPANY INSTITUTE,2013,third_quarter,FIN,Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-517) implementation with special attention to the regulatory treatment of money market funds and the Bureau of Consumer Financial Protection.,,30000,,0,0,2013-10-11T14:33:26.267000-04:00
1441185,8369c713-5ef1-47ce-9071-98afd2cba578,Q3,MILLER & CHEVALIER CHARTERED,25306,AMERICAN FIDELITY CORPORATION,2013,third_quarter,FIN,Legislation affecting financial services issues.,"HOUSE OF REPRESENTATIVES,SENATE",150000,,0,0,2013-10-11T15:30:13.170000-04:00
1441255,752366b5-6398-4ff1-9800-44d19159896c,Q3,"K&L GATES, LLP",32098,BOEING EMPLOYEES' CREDIT UNION,2013,third_quarter,FIN,Issues related to capital reform for credit unions (no specific legislation at this time),"HOUSE OF REPRESENTATIVES,SENATE",140000,,0,0,2013-10-11T16:24:57.950000-04:00
1441427,036cb7a5-d17a-4344-956d-5b6e903b792e,Q3,"THE VELASQUEZ GROUP, L.L.C.",53403,CHARLES SCHWAB & COMPANY,2013,third_quarter,FIN,"H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of ""fiduciary"" under the Employee Retirement Income Security Act (ERISA) with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; any Congressional regulation of money market funds or oversight of federal agencies who regulate them.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2013-10-11T21:36:33.053000-04:00
1441431,4a198798-acf6-4993-9f32-b3adbbd69cbf,Q3,"THE VELASQUEZ GROUP, L.L.C.",53403,INVESTMENT COMPANY INSTITUTE,2013,third_quarter,FIN,Congressional regulation of money market funds and oversight of federal agencies who regulate them; Financial Services generally.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2013-10-11T22:02:35.617000-04:00
1441464,c151c59a-18dc-4f00-a1f0-d5c32960edf2,Q3,VENABLE LLP,39941,DUN & BRADSTREET,2013,third_quarter,FIN,"Monitor homeland security, defense, financial regulatory","Commerce, Dept of (DOC),Energy, Dept of,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Trade Representative (USTR)",20000,,0,0,2013-10-12T14:06:54.420000-04:00
1441481,1524532b-f348-4d1e-a11a-f7b723804b66,Q3,VENABLE LLP,39941,STATE STREET BANK AND TRUST COMPANY,2013,third_quarter,FIN,Financial legislation.,"Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR)",20000,,0,0,2013-10-12T14:35:06.687000-04:00
1441514,b9e90784-2223-43f2-b474-debd6105b023,Q3,VENABLE LLP,39941,NAVY MUTUAL AID ASSOCIATION,2013,third_quarter,FIN,Legislative and regulatory issues involving or impacting life insurance for members of the sea services.,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2013-10-12T15:56:30.543000-04:00
1441591,1eda760a-4a53-453e-9ff5-9111011d1fa7,Q3,"THE VELASQUEZ GROUP, L.L.C.",53403,ELECTRONIC PAYMENTS COALITION,2013,third_quarter,FIN,Monitoring for any legislation pertaining to interchange and payment card systems.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-13T21:40:59.617000-04:00
1441621,501787f9-8551-4f86-a320-7048046812f7,Q3,VENABLE LLP,39941,VANTAGESCORE SOLUTIONS LLC,2013,third_quarter,FIN,"Legislative and regulatory issues involving or impacting credit scores.  H.R. 1002 - Free Access to Credit Scores Act of 2013.  H.R. 2538 - The Credit Access and Inclusion Act.  S.471 - Free Access to Credit Scores Act of 2013.  CFPB's ""Ability to Pay""/QM Rule.  Inter Agency ""Credit Risk Retention""/QRM Rule.","Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Natl Credit Union Administration (NCUA),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of",70000,,0,0,2013-10-14T09:23:22.677000-04:00
1441750,8b077af7-326e-40df-bddc-732f0c6bf9d2,Q3,EXPERIAN NORTH AMERICA,293038,EXPERIAN NORTH AMERICA,2013,third_quarter,FIN,"Legislative issues related to financial literacy tools. Legislative issues pertaining to identity theft and social security numbers, including H.R. 2229. Legislative issues pertaining to consumer reporting, including H.R. 2561 and H.R. 2211.","Commerce, Dept of (DOC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of",,430000,0,0,2013-10-14T11:32:37.097000-04:00
1441828,64117b78-2832-4236-8886-1eaf117d04f5,Q3,AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA,14611,AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES,2013,third_quarter,FIN,"Derivatives:  Monitor new rules and changes of regulation for derivatives and commodity indexed funds and activity within Congress,especially in the context of the Wall Street Reform and Consumer Protection Act and implementation by the CFTC.
Systemic Risk:  Argue that asset managers should not be designated as systemically important financial institutions under Sec.113 of 
Dodd-Frank.  Also track, international developments regarding systemic risk designation.Consumer Financial Protection Bureau:  Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation.

Target Date Funds:  Monitor possible legislation and SEC as well as Department of Labor regulatory activities.

SEC and Money Markets:  Monitor and see proposed SEC regulations.

Mutual Funds:  Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds.
Lobby in favor of H.R.4623, to make permanent rules related to investment by nonresident aliens in domestic Mutual Funds.

Fiduciary Duty:  Monitor the SEC'S efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers.  Monitor the DOL's efforts to change the fiduciary standard under ERISA.

Whistleblower Program:  Monitor and oppose SEC Rulemaking implementing a provision in the Dodd-Frank Act that creates a new whistleblower program with the agency.

CFTC:  Argue against rule that would impose position limits on commodity index mutual funds.

Lifetime Income Disclosure:  Lobby in favor of H.R. 2171, the Lifetime Income Disclosure Act.  Lobby in support of DOL's Advanced Notice of Proposed Rulemaking regarding Lifetime Income Illustration's on deferred contribution plan statements.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,570000,0,0,2013-10-14T12:55:16.010000-04:00
1441899,332f3f6f-eb52-40be-942d-ee47a2b1b93a,Q3,MUTUAL OF OMAHA,26284,MUTUAL OF OMAHA,2013,third_quarter,FIN,"H 4173 - Dodd-Frank Wall Street Reform & Consumer Protecton Act - implementation and studies on accountability & transparency in rating agencies, banking & insurance regulators, capital requirements, investor protections, over the counter derivatives, federal insurance office, private fund investment advisor registration, consumer financial protections, executive compensation & mortgage lending practices.S 731 - Basel III CASE Act - Provisions relating to insurers and extent of stop and study provisions.","HOUSE OF REPRESENTATIVES,SENATE",,259000,0,0,2013-10-14T13:57:41.850000-04:00
1442090,c82c4813-56b2-409a-9c3f-c3bc6cd72350,Q3,COMMUNITY BANKERS ASSOCIATION OF ILLINOIS,400531588,COMMUNITY BANKERS ASSOCIATION OF ILLINOIS,2013,third_quarter,FIN,"Reform of the financial system, downsizing too-big-to-fail banks and financial firms, reduce the probability and severity of future financial crisis, too-big-to-manage, too-big-to-regulate, too-big-to-fail, too-big-to-prosecute, and too-big-to-jail (House and Senate)
Community bank regulatory relief contained in the Independent Community Bankers of America (ICBA's) Plan for Prosperity (House and Senate)Tiered regulation and supervision for community banks, recognition of the different business model and risks posed by community banks versus too-big-to-fail banks and financial firms, one size fits all legislation and regulation (House and Senate, CFPB, OCC)

Application of Basel III to community banks, exemption from the capital and risk-weight requirements of Basel III (House and Senate)

Credit unions tax exemption and expansion of powers, level the playing field between community banks and credit unions (House and Senate)

Expansion of the Farm Credit System, Rural Community Investments proposal, wholesale funding for community banks, correspondent services, direct retail competition with community banks (House and Senate, CFPB, OCC)

Mortgage lending reforms  imprudent lending practices, impacting responsible lenders and loan products, meeting the diverse needs of community bank customers and their communities, exemption of community bank mortgage loans held in portfolio, restrictions on balloon mortgages and escrow requirements, broad definition of Qualified Mortgage (QM), limited credit availability (House and Senate)

Housing Finance GSE secondary market reform  community bank access to an impartial secondary market for residential loans, financial stable and reliable, private capitalization, cooperative entities with limited mission (House and Senate)

Aggressive bank regulatory examinations  regulator, senior management, and examiner attitudes and practices, treatment of Commercial Real Estate, excessive write-downs, arbitrary capital requirements, public enforcement actions, reform the appellate process, and community bank closures (House and Senate)

Tax, accounting and auditing changes  pass-through option, including subchapter S corporations, taxation of capital gains and dividends, interest on municipal bonds, S corporation ability to issue preferred stock, shareholder limits, and allowing new IRA shareholders, amortizing CRE losses over 10 years, elimination of the 1.25% Allowance for Loan and Lease losses disallowance for regulatory capital purposes (House and Senate)

Continuing implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act - Rein in Significantly Important Financial institution (SIFI) with focused regulation including resolution plans, higher capital requirements, capital surcharges, liquidity requirements, the Volker Rule, level playing field between community banks and SIFIs, shielding community banks from the Dodd-Frank required increase in the deposit insurance fund reserve ratio from 1.15% to 1.35%, focus CFPB on large banks and shadow financial companies, governance (single Director versus five member commission), FSOC veto of CFPB rules, CFPB exemption authority regarding community banks (House and Senate)

Maintain the Federal Home Loan Bank System and preserve their special functions and purposes (House and Senate)
Permanent closing of the ILC loophole (House and Senate)

Fairly compensate Fannie and Freddie preferred shareholders by restoring the share value and dividends (House and Senate)
Excessive Federal Reserve intervention in monetary policy (House and Senate)

S. 798  Terminating Bailouts for Taxpayers Fairness Act of 2013 (capital requirements, Basel III, and community bank regulatory relief) (all sections) (House and Senate, CFPB, OCC)

S. 635  Privacy Notice Modernization Act (exemption regarding privacy notices) (all Sections) (House and Senate, CFPB, OCC)

S. 710  Municipal Advisor Relief Act of 2013 (exemption for the identity of municipal advisor) (all sections) (Senate)S. 872  Holding Company Registration Equalization Act (thrift holding company deregistration threshold) (all sections) (Senate)

S. 727  Financial Institution Fairness Reform Act (create ombudsman within FFIEC to appeal examination findings, right to appeal before independent administrative law judge) (Senate)

Principals of housing finance reform including: equal and direct access on a loan by loan basis, financial strength and reliability and liquidity, no appropriation of customer information, originators option to retain servicing, limited purpose and activity, private capital to protect taxpayers, restoration of Fannie and Freddie preferred share value (House and FHFA)

H.R. 1750  CLEAR Relief Act of 2013 (community lending enhancement and regulatory relief) (all sections) (House and Senate, CFPB, OCC)

H.R. 688  Credit Union Small Business Job Creation Act (credit union member business lending cap) (all sections) (House and Senate, CFPB, OCC)

S. 968  Small Business Lending Enhancement Act of 2013 (credit union member business lending cap) (all sections) (House and Senate, CFPB, OCC)

H.R. 719  Capital Access for Small Business and Jobs Act (credit union capital) (all sections) (House and Senate, CFPB, OCC)","Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",,50000,0,0,2013-10-14T16:53:16.347000-04:00
1442141,dc41fcdd-fa80-47b5-b418-72ebf7156e17,Q3,"DUTKO WORLDWIDE, LLC",12868,CITGO PETROLEUM CORPORATION,2013,third_quarter,FIN,Monitor regulations developed pursuant to and legislation related to the Wall Street Reform and Consumer Protection Act of 2009 of interest to refineries.,"Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT)",100000,,0,0,2013-10-14T17:55:40.667000-04:00
1442220,c5537860-ea68-47de-b572-d5b841d55c9f,Q3,"DUTKO WORLDWIDE, LLC",12868,U.S.A.A.,2013,third_quarter,FIN,Monitor and assist on all financial services related issues.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2013-10-14T18:59:33.263000-04:00
1442487,8e8a4dcf-fd3d-42cb-9c97-7f936ff1cd5b,Q3,AMERICAN INVESTMENT COUNCIL F/K/A PEGCC,316536,AMERICAN INVESTMENT COUNCIL F/K/A PEGCC,2013,third_quarter,FIN,"Legislation affecting the regulation of financial services; H.R. 1105 - Small Business Capital Access and Job Preservation Act, all provisions; Dodd-Frank Act, regulations affecting private equity firms; Regulations affecting private equity firms in the United States and abroad; Jumpstart Our Business Startups Act, all provisions affecting private equity.","Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",,620000,0,0,2013-10-15T10:49:42.567000-04:00
1442501,29bc54e3-05ef-4034-9915-1974b27a929e,Q3,"BUNGE NORTH AMERICA, INC",83331,"BUNGE NORTH AMERICA, INC",2013,third_quarter,FIN,"Monitoring Dodd-Frank implementation affecting commodity market speculation, CFTC actions, margin requirements, and financial market regulatory reform.","Agriculture, Dept of (USDA),Army, Dept of (Corps of Engineers),Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Surface Transportation Board (STB),U.S. Agency for International Development (USAID),U.S. Trade Representative (USTR)",,225000,0,0,2013-10-15T10:54:47.223000-04:00
1442595,1cb61cc6-385c-41d4-87eb-9e1cea18712f,Q3,FINANCIAL SERVICES INSTITUTE,400712136,FINANCIAL SERVICES INSTITUTE,2013,third_quarter,FIN,"H.R. 2374 Retail Investor Protection Act
H.R. 2998 Investor Choice Act of 2013
S. 1282 21st Century Glass-Steagall Act of 2013
S. 1270 The Secure Annuities for Employee REtirement Act of 2013H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013
SEC Proposed Rule on Money Market Reform 
SEC Final Rule on Municipal Advisor Registration 
SEC Proposed Pay Ratio Disclosure Rule 
SEC Regulation SCI on Systems Compliance and Integrity
SEC Request for Data on Standard of Conduct for Broker-Dealers and Investment Advisors  
SEC Final Rule on Broker Dealer-Reports","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE",,174750,0,0,2013-10-15T11:52:35.787000-04:00
1442603,c7f01926-5631-457d-bff2-a7a78c77de5e,Q3,SIFF & ASSOCIATES PLLC,400665998,"CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE",2013,third_quarter,FIN,"""Money Market Fund Reform,"" SEC regulations to transition Money Market Mutual Funds to a floating Net Asset Value (NAV) and impose restrictions on redemptions from such funds as well as additional capital buffers; RIN 3235-AK61.  Supplemental notice of proposed rulemaking regarding definition of ""Financial Activity and Activities Incidental Thereto;"" RIN 3064-AD73.  Definitions of ""Predominantly Engaged in Financial Activities"" and ""Significant"" Nonbank Financial Company and Bank Holding Company;RIN 7100-AD64.  Proposed regulations under consideration at the SEC in responseto rulemaking petition File # 4-637 (RIN 3235-AL36) that asks the SEC to consider mandating that issuers disclose payments to intermediaries and nonprofit organizations that are not restricted from using them for political activity.  General education concerning the legal constructs and operations of services that provide advice concerning the voting of proxies.  Advocating confirmation of all pending nominees to the Securities and Exchange Commission.","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2013-10-15T11:56:38.693000-04:00
1442691,24fa3d71-856b-4793-a826-d488438bf6b3,Q3,VENABLE LLP,39941,"NOBLE ENERGY, INC.",2013,third_quarter,FIN,Implementation of the Dodd-Frank Act,"Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Trade Representative (USTR)",70000,,0,0,2013-10-15T12:57:34.943000-04:00
1442749,aff895a1-1630-4b57-8bcc-e1a5c0fb3987,Q3,WEC ENERGY GROUP,43833,WEC ENERGY GROUP,2013,third_quarter,FIN,OTC Derivatives and Financial Regulatory Reform and CFTC/SEC Proposed Regulations.,"Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE",,170000,0,0,2013-10-15T13:36:05.380000-04:00
1442776,38728180-91f3-45c8-8563-8900aefacc5b,Q3,"SMITH, COSTELLO & CRAWFORD",35742,INVESTMENT COMPANY INSTITUTE,2013,third_quarter,FIN,Mutual Fund Issues,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-15T13:47:17.333000-04:00
1442943,80039900-fd55-4595-b9c1-9031c8bc1930,Q3,"DOWNEY MCGRATH GROUP, INC.",12573,LAZARD GROUP LLC,2013,third_quarter,FIN,"proposals related to comprehensive tax reform
Implementation of PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to securities holding companies","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2013-10-15T15:11:33.220000-04:00
1442954,39772a09-9317-4f31-a5a8-86977747942c,Q3,"SMITH, COSTELLO & CRAWFORD",35742,FIDELITY INVESTMENTS,2013,third_quarter,FIN,Issues related to investment companies,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-15T15:14:36.830000-04:00
1443170,f68ac219-49a2-4374-9acc-9002d7dbd64a,Q3,WEBMD HEALTH CORP.,55473,WEBMD HEALTH CORP,2013,third_quarter,FIN,Student loan rate security,SENATE,,30000,0,0,2013-10-15T16:13:04.660000-04:00
1443194,d4db7273-d551-4d52-856d-4d5bcaa3c12d,Q3,BIOCOM,400552652,BIOCOM,2013,third_quarter,FIN,Sent letter regarding new SEC rule on angel investors,"Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,Vice President of the U.S.",,45594,0,0,2013-10-15T16:19:13.990000-04:00
1443298,2ca4a8c2-fd0e-452e-aefc-b9b032ee5f64,Q3,SIFF & ASSOCIATES PLLC,400665998,KOCH COMPANIES PUBLIC SECTOR LLC,2013,third_quarter,FIN,"S. 1465, the ""Incorporation Transparency and Law Enforcement Assistance Act,"" legislation to direct each state to amend their state business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation, entire bill.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2013-10-15T17:08:05.677000-04:00
1443447,71612866-3e7c-4272-bac3-9e6142a3a3df,Q3,UC GROUP LTD.,40018136,UC GROUP LTD,2013,third_quarter,FIN,Supporting the regulation and taxation of internet gambling and age-verification on online transactions.  Supporting a regulatory regime for age restricted products and services offered over the internet to protect against exploitation of the young and to provide consumer protections and counter illicit transactions through federal oversight.,"HOUSE OF REPRESENTATIVES,SENATE",,330000,0,0,2013-10-16T04:09:12.243000-04:00
1443627,a2ab8175-bdae-4cfd-b20c-1286250b06ea,Q3,"CBOE GLOBAL MARKETS, INC.",48510,"CBOE GLOBAL MARKETS, INC.",2013,third_quarter,FIN,Issues related to potential change in the U.S. Tax Code impacting securities.,"HOUSE OF REPRESENTATIVES,SENATE",,212003,0,0,2013-10-16T10:19:38.527000-04:00
1443659,85c96fef-d9a6-4f96-8949-7206a444aca1,Q3,POLICY DIRECTIONS INC.,31747,AMERICAN FEED INDUSTRY ASSOCIATION,2013,third_quarter,FIN,"Issues related to regulation and oversight by the Commodity Futures Trading Commission.
CFTC Reauthorization.
Dodd-Frank Implementation.","Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Energy, Dept of,Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR),White House Office",20000,,0,0,2013-10-16T10:27:56.090000-04:00
1443685,84d77f0f-3841-4b98-a39c-5c92ab9c7ada,Q3,MR. DOYCE BOESCH,400677020,FIDELITY INVESTMENTS,2013,third_quarter,FIN,Financial Legislation and Regulation,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2013-10-16T10:36:12.107000-04:00
1443751,4bfd19e0-27ae-43c1-a448-ae2b1e50d727,Q3,MR. DOYCE BOESCH,400677020,INVESTMENT COMPANY INSTITUTE,2013,third_quarter,FIN,Financial Legislation and Regulation,"HOUSE OF REPRESENTATIVES,SENATE",22500,,0,0,2013-10-16T10:55:45.260000-04:00
1443858,592dd2dd-3686-413b-a773-058f443483fe,Q3,PUBLIC CITIZEN,32362,PUBLIC CITIZEN,2013,third_quarter,FIN,"Executive Compensation (including 953B, Dodd/Frank rule), Financial Transaction Tax, Too big to Jail, HR 1077,S 949, Consumer Mortgage Choice Act, HR 2374-Retail investor protection act, S.410, HR880-Wall Street trading and speculation tax act, Commodity ownership- trading within banks, next FED reserve chairman, HR 992-Swaps Regulatory Improvement Act.","Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Election Commission (FEC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,60000,0,0,2013-10-16T11:24:40.900000-04:00
1443891,f896b6cc-8f6e-481e-a625-759204f06e12,Q3,THE OPTIONS CLEARING CORPORATION,66170,OPTIONS CLEARING CORPORATION,2013,third_quarter,FIN,Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; General Cybersecurity issues.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,199800,0,0,2013-10-16T11:31:58.700000-04:00
1443945,b04ac73d-001f-4d3b-a830-409e0b4db3d9,Q3,CAPITOL COUNSEL LLC,313715,VITOL,2013,third_quarter,FIN,Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2013-10-16T11:47:23.480000-04:00
1443948,1536fe33-df5c-484d-bc90-11108c5e0f21,Q3,CAPITOL COUNSEL LLC,313715,TRADEWEB,2013,third_quarter,FIN,Monitor issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2013-10-16T11:48:25.073000-04:00
1443952,88eb1344-b74b-4011-9d18-8f678639ad9c,Q3,CAPITOL COUNSEL LLC,313715,NOBLE AMERICAS,2013,third_quarter,FIN,Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2013-10-16T11:50:27.417000-04:00
1443954,661a9861-8179-4506-833a-75ce0cb38e3b,Q3,CAPITOL COUNSEL LLC,313715,OPTINUITY ALLIANCE RESOURCES CORPORATION,2013,third_quarter,FIN,Monitoring issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2013-10-16T11:51:29.603000-04:00