id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date 1142727,1c5ef364-ef94-4b27-ad13-2cbbabe3adfe,Q3,SCHMITZ GLOBAL PARTNERS LLP,400569708,US CHAMBER OF COMMERCE,2011,third_quarter,FIN,"Implementation of Dodd-Frank legislation, whistleblower provisions, loss reporting, pleading standards. No specific legislation.",HOUSE OF REPRESENTATIVES,,,0,0,2011-08-03T15:32:01.653000-04:00 1143821,626c2efe-5a30-40ef-b2ca-0907224d98e3,Q3,AMERICAN SOCIETY OF APPRAISERS,400561679,AMERICAN SOCIETY OF APPRAISERS,2011,third_quarter,FIN,"Department of Labor ""appraiser-as-fiduciary"" rule Dodd-Frank Title XIV appraisal provision implementation","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL)",,40799,0,0,2011-09-20T15:37:09.593000-04:00 1143830,fab66856-268e-4fdf-8416-34048ddfddb0,Q3,JOHN DUDINSKY & ASSOCIATES,90534,PSCU FINANCIAL SERVICES,2011,third_quarter,FIN,Mitigation of fraud; Assist in business development.,"Federal Bureau of Investigation (FBI),U.S. Postal Service (USPS),U.S. Secret Service",,,0,0,2011-09-21T15:49:26.967000-04:00 1144404,0fa394c2-d6d5-42d2-878c-e4137db817fb,Q3,MS. ELLEN MARSHALL,297716,BOND DEALERS OF AMERICA,2011,third_quarter,FIN,Issues relating to Dodd-Frank legislation,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-10-03T10:39:33.253000-04:00 1144524,e37bf806-7b37-41a3-8eb6-611169a30ccf,Q3,KEYCORP,400276327,KEYCORP,2011,third_quarter,FIN,"Dodd-Frank Rulemaking, Financial Literacy, Regional Banking","HOUSE OF REPRESENTATIVES,SENATE",,35000,0,0,2011-10-03T15:24:43.657000-04:00 1144807,2e810fe6-2e0d-4b0a-b9ad-7f4545682f4e,Q3,THE ASSOCIATION OF MORTGAGE INVESTORS,400614861,THE ASSOCIATION OF MORTGAGE INVESTORS,2011,third_quarter,FIN,"GSE Reform, Securitization, Servicing Standards","Federal Reserve System,Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,150800,0,0,2011-10-04T18:19:36.997000-04:00 1144856,ad33cb96-e3d0-4cc3-9006-2e0a12af1176,Q3,ROBERTI ASSOCIATES,315513,CITIGROUP MANAGEMENT CORP,2011,third_quarter,FIN,"General Financial Services Issues Financial Services Regulatory Reform","HOUSE OF REPRESENTATIVES,SENATE",90000,,0,0,2011-10-05T10:16:41.497000-04:00 1144885,72f65b32-8c0e-4db4-979a-255c1bac5f68,Q3,"CYBER SECURITY RESEARCH CONSULTANTS, LLC",91694,THE LIVINGSTON GROUP (ON BEHALF OF U.S. CHAMBER OF COMMERCE),2011,third_quarter,FIN,"FY 12 Financial Services Act (Boelker Provisions of Dodd Frank) FY 12 Commerce Justice Science","HOUSE OF REPRESENTATIVES,SENATE",9000,,0,0,2011-10-05T11:21:39.433000-04:00 1144896,6c32c785-14ef-413a-9652-9d7e3349389b,Q3,"CYBER SECURITY RESEARCH CONSULTANTS, LLC",91694,U.S. CHAMBER OF COMMERCE,2011,third_quarter,FIN,"FY 12 Financial Services Appropriations Act (Voelker Provisions of Dodd Frank) FY 12 Commerce Justice Science",HOUSE OF REPRESENTATIVES,9000,,0,0,2011-10-05T11:34:47.493000-04:00 1144974,15677602-0603-4ce8-8f76-fdff0156c5f0,Q3,"MEHLMAN CONSULTING, INC.",284950,DAVIDSON KEMPNER CAPITAL MANAGEMENT,2011,third_quarter,FIN,"Issues related to Credit Default Swaps, Credit Reporting Agencies Issues related to interchange fees on debit cards","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2011-10-05T14:21:36.553000-04:00 1145031,3b84c921-1eea-4300-bb45-726b70e51821,Q3,"MEHLMAN CONSULTING, INC.",284950,SLARS (STUDENT LOAN AUCTION RATE SECURITIES) COALITION,2011,third_quarter,FIN,"Relief for the holders of Student Loan Auction Rate Securities S. 1068, Student Loan Simplification Opportunity Act","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2011-10-05T15:20:59.050000-04:00 1145099,a35aaf7e-fa77-444c-a24f-1ff7ca9ff916,Q3,JOHN SATAGAJ,23064,NATIONAL HOME FURNISHINGS ASSOCIATION,2011,third_quarter,FIN,Consumer Credit,"Consumer Product Safety Commission (CPSC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,White House Office",,,0,0,2011-10-05T17:19:35.843000-04:00 1145152,5769db4d-d8a8-44bd-966d-2ee2d4bef67c,Q3,ACA INTERNATIONAL,81431,ACA INTERNATIONAL,2011,third_quarter,FIN,Fair Debt Collection Practices Act; Consumer Financial Protection Bureau; Financial account record keeping,"Federal Communications Commission (FCC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",,250000,0,0,2011-10-06T09:04:07.103000-04:00 1145356,eb22bb68-8cbf-439f-94a6-8ffdee3431f9,Q3,"DUTKO WORLDWIDE, LLC",12868,FOREX CAPITAL MARKETS LLC,2011,third_quarter,FIN,"Provide strategy and advice to Forex on legislation that affects them and their industry, including implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No: 111-203) and other executive branch regulations affecting the retail foreign exchange business such as definitions and regulation of swap execution facilities (SEF) and the segregated funds rule.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",60000,,0,0,2011-10-06T16:59:51.980000-04:00 1145381,a55b06fd-024a-4dca-a60a-893bf644780e,Q3,"K&L GATES, LLP",32098,"APOLLO ENTERPRISES, LTD.",2011,third_quarter,FIN,Seek U.S. government support for recovery of assets and funds of construction firm forced to abandon operations in Libya.,"State, Dept of (DOS),Treasury, Dept of",10000,,0,0,2011-10-06T17:53:14.070000-04:00 1145593,42a1821d-ab6e-4650-a963-0b8bc718af6c,Q3,"THE COLWELL GROUP, LLC",300435,"CASH AMERICA INTERNATIONAL, INC",2011,third_quarter,FIN,HR 1909,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2011-10-07T15:33:56.617000-04:00 1145597,4fd1da98-6f87-4891-86a4-b20baa05a7da,3T,"THE COLWELL GROUP, LLC",300435,CHECK 'N GO,2011,third_quarter,FIN,HR 1909,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,1,2011-10-07T15:38:58.353000-04:00 1145626,c22c2cce-51d3-40c2-b7a7-291aa1b87802,Q3,MULTIPLE STRATEGIES LLC,318254,AXA SA,2011,third_quarter,FIN,"Holocaust Reparations Legislation FSOC","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-10-07T16:58:20.317000-04:00 1145629,aae56ecd-fedf-413b-b195-7c115f53d8f4,Q3,MULTIPLE STRATEGIES LLC,318254,INVESTMENT COMPANY INSTITUTE,2011,third_quarter,FIN,"mutual fund issues retirement and savings issues","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-07T17:06:24.927000-04:00 1145660,4855ae74-65b3-4aaa-a0ad-7679774c8be0,Q3,COMMODITY MARKETS COUNCIL,27902,COMMODITY MARKETS COUNCIL,2011,third_quarter,FIN,Raising speculative position limits for some agricultural commodities,"Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2011-10-07T20:57:37.673000-04:00 1145694,fbbc55fd-00c4-4fd0-863c-d0065688693f,Q3,"MCMURRAY STRATEGY GROUP, LLC",400339575,THE AGILE FUNDS INVESTOR COMMITTEE,2011,third_quarter,FIN,"Discussed HR 1987 Ponzi Scheme Investor Protection Act of 2011 that will amend the Securities Investor Protection Act of 1970 to provide insurance coverage for certain indirect investors caught in Ponzi schemes. Monitored and discussed HR 757 Equitable Treatment of Investors Act which would amend the Securities Investor Protection Act of 1970 to revise the definition of ""net equity.""",HOUSE OF REPRESENTATIVES,,,0,0,2011-10-08T11:43:00.380000-04:00 1145745,0c4b944f-6ef8-4301-b943-e5076d1cf338,Q3,RICH FEUER ANDERSON,84775,CITIGROUP MANAGEMENT CORPORATION,2011,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including extraterritorial application and regulation of proprietary trading.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-10-09T19:11:56.943000-04:00 1145748,424abb8c-ceef-43fe-bac3-88a0ddf8a1f5,Q3,RICH FEUER ANDERSON,84775,BARCLAYS PLC,2011,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including extraterritorial application.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-09T19:31:59.330000-04:00 1145755,39643161-e2c7-435b-9312-4db09dd2dbfe,Q3,LARRY BLANCHARD,400470324,TRUSTAGE,2011,third_quarter,FIN,General legislative issues affecting insurance and financial institutions,"HOUSE OF REPRESENTATIVES,SENATE",25000,,0,0,2011-10-09T21:58:04.877000-04:00 1146050,ab8094ad-a1e7-48c9-8e4b-08dbad9a1cf4,Q3,RICH FEUER ANDERSON,84775,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"" FORMERLY NASD)",2011,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-10T15:27:40.203000-04:00 1146059,26fd31ec-53e6-4519-ae4c-6dea62e9ebc8,Q3,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2011,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including connectivity and transparency regarding trading in derivatives, operation of swap execution facilities, protection of customer margin assets, definition of ""major swap participant,"" regulation of proprietary trading and management of and reporting by private funds. Regulation of systemically important financial institutions. Regulation of money market funds.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",70000,,0,0,2011-10-10T15:41:42.187000-04:00 1146127,2dfafd17-524b-46a7-82bb-c96dda6b13f3,Q3,RICH FEUER ANDERSON,84775,THE CLEARING HOUSE PAYMENTS COMPANY L.L.C.,2011,third_quarter,FIN,Capital requirements and liquidity requirements for financial institutions.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2011-10-10T17:45:17.480000-04:00 1146137,1170148a-cc13-4a7c-b2d5-6e97f318537b,Q3,RICH FEUER ANDERSON,84775,"FX ALLIANCE, LLC",2011,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including operation of swap execution facilities.","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2011-10-10T19:27:19.447000-04:00 1146152,0050fc8c-9209-47ea-9a29-fd95794219e4,Q3,NATURAL RESOURCE RESULTS LLC,321555,CONSTELLATION ENERGY,2011,third_quarter,FIN,Swap dealer definition under Dodd Frank,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES",20000,,0,0,2011-10-10T21:22:23.553000-04:00 1146306,8630f8c5-6329-4ac2-bf03-d3fc99cc9303,Q3,HOLLAND & KNIGHT LLP,18466,AMSCOT FINANCIAL CORPORATION,2011,third_quarter,FIN,Legislation and policies affecting financial services; including pay day advances and check cashing.,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2011-10-11T11:24:03.100000-04:00 1146356,35f57b5b-c3d6-439d-b557-96f7a8826896,Q3,RICH FEUER ANDERSON,84775,GENWORTH FINANCIAL INC,2011,third_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including the securitization risk retention provisions.","Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2011-10-11T11:59:29.833000-04:00 1146428,4f9870d9-a516-404b-bb81-4a84813fe7e1,Q3,"PUBLIC AFFAIRS RESOURCES, INC.",31270,PACKAGING CORPORATION OF AMERICA (PCA) (BOISE INC IS NOW A SUBSIDIARY OF PCA ),2011,third_quarter,FIN,Fees for Paper Statements,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-11T12:52:40.833000-04:00 1146475,f736c9fb-6ee1-4671-9203-0639e7acffd0,Q3,COUNCIL OF INSTITUTIONAL INVESTORS,11082,COUNCIL OF INSTITUTIONAL INVESTORS,2011,third_quarter,FIN,"Dodd-Frank Implementation SEC/CFTC Funding","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,,0,0,2011-10-11T13:48:39.660000-04:00 1146599,784f8abd-8220-4e11-b440-cf0e2ba8dc67,Q3,"VAN NESS FELDMAN, LLP",39815,"NATIONAL ASSOCIATION OF ENERGY SERVICES, CO. (NAESCO)",2011,third_quarter,FIN,"H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act Meet with House and Senate members to encourage memebers to raise concerns through their oversight function with the SEC about placing ESCO activities under the engineering exclusion contained in H.R. 4173.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2011-10-11T15:09:43.597000-04:00 1146623,f99a40e6-28f7-4e4c-8906-51eb615a9315,Q3,AMERICAN COUNCIL OF LIFE INSURERS,2115,AMERICAN COUNCIL OF LIFE INSURERS,2011,third_quarter,FIN,"Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. H.R. 890/S.466 Holocaust Insurance Accountability Act of 2011 A bill to allow for the enforcement of State disclosure laws and access to courts for covered Holocaust era insurance policy claims. Issue: Insurance regulation. Tracking: H.R. 654: Do Not Track Me Online Act. A bill to direct the Federal Trade Commission to prescribe regulations regarding the collection and use of information obtained by tracking the Internet activity of an individual, and for other purposes. Issue: Privacy S. 679: Presidential Appointment Efficiency and Streamlining Act of 2011 - Presidential Appointment Efficiency and Streamlining Act of 2011 - Exempts certain presidential appointments to cabinet-level agencies, independent commissions, and boards in the executive branch from the requirement of Senate confirmation (advice and consent). Issue: International Regulation Reform H.R. 1610: The Business Risk Mitigation and Price Stabilization Act of 2011. A bill to amend the definitions major swap participant and major security-based swap participant in the Commodity Exchange Act and the Securities Exchange Act of 1934, respectively. Issue: Dodd-Frank/Derivatives S. 947: A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes. Issue: Dodd-Frank/Derivatives H.R. 1573: To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. A bill that amends the Wall Street Transparency and Accountability Act of 2010 (the Act), title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, to revise the effective dates for the Act and for regulations promulgated under it. Issue: Dodd-Frank/Derivatives H.R. 1222: GSE Subsidy Elimination Act of 2011. A bill to increase the guarantee fees charged by Fannie Mae and Freddie Mac with respect to mortgage-backed securities guaranteed by such enterprises. Issue: GSE Reform S. 799: Commercial Privacy Bill of Rights Act of 2011. A bill to establish a regulatory framework for the comprehensive protection of personal data for individuals under the aegis of the Federal Trade Commission, and for other purposes. Issue: Privacy H.R. 1528: Consumer Privacy Protection Act of 2011. A bill to protect and enhance consumer privacy, and for other purposes. Issue: Privacy S. 1151: Personal Data Privacy and Security Act of 2011. A bill to prevent and mitigate identity theft, to ensure privacy, to provide notice of security breaches, and to enhance criminal penalties, law enforcement assistance, and other protections against security breaches, fraudulent access, and misuse of personally identifiable information. Issue: Privacy S. 1152: Cybersecurity Enhancement Act of 2011. A bill to advance cybersecurity research, development, and technical standards, and for other purposes. Issue: Privacy S. 1207: Data Security and Breach Notification Act of 2011. A bill to protect consumers by requiring reasonable security policies and procedures to protect data containing personal information, and to provide for nationwide notice in the event of a security breach. Issue: Privacy S. 1408: Data Breach Notification Act of 2011. A bill to require any federal agency or business entity engaged in interstate commerce that uses, accesses, or collects sensitive personally identifiable information, following the discovery of a security breach, to notify: (1) any U.S. resident whose information may have been accessed or acquired, and (2) the owner or licensee of any such information that the agency or business does not own or license. Issue: Privacy S. 1535: Personal Data Protection and Breach Accountability Act of 2011. A bill to protect consumers by mitigating the vulnerability of personally identifiable information to theft through a security breach, providing notice and remedies to consumers in the wake of such a breach, holding companies accountable for preventable breaches, facilitating the sharing of post-breach technical information between companies, and enhancing criminal and civil penalties and other protections against the unauthorized collection or use of personally identifiable information. Issue: Privacy S. 1615: A bill to require enhanced economic analysis and justification of regulations proposed by certain Federal banking, housing, securities, and commodity regulators, and for other purposes. Issue: Dodd-Frank/Regulator Reform H.R. 2577: SAFE Data Act. To protect consumers by requiring reasonable security policies and procedures to protect data containing personal information, and to provide for nationwide notice in the event of a security breach. Issue: Privacy","HOUSE OF REPRESENTATIVES,SENATE",,1471400,0,0,2011-10-11T15:28:59.273000-04:00 1146658,f41d9fd1-0e1d-4da5-bcc3-abbb20c7dd2f,Q3,BINGHAM MCCUTCHEN LLP,51560,"HEARTLAND PAYMENT SYSTEMS, INC.",2011,third_quarter,FIN,Competition issues.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2011-10-11T15:44:17.163000-04:00 1146734,7ee708e7-c57b-4129-8be6-61a184ee6083,Q3,TRANS UNION LLC,62131,TRANS UNION LLC,2011,third_quarter,FIN,Opportunities for public-private cooperative agreements to improve fraud prevention and income & employment reference checking.,"HOUSE OF REPRESENTATIVES,SENATE",,60000,0,0,2011-10-11T16:22:56.723000-04:00 1146737,4ed1b301-fa7d-4901-afc5-4eead200c845,Q3,MILLER & CHEVALIER CHARTERED,25306,AMERICAN FIDELITY CORPORATION,2011,third_quarter,FIN,Legislation affecting financial services issues.,"HOUSE OF REPRESENTATIVES,SENATE",170000,,0,0,2011-10-11T16:28:02.583000-04:00 1146789,1e29a3a0-d953-4f85-8318-8a8c965b5354,Q3,RICH FEUER ANDERSON,84775,KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC),2011,third_quarter,FIN,"Regulations affecting electronic trading of securities, including market structure issues. Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,"" including Title VII regulation of derivatives.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-10-11T17:59:39.037000-04:00 1146812,d65d554c-1e8a-411b-bfd2-faae3781d471,Q3,"JENKINS HILL CONSULTING, LLC",303575,AMERICAN FINANCIAL SERVICES ASSOCIATION,2011,third_quarter,FIN,Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-10-11T21:02:52.837000-04:00 1146852,efe84c11-47d7-43ce-a896-3f9a5a6a40e0,Q3,"JENKINS HILL CONSULTING, LLC",303575,EQUITABLE (FORMERLY AXA FINANCIAL),2011,third_quarter,FIN,Issues relating to the implementation of an Optional Federal Charter and financial reglulatory reform,"HOUSE OF REPRESENTATIVES,SENATE",25000,,0,0,2011-10-12T09:26:13.850000-04:00 1146927,51ed3d74-7ccd-40c5-a4d7-39b2bcb40f68,Q3,CLARK & WEINSTOCK,9443,AGSTAR FINANCIAL SERVICES ACA,2011,third_quarter,FIN,"General representation for AgStar, primarily liaison between AgStar, Congress and agricultural trade organizations, including the Farm Credit Council.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-12T10:39:45.803000-04:00 1146999,d857a6cb-f757-40ee-89f4-eac77568b67f,Q3,EATON CORPORATION,302698,EATON CORPORATION,2011,third_quarter,FIN,"HR 2779 Exempting inter affiliate swaps HR 1062 Burdensome Data Collection Relief Act Implementing Regulations for Dodd Frank","Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Natl Highway Traffic Safety Administration (NHTSA),Securities & Exchange Commission (SEC),SENATE",,151858,0,0,2011-10-12T11:19:17.647000-04:00 1147139,36344877-572f-4605-916e-9d93cb6ef21f,Q3,"MANATT, PHELPS, AND PHILLIPS",23645,"CARDTRONICS, INC",2011,third_quarter,FIN,ATM interchange and legislation / regulation implementing Dodd-Frank; EFTA regulation E; anticompetitive behavior.,"Federal Reserve System,HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,Treasury, Dept of",40000,,0,0,2011-10-12T12:38:29.347000-04:00 1147151,7cc181fd-b585-44be-b3c4-f2ac0430decf,Q3,"MANATT, PHELPS, AND PHILLIPS",23645,FINANCIAL SERVICE CENTERS OF AMERICA,2011,third_quarter,FIN,Legislation and regulation impacting nondepository financial products.,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",40000,,0,0,2011-10-12T12:42:35.003000-04:00 1147177,ab939110-155d-4e85-9c8d-35ba3b7cc3a4,Q3,"FORSCEY, PLLC",52880,NATIONAL ASSOCIATION OF SHAREHOLDER AND CONSUMER ATTORNEYS,2011,third_quarter,FIN,"Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",20000,,0,0,2011-10-12T13:00:54.547000-04:00 1147215,e23262f8-57ab-469e-8059-26c3f2747648,Q3,SQUIRE PATTON BOGGS,30906,LONDON STOCK EXCHANGE,2011,third_quarter,FIN,Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability.,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",40000,,0,0,2011-10-12T13:25:18.360000-04:00 1147361,cf3d6e53-5622-4342-b3b0-40ac3a0df665,Q3,"INTERNATIONAL DERIVATIVES CLEARING GROUP, LLC",400537611,INTERNATIONAL DERIVATIVES CLEARING GROUP LLC,2011,third_quarter,FIN,issues related to derivatives clearing,Commodity Futures Trading Commission (CFTC),,,0,0,2011-10-12T15:16:44.393000-04:00 1147419,ab17b3e1-3c88-42c8-9ca5-4d723f5ba521,Q3,AUTO CARE ASSOCIATION,52696,AUTO CARE ASSOCIATION,2011,third_quarter,FIN,Supported Extension of SPA loan program stimulus provisions in the American Recovery and Reinvestment Act through the end of 2010 (H.R. 5297). Opposed Tester-Corker amendment to postpone implementation of swipe fee reform in Dodd-Franks Wall Street Reform and Consumer Protection Act.,"Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE",,249151,0,0,2011-10-12T16:02:13.983000-04:00 1147440,17b71f8f-2025-43f5-ad66-109153e703ce,Q3,BINGHAM MCCUTCHEN LLP,51560,OTC MARKET GROUP INC.,2011,third_quarter,FIN,Financial Industry Regulatory Authority rules.,HOUSE OF REPRESENTATIVES,,,0,0,2011-10-12T16:14:26-04:00 1147494,e2532d9d-dda8-4440-b2fb-55ebc0a12531,Q3,DAVIS & HARMAN LLP,11674,CME GROUP,2011,third_quarter,FIN,Reauthorization of the Commodities Future Trading Commission. All issues relating to the Commodities Future Exchange. Proposals related to the restructuring of financial institution regulation.,"HOUSE OF REPRESENTATIVES,SENATE",70000,,0,0,2011-10-12T17:07:54.327000-04:00 1147509,83b2e788-2ae1-48c4-aeb5-1df3509b7d0c,Q3,"MEHLMAN CONSULTING, INC.",284950,"INTUIT, INC. AND AFFILIATES",2011,third_quarter,FIN,Mobile payments,"Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",50000,,0,0,2011-10-12T17:16:03.043000-04:00 1147540,418ee21c-e2d7-4220-a42f-a0fc723b94e0,Q3,BAKER & HOSTETLER LLP,5131,FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY,2011,third_quarter,FIN,Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; Bachus discussion draft legislation,"HOUSE OF REPRESENTATIVES,SENATE",75000,,0,0,2011-10-12T20:41:21.103000-04:00 1147567,3bff9f4f-ffc0-419e-ac4b-6ab6f8332d66,Q3,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,400503478,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,2011,third_quarter,FIN,Issues related to H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act,"Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Securities & Exchange Commission (SEC),Treasury, Dept of",,30000,0,0,2011-10-13T06:27:38.437000-04:00 1147798,992d30ba-13f6-49a0-bab8-072f9fd02e09,Q3,CAPITOL HILL CONSULTING GROUP,72053,"POPULUS FINANCIAL GROUP, INC. (FORMERLY ACE CASH EXPRESS, INC.)",2011,third_quarter,FIN,"General financial issues and issues pertaining to the company; bills: S. 3632, H.R. 1214, H.R. 2563, H.R. 1846, H.R. 1608","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-10-13T12:04:48.613000-04:00 1147869,f9d17729-95ec-44df-b78f-053728056750,Q3,"DUTKO WORLDWIDE, LLC",12868,CITGO PETROLEUM CORPORATION,2011,third_quarter,FIN,"Monitor potential derivatives-related modifications to Dodd-Frank Act (Wall Street Reform and Consumer Protection Act of 2009), including H.R. 1573 and the Business Risk Mitigation and Price Stabilization Act of 2011 (H.R. 1610).","Army, Dept of (Corps of Engineers),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT)",100000,,0,0,2011-10-13T12:58:26.723000-04:00 1147943,f4b19818-ec66-47b4-8ba2-ff5ffd1a75e2,Q3,"THE VELASQUEZ GROUP, L.L.C.",53403,VISA INC,2011,third_quarter,FIN,"Any legislation seeking to mitigate debit card interchange price control provisions of the Dodd Frank Wall Street Reform and Consumer Act; Chaffetz-Owens ""Consumer Debit Card Protection Act"" (no bill number assigned as of filing).","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2011-10-13T13:15:49.677000-04:00 1147983,2eda6ada-8f1d-49c7-bc28-d3137954ef35,Q3,"THE VELASQUEZ GROUP, L.L.C.",53403,CHARLES SCHWAB & COMPANY,2011,third_quarter,FIN,"Proposed rulemaking as relates to the Dodd Frank Wall Street Reform and Consumer Protection Act; especially any regulation pertaining to fiduciary duty of securities brokers or self review organizations; general legislative monitoring, especially any legislation pertaining to self review/regulatory organizations as relates to regulation of broker dealers.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-13T13:34:17.867000-04:00 1148003,4bc8f3b3-34b0-4cf3-8d6b-36f7320e8825,Q3,"JM FAMILY ENTERPRISES, INC",20620,JM FAMILY ENTERPRISES INC,2011,third_quarter,FIN,Proposed Consumer Finance Protection Board,"HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2011-10-13T13:50:29.303000-04:00 1148006,7ffa9c3b-e774-4d01-bf9c-768c481771d6,Q3,CMFG LIFE INSURANCE COMPANY,80510,CMFG LIFE INSURANCE COMPANY,2011,third_quarter,FIN,"Worked to keep insurance regulated by the states and not by the proposed Bureau of Consumer Financial Protection. Oppose and modify Federal Reserve proposed credit insurance disclosure under Regulation Z, proposed rule docket R-1390. Advocate for credit unions to continue to have flexibility under Regulation Z to write loans under a multi-featured open-end lending plan. Oppose the inclusion of insurers under the Community Reinvestment Act. Advocate the continued use of mortgage insurance in the private market, including the proposed Fed regulation on risk retention and ""qualified residential mortgages."" Influence and monitor legislation impacting the Government Sponsored Entities including: 1) H.R. 31: Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act; 2) H.R. 1221: Equity in Government Compensation Act of 2011; 3) H.R. 1222: GSE Subsidy Elimination Act of 2011; 4) H.R. 1223: GSE Credit Risk Equitable Treatment Act of 2011; 5) H.R. 1224: Portfolio Risk Reduction Act of 2011; 6) H.R. 1225: GSE Debt Issuance Approval Act of 2011; 7) H.R. 1226: GSE Mission Improvement Act of 2011; and 8) H.R. 1227: The GSE Risk and Activities Limitation Act of 2011. Support legislation that would reduce regulatory burden on financial institutions and reduce or eliminate credit union member business limits. Support passage of S. 509 to address credit union member business lending. Support H.R. 1418 to raise the credit union limit on member business lending.","Agriculture, Dept of (USDA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Credit Union Administration (NCUA),SENATE",,351498,0,0,2011-10-13T13:57:30.770000-04:00 1148027,564fce62-82a6-4c01-bac7-4dc79db79d49,Q3,UNITED SERVICES AUTOMOBILE ASSOCIATION,39245,UNITED SERVICES AUTOMOBILE ASSOCIATION,2011,third_quarter,FIN,"H.R. 31 - Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act of 2011 H.R. 1182 - GSE Bailout Elimination and Taxpayer Protection Act H.R. 1221 - Equity in Government Compensation Act of 2011 H.R. 1222 - GSE Subsidy Elimination Act of 2011 H.R. 1223 - GSE Credit Risk Equitable Treatment Act of 2011 H.R. 1224 - GSE Portfolio Risk Reduction Act of 2011 H.R. 1225 - GSE Debt Issuance Approval Act of 2011 H.R. 1226 - GSE Mission Improvement Act of 2011 H.R. 1227 - GSE Risk and Activities Limitation Act of 2011 H.R. 1859 - Housing Finance Reform Act H.R. 2428 - GSE Legal Fee Reduction Act H.R. 2439 - Removing GSEs Charters During Receivership Act H.R. 2462 - Cap the GSE Bailout Act H.R. 1081 - Consumers Payment System Protection Act S. 21 - Cyber Security and American Cyber Competitiveness Act of 2011 S. 372 - Cyber Security and Internet Safety Standards Act S. 413 - Cyber Securtiy and Internet Freedon, Act pf 2011 S. 575 - Debit Interchange Fee Study Act of 2011 S. 693 - GSE Bailout Elimination and Taxpayer Protection Act S. 1151 - Personal Data Privacy and Security Act DoddFrank Wall Street Reform and Consumer Protection Act - Implementation to include, but not limited to Debit Interchange Fees, Brokered Deposits, and Volcker Rule.","Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",,2812545,0,0,2011-10-13T14:04:37.237000-04:00 1148057,bfb44061-f7b3-42c7-b0d6-104c0d95c248,Q3,NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES,26945,NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES,2011,third_quarter,FIN,"To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 87/S. 712, all provisions Responsible Consumer Financial Protection Regulations Act H.R. 1121, all provisions Bureau of Consumer Financial Protection Transfer Clarification Act H.R. 1667, all provisions Consumer Financial Protection Safety and Soundness Improvement Act H.R. 1315, all provisions","HOUSE OF REPRESENTATIVES,SENATE",,270000,0,0,2011-10-13T14:25:55.520000-04:00 1148090,5e150e04-b94a-4b0a-acac-da7b7d3e44bd,Q3,THE OPTIONS CLEARING CORPORATION,66170,OPTIONS CLEARING CORPORATION,2011,third_quarter,FIN,Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies,"Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,81000,0,0,2011-10-13T14:46:16.410000-04:00 1148112,2f5af02c-11f1-4b4a-88c1-2324a7479986,Q3,MUTUAL OF OMAHA,26284,MUTUAL OF OMAHA,2011,third_quarter,FIN,"HR 1573 - Delay of derivatives rules of Dodd-Frank by 18 months. HR1225 - GSE Debt Issuance Approval Act of 2011 - Treasury approval of any new debt by Fannie and Freddie. HR 1221 - Equity in Government Compensation Act of 2011 - Provisions limiting executive pay packages at Fannie and Freddie. HR 4173-Dodd-Frank Wall Street Reform & Consumer Protection Act - accountability and transparancy in rating agencies, banking and insurance regulators, capital requirements, investor protections, over the counter derivatives, federal insurance office, private fund investment advisors registration, consumer financial protections, executive compensation and mortgage lending practices. HR 87 - Repeal the Wall Street Reform and Consumer Protection Act - Provisions repealing Dodd-Frank. HR 1 - Full year Continuing Appropriations Act - FY 2011 Budget - Dodd-Frank pay-for provisions, budgeting, limiting CFPB funding. HR 1723 - Common Sense Economic Recovery Act of 2011 - Provisions that would change the definition of non-accrual loans for both regulatory and financial reporting purposes.","HOUSE OF REPRESENTATIVES,SENATE",,136000,0,0,2011-10-13T14:55:28.927000-04:00 1148177,21a0d53d-c56a-42ee-800a-0ea2a9e8472b,Q3,MR. GLEN CORSO,400427059,MORTGAGE BANKING INITIATIVES DBA COMMUNITY MORTGAGE BANKING PROJECT,2011,third_quarter,FIN,Minimum servicing fee for conventional loans sold to Fannie Mae and Freddie Mac. Guarantee fee parity for loans sold to Fannie Mae and Freddie Mac.,"Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",25000,,0,0,2011-10-13T15:14:22.440000-04:00 1148191,09fb828a-5651-4020-8426-60bd4292de02,Q3,"CORNERSTONE GOVERNMENT AFFAIRS, INC.",75557,CUSTODIA FINANCIAL,2011,third_quarter,FIN,monitor the issues relateted to retirement plans,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-10-13T15:20:07.733000-04:00 1148355,3473361e-9c3d-4173-bcfd-1d28581b3ef6,Q3,"CONSTANTINE CANNON, LLP",295532,NEW YORK PRIVATE BANK & TRUST CORPORATION/EMIGRANT BANK,2011,third_quarter,FIN,Financial reform legislation and related regulatory issues.,SENATE,60000,,0,0,2011-10-13T16:16:42.513000-04:00 1148359,344e6f02-7656-4a44-931d-880905a41226,Q3,COVINGTON & BURLING LLP,11195,WELLS FARGO & CO,2011,third_quarter,FIN,"all issues affecting banks including housing issues, SBA and amendments to the Dodd-Frank Act","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-13T16:19:46.450000-04:00 1148366,9fa48f44-9b83-4994-b70b-5e19f7083d89,Q3,COVINGTON & BURLING LLP,11195,AMERICAN BANKERS ASSOCIATION,2011,third_quarter,FIN,All issues of interest to banking institutions including housing and GSE issues and amendments to the Dodd Frank Act.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-10-13T16:22:53.340000-04:00 1148437,ccffaa3c-ed71-4412-88da-afa2b362d4ff,Q3,"SCONSET STRATEGIES, LLC",400794388,ARISTEIA CAPITAL,2011,third_quarter,FIN,No lobbying activity.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2011-10-13T17:21:40.213000-04:00 1148453,53192213-b52e-4ab0-9b85-6e6e4b07d523,Q3,"SCONSET STRATEGIES, LLC",400794388,VALTUS CAPITAL GROUP,2011,third_quarter,FIN,No lobbying activity.,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2011-10-13T17:23:44.577000-04:00 1148491,230fdb8d-5e53-4aa3-a0f7-92bc13d62932,Q3,"MANATT, PHELPS, AND PHILLIPS",23645,AMERICAN LAND TITLE ASSOCIATION,2011,third_quarter,FIN,"Financial Services Reform, Consumer Financial Products Agency (CFPA), implementation of Dodd/Frank Act.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-13T17:33:58.527000-04:00 1148503,834ed435-c63a-4e60-aa16-c353d69c989a,Q3,"LAWRENCE J. ROMANS & ASSOCIATES, LLC",61072,JPMORGAN CHASE & CO.,2011,third_quarter,FIN,Implementation of the Dodd/Frank Law; Compliance with Service Members Civil Relief Act; HR 1249 Leahy-Smith America Invents Act Section 18-Covered Business Method Patents; Proposed capital requirement for foreign subsidiaries of domestic institutions,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-10-13T17:41:05.337000-04:00 1148517,09ba6dae-254b-415c-8d08-46f7ff725936,Q3,"LAWRENCE J. ROMANS & ASSOCIATES, LLC",61072,PRUDENTIAL FINANCIAL,2011,third_quarter,FIN,"Implementation of the Dodd/Frank Law, HR 1062 the Burdensome Data Collection Relief Act","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-10-13T17:53:13.693000-04:00 1148519,bedf8c02-38a2-4d05-b4da-1a75b8addd96,Q3,"LAWRENCE J. ROMANS & ASSOCIATES, LLC",61072,CHARLES SCHWAB & CO INC,2011,third_quarter,FIN,Implementation of Dodd/Frank law; Department of Labor proposed rule on the Definition of Fiduciary under Section 3(21) of the Employee Retirement Income Security Act; Proposed legislation to provide for registration & oversight of investment advisers.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-13T17:54:15.520000-04:00 1148541,76aa1621-9e7f-4895-aad1-54caffd19e26,Q3,EXPERIAN NORTH AMERICA,293038,EXPERIAN NORTH AMERICA,2011,third_quarter,FIN,"Legislative issues related to financial literacy tools. Legislative issues pertaining to identity theft and social security numbers, including H.R. 220. Legislative issues pertaining to consumer reports, including H.R. 2086. Legislative issues pertaining to the Wall Street Reform and Consumer Protection Act of 2010.","Commerce, Dept of (DOC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",,230000,0,0,2011-10-13T18:42:27.300000-04:00 1148543,0e90947f-d92e-486b-ada3-e1798d1622ba,Q3,NOMURA HOLDING AMERICA INC.,400609851,NOMURA HOLDING AMERICA INC.,2011,third_quarter,FIN,On-going implementation of the Dodd Frank Act,"Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,240000,0,0,2011-10-13T18:43:28.253000-04:00 1148546,f582232e-6455-4634-b5af-cbff5e5a866a,Q3,VENABLE LLP,39941,STATE STREET BANK AND TRUST COMPANY,2011,third_quarter,FIN,Financial Legislation.,"Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR)",20000,,0,0,2011-10-13T18:48:29.987000-04:00 1148552,9d577c22-af41-4ab5-a36b-01225f92544c,Q3,VENABLE LLP,39941,HOMEOWNERSHIP PRESERVATION FOUNDATION,2011,third_quarter,FIN,"H.R. 430 - HAMP Repeal and Deficit Reduction Act of 2011 H.R. 839 - HAMP Termination Act H.R. 861 - Neighborhood Stabilization Program Termination Act S. 489 - Preserving Homes and Communities Act of 2011","Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE",50000,,0,0,2011-10-13T18:58:34.130000-04:00 1148555,99eddeab-357c-43b1-8bfa-f85fffb0395f,Q3,VENABLE LLP,39941,NAVY MUTUAL AID ASSOCIATION,2011,third_quarter,FIN,S. 486 - Protecting Servicemembers From Mortgage Abuse Act of 2011,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2011-10-13T19:08:36.487000-04:00 1148556,78281dd9-67a6-4619-92aa-45209c4a30be,Q3,VENABLE LLP,39941,VANTAGESCORE SOLUTIONS LLC,2011,third_quarter,FIN,"H.R. 321 - Equal Employment For All Act H.R. 769 - Fair Access to Credit Scores Act of 2011","Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE",50000,,0,0,2011-10-13T19:10:37.330000-04:00 1148567,20f9a8ca-621b-4c6b-9419-29ac8b0a4cd6,Q3,WEC ENERGY GROUP,43833,WEC ENERGY GROUP,2011,third_quarter,FIN,"OTC Derivatives and Financial Regulatory Reform and CFTC SEC Proposed Regulations (H.R.1573, H.R.2682, H.R.1610, H.R.1062, H.R.2483).","Environmental Protection Agency (EPA),Federal Energy Regulatory Commission (FERC),HOUSE OF REPRESENTATIVES,SENATE",,190000,0,0,2011-10-13T19:57:45.173000-04:00 1148807,95f7618c-b7d4-44af-8592-9f2df32b44af,Q3,MALKIN & ROSS,400390815,ELLIOTT MANAGEMENT,2011,third_quarter,FIN,HR 1798 (JEFSA),HOUSE OF REPRESENTATIVES,15000,,0,0,2011-10-14T11:29:00.250000-04:00 1148904,d744c95d-e8e1-4919-8fe8-0cebb0f21008,Q3,CLARK & WEINSTOCK,9443,GERSON LEHRMAN GROUP,2011,third_quarter,FIN,Following financial services issues,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-10-14T12:03:51.087000-04:00 1148997,f13b7e56-ccf0-442a-afa5-604cddb2ca4b,Q3,KATE MOSS,25988,MORGAN STANLEY,2011,third_quarter,FIN,Implementation of Dodd/Frank,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-10-14T12:40:27.037000-04:00 1149042,6d0daa95-d248-4ebd-945c-da6c115fb91d,Q3,THE ADVOCACY GROUP,261,CORELOGIC,2011,third_quarter,FIN,Issues related to Freddie / Fannie,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2011-10-14T12:54:21.067000-04:00 1149067,b36a542f-6b56-493e-82f5-72bc2377e818,Q3,THE ADVOCACY GROUP,261,SMALL BUSINESS INVESTOR ALLIANCE (FORMERLY NASBIC),2011,third_quarter,FIN,"Implementation of provisions in the Dodd-Frank Act requiring small investment funds to register with the SEC. HR 1070, Small Company Formation Act of 2011. HR 1082, Small Business Capital Access and Job Presentation Act of 2011.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-14T13:05:41.097000-04:00 1149154,b0677fd2-4d72-410d-8e20-453845e15dfc,Q3,CLARK & WEINSTOCK,9443,SALLIE MAE INC,2011,third_quarter,FIN,Following student loan issues.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-10-14T13:35:17.617000-04:00 1149239,b0f03a51-f35e-4d0a-8379-ebd47af4a0f2,Q3,EQUIPMENT LEASING AND FINANCE ASSOCIATION,13767,EQUIPMENT LEASING AND FINANCE ASSOCIATION,2011,third_quarter,FIN,Financial Regulatory Reform/ Wall Street Reform and Consumer Protection Act of 2010 (P.L. 111-203) Securitization/ Credit Risk Retention Rules/ Data collection requirements under ECOA,"Federal Aviation Administration (FAA),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,60000,0,0,2011-10-14T13:59:50.990000-04:00 1149335,8ad31ac4-2b0f-428f-9307-84db690776fa,Q3,CALIFORNIA ASSOCIATION OF REALTORS,7691,CALIFORNIA ASSOCIATION OF REALTORS,2011,third_quarter,FIN,"H.R. 31-The Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act. The legislation enhances the authority of FHFA's Inspector General and expands reporting requirements to Congress. H.R. 463-Fannie Mae and Freddie Mac Transparency Act. Amends Fannie Mae and Freddie Mac's charters to provide that, during any period in which either entities are under conservatorship or receivership, it shall be considered an agency subject to the public information disclosure requirements of the Freedom of Information Act. H.R. 940-United States Covered Bond Act. Would establish the regulatory framework for the creation of a covered bond market for real estate securities. H.R. 1221-the Equity In Government Compensation Act. The legislation suspends the compensation packages for executives of Fannie Mae and Freddie Mac and places all other employees on the General Schedule pay scale. H.R. 1222-the GSE Subsidy Elimination Act. The legislation requires that FHFA gradually increase guarantee fees at Fannie Mae and Freddie Mac over the next two years. Under the legislation, the FHFA will consider the market conditions in raising the GSEs guarantee fees to ensure that its actions do not disrupt a housing recovery. H.R. 1223-the GSE Credit Risk Equitable Treatment Act. The legislation helps clarify the risk retention rules required under Section 941 of the Dodd-Frank Act to make clear that Fannie Mae and Freddie Mac will be held to the same standards as any other secondary mortgage market participants. H.R. 1224-the Portfolio Risk Reduction Act. The legislation accelerates and formalizes the reduction in the size of the GSEs portfolios. The legislation would cap the GSEs portfolios to no more than $700 billion in the first year, declining to $600 billion for year two, $475 billion for year three, $350 billion for year four, and finally to $250 billion in year five. H.R. 1225-the GSE Debt Issuance Approval Act. The legislation requires the Treasury Department to approve any new debt issuance by the GSEs. H.R. 1226-the GSE Mission Improvement Act. The legislation the GSEs affordable housing goals. H.R. 1227-the GSE Risk and Activities Limitation Act. The legislation prohibits the GSEs from offering, undertaking, transacting, conducting or engaging in any new business activities while in conservatorship or receivership. H.R. 1754-Preserving Equal Access to Mortgage Finance Programs Act. The legislation would make permanent the current temporary high cost loan limits for Fannie Mae, Freddie Mac, and the FHA. H.R. 1859-Housing Finance Reform Act. The legislation would reform the secondary mortgage market and the government sponsored enterprises Fannie Mae and Freddie Mac H.R. 2413- Secondary Market Facility for Residential Mortgages Act. The legislation would reform the secondary mortgage market and the government sponsored enterprises Fannie Mae and Freddie Mac. S. 170/H.R. 363-Helping Responsible Homeowners Act. The Legislation would require Fannie Mae and Freddie Mac to allow homeowners with current GSE loans to refinance regardless of their current loan-to-value. S. 509-Small Business Lending Enhancement Act of 2011. The legislation Amends the Federal Credit Union Act to allow credit unions greater flexibility in their ability to make business loans. S. 693/H.R. 1182-GSE Bailout Elimination and Taxpayer Protection Act. The legislation would wind down Fannie Mae and Freddie Mac through a number of steps. C.A.R. has lobbied on the future of the government sponsored enterprises (Fannie Mae and Freddie Mac) and their future regulatory structure. C.A.R. has lobbied for the extension of the current FHA, Fannie Mae and Freddie Mac loan limits that are set to expired at the end of September. C.A.R. has lobbied on the issue of mortgage servicing and concerns regarding inefficiencies and lack of standardization. C.A.R. has lobbied on the Administration's Reforming America's Housing Finance Market proposal to Congress and its potential impact on the availability of capital to the nation's mortgage market. C.A.R. has lobbied on the Federal Housing Finance Agencies proposed rule on Private Transfer Fee covenants RIN 2590-AA41","Federal Housing Finance Agency (FHFA),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of",,21145,0,0,2011-10-14T14:33:37.130000-04:00 1149352,28e6fbe9-ffb7-45a1-9f2e-4341328131f7,Q3,"MISSY EDWARDS STRATEGIES, LLC",400547641,CLARK AND WEINSTOCK,2011,third_quarter,FIN,Following all issues pertaining to financial reform,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-14T14:39:45.007000-04:00 1149382,0bf3881f-16c8-452a-86bf-418d60720c3b,Q3,"MISSY EDWARDS STRATEGIES, LLC",400547641,REAL ESTATE ROUNDTABLE,2011,third_quarter,FIN,Followed regulatory reform and other financial services related issues,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-10-14T14:48:02.380000-04:00 1149486,435bc2e0-f98d-4dfc-9812-6a0537cc1526,Q3,ASSOCIATION FOR FINANCIAL PROFESSIONALS,38437,ASSOCIATION FOR FINANCIAL PROFESSIONALS,2011,third_quarter,FIN,"Accounting Reforms, Credit Rating Agency Reform, Commodities Exchange Act/Derivatives Reform, Hard to Value Assets, Market-to-Market Accounting Reform, Money Market Fund Reform, Foreign Exchange, Dodd-Frank","Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Accounting Standards Advisory Board (FASAB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,6250,0,0,2011-10-14T15:33:59.097000-04:00 1149509,6b2c21b0-a891-42e6-8e10-a26aa6c6d96d,Q3,FOLEY & LARDNER LLP,15042,"INTEGRYS ENERGY GROUP, INC.",2011,third_quarter,FIN,"Alternative fuel issues, tax, employment and labor law, climate change, fuel costs, implementation of Dodd-Frank Act, attachments to utility poles, coal ash regulation","Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-14T15:38:09.317000-04:00 1149532,6f1cf99e-bd30-49bb-af77-947232a6ec3e,Q3,MONSTER WORLDWIDE,299310,MONSTER WORLDWIDE,2011,third_quarter,FIN,Issues related to liquidity in the Student Loan Auction Rate Securities (SLARS) market.,"HOUSE OF REPRESENTATIVES,SENATE",,140000,0,0,2011-10-14T15:45:24.753000-04:00 1149570,ed1c2b8f-df77-40ab-9fae-24ea569c22f3,Q3,COMMUNITY ASSOCIATIONS INSTITUTE,10228,COMMUNITY ASSOCIATIONS INSTITUTE,2011,third_quarter,FIN,"Regulatory Definition of ""Qualified Residential Mortgage"" as Required Under Section 941 of the Dodd-Frank Act *comment letter regarding the definition of qualified residential mortgage Regulatory definition of ""Qualified Mortgage"" as proposed, comment letter submitted by CAI.","Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE,Treasury, Dept of",,60000,0,0,2011-10-14T15:54:49.253000-04:00 1149646,45b1b0ee-0972-4dec-b379-caf74308b390,3A,"CONSTANTINE CANNON, LLP",295532,NEW YORK PRIVATE BANK & TRUST CORPORATION/EMIGRANT BANK,2011,third_quarter,FIN,Financial reform legislation and related regulatory issues.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-10-14T16:38:37.110000-04:00 1149696,8557d6ee-34c5-48e0-85ec-976e63c76f68,Q3,BOOK HILL PARTNERS,40041330,MIL CORPORATION,2011,third_quarter,FIN,Financial Services Management Programs,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2011-10-14T16:53:16.843000-04:00 1149714,1a20e672-eefb-4ee8-b31d-d1ce78a76493,Q3,LEVINE & COMPANY,46916,REGIONS FINANCIAL CORPORATION,2011,third_quarter,FIN,Issues related to existing and future regulations of banks and financial institutions,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-10-14T17:00:13.190000-04:00 1149735,8ea45098-288e-47ca-b9fd-26e403fc5e5a,Q3,LEVINE & COMPANY,46916,KOHLBERG KRAVIS & CO,2011,third_quarter,FIN,Tax and regulatory issues affecting private equity firms,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-10-14T17:06:25.173000-04:00