id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
987240,0a37abf7-1117-487d-83e7-b285510bf37f,Q3,GREYSTONE GROUP LLC,295510,NATIONAL COUNCIL OF SOCIAL SECURITY MANAGEMENT ASSOCIATIONS,2010,third_quarter,RET,H.R. 5987 - Seniors Protection Act of 2010 -- entire bill,"HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,Social Security Administration (SSA)",23655,,0,0,2010-09-30T11:29:53.563000-04:00
987345,8e3fd02a-be7b-4296-ad3a-d0e7f039a792,Q3,PLAN SPONSOR COUNCIL OF AMERICA FKA PROFIT SHARING/401K COUNCIL OF AMERICA,32293,PLAN SPONSOR COUNCIL OF AMERICA FKA PROFIT SHARING/401K COUNCIL OF AMERICA,2010,third_quarter,RET,Legislation affecting profit sharing and 401(k) plans.,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,80000,0,0,2010-10-01T10:52:27.697000-04:00
987434,55961588-1394-45f7-a343-9d5787f443ff,Q3,MR. MORRIS FEIBUSCH,400578741,"BITUMINOUS COAL OPERATORS' ASSOCIATION, INC.",2010,third_quarter,RET,"Seek legislative relief from impact of Pension Protection Act, including PBGC funding","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2010-10-01T14:46:58.970000-04:00
987817,d11a047e-ff20-4723-9ca7-95ad5cc5b60b,Q3,HOLLAND & KNIGHT LLP,18466,"BENETRENDS, INC.",2010,third_quarter,RET,Pension reform legislation.  ERISA issues and IRS guidance on retirement plan rollovers.,"HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of",20000,,0,0,2010-10-05T13:26:59.327000-04:00
987897,566d66d9-551f-44ce-a80d-97df0c37e798,Q3,FLEET RESERVE ASSOCIATION,14781,FLEET RESERVE ASSOCIATION,2010,third_quarter,RET,"Greatest Generation Military Retirees, HR 4593; Concurrent Receipt S. 546; Military Retiree Survivor Comfort Act, HR 613;","Defense, Dept of (DOD),Defense Finance & Accounting Service (DFAS),HOUSE OF REPRESENTATIVES,SENATE,U.S. Coast Guard (USCG),Veterans Affairs, Dept of (VA)",,140000,0,0,2010-10-05T15:10:15.470000-04:00
988526,13ff1fa8-364d-49df-9178-fbc55cc8266a,Q3,"FORSCEY, PLLC",52880,BITUMINOUS COAL OPERATORS ASSOCIATION,2010,third_quarter,RET,"American Jobs and Closing Tax Loopholes Act of 2010; H.R. 4213, Amendments to the Pension Protection Act of 2006","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2010-10-07T10:58:53.753000-04:00
988537,cf74711e-c41c-4ead-b6c1-c3453fa2ede0,Q3,"FORSCEY, PLLC",52880,CONSOL ENERGY INC,2010,third_quarter,RET,"American Jobs and Closing Tax Loopholes Act of 2010; H.R. 4213, Amendments to the Pension Protection Act of 2006","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2010-10-07T11:06:02.417000-04:00
988643,5ef40e2f-4807-413d-915b-8cc99d54704e,Q3,PALMETTO GROUP,18570,RETIREMENT SECURITY GROUP,2010,third_quarter,RET,"H.R. 3936, Preserve Benefits and Jobs Act of 2009, Section 204 to strengthn participants' benefit protections and allow a plan sponsor of an eligible multi-employer plan to make a qualified partition election.","HOUSE OF REPRESENTATIVES,SENATE",118750,,0,0,2010-10-07T13:51:10.967000-04:00
988652,7425f3c2-da17-42d3-baf0-89d009c4de5c,Q3,PALMETTO GROUP,18570,AMERICAN SOCIETY OF PENSION PROFESSIONALS AND ACTUARIES,2010,third_quarter,RET,"HR 2989,  401(k) Fair Disclosure and Pension Security Act of 2009,  provisions to require fee disclosure for defined contribution plans","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2010-10-07T14:02:15.870000-04:00
988654,f985e11f-6c8b-4e2d-ae3e-b0794360d4b2,Q3,PALMETTO GROUP,18570,AIR LINE PILOTS ASSOCIATION INTERNATIONAL,2010,third_quarter,RET,H.R. 4147 Legislation to allow employees of a commercial passenger airline carrier who receive payments in a bankruptcy proceeding to roll over such payments into a traditional individual retirement plan.,"HOUSE OF REPRESENTATIVES,SENATE",45000,,0,0,2010-10-07T14:04:16.797000-04:00
988717,ec364e19-c50b-4a44-bc85-55b640e2c537,Q3,"BITUMINOUS COAL OPERATORS' ASSOCIATION, INC.",310494,"BITUMINOUS COAL OPERATORS' ASSOCIATION, INC.",2010,third_quarter,RET,"Lobbying activity in support of coal mining interests.  Coal Accountability and Retired Employee Act of 2010 (CARE), H.R. 5479; American Jobs and Closing Tax Loopholes Act of 2010 (Amendments to Pension Protection Act of 2006)","HOUSE OF REPRESENTATIVES,SENATE",,96922,0,0,2010-10-07T15:16:59.430000-04:00
989525,d48e8b76-84c3-4cd2-af70-02693104d9f9,Q3,"ROCKWELL COLLINS, INC",68296,"ROCKWELL COLLINS, INC",2010,third_quarter,RET,Lobbied for pension funding relief for defined benefit plans (15-year or 2+7-year amortization provisions support) to be included in the Small Business bill,"Air Force, Dept of,Army, Dept of (Other),Defense Advanced Research Projects Agency (DARPA),Defense, Dept of (DOD),Export-Import Bank of the United States (EXIM Bank),Federal Aviation Administration (FAA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Aeronautics & Space Administration (NASA),Navy, Dept of,Office of Management & Budget (OMB),SENATE,State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of",,169979,0,0,2010-10-11T10:25:54.293000-04:00
989763,0027a4bd-0fc4-42b2-a23c-9fc2a28de7d2,Q3,UNIVERSITY OF IOWA,49191,UNIVERSITY OF IOWA,2010,third_quarter,RET,"Retirement issues related to universities' pension plans
IRA issues related to philanthropic giving","Agriculture, Dept of (USDA),Centers For Medicare and Medicaid Services (CMS),Defense, Dept of (DOD),Federal Emergency Management Agency (FEMA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Institutes of Health (NIH),Office of Management & Budget (OMB),Office of Science & Technology Policy (OSTP),SENATE,State, Dept of (DOS),Transportation, Dept of (DOT)",,110000,0,0,2010-10-11T16:35:15.390000-04:00
990334,a9f61027-e8ef-4be1-99a8-f98bb59ff015,Q3,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2010,third_quarter,RET,"Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the ""401(k) Fair Disclosure for Retirement Security Act of 2009,"" HR 2989, the ""401(k) Fair Disclosure and Pension Security Act,"" and HR 4213, the ""American Jobs and Closing Tax Loopholes Act of 2010.""","HOUSE OF REPRESENTATIVES,SENATE",70000,,0,0,2010-10-12T14:06:36.843000-04:00
990549,e34e8d1b-592b-4c89-b7a1-6da3729ca7e8,Q3,"EDUCATION LEGISLATIVE SERVICES, INC",13164,LONG BEACH UNIFIED SCHOOL DISTRICT (CA),2010,third_quarter,RET,"Social Security Reform
S 484/HR 235:  Social Security Fairness Act of 2009 *  SOCIAL SECURITY REFORM
Any proposal considered by the federal government for mandatory Social Security coverage of all public government employees, including K-12 public school personnel, and the impact of any other provisions on K-12 public school district personnel retirement benefits in California


*  S 484/HR 235:  SOCIAL SECURITY FAIRNESS ACT OF 2009
To amend Title II of the Social Security Act to repeal two provisions, government pension offset and windfall elimination requirements, that reduce earned Social Security benefits for retired teachers and other public employees, retirees or spouses in states such as California where such employees contribute to state pension funds for teachers and/or other public employees, that are not covered by Social Security","Agriculture, Dept of (USDA),Centers For Medicare and Medicaid Services (CMS),Education, Dept of,Federal Communications Commission (FCC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,White House Office",,,0,0,2010-10-12T16:26:36.620000-04:00
990632,2601eadc-9685-445b-a9b7-2d8183183686,Q3,LOCKE LORD PUBLIC POLICY GROUP LLC,300971,DALLAS POLICE & FIRE PENSION SYSTEMS,2010,third_quarter,RET,Public sector pension legislation,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2010-10-12T17:31:00.530000-04:00
991714,1f41b10f-5d49-4ead-98b9-19b977d71169,Q3,VENABLE LLP,39941,HOSPITAL FOR SPECIAL SURGERY,2010,third_quarter,RET,Seeking temporary relief from the Pension Protection Act of 2006,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2010-10-13T15:47:45.067000-04:00
991859,fc3763ae-66de-4f24-810e-fa07b7561a5f,Q3,VENABLE LLP,39941,"ASSOCIATION OF FOOD AND DAIRY RETAILERS, WHOLESALERS AND MANUFACTURERS",2010,third_quarter,RET,Legislation that would impact multiemployer pension plans.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2010-10-13T16:32:46.683000-04:00
992018,8fed5094-bbba-474e-9f4b-f39777208b1b,Q3,"PHOENIX STRATEGIES, INC.",400384784,MANUFACTURING WOODWORKERS ASSOCIATION OF GREATER NEW YORK,2010,third_quarter,RET,Wikdrawl Liability reform,"HOUSE OF REPRESENTATIVES,Pension Benefit Guaranty Corporation (PBGC)",,,0,0,2010-10-13T18:36:17.027000-04:00
992275,f85101bf-984c-4dd3-8b84-8abd43b5e07b,Q3,PRIME POLICY GROUP,400532589,AMERICAN COUNCIL OF LIFE INSURERS,2010,third_quarter,RET,"H.R. 2748 - To amend the Internal Revenue Code of 1986 to encourage guaranteed lifetime income payments by excluding from income a portion of such payments.
S. 1389 - A bill to clarify the exemption for certain annuity contracts and insurance policies from Federal regulation under the Securities Act of 1933. H.R. 1984 - To amend title I of the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual account plans and to provide a minimum investment option requirement for such plans. 
H.R. 1988 - To amend title I of the Employee Retirement Income Security Act of 1974 to provide for independent investment advice for participants and beneficiaries under individual account plans. 
H.R. 2989 - To amend the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual account plans and to provide a minimum investment option requirement for such plans, to amend such Act to provide for independent investment advice for participants and beneficiaries under individual account plans, and to amend such Act and the Internal Revenue Code of 1986 to provide transitional relief under certain pension funding rules added by the Pension Protection Act of 2006.
H.R. 2779 - To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans, and to improve participant communication. 
S. 697 - A bill to amend the Public Health Service Act to help individuals with functional impairments and their families pay for services and supports that they need to maximize their functionality and independence and have choices about community participation, education, and employment, and for other purposes. 
H.R. 1721 - To amend the Public Health Service Act to help individuals with functional impairments and their families pay for services and supports that they need to maximize their functionality and independence and have choices about community participation, education, and employment, and for other purposes. 
H.R. 2733 - To clarify the exemption for certain annuity contracts and insurance policies from Federal regulation under the Securities Act of 1933.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2010-10-14T10:24:19.623000-04:00
992285,29a994b4-7830-44a8-9396-add7b2abaf71,Q3,AMERICAN INVESTMENT COUNCIL F/K/A PEGCC,316536,AMERICAN INVESTMENT COUNCIL F/K/A PEGCC,2010,third_quarter,RET,None.,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office",,510000,0,0,2010-10-14T10:27:10.097000-04:00
992488,5532a5dc-dda6-4d38-8ff0-7d069c36731c,Q3,THE ESOP ASSOCIATION,13858,ESOP ASSOCIATION,2010,third_quarter,RET,"Proposed legislation in relationship to ESOPs, employee ownership and employee ownership issues and generally all legislative proposals to amend the Employee Retirement Security Act of 1974.  Above areas include tax and labor law issues embedded in the Employee Retirement Security Act of 1974 and the IRS Code.  Specifically in the 111th Congress S. 1612, H.R. 5207, H.R. 692, H.R. 3586, H.Con. Res. 204, S. 2914 and S. 2909 and any other legislation specifically amending laws governing ESOPs or employee stock compensation.","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of",,47491,0,0,2010-10-14T11:21:56.920000-04:00
992673,29825d88-b9ca-44a7-a78b-b3e49cf6759b,Q3,"SQUIRE SANDERS PUBLIC ADVOCACY, LLC",318072,NATIONWIDE MUTUAL INSURANCE COMPANY,2010,third_quarter,RET,Proposals designed to encourage savings and tax legislation impacting insurance industry.,HOUSE OF REPRESENTATIVES,30000,,0,0,2010-10-14T12:18:58.427000-04:00
992852,43c6d2d7-cbe6-4dd6-bcd4-4efb963600aa,Q3,WEST PENN ALLEGHENY HEALTH SYSTEM,89270,WEST PENN ALLEGHENY HEALTH SYSTEM,2010,third_quarter,RET,Issues relating to pensions and retirment in the healthcare industry.,"HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2010-10-14T12:59:23.537000-04:00
993032,9b8cb0c3-9a43-4cf0-bffc-7488e0379249,Q3,AETNA INC.,352,AETNA INC,2010,third_quarter,RET,HR 1322 Emergency Retiree Health Benefits Protection Act of 2009 (retiree health insurance),"Centers For Medicare and Medicaid Services (CMS),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE",,638299,0,0,2010-10-14T13:49:36.020000-04:00
993479,c977e69f-3997-43b0-9644-8c2d03157cb7,Q3,"CORNERSTONE GOVERNMENT AFFAIRS, INC.",75557,CUSTODIA FINANCIAL,2010,third_quarter,RET,monitor the issues related to retirement  plans.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2010-10-14T15:48:49.873000-04:00
994265,62ea9787-45c7-4edd-a3e1-208c22d01846,Q3,UPS (UNITED PARCEL SERVICE),39223,UPS (UNITED PARCEL SERVICE),2010,third_quarter,RET,Multi-employer and Single Employer Pension Reform,"Commerce, Dept of (DOC),Defense, Dept of (DOD),Executive Office of the President (EOP),Federal Aviation Administration (FAA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),SENATE,Small Business Administration (SBA),State, Dept of (DOS),Transportation, Dept of (DOT),U.S. Customs & Border Protection",,1323877,0,0,2010-10-15T11:29:18.920000-04:00
994459,b5f8b032-f0a5-4b3f-a0b9-cc5eb7cc2b9d,Q3,"THE OB-C GROUP, LLC",29802,TRANSFORM SR HOLDINGS LLC (FORMERLY KNOWN AS SEARS HOLDINGS CORPORATION),2010,third_quarter,RET,"HR 2989, 401(k) Fair Disclosure & Pension Security Act of 2009: matters relating to pension funding.
HR 3936, Preserve Benefits of Jobs Act: matters relating to pension funding.
HR 4213, Small Business and Infrastructure Jobs Tax Act of 2010: matters relating to pension funding.","Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2010-10-15T12:22:26.270000-04:00
994571,0630f519-6901-49e3-9d67-59af3ab0fa5a,Q3,"INTERNATIONAL UNION OF POLICE ASSOCIATIONS, AFL-CIO",50400,INTERNATIONAL UNION OF POLICE ASSOCIATIONS AFL-CIO,2010,third_quarter,RET,"HR 1413, HR 235, S 490","HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE",,20000,0,0,2010-10-15T13:27:55.057000-04:00
994607,c66d6865-b88a-42cb-a200-15cfd52099ef,Q3,"LAWRENCE J. ROMANS & ASSOCIATES, LLC",61072,JPMORGAN CHASE & CO.,2010,third_quarter,RET,"H.R. 2989,  401(k) Fair Disclosure and Pension Security Act of 2009; H.R. 2779 Defined Contribution Plan Fee Transparency Act of 2009","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2010-10-15T13:48:02.760000-04:00
994658,ac71bf43-4cc9-4b33-9814-2c073662cd1f,Q3,AMERICAN SOCIETY OF PENSION PROFESSIONALS & ACTUARIES,3481,AMERICAN SOCIETY OF PENSION PROFESSIONALS & ACTUARIES,2010,third_quarter,RET,"H.R. 1984: The 401(k) Fair Disclosure for Retirement Security Act of 2009
H.R. 1988: Conflicted Investment Advice Prohibition Act of 2009
H.R. 2779: Defined Contribution Plan Fee Transparency Act of 2009
H.R. 2989: 401(k) Fair Disclosure and Pension Security Act of 2009 H.R. 1961: Savings for American Families' Act of 2009
S. 401: Defined Contribution Fee Disclosure Act of 2009
H.R. 4173: The Wall Street Reform and Consumer Protection Act of 2009
H.R. 3936: The Preserve Benefits and Jobs Act of 2009
H.R. 4126: The Retirement Fairness Act of 2009
S. 3217: Restoring American Financial Stability of 2010
H.R. 4213: American Workers, State, and Business Relief Act of 2010
H.R. 5297: Small Business Jobs Act of 2010","HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),Treasury, Dept of",,185067,0,0,2010-10-15T14:04:53.547000-04:00
994800,1f245329-1459-4b08-aaa6-b4bdea83f9f4,Q3,AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA,14611,AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES,2010,third_quarter,RET,"401 (k) fee disclosure:  Oppose legislation that would require 401 (k) plan administrators to reveal charges associated with four categories of fees; administrative fees, investment management fees, transaction fees, and other costs.
401 (k) automatic enrollment:  through trade associations, support efforts to expand automatic 401 (k) enrollment for workers.  Also         
oppose efforts to include these provisions in ""tax extended"" legislation.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,420000,0,0,2010-10-15T14:35:03.657000-04:00
994833,f061154c-3d4e-47c9-855f-375140314d89,Q3,"BUILDING AND CONSTRUCTION TRADES DEPT., AFL-CIO",7383,BUILDING AND CONSTRUCTION TRADES DEPT AFL-CIO,2010,third_quarter,RET,Social Security - working to halt benefit cuts in light of fiscal debt. No bill number.,"Energy, Dept of,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Labor, Dept of (DOL),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,White House Office",,250000,0,0,2010-10-15T14:44:14.757000-04:00
995083,e211554b-229f-4d96-b668-8f3fb7f05b6b,Q3,THE TIMKEN COMPANY,38153,TIMKEN COMPANY,2010,third_quarter,RET,"Defined Benefit Plans
Defined Contribution Plans - 401(k)
Pension Protection Act
Perserve Benefits and Jobs Act (H.R. 3936) Tax Extenders Bill (H.R. 4213)","HOUSE OF REPRESENTATIVES,SENATE",,90784,0,0,2010-10-15T15:27:19.983000-04:00
995108,ad87b3a8-dd01-438d-ac82-d34256923fca,Q3,DAVID FUNDERBURK,43491,TREA SENIORCITIZENS LEAGUE,2010,third_quarter,RET,"In Support of Social Security Notch Reform:  H.R. 1067, H.R. 238, and S. 81; In Support of Consumer Price Index-Elderly: H.R. 2365, H.R. 2429, H.R. 5275 and H.R. 4193; In Support of No Soc. Sec. for Unauthorized Work/Anti-Totalization: H.Res. 394, H.R. 2287, H.R. 160, H.R. 132, H.R. 133, S. 42 and S. 115; In support of Soc. Sec. Protection:  H.R. 235, H.R. 137, H.R. 1276, H.R. 219, S. 86 and S. 484; In Support of Emergency Soc. Sec. COLA for 2010: H.R. 3557; In Support of Congressional Pay Cut: H.R. 4720","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2010-10-15T15:33:36.257000-04:00
995768,813253ff-6cee-465a-8ac2-803011b8121c,Q3,EDWIN PIERSON,40048376,CIVIC COUNCIL,2010,third_quarter,RET,"Death tax, COLA, immigration, totalization, U.N. Tax",HOUSE OF REPRESENTATIVES,,,0,0,2010-10-16T08:55:36.690000-04:00
995769,eaea7c06-f340-4e41-ac50-62c9a5c2b285,Q3,EDWIN PIERSON,40048376,CIVIC COUNCIL,2010,third_quarter,RET,"Death tax, COLA, immigration, totalization, U.N. Tax",HOUSE OF REPRESENTATIVES,,,0,0,2010-10-16T09:01:37.617000-04:00
995836,fc10b7ad-94bb-4af5-b181-6cea3467821c,Q3,EASTMAN KODAK COMPANY,13016,EASTMAN KODAK COMPANY,2010,third_quarter,RET,Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act of 2010 (H.R. 3962),"Environmental Protection Agency (EPA),Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT)",,170000,0,0,2010-10-16T16:32:52.277000-04:00
996065,c492e816-b513-40ff-bc28-e5b9cbb2d6b9,Q3,KYLE MICHEL LAW FIRM,309036,TUOMEY HEALTHCARE SYSTEM,2010,third_quarter,RET,"Briefings on impact of Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act of 2010 on client pension funding requirements and potential legislation, including S 3793, that would restore legislative intent on pension funding.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2010-10-17T14:17:06.333000-04:00
996270,4b37cf4c-0b40-463b-8afc-f0d2e837d933,Q3,THE NATIONAL GRANGE OF THE ORDER OF PATRONS OF HUSBANDRY,27913,NATIONAL GRANGE OF THE ORDER OF PATRONS OF HUSBANDRY,2010,third_quarter,RET,Social Security Reform,"Agriculture, Dept of (USDA),Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Council on Environmental Quality (CEQ),Education, Dept of,Energy, Dept of,Environmental Protection Agency (EPA),Federal Communications Commission (FCC),Federal Energy Regulatory Commission (FERC),Federal Trade Commission (FTC),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Telecommunications & Information Administration (NTIA),Office of Management & Budget (OMB),Postal Regulatory Commission,SENATE,Transportation, Dept of (DOT),U.S. Postal Service (USPS),U.S. Trade Representative (USTR)",,10000,0,0,2010-10-18T09:20:10.717000-04:00
996415,6cee3190-8031-4437-99fa-511f261a7f67,Q3,"APTIV, PLC",49054,APTIV PLC,2010,third_quarter,RET,"Pension issues relating to bankruptcy
Transfer of company retirement assets to PBGC
PBGC management of Delphi pension","Defense, Dept of (DOD),Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE",,71354,0,0,2010-10-18T10:04:23.870000-04:00
996476,693edba7-c8f4-40d4-aabd-228487f60cd1,Q3,SQUIRE PATTON BOGGS,30906,NEW YORK LIFE INSURANCE COMPANY,2010,third_quarter,RET,Pension issues,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2010-10-18T10:17:05.323000-04:00
996482,3d305f56-9abf-40aa-bee3-cf42c3cbd353,Q3,SQUIRE PATTON BOGGS,30906,NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY,2010,third_quarter,RET,Pension issues.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2010-10-18T10:18:10.107000-04:00
996536,8a075c77-92f0-4c4a-ba3c-7e1a1a11a1b5,Q3,"WHITMER & WORRALL, LLC",292892,COALITION FOR INDEPENDENT SENIORS (CIS),2010,third_quarter,RET,"Advocacy for public policies related to reverse mortgages that allow seniors to maintain
control of their assets and economic independence.
Issues related to funding for the Home Equity Conversion Mortgage Program (HECM) at the Department of Housing and Urban Development (HUD).","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2010-10-18T10:30:52.997000-04:00
996748,be396409-48f2-413a-abc2-b364cf5b7bc4,Q3,"ALFRED W. CORS, JR",285277,RETIRESAFE,2010,third_quarter,RET,"H.R. 1067 - Notch Fairness Act
H.R. 236 - Social Security Protection Act
H.R. 322- repeal of Social Security Earnings Test
H.R. 1519/H.R. 883/ H.R. 1058 -repeal of income taxes on Social Security benefits H.R. 541 - index the Social Security benefit income tax threshold limits for tax purposes to inflation
Support a fair and accurate cost-of-living adjustment annually for Social Security beneficiaries
Support H.R. 2365, H.R. 3557, and H.R.3572
Support legislation mandating the establishment of a senior-specific Consumer Price Idex for Seniors (CPI-S), H.R. 5305.","Centers For Medicare and Medicaid Services (CMS),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,White House Office",13695,,0,0,2010-10-18T10:53:31.887000-04:00
996773,f602b5f3-4652-4f76-9223-0419aa2f12f0,Q3,NATIONAL LEAGUE OF POSTMASTERS,69297,NATIONAL LEAGUE OF POSTMASTERS,2010,third_quarter,RET,Federal Retirement and other general benefit issues.,"HOUSE OF REPRESENTATIVES,Postal Regulatory Commission,SENATE,U.S. Postal Service (USPS)",,20000,0,0,2010-10-18T10:56:39.590000-04:00
996877,56d61735-3340-4362-98fc-914312491182,3A,AMERICAN COUNCIL OF LIFE INSURERS,2115,AMERICAN COUNCIL OF LIFE INSURERS,2010,third_quarter,RET,"S. 1297  Retirement Security for Life Act.  Issue: Tax Incentive for Non Qualified Annuities.

H.R. 2748  Retirement Security Needs Lifetime Pay Act of 2009.  Issue: Tax Incentive for Annuities. H.R. 519  The Elder Caregiver Support and Information Enhancement Act of 2009. Issue: LTC additional appropriations for LTC Information clearinghouse.

H.R. 1961 - Savings for American Families Future Act Issue: savers' credit

H.R. 2021  Savings Recovery Act of 2009.  Issue: Savers credit.

S. 2832  Lifetime Income Disclosure Act.  Issue: Annuity illustration on benefit statements. 

H. R. 4126  Retirement Fairness Act.  Issue: Modification of 401(k) Plan Rules.

H.R. 4626 - Health Insurance Industry Fair Competition Act. Issue: Amends the McCarran-Ferguson Act to apply to the business of health insurance.

H.R. 4742 - SAVE Act. Issue: simplifies SIMPLE IRAs and provides for voluntary Auto IRAs.

H.R. 5297  Small Business Lending Fund Act.  Issue: Partial Annuitization and Roth Conversions of 401 (k) savings.

H.R. 5853: Fiscal Responsibility and Retirement Security Act. Issue: Changes to the CLASS Act.

S. 3829- Long-Term Care Bailout Prevention Act. Issue: Repeal of the CLASS Act.

S. 3760/ H.R. 6099 - Automatic IRA Act of 2010. Issue: Both provide for mandatory Auto IRAs for workers without pension coverage.","HOUSE OF REPRESENTATIVES,SENATE",,1664721,0,0,2010-10-18T11:08:30.950000-04:00
996988,bffebfa9-b608-4db1-91b2-37d133c51ec5,Q3,SQUIRE PATTON BOGGS,30906,SEARS HOLDINGS CORPORATION,2010,third_quarter,RET,Pension reform legislation.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2010-10-18T11:19:22.137000-04:00
997013,f0cca9d7-d3be-46e4-82fd-c8b2ee3515dc,Q3,VENABLE LLP,39941,AMERICAN AIRLINES INC,2010,third_quarter,RET,Pension Reform Legislation - HR 3962,"HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT)",130000,,0,0,2010-10-18T11:23:39.713000-04:00
997388,fcd795be-f61c-4995-b068-57167ec4e4c1,Q3,AMERICAN BENEFITS COUNCIL,4675,AMERICAN BENEFITS COUNCIL,2010,third_quarter,RET,"Limit Executive Compensation Abuse Act - H.R. 857 
The Savings for American Families Future Act of 2009  H.R. 1961
The 401 (k) Fair Disclosure for Retirement Security Act 0f 2009  H.R. 1984 Conflicted Investment Advice Prohibition Act of 2009  H.R. 1988
Savings Recovery Act  H.R. 2021
Retirement Security Needs Lifetime Pay Act  H.R. 2748
Retirement Savings Transparency Act of 2009 - H.R. 2792
The Defined Contribution Plan Fee Transparency Act  H.R. 2779 
401 (k) Fair Disclosure and Pension Security Act of 2009  H.R. 2989 
Consumer Financial Protection Agency Act of 2009  H.R. 3126
Foreign Account Tax Compliance Act of 2009  H.R. 3933
Preserve Benefits and Jobs Act of 2009  H.R. 3936
Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act  H.R. 3962/Public Law No: 111-192
Retirement Fairness Act  H.R. 4126
Sensible Transparency for Retirement Plans Act  H.R. 4146
Tax Technical Corrections Act of 2009  H.R. 4169 
Dodd-Frank Wall Street Reform and Consumer Protection Act - Restoring American Financial Stability Act of 2010  H.R. 4173, Public Law No: 111-203
American Workers, State, and Business Relief Act  H.R. 4213/Unemployment Compensation Extension Act of 2010 (tax extenders)  Public Law No: 111-205
Small Businesses Add Value for Employees Act of 2009 (SAVE Act)  H.R. 4742 
Employee Misclassification Prevention Act (EMPA)  H.R. 5107
Small Business Jobs and Credit Act of 2010  H.R. 5297  tax extenders, defined benefit pension plan funding relief - technical corrections from H.R. 3962
Automatic IRA Act of 2010  H.R. 6099 
Fair Playing Field Act of 2010  H.R. 6128 (worker classification) 
Health Care Reform  regulatory implementation and compliance issues from the Patient Protection and Affordable Care Act (PPACA)  Public Law No: 111-148 & the Health Care and Education Reconciliation Act of 2010 (HCERA)  Public Law 111-152  new compensation deduction limits on entities receiving health insurance premiums (162 (m)(6))
Financial Services Reform  regulation of swaps transactions, major swap participants (MSPs), swaps, business conduct standards, fiduciary duty and liability issues; effects on pension, retirement, and health plans that use swaps; 401 (k) stable value funds and contracts, retirement plan administration, compensation disclosure issues
Pension Funding - additional funding relief for defined benefit pension plans, single and multiemployer plans, nonqualified deferred compensation conditions, PBGC premium funding target methods and premium submission issues, PBGC plan termination issues 
Retirement Security  nonqualified deferred compensation, executive compensation, defined contribution plan issues, 401 (k) plans, conversions to Roth 401 (k) plans, automatic IRAs, investment advice, investment selection (target date funds), the Savers Credit, retirement savings plans for small businesses, lifetime income issues, nondiscrimination rules for retirement plans, alternative pension investments, accounting transparency for pensions, plan loans, tax expenditures for retirement plans Cap Executive Officer Pay Act of 2009 - S. 360 
The Defined Contribution Fee Disclosure Act of 2009 - S. 401
Shareholder Bill of Rights Act  S. 1074
Retirement Security for Life Act of 2009  S. 1297 
Pension Benefit Guaranty Corporation (PBGC) Governance Improvement Act of 2009  S. 1544
Foreign Account Tax Compliance Act of 2009  S. 1934
Lifetime Income Disclosure Act  S. 2832
Create Jobs and Save Benefits Act of 2010  S. 3157
Restoring American Financial Stability Act/Wall Street Transparency and Accountability Act  S. 3217
Employee Misclassification Prevention Act (EMPA)  S. 3254
Automatic IRA Act of 2010  S. 3760 
Fair Playing Field Act of 2010  S. 3786
Job Creation and Tax Cuts Act of 2010  S. 3793
Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act  H.R. 3962, Public Law No: 111-192
American Workers, State, and Business Relief Act /American Jobs and Closing Tax Loopholes Act (tax extenders)  H.R. 4213, & Substitute amendments
Dodd-Frank Wall Street Reform and Consumer Protection Act - Restoring American Financial Stability Act of 2010  H.R. 4173, Public Law No: 111-203
Small Business Jobs and Credit Act of 2010  H.R. 5297 (revised substitute) 
Health Care Reform  regulatory implementation and compliance issues from the Patient Protection and Affordable Care Act (PPACA)  Public Law No: 111-148 & the Health Care and Education Reconciliation Act of 2010 (HCERA)  Public Law 111-152  new compensation deduction limits on entities receiving health insurance premiums (162 (m)(6))
Financial Services Reform regulation of swaps transactions, major swap participants (MSPs), swaps, business conduct standards, fiduciary duty and liability issues; effects on pension, retirement, and health plans that use swaps; 401 (k) stable value funds and contracts, retirement plan administration, compensation disclosure issues
Pension funding  additional funding relief for defined benefit pension plans, single and multiemployer plans, nonqualified deferred compensation conditions, PBGC premium funding target methods and premium submission issues, PBGC plan termination issues 
Retirement Security  nonqualified deferred compensation, executive compensation, defined contribution plan issues, 401 (k) plans, automatic IRAs, conversions to Roth 401(k) plans, investment advice, investment selection (target date funds), the Savers Credit, lifetime income issues, nondiscrimination rules for retirement plans, plan loans, tax expenditures for retirement plans

Regulatory  communication with covered federal officials on legislative issues

Pension funding relief, adequacy of defined benefit vehicles, hybrids, retirement plan designs, tax treatment of expatriates
Investment advice, adequacy of defined contribution vehicles, investment selection (target date funds) and annuity issues, automatic/mandatory individual retirement accounts (IRAs)
Disclosure for defined contribution (DC) and defined benefit (DB) plans and service providers ERISA Section 408 (b) (2)
Defined Benefit (DB) plan year filing issues  Form 5500 (EFAST) 
Cash balance and pension equity plans, market rate of return for hybrid plans
Nonqualified deferred compensation (NQDC), new compensation deduction limits on entities receiving health insurance premiums  162 (m) (6) 
PBGC premium funding target methods (variable rate premiums), premium submission and plan termination issues 
Foreign bank account reporting, Report of Foreign Bank and Financial Accounts (FBAR) 
Financial services regulatory reform, compensation disclosure issues
Domestic plan asset investment issues
Proposed rule on application of ERISA to state/local health reform efforts, ERISA preemption","Centers For Medicare and Medicaid Services (CMS),Commodity Futures Trading Commission (CFTC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,199380,0,0,2010-10-18T12:27:22.027000-04:00
997569,60767a61-dc84-4a83-a46e-595a23a569f9,Q3,NATIONAL ASSOCIATION OF LETTER CARRIERS,26898,NATIONAL ASSOCIATION OF LETTER CARRIERS,2010,third_quarter,RET,"S.491 & H.R. 1203 - Premium Conversion (allowing postal retirees to pay health care premiums with pre-tax dollars).
H.R. 235 & S. 484- Windfall Elimination Provision & Government Pension Offset (repeal of the WEP for postal retirees who are affected & GPO for spousal survivor benefits).","HOUSE OF REPRESENTATIVES,SENATE",,170000,0,0,2010-10-18T13:04:33.737000-04:00
997809,f0ef8006-42ad-474f-bd1e-7452c9d193b0,Q3,INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS,19753,INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS,2010,third_quarter,RET,"Improvements to the pension calculation for federal fire fighters
Allowing fire fighters penalty free access to their deferred compensation accounts
Defining ""Normal Retirement Age""","Defense, Dept of (DOD),Federal Communications Commission (FCC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE",,86000,0,0,2010-10-18T13:59:21.150000-04:00
997940,9fbc5b6b-fb17-4c5a-8a8a-7070e0294c58,Q3,TRANSPORTATION COMMUNICATIONS NATIONAL UNION/IAM (FKA TRANSPORTATION COMMUNICATI,38368,TRANSPORTATION COMMUNICATIONS NATIONAL UNION/IAM (FKA TRANSPORTATION COMMUNICATI,2010,third_quarter,RET,"AMTRAKBudget And Appropriation For FY 2010:  On March 11, 2009, President Obama signed HR 1105 which was the Fiscal 2009 Omnibus Appropriations Bill.  This bill concluded the appropriations from the 110th Congress that were not completed before the end of 2008.  As a result of this bill Amtrak received a total of $1.453 billion for fiscal year 2009.  In addition Amtrak received $114 million for the last installment of the Amtrak workers backpay.  Congress must now turn to the FY 2010 budget. HR 1058Seniors Financial Security Act of 2009:  Amends the Internal Revenue Code to repeal the inclusion in gross income for income tax purposes of social security and tier 1 railroad retirement benefits.  HR 107SMART Act of 2009:  To reform Social Security retirement and Medicare by establishing a Personal Social Security Savings Program to create a safer, healthier, more secure, and more prosperous retirement for all Americans and to reduce the burden on young Americans.  HR 162Senior Citizens Tax Elimination Act: To amend the Internal Revenue Code of 1986 to repeal the inclusion in gross income of Social Security benefits.  HR 746Safeguarding America's Seniors and Veterans Act of 2009 - Directs the Secretary of the Treasury to make a one-time payment of $500 to each eligible individual age 18 or over who, during the three-month period immediately preceding enactment of this Act, was entitled to Social Security benefits, railroad retirement benefits, or veterans disability benefits.  H.R. 3200-America's Affordable Health Choices Act of 2009 - To provide affordable, quality health care for all Americans and reduce the growth in health care spending, and for other purposes.  Sets forth provisions governing health insurance plans and issuers, including: (1) exempting grandfathered health insurance coverage from requirements of this Act; (2) prohibiting preexisting condition exclusions; (3) providing for guaranteed coverage to all individuals and employers and automatic renewal of coverage; (4) prohibiting premium variances, except for reasons of age, area, or family enrollment; and (5) prohibiting rescission of health insurance coverage without clear and convincing evidence of fraud.  S.1796  America's Healthy Future Act of 2009:  An original bill to provide affordable, quality health care for all Americans and reduce the growth in health care spending, and for other purposes.  Amends the Social Security Act (SSA) to add a new title XXII (Health Insurance Coverage) to ensure that all Americans have access to affordable and essential health benefits coverage.  S.3047 Tax Code Termination Act:  Tax Code Termination Act - Terminates the Internal Revenue Code of 1986 for taxable years beginning after 2013, except provisions of such Code relating to social security taxation (i.e., taxes on wage, self-employment, and railroad retirement income).  S.2926 Economic Fairness for Seniors Act   Economic Fairness for Seniors Act - Amends title XVIII (Medicare) of the Social Security Act (SSA) to keep the same Medicare part B premium for 2010 that was in effect for 2009.  H.R.4872 Health Care and Education Reconciliation Act of 2010:   Sets forth legislative language on health care reform and investing in education submitted to the House Budget Committee by the Ways and Means Committee and the Education and Labor Committee pursuant to reconciliation instructions of Section 202 of S. Con. Res. 13, the Concurrent Resolution on the Budget for Fiscal Year 2010.","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Railroad Retirement Board,SENATE,Surface Transportation Board (STB),Transportation, Dept of (DOT)",,187000,0,0,2010-10-18T14:17:45.477000-04:00
998163,f5473011-9a09-4fd9-ae5e-ae4be595c27f,Q3,NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE,27467,NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE,2010,third_quarter,RET,"Social Security Cost of Living Adjustment for 2010 Replacement Benefit.  H.R. 3536, H.R. 746, H.R. 3810 H.R. 3672, H.R. 3597, H.R. 4429, S. 1685:  provision providing a one-time, emergency benefit to seniors and persons with disabilities to compensate for the lack of a 2010 Social Security cost of living adjustment. Social Security Cost of Living Adjustment for 2011 Replacement Benefit.  H.R. 5987:  provision providing a one-time, emergency benefit to seniors and persons with disabilities to compensate for the lack of a 2011 Social Security cost of living adjustment.

Tax Extenders Act, H.R. 4213, S. Amdt. 3353:  providing an emergency benefit of $250 to seniors, veterans, and persons with disabilities to compensate for the lack of a 2010 Social Security cost-of-living adjustment.

Seniors' Cost of Living Adjustment (COLA). H.R. 1371, H.R. 2429, H.R. 2365, H.R. 4193, H.R. 5305:  provisions establishing a consumer price index for elderly consumers (CPI-E) to compute cost-of-living increases for Social Security and Medicare benefits and authorizing a cost-of living-adjustment for Social Security recipients in 2010.

Social Security Cost of Living Adjustment.  H.R. 3557, H.R. 3572:  providing for a Social Security COLA in 2010.

Social Security Privatization.  H.R. 107, H.R. 4529:  provisions converting Social Security into a system of private investment accounts. 

Social Security Trust Funds.  H.R. 1276, S. 86, H.R. 219, H.R. 1712:  provisions removing Social Security Trust Fund receipts and disbursements from the federal budget baseline, limiting Trust Fund proceeds to OASDI purposes, and prohibiting the use of Social Security payroll tax monies for private accounts.

Social Security Benefits.  S. 426:  requiring progressive indexing and longevity indexing of Social Security old-age insurance benefits.    

Social Security Government Pension Offset (GPO) and Windfall Elimination Provision (WEP).  S. 484, H.R. 235:  repealing both the GPO and WEP; S. 490, H. R. 1221:  repealing the WEP.

Older Workers/Workforce Participation.  S. 502:  promoting the labor force participation of older Americans.

Pension Distribution.  H.R.424, H.R. 939:  provisions relating to the suspension of minimum distribution rules for tax-deferred retirement plans.

Public Pension Modifications.  H.R. 1804:  provisions safeguarding spousal benefits with respect to Civil Service Retirement System (CSRS) pensions, the Thrift Savings Plan (TSP) and the Federal Employees Retirement System (FERS).

Pension Reform and Improvements (no bill): pertaining to initiatives to improve the pension system by making it universal, more secure and adequate.

Womens Pension Improvements and Protections (no bill number):  provisions to improve working womens pension plan participation and pension account accumulation, and safeguard spousal rights pertaining to pensions at divorce.

Seniors Bill of Rights. S.Res. 553, H.Res. 1342:  pertaining to resolutions expressing the sense of Congress that the dignity and independence of older Americans should be upheld.

Elder Justice Act.  H.R. 2006, S. 795:  provisions establishing an Elder Justice program under Title XX (Block Grants to States for Social Services), including an Elder Justice Coordinating Council within the Office of the Secretary of Health and Human Services (HHS) and an Advisory Board on Elder Abuse, Neglect, and Exploitation.","Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",,440000,0,0,2010-10-18T14:48:10.950000-04:00
998460,614caa87-aec0-46a1-b97e-69b46e6408ae,Q3,TREA SENIOR CITIZENS LEAGUE,38426,TREA SENIOR CITIZENS LEAGUE,2010,third_quarter,RET,"Social Security Notch Reform: H.R. 1067 and H.R. 238 and S. 81, Consumer Price Index for the Elderly (CPI-E): H.R. 2365 and H.R. 2429 and H.R. 5275 and H.R. 4193, Anti-Totalization/No Social Security for Unauthorized work: H.Res. 394 and H.R. 2287 and H.R. 160 and H.R. 132 and H.R. 133 and S. 42 and S. 115, Social Security Protection: H.R. 235 and H.R. 137 and H.R. 1276 and H.R. 219 and S. 86 and S. 484, Emergency COLA for 2010 & 2011: H.R. 3557 and H.R. 5987, Congressional Pay Cut: H.R. 4720","HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2010-10-18T15:24:14.280000-04:00
998776,f28de257-21c9-41f1-b8ef-65b3e1b765f8,Q3,NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA),28515,NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA),2010,third_quarter,RET,"H.R.882: To amend the Internal Revenue Code of 1986 to increase the age at which distributions from qualified retirement plans are required to begin from 70 1/2 to 75 H.R.421: American Jobs and Closing Tax Loopholes Act of 2010 
HR 939: IRA Equity for Seniors Act
H.R. 3936: Preserve Benefits and Jobs Act of 2009
H.R. 3962: Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act, Became Public Law No: 111-192
H.R. 4213: American Workers, State, and Business Relief Act of 2010
H.R.4691: Temporary Extension Act of 2010
H.R.4849: Small Business and Infrastructure Jobs Tax Act of 2010
H.R.4851: Continuing Extension Act of 2010
H.R.5618: Restoration of Emergency Unemployment Compensation Act of 2010
S. 401: Defined Contribution Fee Disclosure Act of 2009
S.502: Older Worker Opportunity Act of 2009","HOUSE OF REPRESENTATIVES,SENATE",,947000,0,0,2010-10-18T16:12:43.607000-04:00
999138,6ef559d8-21e5-4655-b450-7e5c146dd421,Q3,"AEROJET ROCKETDYNE, INC",317,"AEROJET ROCKETDYNE, INC",2010,third_quarter,RET,"Bill Number: HR 3962, Preservation of Access to Care for Medicare Benficiaries and Pension Relief Act of 2010.
Interest: Sec. 201, 202.","HOUSE OF REPRESENTATIVES,SENATE",,140000,0,0,2010-10-18T17:01:36.557000-04:00
999244,bbe8e2a5-5831-4eb1-ad44-1e08c14d9781,Q3,AMERICAN SOCIETY OF ASSOCIATION EXECUTIVES,3390,AMERICAN SOCIETY OF ASSOCIATION EXECUTIVES,2010,third_quarter,RET,Continued to participate in a coalition led by the U.S. Chamber of Commerce urging further reforms to help strengthen pension plans and save jobs across the U.S. The coalition supports Pomeroys Preserve Benefits and Jobs Act and Sen. Bob Caseys (D-PA) Create Jobs & Save Benefits Act to further strengthen the current funding status of multi-employer plans.,"Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,White House Office",,170000,0,0,2010-10-18T17:14:15.403000-04:00
999276,ce5fd14c-9183-4c4b-8b0b-73a5f4996048,Q3,INTERNATIONAL ASSOCIATION OF MACHINISTS AND AEROSPACE WORKERS,19775,INTERNATIONAL ASSOCIATION OF MACHINISTS AND AEROSPACE WORKERS,2010,third_quarter,RET,FSS Retirement Fairness Act of 2010  HR 5115,"AMTRAK - Natl Railroad Passenger Corporation,Federal Railroad Administration,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Transportation, Dept of (DOT)",,380000,0,0,2010-10-18T17:18:28.117000-04:00
999297,dc22e3a5-5796-4da9-95a6-eedf12e2b105,Q3,"CASSIDY & ASSOCIATES, INC.",8453,"DELTA PILOTS PENSION PRESERVATION ORGANIZATION, INC.",2010,third_quarter,RET,IRC & ERISA provisions; PBGC asset allocations and benefits payable.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2010-10-18T17:19:37.420000-04:00
999407,893db874-28ce-428b-8ff4-83502999fe44,Q3,INSURED RETIREMENT INSTITUTE,285494,INSURED RETIREMENT INSTITUTE,2010,third_quarter,RET,"Legislation and rulemakings affecting annuities, variable life products, and retirement savings. 

S. 1297-Retirement Security for Life Act, legislation to provide a tax incentive for non-qualified annuities. HR 2748-Retirement Security Needs Lifetime Pay Act, legislation to provide tax incentives for qualified and non-qualified annuities.  

S. 2832-Lifetime Income Disclosure Act, legislation that proposes to amend the Employment Retirement Income Security Act of 1974 to require disclosure of lifetime income equivalents.  

HR 4742-legislation to simplify Simple IRAs and provides for voluntary Auto-IRAs.  

HR 5297-Small Business Lending Fund Act, provisions relating to partial annuitization and Roth conversions of 401(k) savings.  

S.3760/HR 6099-Automatic IRA Act of 2010, legislation that provides for mandatory IRAs for workers without pension coverage.  

Discussion of proposals at the Department of Treasury for increasing Americans access to guaranteed lifetime income solutions.  

Discussion of proposals at the Department of Labor for increasing Americans access to guaranteed lifetime income solutions.","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,124300,0,0,2010-10-18T18:00:17.717000-04:00
999765,95a3fd65-de2a-4e78-aa4e-8125bd209b65,Q3,"BROWNSTEIN HYATT FARBER SCHRECK, LLP",7257,FMR LLC,2010,third_quarter,RET,"H.R.1984-401(k) Fair Disclosure For Retirement Security Act of 2009
H.R.4173-Dodd Frank Wall Street Reform and Consumer Protection Act","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,White House Office",80000,,0,0,2010-10-18T21:10:36.403000-04:00
999838,9fd7ab76-b4d0-42d3-96ec-682d7c3cdb98,Q3,RAFFANIELLO & ASSOCIATES,400290378,AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS,2010,third_quarter,RET,Pension funding requirements HR 2989,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2010-10-18T22:23:06.887000-04:00
999848,ac139fa5-d816-4fd7-ab92-7e50da74fbed,Q3,RAFFANIELLO & ASSOCIATES,400290378,INVESTMENT COMPANY INSTITUTE,2010,third_quarter,RET,HR 2989 disclosures related to 401(k) plans,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2010-10-18T22:39:11.043000-04:00
1000188,8e5d123c-81b9-497f-8dd0-528796a772c7,Q3,VAN SCOYOC ASSOCIATES,39837,THE FREE ENTERPRISE NATION,2010,third_quarter,RET,Public sector retirement age related issues.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2010-10-19T07:32:49.630000-04:00
1000524,a36e5ef7-12b1-4591-ad02-2d937affea92,Q3,"AMERICAN FREEDOM INNOVATIONS, LLC",400514518,PATRIOT COAL CORPORATION,2010,third_quarter,RET,"H.R. 5479 Coal Accountability and Retired Employee (CARE) Act of 2010
S. 3649 Coal Accountability and Retired Employee (CARE) Act of 2010
S. 3157 Create Jobs and Save Benefits Act of 2010","Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",375000,,0,0,2010-10-19T09:12:34.973000-04:00
1000980,bf9bec02-150f-4b18-9b0f-6074a77a6a6e,Q3,VANGUARD GROUP,291058,VANGUARD GROUP,2010,third_quarter,RET,"H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009
H.R. 1984 - 401(k) Fair Disclosure and Pension Security Act of 2009
H.R. 2021 - Savings Recovery Act of 2009
(Please see addendum page) H.R. 2779 - Defined Contribution Plan Fee Transparency Act of 2009
H.R. 1988 - Conflicted Investment Advice Prohibition Act of 2009
H.R. 4213 - Unemployment Compensation Extension Act of 2010
H.R. 3760 - Home Buyer Tax Credit Act of 2009
H.R. 6099 - Automatic IRA Act of 2010
H.R. 4742 - SAVE Act of 2009
H.R. 4126 - Retirement Fairness Act of 2009
S. 401 - Defined Contribution Fee Disclosure Act of 2009
Proposals to reform the defined contribution plan system
Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business
Issues related to retirement target date funds
Issues related to retirement income
Issues related to delivery of advice to participants in qualified retirement plans
Issues related to investment choices in qualified retirement plans","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE",,310000,0,0,2010-10-19T10:16:38.110000-04:00
1001034,28d605ed-299e-4361-ba34-fea88f2cd6a0,Q3,"BLACKROCK FUNDS SERVICES GROUP, LLC",400534597,BLACKROCK FUNDS SERVICES GROUP LLC,2010,third_quarter,RET,"Issues related to Retirement security and savings proposals; stable value funds and book value wrappers; retirement income products; target date funds, defined contribution disclosure; H.R. 2989-""401(k) Fair Disclosure and Pension Security Act)","Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Pension & Welfare Benefits Administration,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",,340000,0,0,2010-10-19T10:21:42.380000-04:00
1001647,51886736-652e-4fd6-b9bc-d5a6c2378656,Q3,DAVIS & HARMAN LLP,11674,TRANSAMERICA LIFE INSURANCE COMPANY,2010,third_quarter,RET,"Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, The Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan Fee Transparency Act, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals related to investment advice rules, including H.R. 1988, Conflicted Investment Advice Prohibition Act and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act.  Proposals to reform the defined contribution plan system. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including S. 3760 and H.R. 6099, Automatic IRA Act of 2010.  Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs and creation of new qualified retirement plans for small business, including H.R. 4742, Small Businesses Add Value for Employees Act. Proposals to reform the multiple employer plan rules.","HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",10000,,0,0,2010-10-19T11:10:56.923000-04:00
1001706,9acaa75a-4bd0-4e9c-bbb2-d681b5e04863,Q3,AIR LINE PILOTS ASSOCIATION,580,AIR LINE PILOTS ASSOCIATION,2010,third_quarter,RET,Pilot Pension Issues; H.R. 4147 - To Provide for Rollover Treatment to Traditional IRAs of Amounts Received in Airline Carrier Bankruptcy.  H.R. 4213 - Tax Extenders Legislation - Extending Expired Tax Provisions and Other Programs.,"HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Transportation, Dept of (DOT)",,210000,0,0,2010-10-19T11:14:24.567000-04:00
1001815,5f3760bd-efc1-485b-9af6-fa70bcba8d7b,Q3,NOSSAMAN LLP,29846,"THE FRATERNAL ORDER OF POLICE, THE U.S. PARK POLICE LABOR COMMITTEE",2010,third_quarter,RET,"H.R.6065, The United States Secret Service Retirement Act of 2010 and S.1862, The United States Secret Service Retirement Act of 2009 - Scope of retirement benefits.","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2010-10-19T11:20:57.270000-04:00
1002007,a1a62839-009f-42ae-b609-f0b1f392da88,Q3,"VAN HEUVELEN STRATEGIES, LLC",321874,AMERICAN HEALTH CARE ASSOCIATION,2010,third_quarter,RET,"Tracking of federal Medicare legislation; S.512, Fairness in Nursing Home Arbitration Act; S.647, Nursing Home Transparency and Improvement Act of 2009; Reform of the Federal Stafford Act; H.R. 1, American Recovery and Reinvestment Act of 2009; S. Con. Res. 13 - FY 2010 Budget; H.R. 3200, America's Affordable Health Choices Act of 2009; S.1679, The Affordable Health Choices Act; S. 1796, America's Healthy Future Act; S.1776, Medicare Physician Fairness Act; H.R. 4213, American Jobs and Closing Tax Loopholes Act - FMAP provisions; H.R. 1586 amended version, Title II State Fiscal Relief - FMAP","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2010-10-19T11:32:43.210000-04:00
1002079,3ea6ed4f-5569-4ee7-a06c-03dd34f45695,Q3,"VAN HEUVELEN STRATEGIES, LLC",321874,GENWORTH FINANCIAL INC,2010,third_quarter,RET,"Long term health care, tax reform, taxation of life insurance companies, mortgage insurance and housing; H.R.1, American Recovery and Reinvestment Act of 2009; S.1679, The Affordable Health Choices Act; H.R. 3200, America's Affordable Health Choices Act of 2009; S. 1796, America's Healthy Future Act; H.R.3126, Consumer Financial Protection Agency Act; H.R. 4173, Wall Street Reform and Consumer Protection Act; S.3217, Restoring American Financial Stability Act of 2010; S.697, CLASS Act; H.R. 5981, FHA premiums bill","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2010-10-19T11:38:07.020000-04:00
1002330,5ea47d12-dddd-46f8-b9e4-9bc3b97484b1,Q3,OGR,48827,VENABLE LLP,2010,third_quarter,RET,Issues related to retirement policy.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2010-10-19T12:00:58.203000-04:00
1002422,40b7a360-3269-4baf-afb0-d633f5028de4,Q3,PRIME POLICY GROUP,400532589,AMERICAN FREEDOM INNOVATIONS,2010,third_quarter,RET,"Health care, pensions and general coal issues.H.R.5479 and S.3649","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2010-10-19T12:08:35.177000-04:00
1002716,6647fc54-9b86-461d-b154-9f0a815e3036,Q3,TIAA,55757,TIAA,2010,third_quarter,RET,"Retirement Security in the following bills:
  S 2832 - Lifetime Income Disclosure Act
Federal required reporting for pension plan sponsors
Auto-Enroll Auto-Escalate
Fee Transparency in the following bills:
  S 401 - Defined Contribution Fee Disclosure Act of 2009
  HR 2779 - Defined Contribution Plan Fee Transparency Act of 2009
  HR 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009
Retiree Healthcare
Investment Advice in the following bill:
  HR 1988 - Conflicted Investment Advice Prohibition Act of 2009
Pension Funding Relief in the following bill:
  HR 3962 - Affordable Health Care Improvement Act","Federal Reserve System,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,State, Dept of (DOS),Treasury, Dept of,White House Office",,400000,0,0,2010-10-19T12:28:01.943000-04:00
1002789,09fbed1b-85b1-4d58-89fd-87b6d173210d,Q3,SQUIRE PATTON BOGGS,30906,AON SERVICE CORPORATION (FKA AON HEWITT),2010,third_quarter,RET,"Fee disclosure rules relating to Section 408(b)(2) of ERISA (H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009 and H.R. 2779, The Defined Contribution Plan Fee Transparency Bill.","HOUSE OF REPRESENTATIVES,SENATE",70000,,0,0,2010-10-19T12:33:33.710000-04:00
1002872,9eacb562-a32d-4b5a-9629-2f15a239935f,Q3,AMERICAN PSYCHIATRIC ASSOCIATION,3151,AMERICAN PSYCHIATRIC ASSOCIATION,2010,third_quarter,RET,"H.R. 1693/S. 671, Seniors Mental Health Access Improvement Act of 2009 (MFTs and MHCs under Medicare)
H.R. 5712, Veterans', Seniors', and Children's Health Technical Corrections Act of 2010
H.R. 4985, Medicare Decisions Accountability Act of 2010 (repeal IPAB)
H.R. 5290, More Doctors, More Choices Act of 2010 H.R. 6147, to treat psychologists as physicians under Medicare
H.R.6143, Medicare Mental Health Inpatient Equity Act","Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Indian Health Service,SENATE,Veterans Affairs, Dept of (VA)",,102790,0,0,2010-10-19T12:42:14.367000-04:00
1003313,16083b8c-8edd-4cea-a38f-5b7490a53c8d,Q3,JULIA J. NORRELL,29436,CHUBB CORPORATION,2010,third_quarter,RET,H.R. 1776 - Pension Preservation and saving Expenses Act of 2003,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2010-10-19T13:34:24.737000-04:00
1003322,d93b9cec-248d-4285-ae2b-bbe5acc60bd0,Q3,ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG),57475,FORD MOTOR COMPANY,2010,third_quarter,RET,Pension reform,"Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of",50000,,0,0,2010-10-19T13:34:28.210000-04:00
1003611,9b26cc64-8800-48df-9eb4-48d23d5c611e,Q3,CLARK & WEINSTOCK,9443,AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS,2010,third_quarter,RET,"HR 2989, 401(k) Fair Disclosure and Pension Security Act of 2009 
HR 3936, Preserve Benefits and Jobs Act of 2009 
H.R. 4213 provisions related to defined benefit pension funding and H.R. 3962, provisions re defined benefit pension funding","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2010-10-19T14:02:01.243000-04:00
1003850,346c77e9-d8f4-4d33-935f-3d877abc5f7f,3A,ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG),57475,AMERICAN STAFFING ASSOCIATION,2010,third_quarter,RET,Pension and other benefits,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of",20000,,0,0,2010-10-19T14:17:55.163000-04:00
1004304,fc5e9171-c800-4ef2-97d4-2e51942f95e9,Q3,PRINCIPAL FINANCIAL GROUP,32178,PRINCIPAL FINANCIAL GROUP,2010,third_quarter,RET,"HR 939 To permit 2008 required minimum distributions from certain retirement plans to be repaid HR 1961 To amend the Internal Revenue Code of 1986 to expand the availability of the saver's credit, to make the credit refundable, and to make Federal matching contributions into the retirement savings of the taxpayer

H.R. 1988  To amend title I of the Employee Retirement Income Security Act of 1974 to provide for independent investment advice for participants and beneficiaries under individual account plans.

H.R. 1984 To amend title I of the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual account plans and to provide a minimum investment option requirement for such plans.

HR 2021 To help rebuild retirement, college, and personal savings. 

H.R.2748 To amend the Internal Revenue Code of 1986 to encourage guaranteed lifetime income payments by excluding from income a portion of such payments. 

H.R.2779 To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans, and to improve participant communication. 

H.R.2989 To amend the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual account plans and to provide a minimum investment option requirement for such plans, to amend such Act to provide for independent investment advice for participants and beneficiaries under individual account plans, and to amend such Act and the Internal Revenue Code of 1986 to provide transitional relief under certain pension funding rules added by the Pension Protection Act of 2006. 

HR 3936 Preserve Benefits and Jobs Act of 2009 was introduced to provide relief to pension plan sponsors 

HR 3962: Defined benefit relief

HR 4126 Retirement Fairness Act - the bill would amend the IRS Code to modify the nondiscrimination rules in qualified retirement plans

H.R.4146: To amend title I of the Employee Retirement Income Security Act of 1974 to provide for disclosure regarding compensation for services to pension plans. 

HR 5297: Roth Conversion, roth contribution, and partial annuitization.

HR 6099/S.3760: To amend the Internal Revenue Code of 1986 to expand personal saving and retirement savings coverage by enabling employees not covered by qualifying retirement plans to save for retirement through automatic IRA arrangements, and for other purposes.  
 
S 401  A bill to amend the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual accounts plans and for other purposes.
S.1297: A bill to amend the Internal Revenue Code of 1986 to encourage guaranteed lifetime income payments from annuities and similar payments of life insurance proceeds at dates later than death by excluding from income a portion of such payments. 
S. 2832: Lifetime Income Disclosure Act would require plan sponsors of defined contribution plans to inform plan participants of the projected monthly income they could expect at retirement based on their current account balance. 
S. Amend 3451 to HR 4213 - Defined Benefit Relief
S 3793:Technical Corrections applicable to defined benenfit funding relief per HR 3962.","Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR)",,315000,0,0,2010-10-19T14:40:11.927000-04:00
1004457,e47cac84-9cbf-4385-918b-5ce62ad23a54,Q3,NATIONAL ASSOCIATION FOR UNIFORMED SERVICES,26615,NATIONAL ASSOCIATION FOR UNIFORMED SERVICES,2010,third_quarter,RET,To protect the cost of living adjusted Social Security payments by ensuring that any major changes made would grandfather retirees and those near retirement; to improve the Medicare benefit and provide adequate reimbursement rates to health care professionals; establish a Consumer Price Index for Elderly (CPI-E) to compute cost of living increases for Social Security and other Medicare beneficiaries; phase out the taxation of Social Security Benefits; repeal the government pension offset and windfall elimination provisions; include a Social Security Lockbox.,"Defense, Dept of (DOD),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,Veterans Affairs, Dept of (VA),White House Office",,26726,0,0,2010-10-19T14:51:04.347000-04:00
1004481,36f1d4fe-f267-4316-b257-f4e6c0f0a332,Q3,PRINCIPAL FINANCIAL GROUP,32178,PRINCIPAL FINANCIAL GROUP,2010,third_quarter,RET,"HR 939 To permit 2008 required minimum distributions from certain retirement plans to be repaid HR 1961 To amend the Internal Revenue Code of 1986 to expand the availability of the saver's credit, to make the credit refundable, and to make Federal matching contributions into the retirement savings of the taxpayer

H.R. 1988  To amend title I of the Employee Retirement Income Security Act of 1974 to provide for independent investment advice for participants and beneficiaries under individual account plans.

H.R. 1984 To amend title I of the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual account plans and to provide a minimum investment option requirement for such plans.

HR 2021 To help rebuild retirement, college, and personal savings. 

H.R.2748 To amend the Internal Revenue Code of 1986 to encourage guaranteed lifetime income payments by excluding from income a portion of such payments. 

H.R.2779 To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans, and to improve participant communication. 

H.R.2989 To amend the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual account plans and to provide a minimum investment option requirement for such plans, to amend such Act to provide for independent investment advice for participants and beneficiaries under individual account plans, and to amend such Act and the Internal Revenue Code of 1986 to provide transitional relief under certain pension funding rules added by the Pension Protection Act of 2006. 

HR 3936 Preserve Benefits and Jobs Act of 2009 was introduced to provide relief to pension plan sponsors 

HR 3962: Defined benefit relief

HR 4126 Retirement Fairness Act - the bill would amend the IRS Code to modify the nondiscrimination rules in qualified retirement plans

H.R.4146: To amend title I of the Employee Retirement Income Security Act of 1974 to provide for disclosure regarding compensation for services to pension plans. 

HR 5297: Roth Conversion, roth contribution, and partial annuitization.

HR 6099/S.3760: To amend the Internal Revenue Code of 1986 to expand personal saving and retirement savings coverage by enabling employees not covered by qualifying retirement plans to save for retirement through automatic IRA arrangements, and for other purposes.  
 
S 401  A bill to amend the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual accounts plans and for other purposes.
S.1297: A bill to amend the Internal Revenue Code of 1986 to encourage guaranteed lifetime income payments from annuities and similar payments of life insurance proceeds at dates later than death by excluding from income a portion of such payments. 
S. 2832: Lifetime Income Disclosure Act would require plan sponsors of defined contribution plans to inform plan participants of the projected monthly income they could expect at retirement based on their current account balance. 
S. Amend 3451 to HR 4213 - Defined Benefit Relief
S 3793:Technical Corrections applicable to defined benenfit funding relief per HR 3962.","Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR)",,315000,0,0,2010-10-19T14:52:17.037000-04:00
1005269,52d7738d-8ce0-481b-9a1a-03193b0096e4,Q3,"PRINTING INDUSTRIES OF AMERICA, INC.",32203,PRINTING INDUSTRIES OF AMERICA INC,2010,third_quarter,RET,"Pension reform
Social Security reform","Consumer Product Safety Commission (CPSC),Environmental Protection Agency (EPA),Government Printing Office (GPO),Health Resources & Services Administration (HRSA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Patent & Trademark Office (PTO),Postal Rate Commission,Postal Regulatory Commission,SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Postal Service (USPS)",,107354,0,0,2010-10-19T15:33:53.850000-04:00
1005362,c5d8b11c-2afe-4847-a61d-963110a0ee73,Q3,ALLIED PILOTS ASSOCIATION,40046359,ALLIED PILOTS ASSOCIATION,2010,third_quarter,RET,GENERAL PENSION PLAN ISSUES,"Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Transportation, Dept of (DOT)",,80000,0,0,2010-10-19T15:37:33.973000-04:00
1005575,d1b794e5-80f1-457f-a1ac-80bacd627732,Q3,"GROOM LAW GROUP, CHARTERED",17000,CENTRAL STATES FUNDS,2010,third_quarter,RET,Funding reform changes to the Employee Retirement Income Security Act (ERISA) for multiemployer pension plans.,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE",60000,,0,0,2010-10-19T15:47:31.067000-04:00
1005677,35e91cc7-69c5-494f-9eaf-edc5f58f8371,Q3,DEAN FOODS COMPANY,58396,DEAN FOODS COMPANY,2010,third_quarter,RET,"HR 3936, Preserve Benefits and Jobs Act of 2009 to amend the Employee Retirement Income Security Act of 1974
S. 3157, Create Jobs adn Save Benefits Act of 2010 to amend the Employee Retirement Income Security Act of 1974","Agriculture, Dept of (USDA),HOUSE OF REPRESENTATIVES,SENATE",,256000,0,0,2010-10-19T15:52:23.080000-04:00
1005869,2d1c5ccf-8bfe-4dd4-a600-2308c90c50cb,Q3,THE CHARLES SCHWAB CORPORATION,34637,CHARLES SCHWAB CORPORATION,2010,third_quarter,RET,"Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).","Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,840000,0,0,2010-10-19T16:05:08.397000-04:00
1006082,0762010c-3b65-48f1-bd9b-db9a017c4de9,Q3,"INTERNATIONAL MOTORS, LLC (FORMERLY NAVISTAR, INC.)",28891,"INTERNATIONAL MOTORS, LLC (FORMERLY NAVISTAR, INC)",2010,third_quarter,RET,Pension Funding Relief,"Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR)",,560000,0,0,2010-10-19T16:17:03.267000-04:00
1006254,e8fa985b-d4a1-452e-bc52-d6e843d13c9f,Q3,ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG),57475,AK STEEL HOLDING CORPORATION,2010,third_quarter,RET,Misc. retirement and pension issues,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2010-10-19T16:27:04.590000-04:00
1006262,665555c2-52be-4605-9e2b-625183cf6df9,Q3,NATIONWIDE MUTUAL INSURANCE COMPANY,26411,NATIONWIDE MUTUAL INSURANCE COMPANY,2010,third_quarter,RET,"Proposals responding to the effect of the stock market decline on retirement savings accounts.  Proposals to expand retirement coverage, including proposals to mandate payroll deduction IRAs (not yet in legislative form)

Proposals regarding annuitization of assets from defined contribution plans (not yet in legislative form) HR 2989 - ""401k Fair Disclosure and Pension Security Act of 2009"" - To amend the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual account plans and to provide a minimum investment option requirement for such plans, to amend such Act to provide for independent investment advice for participants and beneficiaries under individual account plans, and to amend such Act and the Internal Revenue Code of 1986 to provide transitional relief under certain pension funding rules added by the Pension Protection Act of 2006 -  to increase 401(k) fee disclosure requirements and make changes to investment advice rules

HR 1984 - ""401(k) Fair Disclosure for Retirement Security Act"" - To amend title 1 of the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual account plans and to provide a minimum investment option requirement for such plans

HR 2779 - ""Defined contribution Plan Fee Transparency Act"" - To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans, and to improve participant communication

HR 1988 - ""Conflicted Investment Advice Prohibition Act of 2009"" - To amend title I of the Employee Retirement Income Security Act of 1974 to provide for independent investment advice for participants and beneficiaries under individual account plans

S 2832 - ""Lifetime Income Disclosure Act"" - A lifetime income disclosure shall set forth the annuity equivalent of the total benefits accrued with respect to the participant or beneficiary

S 401 - ""Defined Contribution Fee Disclosure Act"" - A bill to amend the Employee Retirement Income Security Act of 1974 to provide special reporting and disclosure rules for individual accounts plans and for other purposes

HR 3550 - ""Senior Investor Protections Enhancement Act"" - To enhance penalties for violations of securities protections that involve targeting seniors

S 1659 - ""Senior Investor Protections Enhancement Act"" - To enhance penalties for violations of securities protections that involve targeting seniors

HR 3669 - ""Employer-Owned Life Insurance Limitation Act"" - To prohibit employers from carrying life insurance policies on their rank and file employees

HR 4213 - ""American Jobs and Closing Loopholes Act of 2010"" - Provides low income housing credits

HR 4742 - ""Save Act of 2009"" - Reforms Retirement Plan System

HR 4173 - ""Dodd Frank Wall Street Reform and Consumer Protection Act"" - overhauls regulation of financial markets

HR 5297 - ""Small Business Jobs and Credit Act - partial annuitizations Roth provisions","Federal Emergency Management Agency (FEMA),Federal Trade Commission (FTC),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Copyright Office",,760000,0,0,2010-10-19T16:28:05.457000-04:00
1006356,9e27561f-d535-49fb-8934-4996db9c386b,Q3,AMERICAN BANKERS ASSOCIATION,1785,AMERICAN BANKERS ASSOCIATION,2010,third_quarter,RET,"H.R. 2989, the 401 (k) Fair Disclosure and Pension Security Act of 2009 (all provisions).","Agriculture, Dept of (USDA),Federal Reserve System,Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Postal Regulatory Commission,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",,1450000,0,0,2010-10-19T16:33:51.550000-04:00
1006566,bc225d9e-bd20-4565-822a-2cdd9ba4c4de,Q3,NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE,48975,NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE,2010,third_quarter,RET,"Protecting Social Security benefits for all Americans, especially low-income Americans.  Oppose the privatization of Social Security.","Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Commerce, Dept of (DOC),Defense, Dept of (DOD),Education, Dept of,Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),Federal Bureau of Investigation (FBI),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Federal Trade Commission (FTC),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Justice, Dept of (DOJ),Labor, Dept of (DOL),Office of Personnel Management (OPM),SENATE,Small Business Administration (SBA),Social Security Administration (SSA),State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Commission on Civil Rights,U.S. Trade Representative (USTR),Veterans Affairs, Dept of (VA),Voice of America,White House Office",,50000,0,0,2010-10-19T16:48:35.620000-04:00
1006984,eefb82c7-982c-4b87-944f-b53b7da6f9d9,Q3,ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG),57475,PRUDENTIAL INSURANCE COMPANY OF AMERICA,2010,third_quarter,RET,"Miscellaneous pension, retirement and savings issues","HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",50000,,0,0,2010-10-19T17:24:14.540000-04:00
1007040,f5442cf4-5cbe-4bb4-b626-aa8a4df3e070,Q3,ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG),57475,SECURITIES INDUSTRY & FINANCIAL MARKETS ASSN.,2010,third_quarter,RET,Misc. pension and retirement security issues,"Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of",60000,,0,0,2010-10-19T17:28:39.760000-04:00
1007295,ed1125e6-5a26-44e2-9fab-398c1238a8f1,Q3,"UNITED STEEL, PAPER & FORESTRY, RUBBER, MANUFACTURING, ENERGY",39256,UNITED STEEL PAPER & FORESTRY RUBBER MANUFACTURING ENERGY,2010,third_quarter,RET,To ensure no Social Security benefits cuts or raising of the retirement age;,"Commerce, Dept of (DOC),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Nuclear Regulatory Commission (NRC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. International Trade Commission (ITC),U.S. Trade Representative (USTR),Vice President of the U.S.,White House Office",,150000,0,0,2010-10-19T17:46:42.057000-04:00
1007597,e28bc1ba-2110-462d-8140-5445687a95e8,Q3,SHEET METAL & AIR CONDITIONING CONTRACTORS NAT'L ASSN,35068,SHEET METAL & AIR CONDITIONING CONTRACTORS NAT'L ASSN,2010,third_quarter,RET,Savings Recovery Act  HR 2021,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2010-10-19T18:13:02.637000-04:00
1007670,8472116c-9152-4cbe-8bad-8e95fd8d6617,Q3,"NATIONAL ELECTRICAL CONTRACTORS ASSOCIATION, INC.",27742,"NATIONAL ELECTRICAL CONTRACTORS ASSOCIATION, INC.",2010,third_quarter,RET,Multiemployer Pension Legislation,"HOUSE OF REPRESENTATIVES,SENATE",,6755250,0,0,2010-10-19T18:22:41.767000-04:00