id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
2630727,ee5a6271-cb2e-4521-b1a1-29f5f5dc4f6a,2T,ATOLLETC LLC,401105527,ATOLLETC LLC,2021,second_quarter,FIN,"Digital Assets, Cryptocurrencies, Blockchain","Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE",,10000,0,1,2021-05-14T19:34:02.593000-04:00
2630729,2603b892-a5c2-4690-83a7-076b07d56413,2T,ATOLLETC LLC,401105527,GOVERNMENT BLOCKCHAIN ASSOCATION - SPRINGFIELD,2021,second_quarter,FIN,"Digital Assets, Cryptocurrencies, Blockchain","HOUSE OF REPRESENTATIVES,SENATE",,,0,1,2021-05-14T19:37:03.413000-04:00
2632053,74feec50-cafe-48f4-b5db-90eb9766ff0b,Q2,VETERANS EDUCATION SUCCESS,401104702,VETERANS EDUCATION SUCCESS,2021,second_quarter,FIN,"Nomination of Rohit Chopra to head CFPB
Consumer financial protection especially re cap on interest rates","HOUSE OF REPRESENTATIVES,SENATE",,10000,0,0,2021-06-25T22:33:08.447000-04:00
2632198,832e4a9d-40c7-4982-b833-7fd0c83cba2b,Q2,"GREAT POINT STRATEGIES, LLC",401104892,PHARMACANN,2021,second_quarter,FIN,H.R. 1996-SAFE Banking Act,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2021-06-30T15:43:58.987000-04:00
2632227,4a38a2ee-661f-41b4-909d-8387955f39f0,Q2,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,7725,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,2021,second_quarter,FIN,Credit union and credit union related issues.,"Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of",,110000,0,0,2021-06-30T19:55:10.673000-04:00
2632241,a4a9d95a-3d53-434e-b75d-c560b838a917,Q2,"THE MAJORITY GROUP, LLC",400713141,"EXPANSION FUNDING PARTNERS, LLC",2021,second_quarter,FIN,Securities and stock exchange,"HOUSE OF REPRESENTATIVES,SENATE",85000,,0,0,2021-07-01T08:46:20.520000-04:00
2632254,2c9c0107-5b09-49dc-abc9-41231fd54aae,Q2,"THE MAJORITY GROUP, LLC",400713141,A10 CAPITAL,2021,second_quarter,FIN,Paycheck Protection Program and general financial services issues.,"HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of",90000,,0,0,2021-07-01T09:03:25.450000-04:00
2632376,3467c46b-6cea-47e3-91f5-0225bb72f213,Q2,CAPITOL HILL ADVOCATES LLC,46084,AMERICAN ASSOCIATION OF RADON SCIENTISTS AND TECHNOLOGISTS,2021,second_quarter,FIN,Support FHFA action to update/improve its requirements/regulations of GSE management of multifamily properties with respect to radon testing and mitigation.,"Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,White House Office",10000,,0,0,2021-07-01T12:33:02.940000-04:00
2632392,ddf2252c-e14b-4b98-849d-bb2f47adbd2f,Q2,CORPORATION FOR SUPPORTIVE HOUSING,69195,CORPORATION FOR SUPPORTIVE HOUSING,2021,second_quarter,FIN,grandfather CDFIs into managing SBA programs such as Paycheck Protection Program without requiring that they comply with banking regulations or SBA designations,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2021-07-01T12:46:08.137000-04:00
2632622,3c07cd38-d657-4dd5-9935-19a359e48a6a,Q2,SIFF & ASSOCIATES PLLC,400665998,SIGNATORY WALL AND CEILING CONTRACTORS ALLIANCE,2021,second_quarter,FIN,"Implementation of H. Rept. 116-617 Conference Report to accompany H.R. 6395, the National Defense Authorization Act for Fiscal Year 2021 (Pub. L. 116-283); Title LXIV, establishing beneficial ownership information reporting requirements, application of operating company exemption 20 employee threshold to employers with workforces that fluctuate significantly throughout the year.","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of,White House Office",50000,,0,0,2021-07-02T14:30:56.667000-04:00
2633281,562c112d-3051-4992-a534-c75692429c9f,Q2,DENTONS US LLP,36105,AMERICAN AMUSEMENT MACHINE ASSOCIATION,2021,second_quarter,FIN,"Issues related to implementation of Dodd-Frank or to amend Dodd Frank;  Operation Choke Point;  COVID 19 Stimulus Package, American Recovery Act of 2021;","HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE",20000,,0,0,2021-07-06T18:00:03.923000-04:00
2633303,d7724f8b-3543-4aa9-a101-27ce425fc7b6,Q2,DENTONS US LLP,36105,AMUSEMENT AND MUSIC OPERATORS ASSOCIATION,2021,second_quarter,FIN,"Issues related to implementation of Dodd-Frank or to amend Dodd Frank;  Operation Choke Point;  COVID 19 Stimulus Package, American Recovery Act of 2021;","HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE",20000,,0,0,2021-07-06T18:02:10.450000-04:00
2633362,6bd315bb-74bb-4dd4-ac59-c0be66138cdd,Q2,THE PENNSYLVANIA AVENUE GROUP,40047364,THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION,2021,second_quarter,FIN,"Monitor issues impacting state securities regulators and investor protection; HR 1565, the Senior Security Act to create an interdivisional task force within the SEC to combat senior fraud.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2021-07-06T21:38:52.533000-04:00
2633596,bb8f0aa0-f2a1-4f11-b7e0-424e6d7016bd,Q2,HOLLAND & KNIGHT LLP,18466,"REFORMA STRATEGIES, LLC (ON BEHALF OF FEDERAL HOME LOAN BANK OF SAN FRANCISCO)",2021,second_quarter,FIN,Financial tools for state and local governments.,HOUSE OF REPRESENTATIVES,40000,,0,0,2021-07-07T11:21:08.987000-04:00
2633602,03370181-7606-4b38-8403-c5333b57f17a,Q2,SOCIETY FOR CORPORATE GOVERNANCE,400789376,SOCIETY FOR CORPORATE GOVERNANCE,2021,second_quarter,FIN,Proxy Voting,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2021-07-07T11:35:14.360000-04:00
2633625,0426c0f0-5530-45a4-8107-18f830e1d4f5,Q2,"RESOLUTION PUBLIC AFFAIRS, LLC",401105068,WELLS FARGO & COMPANY,2021,second_quarter,FIN,"Issues related to GSIBs, generally","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2021-07-07T12:28:29.133000-04:00
2633659,fe5b37b0-93f7-45bb-ab29-5c973ad1c189,Q2,"RESOLUTION PUBLIC AFFAIRS, LLC",401105068,INVESTMENT COMPANY INSTITUTE,2021,second_quarter,FIN,"The bipartisan infrastructure plan, pay fors related to retirement and municipal bonding
Issues related to GSIBs, generally","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2021-07-07T13:31:59.250000-04:00
2633728,bb6c8c35-39de-4f63-8460-7e54d371a770,Q2,HOLLAND & KNIGHT LLP,18466,BLOCK.ONE,2021,second_quarter,FIN,Issues related to financial services and financial technologies; blockchain; cryptocurrencies; digital assets; crypto exchanges.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2021-07-07T15:13:51.240000-04:00
2633746,994f03d4-7bda-4368-808f-647ae82c1ef8,Q2,AMERICAN SECURITIES ASSOCIATION,401105885,AMERICAN SECURITIES ASSOCIATION,2021,second_quarter,FIN,"S.570, American Financial Markets Integrity and Security Act; Issues related to small business capital formation; Issues related to equity market structure and corporate disclosures.","HOUSE OF REPRESENTATIVES,SENATE",,20000,0,0,2021-07-07T15:30:04.023000-04:00
2633760,2511e9c0-2912-4fa5-b4df-e05a278edfe5,Q2,RICH FEUER ANDERSON,84775,WELLINGTON MANAGEMENT CO LLP,2021,second_quarter,FIN,Legislation and regulation affecting asset management services.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2021-07-07T15:39:10.087000-04:00
2633797,29191ae8-641c-4c17-927c-5e1aa97eb637,Q2,HOLLAND & KNIGHT LLP,18466,AMSCOT FINANCIAL CORPORATION,2021,second_quarter,FIN,"Legislation and policies affecting financial services, including pay day advances and check cashing.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2021-07-07T16:48:36.507000-04:00
2633799,3dab89c4-0539-4599-8e8e-bb94890eaad3,Q2,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2021,second_quarter,FIN,Regulation of asset management products and activities as systemically important.  Regulation of money market funds and exchange-traded funds.,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2021-07-07T16:49:37.557000-04:00
2633812,16ae1738-2fde-43f4-bb50-6e5b75b83bdc,Q2,RICH FEUER ANDERSON,84775,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"" FORMERLY NASD)",2021,second_quarter,FIN,Regulation of broker-dealers.  Customer recovery across arbitration and other dispute resolution forums.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2021-07-07T17:11:46.963000-04:00
2633850,f8c39307-5093-4c5b-ba25-d2649341496f,Q2,"CASSIDY & ASSOCIATES, INC.",8453,SOCIETY OF ACTUARIES,2021,second_quarter,FIN,General legislative issues related to actuarial profession,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",20000,,0,0,2021-07-07T17:48:09.560000-04:00
2633857,f13dea7f-463e-41c2-9bd8-4451b1be6ade,Q2,PENN AVENUE PARTNERS,400918672,WESTERN UNION,2021,second_quarter,FIN,"Financial Services Issues.
Cross Border Remittance Issues.","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2021-07-07T17:55:15.207000-04:00
2633983,041b9f60-c274-4839-a919-9679419ee883,Q2,AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA,14611,AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES,2021,second_quarter,FIN,"Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank.
Also, track international developments regarding systemic risk designation.

Financial Services and General Government Appropriations Act, 2021:  Issue: Making appropriations for financial services and general government , ""Lobby for a provision to be included that would require the SEC to develop a unique
registration form for Registered Index Linked Annuities.

Monitor efforts to provide for a statutory replacement benchmark rate for contracts that use LIBOR as a benchmark and do not contain any fallback
provisions independent of LIBOR. (No bills introduced).","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,560000,0,0,2021-07-08T09:58:02.957000-04:00
2634046,774a67ce-346d-4745-889e-faaf0820ee55,Q2,AMERICAN FINANCIAL SERVICES ASSOCIATION,2354,AMERICAN FINANCIAL SERVICES ASSOCIATION,2021,second_quarter,FIN,"Issues pertaining to installment lending and vehicle financing, data security matters, credit reporting issues, industrial loan companies charters, Consumer Financial Protection Bureau matters, legislation regarding rates on credit lending, provisions in American Rescue Plan Act relating to credit provisions and small business loans, HEROES Act on provisions relating to the PPP loans, H.R.1799 PPP Extension Act regarding processing applications, HR 1996 and S. 910 SAFE Banking Act on provisions related to lawful businesses.","Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of,White House Office",,250000,0,0,2021-07-08T10:49:26.173000-04:00
2634052,47800f32-1bd3-47b4-a6a5-1c4fe744fb03,Q2,"NATIONAL GROUP, LLP",66090,BLACKSTONE ADMINISTRATIVE SERVICES PARTNERSHIP L.P.,2021,second_quarter,FIN,"Tax legislation
Monitoring legislation and hearings","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2021-07-08T10:50:27.340000-04:00
2634059,ad705796-24bb-475b-90d1-e7435710b2d4,Q2,"HUDSON COOK, LLP",308731,"INFIN, A FINANCIAL SERVICES ALLIANCE (F/K/A FINANCIAL SERVICE CENTERS AMERICA)",2021,second_quarter,FIN,"Federal policy relating to anticipated Consumer Financial Protection Bureau regulation of consumer financial services including payday lending, auto title lending, and regulatory process. 

Potential legislation to regulate interest rates on financial products.

S.J. Res. 15 - A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Office of the Comptroller of the Currency relating to ""National Banks and Federal Savings Associations as Lenders.""

Implementation of the CARES Act (PL 116-136), provisions relating to the payroll protection program. 

Implementation of the American Rescue Plan Act of 2021 (PL-117-2), provisions relating to the payroll protection program.

Legislative proposals relating to prohibiting retail businesses from refusing cash payments. 

H.R. 2040, The Financial Reporting Threshold Modernization Act, provisions relating to updating thresholds for certain currency transaction reports and suspicious activity reports. 

H.R. 1996, The SAFE Banking Act of 2021, provisions relating to the provision of financial services to cannabis-related businesses and service providers

S. 563, The Fair Access to Banking Act, provisions relating to fair access to financial services and discount window lending programs.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2021-07-08T11:10:32.380000-04:00
2634131,b825a037-f7c2-4d0b-989d-97320293954d,Q2,"WARNER, NORCROSS + JUDD LLP",401050963,BUSINESS INTERMEDIARY EDUCATION FOUNDATION,2021,second_quarter,FIN,"Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 609 (116th Congress).  The Small Business, Mergers, Acquisitions and Sales Broker Simplification Act.","HOUSE OF REPRESENTATIVES,SENATE",6693,,0,0,2021-07-08T13:03:14.317000-04:00
2634205,b1402c16-1b49-4885-823d-a6eb869df585,Q2,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,26901,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,2021,second_quarter,FIN,"Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010.  Issues related to the regulation of securities products, including the conduct, compensation and use of the title ""advisor.adviser"" by those who sell them.  Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA.  Issues related to investment advice provided by municipal advisors.  Issues related to consumer compensation in instances of investment fraud.  Issues related to the disclosure of potential examples of financial exploitation of senior citizens.","Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,430764,0,0,2021-07-08T15:07:04.443000-04:00
2634254,b8927838-7efe-40bf-a8fc-505c56f67f9b,Q2,RICH FEUER ANDERSON,84775,NOMURA AMERICA HOLDING INC.,2021,second_quarter,FIN,"Regulation of broker-dealers, including capital requirements.  Regulation of derivatives and equity market structure issues.","HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2021-07-08T15:56:41.973000-04:00
2634264,a3a56ab7-6ef4-4cf2-acc3-6f51fd9f0147,Q2,RICH FEUER ANDERSON,84775,"SWIFT, INC.",2021,second_quarter,FIN,"Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the ""United States Innovation and Competition Act of 2021.""","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2021-07-08T16:06:49.303000-04:00
2634301,4b93149b-cbbe-46c8-aa3f-fa7e740a4221,Q2,RICH FEUER ANDERSON,84775,LONDON STOCK EXCHANGE GROUP PLC,2021,second_quarter,FIN,"Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2021-07-08T16:40:29.987000-04:00
2634344,48a2e138-d0ad-477d-a084-558063afef26,Q2,RICH FEUER ANDERSON,84775,"FRANKLIN SQUARE HOLDINGS, L.P.",2021,second_quarter,FIN,Regulation of business development companies.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2021-07-08T17:25:19.577000-04:00
2634363,1586bf0e-78a8-48b0-a257-12a7ff85fae4,Q2,HOLLAND & KNIGHT LLP,18466,U.S. MORTGAGE INSURERS,2021,second_quarter,FIN,Advise on mortgage finance and the regulatory impacts therein.,,30000,,0,0,2021-07-08T17:50:38.857000-04:00
2634382,338709bd-eac9-4bcb-a227-53d2624f2d8a,Q2,HOLLAND & KNIGHT LLP,18466,"RADIAN GROUP, INC.",2021,second_quarter,FIN,"Government sponsored entity reform, housing affordability and credit access.",,10000,,0,0,2021-07-08T17:59:51.880000-04:00
2634390,9780cbfa-d5b2-4eb8-9e41-0ccbbf037b6f,2T,HOLLAND & KNIGHT LLP,18466,"UNITED SHORE FINANCIAL SERVICES, LLC",2021,second_quarter,FIN,Legislative and regulatory changes impacting the mortgage industry.,"Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE",60000,,0,1,2021-07-08T18:15:59.467000-04:00
2634403,dacd5785-1ee7-4cca-8c1c-dcc347250f2d,Q2,HOLLAND & KNIGHT LLP,18466,MIDFIRST BANK,2021,second_quarter,FIN,Federal Housing Administration servicing rules; Paycheck Protection Program legislation.,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",10000,,0,0,2021-07-08T18:25:04.327000-04:00
2634423,723141d2-abd1-4d51-adc7-0088b8cc6356,Q2,HOLLAND & KNIGHT LLP,18466,NAT'L COMMUNITY REINVESTMENT COALITION,2021,second_quarter,FIN,Single family residential homeownership.,"HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE",30000,,0,0,2021-07-08T21:00:31.910000-04:00
2634587,c8f83b16-ec25-433f-be81-c5124380562e,Q2,ACUMENDC LLC,401105134,NATIONAL INSTALLMENT LENDERS ASSOCIATION,2021,second_quarter,FIN,Staff education regarding consumer credit as it relates to traditional installment lending.,"Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2021-07-09T11:07:15.927000-04:00
2634823,3735876e-7356-4832-b23f-09c74a652529,Q2,RICH FEUER ANDERSON,84775,AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION,2021,second_quarter,FIN,Regulatory structure for insurance and financial services.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2021-07-09T17:25:22.540000-04:00
2634825,b15e54b2-7e9c-40c2-b217-43078348e961,Q2,RICH FEUER ANDERSON,84775,FAIR ISAAC CORPORATION (DBA FICO),2021,second_quarter,FIN,"Issues related to credit scores, including implementation of S.2155, the ""Economic Growth, Regulatory Relief and Consumer Protection Act,"" and of H.R.748, the ""Coronavirus Aid, Relief and Economic Security Act.""","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2021-07-09T17:43:23.880000-04:00
2634899,8e9497ac-65ac-4c7c-a90f-6d89767f2112,Q2,DENT STRATEGIES,401105616,CUNA MUTUAL GROUP,2021,second_quarter,FIN,H.R. 3962/S. 1625 - SECURE Notarization Act - expands access to remote online notary services,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2021-07-10T12:16:36.703000-04:00
2635002,6309d312-5bad-46f5-8897-458d26febdb4,2T,"NEALE CREEK, LLC",401104475,"AGRICULTURAL SCIENTIFIC, LLC",2021,second_quarter,FIN,Lobbying related to agricultural science issues to include the Development Finance Corporation.,"Overseas Private Investment Corp (OPIC),SENATE",15000,,0,1,2021-07-11T14:36:04.287000-04:00
2635005,5a437d85-bbe7-4d72-8f0a-cbac159cc29e,Q2,WASHINGTON MATTERS LLC,40036305,COALITION FOR EQUITABLE REGULATION AND TAXATION,2021,second_quarter,FIN,Seeking clarification of proposed amendments to cash reporting applied to small businesses.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2021-07-11T14:51:07.403000-04:00
2635053,5c5b6910-086a-46a0-9a95-950dda22a305,Q2,COUNCIL OF INSTITUTIONAL INVESTORS,11082,COUNCIL OF INSTITUTIONAL INVESTORS,2021,second_quarter,FIN,"June 24, 2021CII letter to the PCAOB on determinations under the Holding Foreign Companies Accountable Act 
June 14, 2021CII letter to Speaker and Minority Leader regarding amendment to H.R. 1187
June 11, 2021ClI letter to SEC on climate change disclosures
June 10, 2021Prepared Written Remarks to SEC IAC on Rule 10b5-1
June 2, 2021CII letter to SEC on finalizing universal proxies for contested elections
May 27, 2021CII letter to SEC on Nasdaq proposal relating to PCAOB inspections
May 26, 2021CII letter to TSY/AU on proxy advice
May 26, 2021CII letter to DOL on ESG & proxy rules
May 5, 2021CII letter to SEC on Holding Foreign Companies Accountable Act Disclosure
April 27, 2021CII letter to Chairman and Ranking Member of Banking Committee on S.J. Res. 16.
April 22, 2021CII letter to SEC Chair
Attachment: CII letter to SEC on agenda
April 22, 2021CII letter to SEC on agenda
April 22, 2021CII letter to Chair and Ranking Member of Committee on Financial Services on H.R. 1277
April 1, 2021CII letter to SEC on Nasdaq diversity proposal","Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,10000,0,0,2021-07-12T09:41:01.233000-04:00
2635188,b6aae124-ae50-4bf1-bc8e-29e05678eece,Q2,COMMUNITY BANKERS ASSOCIATION OF ILLINOIS,400531588,COMMUNITY BANKERS ASSOCIATION OF ILLINOIS,2021,second_quarter,FIN,"CBAI 2021 Federal Policy Priorities -

Community Bank Response to the COVID-19 Pandemic

COVID-19 has focused community bank efforts on helping their individual and small business customers and their communities weather the virus crisis and assist in the recovery effort. This was a commitment above and beyond what was normally expected, but one which community bankers were happy to fulfill. Community banks stepped-up during the crisis despite the many challenges and frustrations they encountered. They should be commended for what they are doing, treated fairly and equally, encouraged to do more, and not penalized for successfully performing their essential function.

The Independent Community Bankers of Americas Legislative and Regulatory Agenda Contained in their Community Focus 2020: The Community Bank Agenda for Expanding Economic Opportunity

CBAI joins the Independent Community Bankers of America (ICBA) in supporting a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to support the nations economic growth and development in every corner of the country.

Additional Meaningful Regulatory Relief for Community Banks

Community bankers seek additional regulatory relief including on several fronts (i.e., BSA reform, CTRs, and SARs) to permit them to better serve their customers and communities while proudly fulfilling their reasonable responsibility to identify and report illicit actors. 

The Community Bank Position on Credit Unions and Their Expanded Powers

Credit unions have long-since strayed from their founding purpose of serving individuals of modest means and with a common bond. They blatantly abuse their competitive advantages and are virtually indistinguishable from tax-paying community banks. Credit union acquisitions of community banks is a recent and disturbing trend that negatively impacts all taxpayers. This escalation of credit unions abusing of their tax-exemption should prompt Congress to Wake Up and act - NOW. This abuse is an existential threat to community banks and the communities they serve.

The Community Bank Position on the Farm Credit System and its Expanded Powers

The Farm Credit System (FCS) has long-since strayed from its founding purposes, blatantly abusing its competitive advantages against community banks. The FCS is the only GSE that competes directly with community banks. This blatant and continuing discrimination against community banks must end and FCS competitive advantages must be reined-in, and the playing field leveled for community banks.

Closing the Industrial Loan Company (ILC) Regulatory Loophole

ILCs represent the unacceptable mixing of banking and commerce, because of the risks they pose to the financial system, our economy and American taxpayers. ILCs are the functional equivalent of banks and should be properly regulated. The loophole that excludes their holding companies from being supervised and regulated by the Federal Reserve must be closed.

The Federal Reserves Role in Payments System Improvement

A fast and secure payments system is the very foundation of financial services and economy and must be modernized. The payments system must not be monopolized by The Clearing House and its 25 large bank owners that endangered our financial system and the entire economy during the financial crisis. Community banks, small businesses and consumers must rely on the Federal Reserve to provide access to a safe and secure payments system. The Federal Reserve must be supported in its development of the FedNow Service to ensure that all participants have access to a real-time system on a fair and impartial basis. 

Modernizing the Community Reinvestment Act (CRA)

The modernization of the CRA must enhance the ability of community banks to serve their communities and must not impose any additional regulatory burden. All financial service providers must be subject to the CRA to provide a complete picture of every financial institutions performance in serving their communities. A modernization of the CRA that does not encompass credit unions, Farm Credit System lenders and Fintechs (including the OCCs Special Purpose National Banks) will be a sham. All the banking regulators must agree on joint final rule to modernize the CRA.

Safe Harbor for Banking Cannabis-Related Businesses

Without taking a position on the legalization of cannabis, a safe harbor from federal sanctions for financial institutions that choose to serve legally compliant cannabis-related business in states where cannabis is legal is a matter of public safety. CBAI has expressed its support in Congress for the Secure and Fair Enforcement Banking Act which provides this legal safe harbor. 

De Novo Community Bank Formation, the Dual Banking System and Charter Choice

Newly chartered (de novo) community banks are vitally important to maintaining a strong, growing, evolving and vibrant profession in the face of banking industry consolidation. Many new banks must be chartered each year to help maintain the vitality of the community banking profession.

The dual banking system, where chartering and supervision is divided between the federal government and the states is important and must be maintained. Community banks should be able to choose the banking charter that best fits their unique business model.  A banking system with multi-agency (state and federal) regulators and charter choice provides the necessary checks and balances as well as improved rulemaking on complex issues. 

Sound Principles for GSE Reform 

The seemingly endless and ongoing period of government ownership and control of Fannie and Freddie  must come to an end. GSE reform remains critically important to the future of the housing market and the U.S. economy. Community banks depend on the GSE for direct access to the secondary market. The GSEs must provide a steady and reliable source of funding for home mortgage lending for lenders of all sizes and through all economic cycles. This is particularly critical to maintaining liquidity when the markets are experiencing financial stress. 

The Federal Home Loan Banks

Most community banks are members and shareholders of their regional Federal Home Loan Bank (FHLB). The FHLBs provide short-term liquidity, long-term funding, mortgage-related products, and other financial services in order to help their members provide affordable credit to the local communities they serve. The regional structure, special functions, and unique purpose of the FHLBs must be recognized and maintained by the Federal Housing Finance Agency (FHFA). As the Administration and Congress consider reforming the housing finance system, care must be taken not to harm the FHLBs. They must remain healthy, stable, and reliable sources of funding for their members.

Agriculture and Rural America

A vibrant rural economy is vital to Americas prosperity. The multi-year Farm Bill provided a strong safety net for farmers and ranchers including adequate price-protection programs and enhanced USDA-guaranteed farm and business loan programs. These programs must be protected from cuts or any adverse changes that would discourage farmer and rancher participation or undermine private-sector delivery. 

Enhanced Data, Cyber and Payment Card Security (Data Security)

Enhanced security standards should be enforced through a tiered system where the more restrictive rules and are imposed on the largest and most critical members of the financial system and economy where their lapses pose the greatest threat to the largest number of consumers. Core data security principals in standards enacted by legislation and regulations must include the complete cost of data breaches being borne by that party that caused the breach; all participants should be subject to verifiable Gramm-Leach-Bliley Act-like data security standards; and any new data security standard proposals should ensure that community banks are not overburdened with redundant standards. 

Consumer Financial Protection Bureau Reform and Meaningful Exemptions for Community Banks 

Regulations promulgated by the CFPB must provide community banks with the flexibility to meet the needs of its customers and they must not be burdened with additional and unnecessary regulatory requirements that would prevent them from serving their customers and communities.  A one-size-fits-all approach to CFPB regulations harms the successful community bank business model. 

In reforming the CFPB, the single Director governance should be replaced by a five-member board or commission; a broader definition of firms that grant credit should be subject to the CFPB rules, they should be robustly supervised and examined; and the focus of any enhanced regulation of financial products should be on the mega banks and financial firms, the unregulated shadow financial industry and emerging Fintech companies. 

The CFPB has the statutory authority under the Dodd-Frank Act to exempt any class of providers [community banks] or any products or services from the rules it writes, but to-date the Bureau has been far too reticent to do so.  The effective use of this authority will ensure community banks continue to be a healthy alternative to large banks and non-banks for consumers seeking to use responsible financial service providers.

The Community Bank Positions on Emerging Issues

Fintechs and Special Purpose Fintech National Bank (SPNBs) - OCC

Fintechs, including the OCCs SPNBs, raise many concerns. They cannot have the advantages of a bank charter with limited requirements, regulations, and liability. 

Postal Banking - Congress

Postal banking is misguided and any entry of the USPS (Postal Service) into banking services is a significant government-sponsored, competitive threat to the viability of tax-paying community banks.

Current Expected Credit Loss Model (CECL) - FASB

Community bankers and Congress must continue to be vigilant to assure the CECL Model implementation provides a clear, practical, and easy-to-use methodologies for calculating expected losses which can be seamlessly incorporated into existing processes for community banks. 

Customer Data Sharing - CFPB

Community banks are financially sound and take great care in protecting consumer privacy. Non-bank entities must be held responsible for ensuring the safety of the customer information they are accessing and be able to satisfy the liability for any financial harm which they cause community banks and their consumers.

Small Business Data Collection - CFPB

Small business lending data clearly suggests fair lending is not a problem at community banks as they treat their customers honestly and fairly. The regulatory burden of the collection and reporting requirements fall disproportionately hard on community banks, and Section 1071 should either be repealed, or community banks should be provided with a meaningful exception.

Reporting Beneficial Ownership Information - FinCEN

Provisions in the NDAA in the 116th Congress shifted the burden of collecting and reporting beneficial ownership to FinCEN. This transfer must be accomplished expeditiously.

Financial Transaction Tax - Congress

Tax laws should encourage and promote robust economic activity and a thriving community banking sector, not impose new bank-specific fees, punitive new levies, transaction taxes, limitations on the deductibility of expenses, revenue offsets or pay-fors that target the banking industry. Rather, there should be parity among all financial service providers; there should be tax incentives for community banks serving low- and moderate-income individuals, small businesses, and small farms; and there should be a tax credit equivalent to the cost of community bank compliance with BSA compliance.

Finally Address the Risks of Too-Big-To-Fail Banks and Financial Firms to Protect Our Financial System, the Economy, and American Taxpayers from Future Bailouts

The financial crisis, taxpayer bail-outs, and subsequent recession was caused by the misconduct of the nations largest banks and financial firms. These megabanks have proven, at great cost to American taxpayers, that they cannot be effectively managed, supervised or disciplined. They are clearly too-big-to-change, too-big-to-fail and must be downsized.

(House and Senate)


Legislation and Regulation -

H.R. 1996 - SAFE Act (All Sections) Regarding safe harbor for banks that choose to provide financial services to cannabis related businesses (House)

H.R. 2186 - Beginning Agriculturalist Lifetime Employment Act of 2021 (BALE Act) (All Sections) Regarding increasing the percentage of USDA loan guarantee for beginning farmers or ranchers or socially disadvantaged farmers or ranchers (House)

H.R. 1977 - Enhancing Credit Opportunities in Rural America Act (ECORA) (All Sections) Regarding exempting from taxes interest earned on loans from farm real estate and rural mortgage loans (House)

H.R. 3076 - Postal Service Reform Act (Section 103 - Non-Postal Services) as it relates to the possibility of Postal Banking (House)


Letters -

Letters to the Federal Housing Finance Authority regarding Preferred Stock Purchase Amendments restrictive caps for loans to second homes and investment properties, and cash window volume limits (FHFA)

Letter to the Financial Crimes Enforcement Network regarding Administrative Ruling to exempt financial institutions from filing CTRs on certain armored car services and money service businesses (FinCEN)

Comment Letter to the Financial Crimes Enforcement Network regarding: Beneficial Ownership Reporting Requirements - Document Number FINCEN-2021-0005 and RIN 1506-AB49 (FinCEN)


Action Alerts -

Action Alert regarding Congressional hearings on credit union expansion, particularly the purchase of taxpaying community banks by tax-exempt credit unions (House and Senate)

Action Alert regarding Presidents proposal for the IRS to collect and report account flows on bank customers (House and Senate)


Miscellaneous -

US Postal Service and public banking (House)

Modernization of the CRA (House)

The Financial Transaction Tax (House)

Closing the Industrial Loan Company (ILC) regulatory loophole for consolidated supervision by the Federal Reserve of ILC parent holding companies (House and Senate)

Minding the Tax Gap Ways and Means Committee hearing regarding proposal for the IRS to collect and report account flows on bank customers (House)

OCC True Lender rule and the Congressional Review Act (House)","Federal Housing Finance Agency (FHFA),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,SENATE",,60000,0,0,2021-07-12T12:39:06.930000-04:00
2635331,a2ef1aaf-5a19-4536-b9e3-5c88e2bb39eb,Q2,"DUTKO WORLDWIDE, LLC",12868,ACCENTURE FEDERAL SERVICES LLC,2021,second_quarter,FIN,Monitor financial services IT modernization,"Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",40000,,0,0,2021-07-12T14:07:52.750000-04:00
2635412,54eb09be-5cae-42fb-870b-ede1d6e2c124,Q2,CAPSTONE NATIONAL PARTNERS,8214,MGIC,2021,second_quarter,FIN,Housing finance,"HOUSE OF REPRESENTATIVES,SENATE",65000,,0,0,2021-07-12T15:29:08.653000-04:00
2635452,4446d143-0391-4f4e-85cd-a5dbf02cd034,Q2,CAPSTONE NATIONAL PARTNERS,8214,"NATIONAL COOPERATIVE BANK, N.A.",2021,second_quarter,FIN,banking and finance issues,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2021-07-12T15:42:37.053000-04:00
2635453,6fba7131-ddab-4b7e-97dc-da0a5cedee89,Q2,CAPSTONE NATIONAL PARTNERS,8214,"FITCH GROUP, INC",2021,second_quarter,FIN,Taxation,"HOUSE OF REPRESENTATIVES,SENATE",22500,,0,0,2021-07-12T15:44:38.277000-04:00
2635457,1a7e120d-d3af-49ac-8974-5cd893810268,Q2,CAPSTONE NATIONAL PARTNERS,8214,DIGITAL FEDERAL CREDIT UNION,2021,second_quarter,FIN,Taxation and federal budget,"HOUSE OF REPRESENTATIVES,SENATE",7500,,0,0,2021-07-12T15:46:42.177000-04:00
2635486,5ef6034e-eb1b-40e9-910a-386029cf95dd,Q2,"MINDSET ADVOCACY, LLC",296271,ADVANTAGE CAPITAL,2021,second_quarter,FIN,State small business credit initiative (SSBCI) implementation,"HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of",10000,,0,0,2021-07-12T16:06:05.787000-04:00
2635494,29d59190-eb40-49b9-8378-ab5e2537f5db,Q2,RICH FEUER ANDERSON,84775,"SOCIAL FINANCE, INC.",2021,second_quarter,FIN,"Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.  Implementation of H.R. 748, the ""Coronavirus Aid, Relief and Economic Security Act.""","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2021-07-12T16:12:12.100000-04:00
2635497,7da747ba-570d-48ff-b448-8485d564c7c4,Q2,RICH FEUER ANDERSON,84775,THE DEPOSITORY TRUST & CLEARING CORPORATION,2021,second_quarter,FIN,Legislation and regulation affecting post-trade services for securities markets.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2021-07-12T16:20:17.750000-04:00
2635536,b53f4768-3b56-4456-be02-03083a5b51b8,Q2,THE WILLIAMS GROUP,401104049,GENERAL MOTORS,2021,second_quarter,FIN,Federal charters,"HOUSE OF REPRESENTATIVES,SENATE",37500,,0,0,2021-07-12T17:23:22.610000-04:00
2635542,c69483bf-9fa0-4f19-bfef-73c3088bb046,Q2,THE WILLIAMS GROUP,401104049,"METLIFE GROUP, INC.(FKA METROPOLITAN LIFE)",2021,second_quarter,FIN,Insurance and Securities Law,"HOUSE OF REPRESENTATIVES,SENATE",19500,,0,0,2021-07-12T17:25:30.190000-04:00
2635546,9724a7c9-5d30-4cb7-8a8e-22fb7bbc3fbf,Q2,THE WILLIAMS GROUP,401104049,AMERICAN FINANCIAL SERVICES ASSOCIATION,2021,second_quarter,FIN,Banking Law,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2021-07-12T17:27:34.530000-04:00
2635549,66dd9238-c28c-44d6-bbec-8c728dd8244f,Q2,THE WILLIAMS GROUP,401104049,TRANSUNION,2021,second_quarter,FIN,Fai Credit Reporting Act,"HOUSE OF REPRESENTATIVES,SENATE",11250,,0,0,2021-07-12T17:29:39.007000-04:00
2635557,bdaeb430-e716-4e11-bd45-3204f4c8fe8e,Q2,THE WILLIAMS GROUP,401104049,ROBINHOOD,2021,second_quarter,FIN,Securities Law,"HOUSE OF REPRESENTATIVES,SENATE",45000,,0,0,2021-07-12T17:32:51.163000-04:00
2635600,94b5bc8b-0c04-473c-81df-7d4fd89dd3ee,Q2,STEPHENS INVESTMENTS HOLDINGS LLC,313293,STEPHENS INVESTMENTS HOLDINGS LLC,2021,second_quarter,FIN,Financial Services Regulations and Tax Issues,"HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2021-07-12T18:22:24.203000-04:00
2635604,2544bf4f-9389-4638-a8cf-27078c7e11f9,Q2,"BLACKROCK FUNDS SERVICES GROUP, LLC",400534597,BLACKROCK FUNDS SERVICES GROUP LLC,2021,second_quarter,FIN,"Financial Stability Issues
Hart Scott Rodino Rule Proposals
Exchange Traded Products
Climate Risk
ESG Disclosure","Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Export-Import Bank of the United States (EXIM Bank),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Overseas Private Investment Corp (OPIC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,340000,0,0,2021-07-12T18:49:28.613000-04:00
2635692,099ff3c7-1edd-4f76-a0e1-ecc33c806812,Q2,MANUFACTURED HOUSING INSTITUTE,23714,MANUFACTURED HOUSING INSTITUTE,2021,second_quarter,FIN,"Monitoring legislation that extends and expands the eviction moratorium and foreclosure moratorium for residents and landlords.

Targeted liability relief legislation to provide businesses a safe harbor pass from unwarranted lawsuits from the COVID health emergency.

Monitoring changes to Ability to Repay/Qualified Mortgage rule.

Revise the Truth in Lending Acts implementing regulation, Regulation Z, to align with Public Law 115-174.

Implement the duty to serve requirements contained in the Housing and Economic Recovery Act of 2008 for manufactured housing (Public Law 110-289).

Seek updates to FHA Title I and Title II Manufactured Home Loan Insurance Programs.

Inclusion of rental assistance and support for small businesses in economic stimulus packages regarding COVID-19.

Clarification of guidelines for rental assistance programs regarding the eligibility of manufactured housing and manufactured housing communities.","Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Energy, Dept of,Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),SENATE,Small Business Administration (SBA),Treasury, Dept of,Veterans Affairs, Dept of (VA)",,130000,0,0,2021-07-13T08:42:36.573000-04:00
2635717,f03858c6-2ff1-4328-890d-4e6b9073a3ce,Q2,MCDERMOTT WILL & SCHULTE LLP,24338,SANTA BARBARA TAX PRODUCTS GROUP,2021,second_quarter,FIN,"Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards.","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2021-07-13T09:43:02.907000-04:00
2635781,297c7aa1-c0f8-497f-bdc3-11d34e54c0a3,Q2,AMERICAN GAMING ASSOCIATION,2434,AMERICAN GAMING ASSOCIATION,2021,second_quarter,FIN,"Bank Secrecy Act, AML Compliance, Anti-Money Laundering Act of 2020 implementation, AML Effectiveness","Financial Crimes Enforcement Network (FinCEN),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,Treasury, Dept of,White House Office",,400000,0,0,2021-07-13T10:37:03.557000-04:00
2635880,1e0a8f46-11b0-4ca9-89fc-94021abd6bf6,Q2,"THE NORMANDY GROUP, LLC",306636,LEADING BUILDERS OF AMERICA,2021,second_quarter,FIN,GSE reform,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2021-07-13T11:55:46.833000-04:00
2635926,898076b7-f2d1-4879-82e3-8b05ae368245,Q2,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,400503478,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,2021,second_quarter,FIN,"HR 2513 - Corporate Transparency Act - FinCEN proposed rulemaking on Beneficial Ownership Information Reporting Requirements(FINCEN-2021-0005 and RIN 1506-AB49) 

HR 7000 - Holding Foreign Companies Accountable Act - protection of minority shareholders","Financial Crimes Enforcement Network (FinCEN),Securities & Exchange Commission (SEC)",,70000,0,0,2021-07-13T12:56:03.603000-04:00
2636126,3e6a3c96-2c08-42b9-9e3e-8ca3dcc7ec18,Q2,RICH FEUER ANDERSON,84775,LIFE INSURANCE SETTLEMENT ASSOCIATION,2021,second_quarter,FIN,Legislation and regulation affecting life insurance settlement industry.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2021-07-13T14:52:04.270000-04:00
2636132,da7d68e1-71c6-4243-b3d0-4c3bedc82a3c,Q2,RICH FEUER ANDERSON,84775,JPMORGAN CHASE HOLDINGS LLC,2021,second_quarter,FIN,"Issues related to capital and liquidity, margin, bank structure, market structure and market liquidity.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2021-07-13T14:54:05.817000-04:00
2636160,d852de95-e8aa-497b-a486-367073ee5e7d,Q2,RICH FEUER ANDERSON,84775,FMR LLC,2021,second_quarter,FIN,Legislation and regulation affecting asset management and brokerage services.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2021-07-13T15:17:13.677000-04:00
2636237,f53c2cfa-adec-45c3-b791-fa9b58689fc5,Q2,REAL ESTATE ROUNDTABLE,28435,REAL ESTATE ROUNDTABLE,2021,second_quarter,FIN,"Dodd Frank - Wall Street Reform and Consumer Protection Act 
Credit Risk Retention 
OTC Derivatives 
Basel III, Liquidity Coverage Ratio, HVCRE Rule, FRTB 
Volcker Rule 
Flood Insurance; Terrorism Risk Insurance 
CFIUS Reform (FIRRMA) 
Beneficial Ownership (BSA) 
Cyber Security (H.R. 3776, H.R. 3359)
Current Expected Credit Losses (CECL) 
LIBOR Reform 
Federal Reserve Credit Facilities 
Forbearance Issues 
TALF 
Main Street Lending Program 
Emergency Rental Assistance for Residential Business Tenants (e.g. H.R. 7301) 
Restart Act (S.3814) 
Corporate Governance Through Diversity Act (H.R. 1018, S. 360) 
Pandemic Risk Insurance 
Troubled Debt Restructuring (TDR) 
CECL 
Reg S-K Reform","Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Director of National Intelligence (ODNI),Energy, Dept of,Environmental Protection Agency (EPA),Federal Accounting Standards Advisory Board (FASAB),Federal Bureau of Investigation (FBI),Federal Deposit Insurance Corporation (FDIC),Federal Energy Regulatory Commission (FERC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,White House Office",,1083564,0,0,2021-07-13T15:55:36.997000-04:00
2636271,159eddd0-4e23-44bb-9739-3551a3938bd7,Q2,THE INSTITUTE OF INTERNAL AUDITORS,401104412,THE INSTITUTE OF INTERNAL AUDITORS,2021,second_quarter,FIN,"Issues related to corporate governance, risk management and auditing standards.  Issues related to the internal auditing sector.  Issues related to SEC disclosures.","HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2021-07-13T16:09:47.690000-04:00
2636283,d5d4a41d-348b-46a0-9ce3-02f5e14efc08,Q2,RICH FEUER ANDERSON,84775,GUARDIAN LIFE INSURANCE COMPANY,2021,second_quarter,FIN,"Legislation and regulation affecting provision of life insurance, including implementation of H.R.748, the ""Coronavirus Aid, Relief, and Economic Security Act.""","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2021-07-13T16:19:50.883000-04:00
2636551,b3c3741e-dbac-4d6a-bae4-f4a81b2ea324,Q2,EXPERIAN NORTH AMERICA,293038,EXPERIAN NORTH AMERICA,2021,second_quarter,FIN,"Legislative and regulatory issues pertaining to credit reporting and scoring, including H.R. 1645, H.R. 2332, H.R. 2537, H.R. 2547, H.R. 4078, H.R. 4113, H.R. 4115, H.R. 4119, H.R. 4120, and H.R. 4144.","Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",,360000,0,0,2021-07-14T09:09:03.837000-04:00
2636652,13a9966b-4bea-4978-9573-681ff9989b85,Q2,"PRI US, INC",401105678,"PRI US, INC",2021,second_quarter,FIN,"U.S. Senate - Climate Risk Disclosure Act (CRDA), SEC's RfC on climate change disclosures, environmental, social and governance (ESG) issues, responsible investment.
U.S. House of Representatives - Climate Risk Disclosure Act (CRDA), Sustainable Investment Policies Act, Retirees Sustainable Investment Act, H.R. 1187 Corporate Governance and Investor Protection Act, SEC's RfC on climate change disclosures. 
SEC - RfC on climate change disclosures, human capital management, broader ESG disclosures.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,,0,0,2021-07-14T10:45:29.320000-04:00
2636677,0571c613-f58e-404d-8a7d-1b9f5cf83de4,Q2,INVESTMENT COMPANY INSTITUTE,20128,INVESTMENT COMPANY INSTITUTE,2021,second_quarter,FIN,"H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
H.R. 1187- Corporate Governance Improvement and Investor Protection Act 
H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks)
H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter)
H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty)
H.R. 2265- Financial Exploitation Prevention Act (Wagner)
H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten)
H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne)
H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk)
H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster)
H.R. 4262- Increasing Investor Opportunities Act (Gonzalez)
S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez)
S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley)
S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy)
Consolidated Audit Trail
Diverse Investment Advisers Act
Enhanced ESG Disclosure by Corporate Issuers
Exchange-Traded Funds
Improving Disclosure for Investors Act of 2021
Money Market Mutual Funds
SEC Form 13F
SEC Cybersecurity and Data Protection","HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",,1030000,0,0,2021-07-14T10:55:33.237000-04:00
2636840,f5a5b0ae-6430-4941-892a-ee45ad5faa77,Q2,LARRY BLANCHARD,400470324,TRUSTAGE,2021,second_quarter,FIN,"DEI, taxation, CDFI appropriations","HOUSE OF REPRESENTATIVES,SENATE",12500,,0,0,2021-07-14T12:28:17.883000-04:00
2636875,6b538b60-32b2-4a13-98d3-74d1d07b8181,Q2,MERKAVA STRATEGIES CORPORATION,401105865,BORIS MINTS,2021,second_quarter,FIN,Client's Interpol Issue regarding Russia's application to issue an International Arrest Warrant against him; and his inclusion in Section 241 of CAATSA report,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",100000,,0,0,2021-07-14T12:53:28.143000-04:00
2636998,a23e6d3a-1ff3-421a-bc6a-c95bbc58fbfa,Q2,"URBAN SWIRSKI & ASSOCIATES, LLC",400584784,"REINSURANCE GROUP OF AMERICA, INCORPORATED",2021,second_quarter,FIN,"General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to ""The Dodd-Frank Wall Street Reform and Consumer Protection Act"" P.L. No. 111-203","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2021-07-14T13:59:04.783000-04:00
2637345,9ff8c066-e637-476e-b923-78d09c671b16,Q2,LAWRENCE JAMES GROUP PROFESSIONALS LLC,401105099,BORSKI ASSOCIATES ON BEHALF OF PHILADELPHIA INDUSTRIAL DEVELOPMENT CORP,2021,second_quarter,FIN,Support changes to PPP program and designation as lender.,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2021-07-14T17:31:48.717000-04:00
2637353,479619d8-35c0-4bae-bf66-f1c3657f0683,Q2,AMERICAN ACADEMY OF OPHTHALMOLOGY,1364,AMERICAN ACADEMY OF OPHTHALMOLOGY,2021,second_quarter,FIN,"HR 133, Consolidated Appropriations Act, 2021 (Omnibus Appropriations/COVID-19 Relief bill)
HR 1799, the PPP Extension Act
HR 1319, the American Rescue Plan Act of 2021","Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",,260000,0,0,2021-07-14T17:36:50.570000-04:00
2637370,80b3971b-96db-4ab4-bc08-3d28e2d529e1,Q2,"VORYS, SATER, SEYMOUR AND PEASE LLP",40236,FIDELITY AND GUARANTY LIFE,2021,second_quarter,FIN,U.S. Department of Labor's fiduciary rule and H.R.2954-Securing a Strong Retirement Act of 2021.,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),SENATE",60000,,0,0,2021-07-14T17:57:57.257000-04:00
2637426,1fd73d30-28ea-4a5d-b111-cfeea0dbdfa5,Q2,BORSKI ASSOCIATES,84376,PHILADELPHIA INDUSTRIAL DEVELOPMENT CORP,2021,second_quarter,FIN,Support changes to PPP program and designation as lender,"HOUSE OF REPRESENTATIVES,SENATE",10500,,0,0,2021-07-14T21:25:24.190000-04:00
2637460,fcb16ce1-64e8-49ed-97d6-9846f8f3a8eb,Q2,"MIDWEST HOUSING EQUITY GROUP, INC.",401105454,"MIDWEST HOUSING EQUITY GROUP, INC.",2021,second_quarter,FIN,"S.1136/H.R.2573 Affordable Housing Credit Improvement Act. 
CRA reform.
Affordable housing issues and housing finance reform (GSEs).","Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE",,50000,0,0,2021-07-15T07:11:36.110000-04:00
2637624,919afd2d-8bdf-4b0d-b5a4-06b2acf2917c,Q2,HUTTON STRATEGIES,312758,FEDERATED INVESTORS,2021,second_quarter,FIN,financial services and capital markets issues generally.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2021-07-15T10:25:22.127000-04:00
2637627,e6bcd607-6754-4e90-9fe3-1b971dde7ff3,Q2,BROWN-FORMAN CORPORATION,7213,BROWN-FORMAN CORPORATION,2021,second_quarter,FIN,Issues related to family majority controlled companies - no specific legislation.,"Commerce, Dept of (DOC),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,U.S. Customs & Border Protection,U.S. Trade Representative (USTR)",,300000,0,0,2021-07-15T10:29:22.997000-04:00
2637774,e06473a8-1afb-46ba-8963-3fbc05e939ce,Q2,"MINDSET ADVOCACY, LLC",296271,INVESCO LTD,2021,second_quarter,FIN,"Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; Federal data privacy and data security proposals; COVID-19 Stimulus package.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2021-07-15T11:49:10.047000-04:00
2637776,86bae604-1e22-473a-b6a7-37139aa3e67b,Q2,"MINDSET ADVOCACY, LLC",296271,FAIR ISAAC CORPORATION (DBA FICO),2021,second_quarter,FIN,"Issues related to consumer credit scores.
Implementation of S.2155, the ""Economic Growth, Regulatory Relief and Consumer Protection Act.""
Comprehensive CREDIT Act of 2020 (H.R. 3621).
CARES Act (Public Law No: 116-136).
HEROES Act (H.R. 6800).","Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",20000,,0,0,2021-07-15T11:51:11.057000-04:00
2637780,5593c54c-6376-4a95-9736-bb06fae5fabb,Q2,"MINDSET ADVOCACY, LLC",296271,"ZILLOW GROUP, INC.",2021,second_quarter,FIN,"Issues related to home valuation, real estate market trends and outlook; Issues related to data security and privacy; Issues related to online real estate; Mortgage policy, Issues related to Covid-19 relief proposals","Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2021-07-15T11:55:13.180000-04:00
2637826,bc44a08a-d135-4221-941e-238841bd9cc7,Q2,TIBER CREEK GROUP,20744,MASTERCARD,2021,second_quarter,FIN,"Issues related to implementing Coronavirus Aid, Relief, and Economic Security (CARES) Act (PL 116-136); PL 116-159 - Continuing Appropriations; H.R. 133 - FY2021 Omnibus and COVID Relief and Response Act (PL 116-260), and American Rescue Plan Act of 2021 (PL 117-2)","Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE",110000,,0,0,2021-07-15T12:33:36.817000-04:00
2637852,58516be2-e55f-4024-83fa-8b2142122157,Q2,DICKINSON WRIGHT PLLC,400265210,"AFFIRM, INC.",2021,second_quarter,FIN,"Non-bank lending, generally.","HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",30000,,0,0,2021-07-15T12:51:45.687000-04:00
2638084,c204a0f6-0f96-47d3-919a-ea6d71cfbd54,Q2,INTERNATIONAL SWAPS & DERIVATIVES ASSOCIATION INC.,20050,INTERNATIONAL SWAPS & DERIVATIVES ASSOCIATION INC,2021,second_quarter,FIN,Issues and legislation related to swaps and derivatives transactions.,"Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,87052,0,0,2021-07-15T14:04:43.837000-04:00
2638253,acad9f08-fcb2-4269-bde9-2738456ef1c5,Q2,CAPITOL COUNSEL LLC,313715,ENERGY INFRASTRUCTURE COUNCIL,2021,second_quarter,FIN,"Issues related to SEC rule making on shareholder proposal rule 14A-8.  Issues affecting the energy infrastructure industry in the United States, including, but not limited to, environmental, social and governance matters (ESG) including climate change and sustainability.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",40000,,0,0,2021-07-15T14:43:42.977000-04:00
2638561,32cfc6a2-c91a-4501-b443-4e0a37f3195f,Q2,"MINDSET ADVOCACY, LLC",296271,AMERICAN INVESTMENT COUNCIL,2021,second_quarter,FIN,Legislation affecting the regulation of private equity,"HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2021-07-15T15:48:01.670000-04:00
2638616,97fcc89d-0dec-4fb2-b37e-5be7997379bf,Q2,CHRISTINE POLLACK,401105176,RETAIL INDUSTRY LEADERS ASSOCIATION,2021,second_quarter,FIN,"Issues related to privacy, data security.","HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2021-07-15T16:22:16.287000-04:00
2638674,8f4a598e-6996-4686-ac87-71bd78fa09d2,Q2,"CBOE GLOBAL MARKETS, INC.",48510,"CBOE GLOBAL MARKETS, INC.",2021,second_quarter,FIN,Issues related to potential change in the U.S. Tax Code impacting securities.,"HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2021-07-15T17:14:32.457000-04:00
2638694,0eb2cfa3-48a3-4a25-8d36-4135ff8bbbc8,Q2,TIBER CREEK GROUP,20744,"SECRETARY OF STATE, STATE OF DELAWARE",2021,second_quarter,FIN,"Issues relating to the collection of beneficial ownership; H.R. 2513 - The Corporate Transparency Act, S. 2563 - Improving Laundering Laws and Increasing Comprehensive Information Tracking of Criminal Activity in Shell Holdings Act.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2021-07-15T17:34:39.857000-04:00
2638886,c1164a56-dcff-4cea-a6f8-2beb80747306,Q2,"EARLY WARNING SERVICES, LLC",401105876,"EARLY WARNING SERVICES, LLC",2021,second_quarter,FIN,"Issues related to financial services, fraud and risk management, payments, and technology.","HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",,40000,0,0,2021-07-15T19:31:16.887000-04:00
2638991,8f59bb4d-36cf-4daa-9fee-52c321e56a60,Q2,PUBLIC CITIZEN,32362,PUBLIC CITIZEN,2021,second_quarter,FIN,"Various bills on corporate disclosure, approved by House financial Services and then considered by full house (including HR 2570)","Consumer Product Safety Commission (CPSC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",,150000,0,0,2021-07-16T08:31:35.043000-04:00