id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
2139120,0d8c7d9a-d865-48d5-b597-7161b6b0ff52,2T,CARMEN GROUP INCORPORATED,8316,AMERICAN CHAMBER OF COMMERCE OF NICARAGUA,2018,second_quarter,FIN,Nicaraguan Investment Conditionality Act of 2017,"Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Treasury, Dept of,White House Office",99000,,0,1,2018-06-11T14:34:40.720000-04:00
2139325,caa52c5a-cfd8-4427-b0b9-324aaa0102a1,Q2,"REPUBLIC CONSULTING, LLC",401016871,NATIONAL READY MIXED CONCRETE ASSOCIATION,2018,second_quarter,FIN,Support Resiliency Language in the National Flood Insurance Program.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2018-06-24T14:48:03.940000-04:00
2139393,5f997069-1c58-43fb-8d46-ed6003b925ba,Q2,FINANCIAL SERVICES INSTITUTE,400712136,FINANCIAL SERVICES INSTITUTE,2018,second_quarter,FIN,DOL Fiduciary Rule,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",,120000,0,0,2018-06-27T09:05:17.033000-04:00
2139796,56e1f176-85dc-41f3-8a91-111fcbed391d,Q2,COUNCIL OF INSTITUTIONAL INVESTORS,11082,COUNCIL OF INSTITUTIONAL INVESTORS,2018,second_quarter,FIN,"May 8, 2018CII letter to SEC on oversight of cryptocurrencies and initial coin offerings
May 10, 2018CII letter to SEC on transaction fee pilot
May 22, 2018CII letter to Chair and Ranking Member of House Capital Markets Subcommittee on legislative proposals
June 6, 2018CII letter to Chair and Ranking Member of House Financial Services Committee on markup of legislative proposals
June 12, 2018CII letter to Chair and Ranking Member of House Capital Markets Subcommittee regarding H.R. 5037
June 27, 2018CII letter to Chair and Ranking Member of Senate Banking Committee on H.R. 4015 and S. 536
June 28, 2018CII letter to SEC regarding auditor independence","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,,0,0,2018-07-02T11:14:11.170000-04:00
2139800,0e019350-5845-4f9a-9a3d-aaaeff20f181,Q2,"MAGILL ASSOCIATES, LLC",401103511,"LIVINGSTON GROUP L L C ""ON BEHALF OF THE PEW CHARITABLE TRUSTS""",2018,second_quarter,FIN,The Consumer Financial Protection Board's (CFPB) rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2018-07-02T11:16:13.517000-04:00
2139853,abd200f6-8605-4a6a-a318-21065df7b9fa,Q2,COMMERCE BANK,400728185,COMMERCE BANK,2018,second_quarter,FIN,Banking regulatory reform.  Discussions included the need for regulatory reform for midsized banks.,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2018-07-02T13:10:53.363000-04:00
2139858,537aa731-c64c-4122-923f-71cf242692b0,Q2,MOTORCYCLE INDUSTRY COUNCIL,57338,MOTORCYCLE INDUSTRY COUNCIL,2018,second_quarter,FIN,CFPB Reform,"HOUSE OF REPRESENTATIVES,SENATE",,60000,0,0,2018-07-02T13:13:57.753000-04:00
2140017,f84bb2ea-9093-4a5f-ad8c-e59e10bb9030,Q2,MR. DOYCE BOESCH,400677020,FIDELITY INVESTMENTS,2018,second_quarter,FIN,Financial regulation and legislation,"HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2018-07-03T09:20:46.267000-04:00
2140027,1aff22cd-6985-44ee-8c4a-78a4149d1a22,Q2,MR. DOYCE BOESCH,400677020,INVESTMENT COMPANY INSTITUTE,2018,second_quarter,FIN,Financial Regulation and Legislation,"HOUSE OF REPRESENTATIVES,SENATE",22500,,0,0,2018-07-03T09:29:59.707000-04:00
2140044,c0c7dafa-27c1-4c84-b46f-6d94ef37390b,Q2,GOLDHABER POLICY SERVICES LLC,400935705,RANIERI PARTNERS MANAGEMENT LLC,2018,second_quarter,FIN,Worked on issues and options related to non-bank membership in Federal Home Loan Bank (FHLB) including tracking issues related to S.2155 the Senate regulatory reform bill.,"Housing & Urban Development, Dept of (HUD),SENATE",10000,,0,0,2018-07-03T10:12:20.667000-04:00
2140048,7a4089ca-c710-43d1-adf6-18b31473f577,Q2,GOLDHABER POLICY SERVICES LLC,400935705,SHELLPOINT PARTNERS LLC,2018,second_quarter,FIN,Worked on issues and options related to non-bank membership in Federal Home Loan Bank (FHLB) including S.2361 to continue or restore the membership of captive insurance company in the FHLB. Tracking issues related to S.2155 the Senate regulatory reform bill.,,10000,,0,0,2018-07-03T10:25:23.840000-04:00
2140054,d43e802a-f219-4e59-9c77-03455614ffba,Q2,GOLDHABER POLICY SERVICES LLC,400935705,RENEW FINANCIAL GROUP LLC,2018,second_quarter,FIN,"Worked on policy issues related to the PACE program, including issues in Senate Regulatory reform bill S.2155 with key consumer and housing stakeholders.",,20000,,0,0,2018-07-03T10:31:30.357000-04:00
2140196,d5851d49-4752-4d87-985e-339fec976eb2,Q2,JACKSON VAUGHN PUBLIC STRATEGIES,401103484,"ENOVA ONLINE SERVICES, INC.",2018,second_quarter,FIN,"CFPB small dollar rule, Operation Chokepoint HR 2706, Fintech charter, CFPB arbitration rule, True lender HR 4439, Valid when made HR 3299 & SB 1642, Military Lending Act; Financial Choice Act HR 10","Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2018-07-03T16:12:38.800000-04:00
2140197,79b895df-c8b8-498e-8a57-d1fe30c14550,Q2,RICH FEUER ANDERSON,84775,THOMSON REUTERS,2018,second_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act.""  Modernization of anti-money laundering and terrorist financing legislation.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-03T16:13:39.990000-04:00
2140199,8f143dda-4adb-4112-af44-1a3e8cc85b47,Q2,RICH FEUER ANDERSON,84775,WELLINGTON MANAGEMENT CO LLP,2018,second_quarter,FIN,"Regulation of asset managers, including implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act.""","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2018-07-03T16:17:42.770000-04:00
2140200,216bcbc1-1998-4769-bdbf-a8284145bb3c,Q2,JACKSON VAUGHN PUBLIC STRATEGIES,401103484,"FIRST COMMAND FINANCIAL SERVICES, INC.",2018,second_quarter,FIN,Department of Labor Fiduciary Rule; Military; Protecting Advice for Small Savers Act of 2017 HR 3857; Affordable Retirement Advice for Savers Act HR 2823,"Defense, Dept of (DOD),HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2018-07-03T16:19:44.020000-04:00
2140228,949fdbd5-2d78-4cea-814f-afe6c727cc2d,Q2,MORRISON PUBLIC AFFAIRS GROUP,67193,"ESSENT U.S. HOLDINGS, INC.",2018,second_quarter,FIN,"Housing finance reform legislation.
Regulation of housing finance activities.
Regulation of Fannie Mae and Freddie Mac.
Legislation and regulations related to the Federal Housing Administration and Ginnie Mae.
Legislation and regulation related to mortgage insurance.","Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office",80000,,0,0,2018-07-04T08:23:21.253000-04:00
2140304,70ca7824-6431-4af4-bb79-83433a246dbb,2T,"MILNE, WIENER & SHOFE GLOBAL STRATEGIES (FKA M & W GOVERNMENT AFFAIRS, LLC)",401104432,LEADSMARKET.COM,2018,second_quarter,FIN,"HR 10, The Financial CHOICE Act of 2017","HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE",50000,,0,1,2018-07-05T10:15:47.033000-04:00
2140504,d90b9c88-ffa4-4ec9-b9bd-74da4c276bf0,Q2,RICH FEUER ANDERSON,84775,AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION,2018,second_quarter,FIN,"Regulatory structure for insurance and financial activities, including appropriate role of Federal Insurance Office and Federal Reserve; H.R. 3861, the ""Federal Insurance Office Reform Act of 2017;"" H.R. 3762 and H.R. 4537, the ""International Insurance Standards Act of 2017;"" and S. 2155, the ""Economic Growth, Regulatory Relief, and Consumer Protection Act.""","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2018-07-05T17:42:58.287000-04:00
2140615,9ce038a1-7440-4350-a1c7-d051f9efa3b5,Q2,"THE VELASQUEZ GROUP, L.L.C.",53403,CHARLES SCHWAB & COMPANY,2018,second_quarter,FIN,Monitoring of financial services legislation generally.,HOUSE OF REPRESENTATIVES,50000,,0,0,2018-07-06T12:05:11.843000-04:00
2140640,f2b9eb94-e981-4ee9-8665-54ccd8a528b0,Q2,"THE VELASQUEZ GROUP, L.L.C.",53403,INVESTMENT COMPANY INSTITUTE,2018,second_quarter,FIN,"S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs).","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2018-07-06T12:26:36.673000-04:00
2140641,f7566bed-535d-4368-a927-ecc104396e37,2A,"THE VELASQUEZ GROUP, L.L.C.",53403,CHARLES SCHWAB & COMPANY,2018,second_quarter,FIN,"S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; monitoring of financial services generally.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2018-07-06T12:32:38.173000-04:00
2140665,0d169616-01bd-4ba0-978f-89e64546acc3,Q2,MAYNARD NEXSEN PC,60116,CMH SERVICES,2018,second_quarter,FIN,"H.R. 1699--To amend the Truth in Lending Act to modify the definitions of a mortgage originator and a high-cost mortgage, to amend the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 to modify the definition of a loan originator, and for other purposes.
Discussions regarding the H.R. 3354--Interior and Environment, Agriculture and Rural Development, Commerce, Justice, Science, Financial Services and General Government, Homeland Security, Labor, Health and Human Services, Education, State and Foreign Operations, Transportation, Housing and Urban Development, Defense, Military Construction and Veteran Affairs, Legislative Branch, and Water Development Appropriations Act, 2018. 
Discussions regarding H.R. 10--The Financial Choice Act of 2017. 
Discussions regarding S. 2155--Relating to mortgage origination, Economic Growth, Regulatory Relief and Consumer Protection Act.","HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE",60000,,0,0,2018-07-06T13:12:52.843000-04:00
2140691,0ac35c4d-2170-498b-b635-212c3021141d,Q2,"ALLON ADVOCACY, LLC",401104657,YODLEE INC.,2018,second_quarter,FIN,"Consumer-permissioned financial data access issues; alternative data and credit reporting, including S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act and Department of Treasury fintech report.","Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",90000,,0,0,2018-07-06T14:40:20.087000-04:00
2140698,fc061e46-102c-4bae-8532-412dcbfb8cc6,Q2,"ALLON ADVOCACY, LLC",401104657,ACHIEVE,2018,second_quarter,FIN,"Marketplace lending issues, including H.R. 3299, The Protecting Consumers' Access to Credit Act","Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",80000,,0,0,2018-07-06T14:46:22.933000-04:00
2140700,69229d2e-8b7c-483a-ba98-dec35c9ba8b6,Q2,"ALLON ADVOCACY, LLC",401104657,"SIPREE, INCORPORATED",2018,second_quarter,FIN,Issues related to the usage and deployment of digital payment services.,"HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",,,0,0,2018-07-06T14:56:24.213000-04:00
2140755,39c87d1e-7446-4cde-b081-995d511f8878,Q2,RICH FEUER ANDERSON,84775,INSTITUTIONAL LIMITED PARTNERS ASSOCIATION,2018,second_quarter,FIN,"Legislation and regulation affecting private equity limited partners, including H.R. 10, the ""Financial CHOICE Act,"" and H.R. 6177, the ""Developing and Empowering our Aspiring Leaders Act.""","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2018-07-06T15:29:53.577000-04:00
2140819,e44f1126-3b2c-4032-b22d-a4fce4dbad6a,Q2,HOLLAND & KNIGHT LLP,18466,AMSCOT FINANCIAL CORPORATION,2018,second_quarter,FIN,"Legislation and policies affecting financial services, including pay day advances and check cashing.","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2018-07-06T17:33:08.297000-04:00
2140828,ea2ce85d-d35e-439b-9aa1-27156bf9b4da,Q2,RICH FEUER ANDERSON,84775,NOMURA AMERICA HOLDING INC.,2018,second_quarter,FIN,"Regulation of derivatives and capital requirements.  Equities market structure issues.  Reauthorization of the Commodity Exchange Act, including H.R. 238, the ""Commodity End-User Relief Act.""","HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2018-07-06T17:48:20.610000-04:00
2140836,61437a8a-cab6-4475-a89a-255da1b0fe57,Q2,RICH FEUER ANDERSON,84775,"SOCIAL FINANCE, INC.",2018,second_quarter,FIN,"Regulation of online lenders, including potential national charter, application of banking regulations, S.2155, the ""Economic Growth, Regulatory Relief, and Consumer Protection Act,"" and H.R.5659, the ""Volcker Rule Relief Act of 2018.""  Securitization of student loans.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2018-07-06T18:33:30.317000-04:00
2140983,0dcfa010-30cd-44d3-832d-c47803d6de6a,Q2,"APPO-G, LLC",81156,STATE FINANCIAL OFFICERS FOUNDATION,2018,second_quarter,FIN,"SEC Rule 2a-7, Choice Act, Repeal of Dodd-Frank, S.1117","Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of",,,0,0,2018-07-09T10:44:46.500000-04:00
2141011,4c49aa32-69da-4603-929b-a275546b4570,Q2,"APPO-G, LLC",81156,"COALITION FOR INVESTOR CHOICE, INC.",2018,second_quarter,FIN,"S.1117
HR. 2319","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-09T11:22:06.957000-04:00
2141016,3f7f67da-7b3d-4d61-802a-15aa316f998d,Q2,"TAUZIN CONSULTANTS, LLC",400671007,ST. CHARLES PARISH,2018,second_quarter,FIN,Issues related to the upcoming NFIP reauthorization.,"Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-09T11:30:09.787000-04:00
2141032,e239bd98-6741-43f0-9f17-70678324fb49,Q2,"THE MAJORITY GROUP, LLC",400713141,"EXPANSION FUNDING PARTNERS, LLC",2018,second_quarter,FIN,"Capital formation for small businesses, Main Street Growth Act","HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",50000,,0,0,2018-07-09T11:51:28.037000-04:00
2141124,3b9bf070-94dc-46e1-ac18-304578730971,Q2,BRETT HEWITT,401104924,PROPERTY CASUALTY INSURERS ASSOCIATION OF AMERICA,2018,second_quarter,FIN,S. 2702 Authority of Bureau of Consumer Financial Protection,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2018-07-09T14:27:49.457000-04:00
2141144,4db7bc13-834d-4aa7-91a7-f28e3de1f41a,Q2,INSTITUTIONAL LIMITED PARTNERS ASSOCIATION,401104451,INSTITUTIONAL LIMITED PARTNERS ASSOCIATION,2018,second_quarter,FIN,"SEC oversight of private equity fund advisers
H.R. 6177","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,65000,0,0,2018-07-09T14:46:10.553000-04:00
2141174,29d63e82-6225-468e-8334-8298e0bc9d3a,Q2,"POBLETE TAMARGO, LLP",400620885,"RD LEGAL FUNDING, LLC",2018,second_quarter,FIN,"Restore due process rights to SEC enforcement proceedings; Dodd-Frank; regulatory overreach by the SEC, CFPB.","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2018-07-09T15:17:50.887000-04:00
2141190,66a70ecd-3b0b-48d6-b8c0-80155821f93e,Q2,"ARENA STRATEGIES, LLC",401103555,WLCC II/DBA ARROWHEAD ADVANCE,2018,second_quarter,FIN,Consumer financial issues and regulations,"Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE",15000,,0,0,2018-07-09T15:39:02.293000-04:00
2141196,f5c7ccd3-4615-4c16-9fd2-b98ce94b220a,Q2,"ARENA STRATEGIES, LLC",401103555,COMMERCIAL FINANCE COALITION,2018,second_quarter,FIN,Financial CHOICE Act; general financial services issues,"HOUSE OF REPRESENTATIVES,SENATE",22500,,0,0,2018-07-09T15:47:06.483000-04:00
2141216,8f3f52ca-b31f-41eb-b32d-7ba004d4b478,Q2,SHAZAM INC.,401104920,SHAZAM INC.,2018,second_quarter,FIN,"Issues related to financial services, specifically payments and data security.","HOUSE OF REPRESENTATIVES,SENATE",,10000,0,0,2018-07-09T16:11:26.813000-04:00
2141451,2396ce5e-ebec-4540-848e-538aba430597,Q2,"KABBAGE, INC.",401104099,"KABBAGE, INC.",2018,second_quarter,FIN,"1. Educate members of Congress and agencies on Financial Technology solutions (FinTech) in the online small business lending space.
2. Educate on an ""Open Banking Environment"" (Dodd Frank Sec. 1033) so small business customers may share their financial data through permission based APIs with third party FinTech platforms. 
3. Monitor and discuss H.R. 4439, the Modernizing Credit Opportunities Act.","Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of",,95000,0,0,2018-07-10T10:10:56.957000-04:00
2141634,82d3bdde-19d5-474c-aa4c-9ac1b7659dbc,Q2,M&T BANK CORPORATION,401104858,M&T BANK CORPORATION,2018,second_quarter,FIN,"S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act, all provisions.  Other regulations related to financial institutions.","HOUSE OF REPRESENTATIVES,SENATE",,50000,0,0,2018-07-10T13:21:00.883000-04:00
2141648,94ca05ef-6e64-449b-abad-37121d9142b3,Q2,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,26901,NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS,2018,second_quarter,FIN,"Issues related to the implementation of the Dodd-Frank Wall Street Reform Act of 2010. Issues related to the regulation of securities products and those who sell them. Issues related to the regulation of certain employee benefit plan sponsors/participants and IRA holders under ERISA including: H.R.3857, H.J. Res. 66, H.J.Res. 67, S.J. Res. 32, S. J. Res. 33 and H.R. 355. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens including H.R.3758, S. 223 and S. 2155.","Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,578000,0,0,2018-07-10T13:33:13.370000-04:00
2141674,6dec19a3-6a40-4596-9a84-6010f259e795,Q2,BAKER & HOSTETLER LLP,5131,FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ),2018,second_quarter,FIN,U.S. Department of Labor regulatory issues,"Justice, Dept of (DOJ),Labor, Dept of (DOL)",40000,,0,0,2018-07-10T14:11:50.280000-04:00
2141801,a25cbab9-d646-4d69-be43-e4258a1fcdb4,Q2,RICH FEUER ANDERSON,84775,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"" FORMERLY NASD)",2018,second_quarter,FIN,"Regulation of broker-dealers.  Customer recovery across various dispute resolution forums, including S.2499.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-10T15:37:35.087000-04:00
2141860,282d991e-b550-4f1f-bd82-ff6ae786661c,Q2,"CAPITOL-CONTEXT,LLC",401103233,PRIVATE INVESTOR COALITION,2018,second_quarter,FIN,H.R. 3972 Family Office Technical Correction Act,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",20000,,0,0,2018-07-10T16:22:40.780000-04:00
2141931,1b140121-b4db-4ec5-b8b6-1a8f8dc3c00f,Q2,COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE,11003,COUNCIL FOR CITIZENS AGAINST GOVERNMENT WASTE,2018,second_quarter,FIN,"CCAGW Urges Support for S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act
CCAGW Urges Banking Committee to Question FHFA Director Watt on GSE Activities","HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2018-07-10T17:19:35.567000-04:00
2141942,cc0140ec-88b1-4137-80e0-ba24e47dc7e7,Q2,"THE CJR GROUP, INC.",288293,RPM INTERNATIONAL INC,2018,second_quarter,FIN,Dodd-Frank reforms,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2018-07-10T17:34:42.070000-04:00
2142179,856f1280-1e2d-4ac4-968f-6f376ed2a075,Q2,"WARNER, NORCROSS + JUDD LLP",401050963,ALLIANCE OF MERGER & ACQUISITION ADVISORS,2018,second_quarter,FIN,"Creating simplified system of federal registration and regulation for broker-dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 686 and S. 1010.  The Small Business, Mergers, Acquisitions and Sales Brokerage Simplification Act of 2015.","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2018-07-11T11:18:09.460000-04:00
2142209,b2a3e9d2-184e-41d2-bb49-465d38d6ea63,Q2,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,400503478,ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION,2018,second_quarter,FIN,"H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act
H.R. 5983 - Financial CHOICE Act 
H.R. 6772 - Commodity Exchange Act 
S. 2324 - The Small Business Credit Availability Act","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,110000,0,0,2018-07-11T11:33:30.507000-04:00
2142214,2855543b-c240-4059-aa57-cfbf6f8eacf5,Q2,MAYNARD NEXSEN PC,60116,REGIONS FINANCIAL CORPORATION,2018,second_quarter,FIN,"S. 2155 Economic Growth, Regulatory Relief and Consumer Protection Act, and H.R. 10, The Financial Choice Act of 2017 regarding effects on financial institutions.","HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2018-07-11T11:42:37.007000-04:00
2142351,da26a08b-e230-4c50-84bd-73133f097fab,Q2,DEBEVOISE & PLIMPTON LLP,400708125,"PRIVATE INVESTOR COALITION, INC.",2018,second_quarter,FIN,"Issues related to applicability of certain provisions of the U.S. Securities laws to ""family offices.""","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,,0,0,2018-07-11T13:13:00.540000-04:00
2142389,a0c4f03f-0b7c-4a3b-8eb2-e5521c5b12e7,Q2,AMERICAN RESORT DEVELOPMENT ASSN,3242,AMERICAN RESORT DEVELOPMENT ASSN,2018,second_quarter,FIN,Issues related to the implementation of Dodd-Frank; issues related to Consumer Financial Protection Bureau reforms,"HOUSE OF REPRESENTATIVES,SENATE",,270000,0,0,2018-07-11T14:04:35.280000-04:00
2142478,daad72a8-6ca6-4e33-9849-edc0d58f7e58,Q2,BOND DEALERS OF AMERICA,400404907,BOND DEALERS OF AMERICA,2018,second_quarter,FIN,Tax & Securities,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,66000,0,0,2018-07-11T14:54:23.237000-04:00
2142530,a62135c6-b522-4325-a116-6b46f38a9a74,Q2,DEERE & COMPANY,11878,DEERE & COMPANY,2018,second_quarter,FIN,"Financial Choice Act 
H.J. Res. 111, S. Res. 47 - Arbitration Agreements","Agriculture, Dept of (USDA),Environmental Protection Agency (EPA),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,U.S. Trade Representative (USTR),White House Office",,460000,0,0,2018-07-11T15:25:13.337000-04:00
2142593,aad37355-a361-4013-87c0-e17d68ff79b0,Q2,"THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES",401103539,"THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES",2018,second_quarter,FIN,"Retirement and money market fund issues, including proposed fiduciary standards; FSOC regulation of nonbank SIFIs.","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",,450000,0,0,2018-07-11T15:57:31.230000-04:00
2142638,a75952bd-2a73-40aa-838b-cf5e477fa1cf,Q2,REINSURANCE ASSN OF AMERICA,33044,REINSURANCE ASSN OF AMERICA,2018,second_quarter,FIN,"H.R. ___ - Data Acquisition and Technology Accountability and Security Act
H.R. 3861 - Federal Insurance Office Reform Act of 2017
H.R. 4537 - International Insurance Standards Act of 2017
H.R. 5666 - Primary Regulators of Insurance Vote Act of 2018
S. 3177 - Primary Regulators of Insurance Vote Act of 2018
S. 1360 - International Insurance Capital Standards Accountability Act of 2017
S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act
Cyber security, cyber insurance, and data breach legislation
Dodd-Frank Act legislation
JOBS Act 3.0
Sanctions legislation
Terrorism Risk Insurance Program legislation","Executive Office of the President (EOP),Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Natl Economic Council (NEC),Natl Oceanic & Atmospheric Administration (NOAA),Office of Management & Budget (OMB),SENATE,Treasury, Dept of,Vice President of the U.S.,White House Office",,220000,0,0,2018-07-11T16:47:32.707000-04:00
2142669,61b72036-649b-4631-a9c8-c4cbaf0e4420,Q2,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,7725,CALIFORNIA AND NEVADA CREDIT UNION LEAGUES,2018,second_quarter,FIN,"Credit union operations and all aspects of lending, compliance, and member services. Hart Scott Rodino exemptions.National Credit Union Administration (NCUA) budget and appropriations. Cannabis banking H.R.2215.","Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE",,110000,0,0,2018-07-11T17:40:08.727000-04:00
2142684,c500f4c0-3d88-43f5-8713-faded41046ae,Q2,RICH FEUER ANDERSON,84775,BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.),2018,second_quarter,FIN,"Implementation of the ""Dodd-Frank Wall Street Reform and Consumer Protection Act,"" including fund naming provisions; S. 2155, the ""Economic Growth, Regulatory Relief, and Consumer Protection Act;"" H.R. 3093, the ""Investor Clarity and Bank Parity Act.""Regulation of asset managers as systemically important financial institutions.  Regulation of money market funds, including H.R. 2319 and S. 1117, the ""Consumer Financial Choice and Capital Markets Protection Act of 2017.""","HOUSE OF REPRESENTATIVES,SENATE",80000,,0,0,2018-07-11T18:01:52.187000-04:00
2142815,76771143-e387-4fc6-a819-f835c315633d,Q2,COMMUNITY BANKERS ASSOCIATION OF ILLINOIS,400531588,COMMUNITY BANKERS ASSOCIATION OF ILLINOIS,2018,second_quarter,FIN,"Regulatory relief for community banks in the 115th Congress

Tiered regulation and supervision for community banks as contained in the Independent Community Bankers of Americas (ICBA) Plan for Prosperity

The ICBAs Plan for Prosperity contains the following issue areas and recommendations.

Access to Capital
Restore the original intent of the Basel III rule
Create a more accurate identification of systemic risk
Spur additional capital for small bank holding companies by modernizing the Federal Reserves policy statement
Relieve community banks from excessive Securities and Exchange Commission rules
Repeal the Collins Amendment for non-SIFIs
Address minority bank capital challenges

Regulatory Relief
Balance consumer regulation through more accountable Consumer Financial Protection Bureau governance
Eliminate arbitrary disparate impact fair lending lawsuits
Ensure the viability of mutual banks through new charter and capital options  
Support rigorous cost-benefit analyses of all new rules to determine if they are justified and indeed needed
Modernize the Bank Secrecy Act (BSA)
Cut the red tape in small business lending by eliminating burdensome data collection
Target the Volker Rule on a banks individual risk
Preserve access to investment advice for middle-class savers

Mortgage Reform
Create a safe harbor from onerous underwriting standards
Establish relief from burdensome HMDA, escrow and appraisal requirements
Preserve the ability for community banks to continue servicing mortgage loans
Reform the closing process and accompanying paperwork

Bank Oversight and Examination
Strengthen accountability in bank exams and create a workable appeals process
Reform bank oversight and examination to better target risk

Tax Relief
Lower marginal rates needed for individuals, corporations and businesses
Incentivize credit for low- and middle-income customers and American agriculture 
Modernize Subchapter S constraints
Create limited liability corporation (LLC) option for community banks
Repeal the estate tax
Update the bank qualified (BQ) bond issuer limitation
Support a five-year loss carryback that encourages lending during economic downturns
Create a tax credit for Bank Secrecy Act (BSA) compliance costs

Agriculture and Rural America
Address arbitrary agricultural loan concentration limits
Institute tax relief for rural lending 
(House, Senate)

Legislation -

S. 2155 - The Economic Growth, Regulatory Relief and Consumer Protection Act (All sections but in particular: 
Increasing exemption thresholds for Home Mortgage Disclosure Act (HMDA) reporting;
Granting Qualified Mortgage (QM) status for portfolio mortgage loans at most community banks;
Exempting certain community bank loans from escrow requirements;
Simplifying community bank capital requirements;
Increasing eligibility for a short-form Call Report to restore proportionality to quarterly reporting;
Expanding eligibility for the 18-month regulatory examination cycle;
Easing appraisal requirements to facilitate mortgage credit in local communities;
Exempting most community banks from the Volcker Rule;
Expanding access to the Federal Reserves Small Bank Holding Company Policy Statement to help more community banks build capital;
Improving regulatory treatment of reciprocal deposits and certain municipal securities; and
Section 401 - SIFI thresholds) (Senate, House, FDIC)

H.R. 2 - Agriculture and Nutrition Act of 2018 (The Farm Bill) (sections pertaining to the reduction or limitation of participation in crop insurance, increased cost of crop insurance during economic downturns, and harming private sector delivery of crop insurance (House)

Senate version of H.R. 2 - Agriculture and Nutrition Act of 2018 (The Farm Bill) (sections pertaining to the reduction or limitation of participation in crop insurance, increased cost of crop insurance during economic downturns, and harming private sector delivery of crop insurance (Senate)


Letters -

Letter to the Federal Reserve (with copies to FDIC, OCC and House) on the Feds Payments System Improvements initiative specifically regarding the Feds role in these improvements and maintaining a system that is progressive, competitive and secure, with open access to community banks regardless of size, charter type and location (Federal Reserve, FDIC, OCC and House)  

Comment Letter to the Federal Housing Finance Agency (FHFA) regarding Proposed Rulemaking and Request for Comments on Affordable Housing Program (AHP) Amendments (RIN 2590-AA83)


Action Alerts -

Action Alert regarding passage of S. 2155 - The Economic Growth, Regulatory Relief and Consumer Protection Act (House)

Action Alert regarding crop insurance in the Senate version of H.R. 2 - Agricultural Improvement Act of 2018 (The Farm Bill) (Senate)


Miscellaneous -

Implementation timeline for S. 2155 - The Economic Growth, Regulatory Relief and Consumer Protection Act (Federal Reserve, FDIC, OCC)

Bank Secrecy Act (BSA) modernization - Currency Transaction Report (CTR) threshold (House, Senate)

Expansionist Agenda of Credit Unions (House, Senate)

Expansionist Agenda of the Farm Credit System (House, Senate)

Principals of GSE Reform (House, Senate)

The impact of fintechs on community banks and the financial system including blockchain and Bitcoin, the opportunities and liabilities of consumer data sharing, evolution of the payment systems and payment systems improvements, Modernization of the Community Reinvestment Act (CRA) and the National Rate Cap on Deposits (FDIC)","Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE",,55000,0,0,2018-07-12T10:18:43.373000-04:00
2142913,c24d4c2f-471a-4a77-bc4c-8651131ce8e0,Q2,TAUZIN STRATEGIC NETWORKS,400786367,TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH),2018,second_quarter,FIN,Issues related to the upcoming NFIP reauthorization.,"Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2018-07-12T11:28:48.947000-04:00
2143002,07e17c2a-83ae-460a-9af4-1c15b13fc48d,2T,COVINGTON & BURLING LLP,11195,ARVEST BANK,2018,second_quarter,FIN,"Issues affecting banks, including mortgage servicing and housing issues and bank capital requirements","HOUSE OF REPRESENTATIVES,SENATE",,,0,1,2018-07-12T12:21:56.187000-04:00
2143011,e068e7b8-3b3d-4832-a90c-3d8f8a18d1be,Q2,COVINGTON & BURLING LLP,11195,"PROMONTORY INTERFINANCIAL NETWORK,LLC",2018,second_quarter,FIN,"legislation relating to the regulation of bank deposits and federal insurance of bank deposits, including H R 2403 and S 1500.","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2018-07-12T12:27:03.327000-04:00
2143320,2785ff02-4425-4f02-8c5f-52dbcbec698d,Q2,STRUCTURED FINANCE ASSOCIATION,401103239,STRUCTURED FINANCE ASSOCIATION,2018,second_quarter,FIN,"1. Collateralized Loan Obligations (CLOs) - General issues concerning changes to the risk retention compliance requirements for CLOs.

2. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules (includes the Liquidity Coverage Ratio, The Fundamental Review of the Trading Book, efforts to create ""Simple, Transparent and Comparable"" (STC) securitizations, STC treatment for short-term securitizations, and capital treatment of consolidated SPEs when risk transfer occurs). 

3. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS asset classes, specifically auto, credit card, equipment lease and student loans.

4. General Dodd-Frank Implementation and Reform Efforts - Issues concerning the implementation of DFA final rules, including risk retention, the Liquidity Coverage Ratio (LCR), and uncleared swap margin rules; H.R. 10 (The Financial CHOICE Act), specifically risk retention provisions, Volcker Rule (discussed SFIG recommended changes with staff at SEC, Federal Reserve Board, and OCC), arbitration clauses, lead regulator concept, and ""valid when made"" loan provisions; reform proposals as they relate to securitization and capital markets generally; S.2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act), specifically provisions potentially related to securitization.

5. S.1642/H.R.3299 (Protecting Consumers' Access to Credit Act of 2017) - Issues concerning the effect on the secondary loan market and, by extension, securitizations.

6. Working with SFIG members and the Alternative Reference Rates Committee (ARRC) at the Federal Reserve Bank of New York to determine best path for transition away from LIBOR (in 2021, the U.K.s Financial Conduct Authority will stop compelling banks to report LIBOR). SFIG was selected to  co-chair the ARRCs Securitization Working Group which is meeting regularly with the goal of producing concrete recommendations on how best to effect the transition.","Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,100000,0,0,2018-07-12T17:08:14.677000-04:00
2143646,0f3c7a7b-d284-4e61-acb1-f207d09e21de,Q2,MICHIGAN CREDIT UNION LEAGUE,25157,MICHIGAN CREDIT UNION LEAGUE,2018,second_quarter,FIN,"MCUL supports common-sense regulatory reform for community based financial institutions, like credit unions who were not responsible for the financial collapse but are subject to one size fits all regulations meant for bad actors.  As such, MCUL supported passage of S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act. The bill provides targeted relief to community financial institutions, including credit unions.","HOUSE OF REPRESENTATIVES,SENATE",,10000,0,0,2018-07-13T11:20:24.880000-04:00
2143672,af4add5f-b384-4de1-b07f-99fa2c9dc70d,Q2,THE OPTIONS CLEARING CORPORATION,66170,OPTIONS CLEARING CORPORATION,2018,second_quarter,FIN,Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act.,"Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,450000,0,0,2018-07-13T11:53:37.417000-04:00
2143722,5d3c7279-43c8-409c-889f-ffc5b6265f2c,Q2,"ALPINE GROUP PARTNERS, LLC.",1171,THE BLACKSTONE GROUP,2018,second_quarter,FIN,"Financial Services
Tax Reform
Energy Policy
Trade","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2018-07-13T12:18:03.323000-04:00
2143728,6c59b9aa-7779-435f-b057-d13b92f78de2,Q2,"JONES WALKER, LLP",20881,AMERICAN FACTORING ASSOCIATION,2018,second_quarter,FIN,"Financial services legislation and regulation that would affect the business of factoring; Operation Choke Point legislation; merchants cash advance companies and issues arising from such companies; and CFPB issues, including implementation of Section 1071 of Dodd-Frank.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2018-07-13T12:19:06.637000-04:00
2143802,b8ace5f6-7189-4a37-b69d-b5fa3f0dfd63,Q2,"THE SMITH-FREE GROUP, LLC",35800,NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY,2018,second_quarter,FIN,"Discussions regarding draft legislation on data security 

Monitored P.L.115-174, Economic Growth, Regulatory Relief, and Consumer Protection Act","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-13T12:53:52.203000-04:00
2143956,5b9c3d64-ed52-4258-992b-8f53f6c48dfe,Q2,SIFF & ASSOCIATES PLLC,400665998,"CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE",2018,second_quarter,FIN,"H.R. 3089, the ""Corporate Transparency Act of 2017,"" legislation directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises substantial control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill.  H.R. 4015, the ""Corporate Governance Reform and Transparency Act of 2017,"" legislation to improve the quality of proxy advisory firms for the protection of investors and the U.S. economy, and in the public interest, by fostering accountability, transparency, responsiveness, and competition in the proxy advisory firm industry; entire bill.  H.R. 4790, the ""Volcker Rule Regulatory Harmonization Act,"" legislation to amend the Bank Holding Company Act of 1956 to grant exclusive rulemaking authority under the Volcker Rule (limiting proprietary trading) to the Federal Reserve Board of Governors; entire bill.  H.R. 5037, the ""Securities Fraud Act of 2018,"" legislation to ensure that uniform application of federal securities law is applied to securities traded on nationally-registered exchanges regulated by the SEC.  H.R. 5155, the ""National Defense Authorization Act for Fiscal Year 2019, legislation to authorize appropriations for fiscal year 2019 for military activities of the Department of Defense, for military construction, and to prescribe military personnel strengths for such fiscal year; SA 2459, an amendment to direct each state to amend their business formation laws to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises substantial control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest.  H.R. 6068, the ""Counter Terrorism and Illicit Finance Act,"" legislation to update dollar amount thresholds for certain currency transaction reports and suspicious activity reports, to improve information sharing between financial institutions with respect to terrorism, money laundering, and other unlawful activities, and to provide an 18-month enforcement delay of FinCEN's final rulemaking on Customer Due Diligence, 81 Fed. Reg. 29397 (May 11, 2016); entire bill.  S. 1454, the ""True Incorporation Transparency for Law Enforcement (TITLE) Act,"" legislation to direct each state to amend their business formation laws to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises substantial control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill.  General education concerning problems relating to the upcoming implementation of FinCEN's final rulemaking on Customer Due Diligence and the need to delay implementation, 81 Fed. Reg. 29397 (May 11, 2016).  General education concerning the need to modernize and improve the Bank Secrecy Act and Anti-Money Laundering (BSA/AML) regime applicable to financial institutions.  SEC proposed Regulation Best Interest, 83 Fed. Reg. 21574 (May 9, 2018), and Form CRS Relationship Summary, 83 Fed. Reg. 21416 (May 9, 2018).  General education regarding the SEC's proposed Regulation Best Interest, 83 Fed. Reg. 21574 (May 9, 2018), and Form CRS Relationship Summary, 83 Fed. Reg. 21416 (May 9, 2018).  General education concerning the need to include in the Senate Financial Services & General Government appropriations bill the policy rider prohibiting the SEC from using funds to promulgate any rule compelling public companies to disclose payments made to entities, such as trade associations, that engage in political activity.","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE",30000,,0,0,2018-07-13T15:12:38.987000-04:00
2143964,3ea1635d-be3c-4102-ab48-fc78452004c2,Q2,SIFF & ASSOCIATES PLLC,400665998,FMR LLC,2018,second_quarter,FIN,"SEC proposed Regulation Best Interest, 83 Fed. Reg. 21574 (May 11, 2018), and Form CRS Relationship Summary, 83 Fed. Reg. 21416 (May 11, 2018). H.R. 4997, the ""Giving Retirement Options to Workers Act of 2018 (GROW Act)"", legislation to amend the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code of 1986 to authorize a new composite multiemployer pension plan design;  electronic disclosure provisions in sections 439 and 803. General education concerning issues faced by financial entities regarding the lack of coordination between states that allow legal marijuana businesses and federal laws that do not account for these state regimes. General education concerning the manner of delivery for communications to mutual fund investors, including those in ERISA covered plans.","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE",30000,,0,0,2018-07-13T15:15:44.407000-04:00
2144031,bea36467-e483-4480-8ade-79948aa56017,Q2,"MISSY EDWARDS STRATEGIES, LLC",400547641,REAL ESTATE ROUNDTABLE,2018,second_quarter,FIN,"Followed regulatory reform and financial services related issues
Dodd/Frank - Wall Street Reform and Consumer Protection Act, OTC Derivatives, Incentive-Based Competition, Risk Retention
Credit risk retention, Mark to Market, FAS 17, Vocker Rule, FASB issues, Basel III","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-13T15:50:22.490000-04:00
2144051,002374b7-c779-4c3b-b190-9c488ca9bd2b,Q2,HOLLAND & KNIGHT LLP,18466,"CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC.",2018,second_quarter,FIN,Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2018-07-13T16:00:30.413000-04:00
2144110,70e326ed-aace-482b-91b7-9b6148db86b6,Q2,"KOUNTOUPES DENHAM CARR & REID, LLC",320918,RETAIL INDUSTRY LEADERS ASSOCIATION (RILA),2018,second_quarter,FIN,"Issues related to privacy, data security, data breach notification and cybersecurity.  Issues related to payments and routing including the Durbin amendment and H. R. 10, the Financial CHOICE Act.","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-13T16:23:03.617000-04:00
2144116,0257797c-f8bc-4ea7-a4a8-d177426e4061,Q2,INSTITUTE OF INTERNATIONAL BANKERS,19480,INSTITUTE OF INTERNATIONAL BANKERS,2018,second_quarter,FIN,"Dodd-Frank Act -- Section 165 implementation, Section 619 and cross border implementation of Title VII;
Dodd-Frank SIFI Threshold; HR 3312, the Systemic Risk Designation Improvement Act of 2017; S 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act;
Cybersecurity","Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,140000,0,0,2018-07-13T16:24:04.807000-04:00
2144209,eabebb77-ac0b-4e2d-a177-a7bb81be3746,Q2,HOLLAND & KNIGHT LLP,18466,DEPOSITORY TRUST & CLEARING CORPORATION,2018,second_quarter,FIN,"Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain.","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2018-07-13T17:14:06.217000-04:00
2144279,308ed2c1-ffe1-4a3a-bf74-1f143917e682,Q2,INTEREL US,401104823,ISACA,2018,second_quarter,FIN,"Lobbying on legislation includes cybersecurity issues related to the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) and the FINANCIAL Choice Act (H.R. 10).","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-13T21:46:10.330000-04:00
2144307,1fbf04ce-2ad9-4b6e-9252-944e9ac99876,Q2,DALY CONSULTING GROUP,400923683,INVESTMENT COMPANY INSTITUTE,2018,second_quarter,FIN,Fiduciary Duty and SIFI designation issues.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2018-07-14T11:31:06.973000-04:00
2144309,a9e97ff3-9fbc-4eba-b5ef-c07b50d304f4,2A,DALY CONSULTING GROUP,400923683,INVESTMENT COMPANY INSTITUTE,2018,second_quarter,FIN,Fiduciary Duty and SIFI designation issues.,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2018-07-14T11:36:09.380000-04:00
2144312,362dc106-6c6b-4a0d-b117-2a4ae786df1a,Q2,DALY CONSULTING GROUP,400923683,"FMR LLC (""FIDELITY INVESTMENTS"")",2018,second_quarter,FIN,Issues related to regulation of asset managers,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2018-07-14T11:44:13.383000-04:00
2144313,70af25e7-f1b3-46d6-a8d5-33d20a616267,Q2,DALY CONSULTING GROUP,400923683,S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL),2018,second_quarter,FIN,Financial reform legislation (not yet introduced),"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",80000,,0,0,2018-07-14T11:45:14.663000-04:00
2144314,3caefcaa-928c-4364-b676-ea910037c0ca,Q2,DALY CONSULTING GROUP,400923683,"S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC.",2018,second_quarter,FIN,Securities law development and reform,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2018-07-14T11:46:15.960000-04:00
2144315,e4c4b10c-a335-483b-9132-d543be16e377,Q2,DALY CONSULTING GROUP,400923683,"FINANCIAL INDUSTRY REGULATORY AUTHORITY (""FINRA"", FORMERLY NASD)",2018,second_quarter,FIN,Financial reform legislation (not yet introduced),"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",60000,,0,0,2018-07-14T11:48:16.977000-04:00
2144316,a40011a4-8c6f-4cb8-8fc6-c4c7d22602fb,Q2,DALY CONSULTING GROUP,400923683,NOMURA HOLDING AMERICA INC.,2018,second_quarter,FIN,Legislation and regulation related to capital markets and commodities issues,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-14T11:49:18.057000-04:00
2144318,9c35347e-7397-4f35-9d7d-03cf2e6b6173,Q2,DALY CONSULTING GROUP,400923683,STATE STREET BANK AND TRUST COMPANY,2018,second_quarter,FIN,Issues related to capital markets,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",40000,,0,0,2018-07-14T11:51:20.383000-04:00
2144319,5510a8c5-56f0-453f-b310-cfc12620450e,Q2,DALY CONSULTING GROUP,400923683,DEPOSITORY TRUST & CLEARING CORPORATION,2018,second_quarter,FIN,ISSUES RELATED TO THE CAPITAL MARKETS,"HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",30000,,0,0,2018-07-14T11:52:21.587000-04:00
2144321,785d110a-4e90-4dec-a736-a277b64f4c41,Q2,DALY CONSULTING GROUP,400923683,"KOCH COMPANIES PUBLIC SECTOR, LLC",2018,second_quarter,FIN,Issues related to financial regulatory reform,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-14T11:55:23.920000-04:00
2144323,43932965-acbe-4d56-aec6-b0e0cf7a2514,Q2,DALY CONSULTING GROUP,400923683,HARBOR,2018,second_quarter,FIN,"blockchain technology, securities regulation, and related issues","HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE",50000,,0,0,2018-07-14T11:57:25.053000-04:00
2144340,af917568-43c3-4663-94d3-f77605ba05a5,Q2,EXPERIAN NORTH AMERICA,293038,EXPERIAN NORTH AMERICA,2018,second_quarter,FIN,"Legislative and regulatory issues pertaining to credit reporting and scoring, including S. 2155, S. 744, S. 3040, H.R. 2683, H.R. 435, H.R. 2359 and H.R. 5078. Legislative issues related to financial literacy tools and the Credit Repair Organizations Act.","Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),Federal Trade Commission (FTC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",,360000,0,0,2018-07-14T12:46:31.687000-04:00
2144412,816e5eeb-87d5-464e-944b-b7f3acb4188f,Q2,VANTAGEKNIGHT LLC,401104100,CITIGROUP MANAGEMENT CORP.,2018,second_quarter,FIN,Matters related to global operations and competition issues,"HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),White House Office",60000,,0,0,2018-07-14T16:06:14.030000-04:00
2144481,668eee6f-5cf0-4569-985a-62d5c046f47d,Q2,LARRY BLANCHARD,400470324,TRUSTAGE,2018,second_quarter,FIN,"HR 1, Tax Cuts and Jobs Act

HR 3746, Business of Insurance Regulatory Reform Act of 2017

S. 2155, Economic Growth, Regulatory Reluef and Consumer Protectiin Act

HR 1264, Community Financial Institution Exemption Act","HOUSE OF REPRESENTATIVES,SENATE",37500,,0,0,2018-07-15T12:53:33.100000-04:00
2144659,87befab2-c630-41db-bf4d-43b88538a427,Q2,IMPERIUM GLOBAL ADVISORS,401104114,PAYSCOUT,2018,second_quarter,FIN,Virtual Reality Commerce,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2018-07-16T09:56:34.983000-04:00
2144674,00e9019d-ab3e-4d02-ae21-a44f90578830,Q2,KPMG LLP,21893,KPMG LLP,2018,second_quarter,FIN,Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204).,"Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,400000,0,0,2018-07-16T10:02:44.453000-04:00
2144764,0bef3110-0404-4736-98d6-62ac9a86ea76,Q2,MONEYGRAM INTERNATIONAL INC.,401103625,MONEYGRAM INTERNATIONAL INC.,2018,second_quarter,FIN,"Issues related to money transfer services, de-risking and fintech","HOUSE OF REPRESENTATIVES,SENATE",,140000,0,0,2018-07-16T10:25:34.720000-04:00
2144793,c4402b8b-1cea-42b8-a995-357f9e9a3766,Q2,"ABERNATHY CONSULTANTS, CATHY",69151,"ACCOUNT CONTROL TECHNOLOGY, INC.",2018,second_quarter,FIN,Servicing and counseling student loan collections for the Department of Education,"HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB)",30000,,0,0,2018-07-16T10:37:51.957000-04:00
2144915,3765d747-bb71-4974-9469-ceec8ec5484b,2A,MOTORCYCLE INDUSTRY COUNCIL,57338,MOTORCYCLE INDUSTRY COUNCIL,2018,second_quarter,FIN,CFPB Reform,"HOUSE OF REPRESENTATIVES,SENATE",,60000,0,0,2018-07-16T11:36:19.120000-04:00
2145033,8d43aaac-5c2f-40d7-8db4-a3f584631758,Q2,COVINGTON & BURLING LLP,11195,BROWN BROTHERS HARRIMAN,2018,second_quarter,FIN,Issues affecting banking institutions including the regulation of derivatives,"HOUSE OF REPRESENTATIVES,SENATE",10000,,0,0,2018-07-16T12:23:32.883000-04:00
2145061,ced6ee73-42c5-4914-b9d4-8edbcaaff2a4,Q2,COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA,400881578,COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA,2018,second_quarter,FIN,"Issues related to short-term lending, payday advance loans, Dodd-Frank Act implementations.","HOUSE OF REPRESENTATIVES,SENATE",,114000,0,0,2018-07-16T12:32:46.307000-04:00
2145063,19c05212-09c5-45af-bf2a-b9f2500b7521,Q2,RICH FEUER ANDERSON,84775,BLOCKCHAIN (US) INC.,2018,second_quarter,FIN,Legislative and regulatory initiatives impacting digital currencies.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-16T12:33:47.307000-04:00
2145148,225bc239-2d75-4d83-a8dd-64ac560488e3,Q2,"THE SMITH-FREE GROUP, LLC",35800,WALKER & DUNLOP INC.,2018,second_quarter,FIN,"Monitored S.2155, Economic Growth, Regulatory Relief, and Consumer Protection Act","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2018-07-16T12:59:36.463000-04:00