id,filing_uuid,filing_type,registrant_name,registrant_id,client_name,filing_year,filing_period,issue_code,specific_issues,government_entities,income_amount,expense_amount,is_no_activity,is_termination,received_date
1106820,4bebca82-0d30-4edf-9cfd-11f89a01f324,Q2,ASSOCIATION FOR FINANCIAL PROFESSIONALS,38437,ASSOCIATION FOR FINANCIAL PROFESSIONALS,2011,second_quarter,RET,"Plan Funding, Retirement Plan Investments, Disclosure and Fiduciary Issues, Prohibited Transactions, Corporate Governance, Defined Contribution Plan Issues, Defined Contribution Advice, Defined Benefit Plan Temporary Funding Relief, Defined Contribution Fee Disclosure, Defined Benefit and Defined Contribution Plan Use of Derivatives, Stable Value Issues, Dodd-Frank.","Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Federal Accounting Standards Advisory Board (FASAB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,6250,0,0,2011-06-29T11:16:08.463000-04:00
1107229,e5582495-4f3f-492d-b113-ea02aaad9387,Q2,MR. MORRIS FEIBUSCH,400578741,"BITUMINOUS COAL OPERATORS' ASSOCIATION, INC.",2011,second_quarter,RET,"Seek legislative relief from impact of Pension Protection Act, including PBGC funding","HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2011-07-05T09:37:17.430000-04:00
1107652,8d8bb6b9-d876-409b-8e60-150f487fb49f,Q2,FLEET RESERVE ASSOCIATION,14781,FLEET RESERVE ASSOCIATION,2011,second_quarter,RET,"Comprehensive Concurrent Receipt, HR 333 & S. 344; Forgiveness for overpayments for dead retirees, HR 493; Concurrent receipt for medically Retired, HR 186; Early Retirement for Frequently Deployed Reservists, HR 181; Eliminates SBP/DIC Offset, HR 178.","Defense, Dept of (DOD),Defense Finance & Accounting Service (DFAS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,Veterans Affairs, Dept of (VA)",,140000,0,0,2011-07-06T11:30:41.917000-04:00
1107954,4646ebd6-c0db-469a-a1b5-12053c1c0ef9,Q2,ROBERT WAGER,317457,PRUDENTIAL FINANCIAL,2011,second_quarter,RET,retirement income security,,,,0,0,2011-07-07T10:41:39.173000-04:00
1108119,3a9c3b49-69c4-4166-9237-f33180d1fe92,Q2,NATIONAL LEAGUE OF POSTMASTERS,69297,NATIONAL LEAGUE OF POSTMASTERS,2011,second_quarter,RET,Federal Retirement and other general benefit issues.,"HOUSE OF REPRESENTATIVES,Postal Regulatory Commission,SENATE,U.S. Postal Service (USPS)",,20000,0,0,2011-07-07T15:30:11.290000-04:00
1108322,20727591-d9b2-44c8-8011-cd15e1eddc12,Q2,AETNA INC.,352,AETNA INC,2011,second_quarter,RET,Retiree health insurance (no bills yet); Seek clarification from CCIIO on application of ACA to Retiree-Only health plans.,"Centers For Medicare and Medicaid Services (CMS),Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",,902453,0,0,2011-07-08T06:45:02.797000-04:00
1108474,c3ec8478-650e-47cc-87fa-8d0bd2c88ca3,Q2,"CASSIDY & ASSOCIATES, INC.",8453,"DELTA PILOTS PENSION PRESERVATION ORGANIZATION, INC.",2011,second_quarter,RET,IRC & ERISA provisions; PBGC asset allocations and benefits payable.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-07-08T10:56:50.653000-04:00
1108842,e64a6183-f2c1-4dc3-82c4-70f8c3e531c5,Q2,UNIVERSITY OF IOWA,49191,UNIVERSITY OF IOWA,2011,second_quarter,RET,"Retirement issues related to universities' pension plans
IRA issues related to philanthropic giving","Agriculture, Dept of (USDA),Centers For Medicare and Medicaid Services (CMS),Defense, Dept of (DOD),Federal Emergency Management Agency (FEMA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Natl Institutes of Health (NIH),SENATE,State, Dept of (DOS),Transportation, Dept of (DOT)",,88684,0,0,2011-07-08T16:38:20.290000-04:00
1109337,405bcdbd-b2c9-4513-b868-d2cd6a682e5c,Q2,"BITUMINOUS COAL OPERATORS' ASSOCIATION, INC.",310494,"BITUMINOUS COAL OPERATORS' ASSOCIATION, INC.",2011,second_quarter,RET,Monitor proposed amendments to the Pension Protection Act of 2006 and preceding proposals to provide PBGC with a risk related premium.,"HOUSE OF REPRESENTATIVES,SENATE",,89019,0,0,2011-07-11T13:43:06.873000-04:00
1109386,d3c52845-ebc7-4dfa-887b-b9b836962c06,Q2,CHAMBER HILL STRATEGIES,400645947,YRC WORLDWIDE INC.,2011,second_quarter,RET,"Pension reform legislation related to provisions of P.L. 109-280, the Pension Protection Act of 2006","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-07-11T14:00:55.857000-04:00
1109668,314d4880-bbca-43ea-9d97-a21562333455,Q2,"THE BUSINESS ROUNDTABLE, INC.",7543,BUSINESS ROUNDTABLE INC,2011,second_quarter,RET,"Bill number not yet assigned, A bill regarding increasing Pension Benefit Guaranty Corporations premiums as included in Administrations 2012 Budget","Commodity Futures Trading Commission (CFTC),Education, Dept of,Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Office of Management & Budget (OMB),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR)",,2730000,0,0,2011-07-11T21:38:54.430000-04:00
1109710,d8562473-c486-470d-9bb5-5dfeac2d0511,Q2,THE NATIONAL GRANGE OF THE ORDER OF PATRONS OF HUSBANDRY,27913,NATIONAL GRANGE OF THE ORDER OF PATRONS OF HUSBANDRY,2011,second_quarter,RET,Social Security Reform,"Agriculture, Dept of (USDA),Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Council on Environmental Quality (CEQ),Education, Dept of,Energy, Dept of,Environmental Protection Agency (EPA),Federal Communications Commission (FCC),Federal Energy Regulatory Commission (FERC),Federal Trade Commission (FTC),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Telecommunications & Information Administration (NTIA),Office of Management & Budget (OMB),Postal Regulatory Commission,SENATE,Transportation, Dept of (DOT),U.S. Postal Service (USPS),U.S. Trade Representative (USTR)",,10000,0,0,2011-07-12T09:27:14.137000-04:00
1109745,0f46c3fb-b5e4-4a00-9a0a-d8ddfb7f9f34,Q2,HOLLAND & KNIGHT LLP,18466,"BENETRENDS, INC.",2011,second_quarter,RET,Pension reform legislation.  ERISA issues and IRS guidance on retirement plan rollovers.,"HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Treasury, Dept of",20000,,0,0,2011-07-12T10:01:28.297000-04:00
1109755,f117fcd9-b17b-4532-bd21-54efb357879a,Q2,NATIONAL ASSOCIATION FOR UNIFORMED SERVICES,26615,NATIONAL ASSOCIATION FOR UNIFORMED SERVICES,2011,second_quarter,RET,To protect the cost of living adjusted Social Security payments by ensuring that any major changes made would grandfather retirees and those near retirement; to improve the Medicare benefit and provide adequate reimbursement rates to health care professionals; establish a Consumer Price Index for Elderly (CPI-E) to compute cost of living increases for Social Security and other Medicare beneficiaries; phase out the taxation of Social Security Benefits; repeal the government pension offset and windfall elimination provisions; include a Social Security Lockbox.,"Defense, Dept of (DOD),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,Veterans Affairs, Dept of (VA),White House Office",,20929,0,0,2011-07-12T10:02:31.373000-04:00
1109902,d8158128-4792-44b5-a6ce-9d525fb0ba8c,Q2,PALMETTO GROUP,18570,NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE,2011,second_quarter,RET,Retirement and Pension Issues,"HOUSE OF REPRESENTATIVES,SENATE",28000,,0,0,2011-07-12T10:53:35.577000-04:00
1110065,38e53671-8cad-4535-99ad-37350833ad76,Q2,VENABLE LLP,39941,HOSPITAL FOR SPECIAL SURGERY,2011,second_quarter,RET,Monitoring congressional activity related to pensions and the Pension Protection Act,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2011-07-12T12:53:09.740000-04:00
1111358,f8da642f-2b58-4b6f-a22b-eb9316d19dc5,Q2,"CASSIDY & ASSOCIATES, INC.",8453,NCR VOYIX CORPORATION,2011,second_quarter,RET,Pension Benefit Guarantee Corp. provisions in President's budget proposal for FY2012,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2011-07-13T14:25:52.810000-04:00
1111400,9faacd7d-102b-4b82-b6f7-7fd016ca92ae,Q2,"CORNERSTONE GOVERNMENT AFFAIRS, INC.",75557,ICON CAPITAL CORPORATION,2011,second_quarter,RET,Legislative proposal related to the related business income tax.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-07-13T14:40:14.403000-04:00
1111555,e641fe1d-7fcf-45c2-99dd-068b30b2ec6e,Q2,"FORSCEY, PLLC",52880,BITUMINOUS COAL OPERATORS ASSOCIATION,2011,second_quarter,RET,"Monitor proposed amendments to the Pension Protection Act of 2006 and preceeding proposals to provide PBGC with a risk related premium; and H.R. 1365, the Coal Accountability and Retired Employee Act of 2011 or CARE Act.","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2011-07-13T15:34:29.810000-04:00
1111611,65adbc5e-101d-4127-94eb-2daba04d8bd6,Q2,"FORSCEY, PLLC",52880,CONSOL ENERGY INC,2011,second_quarter,RET,Monitor proposed amendments to the Pension Protection ACt of 2006 and precedent proposals to provide PBGC with a risk related premium; and H.R. 1365 the Coal Accountability and Retired Employee Act of 2011 or CARE Act.,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-07-13T16:04:01.777000-04:00
1111662,a63a3069-748b-4330-a107-6c5b93686184,Q2,"APTIV, PLC",49054,APTIV PLC,2011,second_quarter,RET,No activity this quarter,"Defense, Dept of (DOD),Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,SENATE",,110743,0,0,2011-07-13T16:29:31.370000-04:00
1112171,0b92e3b9-424d-4d28-b81c-0f544f5ef7d2,Q2,DAVIS & HARMAN LLP,11674,VANGUARD GROUP,2011,second_quarter,RET,"Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R.1534, Small Businesses Add Value for Employees Act.  Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including, S.1121, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act.  Issues related to retirement target date funds.  Issues related to tax incentives for retirement savings","HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-07-14T11:16:02.937000-04:00
1112603,71bc5c4c-fd22-4b80-a9c6-ffbe83843381,Q2,INTERNATIONAL LONGSHORE & WAREHOUSE UNION,19981,INTERNATIONAL LONGSHORE & WAREHOUSE UNION,2011,second_quarter,RET,"Social Security- strengthen program, no cuts in benefits","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Maritime Administration (MARAD),SENATE,State, Dept of (DOS),Transportation, Dept of (DOT),Transportation Security Administration (TSA),U.S. Coast Guard (USCG)",,65000,0,0,2011-07-14T14:31:11.837000-04:00
1113189,0529f732-f80e-4a1e-af39-53e1ff2fc431,Q2,DAVIS & HARMAN LLP,11674,GENERAL MOTORS CORP,2011,second_quarter,RET,Work regarding the proposals by the Administration and the House of Representatives to increase PBGC premiums.,"Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE",30000,,0,0,2011-07-14T18:05:56.620000-04:00
1113194,427ec76b-1bbb-44db-91a2-4a3dde90d488,Q2,"CORNERSTONE GOVERNMENT AFFAIRS, INC.",75557,CUSTODIA FINANCIAL,2011,second_quarter,RET,monitor the issues related to retirement  plans.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-07-14T18:07:59.137000-04:00
1113485,75127093-c2ff-459d-8456-7d8c98a1e25a,Q2,"ML STRATEGIES, LLC",25603,"NATIXIS GLOBAL ASSET MANAGEMENT,  L.P.",2011,second_quarter,RET,General issues related to retirement.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-07-15T10:16:32.670000-04:00
1113494,fbb7edcc-32aa-4e31-9953-5ca5676ed307,Q2,"PRINTING INDUSTRIES OF AMERICA, INC.",32203,PRINTING INDUSTRIES OF AMERICA INC,2011,second_quarter,RET,"Pension reform
Social Security reform","Consumer Product Safety Commission (CPSC),Environmental Protection Agency (EPA),Government Printing Office (GPO),Health Resources & Services Administration (HRSA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Postal Rate Commission,Postal Regulatory Commission,SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Postal Service (USPS)",,137576,0,0,2011-07-15T10:22:38.357000-04:00
1113668,0bdea6fe-d57d-4785-8b59-d0af161c9198,Q2,"GROOM LAW GROUP, CHARTERED",17000,CENTRAL STATES FUNDS,2011,second_quarter,RET,Funding reform changes to the Employee Retirement Income Security Act (ERISA) for multiemployer pension plans.,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Pension & Welfare Benefits Administration,SENATE",30000,,0,0,2011-07-15T11:19:07.737000-04:00
1113720,8df779af-e519-4db0-9dae-7cae4642e971,Q2,FINANCIAL EXECUTIVES INTERNATIONAL,14520,FINANCIAL EXECUTIVES INTERNATIONAL,2011,second_quarter,RET,"Defined Benefit & Defined Contribution Plans, Pension Harmonization, Retirement Plans in Tax Reform debate, Pension Benefit Guarantee Corporation premium increases, hedging pension plan risk with swaps.","Commodity Futures Trading Commission (CFTC),Defense, Dept of (DOD),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,70000,0,0,2011-07-15T11:31:40.800000-04:00
1113923,c14820e7-aeab-4bf8-aa78-c5a09098bf4f,Q2,NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION,26477,NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION,2011,second_quarter,RET,"Air Traffic Control retirement issue-eligibility, mandatory separations, FERS and sick leave, FAA controller work force plan, controller staffing, COLA, taxation of health care benefits, DOD authorization, Thrift Savings Plan, federal pensions.  S. 644, Public-Private Employee Retirement Parity Act. S.644, Public-Private Employee Parity Act.","Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT)",,169200,0,0,2011-07-15T12:16:33.813000-04:00
1114040,1cec4be2-cea0-49e0-8b2b-f5d96ab05b5f,Q2,"LAW OFFICES OF ROBERT J. BRINKMANN, LLC",303371,NATIONAL LEAGUE OF POSTMASTERS,2011,second_quarter,RET,Federal Retirement issues generally.,"HOUSE OF REPRESENTATIVES,Postal Regulatory Commission,SENATE,U.S. Postal Service (USPS)",10000,,0,0,2011-07-15T12:42:31.767000-04:00
1114068,f3c3a555-0618-47da-bb3e-501e0ea989e6,Q2,DAVIS & HARMAN LLP,11674,TRANSAMERICA LIFE INSURANCE COMPANY,2011,second_quarter,RET,"Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs and creation of new qualified retirement plans for small business.  Proposals to reform the multiple employer plan rules.  Guidance related to nondiscrimination rules for defined contribution plan annuity investment products. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's proposed regulation defning fiduciary.","HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE",,,0,0,2011-07-15T12:48:44.877000-04:00
1114108,317af1e2-3841-4638-be81-37c6cbbface2,Q2,NATIONAL FRATERNAL ORDER OF POLICE,27866,NATIONAL FRATERNAL ORDER OF POLICE,2011,second_quarter,RET,"H.R. 327/S. 985, the Law Enforcement Officers Equity Act, would provide 6 (c) benefits to approximately 30,000 Federal law enforcement officers who currently do not have them; and H.R. 567/S. 347, the ""Public Employee Pension Transparency Act,"" which would undermine existing pension systems for public employees.","Federal Communications Commission (FCC),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),Justice, Dept of (DOJ),SENATE,White House Office",,55000,0,0,2011-07-15T13:02:05.953000-04:00
1114190,1f69f769-6295-45a6-a76f-e750514755a8,Q2,CON-WAY INC (FORMERLY KNOWN AS CNF INC),9591,CON-WAY INC (FORMERLY KNOWN AS CNF INC),2011,second_quarter,RET,Proposed PBGC Premium Increases,"Environmental Protection Agency (EPA),Federal Highway Administration (FHA),Federal Motor Carrier Safety Administration,HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT),Transportation Security Administration (TSA)",,160000,0,0,2011-07-15T13:38:52.297000-04:00
1114509,dc205209-9704-4a5b-b58c-7d171d531a66,Q2,"CAPITOL HILL STRATEGIES,  LLC",91774,FMR LLC,2011,second_quarter,RET,Issues related to proposed Department of Labor regulations on investment advice.,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-07-15T15:28:31.183000-04:00
1114553,00fc2698-d18e-4b01-9570-718326b90e53,Q2,"CAPITOL HILL STRATEGIES,  LLC",91774,INVESTMENT COMPANY INSTITUTE,2011,second_quarter,RET,Issues related to proposed Department of Labor regulations on investment advice.,"HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2011-07-15T15:33:46.307000-04:00
1114568,d8ce6052-2e9f-473a-9eca-77c817e5795d,Q2,AMERICAN INVESTMENT COUNCIL F/K/A PEGCC,316536,AMERICAN INVESTMENT COUNCIL F/K/A PEGCC,2011,second_quarter,RET,None.,"Commerce, Dept of (DOC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",,630000,0,0,2011-07-15T15:42:57.637000-04:00
1114621,014e7580-312a-4a3e-8f66-8be0d4cbba8d,Q2,"WEBSTER, CHAMBERLAIN & BEAN, LLP",40830,NATIONAL ORGANIZATION OF SOCIAL SECURITY CLAIMANTS' REPRESENTATIVES,2011,second_quarter,RET,Social Security issues,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-07-15T16:12:22.557000-04:00
1114915,5f22ddcd-798d-44ad-abf5-9b63a2a28c68,Q2,"GROOM LAW GROUP, CHARTERED",17000,AMERICAN BENEFITS COUNCIL,2011,second_quarter,RET,Comment letter on investment advisers act registration requirements.,White House Office,10000,,0,0,2011-07-15T17:53:54.243000-04:00
1114920,71d338e2-6c45-4b70-919e-e1883187e74d,Q2,WAKEFERN FOOD CORP.,400588798,WAKEFERN FOOD CORP.,2011,second_quarter,RET,Pension,"HOUSE OF REPRESENTATIVES,SENATE",,7000,0,0,2011-07-15T17:57:55.353000-04:00
1114998,af1ea77b-818c-4e9d-a8b3-5f18eb46e8a9,Q2,EDWIN PIERSON,40048376,CIVIC COUNCIL,2011,second_quarter,RET,"Death tax, COLA, immigration, totalization, U.N. Tax, national security",HOUSE OF REPRESENTATIVES,,,0,0,2011-07-16T01:28:53.003000-04:00
1114999,84350f59-0b5d-46a1-8196-b148d879a9f5,Q2,EDWIN PIERSON,40048376,CIVIC COUNCIL,2011,second_quarter,RET,"Death tax, COLA, immigration, totalization, U.N. Tax, national security",HOUSE OF REPRESENTATIVES,,,0,0,2011-07-16T01:32:53.737000-04:00
1115260,f2eb3fdb-01b7-4134-8937-882f7e8a52a9,Q2,"LEDGE COUNSEL, INC.",22438,NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION,2011,second_quarter,RET,Civil service retirement,"Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Office of Personnel Management (OPM),President of the U.S.,SENATE",20000,,0,0,2011-07-16T22:46:30.990000-04:00
1115472,fdf23de5-b8b1-492c-a968-c77eec9dc0ee,Q2,"ALFRED W. CORS, JR",285277,RETIRESAFE,2011,second_quarter,RET,"Support H.R. 1086, the CPI for Seniors Act
Support the Social Security and Medicare Protection Act (now H.R. 1630)
Oppose any effort to establish a chained-CPI to determine annual Social Security COLAs.","Centers For Medicare and Medicaid Services (CMS),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",14355,,0,0,2011-07-17T18:41:45.057000-04:00
1115961,634707ed-b1c0-4d5a-ad54-246808725035,Q2,"LAWRENCE J. ROMANS & ASSOCIATES, LLC",61072,CHARLES SCHWAB & CO INC,2011,second_quarter,RET,Department of Labor proposed rule on the Definition of Fiduciary under Section 3(21) of the Employee Retirement Income Security Act.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-07-18T08:20:26.830000-04:00
1116225,67c42ae5-864f-454d-a7e0-7b8134c067fb,Q2,NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE,27467,NATIONAL COMMITTEE TO PRESERVE SOCIAL SECURITY AND MEDICARE,2011,second_quarter,RET,"Consumer Price Index for Elderly Consumers.  H.R. 798, H.R. 1086, H.R. 776, H.R. 539, H.R. 456:  provisions establishing a consumer price index for elderly consumers (CPI-E) to compute cost-of-living increases for Social Security and Medicare benefits and authorizing a cost-of-living adjustment for Social Security recipients in 2011. Social Security Cost-of-Living Adjustment.  H.R. 776, H.R.539:  providing for a Social Security COLA in non-COLA years.

Social Security Privatization.  H.R. 2109:  provisions converting Social Security to a system of private investment accounts.

Social Security Protection.  H.R. 1118, H.R. 796, H.R. 1630, S. 582 S.AMDT. 207 to S. 493:  provisions removing Social Security Trust Fund receipts and disbursements from the federal budget baseline; limiting Trust Fund proceeds to OASDI purposes; prohibiting increases to the retirement age or the early retirement age, reductions in cost-of-living increases, reductions of benefit payment amounts, or the creation of private retirement accounts carved out of Social Security.

Social Security Benefits.  S. 1213, S. 804:  provisions requiring progressive indexing or modifying cost-of-living adjustments (COLA) to one percent below the general COLA and implementing longevity indexing (i.e., raising the retirement age) of Social Security old-age insurance benefits.

Social Security Payroll Tax (No bill).  Proposal to extend the current two percentage point reduction in an employees Social Security tax rate through the end of Calendar Year 2012.

Social Security Government Pension Offset (GPO) and Windfall Elimination Provision (WEP).  H.R. 1332, S. 113:  provisions repealing the GPO and/or WEP.

Older Americans Act (No bill).  Recommendations for Fiscal Year 2011 reauthorizations.

Public Pension Modifications (no bill).  Proposals safeguarding spousal benefits with respect to Civil Service Retirement System (CSRS) pensions, the Thrift Savings Plan (TSP) and the Federal Employees Retirement System (FERS).

Womens Pension Improvements and Protections (no bill).  Proposals to improve working womens pension plan participation and pension account accumulation, and safeguard spousal pension rights at divorce.","Administration on Aging,Centers For Medicare and Medicaid Services (CMS),Employment & Training Administration,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,President of the U.S.,SENATE,Vice President of the U.S.",,340000,0,0,2011-07-18T09:55:23.620000-04:00
1116731,7862de66-be6b-46ab-841e-6470bad4762a,Q2,NATIONWIDE MUTUAL INSURANCE COMPANY,26411,NATIONWIDE MUTUAL INSURANCE COMPANY,2011,second_quarter,RET,"Proposals responding to the effect of the stock market decline on retirement savings accounts.  Proposals to expand retirement coverage, including proposals to mandate payroll deduction IRAs (not yet in legislative form)

Proposals regarding annuitization of assets from defined contribution plans (not yet in legislative form) S 267; HR 677 - ""Lifetime Income Disclosure Act"" - A lifetime income disclosure shall set forth the annuity equivalent of the total benefits accrued with respect to the participant or beneficiary

HR 1534 - ""Save Act of 2011"" - Reforms Retirement Plan System

HR 774 ""Senior  Investor Protections Act ""- To enhance penalties for violations of securities protections that involve targeting seniors

Congressional activity surrounding the Department of Labor's proposed regulation to redefine ""fiduciary""","Federal Emergency Management Agency (FEMA),Federal Reserve System,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Copyright Office",,615000,0,0,2011-07-18T11:01:18.477000-04:00
1117784,9ae39ded-9a2e-4d71-bd8a-aebc68d7af2b,Q2,PLAN SPONSOR COUNCIL OF AMERICA FKA PROFIT SHARING/401K COUNCIL OF AMERICA,32293,PLAN SPONSOR COUNCIL OF AMERICA FKA PROFIT SHARING/401K COUNCIL OF AMERICA,2011,second_quarter,RET,LEGISLATION AFFECTING PROFIT SHARING AND 401(k) PLANS.,"HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,80000,0,0,2011-07-18T14:07:50.240000-04:00
1117912,1e2e5468-f647-4d06-b7f6-782b1044407d,Q2,THE TIMKEN COMPANY,38153,TIMKEN COMPANY,2011,second_quarter,RET,"Defined Benefit Plans
Defined Contribution Plans - 401(k)
Pension Protection Act
Preserve Benefits and Jobs Act","HOUSE OF REPRESENTATIVES,SENATE",,93300,0,0,2011-07-18T14:23:51.787000-04:00
1117928,d2061546-3863-4b8b-9eb1-23b90e09c3e4,Q2,AMERICAN SOCIETY OF PENSION PROFESSIONALS & ACTUARIES,3481,AMERICAN SOCIETY OF PENSION PROFESSIONALS & ACTUARIES,2011,second_quarter,RET,"Tax Reform
S.267: Lifetime Income Disclosure Act
H.R. 677: Lifetime Income Disclosure Act
H.R. 1534: SAVE Act of 2011 S. 1213: Defend and Save Social Security Act
S. 1121: Savings Enhancement by Alleviating Leakage In 401(k) Savings Act of 2011","HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),Treasury, Dept of",,151826,0,0,2011-07-18T14:26:00.613000-04:00
1118066,23204210-f099-4e36-861e-b3d196e7b97f,Q2,RICH FEUER ANDERSON,84775,LPL FINANCIAL CORPORATION,2011,second_quarter,RET,"Definition of ""fiduciary"" under ERISA and application to providers of brokerage services.","HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE",60000,,0,0,2011-07-18T14:48:10.987000-04:00
1118125,1b066560-b869-4bee-a46e-f15ed475fd4a,Q2,NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE,48975,NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE,2011,second_quarter,RET,"Protecting Social Security benefits for all Americans, especially low-income Americans.  Oppose the privatization of Social Security.","Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Commerce, Dept of (DOC),Defense, Dept of (DOD),Education, Dept of,Environmental Protection Agency (EPA),Equal Employment Opportunity Commission (EEOC),Federal Bureau of Investigation (FBI),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Federal Trade Commission (FTC),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Interior, Dept of (DOI),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Park Service (NPS),Office of Personnel Management (OPM),Office of the Comptroller of the Currency (OCC),Office of Thrift Supervision (OTS),SENATE,Small Business Administration (SBA),Social Security Administration (SSA),State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,U.S. Commission on Civil Rights,U.S. Trade Representative (USTR),Veterans Affairs, Dept of (VA),Voice of America,White House Office",,50000,0,0,2011-07-18T14:55:52.317000-04:00
1118195,893a32b8-1720-4f28-a42b-d1cb1af13026,Q2,"AMERICAN FREEDOM INNOVATIONS, LLC",400514518,PATRIOT COAL CORPORATION,2011,second_quarter,RET,"S. 621 Coal Accountability and Retired Employee (CARE) Act 
H.R. 1365 Coal Accountability and Retired Employee (CARE) Act","Centers For Medicare and Medicaid Services (CMS),HOUSE OF REPRESENTATIVES,SENATE",570000,,0,0,2011-07-18T14:58:52.800000-04:00
1118644,30d7a69d-2ee2-4aad-8497-a55905af1509,Q2,AMERICAN COUNCIL OF LIFE INSURERS,2115,AMERICAN COUNCIL OF LIFE INSURERS,2011,second_quarter,RET,"H.R. 1173  Fiscal Responsibility and Retirement Security Act of 2011. Issue: Repeal of the CLASS Act. S. 159/H.R. 63  The Confidence in Long-Term Care Insurance Act of 2011. Issue: Enhanced consumer protections for long-term care insurance policies.

H.R. 493  Genetic Information Non-Discrimination Act of 2008. Issue: Underwriting restrictions on long-term care insurance.

H.R. 677/S. 267  The Lifetime Income Disclosure Acts. Issue: Annuity Illustration.

H.R. 1534  Small Business Add Value for Employees Act of 2011. Issue: voluntary auto-IRAs.

S. 1121  Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issue: Limits borrowing from 401(k) plans.","HOUSE OF REPRESENTATIVES,SENATE",,1777300,0,0,2011-07-18T16:14:27.583000-04:00
1118705,83ef6692-4c8f-407e-99c8-36e7f68b18f5,Q2,DAVIS & HARMAN LLP,11674,LINCOLN NATIONAL CORPORATION,2011,second_quarter,RET,Comprehensive pension and retirement savings legislation.,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-07-18T16:33:01.770000-04:00
1119099,8d3735d3-10de-472b-a3da-20d2977d9235,Q2,"THE FLOURNOY GROUP, LLC",400493430,BRACY TUCKER BROWN & VALANZANO ON BEHALF OF DIMENSIONAL FUND ADVISORS,2011,second_quarter,RET,Retirement Security/Pensions Policy,"HOUSE OF REPRESENTATIVES,SENATE",20000,,0,0,2011-07-18T18:28:14.937000-04:00
1119381,a22b139a-67d4-4403-9d6b-5507a61c2e7c,Q2,"BROWNSTEIN HYATT FARBER SCHRECK, LLP",7257,FMR LLC,2011,second_quarter,RET,"H.R.4173-Dodd Frank Wall Street Reform and Consumer Protection Act Implementation
Fiduciary duty related issues","HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",50000,,0,0,2011-07-18T22:37:40.277000-04:00
1119857,6fb6a0e0-391f-4c48-83f7-016e985f1c57,Q2,UPS (UNITED PARCEL SERVICE),39223,UPS (UNITED PARCEL SERVICE),2011,second_quarter,RET,Multi-employer and Single Employer Pension Reform,"Commerce, Dept of (DOC),Defense, Dept of (DOD),Executive Office of the President (EOP),Federal Aviation Administration (FAA),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),SENATE,State, Dept of (DOS),Transportation, Dept of (DOT),Transportation Security Administration (TSA),Treasury, Dept of,U.S. Customs & Border Protection,U.S. Trade Representative (USTR),White House Office",,1069998,0,0,2011-07-19T09:38:08.140000-04:00
1120056,63ef234e-164d-42d1-abd4-75536a72dc98,Q2,SQUIRE PATTON BOGGS,30906,AON SERVICE CORPORATION (FKA AON HEWITT),2011,second_quarter,RET,Issues relating to reporting and disclosure requirements under ERISA; issues relating to retirement income security.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2011-07-19T10:02:33.373000-04:00
1120085,e43e3849-4489-4d4b-ad89-b338e6d69bb4,Q2,VANGUARD GROUP,291058,VANGUARD GROUP,2011,second_quarter,RET,"Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including S. 1121  Savings Enhancement by Alleviating Leakage in 401(k) Savings Act
Proposals related to 401(k) plan loans and rollover loans to IRAs
(see attached addendum page) Proposals related to expanding the definition of fiduciary under ERISA
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R. 1534  Small Businesses Add Value for Employees Act
Issues related to stable value funds in retirement plans
Issues related to securities lending in retirement funds
Issues related to retirement target date funds
Issues related to tax incentives for retirement savings
401(k) fee disclosures, investment advice","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE",,350000,0,0,2011-07-19T10:05:46.950000-04:00
1120300,368731ec-9395-4b43-b0bc-25d01353d835,Q2,NATIONAL ASSOCIATION OF LETTER CARRIERS,26898,NATIONAL ASSOCIATION OF LETTER CARRIERS,2011,second_quarter,RET,S. 113 & H.R. 1332 - Windfall Elimination Provision and Government Persion Offset (repeal of the WEP for postal retirees who are affected - GOP for postal spousal survivor benefits,"HOUSE OF REPRESENTATIVES,SENATE",,170000,0,0,2011-07-19T10:33:25.123000-04:00
1120370,d08decc1-b2f3-48d1-84ff-44eb3f2b2021,Q2,AMERICAN FOREIGN SERVICE ASSOCIATION,2365,AMERICAN FOREIGN SERVICE ASSOCIATION,2011,second_quarter,RET,"Issues relating to the pensions and retirement benefits of federal employees, specifically the Foreign Service, including the wage and hourly limitations on rehired annuitants at the State Department.","HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2011-07-19T10:39:54.167000-04:00
1120524,aa54566c-d83e-484a-802b-b9c977ef7dc9,Q2,"UNITED AUTOMOBILE, AEROSPACE & AGRICULTURAL IMPLEMENT WORKERS",39052,UNITED AUTOMOBILE AEROSPACE & AGRICULTURAL IMPLEMENT WORKERS,2011,second_quarter,RET,Pension Funding legislation; PBGC issues.,"Council on Environmental Quality (CEQ),Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Natl Highway Traffic Safety Administration (NHTSA),Occupational Safety & Health Administration (OSHA),Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of,U.S. Trade Representative (USTR),White House Office",,440000,0,0,2011-07-19T10:55:08.263000-04:00
1120677,f5c7bd11-4dd9-4fd5-b216-56531ce156bb,Q2,ALLIED PILOTS ASSOCIATION,40046359,ALLIED PILOTS ASSOCIATION,2011,second_quarter,RET,GENERAL PENSION PLAN ISSUES,"Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE,State, Dept of (DOS),Transportation, Dept of (DOT)",,71000,0,0,2011-07-19T11:09:04.650000-04:00
1120780,e7f03860-15ad-4053-9cd4-a0c00859069c,Q2,SQUIRE PATTON BOGGS,30906,YRC WORLDWIDE INC.,2011,second_quarter,RET,Pension reform legislation.,"HOUSE OF REPRESENTATIVES,Pension Benefit Guaranty Corporation (PBGC),SENATE",150000,,0,0,2011-07-19T11:18:48.713000-04:00
1120818,ea2b452c-63e5-49e8-8cb2-e36a42a5f6b2,Q2,XEROX CORPORATION,42001,XEROX CORPORATION,2011,second_quarter,RET,"75 FR 80638, CFTC Business Conduct Standards--swap counterparties - Rules governing use of swaps as a tool for pension plan funding
75 FR 65263, DOL Definition of Fiduciary -- interaction with CFTC rules - Ensure that DOL regulations do not conflict with CFTC promulgation HR 4529, House Budget -- PBGC Premiums - Oppose increases in PBGC Premiums
76 FR 23732, CFTC Margin Requirements - Requirements for Uncleared Swaps for Swap Dealers","Commodity Futures Trading Commission (CFTC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of,White House Office",,160000,0,0,2011-07-19T11:22:05.137000-04:00
1121042,a934c254-a1e4-4719-909f-096f26e03369,Q2,"GENWORTH FINANCIAL, INC.",302118,"GENWORTH FINANCIAL, INC.",2011,second_quarter,RET,Definition of Fiduciary Proposed Rule,"Federal Deposit Insurance Corporation (FDIC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,1150000,0,0,2011-07-19T11:45:14.040000-04:00
1121157,ec79545c-2878-4597-8f87-95e008e4888b,Q2,COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION FOR HUMAN RESOURCES,40015118,COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION FOR HUMAN RESOURCES,2011,second_quarter,RET,"Oppose changes to ERISA and mandating retiree health benefits;  support follow up temporary provisions to help employers responsibly address the financial crisis impacting pension funds; support maintaining and strengthening the voluntary, flexible
employer-provided retirement system.","Equal Employment Opportunity Commission (EEOC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),SENATE,Small Business Administration (SBA),White House Office",,50000,0,0,2011-07-19T11:49:49.400000-04:00
1121199,9f77b4c5-b2aa-455c-ae99-5574cb81d56a,Q2,MUTUAL OF OMAHA,26284,MUTUAL OF OMAHA,2011,second_quarter,RET,S 267 & HR 677 - Lifetime Income Disclosure Act - annual disclosure on defined contribution benefit statements of the annuity equivalent of a participant's account balance.,"HOUSE OF REPRESENTATIVES,SENATE",,191000,0,0,2011-07-19T11:52:04.430000-04:00
1121322,c9986e09-a637-490a-94ef-005e393ba196,Q2,DAVID FUNDERBURK,43491,TREA SENIORCITIZENS LEAGUE,2011,second_quarter,RET,"In support of Social Security Notch Reform:  H.R. 1001, H.R. 239, and S. 118; In support of Social Security COLA Consumer Price Index for the Elderly (CPI-E) and Social Security COLA Fairness:  H.R. 456, H.R. 798, and H.R. 776; In opposition to U.S.-Mexico Totalization & Social Security for Unauthorized Work:  H.R. 787, H.R. 148, and S. 95 and S. 181; Social Security Protection: H.R. 1052 and H.R. 219, and S. 123","HOUSE OF REPRESENTATIVES,SENATE",40000,,0,0,2011-07-19T12:02:00.353000-04:00
1121340,c381d23a-407e-41a4-8621-8f346a2f2851,Q2,PRIME POLICY GROUP,400532589,FCA US LLC,2011,second_quarter,RET,"H.R.1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; SWAPS - to facilitate pension funding.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-07-19T12:04:09.293000-04:00
1121736,65552462-860f-459a-8516-c2e912a743bc,Q2,TREA SENIOR CITIZENS LEAGUE,38426,TREA SENIOR CITIZENS LEAGUE,2011,second_quarter,RET,"Social Security Notch Reform: H.R. 1001 and H.R. 239 and S. 118, Consumer Price Index for the Elderly (CPI-E) and Social Security COLA Fairness: H.R. 456 and H.R. 798 and H.R. 776, Anti U.S. Mexico-Totalization/No Social Security for Unauthorized work: H.R. 787 and H.R. 148 and S. 95 and S. 181, Social Security Protection: H.R. 1052 and H.R. 219 and S. 123","HOUSE OF REPRESENTATIVES,SENATE",,40000,0,0,2011-07-19T12:52:37.697000-04:00
1121822,54e036ba-d734-4265-8e9b-5e2d853bff45,Q2,THE ARC OF THE UNITED STATES,4174,ARC OF THE UNITED STATES,2011,second_quarter,RET,"Improvements to Title II and Title XVI for people with disabilities. Protection of disabled adult child benefits.

Issues regarding the future of disability policy.

Supplemental Security Income program issues, provisions dealing with persons with disabilities.

Social Security Disabililty program issues, provisions dealing with persons with disabilities.

Work incentives and other improvements for people with disabilities in Titles II and XVI of the Social Security Act.

Representative payee issues.

SSA's Work Incentives Simplification proposal.

Issues considered by the National Commission on Fiscal Responsibility and Reform.","Centers For Medicare and Medicaid Services (CMS),Education, Dept of,Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,Social Security Administration (SSA),White House Office",,30000,0,0,2011-07-19T12:59:02.337000-04:00
1122067,fa5183d2-a573-4a66-a4a4-065daa05c575,Q2,INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS,19753,INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS,2011,second_quarter,RET,"Efforts to undermine public pensions, including HR 567, S.347, HRes. 23
Mandatory Social Security coverage.
Improvements to the pension calculation for federal fire fighters.","Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT)",,103000,0,0,2011-07-19T13:27:43.367000-04:00
1122241,c60cd718-4c02-4f68-ba40-d8419bbd5e75,Q2,INTERNATIONAL FEDERATION OF PROFESSIONAL AND TECHNICAL ENGINEERS (IFPTE),19968,INTERNATIONAL FEDERATION OF PROFESSIONAL AND TECHNICAL ENGINEERS (IFPTE),2011,second_quarter,RET,"Social Security, Medicare Preservation 
The Public Employee Pension Transparency Act (HR 567, S347)","HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),SENATE,U.S. Trade Representative (USTR)",,25000,0,0,2011-07-19T13:45:01.900000-04:00
1122407,41b756d0-76b4-49af-87c0-aaeca756f35c,Q2,AMERICAN BENEFITS COUNCIL,4675,AMERICAN BENEFITS COUNCIL,2011,second_quarter,RET,"Public Employee Pension Transparency Act  H.R. 567
Lifetime Income Disclosure Act  H.R. 677
Burdensome Data Collection Relief Act  H.R. 1062 Fiscal Responsibility and Retirement Security Act of 2011 (To repeal the CLASS Program)  H.R. 1173
To Facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption  H.R. 1573
Small Businesses Add Value for Employees Act of 2011 (SAVE Act)  H.R. 1534
National Commission on Fiscal Responsibility and Reform  implications for benefits 
Fiscal Year 2012 Budget Proposal  budgetary impacts of retirement entitlement programs; PBGC insurance, premium issues
Comprehensive 1099 Taxpayer Protection and Repayment of Exchange Subsidy Overpayments Act of 2011  H.R. 4  Public Law No: 112-009
Financial Services Reform  implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act - Public Law No: 111-203
Pension Funding - additional funding relief and technical corrections for defined benefit pension plans, single and multiemployer plans, nonqualified deferred compensation conditions, PBGC  calculation of deficit, proposed premium increase for plan sponsors, premium submission issues
Retirement Security  nonqualified deferred compensation, executive compensation, defined contribution plan issues, 401 (k) plans: design and operation, automatic IRAs, proposed definition of fiduciary, investment advice, investment selection (target date funds), the Savers Credit, retirement savings plans for small businesses, lifetime income issues, nondiscrimination rules for retirement plans, alternative pension investments, accounting transparency for pensions, plan loans, tax expenditures for retirement plans, tax reform, phased retirement, financial literacy, long-term disability policies (LTDs)

Senate 
Lifetime Income Disclosure Act  S. 267
Public Employee Pension Transparency Act  S. 347
Repeal the CLASS Entitlement Act  S. 720
Savings Enhancement by Alleviating Leakage in 401 (k) Savings Act of 2011 (SEAL 401 (k) Act)  S. 1020
Savings Enhancement by Alleviating Leakage in 401 (k) Savings Act of 2011 (SEAL 401 (k) Act)  S. 1121
National Commission on Fiscal Responsibility and Reform  implications for benefits 
Fiscal Year 2012 Budget Proposal  budgetary impacts of health and retirement entitlement programs, PBGC insurance, premium issues
Financial Services Reform  implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act - Restoring American Financial Stability Act of 2010  H.R. 4173, Public Law No: 111-203
Pension funding  additional funding relief and technical corrections for defined benefit pension plans, single and multiemployer plans, nonqualified deferred compensation conditions, PBGC  calculation of deficit, proposed premium increase for plan sponsors, premium submission issues
Retirement Security  nonqualified deferred compensation, executive compensation, defined contribution plan issues, 401 (k) plans: design and operation, automatic IRAs, investment advice, proposed definition of fiduciary, investment selection (target date funds), the Savers Credit, lifetime income issues, nondiscrimination rules for retirement plans, plan loans, tax expenditures for retirement plans, tax reform, phased retirement, financial literacy, long-term disability policies (LTDs) Regulatory 
Request for Information (RFI)  streamlining regulations to reduce regulatory burdens - Improving Regulation and Regulatory Review  Executive Order 13563
2011-2012 Agency Guidance Priority List
Financial Services Reform  implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act - Restoring American Financial Stability Act of 2010  H.R. 4173, Public Law No: 111-203  proposed regulations related to swap trades; process for review of swaps for mandatory clearing; provisions common to registered entities, legal entity identification for financial contracts; swap data recordkeeping and reporting requirements; real-time; reporting of swap transaction data; reporting, recordkeeping, and daily trading records requirements for swap dealers and major swap participants; unique counterparty identifiers; definition of swap dealer, security-based swap dealer, major swap participant, major security-based swap participant, eligible contract participant; swap data repository (SDR); business conduct standards for swap dealers and major swap participants with counterparties; transparency and accountability of derivatives market; regulation of over-the-counter swaps transactions; 
Pension funding relief - adequacy of defined benefit vehicles, retirement plan designs, and tax treatment of expatriates
Hybrid retirement plan designs  implementation of the Pension Protection Act (PPA) 
Investment advice  proposed definition of Fiduciary, adequacy of defined contribution vehicles, investment selection and annuity issues, automatic/mandatory individual retirement accounts (IRAs), proposed regulations regarding target date funds (TDFs) and qualified default investment alternatives (QDIAs)
Disclosure for defined contribution (DC) and defined benefit (DB) plans and service providers -ERISA Section 408 (b) (2), Fiduciary requirements  401 (k) participant fee disclosure regulations, in-plan Roth conversions issues  RFI Electronic disclosure for employee benefit plans
Health care provider compensation  Internal Revenue Code Section 162 (m) (6)  performance-based compensation
Pension Benefits Guaranty Corporation (PBGC) - premium and premium submission issues, proposed regulations  ERISA Section 4062 (e), rules for companies in bankruptcy, investment strategy and governance issues 
Foreign bank account reporting, Report of Foreign Bank and Financial Accounts (FBAR) 
International Accounting Standards Board (IASB)  accounting rules for pensions and other post-employment benefits
Domestic plan asset investment issues 
Puerto Rican plan trust issues 
Multiemployer plan issues 
Public pension system issues 
Plan audit issues
Foreign Account Taxpayer Compliance Act (FATCA)  exemption for foreign retirement plans","Centers For Medicare and Medicaid Services (CMS),Commodity Futures Trading Commission (CFTC),Federal Trade Commission (FTC),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",,243809,0,0,2011-07-19T14:04:22.867000-04:00
1122470,3db58af1-3d9f-4152-9cf9-b7f729015f29,Q2,ALLIANCE FOR RETIRED AMERICANS,67238,ALLIANCE FOR RETIRED AMERICANS,2011,second_quarter,RET,"1. Social Security issues regarding the formula for cost of living adjustments, payroll tax withholding rates, and benefit levels
2. H.R. 539, Preserving Our Promise to Seniors Act, entire bill","Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",,60000,0,0,2011-07-19T14:10:52.897000-04:00
1123076,8030c45e-cc75-4a40-8caf-125eebb8b77f,Q2,THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY,29607,THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY,2011,second_quarter,RET,"See attachment. RET  Second Quarter Report 2011

H.R. 493  Genetic Information Non-Discrimination Act of 2008. Issue: Underwriting restrictions on long-term care insurance.

H.R. 677/S. 267  The Lifetime Income Disclosure Acts. Issue: Annuity Illustration.

H.R. 1173  Fiscal Responsibility and Retirement Security Act of 2011. Issue: Repeal of the CLASS Act.

H.R. 1534  Small Business Add Value for Employees Act of 2011. Issue: voluntary auto-IRAs.

S. 159/H.R. 63  The Confidence in Long-Term Care Insurance Act of 2011. Issue: Enhanced consumer protections for long-term care insurance policies.

S. 1121  Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issue: Limits borrowing from 401(k) plans.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE",,820000,0,0,2011-07-19T14:55:06.683000-04:00
1123773,a3d1cbcc-5c08-4de7-b7a4-8950df096c22,Q2,AMERICAN ACADEMY OF ACTUARIES,1318,AMERICAN ACADEMY OF ACTUARIES,2011,second_quarter,RET,"2011 Social Security Trustees Report; SEC Release No. 34-63576 - Registration of Municipal Advisors; regulatory guidance on definition under IRC Section 430(b); S. 1213, Defend and Save Social Security Act; H.R. 567, Public Employee Pension Transparency Act; measurement of assets and liabilities for pension funding ratios; and pension risk issues.","Centers For Medicare and Medicaid Services (CMS),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,60000,0,0,2011-07-19T15:43:17.290000-04:00
1123829,23f21b52-47ef-427e-9fe2-44279a2cffe7,Q2,THE CHARLES SCHWAB CORPORATION,34637,CHARLES SCHWAB CORPORATION,2011,second_quarter,RET,"Legislation and regulatory proposals related to target-date funds; retirement savings (including S 557, the Public Good IRA Rollover Act, and S 267/HR 677, the Lifetime Income Disclosure Act); the Department of Labor's Request for Information Regarding Electronic Disclosure by Employee Benefit Plans (RIN 1210 - AB50); and the Department of Labor's proposed definition of ""fiduciary"" (RIN 1210-AB32).","Commerce, Dept of (DOC),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,670000,0,0,2011-07-19T15:47:46.460000-04:00
1124053,0f0c30fa-aa59-46dd-b1b6-1d9c4d5e0d23,Q2,AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA,14611,AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES,2011,second_quarter,RET,"401 (k) fee disclosure:  Trade Department of labor rulemaking regarding 401 (k) fee disclosure.

Lifetime Income Disclosure Act:  Follow introduction of legislation that would require 401 (k) plan participants an annual statement projecting the monthly income that would be generated if the account balance were amortized as retirement.","Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,570000,0,0,2011-07-19T16:06:42.913000-04:00
1124096,f78f471f-a82e-4a3d-8617-2e08a5575d4f,Q2,SERVICE EMPLOYEES INTERNATIONAL UNION CTW-CLC,34887,SERVICE EMPLOYEES INTERNATIONAL UNION CTW-CLC,2011,second_quarter,RET,Retirement; Social Security,"HOUSE OF REPRESENTATIVES,SENATE",,553768,0,0,2011-07-19T16:10:59.367000-04:00
1124238,906a14b1-69d5-4386-a0ae-4b8354f1ef44,Q2,LOCKE LORD PUBLIC POLICY GROUP LLC,300971,DALLAS POLICE & FIRE PENSION SYSTEMS,2011,second_quarter,RET,Public sector pension legislation,"HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2011-07-19T16:21:15.053000-04:00
1124417,d8c36c54-5bdc-47f3-a341-6eaa9cd49032,Q2,THE DUBERSTEIN GROUP INC.,12675,SUPERVALU,2011,second_quarter,RET,Multi-employer pension issues - Proposed legislation re this issue.,"Commerce, Dept of (DOC),SENATE",100000,,0,0,2011-07-19T16:33:36.070000-04:00
1124554,2ed84138-e3de-45ac-92e5-51ae90f6fe64,Q2,"VAN HEUVELEN STRATEGIES, LLC",321874,GENWORTH FINANCIAL INC,2011,second_quarter,RET,"Long term health care, tax reform, taxation of life insurance companies, mortgage insurance and housing.  Implementation of Dodd-Frank as it pertains to mortgage service providers.","HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-07-19T16:38:37.443000-04:00
1124645,f070d215-a234-494c-b119-322ae61fe13d,Q2,60 PLUS ASSOCIATION,41988,60 PLUS ASSOCIATION,2011,second_quarter,RET,"Senior Citizens Income Security Act of 2010 (H.R. 5725); legislation to help senior citizens improve their economic well being and restore some of the original promises that were made years ago through Social Security. 
HR 5305, the CPI for Seniors Act of 2010.","HOUSE OF REPRESENTATIVES,Minerals Management Service,SENATE",,22136,0,0,2011-07-19T16:41:15.477000-04:00
1124685,4ccfd7fd-7890-418d-a71e-35832d0a7802,Q2,MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY,23986,MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY,2011,second_quarter,RET,"See Addendum. S. 267, ""Lifetime Income Disclosure Act"".

S. 1121, ""Savings Enhancement by Alleviating Leakage in 401(k) Savings Act (SEAL Act) of 2011"".

H.R. 677, ""Lifetime Income Disclosure Act"".

Dept. of Labor, request for information in response to the President's Executive Order 13563 on improving regulations and regulatory review, 76 F.R. 15224 (3/21/11)

Dept. of Labor, final rule adding Section 2520.104(b)-1(c), Electronic Distribution of Disclosures Required by Title 1 of ERISA, 75 FR 19285 (4/7/11).

Dept. of Labor, proposed rule amending Section 2510.3-21 c, (definition of term ""fiduciary""), 75 FR 65263 (10/22/10).

Dept. of Labor, RFI under regulation 2520.1049(b)-1(c) with respect to the use of electronic media.

Dept. of Labor, proposed rule relating to Target Date Disclosure, Section 2550.404 a-5 and 2550.4040-5, 75 FR 73987 (11/30/10).

Dept. of Labor, interim final rule amending Section 2550.408(b)(2) - Service Provider Fee Disclosure, 75 FR 41600 (7/16/10).

No. Bill Number, a bill to be introduced by Senator Kohl imposing fiduciary responsibilities on investment advisers and investment mangers that offer target date lenders that are qualified default investment alternatives.","Federal Reserve System,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of",,410000,0,0,2011-07-19T16:44:38.743000-04:00
1124730,d61ae2f1-51e8-4284-9d05-4a74b91eb880,Q2,PRIME POLICY GROUP,400532589,AMERICAN FREEDOM INNOVATIONS,2011,second_quarter,RET,Pensions. H.R.5479 and S.3649,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-07-19T16:47:01.290000-04:00
1124840,39cf1740-9319-442f-ad09-457b0ab0fffb,Q2,AMERICAN BANKERS ASSOCIATION,1785,AMERICAN BANKERS ASSOCIATION,2011,second_quarter,RET,Definition of Fiduciary under ERISA.,"Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),Council of Economic Advisers (CEA),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office",,2360000,0,0,2011-07-19T16:54:00.897000-04:00
1124930,acf360d7-16e3-4bc8-a640-653e1276f452,Q2,"EDUCATION LEGISLATIVE SERVICES, INC",13164,LONG BEACH UNIFIED SCHOOL DISTRICT (CA),2011,second_quarter,RET,"Social Security Reform
HR 1332:  Social Security Fairness Act of 2011 *  SOCIAL SECURITY REFORM
Any proposal considered by the federal government for mandatory Social Security coverage of all public government employees, including K-12 public school personnel, and the impact of any other provisions on K-12 public school district personnel retirement benefits in California


*  HR 1332:  SOCIAL SECURITY FAIRNESS ACT OF 2011
To amend Title II of the Social Security Act to repeal two provisions, government pension offset and windfall elimination requirements, that reduce earned Social Security benefits for retired teachers and other public employees, retirees or spouses in states such as California, where such employees contribute to state pension funds for teachers and/or other public employees, that are not covered by Social Security","Agriculture, Dept of (USDA),Centers For Medicare and Medicaid Services (CMS),Education, Dept of,Federal Communications Commission (FCC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE",,,0,0,2011-07-19T17:00:36.177000-04:00
1125273,04fea3b9-52f1-4ef3-8baa-26c86aba14ac,Q2,ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG),57475,PRUDENTIAL INSURANCE COMPANY OF AMERICA,2011,second_quarter,RET,"Misc. insurance, pension, retirement and savings issues - S. 267 - Lifetime Income Disclosure Act, H.R. 677- Lifetime Income Disclosure Act","HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2011-07-19T17:24:03.270000-04:00
1125403,7bb42720-565b-4131-95dc-055388907385,Q2,FEDEX CORPORATION,43285,FEDEX CORPORATION,2011,second_quarter,RET,"H.R. 1969 To provide for private-sector solutions to certain pension funding challenges, and for other purposes","Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT)",,2843285,0,0,2011-07-19T17:32:55.317000-04:00
1125521,28aa4a2f-2927-473f-a7c7-329d7e3e6218,Q2,ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG),57475,AMERICAN STAFFING ASSOCIATION,2011,second_quarter,RET,Pension and other benefits.,"Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of,White House Office",30000,,0,0,2011-07-19T17:41:40.710000-04:00
1125848,61bbe04c-69e7-4df2-9a4f-1e9e130ef428,Q2,COVINGTON & BURLING LLP,11195,NATIONAL FOOTBALL LEAGUE,2011,second_quarter,RET,Disability and Retirement Benefits,"HOUSE OF REPRESENTATIVES,SENATE",170000,,0,0,2011-07-19T18:16:11.380000-04:00
1125997,27a19bbe-d5b6-4174-80fd-e9e26ac0c9ea,Q2,ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG),57475,SECURITIES INDUSTRY & FINANCIAL MARKETS ASSN.,2011,second_quarter,RET,"Misc. pension issues, retirement security issues","Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of",120000,,0,0,2011-07-19T18:40:13.223000-04:00
1126319,436df380-81d9-4383-9f11-4d2033358f38,Q2,SUPERVALU INC.,400275287,SUPERVALU INC,2011,second_quarter,RET,Issues relating to multi-employer pension plans,"HOUSE OF REPRESENTATIVES,SENATE",,240000,0,0,2011-07-19T19:55:42.063000-04:00
1126535,65139657-c316-4416-9633-fb92fe9a5217,Q2,CHRISTOPHER HEINZ,318298,RETIREMENT SECURITY GROUP,2011,second_quarter,RET,Issues regarding multi-employer pension plans.  No bill filed.,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2011-07-19T20:59:19.347000-04:00
1126546,860fbc1c-aa01-423b-9b07-241fd40c35ef,Q2,"WILLIAMS AND JENSEN, PLLC",41454,AMERICAN ASSOCIATION OF RETIRED PERSONS,2011,second_quarter,RET,Issues pertaining to older Americans including age discrimination legislation and the report of the Deficit Commission,"HOUSE OF REPRESENTATIVES,SENATE",60000,,0,0,2011-07-19T21:05:24.407000-04:00
1126768,3717edaa-2a81-4139-9cc4-fbd2187967f7,Q2,"WILLIAMS AND JENSEN, PLLC",41454,VERSO CORPORATION (FORMERLY KNOWN AS NEWPAGE CORPORATION),2011,second_quarter,RET,Defined benefit legislation,"HOUSE OF REPRESENTATIVES,SENATE",50000,,0,0,2011-07-19T22:02:17.830000-04:00
1126889,ea0c83b5-2715-482e-8380-4917e9da8978,Q2,"CGCN GROUP, LLC",76992,CUSTODIA FINANCIAL LLC,2011,second_quarter,RET,Monitor issues related to retirement plans.  Retirement security issues including participant loans from 401(k) and similar plans (no specific legislation at this time).,"HOUSE OF REPRESENTATIVES,SENATE",30000,,0,0,2011-07-19T23:02:09.920000-04:00